REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
Chepstow Capital Advisors Limited ATR824 Licensed Corporation 4, 9
Global Vision Capital Limited BHX543 Licensed Corporation 4, 9
Religare Capital Markets (Hong Kong) Limited ARD832 Licensed Corporation 1, 4
ADAMS Robert Stuart AXD828 Licensed Representative 1, 7
AU Ka Man AEN542 Licensed Representative 1
AU Melanie BEZ923 Licensed Representative 2, 5
BAE Yu Jung BFG508 Licensed Representative 2, 5
BAL Jaj Raj Singh ANX746 Licensed Representative 4
BLASETTI Karim BBB060 Licensed Representative 1, 4
BOYD Geoffrey Cameron AGE081 Licensed Representative 4
BRAKENRIDGE Natassia Jaide BCH543 Licensed Representative 4, 9
CAI Yuzhe BFZ214 Licensed Representative 1, 6
CARTWRIGHT Olivia Lucy APA549 Licensed Representative 2, 5
CASTELLI Marta Fernanda BKE622 Licensed Representative 10
CHAKER Sebastien Alexandre BMB278 Licensed Representative 1, 4
CHAKKAPHAK Pinpraaj BCN930 Licensed Representative 6
CHAKRAVORTY Ananda AGP868 Licensed Representative 6
CHAN Chi Ming BFU432 Licensed Representative 1
CHAN Chun Nam ACE070 Licensed Representative 1
CHAN Hayes ANZ782 Licensed Representative 1, 2, 4, 5
CHAN Ho Sang, Tony AMB099 Licensed Representative 3
CHAN Kai Yan ACI583 Licensed Representative 1, 2
CHAN Kwai Mui ALB302 Licensed Representative 1
CHAN KWOK MAN MARK BKT932 Licensed Representative 6
CHAN Nga Nam AQQ030 Licensed Representative 1
CHAN Pik Ka, Phoenix BGL065 Licensed Representative 1
CHAN Sau Ying AEE264 Licensed Representative 1
CHAN See Lok Stephanie BJB017 Licensed Representative 1, 2, 4
CHAN So Ying BHD850 Licensed Representative 6
CHAN Wing Sum ASY722 Licensed Representative 1
CHAN Wing Yin, Irene AXG756 Licensed Representative 1, 4, 9
CHAN Woei BFA802 Licensed Representative 4
CHAU Hui Wa BJO626 Licensed Representative 1
CHAU Joanne Vanessa Dominique BEN847 Licensed Representative 1
CHAU Sze Yin, Annie AZV004 Licensed Representative 9
Page 1 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHAU Wai BGD851 Licensed Representative 1
CHEANG Kit Yee ACZ422 Licensed Representative 1, 2
CHEN Ko Yuan BBX046 Licensed Representative 1
CHEN Weijia BIN469 Licensed Representative 1, 4, 9
CHEN Zheng BIW237 Licensed Representative 1, 4, 6
CHENG Yuk Ka ACL565 Licensed Representative 1, 2
CHEUNG Ho Wing APJ238 Licensed Representative 1
CHEUNG Ho Yin AZY876 Licensed Representative 1, 4
CHEUNG Sheung Cheung BAG223 Licensed Representative 1, 4
CHEUNG Wai Sze BGU556 Licensed Representative 1, 4
CHEUNG Yuk Fai BGE045 Licensed Representative 1, 2
CHICK Ho Ming Jackie BLK820 Licensed Representative 4
CHIK Yuet Ming ACK269 Licensed Representative 3
CHIU Ching Yuan BEG006 Licensed Representative 1, 4
CHIU I Chun AQX424 Licensed Representative 1, 4, 9
CHIU Man Hon AAA833 Licensed Representative 1
CHIU Man Yin AXX716 Licensed Representative 1, 2
CHOY Pui Ling ACN541 Licensed Representative 1
CHU Chu BJR827 Licensed Representative 1
CHU Ka Kit BJJ250 Licensed Representative 1
CHUEN Fong Leuk APD919 Licensed Representative 4
CHUNG Pak Ki BKV253 Licensed Representative 6
CHUNG Yau Kwun BGG159 Licensed Representative 9
CLAPHAM Thomas Antony AOC719 Licensed Representative 1, 4
COVENEY JR Edward Francis AYH359 Licensed Representative 1, 9
CRAWFORD Shane Quinton BEB769 Licensed Representative 1, 4
CURRY Tanit Sau Ying AMP460 Licensed Representative 1, 2
DHASMANA Vaibhav AQM703 Licensed Representative 4
DSOUZA Dylan Rafael BIN993 Licensed Representative 6
DU Zewei BET099 Licensed Representative 2, 5
FAN Lili AOT501 Licensed Representative 4, 9
FENG Qi AZS302 Licensed Representative 4, 9
FITZPATRICK Brendan Ian AZB665 Licensed Representative 1
FONG Man Chun, Alen AMT934 Licensed Representative 1
FRANCIS Adam James Antony BFY018 Licensed Representative 1, 2
Page 2 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
FU Lina BFK834 Licensed Representative 1, 4
FUNG Chun Wai AWG917 Licensed Representative 1
FUNG Siu Lung, Ivan AWK740 Licensed Representative 1, 2, 3
GAO Feng BHX275 Licensed Representative 1, 4, 6
GAO Xiang BKV988 Licensed Representative 4
GITNIK Alexander BIB694 Licensed Representative 1
GOH Shi Yee AWW477 Licensed Representative 1, 2
GRAY Christopher AMH827 Licensed Representative 1, 2
GUAN Yating BHD239 Licensed Representative 1, 4, 6
GUO Yiting BIQ865 Licensed Representative 1, 4, 9
GUPTA Rohit Kumar BIF178 Licensed Representative 4, 9
HAN Xu AOE724 Licensed Representative 6
HARRIS David Shannon ARS574 Licensed Representative 1
HILL Stephen Christopher ACG751 Licensed Representative 1, 4, 6
HO Lok Man, Tiffany AUV994 Licensed Representative 1
HO Pui Lam ARP168 Licensed Representative 1, 2, 3
HO Siu Po AEG461 Licensed Representative 1
HO Tsz Ching BLN448 Licensed Representative 1, 2
HO Tsz Yeung BCD049 Licensed Representative 4
HO Wai Ha, Rebecca AAB449 Licensed Representative 1
HO Yiu Ming ADW356 Licensed Representative 3
HU Daniel Tianhang BHG222 Licensed Representative 1, 4
HUANG Baoshu AOS007 Licensed Representative 4
HUANG Pei-Hsuan AUH256 Licensed Representative 1, 4, 9
HUANG Xinhui BHB833 Licensed Representative 6
HUI Nga Sze BHL199 Licensed Representative 1
IP Wing Tuen, Joyce BIN861 Licensed Representative 1, 6
IP Chun Lung BEO407 Licensed Representative 1
IP Tat Kong AOG785 Licensed Representative 1
ISHIGAMI Daniel Akio BIO183 Licensed Representative 1, 4
JEONG Woon Young ATM929 Licensed Representative 1, 2
KANG Ning BIO599 Licensed Representative 1, 4, 6
KAR Manabesh BHY557 Licensed Representative 1, 2
KATAYAMA Takuo BGB209 Licensed Representative 4
KISNER III James Martin BHB825 Licensed Representative 4
Page 3 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
KO Ka Wai ACK115 Licensed Representative 3
KONG Calvin AHU591 Licensed Representative 6
KONG Xiangnan BDD688 Licensed Representative 1, 4
KU Carmen Ka Man BHO839 Licensed Representative 9
KWAN Kung Po, Koff AAA763 Licensed Representative 1
KWAN Siu Hang AQR768 Licensed Representative 1, 2, 4
KWOK May Lin, Maureen AFB249 Licensed Representative 1, 4, 9
KWOK Wing Hon BJG633 Licensed Representative 1, 4
KWONG Ho-yin BFM719 Licensed Representative 1, 4
LAI Ching Hung ADY283 Licensed Representative 3
LAI Wing Fat BHF072 Licensed Representative 1
LAM Jane Tak-Jun AUK183 Licensed Representative 1, 4
LAM Sing Kuen AFT889 Licensed Representative 1, 2
LAM Sze Hang Agnes BEN081 Licensed Representative 1
LAM Tsz Chit AYD111 Licensed Representative 1, 2, 3, 4
LAM Yin AWL740 Licensed Representative 1, 4
LAU Chiu Ho BKY129 Licensed Representative 4, 9
LAU Kar Shun Carson BHL310 Licensed Representative 1, 2
LAU Ming Kwok BEC365 Licensed Representative 1
LAU Tony Yik Tung ARM315 Licensed Representative 4
LAU Wai Kong ACF644 Licensed Representative 1, 4
LAU Yat Sing BKP656 Licensed Representative 1
LAUDEN Nicolas BET632 Licensed Representative 1, 4
LEE Chul Kon AXL027 Licensed Representative 4
LEE Chun Hin BIT239 Licensed Representative 1, 4, 9
LEE Jenny Jaung ALF685 Licensed Representative 1, 4, 9
LEE Sze Chung, Henry AWV262 Licensed Representative 1
LEE Tianci, Edwin BGO353 Licensed Representative 1, 4, 6
LEE Wai Kit AWM935 Licensed Representative 1
LEE Wai Yin, Alice AAH588 Licensed Representative 1
LEE Wen Min Donovan BME582 Licensed Representative 9
LEE Ye Jiat ALW870 Licensed Representative 1, 4, 9
LEE Yongho BDN262 Licensed Representative 1, 4
LEUNG Kenrick Kwong Wick ADG978 Licensed Representative 1, 4, 9
LEUNG Kiu Fung BAK497 Licensed Representative 1
Page 4 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
LEUNG Kwai Yin AAA290 Licensed Representative 1
LEUNG Lok Hang BGG664 Licensed Representative 1, 6
LEUNG Wing Yip ARU731 Licensed Representative 1
LEUNG Yui Chi ANG575 Licensed Representative 1, 2
LI Han BKJ648 Licensed Representative 4, 9
LI Mingyang BJC384 Licensed Representative 1, 2
LI Qian ARI666 Licensed Representative 6
LI Tze Yan, Janet ATN771 Licensed Representative 1, 4
LI Wai BHL802 Licensed Representative 1, 6
LI Yipan BHR193 Licensed Representative 1, 4
LI Yuk Ching, Christina AFT311 Licensed Representative 1
LIM Wen Yao Lester BEB082 Licensed Representative 4
LIM Yew Yang, Benjamin AXZ078 Licensed Representative 1, 6
LIN Junjie AVU628 Licensed Representative 9
LIN Weibin ASO654 Licensed Representative 1
LIN Zheyu BHT775 Licensed Representative 1, 6
LING Mung Sheung BJH425 Licensed Representative 1, 4, 9
LIU David Ta-Wey AKO809 Licensed Representative 1, 6
LIU Hei Yin Arthur BGQ476 Licensed Representative 1, 6
LIU Tianren BHZ311 Licensed Representative 4, 9
LIU Xiaohang BIV279 Licensed Representative 1, 4, 9
LO Ka Yu AXY963 Licensed Representative 1
LO Wai Yin ANQ264 Licensed Representative 1, 2
LOCKROW Michael Edward BCV265 Licensed Representative 1, 4
LU Chengkai BJS948 Licensed Representative 9
LU Chuanyao BEB081 Licensed Representative 4
LUI Lung Wai BMC617 Licensed Representative 6
LUK Sing Yu AGN395 Licensed Representative 1
LUO Ao BIZ162 Licensed Representative 1, 2
LUTEREAU Pablo Federico BJU418 Licensed Representative 10
LYU Yu BGA441 Licensed Representative 4
MA Ka Wing, Gawain AIR832 Licensed Representative 1, 4, 9
MA Taoran BFK967 Licensed Representative 1, 2
MAK Kin Hung ABM485 Licensed Representative 1, 2
MAN Kwong Wai BIR354 Licensed Representative 6
Page 5 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
MARJOLLET Marie-estelle Audrey BGD688 Licensed Representative 1, 2
MARSCHALL Christof Juergen AXI229 Licensed Representative 4, 6
MAU Pui Ming AWK639 Licensed Representative 1
MC DONNELL James Gerald ASE651 Licensed Representative 1, 4, 6
MOCATTA Frederick Edward Elkin AZH045 Licensed Representative 9
MOK Ka Wing BEI209 Licensed Representative 1, 4
MOK King Lun, Philip AWF599 Licensed Representative 1
MORII Ryosuke BFU170 Licensed Representative 1, 4, 6
MU Hao AWC280 Licensed Representative 1, 6
NG Kai Pan BHK180 Licensed Representative 1, 4
NG Kin Fun AXW833 Licensed Representative 1, 4
NG Li Yen BGT393 Licensed Representative 1
NG Po Yuen, Pauline AAE985 Licensed Representative 1
NG Siu Him BHW861 Licensed Representative 1, 2, 9
NI Chien-Yi BHJ777 Licensed Representative 1, 2
NIHIRA Hideomi BCU991 Licensed Representative 2, 5
NIU Nianzong AZN490 Licensed Representative 1, 4, 6
NOWAKOWSKI Marcin Andrzej ASS434 Licensed Representative 1, 6
OCHIAI Yusuke BFO805 Licensed Representative 1, 2, 4
PARRY Michael James BFG845 Licensed Representative 1, 2
PONGMANAVUTH Anchisa BHT651 Licensed Representative 1, 4, 6
POON Chun Hing ALZ479 Licensed Representative 1, 4, 9
POON Ka Ho AWT305 Licensed Representative 1, 4, 9
QIAO Yang BDI533 Licensed Representative 4, 6
RAJASINGHAM Arjuna AVG783 Licensed Representative 9
REN GUANG BJG140 Licensed Representative 1, 6
RICH Catherine Regina BHF235 Licensed Representative 1, 2
ROBERTS Anthony David AFA649 Licensed Representative 1, 4, 9
ROSE Daniel John AYA429 Licensed Representative 2
ROUMIER Brune Soline Marie Lorraine AYR169 Licensed Representative 1
RUSSELL Jon William AYQ841 Licensed Representative 1, 2
SHAO Zuoyin BDM007 Licensed Representative 4
SHEN Ruyi BKY357 Licensed Representative 1, 4
SHEN Xiaolei BIE109 Licensed Representative 4, 9
SHEN Yueming BHZ113 Licensed Representative 4, 9
Page 6 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
SHIH Chih-Kai BHB315 Licensed Representative 1
SHODA Masafumi ANE306 Licensed Representative 4
SI Siyuan BBA760 Licensed Representative 1, 4
SIN Hon Keung APY449 Licensed Representative 4, 9
SIU Tai Wai APJ604 Licensed Representative 1
SMITH Stephen Mark BFA905 Licensed Representative 1, 7
SO Hang Fai, Louis AFY701 Licensed Representative 1, 4, 9
SO Kam Yee AGA248 Licensed Representative 1
SONG Xia ARH870 Licensed Representative 6
SONG Xiaoyu BDU226 Licensed Representative 1, 6
SUBRAMONIAM Sunita BDZ962 Licensed Representative 4, 9
SUEN King Wan BFT525 Licensed Representative 4, 9
SUEN Tin Yan AXR986 Licensed Representative 1, 4, 9
SUN Yuhong AXW919 Licensed Representative 1, 4
SZOT Jeffrey Michael BIZ192 Licensed Representative 1, 2
TAI Ching Man BEI194 Licensed Representative 1
TAI Jim BDV988 Licensed Representative 4, 9
TAM Oi Lam BKP876 Licensed Representative 1
TAM Yee Yan AFB699 Licensed Representative 1
TAN Kian Wee Tony BHU820 Licensed Representative 1, 4, 6
TAN Yifan BLT958 Licensed Representative 9
TANG Chun Kit BIX477 Licensed Representative 1, 6
TANG Hoi Man, Heymman ANW846 Licensed Representative 1
TANG Peter Jee Ho ACP853 Licensed Representative 4
TANG Yee Fai ACT286 Licensed Representative 1, 2
TANG Ying Wa ATO801 Licensed Representative 9
THOMAS Richard BDD358 Licensed Representative 1, 4
THROWER III William Hicks BFE613 Licensed Representative 9
TIAN Silu BFP218 Licensed Representative 1, 4
TIAN Xiaoan AQQ498 Licensed Representative 1, 6
TSANG Chun Man AMU470 Licensed Representative 2, 9
TSANG Hin Cheung AAH651 Licensed Representative 1
TSANG Robert Fanqi BFR562 Licensed Representative 1
TSANG Sin Ching BFH759 Licensed Representative 1, 4
TSANG Wai Yan, Wayne AIH007 Licensed Representative 9
Page 7 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
TSUI Pang BCL722 Licensed Representative 1
TU Siyu BKW989 Licensed Representative 1, 4
WAKASUGI Masahiro AXY740 Licensed Representative 4
WAN Shu Kong AXE234 Licensed Representative 1
WANG Danny Dongru BGB570 Licensed Representative 1, 6
WANG Fei BGH320 Licensed Representative 1
WANG Yao BGZ601 Licensed Representative 1, 6
WARNES Peter James AFG745 Licensed Representative 5
WEI Like AWC816 Licensed Representative 1, 4
WEI Nimrod ANT303 Licensed Representative 9
WENG Hsiao Wen BKV142 Licensed Representative 4
WHITFIELD Philip Thomas BGC470 Licensed Representative 1, 4
WILKINS Trent Stephen BMB937 Licensed Representative 1, 6
WONG Alan APD362 Licensed Representative 1
WONG Brian Wai Fung BHF769 Licensed Representative 1, 2, 4, 5
WONG Ching Yin AYQ251 Licensed Representative 1
WONG Chun Kit AVJ133 Licensed Representative 6
WONG Chun Yiu, Clayton BJP845 Licensed Representative 6
WONG Hang Wai BAQ805 Licensed Representative 3
WONG Kam Fung AMS788 Licensed Representative 1
WONG Lung Shing BAK355 Licensed Representative 3
WONG Pik Shan BIT649 Licensed Representative 1
WONG Yuet Wah ABW346 Licensed Representative 1
WOO Jae Joon BGD466 Licensed Representative 1, 4
WU Yushan BIG145 Licensed Representative 1, 2
XIE Qiangming BHV181 Licensed Representative 4
XU Kang BCP228 Licensed Representative 1, 6
XU Xin ATS864 Licensed Representative 6
XU Yixuan BGH203 Licensed Representative 4
YANG Chunxi BJL681 Licensed Representative 1, 4, 9
YANG Seung Woo BKJ904 Licensed Representative 1, 4, 6
YANG Sharon AUX301 Licensed Representative 1, 4
YANG Tianming BGV751 Licensed Representative 1, 2
YANG Yu-Chin ALT755 Licensed Representative 1
YAO Man Yi AVK799 Licensed Representative 1
Page 8 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
YAO Wei AVW558 Licensed Representative 4
YAO Wei BJV305 Licensed Representative 1, 4
YAU Yuk Ling AJL762 Licensed Representative 1, 4
YEUNG Kam Wing AAE259 Licensed Representative 1, 2
YIM Hang Lei BGY432 Licensed Representative 1, 2
YIN He AJM689 Licensed Representative 4
YIP Shirley Wai Yee BGG519 Licensed Representative 1, 6
YIU Chun Lung AZG934 Licensed Representative 1
YIU Man Man AJO082 Licensed Representative 1
YU Amy Hangshin AUJ850 Licensed Representative 2, 5
YU An Li BIT643 Licensed Representative 1, 4
YU Hiu Kwan, Hilda BKE953 Licensed Representative 1, 6
YU Yee Fung BAZ969 Licensed Representative 1, 4
YU Yuen Ping BGG382 Licensed Representative 1
YUAN Kan BHU647 Licensed Representative 1, 6
YUAN Minjie BJI779 Licensed Representative 1, 4, 6
YUAN Xiaoqing BGN409 Licensed Representative 4, 5, 9
YUEN Wan Hei BGO565 Licensed Representative 1, 4
ZENG Yifeng BFO652 Licensed Representative 1, 4
ZHANG Chen BFU404 Licensed Representative 4, 9
ZHANG Cheng BGY609 Licensed Representative 6
ZHANG Huachen BGU214 Licensed Representative 1, 2, 4, 9
ZHANG Wenjun AVA229 Licensed Representative 1
ZHANG Xiaohui BAN074 Licensed Representative 1
ZHANG Zixiang BGI750 Licensed Representative 6
ZHAO Aoxing BEF115 Licensed Representative 1, 4
ZHAO Chong BHY437 Licensed Representative 1, 2
ZHENG Qinhong BCQ713 Licensed Representative 4
ZHENG Wendong BHS763 Licensed Representative 1, 2, 4
ZHONG Hua BES114 Licensed Representative 1, 2, 9
ZHOU Allen BJA650 Licensed Representative 1, 2
ZHOU Xi BIR892 Licensed Representative 3
ZHU Feng BIW999 Licensed Representative 2
ZHU He BEN694 Licensed Representative 4
ZHU Zitian BGP863 Licensed Representative 1, 6
Page 9 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
AMANO Hirohito ALS714 Licensed Representative - Responsible Officer 1, 2, 4
BUCAILLE Emmanuel Marie Bruno Marcel BLR527 Licensed Representative - Responsible Officer 1, 4, 9
CHAU Sze Yin, Annie AZV004 Licensed Representative - Responsible Officer 1, 4
CHEN Yen-Heng BET245 Licensed Representative - Responsible Officer 1, 4
CHO Pak Keung ADZ909 Licensed Representative - Responsible Officer 1
CHU TSE Alina Sui Han ARI952 Licensed Representative - Responsible Officer 9
CHUNG Kevin Robert BDH837 Licensed Representative - Responsible Officer 9
GALLAGHER Hugh Thomas AXR161 Licensed Representative - Responsible Officer 1, 2
GU Feng BEI262 Licensed Representative - Responsible Officer 4, 9
HO Wing Kwan, Teresa ADX558 Licensed Representative - Responsible Officer 4, 9
HUANG Baoshu AOS007 Licensed Representative - Responsible Officer 1, 6
HUANG Thomas Xi AYQ787 Licensed Representative - Responsible Officer 4, 9
HUNTER David Cameron BAN065 Licensed Representative - Responsible Officer 1
KAO Chun Bin ANW394 Licensed Representative - Responsible Officer 1
KHOO Terence Boo Kheng ACZ723 Licensed Representative - Responsible Officer 9
LAI Wai Kwong Daryl AHC852 Licensed Representative - Responsible Officer 1, 4, 9
LAIBLE Robert Karl AOH890 Licensed Representative - Responsible Officer 1, 7
LEE Raymond Yuman ACF125 Licensed Representative - Responsible Officer 4
LEE Sze Chung, Henry AWV262 Licensed Representative - Responsible Officer 9
LEGER Christian BIQ600 Licensed Representative - Responsible Officer 1
LU Clark Chia-chueh AFE990 Licensed Representative - Responsible Officer 4, 9
MARSCHALL Christof Juergen AXI229 Licensed Representative - Responsible Officer 1
NG Chi Hin AFD459 Licensed Representative - Responsible Officer 4, 9
NG Sum Yin, Joyce AGG972 Licensed Representative - Responsible Officer 4, 9
SHUM Anthony Chi-chung AFR216 Licensed Representative - Responsible Officer 1, 4, 6
STEVENSON-YANG Anne AYT807 Licensed Representative - Responsible Officer 4
TANG Hoi Man, Heymman ANW846 Licensed Representative - Responsible Officer 4
TSANG Chun Man AMU470 Licensed Representative - Responsible Officer 1, 4
WANG Jinglei BIS929 Licensed Representative - Responsible Officer 1
WANG Julius AEB169 Licensed Representative - Responsible Officer 1, 4
WANG Piau Voon BHJ603 Licensed Representative - Responsible Officer 1, 4, 9
WARNES Peter James AFG745 Licensed Representative - Responsible Officer 4, 9
WONG Cheung Ki, Parish ABY243 Licensed Representative - Responsible Officer 1
WONG Foelan ADQ592 Licensed Representative - Responsible Officer 1, 4, 9
WONG Kai Leung, Tommy AAH437 Licensed Representative - Responsible Officer 1
Page 10 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
XU Yanping ACR378 Licensed Representative - Responsible Officer 4, 9
YU Yee Fung BAZ969 Licensed Representative - Responsible Officer 9
ZHANG Alexandra Y AXY680 Licensed Representative - Responsible Officer 9
ALLEN Stewart William BMN654 Licensed Representative (Provisional Licence) 4, 9
AN Kexin BMO638 Licensed Representative (Provisional Licence) 1
ANUVATNUJOTIKUL Predee AVP871 Licensed Representative (Provisional Licence) 1, 2
ATKINSON Kristian Mark BMK417 Licensed Representative (Provisional Licence) 1
BAO Qinghe BMM250 Licensed Representative (Provisional Licence) 1, 2
BARRINEAU James William BAR106 Licensed Representative (Provisional Licence) 1
BATTEN Richard Michael BMR637 Licensed Representative (Provisional Licence) 1, 2, 4, 5
BHANDARI Raghav BMK922 Licensed Representative (Provisional Licence) 1
BIAN Tingyun BMG578 Licensed Representative (Provisional Licence) 1, 6
BISCOE Samuel Charles Richard BMK906 Licensed Representative (Provisional Licence) 1
BOTHA Darren Phillip BMM574 Licensed Representative (Provisional Licence) 2, 5
BUFFHAM Laura Jayne BBL851 Licensed Representative (Provisional Licence) 2, 5
CARTWRIGHT Edward Ian BDC766 Licensed Representative (Provisional Licence) 1, 2
CERNIK Jaromir BMK891 Licensed Representative (Provisional Licence) 1, 4, 6
CHAN Chi Kwan BMJ367 Licensed Representative (Provisional Licence) 6
CHAN Henry AVZ599 Licensed Representative (Provisional Licence) 1, 2, 9
CHAN Hin Fung BMJ412 Licensed Representative (Provisional Licence) 1, 9
CHAN Ka Him BML433 Licensed Representative (Provisional Licence) 1
CHAN Kwan Pak BMK888 Licensed Representative (Provisional Licence) 1, 6
CHAN Kwun Lam BMQ933 Licensed Representative (Provisional Licence) 5
CHAN Sai Hong, Jonathan BMM577 Licensed Representative (Provisional Licence) 9
CHANANI Shiv Kumar BMN672 Licensed Representative (Provisional Licence) 1, 4, 9
CHANG Yu Tzu BMR330 Licensed Representative (Provisional Licence) 1, 4
CHAU Nai Ho, Marco BMJ762 Licensed Representative (Provisional Licence) 2
CHEAH Wan Jin BMR105 Licensed Representative (Provisional Licence) 1, 2
CHEN Bomin AJZ335 Licensed Representative (Provisional Licence) 1, 2
CHEN Cheng BMG077 Licensed Representative (Provisional Licence) 1, 6
CHEN Cheng BMO985 Licensed Representative (Provisional Licence) 1, 4
CHEN Jun BLZ486 Licensed Representative (Provisional Licence) 4, 9
CHEN Kaiqi BMN448 Licensed Representative (Provisional Licence) 4
CHEN Pin Han BMI120 Licensed Representative (Provisional Licence) 1
CHEN Pinzhu BMN240 Licensed Representative (Provisional Licence) 1, 6
Page 11 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Qingya BMN877 Licensed Representative (Provisional Licence) 1, 2, 7
CHEN Tianxing BMN686 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Tong BMK890 Licensed Representative (Provisional Licence) 1
CHEN Xinran BMK650 Licensed Representative (Provisional Licence) 1
CHEN Yu BLW740 Licensed Representative (Provisional Licence) 4
CHENG Hok Kan BMQ754 Licensed Representative (Provisional Licence) 1
CHENG Kai-Jen BMQ167 Licensed Representative (Provisional Licence) 1, 2
CHENG Leslie See Chun BMS626 Licensed Representative (Provisional Licence) 1
CHENG Nicholas Tat Hei BAA429 Licensed Representative (Provisional Licence) 6
CHENG Tao BLY758 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Ho Wu BMP071 Licensed Representative (Provisional Licence) 1
CHEUNG King Kan, Eddie BMR061 Licensed Representative (Provisional Licence) 5
CHEUNG Lok Yan BMM029 Licensed Representative (Provisional Licence) 1, 4, 6
CHIU King Him BMP470 Licensed Representative (Provisional Licence) 1, 4
CHONG Ka Hei BCU758 Licensed Representative (Provisional Licence) 1, 2
CHOUILLET Laurent AUI381 Licensed Representative (Provisional Licence) 2, 5
CHOW Che Wai BMJ696 Licensed Representative (Provisional Licence) 1, 4, 9
CHOW Chi Ho Anson BMO307 Licensed Representative (Provisional Licence) 1, 2
CHOW Hin Ting BMG814 Licensed Representative (Provisional Licence) 9
CHOW Lewis Cheuk Hei BMJ344 Licensed Representative (Provisional Licence) 1, 2, 3, 4
CHU Chun Hin, Steven AMS312 Licensed Representative (Provisional Licence) 1, 4
CHU Qijie BMR840 Licensed Representative (Provisional Licence) 9
CHUAH Chia Ern BMQ946 Licensed Representative (Provisional Licence) 1, 4, 6
CHUNG Barry Joseph BMM247 Licensed Representative (Provisional Licence) 1, 4
CHUNG Chulsung BML947 Licensed Representative (Provisional Licence) 2, 5
CI Yuan BMP515 Licensed Representative (Provisional Licence) 1, 2
COOTE Matthew Christopher BMP230 Licensed Representative (Provisional Licence) 1
DING Shuang AWO081 Licensed Representative (Provisional Licence) 5
DO Kevin BMF389 Licensed Representative (Provisional Licence) 1
DOH Eunuk BMK467 Licensed Representative (Provisional Licence) 1, 6
DONG An Qi BMK447 Licensed Representative (Provisional Licence) 1, 4, 6
DONG Shitong BMF169 Licensed Representative (Provisional Licence) 1, 6
DU Yixing BMG090 Licensed Representative (Provisional Licence) 1, 6
DUVERNAY Alexis Charles Antoine BBT702 Licensed Representative (Provisional Licence) 1, 4, 9
EBELING Alexander James BMO929 Licensed Representative (Provisional Licence) 1, 4
Page 12 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
EDWARDS Matthew John BMJ965 Licensed Representative (Provisional Licence) 1, 4
EVERILL Jonathon Robert Edwin BKB076 Licensed Representative (Provisional Licence) 1, 4
FAN Lai Ying BMQ362 Licensed Representative (Provisional Licence) 1, 4
FANG Weiwei BML869 Licensed Representative (Provisional Licence) 4, 9
FISCHER Richard Eric Marshall BMK642 Licensed Representative (Provisional Licence) 1, 4, 6
FOLLETT Mark Cameron BMR641 Licensed Representative (Provisional Licence) 1, 4, 6
FUNG Ka Kay Veronica BMQ384 Licensed Representative (Provisional Licence) 1, 4
FUNG Lai Shan BML683 Licensed Representative (Provisional Licence) 1
FURUKAWA Makoto APA389 Licensed Representative (Provisional Licence) 1
GALTIER Pierre AYD605 Licensed Representative (Provisional Licence) 1, 4
GAO Han BCF244 Licensed Representative (Provisional Licence) 9
GARG Anshul BME258 Licensed Representative (Provisional Licence) 1, 2
GE Pei Kun BMO308 Licensed Representative (Provisional Licence) 4, 9
GOH Zhi Qiang BMO079 Licensed Representative (Provisional Licence) 6
GONG Ao BMH278 Licensed Representative (Provisional Licence) 1, 6
GONG Jian BLN114 Licensed Representative (Provisional Licence) 1, 4
GRUNEBAUM Julien, David, Edgar BMK915 Licensed Representative (Provisional Licence) 1, 4
GU Xiangyun BME242 Licensed Representative (Provisional Licence) 1, 2
GU Yilei BMP299 Licensed Representative (Provisional Licence) 4, 9
GU Ying BMR640 Licensed Representative (Provisional Licence) 2, 5
GUO Xin BMH283 Licensed Representative (Provisional Licence) 1, 6
GUO Zhenxian BLZ767 Licensed Representative (Provisional Licence) 1, 4, 9
HAN Bing BMM392 Licensed Representative (Provisional Licence) 1, 2, 4
HAN Ji Hyun BMQ058 Licensed Representative (Provisional Licence) 1, 2, 4, 9
HAO Can BMK876 Licensed Representative (Provisional Licence) 1, 2
HAO Yimei BMQ130 Licensed Representative (Provisional Licence) 1, 2, 4, 5
HE Chang BMO313 Licensed Representative (Provisional Licence) 1, 2, 4
HE Fangzhou BLX819 Licensed Representative (Provisional Licence) 6
HE Juying ASZ591 Licensed Representative (Provisional Licence) 4
HE Qizhen BMR100 Licensed Representative (Provisional Licence) 1, 2
HE Wenqing BML595 Licensed Representative (Provisional Licence) 1
HE Yibin BMN665 Licensed Representative (Provisional Licence) 4
HENNESSY Kevin David BLN404 Licensed Representative (Provisional Licence) 1, 2
HO Chi Ming AAZ600 Licensed Representative (Provisional Licence) 1
HO Chung Him BGI415 Licensed Representative (Provisional Licence) 1, 2, 4
Page 13 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
HO Man Chun AZL144 Licensed Representative (Provisional Licence) 1, 4, 9
HO Shuk Man, Gale AGB356 Licensed Representative (Provisional Licence) 1, 2, 4
HON Wan Man AXC912 Licensed Representative (Provisional Licence) 1, 4
HSIN Sze Wai AJJ600 Licensed Representative (Provisional Licence) 1, 4
HSU Yi-Chi BMN636 Licensed Representative (Provisional Licence) 1
HU Jing BDJ941 Licensed Representative (Provisional Licence) 1, 2
HU Roger BMO973 Licensed Representative (Provisional Licence) 1, 4
HU Sha BMO300 Licensed Representative (Provisional Licence) 4
HUA Changqing BMR093 Licensed Representative (Provisional Licence) 1, 4
HUA Shitian BMQ575 Licensed Representative (Provisional Licence) 9
HUANG He BMG861 Licensed Representative (Provisional Licence) 9
HUANG Lifeng BMO964 Licensed Representative (Provisional Licence) 1
HUANG Tiancheng BMQ053 Licensed Representative (Provisional Licence) 2, 5
HUANG Yuhong BMM410 Licensed Representative (Provisional Licence) 4, 9
HUANG Yujun BMB621 Licensed Representative (Provisional Licence) 1, 2
HUI Kiu Chun Saxon BMO749 Licensed Representative (Provisional Licence) 1
HUNG Chin Chi BML862 Licensed Representative (Provisional Licence) 1
HUR Jin Sung AZW432 Licensed Representative (Provisional Licence) 4, 9
HUTCHINS Robert Anthony Harold BMH854 Licensed Representative (Provisional Licence) 1, 2
JADROSICH Rafe Jason BLG300 Licensed Representative (Provisional Licence) 1, 4
JIANG Cuicui BMA474 Licensed Representative (Provisional Licence) 1, 6
JIANG Limin BMA493 Licensed Representative (Provisional Licence) 1, 6
JIANG Qizhou BMQ399 Licensed Representative (Provisional Licence) 6
JIANG Wenzheng BMA281 Licensed Representative (Provisional Licence) 4, 9
JIANG Xin BMO304 Licensed Representative (Provisional Licence) 1, 2
JIANG Yongjin BLW086 Licensed Representative (Provisional Licence) 9
JIANG Zeng BMM176 Licensed Representative (Provisional Licence) 1, 2
JIN Liangzhu BHY759 Licensed Representative (Provisional Licence) 9
JING Hua BMQ902 Licensed Representative (Provisional Licence) 4
JING Ran BMD835 Licensed Representative (Provisional Licence) 1, 4, 9
JONES Barnaby Leonard BMN484 Licensed Representative (Provisional Licence) 1
JU Tong BMM186 Licensed Representative (Provisional Licence) 4, 9
KLINGER Daniel BMN305 Licensed Representative (Provisional Licence) 1, 4
KO Hon Man BMG600 Licensed Representative (Provisional Licence) 1, 2
KU Wai Yu BMN404 Licensed Representative (Provisional Licence) 4
Page 14 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
KWONG Sin Yee Florence BMP307 Licensed Representative (Provisional Licence) 1
LAFEMINA Christopher Michael BMN894 Licensed Representative (Provisional Licence) 4
LAI Shuk Yi BMP679 Licensed Representative (Provisional Licence) 1
LAM Andrew Robert BFT298 Licensed Representative (Provisional Licence) 1, 4, 9
LAM Chak Sin BJC098 Licensed Representative (Provisional Licence) 1
LAM Chi Kit Edward BMO974 Licensed Representative (Provisional Licence) 10
LAM Ho Kan BMQ110 Licensed Representative (Provisional Licence) 1, 2, 3, 4
LAM Ka Wing BMI348 Licensed Representative (Provisional Licence) 1, 4, 6
Lam Kelvin Roland ALQ299 Licensed Representative (Provisional Licence) 1, 4
LAM Wai Ho BMJ752 Licensed Representative (Provisional Licence) 1
LANGBERG Richard Martin BMK886 Licensed Representative (Provisional Licence) 10
LAU Ho Yin BML619 Licensed Representative (Provisional Licence) 1
LAU Kin Heng, Kelvin BMR063 Licensed Representative (Provisional Licence) 5
LAU Shuk Ying BMQ156 Licensed Representative (Provisional Licence) 1, 4
LAU Sin Yu BAF288 Licensed Representative (Provisional Licence) 1, 4, 6
LAU Tsz Wa BMO692 Licensed Representative (Provisional Licence) 1
LAW Pat Sun BML990 Licensed Representative (Provisional Licence) 1, 4
LEE Fuk Lai BMR363 Licensed Representative (Provisional Licence) 1
LEE Geoffrey BMM416 Licensed Representative (Provisional Licence) 1
LEE Jong Young BMI861 Licensed Representative (Provisional Licence) 1, 6
LEE Ka BMQ628 Licensed Representative (Provisional Licence) 1
LEE Li-Chen BMF154 Licensed Representative (Provisional Licence) 1
LEE Sin Tung BMP346 Licensed Representative (Provisional Licence) 1
LEE Suet Yee BMM428 Licensed Representative (Provisional Licence) 1, 6
LEE Yiu Kai , Godwin AET319 Licensed Representative (Provisional Licence) 9
LEUNG Tak Yin BMP034 Licensed Representative (Provisional Licence) 1
LEUNG Yin Fai BML959 Licensed Representative (Provisional Licence) 1, 6
LEUNG Yiu Fung BMM572 Licensed Representative (Provisional Licence) 6
LEUNG Yuk Kuen BMQ379 Licensed Representative (Provisional Licence) 1, 4
LI Ching AXK735 Licensed Representative (Provisional Licence) 1, 4
LI Dong BMI891 Licensed Representative (Provisional Licence) 1
LI Hok To BMP242 Licensed Representative (Provisional Licence) 4
LI Jichen BLU396 Licensed Representative (Provisional Licence) 1, 2
LI Ka Fai BMM593 Licensed Representative (Provisional Licence) 1, 2
LI Wai Kin BMM248 Licensed Representative (Provisional Licence) 1, 6
Page 15 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
LI Wan Chau BDR015 Licensed Representative (Provisional Licence) 4, 9
LI Wei AVE819 Licensed Representative (Provisional Licence) 1, 4
LI Weirong AVA233 Licensed Representative (Provisional Licence) 1
LI Yunfei BMA470 Licensed Representative (Provisional Licence) 1, 6
LI Zhuoyi BMP472 Licensed Representative (Provisional Licence) 1, 4
LIAO Zezhou BMO987 Licensed Representative (Provisional Licence) 1
LIN Jiahong BMN462 Licensed Representative (Provisional Licence) 4
LIN Mao-Young BMM425 Licensed Representative (Provisional Licence) 4
LIN Saisai BMO984 Licensed Representative (Provisional Licence) 4, 5, 9
LIN Yuchen BLP015 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Bing BMQ598 Licensed Representative (Provisional Licence) 1, 2
LIU Jingjing BMA279 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Li-Chung BMM426 Licensed Representative (Provisional Licence) 4
LIU Sui BMH845 Licensed Representative (Provisional Licence) 1, 6
LIU Tze Fung Ryan BMJ698 Licensed Representative (Provisional Licence) 1, 4, 9
LIU Yitong BML888 Licensed Representative (Provisional Licence) 1, 6
LIU Yixi BML636 Licensed Representative (Provisional Licence) 1, 2
LO Man Hon Bryan BMO103 Licensed Representative (Provisional Licence) 1
LO Ryan BMP305 Licensed Representative (Provisional Licence) 1, 4
LO Yin Ping BFG802 Licensed Representative (Provisional Licence) 1, 4, 6
LONG Lydia Soong Leng BMM364 Licensed Representative (Provisional Licence) 1, 4
LU Bingnan BMR636 Licensed Representative (Provisional Licence) 2, 5
LU Boyi BMM613 Licensed Representative (Provisional Licence) 1
LU Edmund Lingjian AGL936 Licensed Representative (Provisional Licence) 9
LU Ming Xian BHJ470 Licensed Representative (Provisional Licence) 1, 6
LU Shali BMM422 Licensed Representative (Provisional Licence) 4
LU Zhicheng BJR690 Licensed Representative (Provisional Licence) 4
LUCIANI Laurent Pierre Henri AYW620 Licensed Representative (Provisional Licence) 1, 2, 7
LUI Kai BMP018 Licensed Representative (Provisional Licence) 6
LUI Kam Wah BMO744 Licensed Representative (Provisional Licence) 1, 4
LUI Wai Ching BMO772 Licensed Representative (Provisional Licence) 1, 2
LUK Ching Laam BMO276 Licensed Representative (Provisional Licence) 1, 4, 9
LUK Michael Wai Hoe AFS485 Licensed Representative (Provisional Licence) 1, 4, 6
LUO Xiongwei BEN581 Licensed Representative (Provisional Licence) 2
LYU Xiuxiu BMH516 Licensed Representative (Provisional Licence) 1, 2
Page 16 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
LYU Zhirou BMN434 Licensed Representative (Provisional Licence) 1, 6
MA Congyi BMM389 Licensed Representative (Provisional Licence) 1, 2, 4
MA Muye BMA234 Licensed Representative (Provisional Licence) 4
MA Wenhui BMR908 Licensed Representative (Provisional Licence) 4, 9
MA Xiaoling BMI893 Licensed Representative (Provisional Licence) 1, 2
MA Yan Ming BMQ929 Licensed Representative (Provisional Licence) 9
MA Yuxiu BMA501 Licensed Representative (Provisional Licence) 1
MAKPOLO Marleeka Keyala Brodie BMN881 Licensed Representative (Provisional Licence) 1
MANGIN Charles AQI139 Licensed Representative (Provisional Licence) 1, 2
MARIANI Christian BMS498 Licensed Representative (Provisional Licence) 1, 4, 9
MATSUO (SAKIMA) Scott BML110 Licensed Representative (Provisional Licence) 1
MEHTA Rubin AVI919 Licensed Representative (Provisional Licence) 1, 4, 6
MENG Xianjun BMA943 Licensed Representative (Provisional Licence) 1, 6
MIAO Jie BML160 Licensed Representative (Provisional Licence) 1, 4, 6
MIAO Li BMM547 Licensed Representative (Provisional Licence) 1, 4, 9
MO Siu Yun BMQ378 Licensed Representative (Provisional Licence) 1, 4
MOHAMMAD Sajjad BDM517 Licensed Representative (Provisional Licence) 1
MORAN Miranda Elvira AQM743 Licensed Representative (Provisional Licence) 4
MORI Masashi BMN428 Licensed Representative (Provisional Licence) 9
MULYANI Linda BLN110 Licensed Representative (Provisional Licence) 1, 4
MURAKAMI Hirotoshi BMK025 Licensed Representative (Provisional Licence) 1
NAGANO Masayuki BMK026 Licensed Representative (Provisional Licence) 1
NAKADA Yasuhiro BMK883 Licensed Representative (Provisional Licence) 4
NAYAK Sovan BMK394 Licensed Representative (Provisional Licence) 1, 6
NEE Mary Yuet So ABF513 Licensed Representative (Provisional Licence) 9
NEOH Soon Chong BKQ724 Licensed Representative (Provisional Licence) 9
NG Chun Hei BMO281 Licensed Representative (Provisional Licence) 4
NG Ka Po, Phyllis BMO674 Licensed Representative (Provisional Licence) 1
NG Ming Sang BCH637 Licensed Representative (Provisional Licence) 1, 4, 9
NG SIU NA SARNIAN BMC120 Licensed Representative (Provisional Licence) 1, 7
NG Wai Wah AGW317 Licensed Representative (Provisional Licence) 1
NG Wing Tong BMO766 Licensed Representative (Provisional Licence) 1
NG YEONG LI BMR106 Licensed Representative (Provisional Licence) 1, 2
NI Kang BMO297 Licensed Representative (Provisional Licence) 1, 2
NI Liang BLV189 Licensed Representative (Provisional Licence) 1, 6
Page 17 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
ONUMA Kazuhiko BHA489 Licensed Representative (Provisional Licence) 1
ORMEROD Myles Weihao BMM213 Licensed Representative (Provisional Licence) 9
PAL Abhishek ASN918 Licensed Representative (Provisional Licence) 1, 2
PANG Mei Yan, Amina ADS752 Licensed Representative (Provisional Licence) 1, 4
PANG Yui Chuk BLI864 Licensed Representative (Provisional Licence) 9
PEGUM Richard Anthony ACR067 Licensed Representative (Provisional Licence) 9
PENG Cheng BMO784 Licensed Representative (Provisional Licence) 6
POON King Fat BHW676 Licensed Representative (Provisional Licence) 1, 4
POON Kit Ngar BMQ748 Licensed Representative (Provisional Licence) 1, 2, 7
QIAN Chao BMI037 Licensed Representative (Provisional Licence) 1, 4, 6
QIU Suofu BMA277 Licensed Representative (Provisional Licence) 1, 4, 6
REILLY Nathan John BML864 Licensed Representative (Provisional Licence) 4
REN Jizhou BMG918 Licensed Representative (Provisional Licence) 1, 6
ROZENTULLER Alexander BJT372 Licensed Representative (Provisional Licence) 1
RYAN Jonathan David AGX020 Licensed Representative (Provisional Licence) 1
SAKAMOTO Ryoh BMK020 Licensed Representative (Provisional Licence) 1
SANG Yifeng BMH837 Licensed Representative (Provisional Licence) 1, 6
SHARMA Prakhar BMO253 Licensed Representative (Provisional Licence) 4
SHEK Yuen Leung ABY936 Licensed Representative (Provisional Licence) 2
SHI Qi BMN445 Licensed Representative (Provisional Licence) 9
SHI Yahui BMN480 Licensed Representative (Provisional Licence) 1, 4, 9
SILLAM Jonathan Charles Marc AOM654 Licensed Representative (Provisional Licence) 1, 2
SILVANO Randa Bangun BMK646 Licensed Representative (Provisional Licence) 1, 4, 6
SINHA Abhinav BMM580 Licensed Representative (Provisional Licence) 4
SMITH Claire Elizabeth BLC074 Licensed Representative (Provisional Licence) 1
SNG Ren Yi AYT411 Licensed Representative (Provisional Licence) 1, 4, 6
SONG Jingyi BMP026 Licensed Representative (Provisional Licence) 1
SOOD Richa BMG016 Licensed Representative (Provisional Licence) 1, 4, 9
SU Wenqiuzi BMO285 Licensed Representative (Provisional Licence) 1, 6
SUGIMOTO Koichi AYI537 Licensed Representative (Provisional Licence) 1
SUN Jian BME193 Licensed Representative (Provisional Licence) 1, 6
SUN Jingwei BMS309 Licensed Representative (Provisional Licence) 4
SUN Shuai BKM720 Licensed Representative (Provisional Licence) 1
SUN Xichen BMO238 Licensed Representative (Provisional Licence) 1, 4
SUN Yang BAL785 Licensed Representative (Provisional Licence) 9
Page 18 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
SUN Yang BME215 Licensed Representative (Provisional Licence) 1, 4
SUN Yiding BBR448 Licensed Representative (Provisional Licence) 1, 4
SUN Yu BMD863 Licensed Representative (Provisional Licence) 6
SUN Zhiyuan BMC621 Licensed Representative (Provisional Licence) 1, 4, 9
SYED Salim Qader BMM225 Licensed Representative (Provisional Licence) 4
TAKAKURA Kimihiro BMM146 Licensed Representative (Provisional Licence) 1
TAMARI Yuya BMN416 Licensed Representative (Provisional Licence) 1
TAN Chao Qun Eugene BMP517 Licensed Representative (Provisional Licence) 1
TAN Choon Ming AMA932 Licensed Representative (Provisional Licence) 4
TAN Ke BML440 Licensed Representative (Provisional Licence) 4
TAN Yan AXV124 Licensed Representative (Provisional Licence) 1, 2
TANG Chui Shan BMR931 Licensed Representative (Provisional Licence) 1
TANG Fu Chung BML143 Licensed Representative (Provisional Licence) 1, 2
TANG Pak Kee AVD968 Licensed Representative (Provisional Licence) 1, 4, 9
TIBBETT Amanda Jayne BKB056 Licensed Representative (Provisional Licence) 1
TING Kin Yung, Frankie AIE800 Licensed Representative (Provisional Licence) 1, 4
TRINCA Giancarlo BML132 Licensed Representative (Provisional Licence) 1, 4, 6
TSANG Cheuk Yiu BMO718 Licensed Representative (Provisional Licence) 1, 4
TSANG Heddy AEE534 Licensed Representative (Provisional Licence) 1
TSANG Simon Sai Cheong AUW602 Licensed Representative (Provisional Licence) 1, 7
TSE Benedict BMQ610 Licensed Representative (Provisional Licence) 1, 4, 6
TSE Bun, Benjamin ACL001 Licensed Representative (Provisional Licence) 9
TSE Ka Cheung BMR368 Licensed Representative (Provisional Licence) 1
TSUNOYAMA Tomonobu BMH728 Licensed Representative (Provisional Licence) 1
UCHINO Akihiko BMH729 Licensed Representative (Provisional Licence) 1
VINE Michael James BHW670 Licensed Representative (Provisional Licence) 10
VON Chung Hua BMO954 Licensed Representative (Provisional Licence) 1, 4, 6
WAN Cheuk Hei BMF465 Licensed Representative (Provisional Licence) 1, 2, 4, 5
WAN Cheuk Kit BMO084 Licensed Representative (Provisional Licence) 1, 4
WANG Chengjie BMP504 Licensed Representative (Provisional Licence) 1, 2
WANG Jiaxiang BLX113 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Jing BMS440 Licensed Representative (Provisional Licence) 1, 2, 9
WANG Mengyuan BMH307 Licensed Representative (Provisional Licence) 1, 6
WANG Pingyuan BMO698 Licensed Representative (Provisional Licence) 1, 2
WANG Shali BMP755 Licensed Representative (Provisional Licence) 4, 9
Page 19 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
WANG Tianhang BMA564 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Wenbin BMD020 Licensed Representative (Provisional Licence) 1, 6
WATSON James Robert ADB915 Licensed Representative (Provisional Licence) 1, 4
WEI Jiarui BML418 Licensed Representative (Provisional Licence) 1, 4, 6
WISESA Adhitya BMQ512 Licensed Representative (Provisional Licence) 1, 4
WONG Fung Lung AMN581 Licensed Representative (Provisional Licence) 1, 2
WONG Ka Yi BGM619 Licensed Representative (Provisional Licence) 1
WONG Kwok Wai BCU328 Licensed Representative (Provisional Licence) 1, 4
WONG Tsz Kin ALA499 Licensed Representative (Provisional Licence) 1
WONG Tsz Wai BMM233 Licensed Representative (Provisional Licence) 1, 2
WU Lei BMO309 Licensed Representative (Provisional Licence) 9
WU Maojiang BGY984 Licensed Representative (Provisional Licence) 1
WU Ping BML609 Licensed Representative (Provisional Licence) 1, 6
WU YULIN BLY776 Licensed Representative (Provisional Licence) 4
XIA Qian BML167 Licensed Representative (Provisional Licence) 1, 2
XIAN Tinghong BMI592 Licensed Representative (Provisional Licence) 1, 6
XIAO Yee BMI030 Licensed Representative (Provisional Licence) 1, 4
XING Chuan BML873 Licensed Representative (Provisional Licence) 1, 2
XIONG Junjie BEZ862 Licensed Representative (Provisional Licence) 9
XU Jingying BMK885 Licensed Representative (Provisional Licence) 1
XU Jun BMP513 Licensed Representative (Provisional Licence) 1
XU Pengfei BMP525 Licensed Representative (Provisional Licence) 1, 4, 6
XU Yujie AHR503 Licensed Representative (Provisional Licence) 1, 4
XU Zhewen BMP072 Licensed Representative (Provisional Licence) 1
XUAN He BMP104 Licensed Representative (Provisional Licence) 1, 2
YAN Peng BJP977 Licensed Representative (Provisional Licence) 4
YANG Jian BML607 Licensed Representative (Provisional Licence) 1, 6
YANG Nadine Geein BMR638 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Xiaoxi BLU778 Licensed Representative (Provisional Licence) 1, 2
YANG Yang ARH481 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yang BMN688 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yi BMP248 Licensed Representative (Provisional Licence) 1, 9
YANG Zhidao BMF166 Licensed Representative (Provisional Licence) 1, 4
YAO Renzhi BMA278 Licensed Representative (Provisional Licence) 1
YAU Stephanie Carmen BMM421 Licensed Representative (Provisional Licence) 4, 9
Page 20 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
YE Songsheng BFY973 Licensed Representative (Provisional Licence) 1, 6
YEK Jia Jin Justin ATS711 Licensed Representative (Provisional Licence) 1, 6
YEOH Chye Chuan Eric BMM148 Licensed Representative (Provisional Licence) 1, 4
YEUNG Hon Shan BMO315 Licensed Representative (Provisional Licence) 1, 2, 4
YEUNG Kan Ming AHK744 Licensed Representative (Provisional Licence) 1
YEUNG Yu Pang BMK681 Licensed Representative (Provisional Licence) 4
YIM Kam Ting AUL591 Licensed Representative (Provisional Licence) 1, 2, 3, 4
YIM Kwok Keung BMQ381 Licensed Representative (Provisional Licence) 1, 4
YIP Beryl Wing Yi BMK449 Licensed Representative (Provisional Licence) 1
YOO Yong Jae BMQ117 Licensed Representative (Provisional Licence) 1, 4
YOON Julian Hyun-min BGG794 Licensed Representative (Provisional Licence) 4, 9
YOSHIDA GENKI BJJ183 Licensed Representative (Provisional Licence) 1, 4, 6
YOSHIDA Jumpei BLA977 Licensed Representative (Provisional Licence) 4
YOSHIHARA Tomoko BMO654 Licensed Representative (Provisional Licence) 1
YOSHIOKA Masahiko BHJ396 Licensed Representative (Provisional Licence) 1
YOUNG Brandon Shung Shuen BMN651 Licensed Representative (Provisional Licence) 1
YU Hui BMA475 Licensed Representative (Provisional Licence) 1, 6
YU Jia BMO320 Licensed Representative (Provisional Licence) 1, 4, 9
YU Mujun BIO227 Licensed Representative (Provisional Licence) 4, 9
YU Yixin BMQ794 Licensed Representative (Provisional Licence) 1, 4, 9
YUAN Ling BLW081 Licensed Representative (Provisional Licence) 1
YUEN Ho Lam Fedora BMQ792 Licensed Representative (Provisional Licence) 1, 4, 9
YUEN Tung Pui BMO078 Licensed Representative (Provisional Licence) 1
ZANG Zhuoran BMH279 Licensed Representative (Provisional Licence) 1, 6
ZENG Hongxuan BMK901 Licensed Representative (Provisional Licence) 6
ZENG Qianqian BMQ907 Licensed Representative (Provisional Licence) 1, 4, 9
ZENG Xingbo BMH525 Licensed Representative (Provisional Licence) 1, 2, 4
ZENG Zhuo BMM402 Licensed Representative (Provisional Licence) 1, 4, 6
ZHAN Aobo BLZ827 Licensed Representative (Provisional Licence) 1, 4
ZHANG BIN BMH285 Licensed Representative (Provisional Licence) 1, 6
ZHANG Hao BMK619 Licensed Representative (Provisional Licence) 1, 6
ZHANG Patrick Zehua BMH465 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xue BMO743 Licensed Representative (Provisional Licence) 1, 4
ZHANG Xueqi BMJ753 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Xuyan BMM382 Licensed Representative (Provisional Licence) 1, 4
Page 21 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
ZHANG Yameng BMQ595 Licensed Representative (Provisional Licence) 1, 2
ZHANG Yan BML709 Licensed Representative (Provisional Licence) 4, 9
ZHANG Yanfa BMQ593 Licensed Representative (Provisional Licence) 1, 2
ZHAO Jie BMH292 Licensed Representative (Provisional Licence) 1, 6
ZHAO Pengfei BKA562 Licensed Representative (Provisional Licence) 1, 4, 9
ZHAO Yue BMI303 Licensed Representative (Provisional Licence) 1, 2
ZHENG Liang BMO294 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 7
ZHONG Junyi BLU919 Licensed Representative (Provisional Licence) 1, 6
ZHOU Marcia BMO099 Licensed Representative (Provisional Licence) 1, 4, 9
ZHOU Mi BMM223 Licensed Representative (Provisional Licence) 4
ZHOU Ying BMO659 Licensed Representative (Provisional Licence) 1
ZHOU Yusi BML174 Licensed Representative (Provisional Licence) 1, 4, 6
ZHU Jintao BMP057 Licensed Representative (Provisional Licence) 1, 4
ZONG Yue BMQ324 Licensed Representative (Provisional Licence) 1, 4, 6
ADEWALE Amanda Patricia BBO925 Licensed Representative (Temporary Licence) 1
ADUKIA Ravi Kumar BHZ003 Licensed Representative (Temporary Licence) 4
AHMADI Vafa BFJ632 Licensed Representative (Temporary Licence) 1
AMATHE Pramod BMT650 Licensed Representative (Temporary Licence) 4
ANG Sok Han BLF878 Licensed Representative (Temporary Licence) 1
ARAKI Kenji BJF239 Licensed Representative (Temporary Licence) 4
ASANO Wataru BIY435 Licensed Representative (Temporary Licence) 1, 4
BAEK Doosan BJX357 Licensed Representative (Temporary Licence) 4
BAI Huizi BLL070 Licensed Representative (Temporary Licence) 1
BASU Sougata BHZ553 Licensed Representative (Temporary Licence) 1
BOERSMA Norman John BDJ574 Licensed Representative (Temporary Licence) 1
BOWERS Mary Gottshall BMS304 Licensed Representative (Temporary Licence) 1
BRAND Helen Michelle BHY288 Licensed Representative (Temporary Licence) 4
BRENNAN Paul Francis BMB677 Licensed Representative (Temporary Licence) 4
BREZINSKI Brad Thomas BMT657 Licensed Representative (Temporary Licence) 1
BRICKER Christopher John AXS488 Licensed Representative (Temporary Licence) 4
BRUNNER Anais Roxane BJP592 Licensed Representative (Temporary Licence) 1, 4
BURBANO Esteban BLD950 Licensed Representative (Temporary Licence) 1, 4
CARPANEDA Nicolo Luigi BMU206 Licensed Representative (Temporary Licence) 1
CARRIER Lucie Anne Lise BEK760 Licensed Representative (Temporary Licence) 1, 4
CHANG Shu-Ping BIN430 Licensed Representative (Temporary Licence) 10
Page 22 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEEVAKRIANGGRAI Patcharanon BMV174 Licensed Representative (Temporary Licence) 1, 4
CHEN Timothy C K BEC091 Licensed Representative (Temporary Licence) 4
CHOO Shou Pin BMS278 Licensed Representative (Temporary Licence) 1, 4
CHOPRA Raashi BEE682 Licensed Representative (Temporary Licence) 4
CHUA Minguang Donald BEF380 Licensed Representative (Temporary Licence) 1, 4
COYLE David Alexander BHG434 Licensed Representative (Temporary Licence) 1, 4
CRAFT Paul Lindsay BML368 Licensed Representative (Temporary Licence) 1, 2
CROMWELL Wendy Miller BMP298 Licensed Representative (Temporary Licence) 1, 4
CURRY Jonathan Iain BHD383 Licensed Representative (Temporary Licence) 1
DAS Suryadeep BJH104 Licensed Representative (Temporary Licence) 1
DE GROOT Wilhelmina Annemarie BMO316 Licensed Representative (Temporary Licence) 1
DEMIN Vladimir Aleksandrovich BMU842 Licensed Representative (Temporary Licence) 1
DESHMUKH Prasad Gulabrao BAR266 Licensed Representative (Temporary Licence) 1, 4
DUNNETT Brian David BBH893 Licensed Representative (Temporary Licence) 1
ECKERSLEY Damian William BIB857 Licensed Representative (Temporary Licence) 1
EDWARDS Shane Grant AJG195 Licensed Representative (Temporary Licence) 1
EGUCHI Hiroyasu BBL849 Licensed Representative (Temporary Licence) 1, 4
ENOMOTO Takashi BAZ545 Licensed Representative (Temporary Licence) 1, 4
ESSEX Brian Lee BMS651 Licensed Representative (Temporary Licence) 1, 4
FABRIS David Alexander James BMR379 Licensed Representative (Temporary Licence) 4
FENG Kaiyun BKO099 Licensed Representative (Temporary Licence) 1
FREMDER Dean Jason BKE230 Licensed Representative (Temporary Licence) 1
FUJIKI Tomohisa BJK781 Licensed Representative (Temporary Licence) 4
FURUKAWA Ai BMS642 Licensed Representative (Temporary Licence) 1, 4
GANDHI Veekesh Suresh BBA377 Licensed Representative (Temporary Licence) 1, 4
GARFIN Mitchell Seth BJE835 Licensed Representative (Temporary Licence) 1, 4
GASQUERES Eric Yuya Francis ATI745 Licensed Representative (Temporary Licence) 1, 2
GOH Brandon Qing Ryung BLY952 Licensed Representative (Temporary Licence) 1, 4
GOUGH James Ashley Peter AHJ403 Licensed Representative (Temporary Licence) 1, 2
GOYAL Surendra Kumar BEO301 Licensed Representative (Temporary Licence) 4
GREENBURG Evan David BMQ334 Licensed Representative (Temporary Licence) 1, 4
HARMSTONE Andrew Thaddeus ARW607 Licensed Representative (Temporary Licence) 1
HARRISON Matthew Kelsey BEZ680 Licensed Representative (Temporary Licence) 1, 4
HEDBERG Jason Joseph BMT577 Licensed Representative (Temporary Licence) 1
HILL John Andrew BMT336 Licensed Representative (Temporary Licence) 1
Page 23 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
HIRAKAWA Mikio BBT553 Licensed Representative (Temporary Licence) 1, 4
HOLIAN James Simon BJA888 Licensed Representative (Temporary Licence) 1
HOLLAND Greg Anthony BMQ913 Licensed Representative (Temporary Licence) 1, 4
HONG Serena BLY358 Licensed Representative (Temporary Licence) 1, 4
HORNBACH Matthew Thomas AWZ985 Licensed Representative (Temporary Licence) 1, 4, 5
HWANG Paul AMO577 Licensed Representative (Temporary Licence) 4
IKEDA Atsushi BEM322 Licensed Representative (Temporary Licence) 4
IVANOVIC Aleksandar BLE528 Licensed Representative (Temporary Licence) 1, 4
JAEGER Lars Alexis BMT378 Licensed Representative (Temporary Licence) 1
JIANG Qianlei BHD907 Licensed Representative (Temporary Licence) 1, 4
JIRAPORNKASEMSUK Tanida BMU851 Licensed Representative (Temporary Licence) 4
JOHNSON Alexander George BMS279 Licensed Representative (Temporary Licence) 4
JUSMAN Selvie BMR057 Licensed Representative (Temporary Licence) 1, 4
KIM Robert Duho BMR539 Licensed Representative (Temporary Licence) 4
KIM Tae-Woon BCO962 Licensed Representative (Temporary Licence) 1
KIPPING Bryan Edward ACR175 Licensed Representative (Temporary Licence) 1
KIRSCHNER Nicholas Robert BMS663 Licensed Representative (Temporary Licence) 1, 2
KITANO Daisaku BKL416 Licensed Representative (Temporary Licence) 1
KUHNERT Gregory John AST321 Licensed Representative (Temporary Licence) 4
KUO Pin-Shao BMT306 Licensed Representative (Temporary Licence) 1
KUSHMA Michael Bernard BAJ311 Licensed Representative (Temporary Licence) 1
LAKE Fiona Maeve ART583 Licensed Representative (Temporary Licence) 4
LAN Yu-Han BMS316 Licensed Representative (Temporary Licence) 10
LAWLER Anthony Michael BMR111 Licensed Representative (Temporary Licence) 1
LAWS Derek Allen BMS292 Licensed Representative (Temporary Licence) 1
LECKIE Roy McGregor BLD300 Licensed Representative (Temporary Licence) 1, 4
LEE Doyeon BFO638 Licensed Representative (Temporary Licence) 4
LEE Kyung Ja BEX973 Licensed Representative (Temporary Licence) 4
LEE Tien Soon BJT065 Licensed Representative (Temporary Licence) 1, 4
LIN Li-Chun BIG303 Licensed Representative (Temporary Licence) 4
LIU Yaokun BJI665 Licensed Representative (Temporary Licence) 4
LONG Peck Hui Christine BBJ037 Licensed Representative (Temporary Licence) 1, 2
MAHAJAN Arjun Yash BMV172 Licensed Representative (Temporary Licence) 1, 4
MALHOTRA Gaurav BEB422 Licensed Representative (Temporary Licence) 4
MANZONE Jaime Che BMU994 Licensed Representative (Temporary Licence) 4
Page 24 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
MAREK Anthony James BMT530 Licensed Representative (Temporary Licence) 1, 4
MATHRANI Nilima Ajay BMT591 Licensed Representative (Temporary Licence) 1, 4
MAYNARD Ian Robert BGR018 Licensed Representative (Temporary Licence) 1
MC NULTY JR Christopher Charles BHX236 Licensed Representative (Temporary Licence) 1, 2
MCDONALD Graeme Antony ALA712 Licensed Representative (Temporary Licence) 4
MCKENNA Mark Ronald BLY350 Licensed Representative (Temporary Licence) 1, 4
MIURA Nobuyoshi BDU297 Licensed Representative (Temporary Licence) 4
NACHIAPPAN Chida BMS513 Licensed Representative (Temporary Licence) 1, 2
NAKAHARA Shuichi BGS896 Licensed Representative (Temporary Licence) 4
NAYLOR-LEYLAND Edward Frederick BLG378 Licensed Representative (Temporary Licence) 1
NELSON Nicholas Scott AXI169 Licensed Representative (Temporary Licence) 4
NEOH Chee Keat APC291 Licensed Representative (Temporary Licence) 1
NEVADO Juan Antonio BMV460 Licensed Representative (Temporary Licence) 1
NG Li Yen BGT393 Licensed Representative (Temporary Licence) 1
NIWA Koichi AUW702 Licensed Representative (Temporary Licence) 4
OLNEY Karen Michele AZV673 Licensed Representative (Temporary Licence) 4
PATWARI Priyank BHK693 Licensed Representative (Temporary Licence) 1
PHILLIPS Edward Emile BMT258 Licensed Representative (Temporary Licence) 1
PILLER Fabienne Annik Barbara BMT259 Licensed Representative (Temporary Licence) 1, 4
PITTAWAY Nigel Clive BEM323 Licensed Representative (Temporary Licence) 4
PLA Edward Louis BFA931 Licensed Representative (Temporary Licence) 1
POSSENTI Carlo BMC568 Licensed Representative (Temporary Licence) 1, 2
PURI Ruchit BJG651 Licensed Representative (Temporary Licence) 1, 2
PUTTI Carlo Maria BMT527 Licensed Representative (Temporary Licence) 1
RAMAKRISHNAN Karthik Narayan BMU958 Licensed Representative (Temporary Licence) 1
REDBOURN Paul Robert AFQ906 Licensed Representative (Temporary Licence) 1
RICCI Jason Steven BJE668 Licensed Representative (Temporary Licence) 1, 2
ROMERO DE DIEGO Heliodoro Pedro BAX298 Licensed Representative (Temporary Licence) 1
ROSSI Darragh Ignatius BMT261 Licensed Representative (Temporary Licence) 1
RUSSELL Matthew Alan BMR122 Licensed Representative (Temporary Licence) 1
RYAN Alastair William BAJ168 Licensed Representative (Temporary Licence) 1, 4
SAMPAT Hemen Bhupendra BMR822 Licensed Representative (Temporary Licence) 1, 4
SCARAFIA Christian BMS366 Licensed Representative (Temporary Licence) 10
SCOTT Andrew Geoffrey BBE397 Licensed Representative (Temporary Licence) 1, 4
SCOTT William Michael Fitzgerald BMQ343 Licensed Representative (Temporary Licence) 1
Page 25 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
SERIZAWA Kenji AWZ410 Licensed Representative (Temporary Licence) 1
SESHASAYEE Aadit AQZ618 Licensed Representative (Temporary Licence) 1
SHAH Niraj Samip BBE387 Licensed Representative (Temporary Licence) 1, 4
SHIBANO Nozomi AVI061 Licensed Representative (Temporary Licence) 4
SINGER Darian Aaron BLN157 Licensed Representative (Temporary Licence) 1, 4, 6
SIRIPASSORN Kritapas BDQ319 Licensed Representative (Temporary Licence) 4
SMOUHA Jeremy Alan BMR292 Licensed Representative (Temporary Licence) 1
SONNELAND Joshua Paul BBR119 Licensed Representative (Temporary Licence) 4
SONOYAMA Yohei BDF271 Licensed Representative (Temporary Licence) 1, 2
SPENCE Magnus Andrew Eric AXT334 Licensed Representative (Temporary Licence) 1
STOKLOSA Magdalena Lucja BMS519 Licensed Representative (Temporary Licence) 1, 4
SUNDRAM Rohan Jason AXW579 Licensed Representative (Temporary Licence) 4
TACHASIRINUGUNE Sitichok BGY931 Licensed Representative (Temporary Licence) 1
TOWSEN Brian Matthew BMV122 Licensed Representative (Temporary Licence) 1
TRUELOVE Keith Alan AWF626 Licensed Representative (Temporary Licence) 1
TSURUO Mitsunobu BHD023 Licensed Representative (Temporary Licence) 4
WANG Shao-Yu BBM033 Licensed Representative (Temporary Licence) 1, 4
WARTELL Robert Allen BMR594 Licensed Representative (Temporary Licence) 1, 4
WATANABE Ritsuo BAZ846 Licensed Representative (Temporary Licence) 1, 4
WHITESTONE Daniel Anthony Robert BMR066 Licensed Representative (Temporary Licence) 1, 4
WILKIE Robert Malcolm BHB487 Licensed Representative (Temporary Licence) 1
WILLIAMSON Joshua David BIN735 Licensed Representative (Temporary Licence) 4
WILLIAMSON Sarah Kim BDP921 Licensed Representative (Temporary Licence) 1
WILSON Thomas George St John AVI947 Licensed Representative (Temporary Licence) 1
WOLAK John Richard AMZ905 Licensed Representative (Temporary Licence) 1
WOLF Ryuji Rafael BLN156 Licensed Representative (Temporary Licence) 1, 4, 6
WONG Ee Kay Geoffrey BFZ518 Licensed Representative (Temporary Licence) 1, 4
WOOLLEY Mark Robert AOL210 Licensed Representative (Temporary Licence) 1, 4
XIONG Yangli BLY016 Licensed Representative (Temporary Licence) 10
YAU Hoe Kiat, Patrick AML197 Licensed Representative (Temporary Licence) 4
YEO Phuay Lik Phillip APZ633 Licensed Representative (Temporary Licence) 1, 4
ZANOLLA Anthony Mario BMT592 Licensed Representative (Temporary Licence) 1
ZENG Yuexin BIN294 Licensed Representative (Temporary Licence) 1
ZHANG Weidi BMS521 Licensed Representative (Temporary Licence) 1
ZHANG Yifan BMP514 Licensed Representative (Temporary Licence) 4
Page 26 of 27
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2018
CE Name CE No. Licence Type Types of Regulated Activity
ZHANG Ying BJR686 Licensed Representative (Temporary Licence) 4
HSBC Bank International Limited AGH398 Registered Institution 1, 4
Societe Generale Asia Limited AAL245 Registered Institution 1, 4
Page 27 of 27
