AO IO Rev. 1/2011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111) I. Person Reporting (last name, first, middle initial) Messitte, Peter J. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) U. S. District Judge - Senior 7. Chambers or Office Address U. S. Courthouse 6500 Cherrywood Lane Greenbelt, MD 20770 2. Court or Organ ization U. S. District Court 5a. Report Type (check appropriate type) ] Nomination, Date [] Initial [] Annual [] Final 5b. [] Amended Report 8. On the basis of the information contained in this R eport and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing O f f ic e r Date 3. Date of Report 5/9/2011 6. Reporting Period 01/01/2010 to 12/31/2010 IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I . POSITIONS. ~Reponing individual only; see pp . 9-13 of filing instructions.) F~ NONE (No reportable positions.) POSITION 2. 3. 4. 5. NAME OF ORGANIZATION/ENTITY I I . A G R E E M E N T S . meponing indlvlduol only; seeps. 14-16 of filing instructions.) NONE (No reportable agreements.) 1.01/01/04 2. 3. DATE PARTIES AND TERMS Pension Plan - State of Marylahd Judiciary Messitt e Peter J.
Transcript
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
in Government Act of 1978(5 U.S.C. app. §§ 101-111)
I. Person Reporting ( last name, f irst , middle initia l)
Mess i t te , Pe te r J .
4. Ti t le (Art ic le 111 judges indica te act ive or senior sta tus;
magis t rate judges indicate fu l l - or par t - t ime)
U. S. Dis t r ic t Judge - Se n io r
7 . C h a mb e rs o r Of f i ce A ddre s s
U. S . Cour thouse6500 C he r r yw o o d L a n eG r e e n b e l t , M D 2 0 7 7 0
2. Cour t or Organ iza t ion
U. S. Dis t r i c t Cour t
5a . Report Type (check appropria te type)
]Nominat ion, Date
[] Initial [] Annual [] Final
5b. [] Amended Report
8. O n t he ba s i s o f t he i n fo rm a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliance
w ith appl ic ab le l aw s and r egu la t ions .
R e v i e w i n g O f f ic e r D a t e
3. Date of Repor t
5/9/2011
6 . R e por t ing Pe r iod
01/01 /2 010to
12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S . ~ R e p o n i n g individual only; see pp . 9-13 of f iling instructions.)
F~ N O N E (No reportable positions.)
POSITION
2.
3.
4.
5.
N A M E O F O R G A N IZ A T IO N / E N T I T Y
I I . A G R E E M E N T S . m e p o n i n g i n d l v ld u o l o n l y ; s e e p s . 1 4 - 1 6 of filing instructions.)
N O N E (No reportable agreements.)
1.01/01/04
2.
3.
DATE PARTIES AND TERMS
Pension Plan - Sta te of Marylahd Judicia ry
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructlons.)
A. Filer’s Non-Investment Income
[~ N O N E (Aro reportable non-investment income.)
DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e ’ s )
1 . 2 0 1 0 P e n s i o n P a ym e n t s - S t a t e o f M a r y l a n d J ud i c ia r y $48,733 .00
2.
3.
4.
B . S p o u s e ’ s N o n - I n v e st m e n t I nc o m e - I f you were married during any port ion o f the report ing year, com ple te this sec t ion.
(Dollar amount not required except for honoraria.)
~-] N O N E ( N o reportable non-investment income.)
DATE SOURCE AND TYPE
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)
---] N O N E (No reportable reimbursements.)
S O U R C E D A T E S LO C A T IO N P U R P O S E
1 . Int . Forum Just ice 3/8/1 0 - 3 /1 2/1 0 B ra sil ia lS ao Pa ulo , B ra zil Speeches
2. Int . Forum Just ice 5/1 2/1 0 - 5 /14 /1 0 Sa o Pa u lo , Bra zil E d u c . S e m i n a r
3. L e v i n C o l l e g e o f L a w / U n i v 5 /1 5/1 0 - 5 /2 1/1 0 M o nte vid eo , U ru gu ay E d u c . S e m i n a rof FLA
4.
5.
ITEMS PAID OR PROVIDED
Tr a n s p o r t a t io n , m e a l s , ho t e l
Tr a n s p o r t a t io n , m e a l s , ho t e l
Tr a n s p o r t a t io n , m e a l s , ho t e l
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , n e , v a lu e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r ip t io n o f A s s e t s Income during
( inc lud ing trust assets) r e p o r t i n g p e r i o d
( l ) ( 2 )Place "(X)" after each asset A m o u n t T y p e ( e .g . ,
exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
1 . B a n k o f A m e r ic a A Inte res t
2. P J M / IRA Mo r g a n S t a n le y ( s a me a s #3 - #2 2 ) B D i v i d e n d
3. L e g g M a s o n V a l u e T r u st A D i v i d e n d
4. L e g g M a s o n Sp e c i a l I n ve s t me n t T r us t A D i v i d e n d
5. A m e r i c a n F un d s : Eu r o P a c i f ic G r o w t h F un d A D i v i d e n dC I A
6. A m F un d s : W a s h i n g to n M ut ua l I n ve st o r s B D i v i d e n dFund C 1 A
7. R o y c e P e n n , M u tu a l F u n d A D i v i d e n d
8. Blackr0ck US Opp. Por t fo l io Fd A D i v i d e n d
9. B l a c k r o c k G l o ba l A l l o c . F d A D i v i d e n d
1 0 . G r o w t h F d o f A m C I F I A D i v i d e n d
1 1 . H a r t f o rd C a p A p p I I F d C I I A D i v i d e n d
1 2 . H e n d e r s o n I n t O p p F d C I W A D i v i d e n d
i 3 . Lord Abbet t Dev Growth Fd CI F A D i v i d e n d
1 4 . M F S V a l ue F d C I A A D i v i d e n d
1 5 . O p p e n he i me r D e v M k t s F d C i Y F D 5 A D i v i d e n d
1 6 . T h o r n b u r g I n v I n c B ld r F d C 1 I A D i v i d e n d
1 7 . l n ve s c o F l o a t in g R a t e F un d C I Y A D i v i d e n d
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(1) (2)
Value Value
C o d e 2 M e t h o d
( J - P ) C o d e 3
(Q-W)
K T
N T
J T
J T
J T
L T
J T
J T
K T
K T
K T
K T
J T
K T
J T
K T
J T
Transactions during reporting period
(i ) (2) (3)T y p e ( e . g ., D a t e Value
b u y , s e l l , m m / d d / y y C o d e 2
redempt ion) ( . l - P )
Sold 01/15/10 K
(pa r t )
Sold 01/15 /10 L(pa r t )
Sold 01/15 /10 K
(pa r t )
Sold 01/15 /10 L
Sold 01/15 /10 J
(part)
Buy 01/15 /10 J
Buy 01/15110 K
B u y 01/15 /10 K
B u y 01/15 /10 K
B u y 01115/10 K
B u y 01115/10 J
B u y 01/15 /10 K
B u y 01/15 /10 J
B u y 01/19/10 K
B u y 01/19110 J
( 4 ) ( 5 )
G ain ide ntity o f
Code 1 buyer/se l ler
(A-H) (if private
t ransac t ion)
A
A
A
A
A
See Pa rt VIII
Se e P a r t V I I I
1. Inc om e Gai n Codes: A = $ 1, 000 or l ess B = $1 ,001 - $2.500 C = $2,501 - $5,000 D =$5,001 - $15,000
(See C olumns BI and IM) F =$50.00! - $100,000 G =$100,001 - $1,000,000 H I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M o re th an $5 ,0 00 ,0 00
2. Va lue Cod e s J = $15.000 o r le ss K =$15,001 - $50,000 L = $50,001 - $1 00.000 M = $ 100, 001 - $ 250, 000
( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 -$5,000,001 - $25.000,000
P3 =$25,000,001 - $50,000,000 P4 -M or e tha n $50 ,000 ,0003 . Val ue Met hod Codes Q = Appra i sa l R =Cos t ( Re a l Es t a t e Only ) S = A s s e s s m e n t T = C a s h M a r k e t
( Se e Column C2 ) U =Book V a lue V =Othe r W =Es t ima tcd
E =$15,001 - $50,000
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instruction~)
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
D e sc r i p t i o n o f Asse t s In c o m e d u r in g G r o ss v a lu e a t e n d T r a n s a c t io n s d u r in g r e p o n in g p e r io d( in c lu d in g t ru s t a s s e ts ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d
(1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )
Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a l u e Type (e.g., D a t e V a l u e G a i n Identity of
exempt from prior disclosure Code Idiv.,rent, C o d e 2 M e t h o d b u y , s e l l , mm/dd/yy C o d e 2 Code l buyer/seller
( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m ptio n ) (J-P) ( A - H ) (if private
( Q - W ) t r a n s a c t i o n )
J T
J T
J T
J T
J T
N T
K T
K T
J T
J T
J T
J T
M T
J T
1 8 . Hart fo rd In f l a t ion Plus Fd CI Inflation A D i v i d e n d
19 . JP Morgan Strat Inc Opp Fd Select Class A Dividend
20. Pimco Total Return Fd Cl P A ’ Dividend
21. Sentinel Gov’t Securities Fd C1 A A Dividend
22. Templeton Glob Bond Fd Advisor Class A Dividend
23. Capital One Bank (formerly Chevy Chase C Interest
Bank),Chevy Chase, MD
24. Sun Trust Bank, Chevy Chase, MD A Interest
25. SM/IRA (Morgan Stanley) (Sameas A Dividend
#26-29)
26. L e g g Mason Value Trust A Dividend
27. Blackr0ckUS Opp Portfolio Fd A Dividend
28. Pimco Total Return Fd A Dividend
29. Fed Eq Fds Kaufmann Lge Cap Fd Inst Cl A Dividend
30. SM/CGM (same as #31 - #51 ) B Dividend
31. RoycePenn. Mutual Fund A Dividend
32. Am. Funds: Washington Mutual Investors
Fund Cl A
33. Legg MasonOpp. Trust A Dividend
34. Henderson Global Eq. Income Fund C1 W A Dividend
J
J
T
T
B u y 01/19/10 J
B u y 01/19/10 J
B u y 01/19/10 J
B u y 01/19/10 J
B u y 01/19/10 J
Sold 01/19/10 J
(part )
B u y 01/15 /10 J
B u y 01/15 /10 J
B u y 12/23/10 J
S o ld 01 /1 5/1 0 K
(par t)
So ld 01 /1 5/1 0 J
S o l d 01/15/10 K(par t)
So l d 01115/10 K
(par t)
See Part Vlll
1. Inc om e Gai n Codes: A =$1 ,000 or l e s s B =$1,001 - $2,500 C =$2,501 - $5.000 D =$5,001 o $15,000
( S e e C o l u m n s B I a n d D 4 ) F = $50,001 - $100,000 G = $1 00,001 - $1 ,000,000 H I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M o re th an $5 ,0 00 ,0 00
2. Va lue Cod e s J = $15,000 o r le ss K -$15,001 - $50,000 L =$50,001 - $ 100,000 M =$1 00,001 - $250,000
( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O =$500.001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 = $25,000,001 - $50,000,000 P 4 = M ore than $50,000,000
3. V a lue Me thod Code s Q = Appra i sa l R =Cos t ( Re a l E s t a t e Only ) S - A s s e s s m e n t T = C a s h M a r k e t
( S e e C o l u m n C 2 ) U =Book V a lue V =Othe r W = E s t im a t e d
E =$15,001- $50,000
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , t ru n s u c t l o n s a n c l u d e s , h o s e o l s , o u s e n n d d e p e n d e n t children; s e e p p . 3 4 - 6 0 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C. D.
D e s c r ip t io n o f A s s e t s Income during Gross value at end Transactions during reporttng period( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reporting period
( l) ( 2 ) (1) (2) (I ) (2) (3) (4) ( 5 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n Identity of
e x e m p t f r o m p r i o r d i s c l o s u r e C ode l d i v . , r e n t , Code 2 M e t h o d buy, sell, m m /d d / y y C o d e 2 C ode l buye r/se ller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) (if private
( Q - W ) t ransaction)
35 . I n ve s t me n t C o . o f A m e r i c a , Fd C l A A D i v i d e n d J T S o l d 01/15/10 K A(par t)
36 . Blackr0ck Global Al loc . Fd , Inc . CI C A D i v i d e n d J T S o l d 01/15/10 K A(par t)
37 . I n ve s c o F l o a ti n g Ra t e F un d C 1 Y A D i v i d e n d J T Bu y 01/15/10 J S e e P a r t V I II
38 . B l a c k r o c k U S O p p P o r t f o li o F d A D i v i d e n d J T Bu y 01/15/10 J
39 . D e l a w a re D i v e r s i f i e d , In c o m e Fd C I A D i v i d e n d J T Bu y 01/15/10 J
40 . Eu r o p a c i f i c G r o w t h F d C l a s s F l . A D i v i d e n d J T Bu y 01/15/10 J
41 . G r o w t h F un d o f A m e r C l a s s FI A D i v i d e n d J T Bu y 01/15/10 J
42 . Hart fo rd In f l a t ion Plus Fd CI I A D i v i d e n d J T Bu y 01/15/10 J
43 . lncFdofArnerCl FI A D i v i d e n d K T Bu y 01/15/10 K
44 . J P M o r g a n C o r e B o n d F d C I A A D i v i d e n d J T Bu y 01/15/10 J
45 . Legg 1M ason Spec lnv T r C I 1 A D i v i d e n d J T Bu y 01/15/10 J
4 6. Lord Abbet t Dev Growth Fd CI F A D i v i d e n d J T Bu y 01/15/10 J
47 . M F S V a l u e F d C I A A D i v i d e n d J T Bu y 01/15/10 J
48 . N e w P e r s p e c t ive F un d C I F A D i v i d e n d K S o ld 01 /1 5/1 0 K D See Par t VII1
49 . P l m c o T o t a l R e t u r n F d A D i v i d e n d J T Bu y 01/15/10 J
50 . V a n K a r n p c n E q & l n c F d A D i v i d e n d J T Bu y 01/15/10 J
51 . Te m p l e t o n G l o ba l Bo n d F d A D i v i d e n d J T Bu y 01/19/10 J
I . Income G a in Code s : A -$1 ,000 or l e s s B =$1,001 - $2,500 C = $2.501 o $5,000 D = $5,001 - $15,000
(S ee Col um ns t 3 1 a nd D 4) F = $ 50,001 - $ 100,000 G =$1 00,0 01 - $1 ,0 00 ,00 0 H 1 = $1 ,000,001 - $ 5,000,000 H 2 = M ore tha n $5,000,000
2. V a lue C o d e s J = $15,000 o r le ss K =$15,001 - $ 50,000 L = $ 5 0 ~ 0 0 1 - $ 1 0 0 , 0 0 0 M =$1 00,001 - $250,000
( S e e C o l u m n s C I a n d D 3 ) N $250 .001-$500 ,000 O=$500,001-$1,000,000 P I = $ 1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 p 2 =$ 5, 00 0, 00 1 - $2 5, 00 0, 00 0
P3 =$25,000.001 o $50,000,000 P4 = M ore Ihan $ 50, 000,000
3. V a lue Me thod Code s Q = Appra i sa l R =Cos t ( Re a l E s t a t e Only ) S =As s e s s me nt T = C a s h M a r k e t
( S e e C o l u m n C 2 ) U =Book V a lue V =Othe r W =Es t ima te d
E =$15,001 - $50,000
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructlon~)
N O l l E (No reportable income, assets, or transactions.)
D e sc r i p t i o n o f Asse t s I n c o m e d u r i n g( in c lu d in g tr u s t a s s e ts ) re p o r t in g p e r io d
( 1 ) ( 2 )
Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure C o d e 1 d i v . , r e n t .( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
(1) (2) ( 1 )
V a lu e V a lu e Type (e.g.,
C o d e 2 M e t h o d b u y , s e l l ,
(J-P) C o d e 3 r e d e m p t i o n )
( Q - W )
T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4) ( 5 )
D a t e V a l u e G a in I d e n t i t y o f
m m / d d /y y C o d e 2 C o d e 1 b u y e r / s e l l e r
( J - P ) (A-H) ( i f p r i v a t e
t r a n s a c t i o n )
See Part V III
I . Income G a in Code s : A = $1 ,000 o r le ss B =$1 ,001 - $2,500 C =$2,501 - $5,000
( S ee Col um ns B I and D 4) F = $ 50,001 - $1 00,000 G =$ 1 00,001 - $1,000,000 H 1 = $ 1,000,001 - $5,000,000
2 . V a lue Code s J =$15 ,000 or l e s s K =$15,001 - $50,000 L =$50,001 - $ 100,000
( S ee Col um ns C I and D 3 ) N =$250,001 - $500,000 O =$500,00 1 - $ 1 ,00 0,000 P I = $1 ,00 0,0 01 - $5 ,00 0,00 0
P 3 -$25,000,001 - $50,000,000 P 4 -M o re tha n $50,000,000
3. V a lue Me thod Code s Q = A p p r a i sa l R =Cos t ( Re a l E s t a t e Only ) S =As s e s s me nt
( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W =Es t ima te d
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$ 100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T = C a s h M a r k e t
E = $ 15, 001 - $ 50, 000
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)
Par t VII . Elaborat ion :
# 2 . P J M/ I RA ( M o r g a n S t a n l e y ) w a s r e p o r te d i n 2 009 F D R a s P J M / C G M ( C i t i g r o up /G l o b Mk t s - I RA ) . The a c c o un t s a r e o n e a n d t he s a me .
# 1 7 . S w i tc h e d d u r i n g y e a r f ro m A I M F l o a t in g R a t e Fu n d .
# 2 5 . S M ~ I R A ( M o r g a n S t a n le y ) w a s r e p o r te d o n 2 0 0 9 F D R a s " S M / C G M ( L e g g M a s o n V a l u e T r u s t - IR A ) " . T h e a c c o u n t s a r e o n e a n d t h e s a m e . L e g g M a s o nValue Trus t was the so le as se t in 2009.
#3 7 . Sw i tc he d d u r i n g ye a r f r o m A I M F l o a t i n g Ra t e F un d .
#48. For s0rn¢ reason thi s as se t was om i t t ed f rom m y 2009 FDR, but the p resen t repor t accurate ly ref l ec t s sa l e o f a l l the asse t and the cap i t a l ga in .
#52 . Th i s p r o p e r t y is he l d f o r r e n t , bu t w a s n o t i n f a c t r e n t e d i n 2 010 ; he n c e , n o i n c o me w a s r e c e i ve d .
8/3/2019 Peter J Messitte Financial Disclosure Report for 2010
I c e r ti f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .
1 f u r t h e r c e r t i fy t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e inco m p l i a n ce w i t h the p r o v i s i o n s o f 5 U . S . C . a p p . § 501 e t . s e q . , 5 U . S .C . § 7353 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Sign ature : S/Peter J . M ess i t te
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 04 )
