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Priscilla R Owen Financial Disclosure Report for 2009

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  • 8/3/2019 Priscilla R Owen Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT a e p o , t R e q u i r e d b y t h e E t h i c sin Gover n m en t Ac t o f 1978FOR CALENDAR Y EAR 2009 ( 5 t ~ . s . c , c ,p p . , ~ I o 1 - 1 1 I )1. Person Reporting (Ins name, first, m ddle initial) 2. Court or Organization 3. Date ~f Repor tOwen, Priscilla R. Fifth Circuit Court of Appeals 05/! 3/2010

    4. T itle (Article III judges indicate active or senior status: 5a. Report T)~e (ei~eck appropriate type) 6, Repo rfing Periodmagistratejudge~ indicate full- or part-time)[] Nomination, Date 0t/01/2009

    U~S. Circuit Judge- Active [] Initial ~ ~ A n n u a l [] Final tot 2/31/20095b. [] Amended Repor~

    7. Chambers or Office Address 8 . On the ba s i s o f the information contained In this Report and anymodificat ions pertainin g thereto, i t i s , in my opinion , in compl ianceHomer Thornberry Judicial Bldg ~ith applicable laws and regulations.903 San Jacinto Blvd,, ILm 434Au stin, Texas 78701 Reviewing Officer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form mu st be foI!owed. Complete all parts,checking the NON E box f i~r each part w here you have no reportable information. Sign on lastpage.

    I . P O S I T I O N S . ( ~ p o , t i~ , i , a i ~ g a , ~ o ~ . : , .~ , p p . ~ - ~ ~ of filing instructions.)~ NONE ~o reportable positions.)

    POSITION NAME OF QRG~IZATION/ENTITY1. D irector Texas Hearing and Service Dogs2. Adviso~ Board Member Federalist S~ieW , Amstin Chapter3. Advizo~ Bo~d Member Federalist SocieW, Houston Chapter4.5.

    ~: .. ~~H. AGREEMENTS. ~,~o~n~g~ N O N E ~ o reportable a~eements.)

    DAT~ PARTIES A~ TE~MS1 . 2 0 0 9 State ofqexas E mployee Retirement System, Judicial Retirement Plan System I1; age 65, 50% of sta~e salary paid TXSupreme Co ~ justice or 40% at 60

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    Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF IN A NC IA L D IS CL O SU R E R E PO R TI Ow~n, Priscilla R.

    Pag~ 2 of 13 o ~ , q 3 / 2 o ~ o

    I I 1 . N O N - I N V E S T 1 M E N T I N C O M E . (Repo,i, , , i .d~.id.o~ .,aspo.se; ~ee ,~. I7-24 of filing instructiotrs.)A. Filers Non-Investment Income

    N O N E ( N o reportable non-investment income,)DATE SOURCE AND TYPE INCOME(yours, not spou ses)

    I, 2009 United States Department of Agricultx~re - Direct and Co unter Cyclical $329,00Program2.

    3.4.

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married durlng any portion of the reportlng year, complete this sectiot~( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )

    [~ N O N E ~ 0 reportable non-investment income.)DATE SOURCE AND TYPE

    i.

    2.3.4.

    IV . REIMBURSEMENT S . . ..( l n c l u ~ t e s th o s e t o s p o u s e a n d d e $ , e n d e t ~ t c h i l d r e n ;~ NONE (No reportable reimbursements.)

    SOURCE DATES LOCATION PURPOSE. ITEMS PAID OR PROVIDED1. National Day of Prayer Task May 6-7, 2009 W ashington, D .C . Observance of N ational Transportation, meal, hotelForce Day of Prayer2.3.4.5.

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    FINANCIAL DISCLOSURE REPORT N , m e o f P e r s o n R e p o r t in g D a t e o l r R e p o r tPage 3 of 13 O w e n , P r i s c i l la R . 0 5 / 1 3 i 2 0 1 0

    [~ NONE (No reportable girls.)~ D E S C R I P T I O N VALUE

    1.2.3,4.5,

    V I . L I A B I L I T I E S . r t , , a , , a , s t h o s e o ~ " s p . . . .. . d dependent children; .see p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

    C R E D I T O R D E S C R I P T I O N VALUE CODE1.2.3.4.5.

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    FENANCIAL DISCLOSURE REPORT N a m e o f P e r s o . R e p o r t i n g D a t e o f R e p o r tPage 4 of ]3 Owen, Priscilla R, 05/13/2010

    V I I . I N V E S T M E N T S a n d T R U S T S - ~ , . . . . . . . t~e, trat~actlons (Incl,,des those of sp ...... d depende nt chi ldren; see pp. 34-60 o /f i ling i ,utruct ions.)NONE q V o reportable income, assets, or transactions.)

    T r a n s a c t i o n s d u r i n g ~ p o ~ i n g p e r io de ~ r i p t io n o f A s s e t s / Income dufng G r o s s v a l u e a t e n d(including ~st as~ts) ~ r e p o s i n g ~ f i ~ ~ ofrepoaing periodPlace" tX)"~ .. . .. h~set Amount[ T~e(eg.. [ Va~e [ Value [ T~e(e.g., Date ]Value [ Gain[ ld~ti~of

    ~ (A-~ ! orint.) ~ ( 3 - P ) [ Code 3 : r e d e m p t i o n ) "" r (J-P)

    1. Federated Pfme Ob ligation A Dividend ] T Redeemed 1 i 1 6 / 0 9(paa)2. Redeemed 2/18/09( p a r t )3. Redeemed 3/17/09

    [. Redeemed 4/16/09, (pa~)15. " Redeemed 5/19,.09 J(P~)6. Redeemed 6 / 0 5 ! 0 9 J(paa)

    1 7 . Redeemed 6 1 1 5 i 0 9 J~)8. Redeemed 7 ~ 1 7 / 0 9(pan)9. Redeemed 8i20/09

    1 0. Redeemed 9 1 1 7 / 0 9 J(pa~)1 l. Redeemed 10/t6/09 J(pan)1 2 . Redeemed 11/16/09 J1 3 . Redeemed 12/I 5 / 0 9 J( p a r t )1 4 . Bu y 1 / 0 6 / 0 9(addl)1 5 . Bu y 2/0~/09 J~ (addl)1 6 . Buy 3/04/09 J

    (addl)1 7 . ~ Bu y 3/30/09 J(addl)

    (See Columns CI and D3) N =$250,001 - $5~,0~ O =$ 50 0,0 01 - $ 1,0 00 ,0~ P 1 ~ $1 ,~ 0,0 0l - $ 5,0 00 ,0 00 P2 =$5,~,~1 - $25,000.000P3 =$25,0~.~1 - $50,~,000 P4 =More than $50~,0~3 . Valu~ Meth~ Cod~ Q ~Appraisal R =Co~ (Real Estale Only) S =Assessment T =C~h Manet~ ( S e e Colunm ~) U =B ~k V alue v -Other W , : ,Estima~

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    FINANCIAL DISCLOSURE REPORT I I N a m e o f Person R e p o r t i n g D a t e o f R e p o r tPage 5 of 1 3 O ~ c n , P r i s c il l a R . 0 5 / 1 3 1 2 0 t 0

    V I I . I N V E S T M E N T S a n d TRUSTS - income, value, transactions (Incltides those o f sp . . . . . and dependent ch ildren; see pp, 34-60 of filing instructions,)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s l ~ ,e o m e d u r i n g " Gross value zt end ~ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d in g m a s t a s s e t s ) i r e p o r t i n g p e r i o d i o f r e p o r t i n g p e r i o dPlace "(X)" aft .... h a s s e t Amount [ Type (e.g.. Value t Value T y p e { e . g . . [ D a t e ]Value [ Gain I d e n t i t y o r

    r e d e m p t i o n ) : (J-P) ~ (A -If) ( i t p r i v a t eA-H)| i o r i n t . ) ~ ( I - P ) i {Q-W)Cede 3,, ! i i " t r a n s a c t i o n )

    1 8 . Bu y 4/03!09 J(addl)19 . Bu y 5/05/09(addl)

    2 0 . Bu y 6/04/09(addl)Buy 6/25/09 J(addl)

    2 2 , Bu y 7/02/09 J(addl)2 3 . Bu y 8/04/09 J(addl)2 4 . B t ~ y 9/02/09(addl)25. Buy 9/29/09 J ( a d d l )2 6 . Buy 10/2/09 J(addI)2 7 . Buy 11/03/09 J(addl)2 8 . Bu y 1 2 / 0 Z / 0 9 J(addI)2 9 . Bu y 12/16/09 J(addl)3 0 . Bu y 12/29i09(addl)3 1 . T Rowe Price Mid-Cap Growth Fund None J T3 2 . V anguard Index 500 Fund A Dixddend J T3 3 . 1/8 interest surface Matagorda B Rent L WCounU, Texas

    [ 3 4 1/12 mineral nteresl M atagorda None 3~ WCounty, Texas

    (See gcdumns 131 a~d 04) F *$ 50.001 - $100,000 G = $1 00 ,0 01 - $ 1. 00 0,0 00 H I = $I ,0 0O ,0 01 - $ 5,00 0,0 00 H2 =Mo~ than $5.000,000

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    FINANCIAL DISCLOSURE REPOR T N a m e o l P e r s o n R e p o r t i n gPage 6 of 1 3 O w e ., ~ is e in a R . 0 5 / ~ 3 / 2 0 1 0V I I . INVESTMENTS an d TRUSTS - income, value, t . . . . . ct iona" (Includes those o/sp .. . . . . d dependent chi ldren; see p p. 34-60 of f!l ing instroct ions.)[ ] N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e t ~ d T r a n s a ~ : r io n s d u r i n g r e p o r t i n g p e r i o d(iucludiug wast assets) ~ ~ p o r t n g p e r i o d o f r e p o r t i n g p e r i o d

    ~ I (A-H) ~ o r i n t . ) ( J - P ) r ~ d e m ~ t i o n ) ~ ( J - P ) ( A - H ) ( i fp~vnte

    3 5 . 1/4 su~c~ in~e~sl Ma~agorda A Rent K Wn ~Cou nt, Tex~3 6 . mineralinlerest, , Matagorda None J W3 7 , land Matagorda Count, Tex~ A Rent J W3 & net royaltv.0~0779 (A pache), Ma~go r~ None J WCounb, T exas3 9 ~ net royalty .0016627 (Unit) Matagorda None J WCou nty, Texas4 0 . 7/24 mineral ira. ~Holliman)}~, None J WM a l a g o r d a C r y , T X . . . . .. . . . .. . . . .. . . . .. . . . . .. . . .4 1 . ~oyalty or mine~l interests in Matagorda, N~ne J W: Br~ofia, Ctg.,TX42. *ash, Community Bank & Tms~ A Interest J T4 3 . easg, Ch~echecking A laleres~ J T

    ~ 4 4 . cash, Chase money marke~ A Interest J T~ 4 5 . Federated P~ me Obligation (IRA) B Dividend K T4 6 . Redeemed I/16/09

    ~ 4 7 . Redeemed 2/06/09 K(part)148" "" Redeemed 2/18/09 J4 9 . Redeemed 3/17/09 J(pa~)50. Redeemed 4/16/09 J

    5 I. Redeemed 5/19/09(part)

    I, lncomc G ain C odes: A --$1.000 or less I~ =$1,001 - $2.50) .c3 =$2,561 - 55.000 D .:55,001 - $15,000 E :$i 5,001 - $50,000

    (See Column C2) kl ~Book Va lue V ~Olher W =E stimated

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    FINANCIAL DISCLOSURE REPORT Name of Persoa Report ing [ Da,e of ReportPage 7 of 13 o , e . . P r i s c i l la R . [ 0 5 / 1 3 / 2 0 t 0V I I . I ] N V E S T M E N T S a n d T R U S T S - i n e o . , e , ~ t . e , ,r..~eao.s (Includes those of spo ..... d dependent children; see pp. 34-60 of filing i~uc6o~)

    NONE (No reportable income, assets, or transactions.)

    D~ription of A~ets Incame during G ross value at ~d T r~saetions du ring reporting p~od(iucludlng ~st as~ts) J reposing ~riod of reining ~riodPlace "(X)" an ..... ~set [A .....t [ l.e (e.g. Value Vah~ T~e (e,g., ~ Date / Vak, e [ Gain ] ld~ti~ ofexempt flora pfior~losure C~e ! I di .......t, C~e2 Me~od buy, sell, Immd~ [ C~e2 ! C~e I I buyer/seller(A-H) orint.) (J-P) C~e3 redemption) [ [ (J-P) : (A-H) ] (ifpfivate

    52. Redeemed 5/28/09 K(paa)53. Redeemed 6/05/09 J54 . Redeemed 6/15/09

    (paa)55. Redeemed 6~15/09 K56. Rodeem~ 7/17/09

    (pa~)57. Refleemed 8/20/09

    (pa~)58, Redeemed 9 / 17 / 0 9 J(P~59. Redeemed 10/2/09 K(p~)60, R~deemed 10/16/09 (pag)61 ~ Redeemed 10/22/09 K(pan)6 2 . Redeemed 10/28/09 K( p a n )63. Redeemed I 1]09/09 K(pag)64 . Redeemed I I / 16/09(pa~)65, Redeemed 12/09/09 K~ (p~)6 6 , Redeemed 12/15/09 J: (pan)

    167 B u y 1/02/09(addl)68. B u y 1/06/09(addl)

    2. Value Codes J =515,000 or less K -515.001 - $50.000 L =$ 5(I,001 - 5 I00.000 M =$ !00,001 - 5250.000(S ee Co lu mns CI a~ d D 3) N 4 5250,001 - $ 500.000 O =5500,001 - $1,000,00~ PI =$ 1,000,001 - $5,0~0.000 P2 =$ 5,000,001 - $25.0~}0,0003. Value Melhod Codes Q =A ppraisal R ~o ~ (Real Estate Only) S =Assessment T =C~h M arket

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    FINANCIAL DISCLOSURE REPORT Name of Persol l Report ing Date o f Repor tPage 8 of 13 Owen, Priscilla R. 05/t 3/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~ o ~ , , v . t . ~ , t . . .. . .. a o . s (Includes those of sp ...... d dependent children; see P I . 3 4 - 6 0 of filing instructions.)

    N O N E (Aro reportable income, assets, or transactions.)

    Description uf Assets i income during Gross value at end Transactions during reporting period(including trust assets) [ reportiug period of reporting periodPlace "(X)" after each a.;set Amo unt t Type (e.g. . Value Value Type (e.g., [)ate Value ! Gain ] Identity of.... ptfrompriordJsclosure tCodelI div ......t, Code2 M e t h , . .~ t buy, sell .... dd/yy Code2 lCodel i buyer/seller~ (A-H) [ orint.) (J-P) C od 3 redemption) i ] (J-P) I (A-It) i (ifprivatei i i (Q-W) t i transaction)

    69. B uy l/22/09 K(addl)70. B uy 1/23/09 J(addl)71. B uy 2/02/09 J( a d d l )72. B uy 2/04/09 J(addl)73. B uy 3/04/09 J(addl)74 . B uy 3!09/09 J(addl)75. B uy 3/13/09(addi)76. B uy 3/16/09 J( a d d l )77. B u y 3/26/09 J(addl)78. B u y 3/30/09 J

    (addl)79. B uy 4/03/09 J( a d d t )80. B uy 4/13,09 J(addl)8 l. B uy 5/05]09 J

    182.(addl)B uy 5!06/09 K(addl)

    183. B uy 5/28/09 K(addl)Buy 6i04t09 J(addq)

    85. B u y 6125/09 J(addl)

    L Income Gain Codes: A ~$1,000 or less B -~1,001 - $2,500 C =$2,5{)1 - $5.000 D =$ 5,001 -$15,000 E =$15,001 - $50,000 ~2. Value Codes J =$15.000 or less K =$15.001 - $50,000 L =$ 50,001 - $100.000 M ~$ lib),00] $250.000(S ee Co lu ams CI iw , d D 3) N = $ 25 0. 00t - $5 00,0 01 ) O =$500,001 - $ 1,000,000 tI =$1 ,LK~0,001 - $5,000,000 P2 ~$ 5.000.00I - $25,000,0003. Value Me~h0d Codes Q =Appraisal R -~C ost {Real Eztate ~ly) S =A ssessment T =C ash M arketi (See C oh~mn C2) U =Book V alue V =O~ber W ~Estimated

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    FINANCIAL DISCLOSURE REPORT I N .... f P ~ e s o n R * ~ , o . i .gPage 9 o f 13[ Owen, Priscilla R.

    05/13/2010

    N O N E (No reportable income, assets, or transactions.)

    ~ripfion of Assets income during ~ G~oss valu~ ~ end Transactions during rp o~ing(in~luding ~st assets) I reposing ~riod ~ of reposing periodPlace "~" after ~ach .... Am?u~t [ Type (e.g., ] Value I Value } T~e (e.g.,] Date ] Value G ~n ldentiW ofexempt from prior discio~re Code. 1 I div., rent, I C~e 2 Method I buy, ~11, tm~d&~ ] Code 2 Code 1 buyer/seller(A-H) ~ or int.) [ O-P) Code 3 [ redemption) [ ~ (J-P) (A-~ (if private .

    86, B uy 7/02!09(addl)87. B uy 7/30109(addI)88. Buy 8/04i09

    (addl)89. Buy 9102]09(addl)90. B uy 9/24/09(addl)91. B u y 9/29/09(addl)92 . Buy 10/2109(addl)9~ , B uy 1 l!03i09 J(addl)94 . B uy : 12/01/09 K(addl)95. B uy 12/01/09 J

    (addl)96. B uy 12/02/09(addl)97. B uy 12i 16/09(addl)98. B uy 12/22/09 J(addl)99 . B uy 12/28/09 J(addl)100. B u y 12!29,;09 J(addl)I01. B u y 12/31i09 J

    (addl)102. LKCM Small Cap Equity Fund (IRA) N o n e K T Sold 10/2/09(pan)

    I, Income G ain C odes: A =$ 1,000 or less [I =$1,001 - 52,500 C=$2,501 - $5,000 D =$5,001 - $15,000 E =$15.00I - $50,N10(S ee Co lu rans BI and D 4) F =$ 50,001 . $ 100.000 G =$ 100,00 t - $ 1,000,000 I-I 1 =S 1.000,00 ~ - $5,000,000 H2 = M ore th~.n $5,000,0002. Value Codes J ~$ 15,000 t~r less K =$15,001 - $50,000 L =$50,001 - $ i 00.000 M =$ 100,001 - $250,000(S ee Co lu ra lts CI and D 3) N = $ 25 0,0 01 - $ 50 0,0 00 O = $5 00 ,00 1 - $ 1,0 00 ,0 00 P I =$ 1,0 00 ,00 1 - $ 5,00 0,0 01) P2 ~$5,000,001 - $25,000,000P3 =$ 25,000,001 - $50,000,000 P4 =More than $50,000.000 3, Vahle Method Codes Q =Appraisal R --Cc x~t (R~al Estate Ol~ty) S =Axsexsm~n{ T =Cash Market(See Column C2) U =Book V alue V =Other W ~Estimated

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g [ D a t e o f R e p o r tPage 10 of 1 3 o w e . , P r i s c i l l a a. 1 0 5 / 1 3 / 2 0 1 0V I I . I N V E S T M E N T S a n d TRUSTS - i . , . o . , ~ , ~ . t . e , , . . . . . , i o . s (Includes those af sp ....... d dependent children; .see p p . 3 4 - 6 0 of f i l ing igs truct ions .)

    [] N O N E (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A s s e t s i I n c o m e d u r i n g t Gross v alue at end I T r a n s a c t m n s d u n n g r e p o r t i n g p e r i o d! ( i t ~ e l u d i n g ~ r u s t a s s e t s ) i r e p o r t i n g p e r i o d I of reporting period ~

    .... pa: from p rior disclosure Codel [ di ..... t, |Code2 j /vlethod I buy,~tl, I m r ~ ~ , V ; y / C o a e 2( A - t I ) o r i n t . ) I (J-P) I Code 3 I redemption) ~ (J-P) ~ (A-H) ( i f p r i v a t e

    t03. Sold 1 2 / 2 8 1 0 9 K(part)1 0 4 . T Rowe Price Blue Chip Growth Fund None K T Bu y 1 2 1 2 8 1 0 9 K,105. T Rowe Price Mid-Cap ~rowth F~md (IRA) None K T Sold 1 2 1 2 8 / 0 9 K 1 3

    (part)1 0 6 . T Rowe Price Eq uity Income Fund None K T Buy 12/28/09 K.

    :1 107. Vangumrd Index 500 Fund (IRA) B Dividend L T Sold 10/02!09 J~pa~)1 0 8 . Fidelity U.S. Bond Index Fund (401K) None Closed 1 / 2 4 1 0 9 J

    1 0 9 . Vanguard Total Stock Market Fund (IRA) A Dividend J T1 1 0 . Vanguard Developed Mkts Index Fund A Dividend J T Buy 1 2 / 2 8 , ; 0 9 J1 1 I . Dodge & Cox lnternatianal (IRA) A Dividend L T S~td 1 0 1 0 2 / 0 91 1 2 . Federal Home LN MTG Corp MTN NOTE A Interest J T5.0% 1/30/14 (IRA)113. Federal Farm CR B KS Global DE B 2.84% A Interest Sold 3!9/091 1 4 . Federal Farm CR BKS G lobal DE B 2.375% A Interest Sold 4/10/09 JIW30/! I {IRA)1 1 5 , FED Home LN Bank 3.9~% 3/131!2 (IRA) A lnteresl Sold 3/13/09 J A1 1 6 . Federal Home LN MrG Cor~ MTN F 4.35% A I n t e r e s t Sold 1/22/09 K1 / 2 2 1 1 3 (I R A )1 1 7 . Federal Farm CF BKS Global DE B 3.050% A lnteresl Bu y 2/06/09 K2 / 0 6 ~ 1 3118. Sold 5/06/09 K

    I 19. Federal Natl MTG Assn FRN T 2.0% A Interest Bu y 5/28/09 K5/28/14

    I lnco~ne Gain Codes: A =$ 1,000 or tes.~ t3 ~.$ I,O0~ - $ 2.500 C =$2,501 * $5.000 D =$ 5,01)1 - $!5,000 E =$ 15,001 - $50.000(Set Columnn BI and D.I) F =$ 50,001 - $ 1 tl0.000 G =$ 100.001 - $ 1.000.000 111 =$ 1.000,001 - $ 5,000.000 }12 =More than $ 5.000,f1002. V alue C ,xles J =$ 15,000 or less K =$15,001 - $50.000 L =$ 50,001 - $ 100.000 M =$ I00,001 - $250,0(~O(S ee Co lu mns C I and D3) N = $250,001 - 5500 000 O =$500 001 - $ I 000 000 P] =$1 000 001 - :~5 000 000 P2: P3 =$ 25,000,001 - $50,000.000 p4 =M ore than $50.~00,000i 3. Value Method Codes Q =Appraisal R =C ost {Real E state Only) S =A ssessment T ~Cash Mazket1. (See Coltunn C2) U =Book V alue V =Cnher W = Estimated

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    FINANCIAL DISCLOSURE REPOR T N~e o f Per son Repor t i ngPage 1 t of 1 3 o , ~ e , , P r i s c i l la R . 0 5 / 1 3 / 2 0 1 0

    V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . , , v a l u e , t r a n s a c t i o n s (Inctu&s thosi~ of sp ..... nd dependent ehltdren; see p p . 3 4 - 6 0 o f fi t tn g instructions.)NONE (No reportable income, assets, or transactions.)

    DescripI:ion of Assets Inc ome du ring G ro ss v alu e at end(including trust assets) reporting period of ft.-porting periodPlace "IX)" atter each asset A m o u m , T y p e ( e. g. Value Value / Type (e g, D a e Va ue | Gain I Identity ofexempt fromprior disclosure Code l di ........, Code2 Method ! bu y, sell, mn~dd/yy Code2 I Code l / buycr/set,er(A-iI) I orint.) IJ-P) i Code3 ! redempIior) [ [ (J-P) |(A-tl) ~ (ifprivate

    !20. Sold 11130/09 K121. FHLMC StrNt 3% 10-28-16 N o ne L T B uy I0128/09 Kt22. FNMA3.00% 12/15z~6 A Interest K T B u y 6/15/09 K.123. FNMA StrNt 2% i2/9/16 N o ne K T B u y 12/09/09 Kt24. FNMA StrNt 4% t0/22/24 N o ne K T Buy 10i22/09 K12~, Vanguard Short Term U.S. Treasury N o n e K T B uy 10/02/09 KPortfolio126. Vanguard Fixed Income Sees Fond Incinc N o n e K T B uy 10/02/09 KShort Term Govt Bond127. B uy l 1 I09/09 K(addl)128. Vanguard Strategic Equity (IR~) None Sold 1012/09 J

    (part)129. Sold 12/28/09 J130. National Covenant Properties-- CD A Interest ~ T

    I. Income Gain Codes: A ~ $ 1 , 0 0 0 o r l es s B = $ 1 . 0 0 1 - $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D ~5,001 - $15,000ISce Columna B I and D4) F = $ 5 0 ,0 0 1 - $ 1 0 0 , 0 0 0 1 3 = $ l 0 0 , 0 0 I - $ 1 , 0 0 0 0 0 0 H I = $1 00 0 0 ~ 1 - $ 5 0 00 00 9 | ] 9 = M o re th a n $ 5 0 0 0 0 002 . V a l u e C o d e s J = $ 1 5 . 0 ~ ) t ~ r l e s s K =$ t 5 . 0 0 1 - $ 5 0 . 0 0 0 L =$ 5 0 ,0 9 1 - $ 1 0 0 0 0 0 M = $ 1 0 0 0 0 1 - $ 2 5 0(See C0[urans Ct und D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 , 0 0 0 0 = $ 5 0 0 . 0 0 1 . $ 1 , 0 0 O , 0 ~ O P I = $ 1 , ( X ~ , 0 0 } - $ 5 ,0 0 0 . 0 0 0 P 2 = $ 5 , 0 0 / 2 , . 0 0 1 - $ 2 5 , 0 0 0 , 0 ~ 0I P 3 = $ 2 5 , 0 0 0 , f ~ ) l - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 ,0 0 03 . V a l u e M e f l l o d C o d e s Q = A p p r a is a l R - - < ; e S t ( R c a [ E s r o l e O n l y ) S " ~ A s s e , ~ s m e n t T ~C~h Markett.. _!S!_ ................ y . . o o _ o ! y . . .. . . .. . .. . . ,. ?,,,% .................

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    Page 12 of 13 o w ~ n , P r is c i ll a R . 0 5 / 1 3 / 2 0 1 0V III . AD DITIONAL INFORM ATION OR E XP LAN ATIONS . a~dic~,p~,~os~epo~)

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    FINANCIAL DISCLOSURE REPORT N ~ = e o f P e r s o n R e p o r l i n g D a t e o f R e p o r tPage 1 3 of 1 3 O w e n , P r i s c il la R . 0 5 1 1 3 / 2 0 1 0

    IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my kno~,ledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from outside employment and honoraria and the acceptance of girls which have been reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.

    Si.

    NOTE : ANY INDIV IDU AL W HO KNOW INGL Y AN D ~V IL I~dL L Y F AL SIF IES OR F AIL S TO F IL E THIS R EP OR T ~ IAY BE SUBJ ECT TO CIV ILAN D C RIMINAL SAN CTIONS (5 U.S .C. app . 104)

    F IL I N G IN S T R U C T I O N SMail signed original and 3 additional copies to:

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C, 20544


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