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Ain Shams University
Mathematics and Engineering Physics Department
Pre-Junior Communication Systems Engineering Students
Lecture 11
Modern Physics and Quantum Mechanics Course (EPHS 240)
9 December 2009
Dr. Hatem El-Refaei
[email protected] Dr. Hatem El-Refaei 1
Contents
� Infinite barrier
� Finite barrier
� Quantum tunnelling
[email protected] Dr. Hatem El-Refaei 2
Note
� All problems today are unbounded problem, i.e. the
particle is not confined in a certain region, so:
� We will not be able to do the normalization condition.
� Therefore, we will not be able to solve for all unknowns.
� Therefore, we will not get a characteristic equation.
� Therefore, energy levels are not quantized, and all energies
are possible.
� But still there are a lot of important characteristics to
understand and learn today.
[email protected] Dr. Hatem El-Refaei 4
Potential step of infinite height and infinite width
� Since the barrier height is infinite, incident particles can’t
penetrate through it, and particles reflect back.
� So, there is zero probability of finding the particle inside
the step barrier.
� Here, the QM solution leads to the same classical solution.
Energy
∞ ∞
x
E
[email protected] Dr. Hatem El-Refaei 5
Potential step of infinite height and infinite
width
( ) jkxjkx BeAex −+=ψ
( )
−−
−
+=ΨtE
kxjtE
kxj
BeAetx hh,
02
22
2
=+ II E
m
dx
dψ
ψh
Backward
propagating wave
Forward
propagating wave
∞=U
( ) 0=xψ
h
mEk
2=
E
Energy, ψ
∞ ∞
x0
[email protected] Dr. Hatem El-Refaei 6
Potential step of infinite height and infinite
width
( ) ( )+− === 00 xx ψψ
0=+ BA
Energy, ψ
∞ ∞
x0
∞=U
( ) 0=xψ
E
( ) jkxjkx BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
h
mEk
2=
[email protected] Dr. Hatem El-Refaei 7
Potential step of infinite height and infinite
width
AB −=
( ) ( )kxjAx sin2=ψ
Energy, ψ
∞ ∞
x0
∞=U
( ) 0=xψ( ) jkxjkx AeAex −−=ψ
( ) ( )jkxjkx eeAx −−=ψ
Sin(x) E
02
22
2
=+ II E
m
dx
dψ
ψh
[email protected] Dr. Hatem El-Refaei 8
Potential step of infinite height and infinite
width
AB −=
Reflectivity 1Re
2
===∗
∗
AA
BB
AmplitudeIncident
AmplitudeflectedR
All the incident particle stream is reflected back.
Energy, ψ
∞ ∞
x0
Sin(x) E
[email protected] Dr. Hatem El-Refaei 9
Potential step of infinite height and infinite
width
� Since the barrier extends to infinity in the x direction, no particle can penetratethrough the whole barrier. From phenomenological understanding, as x→∞,ψ→0.
Energy, ψ
∞ ∞
x0
Sin(x) E
[email protected] Dr. Hatem El-Refaei 11
Potential step of finite height and infinite
width
� As the step height Uo gets smaller (but still E<Uo),
the penetration of the particles inside the step
increases, but finally no particles will succeed to
travel through the whole step to x→∞.
Energy
∞
x
Uo
0
E<Uo
E
[email protected] Dr. Hatem El-Refaei 12
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II DeeCx ααψ += −
Energy
∞
x
Uo
� We have 4 unknowns (A,B,C, and D) and 3 equations:� Finiteness of ψ at x=∞� Continuity of ψ at x=0
� Continuity of ∇ψ at x=0
E<Uo
( )0
2>
−=
h
EUm oαh
mEk
2=
E
[email protected] Dr. Hatem El-Refaei 13
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II DeeCx ααψ += −
Energy
∞
x
Uo
E<Uo
� The condition that ψ(x) must be finite as x→∞, leads to D=0
( )0
2>
−=
h
EUm oαh
mEk
2=
E
[email protected] Dr. Hatem El-Refaei 14
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) x
II eCx αψ −=
Energy
∞
x
Uo
E<Uo
� The condition that ψ(x) must be finite as x→∞, leads to D=0
( )0
2>
−=
h
EUm oαh
mEk
2=
E
[email protected] Dr. Hatem El-Refaei 15
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) x
II eCx αψ −=
Energy
∞
x
Uo
� We have 3 unknowns (A,B,C) and 2 equations:� Continuity of ψ� Continuity of ∇ψ
� Thus, the best we can get is the ratio between parameters.
E<Uo
( )0
2>
−=
h
EUm oαh
mEk
2=
E
[email protected] Dr. Hatem El-Refaei 16
Potential step of finite height and infinite
width
( ) ( )00 === xx III ψψ
Continuity of ψ
CBA =+
Continuity of dψ/dx
00 ==
=x
II
x
I
dx
d
dx
d ψψ
( ) CBAjk α−=−
CkjA
+=α
12
1C
kjB
−=α
12
1
∞
x
Uo
EnergyE<Uo
( )0
2>
−=
h
EUm oαh
mEk
2=
0
E
( ) jkxjkx
I BeAex −+=ψ ( ) x
II eCx αψ −=
[email protected] Dr. Hatem El-Refaei 17
Potential step of finite height and infinite
width
CkjA
+=α
12
1C
kjB
−=α
12
1
Reflectivity 1
11
11Re
2
=
−
+
+
−
=== ∗
∗
kj
kj
kj
kj
AA
BB
AmplitudeIncident
AmplitudeflectedR
αα
αα
EnergyE<Uo
( )0
2>
−=
h
EUm oαh
mEk
2=
0
E
[email protected] Dr. Hatem El-Refaei 18
Potential step of finite height and infinite
width
jkxjkx CekjCe
kj −
−+
+=αα
12
11
2
1
( )( ) ( )
≥
≤−=
− 0
0sincos
xeC
xkxCk
kxCx
xα
αψ
( ) jkxjkx
I BeAex −+=ψ
∞
x
Uo
0
C
( )
−+
+=
−−
22
jkxjkxjkxjkx
I
eeC
kj
eeCx
αψ
Energy
[email protected] Dr. Hatem El-Refaei 19
Potential step of finite height and infinite
width
� Since the barrier height is finite, particles can penetrate partially
in the vicinity of the potential step, and then they reflect back.
� So, there is a finite probability of finding the particle in the
classically forbidden position.
� Here, the QM solution is different from the classical one.
∞
x
Uo
0
C
Energy
[email protected] Dr. Hatem El-Refaei 20
Potential step of finite height and infinite
width
Case 2
Case 2
x0
Energy
Case 3
Case 3E<Uo( )
02
>−
=h
EUm oα
� As the potential barrier height increases (Uo
increases) (from case 2 to case 3), α also increases,
and thus the exponential function dies quicker inside
the barrier. Thus it becomes less probable to find the
particle inside the barrier.
( ) xeCx αψ −=
[email protected] Dr. Hatem El-Refaei 21
Potential step of finite height and infinite
width
� If the barrier height (Uo) is kept constant, but the particle
energy increases (provided E<Uo), thus α decreases, and
the particle exponential function dies slower inside the
barrier. Hence, it becomes more probable to find the
particle in the vicinity of the barrier edge.
x0
EnergyE<Uo
( )0
2>
−=
h
EUm oα
( ) xeCx αψ −=
[email protected] Dr. Hatem El-Refaei 23
Potential barrier of finite height and finite
width
� A stream of particles incident on a finite width and height
potential barrier with E<Uo.
� Part of the incident stream will succeed to penetrate through the
barrier and appear on the other side, this is the transmitted stream.
The other part will reflect back forming the reflected stream.
� Note, a single particle doesn’t split into two.
x
Uo
E<Uo
E
Energy
[email protected] Dr. Hatem El-Refaei 24
Potential barrier of finite height and finite
width
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkxjkx
III FeGex −+=ψ
02
22
2
=+ IIIIII E
m
dx
dψ
ψh
Energy
x
Uo
0 a
E<Uo
( )0
2>
−=
h
EUm oγh
mEk
2=
� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions
� Continuity of ψ and ∇ψ at x=0.
� Continuity of ψ and ∇ψ at x=a.
� Only a forward propagating wave on the right hand side of the barrier.
[email protected] Dr. Hatem El-Refaei 25
Potential barrier of finite height and finite
width
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkxjkx
III FeGex −+=ψ
02
22
2
=+ IIIIII E
m
dx
dψ
ψh
Energy
x
Uo
0 a
E<Uo
� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions
� Continuity of ψ and ∇ψ at x=0.
� Continuity of ψ and ∇ψ at x=a.
� Only a forward propagating wave on the right hand side of the barrier.
[email protected] Dr. Hatem El-Refaei 26
Potential barrier of finite height and finite
width
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkx
III Gex =ψ
02
22
2
=+ IIIIII E
m
dx
dψ
ψh
Energy
x
Uo
0 a
E<Uo
� We have 5 unknowns (A,B,C,D,G) and 4 boundary conditions
� Continuity of ψ and ∇ψ at x=0.
� Continuity of ψ and ∇ψ at x=a.
[email protected] Dr. Hatem El-Refaei 27
Potential barrier of finite height and finite
width
We are interested in the transmission probability (T)
22
A
G
AA
GG
AmplitudeIncident
AmplitudedTransmitteT === ∗
∗
Energy
x
Uo
0 a
E<Uo
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkx
III Gex =ψ
02
22
2
=+ IIIIII E
m
dx
dψ
ψh
[email protected] Dr. Hatem El-Refaei 28
Potential barrier of finite height and finite
width
And reflection probability (R)
22
Re
A
B
AA
BB
AmplitudeIncident
AmplitudeflectedR === ∗
∗
Energy
x
Uo
0 a
E<Uo
( ) jkxjkx
I BeAex −+=ψ
02
22
2
=+ II E
m
dx
dψ
ψh
( ) 02
22
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkx
III Gex =ψ
02
22
2
=+ IIIIII E
m
dx
dψ
ψh
[email protected] Dr. Hatem El-Refaei 29
Potential barrier of finite height and finite
width
� First set of boundary conditions at x=0
( ) ( )00 === xx III ψψ
DCBA +=+
00 ==
=x
II
x
I
dx
d
dx
d ψψ
DCjkBjkA γγ −=−
� Second set of boundary conditions at x=a
( ) ( )axax IIIII === ψψax
III
ax
II
dx
d
dx
d
==
=ψψ
ikaaa eGeDeC =+ −γγ ikaaa eGikeDeC =− −γγ γγ
[email protected] Dr. Hatem El-Refaei 30
Potential barrier of finite height and finite
width
DCBA +=+ (1)
DCjkBjkA γγ −=− (2)
ikaaa eGeDeC =+ −γγ (3)
ikaaa eGikeDeC =− −γγ γγ (4)
� Eq. (3) × γ + Eq. (4) to eliminate D.
� Eq. (3) × (-γ) + Eq. (4) to eliminate C.
( ) Gejk
C ajk γ
γγ −+
=2
(5)
( ) Gejk
D ajk γ
γγ +−
=2
(6)
[email protected] Dr. Hatem El-Refaei 31
Potential barrier of finite height and finite
width
� Eq. (1) × jk + Eq. (2) to eliminate B
( ) ( )DjkCjkjkA γγ −++=2 (7)
� Substitute from eq. (5) and (6) into (7), we get an equation of A
and G only.
( ) ( ) ( ) ( )[ ]GejkejkjkA ajkajk γγ γγγ
+− −−+= 22
2
12 (8)
DCBA +=+ (1)
DCjkBjkA γγ −=− (2)
ikaaa eGeDeC =+ −γγ (3)
ikaaa eGikeDeC =− −γγ γγ (4)
[email protected] Dr. Hatem El-Refaei 32
Transmission and Reflection Coefficients
� It is an assignment to show that the transmission coefficient is
given by
( )( )a
EUE
UAA
GGT
o
o γ22
sinh4
11
1
−+
== ∗
∗
� Also it is an assignment to show that the reflection coefficient
is given by
( )( )
( )( )a
EUE
U
aEUE
U
AA
BBR
o
o
o
o
γ
γ
22
22
sinh4
11
sinh4
1
−+
−== ∗
∗
[email protected] Dr. Hatem El-Refaei 33
Transmission and Reflection Coefficients
� After proving both relations, it will be clear to you that
1=+TR
� Which is logical as an incident particle is either reflected or
transmitted.
� You may need to use the following relations
( )2
sinhzz ee
z−−
=
( )2
coshzz ee
z−+
=
( ) ( ) 1sinhcosh 22 =− zz
[email protected] Dr. Hatem El-Refaei 34
Transmission coefficient versus barrier width
� One notices that shrinking the barrier width by half results in a dramaticincrease in the transmission coefficient. It is not a linear relation.
� Also doubling the particle energy results in exponential increase in thetransmission coefficient.
An electron is tunneling through 1.5 eV barrier
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0 0.25 0.5 0.75 1 1.25 1.5
Energy (e.V)
Transmission Coffecient
a=0.5 nm
a=1 nm
a=2 nm
a=4 nm
[email protected] Dr. Hatem El-Refaei 35
Reflection coefficient versus barrier width
An electron is tunneling through 1.5 eV barrier
0
0.2
0.4
0.6
0.8
1
1.2
0 0.25 0.5 0.75 1 1.25 1.5
Energy (e.V)
Reflection Coffecient
a=0.5 nm
a=1 nm
a=2 nm
a=4 nm
� Notice that R=1-T
[email protected] Dr. Hatem El-Refaei 36
Plotting the wave function
� Now we have found all
constants in terms of A.
� We can plot the shape of
the wave function in all
regions.
� One would expect that as the barrier gets smaller in height
and/or narrower in width more particles will be able to cross
the barrier to the other side.
� This results in a higher transmission coefficient “T”, and also a
larger amplitude for the transmitted wave “G”.
� Check: http://phys.educ.ksu.edu/vqm/html/qtunneling.html
G
[email protected] Dr. Hatem El-Refaei 37
Contradiction with Classical Mechanics
� This results are in contradiction with the classical mechanics
which predicts that is the particle’s energy is lower than the
barrier height, the particle overcome the barrier and thus can
not exist in the right hand side.
G
[email protected] Dr. Hatem El-Refaei 38
Remember classical mechanics
A man at rest hereWill never be able to
pass this point
So he can’t exist here
Ain Shams University
Mathematics and Engineering Physics Department
1stYear Electrical Engineering
Lecture 11
Modern Physics and Quantum Mechanics Course
Dr. Hatem El-Refaei
Dr. Hatem El-Refaei 1
Contents
� Infinite barrier
� Finite barrier
� Quantum tunnelling
Dr. Hatem El-Refaei 2
Note
� All problems today are unbounded problem, i.e. the
particle is not confined in a certain region, so:
� We will not be able to do the normalization condition.
� Therefore, we will not be able to solve for all unknowns.
� Therefore, we will not get a characteristic equation.
� Therefore, energy levels are not quantized, and all energies
are possible.
� But still there are a lot of important characteristics to
understand and learn today.
Dr. Hatem El-Refaei 3
Infinite barrier
Dr. Hatem El-Refaei 4
Potential step of infinite height and infinite width
� Since the barrier height is infinite, incident particles can’t
penetrate through it, and particles reflect back.
� So, there is zero probability of finding the particle inside
the step barrier.
� Here, the QM solution leads to the same classical solution.
Energy
∞ ∞
x
E
Dr. Hatem El-Refaei 5
Potential step of infinite height and infinite
width
( ) jkxjkx BeAex −+=ψ
( )
−−
−
+=ΨtE
kxjtE
kxj
BeAetx hh,
0222
2
=+ II E
m
dx
dψ
ψh
Backward
propagating wave
Forward
propagating wave
∞=U
( ) 0=xψ
h
mEk
2=
E
Energy, ψ
∞ ∞
x0
Dr. Hatem El-Refaei 6
Potential step of infinite height and infinite
width
( ) ( )+− === 00 xx ψψ
0=+ BA
Energy, ψ
∞ ∞
x0
∞=U
( ) 0=xψ
E
( ) jkxjkx BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
h
mEk
2=
Dr. Hatem El-Refaei 7
Potential step of infinite height and infinite
width
AB −=
( ) ( )kxjAx sin2=ψ
Energy, ψ
∞ ∞
x0
∞=U
( ) 0=xψ( ) jkxjkx AeAex −−=ψ
( ) ( )jkxjkx eeAx −−=ψ
Sin(x) E
0222
2
=+ II E
m
dx
dψ
ψh
Dr. Hatem El-Refaei 8
Potential step of infinite height and infinite
width
AB −=
Reflectivity 1Re
2
===∗
∗
AA
BB
AmplitudeIncident
AmplitudeflectedR
All the incident particle stream is reflected back.
Energy, ψ
∞ ∞
x0
Sin(x) E
Dr. Hatem El-Refaei 9
Potential step of infinite height and infinite
width
� Since the barrier extends to infinity in the x direction, no particle can penetratethrough the whole barrier. From phenomenological understanding, as x→∞,ψ→0.
Energy, ψ
∞ ∞
x0
Sin(x) E
Dr. Hatem El-Refaei 10
Finite barrier
Dr. Hatem El-Refaei 11
Potential step of finite height and infinite
width
� As the step height Uo gets smaller (but still E<Uo),
the penetration of the particles inside the step
increases, but finally no particles will succeed to
travel through the whole step to x→∞.
Energy
∞
x
Uo
0
E<Uo
E
Dr. Hatem El-Refaei 12
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II DeeCx ααψ += −
Energy
∞
x
Uo
� We have 4 unknowns (A,B,C, and D) and 3 equations:� Finiteness of ψ at x=∞� Continuity of ψ at x=0� Continuity of ∇ψ at x=0
E<Uo( )
02
>−
=h
EUm oαh
mEk
2=
E
Dr. Hatem El-Refaei 13
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II DeeCx ααψ += −
Energy
∞
x
Uo
E<Uo
� The condition that ψ(x) must be finite as x→∞, leads to D=0
( )0
2>
−=
h
EUm oαh
mEk
2=
E
Dr. Hatem El-Refaei 14
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) x
II eCx αψ −=
Energy
∞
x
Uo
E<Uo
� The condition that ψ(x) must be finite as x→∞, leads to D=0
( )0
2>
−=
h
EUm oαh
mEk
2=
E
Dr. Hatem El-Refaei 15
Potential step of finite height and infinite
width
0
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) x
II eCx αψ −=
Energy
∞
x
Uo
� We have 3 unknowns (A,B,C) and 2 equations:� Continuity of ψ� Continuity of ∇ψ
� Thus, the best we can get is the ratio between parameters.
E<Uo( )
02
>−
=h
EUm oαh
mEk
2=
E
Dr. Hatem El-Refaei 16
Potential step of finite height and infinite
width
( ) ( )00 === xx III ψψ
Continuity of ψ
CBA =+
Continuity of dψ/dx
00 ==
=x
II
x
I
dx
d
dx
d ψψ
( ) CBAjk α−=−
CkjA
+=α
12
1C
kjB
−=α
12
1
∞
x
Uo
EnergyE<Uo
( )0
2>
−=
h
EUm oαh
mEk
2=
0
E
( ) jkxjkx
I BeAex −+=ψ ( ) x
II eCx αψ −=
Dr. Hatem El-Refaei 17
Potential step of finite height and infinite
width
CkjA
+=α
12
1C
kjB
−=α
12
1
Reflectivity 1
11
11Re
2
=
−
+
+
−
=== ∗
∗
kj
kj
kj
kj
AA
BB
AmplitudeIncident
AmplitudeflectedR
αα
αα
EnergyE<Uo
( )0
2>
−=
h
EUm oαh
mEk
2=
0
E
Dr. Hatem El-Refaei 18
Potential step of finite height and infinite
width
jkxjkx CekjCe
kj −
−+
+=αα
12
11
2
1
( )( ) ( )
≥
≤−=
− 0
0sincos
xeC
xkxCk
kxCx
xα
αψ
( ) jkxjkx
I BeAex −+=ψ
∞
x
Uo
0
C
( )
−+
+=
−−
22
jkxjkxjkxjkx
I
eeC
kj
eeCx
αψ
Energy
Dr. Hatem El-Refaei 19
Potential step of finite height and infinite
width
� Since the barrier height is finite, particles can penetrate partially
in the vicinity of the potential step, and then they reflect back.
� So, there is a finite probability of finding the particle in the
classically forbidden position.
� Here, the QM solution is different from the classical one.
∞
x
Uo
0
C
Energy
Dr. Hatem El-Refaei 20
Potential step of finite height and infinite
width
Case 2
Case 2
x0
Energy
Case 3
Case 3E<Uo( )
02
>−
=h
EUm oα
� As the potential barrier height increases (Uoincreases) (from case 2 to case 3), α also increases,and thus the exponential function dies quicker inside
the barrier. Thus it becomes less probable to find the
particle inside the barrier.
( ) xeCx αψ −=
Dr. Hatem El-Refaei 21
Potential step of finite height and infinite
width
� If the barrier height (Uo) is kept constant, but the particle
energy increases (provided E<Uo), thus α decreases, andthe particle exponential function dies slower inside the
barrier. Hence, it becomes more probable to find the
particle in the vicinity of the barrier edge.
x0
EnergyE<Uo
( )0
2>
−=
h
EUm oα
( ) xeCx αψ −=
Dr. Hatem El-Refaei 22
Tunneling through a potential
barrier
Dr. Hatem El-Refaei 23
Potential barrier of finite height and finite
width
� A stream of particles incident on a finite width and height
potential barrier with E<Uo.
� Part of the incident stream will succeed to penetrate through the
barrier and appear on the other side, this is the transmitted stream.
The other part will reflect back forming the reflected stream.
� Note, a single particle doesn’t split into two.
x
Uo
E<Uo
E
Energy
Dr. Hatem El-Refaei 24
Potential barrier of finite height and finite
width
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkxjkx
III FeGex −+=ψ
0222
2
=+ IIIIII E
m
dx
dψ
ψh
Energy
x
Uo
0 a
E<Uo
( )0
2>
−=
h
EUm oγh
mEk
2=
� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions
� Continuity of ψ and ∇ψ at x=0.� Continuity of ψ and ∇ψ at x=a.� Only a forward propagating wave on the right hand side of the barrier.
Dr. Hatem El-Refaei 25
Potential barrier of finite height and finite
width
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkxjkx
III FeGex −+=ψ
0222
2
=+ IIIIII E
m
dx
dψ
ψh
Energy
x
Uo
0 a
E<Uo
� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions
� Continuity of ψ and ∇ψ at x=0.� Continuity of ψ and ∇ψ at x=a.� Only a forward propagating wave on the right hand side of the barrier.
Dr. Hatem El-Refaei 26
Potential barrier of finite height and finite
width
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkx
III Gex =ψ
0222
2
=+ IIIIII E
m
dx
dψ
ψh
Energy
x
Uo
0 a
E<Uo
� We have 5 unknowns (A,B,C,D,G) and 4 boundary conditions
� Continuity of ψ and ∇ψ at x=0.
� Continuity of ψ and ∇ψ at x=a.
Dr. Hatem El-Refaei 27
Potential barrier of finite height and finite
width
We are interested in the transmission probability (T)
22
A
G
AA
GG
AmplitudeIncident
AmplitudedTransmitteT === ∗
∗
Energy
x
Uo
0 a
E<Uo
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkx
III Gex =ψ
0222
2
=+ IIIIII E
m
dx
dψ
ψh
Dr. Hatem El-Refaei 28
Potential barrier of finite height and finite
width
And reflection probability (R)
22
Re
A
B
AA
BB
AmplitudeIncident
AmplitudeflectedR === ∗
∗
Energy
x
Uo
0 a
E<Uo
( ) jkxjkx
I BeAex −+=ψ
0222
2
=+ II E
m
dx
dψ
ψh
( ) 0222
2
=−+ IIoII UE
m
dx
dψ
ψh
( ) xx
II eDeCx γγψ −+= ( ) jkx
III Gex =ψ
0222
2
=+ IIIIII E
m
dx
dψ
ψh
Dr. Hatem El-Refaei 29
Potential barrier of finite height and finite
width
� First set of boundary conditions at x=0
( ) ( )00 === xx III ψψ
DCBA +=+
00 ==
=x
II
x
I
dx
d
dx
d ψψ
DCjkBjkA γγ −=−
� Second set of boundary conditions at x=a
( ) ( )axax IIIII === ψψax
III
ax
II
dx
d
dx
d
==
=ψψ
ikaaa eGeDeC =+ −γγ ikaaa eGikeDeC =− −γγ γγ
Dr. Hatem El-Refaei 30
Potential barrier of finite height and finite
width
DCBA +=+ (1)
DCjkBjkA γγ −=− (2)
ikaaa eGeDeC =+ −γγ (3)
ikaaa eGikeDeC =− −γγ γγ (4)
� Eq. (3) × γ + Eq. (4) to eliminate D.
� Eq. (3) × (-γ) + Eq. (4) to eliminate C.
( ) Gejk
C ajk γ
γγ −+
=2
(5)
( ) Gejk
D ajk γ
γγ +−
=2
(6)
Dr. Hatem El-Refaei 31
Potential barrier of finite height and finite
width
� Eq. (1) × jk + Eq. (2) to eliminate B
( ) ( )DjkCjkjkA γγ −++=2 (7)
� Substitute from eq. (5) and (6) into (7), we get an equation of A
and G only.
( ) ( ) ( ) ( )[ ]GejkejkjkA ajkajk γγ γγγ
+− −−+= 22
2
12 (8)
DCBA +=+ (1)
DCjkBjkA γγ −=− (2)
ikaaa eGeDeC =+ −γγ (3)
ikaaa eGikeDeC =− −γγ γγ (4)
Dr. Hatem El-Refaei 32
Transmission and Reflection Coefficients
� It is an assignment to show that the transmission coefficient is
given by
( )( )a
EUE
UAA
GGT
o
o γ22
sinh4
11
1
−+
== ∗
∗
� Also it is an assignment to show that the reflection coefficient
is given by
( )( )
( )( )a
EUE
U
aEUE
U
AA
BBR
o
o
o
o
γ
γ
22
22
sinh4
11
sinh4
1
−+
−== ∗
∗
Dr. Hatem El-Refaei 33
Transmission and Reflection Coefficients
� After proving both relations, it will be clear to you that
1=+TR
� Which is logical as an incident particle is either reflected or
transmitted.
� You may need to use the following relations
( )2
sinhzz ee
z−−
=
( )2
coshzz ee
z−+
=
( ) ( ) 1sinhcosh 22 =− zz
Dr. Hatem El-Refaei 34
Transmission coefficient versus barrier width
� One notices that shrinking the barrier width by half results in a dramaticincrease in the transmission coefficient. It is not a linear relation.
� Also doubling the particle energy results in exponential increase in thetransmission coefficient.
An electron is tunneling through 1.5 eV barrier
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0 0.25 0.5 0.75 1 1.25 1.5
Energy (e.V)
Transmission Coffecient
a=0.5 nm
a=1 nm
a=2 nm
a=4 nm
Dr. Hatem El-Refaei 35
Reflection coefficient versus barrier width
An electron is tunneling through 1.5 eV barrier
0
0.2
0.4
0.6
0.8
1
1.2
0 0.25 0.5 0.75 1 1.25 1.5
Energy (e.V)
Reflection Coffecient
a=0.5 nm
a=1 nm
a=2 nm
a=4 nm
� Notice that R=1-T
Dr. Hatem El-Refaei 36
Plotting the wave function
� Now we have found all
constants in terms of A.
� We can plot the shape of
the wave function in all
regions.
� One would expect that as the barrier gets smaller in height
and/or narrower in width more particles will be able to cross
the barrier to the other side.
� This results in a higher transmission coefficient “T”, and also a
larger amplitude for the transmitted wave “G”.
� Check: http://phys.educ.ksu.edu/vqm/html/qtunneling.html
G
Dr. Hatem El-Refaei 37
Contradiction with Classical Mechanics
� This results are in contradiction with the classical mechanics
which predicts that is the particle’s energy is lower than the
barrier height, the particle overcome the barrier and thus can
not exist in the right hand side.
G
Dr. Hatem El-Refaei 38
Remember classical mechanics
A man at rest hereWill never be able to
pass this point
So he can’t exist here