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Presidents: popularly elected – an American invention –Only 16 countries have a popularly...

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• Prime Ministers: chosen by and responsible to Parliament– Most Western European

countries as well as Israel and Japan

– No nation with a purely presidential political system in Europe

– Voters in Europe do not directly elect Prime Minister

– Prime Minister is elected by majority party

• PRESIDENTS ARE OFTEN OUTSIDERS: – Is easier to win election if you

can show voters you are not part of the “mess in Washington”

– The majority of presidents elected from 1828-2000 were either governors, military leaders, or vice presidents

• PRESIDENTS CHOOSE CABINET MEMBERS FROM OUTSIDE OF CONGRESS:– Under the Constitution, no sitting

member in Congress can hold office in the executive branch (Prime Ministers choose cabinet members from Parliament)

– Presidents choose (close personal friends, campaign aides, representatives of important constituencies, and experts on various policy issues, or some combination of all three

• It is not clear that divided government produces gridlock that is any worse than when there is a unified government

• It is not clear that, even if gridlock does exist, it is always, or even usually, a bad thing for the country

• DOES GRIDLOCK MATTER?– Not clear if divided

governments produce fewer or worse policies than a unified one

– Scholars say:• Conclude that divided

governments do about as well as unified ones in passing important laws, conducting important investigations, and ratifying significant treaties

• WHY DO DIVIDED GOVERNMENTS PRODUCE ABOUT AS MUCH IMPORTANT LEGISLATION AS UNIFIED ONES?– Unified government is something of a

myth– Republicans as a party can be

divided between conservatives and liberals

– Constitution ensures that the president and Congress will be rivals for power and thus rivals in policy-making

• CONCERNS OF THE FOUNDERS:– Most frequent concern was

over the possibility of presidential reelection.

– Governor of Pennsylvania in the 1700s stated: “Make him too weak: the Legislature will usurp his powers. Make him too strong: he will usurp the Legislature.”

• ELECTORAL COLLEGE: – Each of the states would

select electors in whatever manner the states wished• Electors would meet in each

state capitol and vote for president and vice president

• If tie in the Electoral College the decision goes to the House of Representatives

• THE PRESIDENT’S TERM OF OFFICE:– Franklin D. Roosevelt

only president to serve more than two terms

– 1951 – Twenty-second Amendment limited all presidents to two-year terms

• THE FIRST PRESIDENTS:– The presidency was

kept modest• President could not

appear on coin or currency until dead

• THE JACKSONIANS (Andrew Jackson):– Broad changes began to

occur in American politics– Altered the relations between

president and Congress and the nature of presidential leadership. Was a strong independent President – not afraid of Congress

• THE REEMERGENCE OF CONGRESS:– End of Jackson’s second term,

Congress quickly established its power

– For great periods of time congressional – and usually senatorial – dominated the national government

– Abraham Lincoln exemplified a strong president; did much without Congress

– Later Congress becomes principal federal institution

• Most powers are found in Article II of the Constitution

• Two types of Powers: 1. Those he or she can

exercise in their own right without formal legislative approval

2. Those that require the consent of the Senate or the Congress as a whole

• POWERS OF THE PRESIDENT ALONE– Serve as commander in chief of the armed

forces– Commission officers of the armed forces – Grant reprieves and pardons for federal

offenses (except impeachment)– Convene Congress in special sessions– Receive ambassadors– Take care that the laws be faithfully

executed– Wield the “executive power”– Appoint officials to lesser offices

1. THE WHITE HOUSE OFFICE– Three ways in which the president

can organize his or her staff1. Pyramid Structure:

assistants report through a hierarchy to a chief of staff, who then deals directly with the president

2. Circular Structure: cabinet secretaries and assistants report directly to president

3. Ad hoc Structure: task forces, committees, and informal groups of friends and advisers deal directly with the president

• Ad hoc structure: allows great flexibility, minimizes bureaucratic inertia, and generates ideas and information from disparate channels, but risks cutting the president off from the government officials who are ultimately responsible for translating presidential decisions into policy proposals and administrative action

2. THE EXECUTIVE OFFICE OF THE PRESIDENT– The Executive Office report

directly to the president and perform staff services for him but are not located in the White House

– President’s appointments to the Executive Office must be approved by the Senate.

– Most important Executive Office is The Office of Management and Budget

3. THE CABINET:– A product of tradition and hope– The role of the cabinet is largely

fiction– Constitution does not mention the

cabinet– 25th Amendment implies the cabinet

as consisting of “the principal offices of the executive departments

– There are 14 major cabinets• Page 3784; Table 14.1 lists the

Cabinets• Cabinet appointments rewards

the president’s friends and political supporters

• INDEPENDENT AGENCIES, COMMISSIONS, AND JUDGESHIPS:– President can appoint federal judges,

subject to the consent of the Senate.– Judges serve for life unless removed

by impeachment and conviction– What is an “Acting” appointment

• Say for instance I am an “Acting” Appointment – means I have not yet been confirmed by the Senate

• FEDERAL AGENCIES:– Executive Agencies:

Head can be removed at any time

– Independent or “Quasi-Independent” Agencies: members serve for a fixed term

• Most of cabinet, subcabinet, and independent-agency appointees had some prior federal experience

• They are in-and-outers: go between federal jobs and private sector jobs

• Most selected because of expertise or administrative experience

2. Party activists and officeholders outside Washington– Partisan Grassroots: people

who want the president to exemplify their principles, trumpet their slogans, appeal to their fears and hopes, and help them get reelected

• Object is to convert personal popularity into congressional support for the president’s legislative programs, and improve chances for reelection

• The effect of “riding the president’s coattails” has declined in recent years

• The more popular a president is, the higher the proportion of his or her bills will pass Congress

• Most presidents lose popular support between their inauguration and the time they leave office

• Honeymoon: president’s popularity seems to be highest right after election

• VETO1. VETO MESSAGE: a statement

that the president sends to Congress accompanying the bill, within 10 days

2. Pocket Veto: president does not sign the bill within 10 days and Congress has adjourned with that time, then the bill does not become law – only before the life of a given Congress expires

• A bill that is not signed or vetoed within 10 days while Congress is still in session becomes law without the presidents approval

• Two-thirds of each House to override a veto

• Only 4% of bills have been overriden

• LINE-ITEM VETO: block particular part of a bill– President cannot do this– Congress can take

advantage of this by putting items into a bill he otherwise favored, forcing him to approve those provisions along with the rest of the bill or reject the whole thing

1. EXECUTIVE PRIVILEGE: president’s right to withhold information that Congress may want to obtain from the president– United States v. Nixon

• Supreme Court decided that while there may be a sound basis for the claim of executive privilege, there is no “absolute unqualified Presidential privilege on immunity from judicial process under all circumstances”

• Nixon had to hand over disputed tapes and papers to a federal judge – this means executive privilege is not absolute

• It is likely that presidential advisers will be able, except in unusual cases such as Watergate, to continue to give private advice to the president

• Courts have greatly weakened the number of officials with whom the president can speak in Confidence

• Does the president have to spend all money Congress wants to spend? NO

• The Constitution is silent on whether the president must spend the money that Congress appropriates; all it says is that the president cannot spend money that Congress has not appropriated

• Budget Reform Act of 1974: requires the president to spend all appropriated funds unless he first tells Congress what funds he wishes not to spend and Congress, within 45 days, agrees to delete the items

• Two ways for a president to develop a program

1. Can have policy on almost every issue (President Cater and Clinton)

2. Or, concentrate on three or four major initiatives or themes and leave everything else to his or her subordinates (President Ronald Reagan)

• President faces THREE constraints on his ability to plan a program

1. Sheer limit of his time and attention span (work 90 hours a week)

2. Unexpected Crisis– World War– Different crises of the

presidents on page 398

3. The fact that the federal government and most federal programs, as well as the federal budget can only be changed marginally, except in special circumstances

• The result of these three constraints is that the president, at least in ordinary times, has to be selective about what he or she wants

• OPINION POLLS– Some politicians now

act on the basis of what their constituents want

1. Trustee Approach: do what public good requires

2. Delegate Model: do what constituents want you to do

• ATTEMPTS TO REORGANIZE– Reorganize the Executive

Branch of the government– Sept. 11, 2001 – Now there is an

Office of Homeland Security because of the attack

– President can organize his or her White House Office any way they want

– If president wants to reorganize the Executive Office or any Executive Department or agencies Congress must first be consulted

• ATTEMPTS TO REORGANIZE– LEGISLATIVE VETO:

• First authorized by the Reorganization Act of 1939

• Could be used to change, but not create or abolish, an executive agency

• Supreme Court ruled that all legislative vetoes were unconstitutional

• TODAY, any presidential reorganization plan would have to take the form of a regular law passed by Congress and signed by the president

• VICE PRESIDENT– Empty job– Official task is to

preside over the Senate, and to vote in case of a tie in the Senate

– Vice President’s leadership powers in the Senate are weak

• SOLVING PROBLEMS OF SUCCESSION– 25th Amendment: the vice president is to

serve as acting president whenever the president declares that he is unable to discharge the powers and duties of his office; or whenever the vice president and the majority of the Cabinet declare that a president is incapacitated

– Two-thirds majority is necessary to confirm that a president is unable to serve

• IMPEACHMENT– It is an indictment in a

criminal trial; a set of charges against somebody voted by the House of Representatives

– To be convicted must be by two-thirds of the Senate


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