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1.
PPPPOLK OLK OLK OLK CCCCOUNTY OUNTY OUNTY OUNTY RRRREGIONALEGIONALEGIONALEGIONAL
MMMMENTAL ENTAL ENTAL ENTAL HHHHEALTH AND EALTH AND EALTH AND EALTH AND DDDDISABILITY ISABILITY ISABILITY ISABILITY SSSSERVICESERVICESERVICESERVICES
MMMMANAGEMENT ANAGEMENT ANAGEMENT ANAGEMENT PPPPLANLANLANLAN
III.III.III.III. FFFFISCAL ISCAL ISCAL ISCAL YYYYEAR EAR EAR EAR 2012012012016666 AAAANNUAL NNUAL NNUAL NNUAL RRRREPORTEPORTEPORTEPORT
PPPPREPARED BYREPARED BYREPARED BYREPARED BY::::
GGGGEOGRAPHIC EOGRAPHIC EOGRAPHIC EOGRAPHIC AAAAREAREAREAREA: Polk
AAAAPPROVED BY PPROVED BY PPROVED BY PPROVED BY THETHETHETHE GGGGOVERNING OVERNING OVERNING OVERNING BBBBOARDOARDOARDOARD:::: 12/14/16
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Table of Contents
III. FISCAL YEAR 2016 ANNUAL REPORT A. Introduction ..................................................................................................................................................... 3
B. Services provided in Fiscal Year 2016 ..................................................................................................... 3
1. Core Service/Access Standards: Iowa Administrative Code 441-25.3 ................................... 3
2. Additional Core Services Available in Region: Iowa Code 331.397(6) .................................... 6
3. Provider Practices & Competencies .................................................................................................... 7
C. Individuals Served in Fiscal Year 2016 .................................................................................................. 10
1. Persons Served by Age Group and by Primary Diagnostic ........................................................ 10
2. Unduplicated Count of Adults by Chart of Accounts Number and Disability Type .......... 11
3. Unduplicated Count of Children by Chart of Accounts Number and Disability Type ...... 13
4. Mental Health System Growth/Loss Report ................................................................................... 13
D. Moneys Expended ........................................................................................................................................ 13
1. Total Expenditures by Chart of Accounts Number and Disability Type ............................... 14
2. Revenues .................................................................................................................................................. 16
3. County Levies .......................................................................................................................................... 16
E. Outcomes ....................................................................................................................................................... 17
1. Progress on Goals .................................................................................................................................. 17
2. Waiting List .............................................................................................................................................. 22
3. Statewide Outcomes (Quality Service Development & Assessment, QSDA) ........................ 22
4. Polk County Region Outcomes by Program................................................................................... 25
5. System Satisfaction ............................................................................................................................... 41
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III. FISCAL YEAR 2016 ANNUAL REPORT
A.A.A.A. IntroductionIntroductionIntroductionIntroduction The Mental Health Re-design prompted counties to form into Mental Health and Disability Service Regions under Iowa Code
Chapter 28E in compliance with Iowa Code 331.390. The Polk County Region received an exemption from this requirement. In
compliance with IAC 441-25, the Polk Management Plan includes three parts: (I) Policies and Procedures Manual; (II) Annual
Service and Budget Plan; and (III) Annual Report. Section III, the Polk County Region Annual Report covers Fiscal Year 2016
(7/1/15 – 6/30/16).
B.B.B.B. Services provided in Fiscal Year 201Services provided in Fiscal Year 201Services provided in Fiscal Year 201Services provided in Fiscal Year 2016666 Polk County service contracts require that all providers meet all applicable licensure, accreditation or certification standards;
however Polk County makes serious efforts to stimulate access to more natural supports in its service provider network.
Successful attainment of positive outcomes, consumer and family satisfaction, and cost effectiveness measures are the most
important factors in continued network participation. PCHS has identified access points within the provider network to assist
individuals or their representatives to apply for services. This section includes:
• Access Standards for Core Services and what we are doing to meet access standards
• Additional Core Services, availability and plans for expansion
• Provider Practices and Competencies
o Multi-Occurring Capable
o Trauma Informed Care
o Evidence Based Practices
1.1.1.1. Core Service/Access Standards: Iowa Administrative Code 441Core Service/Access Standards: Iowa Administrative Code 441Core Service/Access Standards: Iowa Administrative Code 441Core Service/Access Standards: Iowa Administrative Code 441----25.325.325.325.3
Code Code Code Code
ReferenceReferenceReferenceReference
StandardStandardStandardStandard ResultsResultsResultsResults:
CommentsCommentsCommentsComments:
25.3(1)a A community mental health center or
federally qualified health center that
provides psychiatric and outpatient
mental health services in the region.
• 2 Adult CMHCs
• 1 Child CMHC
• 1 FQHC
Broadlawns and Eyerly Ball Community Mental
Health Services are Adult Community Mental
Health Centers and Orchard Place/Des Moines
Child Guidance is a children’s Community
Mental Health Center. Primary Health Care,
Inc. is an FQHC.
25.3(1)b A hospital with an inpatient
psychiatric unit or state mental
health institute located in or within
reasonably close proximity that has
the capacity to provide inpatient
services to the applicant.
• Broadlawns Medical
Center
• Iowa Lutheran Hospital
• Mercy Hospital
BMC = 30 beds with plans for expansion to 44
Lutheran = 40 Adult, 16 kids, 12 Gero beds
Mercy = 18 adult and 16 kids
OutpatientOutpatientOutpatientOutpatient: (Mental Health Outpatient Therapy, Medication Prescribing & Management, and Assessment & Evaluation)
25.3(3)a(1) TimelinessTimelinessTimelinessTimeliness: The region shall provide
outpatient treatment services.
Emergency: During an emergency,
outpatient services shall be initiated
to an individual within 15 minutes of
telephone contact.
• Broadlawns Medical
Center
• Iowa Lutheran Hospital
• Mercy Hospital
The Crisis Team has been in place for decades
fielding calls and seeing people in the
emergency room. If a person is in an
emergency, all outpatient providers would see
a person, call for emergency services or refer
the person to one of the three hospitals or the
Crisis Observation Center.
25.3(3)a(2) Urgent: Outpatient services shall be
provided to an individual within one
Urgent services are provided
with one hour of
If it is urgent, CMHCs serve people and refer
for crisis services as necessary.
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hour of presentation or 24 hours of
telephone contact.
presentation or 24 hours of
telephone contact.
25.3(3)a(3) Routine: Outpatient services shall be
provided to an individual within four
weeks of request for appointment.
Results are reported to DHS
quarterly.
Polk County’s target is to see someone within
10 working days of first point of contact.
25.3(3)a(4) ProximityProximityProximityProximity: Outpatient services shall
be offered within 30 miles for an
individual residing in an urban
community and 45 miles for an
individual residing in a rural
community.
Providers noted in 24.3(1)a
are centrally located in Des
Moines.
All providers of outpatient services are
centrally located in Des Moines and on bus
lines.
InpatientInpatientInpatientInpatient: (Mental Health Inpatient Therapy)
25.3(3)b(1) TimelinessTimelinessTimelinessTimeliness: The region shall provide
inpatient treatment services. An
individual in need of emergency
inpatient services shall receive
treatment within 24 hours.
• Broadlawns Medical
Center
• Iowa Lutheran Hospital
• Mercy Hospital
People, in need of emergency inpatient
treatment are able to access the treatment
within 24 hours. There are times that a
person may be diverted from our designated
inpatient facility but the person can receive
treatment within twenty four hours at another
hospital.
25.3(3)b(2) ProximityProximityProximityProximity: Inpatient services shall be
available within reasonably close
proximity to the region. (100 miles)
• Broadlawns Medical
Center
• Iowa Lutheran Hospital
• Mercy Hospital
Providers are centrally located and on bus
lines.
25.3(3)c TimelinessTimelinessTimelinessTimeliness: Assessment and
evaluation. An individual who has
received inpatient services shall be
assessed and evaluated within four
weeks.
Results are reported to DHS
quarterly.
Seven day follow up is an industry standard
provided by hospitals and also by IHH
programs.
Basic Crisis ResponseBasic Crisis ResponseBasic Crisis ResponseBasic Crisis Response: (24-Hour Access to Crisis Service, Crisis Evaluation, Personal Emergency Response System)
25.3(2) &
25.3(4)a
TimelinessTimelinessTimelinessTimeliness: Twenty-four-hour access
to crisis response, 24 hours per day,
seven days per week, 365 days per
year.
• Broadlawns Crisis Team
• Iowa Lutheran Hospital
Access Center
• Mercy Access Center
• Broadlawns Crisis
Observation Center
Each hospital provides crisis response 24/7.
In addition, Broadlawns operates a Mobile
Crisis Response Team (MCRT) that is available
in support of the police for 22 hours each
day/7 days each week, a crisis observation
center that is open 24/7 for mental health
crisis that do not rise to the level of requiring
an ER response.
25.3(4)b TimelinessTimelinessTimelinessTimeliness: Crisis evaluation within
24 hours.
Results are reported to DHS
quarterly.
See 25.3(4)a
Support for Community LivingSupport for Community LivingSupport for Community LivingSupport for Community Living: (Home Health Aide, Home and Vehicle Modification, Respite, Supported Community Living)
25.3(5) TimelinessTimelinessTimelinessTimeliness: The first appointment
shall occur within four weeks of the
individual’s request of support for
community living.
Results are reported to DHS
quarterly.
Appointments are scheduled but interviews,
acceptance and service start dates are subject
to provider staff capacity and consumer choice
of providers.
SuppSuppSuppSupport for Employment:ort for Employment:ort for Employment:ort for Employment:(Day Habilitation, Job Development, Supported Employment, Prevocational Services)
25.3(6) TimelinessTimelinessTimelinessTimeliness: The initial referral shall
take place within 60 days of the
individual’s request of support for
Results are reported to DHS
quarterly.
Referrals are made within the access time
frame but interviews, program acceptance and
start dates are subject to provider capacity
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5.
employment. and consumer choice of providers.
Recovery Services: Recovery Services: Recovery Services: Recovery Services: (Family Support, Peer Support)
25.3(7) ProximityProximityProximityProximity: An individual receiving
recovery services shall not have to
travel more than 30 miles if residing
in an urban area or 45 miles if
residing in a rural area to receive
services.
Family Support: NAMI
Peer Support: Integrated
Services, Integrated Health,
Peer Support Requests made
through the Service Appeal
Board
All services in Polk County are within 30 miles.
Plans for financially supporting NAMI family
support services are subject to adequate
funding.
Service CService CService CService Coordination:oordination:oordination:oordination:(Case Management, Health Homes)
25.3(8)a ProximityProximityProximityProximity: An individual receiving
service coordination shall not have to
travel more than 30 miles if residing
in an urban area or 45 miles if
residing in a rural area to receive
services.
• Broadlawns: (IHH)
• Community Support
Advocates (IHH, CBCM)
• Eyerly Ball (IHH)
• Link (CBCM)
• Easter Seals (CBCM)
• ChildServe (CBCM)
All service coordination providers are located
in Des Moines centrally located and on bus
lines. Service Coordinators are also located on
site at Central Iowa Shelter and Services.
25.3(8)b TimelinessTimelinessTimelinessTimeliness: An individual shall
receive service coordination within
10 days of the initial request for such
service or being discharged from an
inpatient facility.
Results are reported to DHS
quarterly.
People are triaged by an Intake Coordinator
and a Service Coordinator begins to work with
people immediately upon request.
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2.2.2.2. Additional Core Services Available in Region: Iowa Code 331.397(6)Additional Core Services Available in Region: Iowa Code 331.397(6)Additional Core Services Available in Region: Iowa Code 331.397(6)Additional Core Services Available in Region: Iowa Code 331.397(6)
Service Domain/ServiceService Domain/ServiceService Domain/ServiceService Domain/Service AvailableAvailableAvailableAvailable: CommentsCommentsCommentsComments:
Comprehensive Facility and CommunityComprehensive Facility and CommunityComprehensive Facility and CommunityComprehensive Facility and Community----Based Crisis Services:Based Crisis Services:Based Crisis Services:Based Crisis Services:331.397~ 6.a.
24-Hour Crisis Hotline
• Broadlawns Medical Center
• National Suicide Prevention
Lifeline
The Crisis Team has been in place for decades fielding
calls and seeing people in the emergency room. We
also promote the National Suicide Prevention Lifeline on
our websites www.pchsia.org and
http://polk.ia.networkofcare.org/mh/emergency-
services.aspx
Mobile Response
Broadlawns Medical Center
Mobile response for supporting police calls has been in
operation for 15 years. Plans for continued regional
support are subject to adequate sustainable funding.
23-Hour crisis observation & holding
Broadlawns Medical Center
23-hour crisis observation and holding has been in
operation for 2 years. Plans for continued regional
support are subject to adequate sustainable funding.
Crisis Stabilization Community Based
Services
No Not in planning stage
Crisis Stabilization Residential
Services
Broadlawns Medical Center
Crisis Stabilization has been in operation for 2 years.
Plans for continued regional support are subject to
adequate sustainable funding.
Other
Mental Health First Aid - NAMI
Polk County Critical Incident Stress
Management Team - Volunteers,
sponsored by Polk County Health
Services
Hospital Step-Down - Broadlawns
Medical Center
The Polk County Critical Incident Stress Management
Team has been in operation for four years and provides
Critical Incident Stress Management debriefings.
A transitional treatment program for continued
treatment support for up to 2 weeks before returning
home.
Crisis Residential Services:Crisis Residential Services:Crisis Residential Services:Crisis Residential Services:331.397~ 6.b.
Subacute Services 1-5 beds
No Not in planning stage
Subacute Services 6+ beds
No Not in planning stage
Justice SystemJustice SystemJustice SystemJustice System----Involved Services:Involved Services:Involved Services:Involved Services:331.397~ 6.c.
Jail Diversion
Eyerly Ball Mobile Crisis Response Team
Post-Booking Jail Diversion
Forensic Assertive Community Treatment
Crisis Intervention Training
Des Moines Police Available at the DMPD Police Academy
Civil Commitment Prescreening
Broadlawns Medical Center
Civil Commitment Prescreening has been in operation
for 2 years. Plans for continued regional support are
subject to adequate sustainable funding.
Other
NA NA
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3.3.3.3. Provider Provider Provider Provider Practices & Practices & Practices & Practices & CompetenciesCompetenciesCompetenciesCompetencies
Provider Practices NO PROGRESS TRAINING IMPLEMENTING PIECES DESCRIBE REGION’S EFFORTS TO INCREASE PROVIDER
COMPENTENCY
441-25.4(331) List agencies List agencies List Agencies Narrative
Service providers who provide
services to persons with 2 or
more of the following co-
occurring conditions:
a. Mental Illness
b. Intellectual Disability
c. Developmental
Disability
d. Brain Injury
e. Substance Use
Disorder
- Candeo
- ChildServe
- Crest Services
-Community Support Advocates
- Easter Seals
- Eyerly Ball
- Goodwill Industries
- HOPE
- Link Associates
- Lutheran Services In Iowa
- Mainstream Living
- Mosaic
- Optimae LifeServices
- Progress Industries
- Stepping Stones
- Candeo
- ChildServe
- Crest Services
-Community Support Advocates
- Easter Seals
- Eyerly Ball
- Goodwill Industries
- HOPE
- Link Associates
- Lutheran Services In Iowa
- Mainstream Living
- Mosaic
- Optimae LifeServices
- Progress Industries
- Stepping Stones
The Polk County Positive Behavior Support Network (PBSN) is
the mechanism to positively impact the competency of its
network members. The PBS FY15-18 strategic plan includes
strategies to learn and grow within the network and other
intersecting systems, create/expand training opportunities
and methods of delivering training, and tracking impact of
training. See Progress on Goals for specific trainings.
Trauma informed care - Candeo
- ChildServe
- Crest Services
-Community Support Advocates
- Easter Seals
- Eyerly Ball
- Goodwill Industries
- HOPE
- Link Associates
- Lutheran Services In Iowa
- Mainstream Living
- Mosaic
- Optimae LifeServices
- Progress Industries
- Stepping Stones
- Candeo
- ChildServe
- Crest Services
-Community Support Advocates
- Easter Seals
- Eyerly Ball
- Goodwill Industries
- HOPE
- Link Associates
- Lutheran Services In Iowa
- Mainstream Living
- Mosaic
- Optimae LifeServices
- Progress Industries
- Stepping Stones
The Polk County Positive Behavior Support Network (PBSN) is
the mechanism to positively impact the competency of its
network members. The PBS FY15-18 strategic plan includes
strategies to learn and grow within the network and other
intersecting systems, create/expand training opportunities
and methods of delivering training, and tracking impact of
training. See Progress on Goals for specific trainings.
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EVIDENCE BASED
PRACTICE
NO PROGRESS TRAINING IMPLEMENTING PIECES FIDELITY INDEPENDENTLY
VERIFIED
DESCRIBE REGIONS EFFORTS TO INCREASE PROVIDER
COMPENTENCY IN EVIDENCE BASED PRACTICES
Core: IAC441-25.4(3) List agencies List agencies List Agencies How are you verifying? List
Agencies
Narrative
Assertive Community
Treatment or Strength
Based Case Management
Eyerly Ball Verified when we did our
initial request for an
exception to the regional
rules
Work with FACT Team on Positive Behavior Support,
Motivational Interviewing, Dynamic Risk Assessment.
Available to ACT Team upon request.
Integrated Treatment of
Co-Occurring SA & MH
Support for involvement PBS Network.
Supported Employment We continue to work toward implementing best
practice programs, however did not measure to
fidelity.
Family Psychoeducation Available through NAMI.
Illness Management and
Recovery
Eyerly Ball Available as group therapy when sufficient demand.
Permanent Supportive
Housing
Timmins, Jacobson &
Strawhacker, LLP
PCHS We completed a fidelity assessment and found
program criteria measured to fidelity.
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EVIDENCE BASED
PRACTICE
NO PROGRESS TRAINING IMPLEMENTING PIECES FIDELITY INDEPENDENTLY
VERIFIED
WHAT IS THE REGION DOING TO INCREASE PROVIDER
COMPENTENCY IN EVIDENCE BASED PRACTICES
Additional Core:
331:397(6)d
List agencies List agencies List Agencies How are you verifying? List
Agencies
Narrative
Positive Behavioral
Support
- Candeo
- ChildServe
- Crest Services
-Community Support
Advocates
- Easter Seals
- Eyerly Ball
- Goodwill Industries
- HOPE
- Link Associates
- Lutheran Services In
Iowa
- Mainstream Living
- Mosaic
- Optimae LifeServices
- Progress Industries
- Stepping Stones
- Candeo
- ChildServe
- Crest Services
- Community Support
Advocates
- Easter Seals
- Eyerly Ball
- Goodwill Industries
- HOPE
- Link Associates
- Lutheran Services In
Iowa
- Mainstream Living
- Mosaic
- Optimae LifeServices
- Progress Industries
- Stepping Stones
We are not currently
independently verifying
agencies’ fidelity scales.
Each agency is encouraged
to utilize the PBS fidelity
scale as a foundation for
developing their PBS
strategic plan.
The Positive Behavior Network has been operational
in Polk County for over 10 years.
Peer Self Help Drop In
Center
Plans for supporting peer support drop in center
services are subject to adequate funding. Plan to
implement was put on hold due to lack of ongoing
and sustainable funding.
Other Research Based
Practice: IE IPR
IAC 331.397(7)
Contract with Central Iowa Recovery
The Polk County Region, in partnership with IACP & our other Regional partners continued to discuss how to develop a statewide approach to identifying and
collecting Social Determinant Outcome data, looking at provider practices and competencies, and entering into performance-based contracts/pay for performance.
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C.C.C.C. Individuals Served in Fiscal Year 201Individuals Served in Fiscal Year 201Individuals Served in Fiscal Year 201Individuals Served in Fiscal Year 2016666 Polk County citizens are eligible for county-funded services if they meet financial eligibility criteria as well as one
of the following population group categories: persons in need of mental health services (MI), persons with
intellectual disabilities (ID), or persons with developmental disabilities (DD). This section includes:
� Persons Served by Age Group and by Primary Diagnostic Category
� Unduplicated Count of Adults by Chart of Accounts Number and Disability Type
� Unduplicated Count of Children by Chart of Accounts Number and Disability Type
� Mental Health System Growth/Loss Report
1.1.1.1. Persons Served by Age Group and by Primary DiagnosticPersons Served by Age Group and by Primary DiagnosticPersons Served by Age Group and by Primary DiagnosticPersons Served by Age Group and by Primary Diagnostic
The chart below shows the unduplicated count of individuals funded by diagnosis. Several programs are funded through block
grants, impacting unduplicated counts. Polk County served 9,103 adults and children through county-funded and Title XIX Case
Management programs. In order to have an equal comparison for regional dashboards, Polk County is reporting unduplicated
people served by population group to exclude individuals who do not receive any regionally funded services.
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2.2.2.2. Unduplicated Count of Adults by Chart of Accounts Number and Disability Type Unduplicated Count of Adults by Chart of Accounts Number and Disability Type Unduplicated Count of Adults by Chart of Accounts Number and Disability Type Unduplicated Count of Adults by Chart of Accounts Number and Disability Type
This chart lists the number of adult individuals funded for each service by diagnosis.
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13.
3.3.3.3. Unduplicated Count of Children by Chart of Accounts Number and Disability Unduplicated Count of Children by Chart of Accounts Number and Disability Unduplicated Count of Children by Chart of Accounts Number and Disability Unduplicated Count of Children by Chart of Accounts Number and Disability
TypeTypeTypeType
This chart lists the number of children funded for each service by diagnosis.
4.4.4.4. Mental Health System Growth/Loss ReportMental Health System Growth/Loss ReportMental Health System Growth/Loss ReportMental Health System Growth/Loss Report
This chart lists the net increase/decrease of individuals served.
D.D.D.D. Moneys ExpendedMoneys ExpendedMoneys ExpendedMoneys Expended Polk County citizens are eligible for county-funded services if they meet financial eligibility criteria as well as one
of the following population group categories: persons in need of mental health services (MI), persons with
intellectual disabilities (ID), or persons with developmental disabilities (DD). This section includes
� Total Expenditures by Chart of Accounts Number and Disability Type
� Revenues
� County Levies
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1.1.1.1. Total Expenditures by Chart of Accounts Number and Disability Type Total Expenditures by Chart of Accounts Number and Disability Type Total Expenditures by Chart of Accounts Number and Disability Type Total Expenditures by Chart of Accounts Number and Disability Type
The chart below show the regional funds expended by service and by diagnosis. The “*” designate lines where PolkMIS service
codes track chart of account services at a more granular level were translated into the new format and appropriate COA code for
state reporting purposes.
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16.
2.2.2.2. RevenuesRevenuesRevenuesRevenues
The chart below show the regional accrual funds by source.
3.3.3.3. County LeviesCounty LeviesCounty LeviesCounty Levies
The chart below show the regional levy rates. During FY15, the state implemented property tax reform and rolled back the
taxable valuation on commercial and industrial property to 95% of assessed value. The State then gave us property tax
replacement dollars to replace the tax dollars lost due to the 5% rollback. Polk levied that amount in conjunction with the State
replacement dollars and assumes 0.5% of taxes are uncollectible; so when levying the $14,439,175, Polk only actually received
$14,369,136.
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E.E.E.E. OutcomesOutcomesOutcomesOutcomes
1.1.1.1. Progress on GoalsProgress on GoalsProgress on GoalsProgress on Goals
Polk County Health Services, Inc. exists to support improved access to health care and to promote full citizenship for people with
mental illness, intellectual disabilities, or developmental disabilities. This plan assumes that the state will not mandate
expansion of initial core services or creation of additional core services without additional funding.
a)a)a)a) Strategic Commitment #1: Strategic Commitment #1: Strategic Commitment #1: Strategic Commitment #1: ID/DD/MH Core Service Delivery SystemID/DD/MH Core Service Delivery SystemID/DD/MH Core Service Delivery SystemID/DD/MH Core Service Delivery System
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #1:#1:#1:#1: New federal regulations for Medicaid-funded Home and Community-Based Services must be implemented by
March 2019. The federal regulations requirements are to ensure that individuals receive Medicaid HCBS in settings that are
integrated in and support full access to the greater community. They will also ensure that members have a choice in where they
live and who provides their services.
GGGGOALOALOALOAL:::: The ID/DD/MH service delivery system will fully implement the new federal regulations by 2019.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Identify HCBS programs within Polk County that may not meet federal regulations and begin developing potential
transition plans.
• Once the State identifies those providers and services that do not meet compliance, work with providers to develop
transition plans to meet Iowa plan for Medicaid waiver services.
• Research and develop plan for Highland Park Group Home.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• The State plan has not been approved by CMS at the federal level. Continue to monitor.
• PCHS Staff continue to look at cost neutral needs that meet federal requirements for the Highland Park Group Home.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #2:#2:#2:#2: Several states are moving their ID/DD services into managed care arrangements. Iowa will be privatizing
Medicaid and has chosen four managed care organizations (MCOs) to implement Medicaid Modernization by January 1, 2016.
The providers in the Polk Region work together very well and PCHS will work with the managed care organizations to ensure a
smooth transition.
GGGGOALOALOALOAL:::: Work with the provider network to ensure a smooth transition.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Meet with MCOs to discuss and implement a smooth transition for coordination services.
• Complete provider applications for each MCO for case management to ensure payment is received during the transition.
• Meet with MCOS to discuss and implement how the Regions and MCOs will work together.
• Collaborate with DHS, United Way, and MCOs to hold stakeholder meetings.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• PCHS Staff met with AmeriHealth, Amerigroup, United Health Care, and Wellcare to educate the Managed Care
Organizations (MCOs) on the strengths of the regional disability system service values and supports. In the winter,
Wellcare was eliminated as a viable MCO and the individuals assigned to Wellcare chose a different MCO. Polk County
signed contracts with AmeriHealth and Amerigroup to provide Community Based Care Management (CBCM). The
transition to MCOs faced set-backs in implementation start dates due to lack of preparedness. April 1 was the revised
start date. Polk County individuals with intellectual and developmental disabilities had the option of continuing
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18.
coordination services with their current Case Manager if they chose AmeriHealth. Amerigroup and United MCOs
implemented internal CBCM.
• PCHS Staff completed application and credentialing requirements. PCHS Staff worked with Polk County IT and Iowa
County Technology Services (ICTS) to discuss and develop billing options. Office Ally was chosen due to the low fee.
PCHS Staff worked on resolving Office Ally electronic remittance advice issues.
• PCHS Staff and MCOs met throughout the fiscal year to identify core and additional core services offered. The transition
to MCOs resulted in providers having at least 4 funding streams. PCHS Staff collaborated with our regional
counterparts, ICTS, and providers to implement statewide social determinant outcomes as well as a general approach to
philosophical and process measures. The Quality Service Development & Assessment (QSDA) initiative emphasizes
system stakeholder collaboration as well as a single approach to requirements.
• PCHS Staff hosted several DHS/MCO stakeholder meetings as well as participated in United Way informational meetings.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #3:#3:#3:#3: Employment services need to be delivered efficiently, effectively, and continue to be in line with national
Employment First values that support increased self-sufficiency in the community.
GGGGOALOALOALOAL:::: The Polk Region will develop an evidence-based Individual Placement and Support (IPS) model that supports mental health
treatment. Additionally, the Polk Region will begin work to align segregated Medicaid funded services impacted by new federal
regulations.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Work with existing day service providers and supported community living providers to develop more individualized
community social and recreational supports that don’t rely on center-based models.
• Continue to work with network providers to develop emerging best practice services that continue to support
community employment outcomes in an efficient and effective manner.
• Collaborate with network providers to evaluate proposed pre-vocational and supported employment rule changes as
well as the impact on services and rates.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• Community based employment has aligned with Employment First rules as of May, 2016. The Polk Region continues to
wait on federal approval of the State’s plan in order to move forward with planning for segregated day and employment
settings.
• PCHS Staff was involved in the statewide initiative to align services with Employment First principles which went into
effect in May, 2016 as well as worked through the Employment Guiding Coalition to re-align services and rate
structures within these the new rules.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #4:#4:#4:#4: The Polk Region is required to ensure that certain evidence-based practices (EBPs) are available and
independently verified to meet fidelity standards (FS). In addition; there are EBPs without fidelity scales already in use, and
others that should be implemented.
GGGGOALOALOALOAL:::: To ensure the availability of appropriate EBPs, including at least the following:
• Assertive Community Treatment or strengths-based case management (FS)
• Integrated treatment of co-occurring substance abuse and mental health disorders (FS)
• Supported employment (FS)
• Family psychoeducation (FS)
• Illness management and recovery (FS)
• Permanent supportive housing (FS)
• International Center for Clubhouse Development (ICCD) Clubhouse Model
• Mental Health First Aid
• Wellness Recovery Action Plan (WRAP)
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19.
• NAMI Family-to-Family Education Program
• Positive Behavioral Support
• Peer Support
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Identify all locations currently providing the listed EBPs and determine alignment with fidelity scale, where available.
• Identify additional EBPs that are being used in the Polk Region.
• Identify additional EBPs that would be appropriate and develop a plan to implement.
• Explore requirements and feasibility of EBP criteria and which programs might be eligible.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• PCHS Staff identified providers who were trained, implementing, and implementing to fidelity and in April, 2016 began
monthly status reports to DHS.
• PCHS Staff participated in the Quality Service Development and Assessment (QSDA). The QSDA initiative works to
integrate and align service philosophy, practice, and outcomes. PCHS Staff lead the practice workgroup which focused
on the evidenced based programs of Permanent Supported Housing and Supported Employment. PCHS Staff presented
at ISAC’s Fall School on the Permanent Supported Housing program and fidelity, participated in ISAC’s Spring School on
the Supported Employment program and fidelity, and received training on becoming an evidence based practitioner.
The PBS Network also collaborated with IACP and other regions to sponsor Technical Assistance Collaborative (TAC) in
providing an overview of all mandated evidence based practices and programs.
• Due to budget constraints, the Polk Region was not able to fund marketing materials for the Family Psychoeducation
program through NAMI nor explore feasibility of additional EBPs.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #5:#5:#5:#5: The Polk Region must have available the initial core services for priority populations of MH and ID before
serving additional populations or providing additional core services. Since there is a history of serving individuals with DD and of
providing a few other services, it is important to fill any gaps in core services to avoid reducing historical services. Services must
meet established regional service access standards.
GGGGOALOALOALOAL:::: Implement Peer Support and Family Support services. Formalize access to a 24-hour crisis hotline. Establish a system for
monitoring compliance with service access standards.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Work with Regions and advocate for a long term funding solution.
• Explore expanding Rehabilitation Recovery Coaches beyond Integrated Service Agencies (ISAs).
• Explore various Family Support services options and implement.
• Determine which 24/7 services will be advertised as a crisis hotline.
• Work with provider network to determine best way to monitor service access standards.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• All FY16 funding associated with new objectives was eliminated, with the exception of the employment objective. The
$47.28 per capita funding was not continued into FY16, however the Polk Region was allotted a $2 million
appropriation. The PCHS Board and Staff hosted a legislative luncheon in December to share the urgent need to
increase the per capita rate to $47.28. The Polk Region joined other regions to advocate for local control and
predictability in funding during the 2016 Legislative session. PCHS staff facilitated a stakeholder mailing to inform
members and their guardians that services will be reduced to only core services if the per capita rate is not increased.
PCHS Staff coordinated Network Providers to visit the Capitol and to share stories with Legislators regarding the
importance of regionally funded services. PCHS Board and Staff also participated in the ISAC County Day at the capitol
in March.
• The remaining strategies were put on hold due to budgetary constraints and the MCO transition and implementation.
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20.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #6:#6:#6:#6: The Polk Region is required to ensure network providers are culturally competent and able to provide trauma-
informed care and address multi-occurring disorders.
GGGGOALOALOALOAL:::: The Polk Region will have a system of care that is welcoming and can address the complex needs of all individuals.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• The Positive Behavior Support Network (PBSN) will ensure training is available and delivered on an ongoing basis to
increase awareness and understanding.
• PBSN will receive technical assistance with the National Alliance for Direct Support Professionals (NADSP) to identify
various training options to ensure staff are culturally competent and able to provide trauma-informed care and address
multi-occurring disorders.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• The following trainings were accomplished for FY16:
o Motivational Interviewing (2 sets)
o Co-Occurring Issues (Developmental Disabilities and Mental Illness)
o Frontline Supervisor Competency Training
o Cultural Competency
o Ethics and Boundaries
o PBS Simulation
o PBS Quarterly Membership Meetings (including 10 year PBS celebration)
• PBS provider members and PCHS received technical assistance (TA) through the National Alliance for Direct Support
Professionals on strategies to address a competent workforce. The result of the TA was contracting with NADSP to
develop curriculum for a full three day training on assuring Frontline Staff are trained utilizing the NADSP Competencies
as well as the vetted University of Minnesota Frontline Supervisor Competencies. The training occurred in June and
provider response for the intense training was overwhelmingly positive and the PBS board will continue to repeat this
training on at least a yearly basis.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #7:#7:#7:#7: Technology is rapidly providing opportunities for collection, analysis, and sharing of data, as well as smart
phone applications that individuals can use to enhance their recovery and resiliency.
GGGGOALOALOALOAL:::: Utilize technology to connect, support, and create value for our stakeholders.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Inquire with Iowa State Association of Counties (ISAC) and Network Providers about interest and feasibility in
automating data sharing.
• Continue to collaborate and with the Iowa Association of Community Providers and the ISAC to implement statewide
outcomes and explore pay for performance methodologies.
• Identify non-network providers in the Polk Region and discuss gathering outcomes.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• This strategy was put on hold due to budgetary constraints and the MCO transition and implementation.
• PCHS Staff continued to collaborate through QSDA with IACP and ICTS to train providers on the 5-Star Quality Model
and Statewide Outcomes through webinars. By September, 2015; a provider portal was created as a companion to
County CSN. PCHS, ICTS, IACP, and other regional staff trained community providers statewide on outcome definitions
and data entry. PCHS Staff participate on the Outcomes Sub-Committee of the QSDA workgroup. The QSDA workgroup
suggested to Regional CEOs to budget 2% – 5% of budget to fund the initiative and pay for performance. The QSDA
initiative is statewide in scope and participation, but Regional Strategic Plans will continue to define regional priorities
and pace.
• This strategy was put on hold due to budgetary constraints and the MCO transition and implementation.
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21.
b)b)b)b) Strategic Commitment #2: Strategic Commitment #2: Strategic Commitment #2: Strategic Commitment #2: Community PartnershipsCommunity PartnershipsCommunity PartnershipsCommunity Partnerships
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #1:#1:#1:#1: There continues to be service capacity issues due to inability to hire and retain a qualified workforce.
GGGGOALOALOALOAL:::: Have the capacity to provide all needed services with qualified staff.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Meet with Positive Behavior Support Network (PBSN) and other provider agencies to determine workforce and policy
related barriers.
• Work with governmental and other agencies to identify ways to increase the number of people qualified for and
interested in professional and direct care staff positions in the system.
• Develop a plan with PBSN technical assistance to hire and retain qualified staff.
• Implement plan based on agreed upon recommendations.
YYYYEAREAREAREAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• PBS provider members and PCHS received technical assistance (TA) through the National Alliance for Direct Support
Professionals on strategies to address a competent workforce. The result of the TA was contracting with NADSP to
develop curriculum for a full three day training on assuring Frontline Staff are trained utilizing the NADSP Competencies
as well as the vetted University of Minnesota Frontline Supervisor Competencies. The training occurred in June and
provider response for the intense training was overwhelmingly positive and the PBS board will continue to repeat this
training on at least a yearly basis.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #2:#2:#2:#2: The individuals being served have complexities that cross many systems. The PCHS network needs to include
service providers and other service providers from those systems in order to have the capacity to serve individuals with these
complex needs.
GGGGOALOALOALOAL:::: Develop operational linkages between service systems.
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Meet on a regular basis with the Systems Integration Guiding Coalition.
• Hold Community Conversation during 4th quarter regarding MCO transition/implementation.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• The Systems Integration Guiding Coalition Task Force was put on hold. Polk County and PCHS Staff continue to
participate in the Criminal Justice Coordinating Council (CJCC), the White House Data Driven Justice Initiative, and the
National Association of Counties’ (NaCo) Stepping Up Initiative.
• A Community Conversation was not held during the 4th quarter to address the MCO transition due to the delayed
implementation.
PPPPINNACLE INNACLE INNACLE INNACLE IIIISSUE SSUE SSUE SSUE #3:#3:#3:#3: Currently new housing is being developed to be affordable to individuals at 80% of medium income. There is
not enough affordable housing for individuals with income below 30% of medium income within Polk County.
GGGGOALOALOALOAL:::: Develop more affordable housing options within Polk County
FY16FY16FY16FY16 SSSSTRATEGIESTRATEGIESTRATEGIESTRATEGIES::::
• Work with the Tomorrow Plan Housing Committee to identify the needs of the community.
• Work with consultants, City of Des Moines, and the County in developing a plan for affordable housing and Section 8.
• Develop a partnership with organizations that provide services to persons who are homeless.
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22.
• Develop a plan with the community to develop more affordable housing options.
YYYYEAR EAR EAR EAR EEEEND ND ND ND SSSSTATUSTATUSTATUSTATUS::::
• PCHS Staff worked with the Continuum of Care Board and Housing Trust to begin looking at affordable housing options.
• PCHS Staff worked with the Continuum of Care Board, Central Iowa Shelter, Centralized Intake, Broadlawns Service
Coordination, and all Homeless Providers to help individuals find housing in the community.
• PCHS Staff continue to work with the Continuum of Care Board and Housing Trust to develop a plan for more affordable
housing options. The Integrated Services Agencies hired a Housing Coordinator to coordinate and support in
developing relationships with landlords as well as helping individuals find affordable housing.
2.2.2.2. Waiting ListWaiting ListWaiting ListWaiting List
While the Polk County Region policy is outlined in the Regional Management Plan, the Service Appeal Board reviews
circumstances in which Polk County funds are authorized, allocated or expended. Another function the Service Appeal Board
fulfills is to review and determine resolution of appeals. During this fiscal year, there were no appeals presented to the Service
Appeal Board. Polk County did not have a waiting list during the fiscal year ending June 30, 2016.
3.3.3.3. Statewide OutcomesStatewide OutcomesStatewide OutcomesStatewide Outcomes (Quality Service Development & Assessment, QSDA)(Quality Service Development & Assessment, QSDA)(Quality Service Development & Assessment, QSDA)(Quality Service Development & Assessment, QSDA)
a)a)a)a) Regional MH/DS Service Development, Delivery, and Assessment ScopeRegional MH/DS Service Development, Delivery, and Assessment ScopeRegional MH/DS Service Development, Delivery, and Assessment ScopeRegional MH/DS Service Development, Delivery, and Assessment Scope
The Polk County Region, in partnership with IACP & our other Regional partners continue to collaborate in implementing a
statewide approach to disability services. The Regions have identified the following four functions:
• Implement service delivery models - learning communities, multi-occurring, culturally capable, evidence based
practices, research based practices and trauma informed care.
• Work to ensure that Providers are utilizing evidence based practices and research based practices.
• Identify and collect social determinant outcome data.
• Enter into performance/value based contracts.
The Regions believed it was important to create a unified vision and standardized approach to the operationalization of these
tasks. They formed the QSDA Committee for this purpose. Membership in QSDA includes representation from the Regions,
Providers, MCOs and individuals familiar with the service delivery system.
b)b)b)b) QSDA Mission and Values/Guiding PrinciplesQSDA Mission and Values/Guiding PrinciplesQSDA Mission and Values/Guiding PrinciplesQSDA Mission and Values/Guiding Principles
• QSDA Mission StatementQSDA Mission StatementQSDA Mission StatementQSDA Mission Statement: QSDA facilitates a statewide standardized approach to the development and delivery of quality
MH/DS services measured through the utilization of outcome standards.
• QSDA Values/Guiding Principles:QSDA Values/Guiding Principles:QSDA Values/Guiding Principles:QSDA Values/Guiding Principles:
o All services should be the best possible.
� Service Philosophy is based on the 5 Star Quality Model- will always strive to achieve the highest degree
of community integration as possible.
• We have identified the need and value in providing disability support services in the person’s home
community. We believe individuals with disabilities have the same basic human needs, aspirations,
rights, privileges, and responsibilities as other citizens. They should have access to the supports and
opportunities available to all persons, as well as to specialized services. Opportunities for growth,
improvement, and movement toward independence should be provided in a manner that maintains
the dignity and respects the individual needs of each person. Services must be provided in a manner
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23.
that balances the needs and desires of the consumers against the legal responsibilities and fiscal
resources of the Region.
• We want to support the individual as a citizen, receiving support in the person’s home, local
businesses, and community of choice, where the array of disability services are defined by the
person’s unique needs, skills and talents where decisions are made through personal circles of
support, with the desired outcome a high quality of life achieved by self-determined relationships.
• We envision a wide array of community living services designed to move individuals beyond their
clinically diagnosed disability. Individuals supported by community living services should have
community presence (characterized by blending community integration, community participation,
and community relationships).
� Through the use of Evidence Based Practices, (EBP) and Research Based Practices, (RBP), Regions will
continually strive to improve service quality.
o Will ensure the use of standardized approaches.
� Work to develop one set of outcomes.
o Will always strive to be as efficient as possible.
� Work to create a single data entry system.
� Coordinated training process.
o Activities must be meaningful.
� Creation of a Website in an effort to organize resource information, data, activities, training and process
tracks (http://qsda.iacsn.org/)
c)c)c)c) Strategic Action PlanStrategic Action PlanStrategic Action PlanStrategic Action Plan
The following projects define the FY17 Strategic Action Plan. The FY17 Plan was developed in FY16 as many of these projects
either began in FY16 or planning started in FY 16. Projects are grouped within four Strategic Areas: Service Development, Service
Delivery, Service Assessment and System Infrastructure.
• Service Development Service Development Service Development Service Development
o Critical Incident Stress Management (CISM) team collaboration
� Website development
� Scope MIS
� Develop funding proposal
� Build MIS
o Develop a survey to measure Provider proficiency in TI/COCC
� Develop the survey
� Populate data to the website
o Develop TIC/COCC tool kits based on successful TIC/COCC models.
o Work with Regional CEOs and ITAIC to map Crisis/Justice services.
o Identify attributes of existing successful Rural/Urban Learning Communities and identify trainings to
strengthen a qualified workforce.
o Create a System of Care “Blue Print” that supports individuals close to home.
• Service Delivery Work GroupService Delivery Work GroupService Delivery Work GroupService Delivery Work Group
o Develop a cost/benefit analysis for measuring fidelity.
� Develop Methodology
� Conduct Pilot
� General application
o Focus on targeted training for permanent supportive housing and supported employment as determined by
need.
o Encourage Providers to complete internal fidelity assessments for permanent supportive housing and
supported employment.
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24.
o Implement EBP and other RBP trainings with IACP and other partners.
• Service Assessment Work GroupService Assessment Work GroupService Assessment Work GroupService Assessment Work Group
o Provide initial and ongoing Outcomes training.
� Develop and utilize updated power point presentation.
o Develop Outcome project Technical Support teams
o Generate Outcome reports from CSN and validate accuracy.
� Survey Providers and CEOs to establish report content
� Develop Provider report procedure manual
� Generate a statewide report
� Establish data validation process.
o Establish Provider baselines and targets
� Validate data
� Generate baseline report
� Train Regions and Providers on baseline analysis and target setting
� Determine what supports/incentives are needed to make progress towards targets
• System InfrastructureSystem InfrastructureSystem InfrastructureSystem Infrastructure
o Website – Populate Work Group data and resource information
� Enter membership info.
� Create training listing
� Populate Work Group info.
o Develop project Technical Support Teams, (TST).
� Develop TST for employment and housing EBP.
� Develop TST for Outcome goal setting.
o Develop a training and sponsorship Process
� Created a coordinated funding approach with Regions, Community Services Affiliate, Ia. Association
of Community Providers and MCOs.
d)d)d)d) FY16 AccomplishmentsFY16 AccomplishmentsFY16 AccomplishmentsFY16 Accomplishments
� Increased QSDA membership
o QSDA currently has 54 members representing Regions, Providers, DHS and MCOs.
� Implemented and increased participation in the Outcomes Project
o Currently there are outcomes entered on over 3,400 individuals by approximately 160 Provider Agencies.
� Developed the CSN Provider Portal which is being used to enter outcome data.
� Training Process – Worked with the Iowa Community Services Affiliate, Regions and the Iowa Association of Community
Providers to establish a process to coordinate and fund training within the QSDA scope.
� Training
o Statewide trainings were conducted on Evidence Based Practices, 5 star quality and Trauma Informed Care.
o Iowa State Association of Counties Fall and Spring School of Instruction – Presented on Provider Incentives,
Outcome Project overview, QSDA overview, Learning Communities and Permanent Supportive Housing,
Evidence Based Practices and Fidelity.
� EBP Survey was sent to Providers and results summarized
o Determined which EBPs were being utilized.
o Measured EBP knowledge.
o Looked at the level of fidelity.
� Met regularly with Regional CEOs providing updates and recommendations.
� MCOs – had meetings with AmeriHealth and Amerigroup. Are looking at how outcome data may fit in with their
reporting and evaluation needs.
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25.
84% 81%87% 85%
78% 80% 77% 77% 73% 72%78%
0%
20%
40%
60%
80%
100%
FY06 FY07 FY08 FY09 FY10 FY11 FY12 FY13 FY14 FY15 FY16
ISA Program Performance
98%95%
97% 97% 96%98% 99%
97% 97% 98%95%
70%
80%
90%
100%
FY06 FY07 FY08 FY09 FY10 FY11 FY12 FY13 FY14 FY15 FY16
ISA Participant Satisfaction
94%
90%92% 92% 92%
88%
92%89%
95%
91%93%
70%
80%
90%
100%
FY06 FY07 FY08 FY09 FY10 FY11 FY12 FY13 FY14 FY15 FY16
ISA Concerned Others Satisfaction
4.4.4.4. Polk Polk Polk Polk County County County County Region OutcomesRegion OutcomesRegion OutcomesRegion Outcomes by Programby Programby Programby Program
a)a)a)a) Integrated Services Program Evaluation Integrated Services Program Evaluation Integrated Services Program Evaluation Integrated Services Program Evaluation SummarySummarySummarySummary
The Integrated Services program consists of the four Integrated Service Agencies as well as Polk County Health Services, where all
share risk and are vested in the program’s success. After two challenging years, the year’s evaluation suggests that the system
met expectations. Of the four programs, three met overall program performance expectations and the remaining program’s
performance fell into the Needs Improvement range.
Program system averages met or exceeded expectations for 14 of 16 outcome areas, resulting in an overall average of 78%. The
system exceeded expectations in five outcome areas: Employment – Engagement Toward Employment, Participant Satisfaction,
Access to Somatic Care, Emergency Room Visits for Psychiatric Care, and Administrative Outcomes. The system met expectations
in nine outcome areas: Community Housing, Employment – Working Toward Self-Sufficiency, Education, Participant
Empowerment, Concerned Other Satisfaction, Community Inclusion, Negative Disenrollments, Psychiatric Hospitalizations, and
Quality of Life. The system was particularly challenged in two areas: Homelessness and Involvement in the Criminal Justice
Legend
Goal Rating Goal Rating
88% - 100% Exceeds Expectations 63% - 74% Needs Improvement
75% - 87% Meets Expectations Below 63% Does not meet minimum expectations
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26.
System.
One key measure of any service program is satisfaction. If participants do not report being satisfied with services, they are less
likely to participate in the program and the program will not be successful in meeting its objectives. This year, participants and
concerned others continued to report satisfaction with the services provided and the ISA staff who work with participants and
noted many ways in which the programs helped to improve the quality of their lives. Staff were described as reliable, caring and
dedicated. They praised the way in which staff supported participants to live as independently as possible and helped them
through challenging times. Participants often commented on the ways that the programs helped them to find and maintain stable
housing, improve and maintain their mental health, and provide opportunities to socialize and become part of their
communities. Started in FY15, PCHS continued its Rehabilitation and Recovery Coach (RRC) Initiative program this year to nurture
peer support services within the ISA programs. Feedback from participants and staff was supportive, noting that RRCs provided
different insights and ways of connecting with participants, as well as additional services and supports.
Participants and concerned others had reason to be pleased with the ISA programs. For the first time since redefining the
housing outcome, the ISA system met expectations for community housing. The programs reported that nearly nine of every ten
program participants were living in homes that were safe, affordable, accessible and acceptable. In part, improvements are the
result of changes in the affordability criteria. Previously, housing was affordable only if participants were spending less than 40%
of their income on rent and utilities or if they were receiving a rent subsidy. In FY16, the criteria were changed to allow more
than 40% of income to be spent on rent and utilities as long as the participants were able to meet their other needs and aware
that they may need to move or not be eligible for housing subsidies if they are offered Section 8. In interviews, many participants
commented on improvements in their living situations over time, several were homeless coming into the programs and were
been able to secure stable housing. A few mentioned that they have been able to purchase homes, rather than continuing to
rent.
The ISA system continued to report improvements in employment for program participants. This year’s results demonstrate
increases in both employment outcome areas. More than one of every four participants was working at least 20 hours per week,
and nearly one of every two was working at least 5 hours per week. These increases fit with the national trend of increased
employment for individuals with disabilities in 2015. The National Trends in Disability Employment-2015 Year in Review (Kessler
Foundation & University of New Hampshire Institute on Disability, 2016) reported increases in key employment indicators for
individuals with disabilities in 2015 compared to 2014. The report quotes Andrew Houtenville, Ph.D., Associate Professor of
Economics at UNH-IOD, “For the first time in the official record [since 2009], we are seeing improved employment for people
with disabilities. These numbers suggest that people with disabilities may finally be starting to recover from the Great Recession,
from which people without disabilities started to recover in 2010.” The benefits of employment for individuals with disabilities
are well documented, including fewer mental health symptoms, reductions in hospitalizations, improvements in medication
compliance, higher quality of life, community integration, self-esteem and self-efficacy (Salyers, et al., 2004; Bond et al., 2001a
& 2001b; Fabian, 1992; Harding et al., 1987; Knoedler, 1979; McGurrin, 1994; and Van Dongen, 1996).
In addition to employment, the ISA system demonstrated improvement or maintained expected performance in many other
outcome areas. Participants were more likely to be involved and engaged in their communities with nine of every ten participants
meeting the Community Inclusion outcome. One of every four participants was pursuing education related to employment.
Almost all participants received somatic care during the year and few sought psychiatric care through the emergency room. After
two years of not meeting expectations, the system average met expectations in FY16 for the Participant Empowerment outcome
area. The system did note an increase in average psychiatric hospital days but continued to meet expectations for that outcome.
The system continues to report high homelessness rates and increased jail days. Although the majority of homeless nights and
jail days are associated with a few participants (32 & 46, respectively), these participants spend a considerable number of days in
jail or homeless. The system averaged more than 2.5 nights homeless and more than 3 days in jail. PCHS has invested in
programs over the past several years to address incarceration rates, including the Jail Diversion program and the FACT
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27.
alternative support service. In FY16, PCHS funded a joint Development Proposal by the ISA programs for a Community Housing
Coordinator to increase networking with landlords to identify safe and affordable housing for program participants.
Despite system challenges this year with the uncertainty and eventual transition to managed care organizations, the ISA system
met expectations in continuing to provide quality services that meet the needs and expectations of program participants. The ISA
programs and staff should be praised for their continued dedication to Polk County’s residents.
ReferencesReferencesReferencesReferences
Bond, G. R., Becker, D. R., Drake, R. E., Rapp, C. A., Meisler, N., Lehman, A. F., & Bell, M. D. (2001a). Implementing supported
employment as an evidence-based practice. Psychiatric Services, 52(3), 313-322.
Bond, G. R., Resnick, S. G., Drake, R. E., Xie, H., McHugo, G. J., & Bebout, R. R. (2001b). Does competitive employment improve
nonvocational outcomes for people with severe mental illness? Journal of Consulting and Clinical Psychology, 69, 489-501.
Fabian, E. S. (1992). Supported employment and the quality of life: Does a job make a difference? Rehabilitation Counseling
Bulletin; 36 (2), 84.
Harding, C. M., Strauss, J. S., Hafez, H., & Liberman, P. B. (1987). Work and mental illness. I. Toward an integration of the
rehabilitation process. Journal of Nervous and Mental Disease, 175, 317-326.
Kessler Foundation and University of New Hampshire Institute on Disability (January 31, 2016). National Trends in Disability
Employment-2015 Year in Review. Available at: http://kesslerfoundation.org/node/851 .
Knoedler, W. H. (1979). How the training in community living program helps patients work. New Directions for Mental Health
Services, no. 2. San Francisco: Jossey-Bass, 57-66.
McGurrin, M.C. (1994). An overview of the effectiveness of traditional vocational rehabilitation services in the treatment of long
term mental illness. Psychosocial Rehabilitation Journal, 17, 37-55.
Salyers, M. P., Becker, D. R., Drake, R. E., Torrey, W. C., and Wyzik, P. F. (2004). A ten-year follow-up of a supported
employment program. Psychiatric Services, 55, 302-308.
Van Dongen, C. J. (1996). Quality of life and self-esteem in working and nonworking persons with mental illness. Community
Mental Health Journal, 32(6), 535-548.
F:/Plan/FY16/Annual Report/Annual Report FY16 Polk 2016.12.14.doc
28.
b)b)b)b) Knowledge Empowers Youth Program Evaluation SummaryKnowledge Empowers Youth Program Evaluation SummaryKnowledge Empowers Youth Program Evaluation SummaryKnowledge Empowers Youth Program Evaluation Summary
The KEY program earned an overall Exceeds Expectations
rating for the FY16 fiscal year. The program is a
subsidiary Integrated Services Program for young adults
transitioning from the foster care system. It offers the
same flexibility of services as the Integrated Services
Program. In FY16, the program excelled in eleven
outcome areas (Community Housing, Homelessness,
Employment-Working Toward Self-Sufficiency,
Employment-Engagement Toward Employment,
Education, Participant Satisfaction, Participant
Empowerment, Community Inclusion, Psychiatric Hospital
Days, Quality of Life, and Administrative Outcomes) and
met expectations in three others (Involvement in the Criminal Justice System, Negative Disenrollments, and Emergency Room
Visits for Psychiatric Care). The program was challenged in only one outcome area: Access to Somatic Care.
Consistent with previous evaluations, KEY participants report that they are very satisfied with the services that they receive, the
staff who work with them, and the quality of their lives. In interviews, participants praised KEY staff for supporting them to
become more independent. They appreciated how much staff helped them to be active and engaged in their communities.
Participants credited the program with helping them learn life skills, supporting them to pursue education and employment, and
reconnecting with family members. In interviews, concerned others also praised the program for their support, connecting with
the participants, and providing assistance and insights.
The evaluation results suggest that KEY participants were living typical young adult lives. Almost all KEY participants were
involved and integrated into the community, participating in community activities, attending community events, or visiting local
attractions. Nearly one of every two participants was working at least 5 hours per week, and more than one of every three for 20
or more hours per week. Participants were likely to be enrolled in education, either finishing high school, pursuing post-
secondary education or participating in trainings related to their employment. Most participants were living in safe, affordable,
accessible, and acceptable housing. They spent very few nights homeless, if any. The KEY program reported few jail or
psychiatric hospital days as well. Participants were linked to community providers so that visits to the emergency room for
psychiatric care were rare. The program continued to be diligent in appropriately documenting outcome information and
completing the level of functioning assessments to ensure that participants receive the services that they need and are eligible
for. Overall, participants and concerned others had reason to be pleased with the program.
As has been mentioned in previous evaluations, the KEY program serves an important community function, providing transitional
support for youth in the foster care system to become responsible and productive adults. Several studies have indicated that
continued support of former foster children is cost effective in terms of improved academic achievement and, therefore, income
potential, as well as decreased likelihood of arrests and use of public benefits (Burley & Lee, 2010). Unfortunately, the need for
support for these young adults will likely exist into the foreseeable future as considerable numbers of youth continue to age out
of the foster care system. In FY13 (the most recent available statistics for Iowa, U.S. Dept. of Health & Human Services, 2014),
almost one of every 10 youth leaving Iowa’s foster care system had reached the age of 18 without having been reunified with or
adopted by a family (9.8%), similar to national results (10%). On a national level (U.S. Dept. of Health & Human Services, 2003-
2015), the percent of children aging out of foster care has remained in the 9% to 11% range for the past 10 years, up from the 7%
to 8% reported in the previous years. Most recent statistics (U.S. Dept. of Health & Human Services, 2015) suggest a decline in
the number of children entering and exiting the foster care system in Iowa over the past nine years. Even if the percent aging-
out in Iowa remained at 10%, that would still mean that more than 400 Iowa children are expected to have aged out in FY14.
89%83% 85%
80% 78% 82%88% 92%
0%
25%
50%
75%
100%
2009 2010 2011 2012 2013 2014 2015 2016
KEY Overall Program Performance
F:/Plan/FY16/Annual Report/Annual Report FY16 Polk 2016.12.14.doc
29.
ReferencesReferencesReferencesReferences
Burley, M., & Lee. S. (2010). Extending foster care to age 21: Measuring costs and benefits in Washington State. Olympia:
Washington State Institute for Public Policy,
Document No. 10-01-3902. Available at: http://www.wsipp.wa.gov/rptfiles/10-01-3902.pdf, last visited July 16, 2013.
U.S. Department of Health and Human Services (2014). Administration for Children & Families, Children’s Bureau, Child Welfare
Outcomes Report Data, Iowa's State Data Tables from the years 2009-2013. Generated from :
http://cwoutcomes.acf.hhs.gov/data/overview, last visited July 21, 2015.
U.S. Department of Health and Human Services (2003-2015). Administration for Children & Families, Administration on Children,
Youth and Families, Children’s Bureau. The AFCARS Report, Numbers 10 – 22. Available at
www.acf.hhs.gov/programs/cb/research-data-technology/statistics-research/afcars, last visited July 20, 2016.
U.S. Department of Health and Human Services (December 1, 2015). Administration for Children & Families, Children’s Bureau.
FY 2005-FY 2014 Foster Care: Entries, Exits and In Care on the Last Day of Each Federal Fiscal Year. Children Entering Foster
Care 2015.PDF, Children Exiting Foster Care 2014.PDF, and Children in Foster Care 2014. PDF. Available at
https://www.acf.hhs.gov/programs/cb/resource/fy2005-2014-foster-care-entries-exits , last visited July 20, 2016.
F:/Plan/FY16/Annual Report/Annual Report FY16 Polk 2016.12.14.doc
30.
c)c)c)c) ForensForensForensForensic Assertive Community Treatment (FACT) Program Evaluation Summaryic Assertive Community Treatment (FACT) Program Evaluation Summaryic Assertive Community Treatment (FACT) Program Evaluation Summaryic Assertive Community Treatment (FACT) Program Evaluation Summary
The FACT program is a subsidiary Integrated Services Program, offering the same flexibility as the Integrated Services Programs
but specifically serving adults who are at high risk or have a history of criminal justice involvement. As Pinal (2014) notes in a
recent review article, individuals with mental health issues “who have criminal justice and forensic involvement have an increased
risk of significantly fractured care (Hoge et al., 2009) and a high risk of mortality and poor outcomes (Binswanger et al., 2007)….
Their transinstitutional existence and characteristics make treatment challenging and far more costly (Swanson et al., 2013).
Barriers to uninterrupted care include multiple comorbidities associated with mental health, substance use, and medical illness.
These are often treated in disjointed approaches at different community settings, across numerous hospitalizations, and through
emergency room visits” (pg. 7). To combat this fractured care, the FACT model provides treatment, rehabilitation, and support
services using a self-contained team of professionals from psychiatry, nursing, addiction counseling, vocational rehabilitation,
and the criminal justice system. Services are available seven days per week, twenty-four hours each day to assist individuals with
building independent living and coping skills in real life settings.
The FACT program began serving individuals in November 2011. This year, the FACT program continued to experience growth.
The program started the current fiscal year with 59 participants and ended it with 66 participants. The program reports that it
had 48 referrals during the year, accepting 25 of those, with an average wait time from referral to enrollment of about three
months. Participants were served by a team of six members, including a Team Lead, an Assistant Team Lead/Case Manager, a
vocational specialist, a substance abuse specialist, a housing specialist, and a nurse. All participants who are on probation are
assigned to one probation officer who attends weekly team meetings.
This is the fourth year for the FACT evaluation to have
performance expectations for the outcome measures. It is
additionally the fourth year where the program has
performed in either the needs improvement or does not
meet minimum expectation areas. In FY13 and FY14, the
program’s performance was in the Needs Improvement
category, with performance adjusted per the file review
results. In FY15, the program’s performance declined to the
Does Not Meet Minimum Expectations range, with
performance adjusted per the file review. In contrast to
previous year, PCHS chose not to adjust program reported
results based on file review results. Thus, evaluation results
for FY16 are not directly comparable to FY15. To aid in comparisons, information about the program reported results and what
the adjustment would have been are presented in the comment text for outcomes so that readers can more easily compare this
year’s results and scores to those from previous years.
In FY16, the program’s reported results exceeded expectations in five areas (Employment-Working Toward Self-Sufficiency,
Participant Satisfaction, Emergency Room Visits for Psychiatric Care, Quality of Life, and Administrative Outcomes), met
expectations in five additional areas (Community Housing, Involvement in the Criminal Justice System, Education, Community
Inclusion, and Psychiatric Hospitalization outcome areas), and was challenged in the remaining six outcome areas
(Homelessness, Employment-Engagement Toward Employment, Participant Empowerment, Concerned Others Satisfaction,
Access to Somatic Care, and Negative Disenrollments).
FACT participants continue to report high satisfaction with the program, the staff who assist them, and the quality of their lives
since entering the program. In interviews, many credited the program for helping to improve their access to health care and their
housing situations. They appreciated the program’s assistance with rent and providing incentives for completing outcomes.
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31.
Several mentioned that the program has helped them to reconnect with family, better control their anger, and make healthier life
choices. They felt less isolated and alone because of the support that staff provided and praised staff for being there, especially
when they felt that they had no one else to support them.
Despite challenges, improvements were noted in some outcome areas compared to FY15. Participants were more likely to be
living in safe, affordable, accessible and acceptable living situations. They were reported to have spent fewer days in jail,
psychiatric hospitals, or homeless, and less likely to seek psychiatric care through the emergency room. More participants were
working, both toward self-sufficiency and engaged in employment. They were more likely to be involved in their communities,
and although still challenging, more participants were receiving physicals, ongoing care from a medical specialist or care for an
acute condition from a medical physician during the fiscal year.
Although slightly more satisfied than in FY15, the FACT program continues to struggle with family and concerned others
satisfaction, despite high participant satisfaction. Most concerned others reported that the FACT staff treated the participant with
dignity and respect, and that they were satisfied with the participant’s FACT staff. However, many wanted to be contacted more
frequently to stay informed. About one of every three believed that the participant was not getting the services that he or she
needed.
Results of the outcomes suggest that there is room for improvement in several areas. Despite improvements, the program
reported that participants averaged more than a month of homelessness, with 8 participants spending more than three months
homeless, including two who were homeless for more than half of the fiscal year. In addition, the program continues to struggle
with Access to Somatic Care as well. This year, 7 of the program’s 66 participants did not receive a physical or medical care
during the year. In order to improve performance on this outcome, the program implemented an incentive program, providing
participants gift cards if they accessed somatic care during the year. The program also provided transportation for participants to
get to and from medical appointments, assistance to schedule appointments, and reminders about upcoming appointments.
Finally, the program continues to struggle with documentation expectations both for documentation of outcomes and for the
Participant Empowerment outcome. While providing quality services is essential for programs, accurately documenting those
services is critical to the administration and oversight of those services. The results of the file review indicated that the program
did not meet the expected 93% documentation compliance for Community Housing, Homelessness, Involvement in the Criminal
Justice System, Employment, and Community Inclusion due to a lack of or inconsistent documentation. The program’s overall
performance would have been in the Does Not Meet Minimum Expectations range if reported results had been adjusted based on
the file review.
This is the fourth consecutive year in which the program’s performance on Participant Empowerment failed to meet expectations.
Having individuals develop individualized and measurable goals, reviewing goal progress regularly, addressing employment and
education, and ensuring that services are provided to assist individuals in being successful in accomplishing their goals is
essential to participant empowerment. Despite improvements, FACT continues to struggle with having participant goals in place
and reviewed regularly and documenting participants’ involvement in goal development. Goals are the cornerstone of service
delivery. A participant's goals define what services and supports are provided, what program resources are expended on that
participant's behalf and for how long. Therefore, goal progress needs to be monitored carefully, reviewed with participants
regularly, and goal meetings should be planned well in advance, with ongoing discussions. These are the participant’s goals.
Having them engaged in the goal development process, selecting goals they are interested in achieving and motivated to work
on, and having them agree to work on those goals contributes to participant success. As has been noted in past evaluations,
ongoing monitoring and internal reviews are important program components to success.
The FACT program has struggled with overall performance for its entire history, despite having stable outcome targets based on
the program’s own baseline outcome data from FY12. Over that time, the program has almost tripled the number of participants
served, from 23 at the beginning of FY13 to 66 by the end of FY16, and experienced a lot of staff turnover. This year, the
program reports that it had more stable staff. Devoting additional time and resources to staff training on outcomes;
F:/Plan/FY16/Annual Report/Annual Report FY16 Polk 2016.12.14.doc
32.
implementing additional quality assurance and monitoring of empowerment meetings and plans, as well as outcome entries into
the PolkMIS electronic system may lead to more complete, timely and accurate documentation. Improving the accuracy of the
data should help identify the program’s most urgent needs and allow PCHS to provide assistance to meet those needs.
Performing ongoing fidelity assessments, per the FACT model, may help the program to identify ways to improve their
implementation of the model and, in theory, improve success based on the model. Over the course of the FACT program’s
history, it has yet to meet expectations in any year in the Homelessness, Access to Somatic Care, and Concerned Others
Satisfaction outcome areas. Thus, the program may want to devote additional resources and time to identifying and maintaining
housing for FACT participants, engaging participants in employment, and improving the program’s relationship with concerned
others. Of note, housing and employment are both areas that concerned others raised concerns about during satisfaction
interviews. Family and concerned others may be well positioned to suggest ways to improve and address these issues in
particular and the program is encouraged to reach out to them for ideas and collaboration.
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33.
d)d)d)d) Case Management & Integrated Health HomeCase Management & Integrated Health HomeCase Management & Integrated Health HomeCase Management & Integrated Health Home/Service Coordination/Service Coordination/Service Coordination/Service Coordination Evaluation Evaluation Evaluation Evaluation
SummarySummarySummarySummary
This year, the Case Management (CM) systemthe Case Management (CM) systemthe Case Management (CM) systemthe Case Management (CM) system met expectations with an 86% overall performance. All four Case Management
agencies (ChildServe, CSA, Easter Seals, and Link) met or exceeded expectations in their overall performance. The Case
Management program exceeded expectations in ten outcome areas: Community Housing, Homelessness, Involvement in the
Criminal Justice System, Education Transition, Participant Satisfaction, Family and Concerned Other Satisfaction, Negative
Disenrollments, Psychiatric Hospitalizations, Emergency Room Visits for Psychiatric Care, and Quality of Life. The program met
expectations in seven outcome areas: Employment-Working Toward Self-Sufficiency, Employment-Engagement Toward
Employment, Adult Education, Somatic Care, Community Inclusion, and Administrative outcomes. The system was challenged in
two areas: Case Manager Involvement in Child Education and Participant Empowerment.
Participant and concerned others were very satisfied with the services they received and the staff who worked with them. Case
Managers were often described as knowledgeable, resourceful, and caring. Participants were grateful that Case Managers helped
to coordinate supports so that they could live in the community as independently as possible. Concerned others valued staff’s
extensive knowledge of available services and options to meet participants’ individual needs, as well as assistance with the
transition to managed care organizations.
Participants and concerned others had reason to be satisfied. More than nine of every ten participants were living in safe,
affordable, accessible and acceptable housing. Nine of every ten participants were actively included in their communities,
attending events, participating in activities, or visiting local attractions. More than nine of ten had received somatic care during
the year. More than one of every three adult participants was engaged in employment, working five or more hours per week, and
close to one of every five was working 20 or more hours per week. More than one of four adults were engaged in employment-
related education. Transition activities were completed for all transition age youth, better preparing them for a smooth transition
to adult services or independent living. Although case managers attended school meetings for almost nine of every ten
participants, the system was challenged in this outcome area due to performance at one of the four programs. With the supports
of staff, participants spent very few days homeless, in psychiatric hospitals, seeking psychiatric care through the emergency
room or spending nights in jail. Negative disenrollments were minimal.
The Integrated Health Home / Service Coordination systemThe Integrated Health Home / Service Coordination systemThe Integrated Health Home / Service Coordination systemThe Integrated Health Home / Service Coordination system was challenged by outcome expectations. This is the first year that
IHH and SC outcomes were combined. The combined system achieved an overall 66% performance, resulting in a Needs
78%88%
83% 85% 84% 82% 83% 79%85% 88% 86%
FY06 FY07 FY08 FY09 FY10 FY11 FY12 FY13 FY14 FY15 FY16
CM System Performance (2006-2016)
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34.
Improvement rating. One program Met Expectations and the other two performed in the Needs Improvement range. The IHH
system exceeded expectations in three outcome areas: Participant Satisfaction, Appropriate Disenrollments, and Administrative
Outcomes. The system met expectations in seven outcome areas: Community Housing, Employment-Engagement Toward
Employment, Concerned Other Satisfaction, Access to Somatic Care, Negative Disenrollments, and Psychiatric Hospitalizations,
Emergency Room Visits for Psychiatric Care, and Quality of Life. The system was challenged in the remaining six outcome areas:
Homelessness, Involvement in the Criminal Justice System, Employment – Working Toward Self-Sufficiency, Adult Education,
Participant Empowerment, and Community Inclusion.
The combined IHH/SC system performed well in a few areas. Nearly nine of every 10 participants (89%) were reported to be living
in safe, affordable, acceptable and accessible community housing. More than nine of every ten (96%) of participants received a
physical or care during the year from a primary care physician or medical specialist. Nearly one of every five participants (19%)
was engaged in employment, working at least five hours per week, although only about one of every ten participants (11%) was
working at least 20 hours per week. Very few participants were negatively disenrolled, and the service coordination tracks 61% of
participants appropriately disenrolled to other services or independence. Programs were successful in supporting participants to
minimize psychiatric hospitalizations and emergency room visits for psychiatric care.
A key measure of any service is the satisfaction of those being served. Despite challenges in many areas, participants and
concerned others reported being satisfied with the services provided, with the quality of their lives, and with the staff who
assisted them. In interviews, participants and concerned others described IHH/SC staff as good resources for information on
available supports. Participants appreciated that staff were open to talking with them about issues. For some programs,
participants and concerned others raised concerns about staff turnover and the impact this has had on continuity of services and
supports.
In contrast, the system averaged high rates of homelessness and involvement in the criminal justice system. The system reported
a total of 5,878 homeless nights, averaging between three and four homeless nights per participant for the year. Total jail days
reported by the system were 4,913, averaging more than three jail days per participant for the year. All IHH/SC programs were
challenged by the Community Inclusion criteria. Of participants, 73% were reported to have met these criteria during the year.
Both the CM and the IHH/SC programsBoth the CM and the IHH/SC programsBoth the CM and the IHH/SC programsBoth the CM and the IHH/SC programs were challenged by the Participant Empowerment outcome area. Participant Empowerment
is based entirely on the file review. Of files reviewed 85% of CM files and 69% of IHH/SC files were found to meet expectations for
the Participant Empowerment outcome. For the CM programs, the most challenging expectation was documentation that
employment or education was addressed with participants throughout the evaluation period. This “gentle hassling” approach
reminds participants that employment and education are potential roles for them in their communities and that services are
available to help them pursue these. The most challenging criteria for IHH/SC programs was documenting that individualized,
measurable goals were in place and reviewed regularly and that participants were involved in goal development. Goals are
55% 58%
75% 72%66%
0%
25%
50%
75%
100%
IHH IHH SC SC IHH/SC
FY14 FY15 FY14 FY15 FY16
Ou
tcom
e B
ase
d P
erfo
rma
nce
IHH, SC, & IHH/SC System Performance
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35.
essential to service provision. They document the agreement between the individual’s choices and desires, the services that the
program is willing and able to provide, and the basis for which funding is provided. Without such plans, services are unguided,
participants do not know what they can expect, and one may question the provision of public funds. Thus, documentation of
goals is critical to the functioning and accountability of service provision.
For both systems, FY16 was a stressful year with the uncertainty of the Managed Care Organization (MCO) roll-out. Based on the
review of case notes and interviews with participants and concerned others, staff in both systems should be commended for their
efforts to help participants to understand and prepare for the evolving changes. Not only did these changes affect participants,
but most programs reported considerable staff turnover. CM programs, in order to meet new expectations of higher case loads,
often did not replace all departing staff. In addition to their typical job duties, new staff had to become acquainted with the
outcomes. Even experienced staff had to learn to work in more systems (e.g., Magellan then IME, and individual MCO’s systems)
while continuing to serve more individuals.
Of note, data entry errors were identified by both the CM and IHH/SC systems during the development of the evaluation report.
Programs are encouraged to review their data frequently throughout the year in order to identify and correct errors in a timely
fashion. With increasing demands on both PCHS and agency staff, the evaluators recommend that data entry safeguards be
incorporated into the electronic data system wherever possible to warn or request confirmation when entering non-
contemporaneous, particularly future, dates.
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36.
182 194252
291377 396 402 430 457
0
100
200
300
400
500
2007 2008 2009 2010 2011 2012 2013 2014 2015
Polk County Network: Average Number of Participants Per Reporting Week
$123 $124 $120$90
$128$144 $137 $145
$162
$0
$25
$50
$75
$100
$125
$150
$175
2007 2008 2009 2010 2011 2012 2013 2014 2015
Polk County Network: Average Weekly Earnings by Year
2.3
2.4
8.9
5.4
3.3
13.7
14.6
13.6
0.0 6.0 12.0 18.0 24.0
2015 Network
2014 Network
2013 Network
Polk County Network: Average Number of Months Spent in Status
Agency Waiting List (WL) Employment Prep (EP) Job Development (JD)
e)e)e)e) Calendar Year 201Calendar Year 201Calendar Year 201Calendar Year 2015555 Community Employment EvCommunity Employment EvCommunity Employment EvCommunity Employment Evaluation Summaryaluation Summaryaluation Summaryaluation Summary
In this ninth year, the Community Employment Evaluation suggests that the supported employment network continues to be
successful in supporting individuals to prepare for, obtain and maintain employment. With the addition of Easter Seals this year,
the network is now composed of five service providers (Candeo, Easter Seals, Goodwill Industries, H.O.P.E., and Link Associates).
The providers are evaluated based on six outcome areas (Barriers to Employment, Negative Disenrollments, Working Toward
Self-Sufficiency, Total Engaged in Employment, Participant Satisfaction, and Administration-File Review). The network and all
providers met or exceeded expectations for overall performance set by Polk County Health Services for the 2015 calendar year.
The Polk County Regional Network continued to grow this
year. The network added a fifth service provider, Easter
Seals. In 2015, the network served approximately 457
participants per reporting week, an increase of 6%
compared to 2014. Agencies served fewer participants
with mental health disabilities and more with intellectual
or other disabilities. In 2015, almost nine of every ten
supported participants had an intellectual or other
disability, compared to one out of ten with mental health
disabilities. Consistent with previous years, participants
were most likely to qualify for Level 3 supports (43%).
For participants who were employed, average weekly
earnings increased by $17 from $145 in 2014 to $162 in
2015, the result of increases in reported hours and wage
rates. Participants’ average wage was $8.68 per hour, and
they worked an average of 21 hours per week. In 2015,
close to 2 of every 5 employed participants were working
20 or more hours per week and earning at least minimum
wage.
Regardless of whether participants acquired employment
in 2015, supported employment participants averaged
more than two years acquiring skills and searching for
employment. In contrast to previous years, participants
spent three-quarters of a year in employment preparation,
likely the result of new structured programs including
Project SEARCH programs, Walgreens’ REDI program, and
Easter Seals’ EmployAbility program. Participants averaged
a month less in job development, compared to 2014. Of
those who sought employment, approximately four of
every ten (40%) obtained employment during the year, a
ten percent increase over 2014 (30%). For those who
obtained a job in 2015, it took them longer to become
employed. In 2015, participants who became employed
worked with job developers for almost 8 months,
compared to just over 5 months in 2014.
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37.
Nationally, the duration of unemployment for individuals seeking employment has begun to decline. Based on data from the
Current Population Survey (BLS, February 5, 2016) individuals seeking employment, regardless of disability status, averaged 6.4
months of unemployment as of January 2016, a considerable reduction from the average of 9 months in January 2012.
(Graph based on data from Bureau of Labor Statistics (2015, July 8).)
Despite the decline in duration of unemployment, employment rates for individuals with disabilities have not demonstrated much
improvement. The most recent annual statistics available from the Bureau of Labor Statistics for 2008-2015 (individuals 16 and
older) report that less than two of every ten persons with disabilities (17.5%) were employed in FY15, compared to six to seven of
every ten (65.0%) for peers without disabilities. Although the employment rate of individuals without disabilities has recovered to
exceed the rate from 2009, the employment rate of those with disabilities continues to lag. The annual unemployment rate for
individuals with disabilities remains more than double of those without disabilities (10.7% vs. 5.1%, respectively, for FY15).
Even for those individuals with disabilities who are employed, their earnings fall short of their peers without disabilities. The
2015 Disability Statistics Annual Report (Kraus, 2015) notes that the median earnings of individuals with disabilities was only
0
5
10
15
20
25
25
30
35
40
45
July2011
January2012
July2012
January2013
July2013
January2014
July2014
January2015
July2015
January2016
Med
ian
Wee
ks
of
Un
emp
loym
ent
Aver
age
Wee
ks
of
Un
emp
loym
ent
National Average and Median Durationof Unemployment (FY11-FY15)
Average (mean) duration, in weeks Median duration, in weeks
19.2 18.6 17.8 17.8 17.6 17.1 17.5
64.5 63.5 63.6 63.9 64.0 64.6 65.0
14.5 14.8 15.0 13.4 13.2 12.5 10.79.0 9.4 8.7 7.9 7.1 5.9 5.10.0
10.0
20.0
30.0
40.0
50.0
60.0
70.0
2009 2010 2011 2012 2013 2014 2015
Annual Employment and Unemployment Rates for Individuals With and Without Disabilities
Employed with disability Employed without disabilityUnemployed with disability Unemployed without disablity
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38.
about two-thirds of their peers without disabilities and that more than 28% of working-age individuals with disabilities were
living in poverty, compared to 13% of their non-disabled peers, based on 2014 data. In part, this is the result of working part-
time rather than full-time. For 2014 (the most recent available analysis), the Bureau of Labor Statistics (June 2015) reports that
workers with disabilities were almost twice as likely to be working part-time (33% versus 18%), most likely as a result of their
hours being cut back or because they were unable to obtain a full-time position.
Formalized in 2015, the Administration-File Review outcome was the only challenging area for the network. Accurate data is
crucial for monitoring the functioning of and responding to the employment needs of Polk County residents. Data inaccuracies
may result in reductions of availability and funding for services. Thus, having accurate data is important not only for PCHS and
other stakeholders but to participants as well. Provider agencies are encouraged to establish effective quality assurance
practices, provide on-going training for staff on best practices and expectations for documentation, and to seek technical
assistance from PCHS in order to improve the accuracy of information.
To address the challenges faced by people with disabilities, the Polk County Regional Network agencies continue to support an
increasing number of individuals in their pursuit of meaningful, sustaining employment. This report not only documents the hard
work and success that these community employment agencies provide; but also the appreciation that program participants have
for the services, staff, and programs that help them to prepare for, obtain and maintain employment in their communities. This
report supports the conclusion that the Polk County Regional Network continues to meet the ever growing need for
individualized and quality supported employment services for the residents of Polk County.
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39.
f)f)f)f) Community Living Evaluation SummaryCommunity Living Evaluation SummaryCommunity Living Evaluation SummaryCommunity Living Evaluation Summary
Polk County advocates for people with disabilities to create a life which is not defined by their disability. Community living
services provide opportunities for individuals with disabilities to live balanced and meaningful lives within their community. They
promote this mission by developing supportive relationships to work through individuals’ life transitions, promoting
responsibility through information and options, building opportunities for meaningful community participation, and supporting
experiences which create meaningful life roles. PCHS’s charge to the community living system is to reduce and eliminate
environmental barriers, make individualized supports readily available, and promote opportunities in all life domains. To this
end, PCHS contracts with 17 organizations to provide community living services: Behavior Technologies , Broadlawns, Candeo,
ChildServe, Christian Opportunity Center (COC), Crest Services, Easter Seals, Eyerly Ball, The Homestead, H.O.P.E, Link Associates,
Lutheran Services in Iowa (LSI), Mainstream Living, Mosaic, Optimae LifeServices, Progress Industries, and Stepping Stone Family
Services. In FY15, the system supported more than 1,700 participants to remain living in their communities by providing
supported community living supports.
The purpose of the evaluation is to monitor participant and management outcomes and assess the performance of Community
Living network services. Results are reported for sixteen outcome areas and scored in fourteen of the sixteen areas, from 1 “Does
Not Meet Minimum Expectations” to 4 “Exceeds Expectations.” The new staff stability outcomes were not scored.
The system’s average performance across all outcomes remained stable compared to the previous evaluation (71% in FY15, 72%
in FY14). The system’s performance fell in the Needs Improvement range, based on performance expectations set by PCHS. The
system exceeded expectations in four outcome areas: Involvement in the Criminal Justice System, Psychiatric Hospitalizations,
Emergency Room Visits for Psychiatric Care, and Participant Satisfaction. The system met expectations in five additional areas:
3
3
4
2
3
2
2
2
1
4
4
3
4
3
0 1 2 3 4
Housing
Homelessness
Jail
Employ. Self-…
Employ. Engagement
Adult Education
Somatic Care
Community Inclusion
Neg. Disenroll
Psych. Hosp.
ER Visits
Participant Retention
Direct Staff Stability
Other Staff Stability
Participant Satisfaction
QOL
FY15 Evaluation Scores
Ou
tcom
e A
rea
Community Living System
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40.
Community Housing, Homelessness, Engagement Toward Employment, Participant Retention, and Quality of Life. The system was
challenged in the remaining five outcome areas: Employment – Working Toward Self-Sufficiency, Adult Education, Access to
Somatic Care, Community Inclusion, and Negative Disenrollments.
Despite challenges in several areas, the majority (95%) of program participants reported being very satisfied with the services and
supports they received and the staff who worked with them, as well as satisfied with the quality of their lives. In interviews,
participants praised the programs for helping them access the community and to live as independently as possible. Staff were
often described as helpful, professional, and available. Participant satisfaction is a primary indicator of service quality.
Participants who are satisfied are typically engaged in services and, thus, have at least the potential to improve the quality of
their lives through supports.
In addition to Participant Satisfaction, the system performed well in several other outcome areas. Eight out of every ten
participants were living in community-based housing that was safe, affordable, accessible and acceptable. Participants spent very
few days homeless. One of every four participants was engaged in employment, working at least five hours per week and earning
minimum wage or more. Providers built good relationships with participants; nearly nine of every ten participants remained with
their community living provider for at least a year. Very few participants spent any time in jail or in psychiatric hospitals.
Participants received sufficient supports to access psychiatric care in their communities that they did not need to seek psychiatric
care through the emergency room.
The system faced challenges in other outcome areas, even though there were improvements in these areas from last year. This
year, 94% of all community living participants accessed somatic care during the year, compared to 88% in FY14. That meant 219
participants did not see a doctor during the year. In FY15, one of every ten participants was working at least 20 hours per week,
an increase from 7% in FY14. One of every five participants (19%) was involved in adult education related to employment this
year, compared to 16% in FY14. Community inclusion also improved with 87% of community living participants involved in
community activities or attending community events this year, compared to 80% in FY14.
Negative disenrollments were the sole challenging outcome not to improve. In FY15, 180 participants were negatively disenrolled
from their agency (10%) compared to 126 (7%) in FY14. Twelve of the 17 agencies found this outcome to be a challenging area.
Some of the programs that reported particularly high rates of negative disenrollments also reported low rates of participant
retention, suggesting that they may be struggling to engage, support and meet the needs of participants.
By participating in this evaluation, Polk County’s Community Living providers should be commended for their commitment to
assessing and ultimately improving the quality of services that they provide. With ongoing performance information, providers
will be able to better monitor service provision, more quickly respond to gaps or issues, and continue to contribute to improved
quality of life for the individuals that they serve.
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41.
5.5.5.5. System SatisfactionSystem SatisfactionSystem SatisfactionSystem Satisfaction
The Polk County Region includes participants, their families, and network providers in program planning,
operations, and evaluation. The County’s over-all approach to assuring the quality and effectiveness of all
program components is through the provider network membership criteria, the County/PCHS contract, reports to
PCHS, participant, collecting and summarizing information about appeals, grievances, and plans of correction; and
obtaining a variety of participant and concerned others’ satisfaction information. Stakeholder input was also
incorporated into strategic planning focus areas.
FY16 stakeholder satisfaction was evaluated as a component of the overall Case Management/Integrated Health
Home, Service Coordination, and Integrated Services outcome evaluation process. Approximately 10% of all
participants and family members were interviewed by phone or through a face to face interview by evaluators
independent of Polk County Health Services. The survey process allowed participants to agree or disagree, with
each survey question. The satisfaction with the system was very positive this year, with the overall satisfaction
continuing to be high and stable ranging from 97% (family/concerned others) to 93% (participant satisfaction).
Those receiving ongoing supports and their concerned others continue to view worker responsiveness,
communication with family members, and staff turnover as key issues to consider when rating service satisfaction.
Quality of life remains the lowest of rated areas.
a)a)a)a) Program Participant SatisfactionProgram Participant SatisfactionProgram Participant SatisfactionProgram Participant Satisfaction
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42.
b)b)b)b) Concerned Others SatisfactionConcerned Others SatisfactionConcerned Others SatisfactionConcerned Others Satisfaction
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