8/3/2019 Peter T Fay Financial Disclosure Report for 2009

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,40 t0 FINANCIAL DISCLOSURE REPORT a~p,,,.,i,t G n~,rnmentRcq"irel l~v theAR,,. 1/2010 FOR CALE NDAR YEAR 2009 (.s u.s.c. ,,;,l,. Y.~tol.ltl)

I. Person Reporting (lasl name. fir,.t, middle inilial) Z, Court or Organization 3. Date of Report

FAY, PETER T. U.S. Courl of Appeals, I l Cir.04II 5/2010

4. lide [Article 111 judges indicate nctwc or senior status: 5~, RepoO T)pe check appropriate type) 6. Repofling Period

magistrate judges indicate full- or pad-time)~ Nominatitm, Date 0110112009

Senior U.S. Circuit Judge ~ Iniual ~ A ..... I ~ Finalto

12/31 ;2009

5b, ~ Amended Report

7. Chambersor Office Address 8. Onthe bnsts oflhe Informationcontained in thR Report andan ymod ifications pe rtaining thereto, t s, in m~ npinion, in com pliance

Federal Just ice Bui lding ~ith applicable laws and regulztioas.

9~ N.E. 4 Streot. Suile 1255Miami, Florida 33132 Reviewing O~cer Date

I M P O R T A N T N O T E S :the instructions accompanying this form m ust be followe~ C omplete all parts,checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T IO N S .~ .~ , , , a . x i . a~ , .~a .o t o .o , ; . , .~ v ;~ 9 -u o . .~ , . x ; . , ~ ,~ , t i, , .. . )

1-~ NONE(No reportable poxitions.)

POSITION N A M ~ Q F O R G A N I Z AT IO N /E N T IT Y

I. Em eritis Member of Board of Trustees University of Miami. Miami, Florida

2. Em erilis Member of Board of Trustees University of Florida School of L aw, Gainesville, Florida

3. St. Thomas School of Law Bo ard of Advisors St. Thomas School of Law , Miami, Florida

~ N O N E(No reportahle agreements.) t...."D AT E PARTIES AND TERMS

I.

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FINANCIAL DISCLOSURE REPORT ,~ .... fper,on Report|ng Dateofll.port l

Iage 2 of 8 FAY, PETER T. 0 4 / 1 5 1 2 0 1 0

I II. N O N -IN V E S T M E N T I N C O M E .(nep,,,,i,g ~,~,.~,~d.,~,,~.~,; .,,,,~,~. ~ru,,~S~

A. Filer s Non-Investment Income

NONE (Noreportable non-investmenti~TtOme.)

~ O U R CE A N D T Y P E(yours. no~ spouses)

1 .

2.

3.

4.

B . S p o u s e s N o n -I n v e s t m e n t I n c o m e - l f j. ,, u . , ere married d u r i n g an3 po rtton~ ,fthe rep a r t i n g)e at,tD.Ilor ,m~,~unl n,~l rc.quocd .~ tt,pl.~r hon~raria. )

N O N E(No reportable non-investment income.)

DATg ~OURCE AN~ TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S-- tranxporfatltm, IodgingofOOd, ntertainmet~Lfinch,desd~o~,, m .ff~n,~e and,~lcn&,m ,1 ddrc~ ; .we IP 2J-2 7 ,~[/iling in.~tructi, ms.)

~ N O N E(No rcportafile reimfiursemencg.)

~ ~ LOCATION PU RPOS E ITE MS PA ID OR PROVID E D

I. Attorney Generals Appcllale June 1~-19.2~)9 Columbia, Sou~h Carolina Judicial Panel Member Transpoaation. Lodging and F~dChic~s (on fercnce

3.

4.

5.

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Name of Person Reporting Dale of Reparl

P a g eF I N A N C I A L 3 o f 8 D I SC L O S U R E R E P O R T~ . ~ , v, ~ E T E a T. 0 4 /~ S / ~ ,O ~ 0I

~N O N E(No reportable g~s.)

~ D E S C R I P T I O N VAL~

I.

2.

3.

4.

5.

V I . L I A B I L I T I E S . a , d , , d e s ,h , ,. ~ , ,, . ~...... ddep~nd.lchiMtct~;Stl~p.~Z-33offilinglnsttuction~.)

N O N E(No reportable liabilities.)

C R E D I T O R

2.

3.

4.

5.

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N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPO RTFAY, P E T E RT. 0 4 / 1 5 / 2 0 1 0Page 4 of 8

VII. I N V E S T M E N T S a ndTRUSTS - ~. . . . . . . . . a~ ,~. , . . . .. .,i,,,.~ a , ct,a~ ., ,i,o,, o/.,p ........~ ~, ,~,~. , , .~, , ., , : ,~, ~, . ~ -~o , , / l~i ,~ ~,~, ,~, i ,

~ (No reportable assets, orONE income, transactions.)

A. B. C.Dc~ription of As~s In.me during Gr~s value al end Tra~tiou~ during rcporling ~riod,( i nc l ud ing t r u s t a~sc t s ) reposing ~riod of reposing ~riod

(I) (2) 11) ~2) [I ) [2) (3)P l a c e " i X ) " a f t e re a c ha ~ c t A m o u n l Ty~ (c.~, Value Value Ty~ ( g., D a l e Value Gain l~nlity of

exempt from pfor di~losure Ct~e I div. . rent . C~c 2 Mcth~ b u y. s e l l . m z ~ . d & y yC o d e 2 Code I h~,ycr l~l lcr(A.H) o r in l . } ( J - P ) C t ~ c 3 r e d e m p t i o n ) (J-P~ . (A-H) ( i f pr iva te

( Q - W )

I. Commo n stock - Central Ill. Pub. Semite A Dividend J TCo~.

2. Left blank intentionall,

3 . ~nd near M~lton. FIo6da None K W

4. Mineral I~se on land near Milton, Florida A Royalty J W

5. Coca Cola Co. A Dividend J T

6. N ewYork City Mun. Wate{&Sewcr Sys. A Interest K T

7. Nuveen Mun. Fund B Dividend K T

8. N ew York City M~icipal W ater Authority A Interest K T

9. Fidelity High Yield Tax Free A Divided K T

1 0 . Monster Worldwide Inc. None J T

I I. Spartan Florida Mun. Fund A Dividend J T

1 2 . N uveen Mun. Markel Oppo~unity F~d A Divided J T

1 3 . H arbor Capital Appreciation Fund A Dividend J T

14 . Vanguard G{oup, 500 Po~folio A Dividend K T

15 . Vanguard Group. European Portfolio A Dividend K T

I( ) Wachovia Hank D eposit(now named Wells B Dividend K TFargo)

17 "FimeW arncr A Dividend J T

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N a m e o r P e r s o n R e p o r t in g D a t e e [ R e p o r t

P a g eF I N A N C I A L 5 o f 8 D IS C L O S U R E R E P O RTFAY, P E T E R T . 0 4 / 1 5 / 2 0 1 0

VII. INVESTMENTS and TRUSTS .-

F--] N O N E(No reportable income, a.sets, or transactions.)

A . B. C. D .De, ,c r ip lion o f A ~, :ce t s Income during G r o s s v a l u e a t e n d Tran sac t i ons du r ing r ep o r t i ng pe r i od

t i n c l u d i n g I n t s l a s ~ , e l s ) r epo r t i ng p e r i o d o f r e p o r t i n g p e r i o d

11 ) (2 ) (1) i (2) (I) 12) (3) (41 (5 )P l a c e " ~ . X ) " a f t e r e a c h a s s c ! Amount Ty~ (e.g.. Value

!

Value T y p e (c .g ., D a le Value Gain I d c m i l y o f

e x e m p t f r o m p r i o r d i sc l o s u r e C o d e I" d iv. . r cnL C o d e 2 M c lh o d buy, sell, m m ~ d d / y yC o d e 2 C o d e I bayer /sc t lorI A - H ) orint.| ( J - P ~ , ! Code3 r e d e m p t i o n ) " OP) ~A-I t~ ~ ( i f pr iva te

: l( Q - W ) t ransac t ion}

1 8 . American Intemationa! Group Inc. None J T

1 9 . Aragon Inc. None J T

20. Broadcom Corp. Class A None J T

21. Hom e Depot Inc. A Dividend J T

22. Melbourne, Fla. W ater & Sewer Roy. A Interest K T

23. Left blank intentionall)

2 4 . Microsoft Corp. Washington A Dividend J T

25. Brcvard Co untyFla. G/OLT DB /E B Interest K T

2 6 . Cape Coral, Fla. WST W TR & IRR A Interest K T

27. Walmart Stoteslnc. A Dividend K T

2 8 . Bank of America Time Deposit (CD) B Interest K T

29. Alaska Univ. Revs GenI. Scr. A Interest K T

3 0 . Left blank intentionally

3 I. ./acksnnville Fla. Ex cise Taxes Rev. B Interest Redeemed 10/1/09 K A

3 2 . Port Pahn Beach Dist. F]a. Re,,. B httcrcs! K T

33. Pina CNTY AZ SIR & IIWY REV A Interesl K T Buy 10,"15~09 K

3 4 . Left blank intentionally

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FINANCIAL DISCLOSURE REPORT ] Nam eofP ... .. Reporting D a t e o [ I R r p o r tI

I Iage 6 of 8 I FAY , P E T E RT. 04/15/2010V I I. I N V E S T M E N T S a n d T R U S T S-~ ..... e, ,.al~e,t ....... ions (lnclude.~ lit.... ~f...~, ....... d del~,ndent children: seepp. 3d-60 of filing instructiems.J

N O N E(Ato reportable income, assets, or transactions.)

A. B. C.D ,

D c s c r l p t i o ~ o f A s s e t s I n c o m e d u r in g Gro : , s va l ue a t e nd Tr a n s a c t i o n s d u r i n g r e p o r l in g p c r i t ~ d

( i n c l u d i n g t r u s t a s s c L ~ ) rcp or tin g p er io d o f re po rtin g p er io d

(I ) (2 ) (I) (2~ O} t2~ ~ OI ~} 1 5 lP l a c ( X y a l te r e a c h a s s e t A m ou nt T yp e {e ,g .,Value Value Ty p ( e , g . D a t e Value . Gain Ident i ty o f

exempt f r um p r i o r d i s c lo s u r e Code I ally., rent. C o d e 2 M e t h o d bay, sell, mrrddd,yy ,(.ode 2 Code I : buyer/.~ller( A - H ) or in t . ) (. l .p) C o d e 3 re d e m ptio n ) ( J - P ) (A-It) lifprivate

( O - W l t r ansa c l i un l

3 5 . Greene City Ohio Special Assessment B Interest K T

36. Left blank interttionall

37. Condo unit, Melbourne Beach. Fla. N one M W

38. Ft. Myers Fin, Gas Tax Revenue B Interest K T

3 9 . Orlando Fla.. Waste Water B Interest K T

40. Lauderhill, Fla. Water & Sewer B Interest K T

41. Tampa S ports Authority B Interest K T

42. Brcvard County Fuel Tax Revenue Bond B Inlerest K T

43. Left blank intentionall),

44. H ouston TX Independent School District B Interest K T

45. Petroleo Brsileiro Spon Ad r A Dividend .1 T

, . 1 6 . Central Puget Sound W A. Rcgl Tran. B I n ~ e r e s t K TAuth.Sales & Use Tax

47.

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N a m e o f I ~ r so n R ~ p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTr AY. P E T E R T. 0 4 / 1 5 / 2 0 1 0age 7 of 8

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS.a.aic~t.~,ar.,~RW,,r,)

Thc Boards of Trustccs referred to in Part I are governing board,~ ofuniversities and not trusts or estates holding assets.

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FINANCIAL DISCLOSURE REPORT r~ .... fPer,onReporting D,,(o r R e p o r t

Page 8 of 8 ray, PETE RT. 04/15/2010

IX. CERTIFICATION.

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an)) isaccurate, true, and com plete to the best of m y knowledge and belief, and that any information not reported w as withheld because it m et applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and 1he acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur(

N OTE : A N Y IN D IVID U A L W ltO KN OW IN GL Y A N D W IL FU L LV FA L SIFil A Y B E SU B JE CT TO CIVILAN D CRIMINAL S AN CTIONS {5 U.S.C. app, 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAd ministrative Office of the United S tates CourtsSuite 2-30 IOne Columbus Circle, N .E.W ashington, D .C. 20544