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Ain Shams University Mathematics and Engineering Physics Department Pre-Junior Communication Systems Engineering Students Lecture 11 Modern Physics and Quantum Mechanics Course (EPHS 240) 9 December 2009 Dr. Hatem El-Refaei
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Page 1: Physics barriers and tunneling

Ain Shams University

Mathematics and Engineering Physics Department

Pre-Junior Communication Systems Engineering Students

Lecture 11

Modern Physics and Quantum Mechanics Course (EPHS 240)

9 December 2009

Dr. Hatem El-Refaei

Page 2: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 1

Contents

� Infinite barrier

� Finite barrier

� Quantum tunnelling

Page 3: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 2

Note

� All problems today are unbounded problem, i.e. the

particle is not confined in a certain region, so:

� We will not be able to do the normalization condition.

� Therefore, we will not be able to solve for all unknowns.

� Therefore, we will not get a characteristic equation.

� Therefore, energy levels are not quantized, and all energies

are possible.

� But still there are a lot of important characteristics to

understand and learn today.

Page 4: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 3

Infinite barrier

Page 5: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 4

Potential step of infinite height and infinite width

� Since the barrier height is infinite, incident particles can’t

penetrate through it, and particles reflect back.

� So, there is zero probability of finding the particle inside

the step barrier.

� Here, the QM solution leads to the same classical solution.

Energy

∞ ∞

x

E

Page 6: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 5

Potential step of infinite height and infinite

width

( ) jkxjkx BeAex −+=ψ

( )

−−

+=ΨtE

kxjtE

kxj

BeAetx hh,

02

22

2

=+ II E

m

dx

ψh

Backward

propagating wave

Forward

propagating wave

∞=U

( ) 0=xψ

h

mEk

2=

E

Energy, ψ

∞ ∞

x0

Page 7: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 6

Potential step of infinite height and infinite

width

( ) ( )+− === 00 xx ψψ

0=+ BA

Energy, ψ

∞ ∞

x0

∞=U

( ) 0=xψ

E

( ) jkxjkx BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

h

mEk

2=

Page 8: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 7

Potential step of infinite height and infinite

width

AB −=

( ) ( )kxjAx sin2=ψ

Energy, ψ

∞ ∞

x0

∞=U

( ) 0=xψ( ) jkxjkx AeAex −−=ψ

( ) ( )jkxjkx eeAx −−=ψ

Sin(x) E

02

22

2

=+ II E

m

dx

ψh

Page 9: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 8

Potential step of infinite height and infinite

width

AB −=

Reflectivity 1Re

2

===∗

AA

BB

AmplitudeIncident

AmplitudeflectedR

All the incident particle stream is reflected back.

Energy, ψ

∞ ∞

x0

Sin(x) E

Page 10: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 9

Potential step of infinite height and infinite

width

� Since the barrier extends to infinity in the x direction, no particle can penetratethrough the whole barrier. From phenomenological understanding, as x→∞,ψ→0.

Energy, ψ

∞ ∞

x0

Sin(x) E

Page 11: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 10

Finite barrier

Page 12: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 11

Potential step of finite height and infinite

width

� As the step height Uo gets smaller (but still E<Uo),

the penetration of the particles inside the step

increases, but finally no particles will succeed to

travel through the whole step to x→∞.

Energy

x

Uo

0

E<Uo

E

Page 13: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 12

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II DeeCx ααψ += −

Energy

x

Uo

� We have 4 unknowns (A,B,C, and D) and 3 equations:� Finiteness of ψ at x=∞� Continuity of ψ at x=0

� Continuity of ∇ψ at x=0

E<Uo

( )0

2>

−=

h

EUm oαh

mEk

2=

E

Page 14: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 13

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II DeeCx ααψ += −

Energy

x

Uo

E<Uo

� The condition that ψ(x) must be finite as x→∞, leads to D=0

( )0

2>

−=

h

EUm oαh

mEk

2=

E

Page 15: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 14

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) x

II eCx αψ −=

Energy

x

Uo

E<Uo

� The condition that ψ(x) must be finite as x→∞, leads to D=0

( )0

2>

−=

h

EUm oαh

mEk

2=

E

Page 16: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 15

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) x

II eCx αψ −=

Energy

x

Uo

� We have 3 unknowns (A,B,C) and 2 equations:� Continuity of ψ� Continuity of ∇ψ

� Thus, the best we can get is the ratio between parameters.

E<Uo

( )0

2>

−=

h

EUm oαh

mEk

2=

E

Page 17: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 16

Potential step of finite height and infinite

width

( ) ( )00 === xx III ψψ

Continuity of ψ

CBA =+

Continuity of dψ/dx

00 ==

=x

II

x

I

dx

d

dx

d ψψ

( ) CBAjk α−=−

CkjA

+=α

12

1C

kjB

−=α

12

1

x

Uo

EnergyE<Uo

( )0

2>

−=

h

EUm oαh

mEk

2=

0

E

( ) jkxjkx

I BeAex −+=ψ ( ) x

II eCx αψ −=

Page 18: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 17

Potential step of finite height and infinite

width

CkjA

+=α

12

1C

kjB

−=α

12

1

Reflectivity 1

11

11Re

2

=

+

+

=== ∗

kj

kj

kj

kj

AA

BB

AmplitudeIncident

AmplitudeflectedR

αα

αα

EnergyE<Uo

( )0

2>

−=

h

EUm oαh

mEk

2=

0

E

Page 19: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 18

Potential step of finite height and infinite

width

jkxjkx CekjCe

kj −

−+

+=αα

12

11

2

1

( )( ) ( )

≤−=

− 0

0sincos

xeC

xkxCk

kxCx

αψ

( ) jkxjkx

I BeAex −+=ψ

x

Uo

0

C

( )

−+

+=

−−

22

jkxjkxjkxjkx

I

eeC

kj

eeCx

αψ

Energy

Page 20: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 19

Potential step of finite height and infinite

width

� Since the barrier height is finite, particles can penetrate partially

in the vicinity of the potential step, and then they reflect back.

� So, there is a finite probability of finding the particle in the

classically forbidden position.

� Here, the QM solution is different from the classical one.

x

Uo

0

C

Energy

Page 21: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 20

Potential step of finite height and infinite

width

Case 2

Case 2

x0

Energy

Case 3

Case 3E<Uo( )

02

>−

=h

EUm oα

� As the potential barrier height increases (Uo

increases) (from case 2 to case 3), α also increases,

and thus the exponential function dies quicker inside

the barrier. Thus it becomes less probable to find the

particle inside the barrier.

( ) xeCx αψ −=

Page 22: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 21

Potential step of finite height and infinite

width

� If the barrier height (Uo) is kept constant, but the particle

energy increases (provided E<Uo), thus α decreases, and

the particle exponential function dies slower inside the

barrier. Hence, it becomes more probable to find the

particle in the vicinity of the barrier edge.

x0

EnergyE<Uo

( )0

2>

−=

h

EUm oα

( ) xeCx αψ −=

Page 23: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 22

Tunneling through a potential

barrier

Page 24: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 23

Potential barrier of finite height and finite

width

� A stream of particles incident on a finite width and height

potential barrier with E<Uo.

� Part of the incident stream will succeed to penetrate through the

barrier and appear on the other side, this is the transmitted stream.

The other part will reflect back forming the reflected stream.

� Note, a single particle doesn’t split into two.

x

Uo

E<Uo

E

Energy

Page 25: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 24

Potential barrier of finite height and finite

width

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkxjkx

III FeGex −+=ψ

02

22

2

=+ IIIIII E

m

dx

ψh

Energy

x

Uo

0 a

E<Uo

( )0

2>

−=

h

EUm oγh

mEk

2=

� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions

� Continuity of ψ and ∇ψ at x=0.

� Continuity of ψ and ∇ψ at x=a.

� Only a forward propagating wave on the right hand side of the barrier.

Page 26: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 25

Potential barrier of finite height and finite

width

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkxjkx

III FeGex −+=ψ

02

22

2

=+ IIIIII E

m

dx

ψh

Energy

x

Uo

0 a

E<Uo

� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions

� Continuity of ψ and ∇ψ at x=0.

� Continuity of ψ and ∇ψ at x=a.

� Only a forward propagating wave on the right hand side of the barrier.

Page 27: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 26

Potential barrier of finite height and finite

width

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkx

III Gex =ψ

02

22

2

=+ IIIIII E

m

dx

ψh

Energy

x

Uo

0 a

E<Uo

� We have 5 unknowns (A,B,C,D,G) and 4 boundary conditions

� Continuity of ψ and ∇ψ at x=0.

� Continuity of ψ and ∇ψ at x=a.

Page 28: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 27

Potential barrier of finite height and finite

width

We are interested in the transmission probability (T)

22

A

G

AA

GG

AmplitudeIncident

AmplitudedTransmitteT === ∗

Energy

x

Uo

0 a

E<Uo

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkx

III Gex =ψ

02

22

2

=+ IIIIII E

m

dx

ψh

Page 29: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 28

Potential barrier of finite height and finite

width

And reflection probability (R)

22

Re

A

B

AA

BB

AmplitudeIncident

AmplitudeflectedR === ∗

Energy

x

Uo

0 a

E<Uo

( ) jkxjkx

I BeAex −+=ψ

02

22

2

=+ II E

m

dx

ψh

( ) 02

22

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkx

III Gex =ψ

02

22

2

=+ IIIIII E

m

dx

ψh

Page 30: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 29

Potential barrier of finite height and finite

width

� First set of boundary conditions at x=0

( ) ( )00 === xx III ψψ

DCBA +=+

00 ==

=x

II

x

I

dx

d

dx

d ψψ

DCjkBjkA γγ −=−

� Second set of boundary conditions at x=a

( ) ( )axax IIIII === ψψax

III

ax

II

dx

d

dx

d

==

=ψψ

ikaaa eGeDeC =+ −γγ ikaaa eGikeDeC =− −γγ γγ

Page 31: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 30

Potential barrier of finite height and finite

width

DCBA +=+ (1)

DCjkBjkA γγ −=− (2)

ikaaa eGeDeC =+ −γγ (3)

ikaaa eGikeDeC =− −γγ γγ (4)

� Eq. (3) × γ + Eq. (4) to eliminate D.

� Eq. (3) × (-γ) + Eq. (4) to eliminate C.

( ) Gejk

C ajk γ

γγ −+

=2

(5)

( ) Gejk

D ajk γ

γγ +−

=2

(6)

Page 32: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 31

Potential barrier of finite height and finite

width

� Eq. (1) × jk + Eq. (2) to eliminate B

( ) ( )DjkCjkjkA γγ −++=2 (7)

� Substitute from eq. (5) and (6) into (7), we get an equation of A

and G only.

( ) ( ) ( ) ( )[ ]GejkejkjkA ajkajk γγ γγγ

+− −−+= 22

2

12 (8)

DCBA +=+ (1)

DCjkBjkA γγ −=− (2)

ikaaa eGeDeC =+ −γγ (3)

ikaaa eGikeDeC =− −γγ γγ (4)

Page 33: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 32

Transmission and Reflection Coefficients

� It is an assignment to show that the transmission coefficient is

given by

( )( )a

EUE

UAA

GGT

o

o γ22

sinh4

11

1

−+

== ∗

� Also it is an assignment to show that the reflection coefficient

is given by

( )( )

( )( )a

EUE

U

aEUE

U

AA

BBR

o

o

o

o

γ

γ

22

22

sinh4

11

sinh4

1

−+

−== ∗

Page 34: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 33

Transmission and Reflection Coefficients

� After proving both relations, it will be clear to you that

1=+TR

� Which is logical as an incident particle is either reflected or

transmitted.

� You may need to use the following relations

( )2

sinhzz ee

z−−

=

( )2

coshzz ee

z−+

=

( ) ( ) 1sinhcosh 22 =− zz

Page 35: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 34

Transmission coefficient versus barrier width

� One notices that shrinking the barrier width by half results in a dramaticincrease in the transmission coefficient. It is not a linear relation.

� Also doubling the particle energy results in exponential increase in thetransmission coefficient.

An electron is tunneling through 1.5 eV barrier

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0 0.25 0.5 0.75 1 1.25 1.5

Energy (e.V)

Transmission Coffecient

a=0.5 nm

a=1 nm

a=2 nm

a=4 nm

Page 36: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 35

Reflection coefficient versus barrier width

An electron is tunneling through 1.5 eV barrier

0

0.2

0.4

0.6

0.8

1

1.2

0 0.25 0.5 0.75 1 1.25 1.5

Energy (e.V)

Reflection Coffecient

a=0.5 nm

a=1 nm

a=2 nm

a=4 nm

� Notice that R=1-T

Page 37: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 36

Plotting the wave function

� Now we have found all

constants in terms of A.

� We can plot the shape of

the wave function in all

regions.

� One would expect that as the barrier gets smaller in height

and/or narrower in width more particles will be able to cross

the barrier to the other side.

� This results in a higher transmission coefficient “T”, and also a

larger amplitude for the transmitted wave “G”.

� Check: http://phys.educ.ksu.edu/vqm/html/qtunneling.html

G

Page 38: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 37

Contradiction with Classical Mechanics

� This results are in contradiction with the classical mechanics

which predicts that is the particle’s energy is lower than the

barrier height, the particle overcome the barrier and thus can

not exist in the right hand side.

G

Page 39: Physics barriers and tunneling

[email protected] Dr. Hatem El-Refaei 38

Remember classical mechanics

A man at rest hereWill never be able to

pass this point

So he can’t exist here

Page 40: Physics barriers and tunneling

Ain Shams University

Mathematics and Engineering Physics Department

1stYear Electrical Engineering

Lecture 11

Modern Physics and Quantum Mechanics Course

Dr. Hatem El-Refaei

Page 41: Physics barriers and tunneling

Dr. Hatem El-Refaei 1

Contents

� Infinite barrier

� Finite barrier

� Quantum tunnelling

Page 42: Physics barriers and tunneling

Dr. Hatem El-Refaei 2

Note

� All problems today are unbounded problem, i.e. the

particle is not confined in a certain region, so:

� We will not be able to do the normalization condition.

� Therefore, we will not be able to solve for all unknowns.

� Therefore, we will not get a characteristic equation.

� Therefore, energy levels are not quantized, and all energies

are possible.

� But still there are a lot of important characteristics to

understand and learn today.

Page 43: Physics barriers and tunneling

Dr. Hatem El-Refaei 3

Infinite barrier

Page 44: Physics barriers and tunneling

Dr. Hatem El-Refaei 4

Potential step of infinite height and infinite width

� Since the barrier height is infinite, incident particles can’t

penetrate through it, and particles reflect back.

� So, there is zero probability of finding the particle inside

the step barrier.

� Here, the QM solution leads to the same classical solution.

Energy

∞ ∞

x

E

Page 45: Physics barriers and tunneling

Dr. Hatem El-Refaei 5

Potential step of infinite height and infinite

width

( ) jkxjkx BeAex −+=ψ

( )

−−

+=ΨtE

kxjtE

kxj

BeAetx hh,

0222

2

=+ II E

m

dx

ψh

Backward

propagating wave

Forward

propagating wave

∞=U

( ) 0=xψ

h

mEk

2=

E

Energy, ψ

∞ ∞

x0

Page 46: Physics barriers and tunneling

Dr. Hatem El-Refaei 6

Potential step of infinite height and infinite

width

( ) ( )+− === 00 xx ψψ

0=+ BA

Energy, ψ

∞ ∞

x0

∞=U

( ) 0=xψ

E

( ) jkxjkx BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

h

mEk

2=

Page 47: Physics barriers and tunneling

Dr. Hatem El-Refaei 7

Potential step of infinite height and infinite

width

AB −=

( ) ( )kxjAx sin2=ψ

Energy, ψ

∞ ∞

x0

∞=U

( ) 0=xψ( ) jkxjkx AeAex −−=ψ

( ) ( )jkxjkx eeAx −−=ψ

Sin(x) E

0222

2

=+ II E

m

dx

ψh

Page 48: Physics barriers and tunneling

Dr. Hatem El-Refaei 8

Potential step of infinite height and infinite

width

AB −=

Reflectivity 1Re

2

===∗

AA

BB

AmplitudeIncident

AmplitudeflectedR

All the incident particle stream is reflected back.

Energy, ψ

∞ ∞

x0

Sin(x) E

Page 49: Physics barriers and tunneling

Dr. Hatem El-Refaei 9

Potential step of infinite height and infinite

width

� Since the barrier extends to infinity in the x direction, no particle can penetratethrough the whole barrier. From phenomenological understanding, as x→∞,ψ→0.

Energy, ψ

∞ ∞

x0

Sin(x) E

Page 50: Physics barriers and tunneling

Dr. Hatem El-Refaei 10

Finite barrier

Page 51: Physics barriers and tunneling

Dr. Hatem El-Refaei 11

Potential step of finite height and infinite

width

� As the step height Uo gets smaller (but still E<Uo),

the penetration of the particles inside the step

increases, but finally no particles will succeed to

travel through the whole step to x→∞.

Energy

x

Uo

0

E<Uo

E

Page 52: Physics barriers and tunneling

Dr. Hatem El-Refaei 12

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II DeeCx ααψ += −

Energy

x

Uo

� We have 4 unknowns (A,B,C, and D) and 3 equations:� Finiteness of ψ at x=∞� Continuity of ψ at x=0� Continuity of ∇ψ at x=0

E<Uo( )

02

>−

=h

EUm oαh

mEk

2=

E

Page 53: Physics barriers and tunneling

Dr. Hatem El-Refaei 13

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II DeeCx ααψ += −

Energy

x

Uo

E<Uo

� The condition that ψ(x) must be finite as x→∞, leads to D=0

( )0

2>

−=

h

EUm oαh

mEk

2=

E

Page 54: Physics barriers and tunneling

Dr. Hatem El-Refaei 14

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) x

II eCx αψ −=

Energy

x

Uo

E<Uo

� The condition that ψ(x) must be finite as x→∞, leads to D=0

( )0

2>

−=

h

EUm oαh

mEk

2=

E

Page 55: Physics barriers and tunneling

Dr. Hatem El-Refaei 15

Potential step of finite height and infinite

width

0

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) x

II eCx αψ −=

Energy

x

Uo

� We have 3 unknowns (A,B,C) and 2 equations:� Continuity of ψ� Continuity of ∇ψ

� Thus, the best we can get is the ratio between parameters.

E<Uo( )

02

>−

=h

EUm oαh

mEk

2=

E

Page 56: Physics barriers and tunneling

Dr. Hatem El-Refaei 16

Potential step of finite height and infinite

width

( ) ( )00 === xx III ψψ

Continuity of ψ

CBA =+

Continuity of dψ/dx

00 ==

=x

II

x

I

dx

d

dx

d ψψ

( ) CBAjk α−=−

CkjA

+=α

12

1C

kjB

−=α

12

1

x

Uo

EnergyE<Uo

( )0

2>

−=

h

EUm oαh

mEk

2=

0

E

( ) jkxjkx

I BeAex −+=ψ ( ) x

II eCx αψ −=

Page 57: Physics barriers and tunneling

Dr. Hatem El-Refaei 17

Potential step of finite height and infinite

width

CkjA

+=α

12

1C

kjB

−=α

12

1

Reflectivity 1

11

11Re

2

=

+

+

=== ∗

kj

kj

kj

kj

AA

BB

AmplitudeIncident

AmplitudeflectedR

αα

αα

EnergyE<Uo

( )0

2>

−=

h

EUm oαh

mEk

2=

0

E

Page 58: Physics barriers and tunneling

Dr. Hatem El-Refaei 18

Potential step of finite height and infinite

width

jkxjkx CekjCe

kj −

−+

+=αα

12

11

2

1

( )( ) ( )

≤−=

− 0

0sincos

xeC

xkxCk

kxCx

αψ

( ) jkxjkx

I BeAex −+=ψ

x

Uo

0

C

( )

−+

+=

−−

22

jkxjkxjkxjkx

I

eeC

kj

eeCx

αψ

Energy

Page 59: Physics barriers and tunneling

Dr. Hatem El-Refaei 19

Potential step of finite height and infinite

width

� Since the barrier height is finite, particles can penetrate partially

in the vicinity of the potential step, and then they reflect back.

� So, there is a finite probability of finding the particle in the

classically forbidden position.

� Here, the QM solution is different from the classical one.

x

Uo

0

C

Energy

Page 60: Physics barriers and tunneling

Dr. Hatem El-Refaei 20

Potential step of finite height and infinite

width

Case 2

Case 2

x0

Energy

Case 3

Case 3E<Uo( )

02

>−

=h

EUm oα

� As the potential barrier height increases (Uoincreases) (from case 2 to case 3), α also increases,and thus the exponential function dies quicker inside

the barrier. Thus it becomes less probable to find the

particle inside the barrier.

( ) xeCx αψ −=

Page 61: Physics barriers and tunneling

Dr. Hatem El-Refaei 21

Potential step of finite height and infinite

width

� If the barrier height (Uo) is kept constant, but the particle

energy increases (provided E<Uo), thus α decreases, andthe particle exponential function dies slower inside the

barrier. Hence, it becomes more probable to find the

particle in the vicinity of the barrier edge.

x0

EnergyE<Uo

( )0

2>

−=

h

EUm oα

( ) xeCx αψ −=

Page 62: Physics barriers and tunneling

Dr. Hatem El-Refaei 22

Tunneling through a potential

barrier

Page 63: Physics barriers and tunneling

Dr. Hatem El-Refaei 23

Potential barrier of finite height and finite

width

� A stream of particles incident on a finite width and height

potential barrier with E<Uo.

� Part of the incident stream will succeed to penetrate through the

barrier and appear on the other side, this is the transmitted stream.

The other part will reflect back forming the reflected stream.

� Note, a single particle doesn’t split into two.

x

Uo

E<Uo

E

Energy

Page 64: Physics barriers and tunneling

Dr. Hatem El-Refaei 24

Potential barrier of finite height and finite

width

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkxjkx

III FeGex −+=ψ

0222

2

=+ IIIIII E

m

dx

ψh

Energy

x

Uo

0 a

E<Uo

( )0

2>

−=

h

EUm oγh

mEk

2=

� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions

� Continuity of ψ and ∇ψ at x=0.� Continuity of ψ and ∇ψ at x=a.� Only a forward propagating wave on the right hand side of the barrier.

Page 65: Physics barriers and tunneling

Dr. Hatem El-Refaei 25

Potential barrier of finite height and finite

width

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkxjkx

III FeGex −+=ψ

0222

2

=+ IIIIII E

m

dx

ψh

Energy

x

Uo

0 a

E<Uo

� We have 6 unknowns (A,B,C,D,G,F) and 5 boundary conditions

� Continuity of ψ and ∇ψ at x=0.� Continuity of ψ and ∇ψ at x=a.� Only a forward propagating wave on the right hand side of the barrier.

Page 66: Physics barriers and tunneling

Dr. Hatem El-Refaei 26

Potential barrier of finite height and finite

width

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkx

III Gex =ψ

0222

2

=+ IIIIII E

m

dx

ψh

Energy

x

Uo

0 a

E<Uo

� We have 5 unknowns (A,B,C,D,G) and 4 boundary conditions

� Continuity of ψ and ∇ψ at x=0.

� Continuity of ψ and ∇ψ at x=a.

Page 67: Physics barriers and tunneling

Dr. Hatem El-Refaei 27

Potential barrier of finite height and finite

width

We are interested in the transmission probability (T)

22

A

G

AA

GG

AmplitudeIncident

AmplitudedTransmitteT === ∗

Energy

x

Uo

0 a

E<Uo

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkx

III Gex =ψ

0222

2

=+ IIIIII E

m

dx

ψh

Page 68: Physics barriers and tunneling

Dr. Hatem El-Refaei 28

Potential barrier of finite height and finite

width

And reflection probability (R)

22

Re

A

B

AA

BB

AmplitudeIncident

AmplitudeflectedR === ∗

Energy

x

Uo

0 a

E<Uo

( ) jkxjkx

I BeAex −+=ψ

0222

2

=+ II E

m

dx

ψh

( ) 0222

2

=−+ IIoII UE

m

dx

ψh

( ) xx

II eDeCx γγψ −+= ( ) jkx

III Gex =ψ

0222

2

=+ IIIIII E

m

dx

ψh

Page 69: Physics barriers and tunneling

Dr. Hatem El-Refaei 29

Potential barrier of finite height and finite

width

� First set of boundary conditions at x=0

( ) ( )00 === xx III ψψ

DCBA +=+

00 ==

=x

II

x

I

dx

d

dx

d ψψ

DCjkBjkA γγ −=−

� Second set of boundary conditions at x=a

( ) ( )axax IIIII === ψψax

III

ax

II

dx

d

dx

d

==

=ψψ

ikaaa eGeDeC =+ −γγ ikaaa eGikeDeC =− −γγ γγ

Page 70: Physics barriers and tunneling

Dr. Hatem El-Refaei 30

Potential barrier of finite height and finite

width

DCBA +=+ (1)

DCjkBjkA γγ −=− (2)

ikaaa eGeDeC =+ −γγ (3)

ikaaa eGikeDeC =− −γγ γγ (4)

� Eq. (3) × γ + Eq. (4) to eliminate D.

� Eq. (3) × (-γ) + Eq. (4) to eliminate C.

( ) Gejk

C ajk γ

γγ −+

=2

(5)

( ) Gejk

D ajk γ

γγ +−

=2

(6)

Page 71: Physics barriers and tunneling

Dr. Hatem El-Refaei 31

Potential barrier of finite height and finite

width

� Eq. (1) × jk + Eq. (2) to eliminate B

( ) ( )DjkCjkjkA γγ −++=2 (7)

� Substitute from eq. (5) and (6) into (7), we get an equation of A

and G only.

( ) ( ) ( ) ( )[ ]GejkejkjkA ajkajk γγ γγγ

+− −−+= 22

2

12 (8)

DCBA +=+ (1)

DCjkBjkA γγ −=− (2)

ikaaa eGeDeC =+ −γγ (3)

ikaaa eGikeDeC =− −γγ γγ (4)

Page 72: Physics barriers and tunneling

Dr. Hatem El-Refaei 32

Transmission and Reflection Coefficients

� It is an assignment to show that the transmission coefficient is

given by

( )( )a

EUE

UAA

GGT

o

o γ22

sinh4

11

1

−+

== ∗

� Also it is an assignment to show that the reflection coefficient

is given by

( )( )

( )( )a

EUE

U

aEUE

U

AA

BBR

o

o

o

o

γ

γ

22

22

sinh4

11

sinh4

1

−+

−== ∗

Page 73: Physics barriers and tunneling

Dr. Hatem El-Refaei 33

Transmission and Reflection Coefficients

� After proving both relations, it will be clear to you that

1=+TR

� Which is logical as an incident particle is either reflected or

transmitted.

� You may need to use the following relations

( )2

sinhzz ee

z−−

=

( )2

coshzz ee

z−+

=

( ) ( ) 1sinhcosh 22 =− zz

Page 74: Physics barriers and tunneling

Dr. Hatem El-Refaei 34

Transmission coefficient versus barrier width

� One notices that shrinking the barrier width by half results in a dramaticincrease in the transmission coefficient. It is not a linear relation.

� Also doubling the particle energy results in exponential increase in thetransmission coefficient.

An electron is tunneling through 1.5 eV barrier

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0 0.25 0.5 0.75 1 1.25 1.5

Energy (e.V)

Transmission Coffecient

a=0.5 nm

a=1 nm

a=2 nm

a=4 nm

Page 75: Physics barriers and tunneling

Dr. Hatem El-Refaei 35

Reflection coefficient versus barrier width

An electron is tunneling through 1.5 eV barrier

0

0.2

0.4

0.6

0.8

1

1.2

0 0.25 0.5 0.75 1 1.25 1.5

Energy (e.V)

Reflection Coffecient

a=0.5 nm

a=1 nm

a=2 nm

a=4 nm

� Notice that R=1-T

Page 76: Physics barriers and tunneling

Dr. Hatem El-Refaei 36

Plotting the wave function

� Now we have found all

constants in terms of A.

� We can plot the shape of

the wave function in all

regions.

� One would expect that as the barrier gets smaller in height

and/or narrower in width more particles will be able to cross

the barrier to the other side.

� This results in a higher transmission coefficient “T”, and also a

larger amplitude for the transmitted wave “G”.

� Check: http://phys.educ.ksu.edu/vqm/html/qtunneling.html

G

Page 77: Physics barriers and tunneling

Dr. Hatem El-Refaei 37

Contradiction with Classical Mechanics

� This results are in contradiction with the classical mechanics

which predicts that is the particle’s energy is lower than the

barrier height, the particle overcome the barrier and thus can

not exist in the right hand side.

G

Page 78: Physics barriers and tunneling

Dr. Hatem El-Refaei 38

Remember classical mechanics

A man at rest hereWill never be able to

pass this point

So he can’t exist here


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