REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
Mizuho Capital Markets (HK) Limited AEF228 Licensed Corporation 1, 2
OIA Asia Limited BDW308 Licensed Corporation 9
ALI Asif Turab BGK379 Licensed Representative 1
AU YEUNG Chi Keung BID775 Licensed Representative 4, 9
AYAZ Ercan BIK717 Licensed Representative 1
BIRON Matthieu Etienne AXR401 Licensed Representative 4
BOUALAM Meddy, Stephane AVC119 Licensed Representative 1
BRODSKY Alec Michael BIG113 Licensed Representative 1, 6
CHAN Andrew Richard Honn BDY849 Licensed Representative 1, 2
CHAN Cheuk Fai AVF019 Licensed Representative 1
CHAN Chi Ming, Edwin AFG996 Licensed Representative 4
CHAN Chi Shun, Samson AQD483 Licensed Representative 1, 2
CHAN Chor Kiu ALU160 Licensed Representative 1, 2, 4, 9
CHAN Ho Cheung Christopher BGI029 Licensed Representative 1
CHAN Jo Ann BIG716 Licensed Representative 9
CHAN Ka Kin BFX331 Licensed Representative 1
CHAN Kam Fai, Gilfred BFP142 Licensed Representative 1, 4
CHAN Kam Wing ATO477 Licensed Representative 1
CHAN Kei Yi AQQ010 Licensed Representative 1
CHAN Kwan BHB909 Licensed Representative 1
CHAN Lai Sze BCL085 Licensed Representative 1
CHAN Lap Chi BHP718 Licensed Representative 1, 2
CHAN Lap Hong BIL968 Licensed Representative 1, 9
CHAN Shu Pan BDP934 Licensed Representative 4
CHAN Sze Chung AEE351 Licensed Representative 1, 4, 6
CHAN Sze Nga, Joyce AMY455 Licensed Representative 1, 4
CHAN Wai Cheong, Andrew ATO804 Licensed Representative 1, 2, 3
CHAN Wai Fung AWT462 Licensed Representative 1, 2
CHAN Wai Leng AMQ354 Licensed Representative 1
CHANG Yung Ching AFF918 Licensed Representative 9
CHAU Ka Yue Kenneth BEG049 Licensed Representative 9
CHAU Shing Wai BHH346 Licensed Representative 1
CHEN Chu BFT303 Licensed Representative 9
CHEN Jingwei BCZ345 Licensed Representative 1, 4
CHEN Jong Woei, Kevin AWC873 Licensed Representative 1, 2
CHEN Lei BBE122 Licensed Representative 1, 6
CHEN Lixue BDL308 Licensed Representative 1
CHEN Xiaoting BEL269 Licensed Representative 1
CHEN Yi Ru ALP979 Licensed Representative 1
CHENG Man Lei AUZ838 Licensed Representative 1, 4, 9
CHENG Tung Leung, Bosco ARR822 Licensed Representative 1
CHEUNG Ching BID498 Licensed Representative 1, 4, 6
CHEUNG Hei Man BIR346 Licensed Representative 4, 9
Page 1 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEUNG Hiu Chuen BGX968 Licensed Representative 9
CHEUNG Ho Tuen AXB557 Licensed Representative 1
CHEUNG Kam Wing BAD918 Licensed Representative 1
CHEUNG Kwok Cheong ACB696 Licensed Representative 1, 2
CHEW Pei Yi, Jolynn BGC819 Licensed Representative 2
CHIN Ken AUN102 Licensed Representative 1, 2, 4
CHIN Koon Ho, Victor BBN464 Licensed Representative 6
CHING Mun Yui Roland BJR344 Licensed Representative 1, 2
CHIU Josephine Wing Sze BFS501 Licensed Representative 1, 4
CHIU Kwok Yan BIW301 Licensed Representative 1, 4, 9
CHO Eun Sang BID288 Licensed Representative 1, 4, 9
CHOI Man Ching BIO285 Licensed Representative 1
CHOI Shuk Man ARO127 Licensed Representative 1, 4
CHOW Ka Ching, Jimmy ADZ442 Licensed Representative 1, 2
CHOW Sin Lai AYY802 Licensed Representative 3
CHU Ka Man ARE091 Licensed Representative 1
CHU Wing Kit BHJ981 Licensed Representative 1, 2, 4
CHUAN Po-Hua AYO738 Licensed Representative 2, 4
CHUCK Hoi Ling, Fanny AED116 Licensed Representative 4, 9
CHUNG Sai Ho AXE049 Licensed Representative 1
CHUNG Yue Fai, Wilison ANH072 Licensed Representative 1
CUI Guoqiang BGT852 Licensed Representative 4
DANIEL Thomas Jude AOE195 Licensed Representative 1
DAY Donald Kurt AUN917 Licensed Representative 2
DRURY Benjamin BIE662 Licensed Representative 1
DU Fengming AZR138 Licensed Representative 1, 6
ENOKI Satoshi AVM802 Licensed Representative 1, 2
FAN Guohe APH707 Licensed Representative 4
FIROOZYE Nikan Bahram AZG908 Licensed Representative 4, 5
FRENCH Bruce Ian AQM685 Licensed Representative 1, 2
FU Jing AQE302 Licensed Representative 4, 9
FU Tsz Hei BGA854 Licensed Representative 2
FUNG King Tsung BBH922 Licensed Representative 1
GAO Chengming AYI710 Licensed Representative 1, 4
GARY Carolyn Ann AAV200 Licensed Representative 4, 9
GAZMARARIAN Lucy BJL815 Licensed Representative 4, 9
GEARY Dean ANQ272 Licensed Representative 1, 2
GOH Cheng Siang, Gregory AMP599 Licensed Representative 1
GORDON Glen AWT838 Licensed Representative 4
GOSSELIN Guillaume Philippe Arnaud BGH495 Licensed Representative 1
GUAN Yang BHY257 Licensed Representative 1
GUO Yi BAP756 Licensed Representative 4
HAN Chin Tang AVH609 Licensed Representative 1
Page 2 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
HANG Kai ACU896 Licensed Representative 1, 2, 4
HAO Yun BGI898 Licensed Representative 6
HAU Hiu Yeung AXR983 Licensed Representative 1, 2
HE Yingzhou BGG142 Licensed Representative 6
HE Zhuohang BFB225 Licensed Representative 4
HO Ka Ling AQT308 Licensed Representative 1, 4
HO Siu Yung ALY626 Licensed Representative 1, 4
HOARE Geoffrey Peter AUW124 Licensed Representative 4, 5, 9
HOU Xinyuan BHY113 Licensed Representative 1, 4, 6
HU Jianfeng BBZ806 Licensed Representative 1, 2, 9
HU Wen BBQ345 Licensed Representative 1, 4, 9
HUANG Hsuan Yu BIG975 Licensed Representative 1, 4
HUANG Jiadeng BLK385 Licensed Representative 6
HUANG Li Shun AVJ727 Licensed Representative 4
HUANG Shangting BFV013 Licensed Representative 9
HUI Chi Keung ALZ728 Licensed Representative 4
HUI Fung Yee AAA795 Licensed Representative 1
HUM Hwei Yee BFV917 Licensed Representative 1
HUNG Chiao-Feng AYP981 Licensed Representative 6
HUNG Pak Yung AZC682 Licensed Representative 4, 9
HUNG Shui Lun, Clarence AEE169 Licensed Representative 1
HUSAINIE Syed Sherjan BGC384 Licensed Representative 1, 6
IP Wing Yan BGE394 Licensed Representative 1, 2
ISONO Shintaro BFG855 Licensed Representative 1
IU Kwan Nam BJL967 Licensed Representative 1, 2
JIA Qin ARI969 Licensed Representative 4, 6
JIANG Mengdie BGH554 Licensed Representative 4
JIN Yongbo BID144 Licensed Representative 1, 6
JIN Ziyin AWQ069 Licensed Representative 1, 4
JUIN Enoch BCZ293 Licensed Representative 1, 4
KAI Yoichiro BAV476 Licensed Representative 4, 9
KALMAR Mathias Martin BFY107 Licensed Representative 1, 4, 9
KAN Vincent Ming Him BIK490 Licensed Representative 1, 4
KANDIAH Sutharshan AHF855 Licensed Representative 1, 4
KAY Yuen Ling, Fara AQJ213 Licensed Representative 4
KIERNAN Nigel David Simon AXI840 Licensed Representative 4, 9
KIKUCHI Naoya BFY272 Licensed Representative 1
KIM Jee Yong BFU355 Licensed Representative 1, 6
KIM Sunghun BJR042 Licensed Representative 1, 4
KING Maximillian James BHK440 Licensed Representative 1
KOLAEV Arltan AUY939 Licensed Representative 1, 2
KONG Ching Hong, Alan BJE159 Licensed Representative 1, 4, 9
KONG Kar Wai, Thomas BBZ222 Licensed Representative 1, 2, 4
Page 3 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
KONG Yiu Chung ALS425 Licensed Representative 1
KUMAGAI Yukihiro BAY165 Licensed Representative 4
KWAN Chi Chiu BHP894 Licensed Representative 1, 2
KWAN Hiu Lam BIW311 Licensed Representative 6
KWAN Pao Chuen AWL985 Licensed Representative 1
KWAN Wai Sheung AAX022 Licensed Representative 1
KWOK Ka Yi, Emily ADY821 Licensed Representative 1
KWOK Mun Ling AJK534 Licensed Representative 1, 2
KWOK Vincent Tsun Ho AOT948 Licensed Representative 1, 2
LAI Ting Yu AXK421 Licensed Representative 1, 2
LAM Chun Kit, Kenneth BED025 Licensed Representative 1
LAM Chi Man AMI261 Licensed Representative 1
LAM Chun Wa BGB957 Licensed Representative 1, 4, 6
LAM Chun Wai, Nicholas AVM804 Licensed Representative 1, 2
LAM Chung Ming BFP706 Licensed Representative 1, 4, 6
LAM Ka Wai AOU392 Licensed Representative 4
LAM Kwok Chee, Cindy APW788 Licensed Representative 1
LAM Lee Kuen BFX490 Licensed Representative 3
LAM Man Wai, Candy APA385 Licensed Representative 1
LAM Ming Chun BFD528 Licensed Representative 1, 3
LAM Mung Ha AGP016 Licensed Representative 1, 4, 9
LAM Sung Yin BHY518 Licensed Representative 1
LARHRIB Mohamed Amine BHU075 Licensed Representative 1, 2
LAU Cho Fung BLI767 Licensed Representative 1
LAU Hiu Kwan BEN686 Licensed Representative 1, 2, 3
LAU Sin Yu BAF288 Licensed Representative 1, 4, 6
LAU Yau Fong AEY478 Licensed Representative 1
LAW Shun Him, Himson BAG262 Licensed Representative 1
LAW Ying Chung AOG213 Licensed Representative 4
LEE Ai Lun BFX946 Licensed Representative 1, 4, 9
LEE Chung Wing Alfred ATT542 Licensed Representative 1
LEE Chung Yin AFU160 Licensed Representative 1
LEE Hoi Ling, Flora AOM524 Licensed Representative 1, 4
LEE I Fang BGY437 Licensed Representative 1, 2
LEE Kwok Chu BBG831 Licensed Representative 1
LEE Man Chung BAZ745 Licensed Representative 1, 4
LEE Meng-chu BBV888 Licensed Representative 1
LEE Wai Man ANB771 Licensed Representative 4
LEE Wing Kit BKD948 Licensed Representative 9
LEI Lei BFW373 Licensed Representative 1, 2
LEUNG Chui Shan BHT572 Licensed Representative 9
LEUNG Eva Tsz Ki APC887 Licensed Representative 1
LEUNG Ka Wai AXE050 Licensed Representative 1
Page 4 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
LEUNG Lok Kin AWD227 Licensed Representative 1, 4
LEUNG Ming Yan ASU334 Licensed Representative 1, 4, 9
LEUNG Wai Pong BGW995 Licensed Representative 4
LI Bai BDM543 Licensed Representative 1, 2
LI Chao BGY363 Licensed Representative 1, 4, 9
LI Chi Fai BIS066 Licensed Representative 6
LI Kim Man ATJ131 Licensed Representative 1, 2, 7
LI Kwai Fat BGZ281 Licensed Representative 1
LI Mingze BHM292 Licensed Representative 1, 4
LI Ningti BJL083 Licensed Representative 1, 4, 6
LI Shuangxing BGC184 Licensed Representative 4
LI Tong AZL265 Licensed Representative 6
LI Yiyang BIY431 Licensed Representative 1, 4, 6
LI Yuan BBT531 Licensed Representative 1, 4, 9
LI Yunqiao BGI546 Licensed Representative 6
LI Zhanying AJK710 Licensed Representative 1
LIANG Yingchao BIU540 Licensed Representative 6
LIN Jin Kwan AYK493 Licensed Representative 1
LIN Yiu Ho BIY579 Licensed Representative 9
LING Vey Sern ATS897 Licensed Representative 4
LIU Chao AZH606 Licensed Representative 1, 4, 6
LIU Hoi Ki BIA237 Licensed Representative 1
LIU Ruiqing BAO562 Licensed Representative 1, 2
LIU Xiaoquan BGV483 Licensed Representative 1, 4, 9
LIU Yifan BCP439 Licensed Representative 6
LIU Zhu BAW841 Licensed Representative 1
LOH Wan Sze AJC938 Licensed Representative 1, 2
LOK Chin Kong API061 Licensed Representative 1, 2
LOU Choi Chi, Nathalie AGH565 Licensed Representative 4, 9
LU Yajun ATL483 Licensed Representative 6
MAK Chi Kwan AXG073 Licensed Representative 1, 4
MAK Hiu Chun BEE551 Licensed Representative 1, 9
MAK Kwong Yiu AFJ412 Licensed Representative 9
MAK Leah APA028 Licensed Representative 1, 2
MAN Chun Wai BEX763 Licensed Representative 1, 2
MARTIN JR James Edward AVN108 Licensed Representative 1, 4
MARTINELLI Philippa Alexandra BEV023 Licensed Representative 1, 2
MATSUMOTO Jun BAZ871 Licensed Representative 1, 2
MCINTYRE James Julian BEW144 Licensed Representative 4
MCQUALTER Daniel James BFP668 Licensed Representative 1
MI Keyang BHX259 Licensed Representative 1, 4, 6
MILLHOUSE Adam John AZJ269 Licensed Representative 1
MIN Hao BDV966 Licensed Representative 4
Page 5 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
MOK Chi Kuan BJE134 Licensed Representative 10
MOK Chin Ping ATV927 Licensed Representative 1
MOK Kim Wa APP437 Licensed Representative 1, 2
MOK Wing Yan BHL172 Licensed Representative 1, 2, 3
MORRISON Thomas James AZT479 Licensed Representative 1, 2
NA Hannik AXG764 Licensed Representative 4
NAGLE Frederick Charles BBY841 Licensed Representative 1, 2
NAIK Abhijeet Kisan ATS209 Licensed Representative 4
NG Kam Ha BGQ978 Licensed Representative 1
NG King To, Timothy BAS698 Licensed Representative 1, 6
NG Li Sheng Jason BGG975 Licensed Representative 9
NG Sai Wing BJV722 Licensed Representative 1, 2, 5
NG Siu Bun, Steven BHS729 Licensed Representative 1, 9
NG Tak Pan AHP367 Licensed Representative 1, 2
NG Wai Leung, Anthony AME574 Licensed Representative 2
NG Yin Tung AST101 Licensed Representative 1, 4
NOLAN Luke William BCZ785 Licensed Representative 1, 2, 4, 5
ONG Ai Ling AZY035 Licensed Representative 9
PANG Ka Keung AVF502 Licensed Representative 1
PANG Min Chu BGH496 Licensed Representative 1, 2, 4, 5
PARK Min Ho BGT411 Licensed Representative 1
PATHAK Utsav Yatin BDH450 Licensed Representative 1, 6
PATHAMMAVONG Arom ANX158 Licensed Representative 1
PENG Han BIS046 Licensed Representative 1
PENG Yu-min BGE014 Licensed Representative 1, 2, 4
PENKIN Jonathan Mark ANK387 Licensed Representative 1
PHUNG Minh Tien APD523 Licensed Representative 1, 2
POON Steven Colin APL765 Licensed Representative 1, 2
POON Teddy Tingquin BJY370 Licensed Representative 6
POON Tik Oscar BIB123 Licensed Representative 1, 4, 9
PRAWITZ Alexander Gunter Peter AZC709 Licensed Representative 1, 4
QI Xin AWL701 Licensed Representative 9
QU Fangyun BCJ978 Licensed Representative 6
QU Hong BIN732 Licensed Representative 4
RAZMILOVIC Ante AUR148 Licensed Representative 1
REDHEAD Peter ADG061 Licensed Representative 4
ROBINE Charles-Antoine, Marie, Godfroy ATC945 Licensed Representative 1, 2
ROPER Ian David AVI752 Licensed Representative 4
SEOL Brandon Doebin BGB531 Licensed Representative 1, 4, 6
SHAN Xiaoyue BGK915 Licensed Representative 1
SHAO Xinwei BGO793 Licensed Representative 1, 4, 9
SHEN Yixuan BBS245 Licensed Representative 1
SHI Di BDZ091 Licensed Representative 1
Page 6 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
SHI Pucheng BIL800 Licensed Representative 9
SHI Stacy Yi AHU899 Licensed Representative 2
SO Chiu Fung BFC353 Licensed Representative 4, 9
SO Sin Ting ATE245 Licensed Representative 1
SO Tsz Kit BCQ151 Licensed Representative 1, 4, 9
SOBTI GAGANDEEP SINGH BKW825 Licensed Representative 1, 2
SONG Lihua AXE839 Licensed Representative 1, 4
SONG Younghun AYS534 Licensed Representative 1, 4, 6
STUART Lisa Jane BGM923 Licensed Representative 1, 4
SUGIOKA Hiroshi BGK932 Licensed Representative 1
SUN Charles Kar Jon BGY848 Licensed Representative 1, 2
SUN Chin Hung BFX957 Licensed Representative 1, 4
SUN Jie ARO381 Licensed Representative 1, 2
SUN Po-Hsuan BFB184 Licensed Representative 4
SUN Wanxing BDJ929 Licensed Representative 1, 6
SUN Wen BGI922 Licensed Representative 4
SUPPIAH Suresh Vijayananth AQQ508 Licensed Representative 1, 2
SZETO Carol Wen BCY116 Licensed Representative 1, 2
TAM Chi Ming ALZ493 Licensed Representative 1, 4
TAM King Hei BGH884 Licensed Representative 1, 2
TAM Tsz Chung ATX450 Licensed Representative 1, 2
TAM Wan Rou, Denise AQS365 Licensed Representative 1, 4
TAMPI Sai Krishna BJO320 Licensed Representative 1
TAN Yingqi BCZ265 Licensed Representative 1, 4, 6
TANG Kit Man, Greta AJL948 Licensed Representative 1
TANG Po Chun BDE095 Licensed Representative 1, 4, 9
TANG Tin Lok, Stephen BBW647 Licensed Representative 4
TANG Tsz Lok, Ricky BCT694 Licensed Representative 1
TANG Wai Chun APC908 Licensed Representative 1, 2
TANG Yiming BFC406 Licensed Representative 1, 6
TANG Zhan AYS459 Licensed Representative 1, 6
TANG Zhuojing BFK685 Licensed Representative 1, 4
TIAN Jun BGR294 Licensed Representative 6
TIEN Joseph Chi BAV205 Licensed Representative 1, 4
TONG Kai Hei, Angela BID400 Licensed Representative 1, 2, 4, 5
TONG Wai Cham AWV320 Licensed Representative 1, 2, 3, 4
TRAN Andrew BGE789 Licensed Representative 2
TSANG Chi Hung BGZ277 Licensed Representative 1
TSANG Long ARQ674 Licensed Representative 4, 9
TSE Kwok Sang AAF762 Licensed Representative 1, 2
TSENG Hung Yan, Bruce APB733 Licensed Representative 1
TSOI San Kit BGT693 Licensed Representative 2
TSOI Tsz Wan Vivian BFU951 Licensed Representative 1, 9
Page 7 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
TSUI Kam Hee ARO573 Licensed Representative 1
TU Yuxi BHW846 Licensed Representative 1, 4, 6
TWOMEY Harvey Noel AKX345 Licensed Representative 1
VAN ELDIK Martijn BBF265 Licensed Representative 1
WAN Ho Lam AUR976 Licensed Representative 1, 4, 9
WAN Ka Wai BDM260 Licensed Representative 1, 4, 9
WAN Yuanjun BFX523 Licensed Representative 1, 6
WANG Dexin ALL094 Licensed Representative 9
WANG Fang BIY226 Licensed Representative 4, 9
WANG Ge BGP971 Licensed Representative 1, 6
WANG Haining BHV161 Licensed Representative 1, 6
WANG Lu BID335 Licensed Representative 1
WANG Qiuyi BDY723 Licensed Representative 1
WANG Shujun BIE631 Licensed Representative 1, 4
WANG Sihan BJT511 Licensed Representative 4, 9
WANG Xiayang BHX564 Licensed Representative 1, 4, 6
WANG Xin AYW561 Licensed Representative 4
WANG Zhe BFG506 Licensed Representative 4, 9
WANG Zhuoran BAC306 Licensed Representative 4
WANG Ziyuan AWT229 Licensed Representative 1
WEI Luxi BDY878 Licensed Representative 1, 4, 6
WEN Yaqing BHX825 Licensed Representative 1, 6
WONG Anthony Ming Hon BHO427 Licensed Representative 2, 5
WONG Chun Kan BEL009 Licensed Representative 1
WONG Kam Lin, Annie AAH816 Licensed Representative 1
WONG Ki Ming BEA240 Licensed Representative 4, 9
WONG Kwok Wah, Danny ACC346 Licensed Representative 2
WONG Po Yee BDR791 Licensed Representative 1, 4, 6
WONG Quee Quee, Jeffrey AXK065 Licensed Representative 1, 4
WONG Shing Ho AOO877 Licensed Representative 1, 2
WONG Tin Wai, Timmy BAP109 Licensed Representative 1, 4
WONG Uen Choh AEM940 Licensed Representative 1, 2
WONG Wai In AVM769 Licensed Representative 1
WONG Ze Sen, Jason BGP019 Licensed Representative 1, 2
WOO Yik Man BAG254 Licensed Representative 4, 9
WOODFIN William Keith AQU537 Licensed Representative 1, 2
WU Jian BGL628 Licensed Representative 1, 4, 6
WU Shan Shan Ivy AYX758 Licensed Representative 1
WU Yi Cheng AXL765 Licensed Representative 1, 6
XI Jiachen BJG485 Licensed Representative 1, 4, 6
XI Yangyang BHK455 Licensed Representative 1, 4
XIA Mingrui AXC582 Licensed Representative 1
XIE Yang BIC745 Licensed Representative 1, 4
Page 8 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
XU Weichang BDR768 Licensed Representative 1, 4, 6
XU Xiaoling BBD291 Licensed Representative 1, 4
XUE Chen BEO260 Licensed Representative 10
YANG Han Lin BGH356 Licensed Representative 4
YANG Haojie BGG924 Licensed Representative 4, 9
YANG Jiakun BLW963 Licensed Representative 1, 6
YANG Seolhyung BIA010 Licensed Representative 1, 2
YANG Shuyi BJR840 Licensed Representative 1, 2
YEE Teck Huat BGZ316 Licensed Representative 4
YEUNG Matthew Chung Hin BHC236 Licensed Representative 1, 2
YIN Yurong BFX732 Licensed Representative 1, 6
YOU Young Hak BHY584 Licensed Representative 1, 4
YU Wing Yan BJQ181 Licensed Representative 1
YUAN Yang BJM102 Licensed Representative 1, 4, 6
YUAN Ye BIT667 Licensed Representative 4, 9
YUEN Kin Long BJH245 Licensed Representative 1
YUEN Wing Yee AQG441 Licensed Representative 4
YUNG Cheuk Yin BHV021 Licensed Representative 1, 2, 4, 9
YUNG Ping Yeung BDO475 Licensed Representative 1, 2
ZHANG Feng BDR492 Licensed Representative 9
ZHANG Geng Fan BAP181 Licensed Representative 1, 4
ZHANG Qing BFI928 Licensed Representative 1, 9
ZHANG Xingyun AYT719 Licensed Representative 10
ZHANG Yiyi BAT594 Licensed Representative 1, 4
ZHANG Yueyi BJC230 Licensed Representative 2
ZHANG Yuting BIV876 Licensed Representative 2
ZHAO Rui ATI408 Licensed Representative 4
ZHAO Yang BHR796 Licensed Representative 1, 4
ZHAO Yue ALJ837 Licensed Representative 1
ZHENG Hairuo BGC455 Licensed Representative 1, 6
ZHENG Shuang BLN132 Licensed Representative 4, 9
ZHONG Chengxi BHS398 Licensed Representative 1
ZHOU Xinling BHV038 Licensed Representative 1, 4, 6
ZHU Chaoping BEM908 Licensed Representative 4
ZHU Linghui BIG853 Licensed Representative 1, 6
ZHU Yuchen BJY722 Licensed Representative 1
ZHUANG Hanxiang BIS015 Licensed Representative 1, 4, 9
ZOU Chuan AVZ312 Licensed Representative 1, 2
AU On Leung, Andrew AAF177 Licensed Representative - Responsible Officer 1, 2, 4
AVIS Stephane Louis Edmond AFQ325 Licensed Representative - Responsible Officer 1, 2
CHAN Kwok Wai ALG542 Licensed Representative - Responsible Officer 4, 9
CHAN Kwok Wai, Joseph ADI545 Licensed Representative - Responsible Officer 1, 6
CHANG Tim Fuk, Jimmy ACY760 Licensed Representative - Responsible Officer 1, 2, 4
Page 9 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Peng BAP176 Licensed Representative - Responsible Officer 1, 4, 9
CHIN Chia Chi ANZ633 Licensed Representative - Responsible Officer 4
CHOW Man Yee, Kitty AMZ977 Licensed Representative - Responsible Officer 4, 9
CHU Siu Ling ARG250 Licensed Representative - Responsible Officer 1, 2, 4
CHU Wai Ming AAE367 Licensed Representative - Responsible Officer 1
CHU Yu Ta ARV926 Licensed Representative - Responsible Officer 1, 4
CHUAN Po-Hua AYO738 Licensed Representative - Responsible Officer 1
COMEGYS Carl Rodney BEB075 Licensed Representative - Responsible Officer 9
DANIEL Thomas Jude AOE195 Licensed Representative - Responsible Officer 7
DAVIS Bardin John APK787 Licensed Representative - Responsible Officer 6
DAY Donald Kurt AUN917 Licensed Representative - Responsible Officer 1
DELLOYE Renaud Nicolas Yves Marie ATW568 Licensed Representative - Responsible Officer 1
DOSHI Sachin AOY091 Licensed Representative - Responsible Officer 4, 9
FAN Weiwei ALW233 Licensed Representative - Responsible Officer 4, 9
FONG Benny Fu Tsung BBE385 Licensed Representative - Responsible Officer 1, 4
FONG Yat Man, Clara AFX620 Licensed Representative - Responsible Officer 1
FUNG Nancy, Ruth ACZ955 Licensed Representative - Responsible Officer 4, 9
GHAI Rahul BCG258 Licensed Representative - Responsible Officer 9
GREEN Robin Adam ACQ540 Licensed Representative - Responsible Officer 1, 4
HAO Yinan ATW084 Licensed Representative - Responsible Officer 4, 9
HONG Youn Joung ARD649 Licensed Representative - Responsible Officer 1
HOUSE Richard Thomas BGN059 Licensed Representative - Responsible Officer 9
ISHIOKA Yasunori BGO586 Licensed Representative - Responsible Officer 1, 2
JAYARAMAN Sreenivas AUG804 Licensed Representative - Responsible Officer 2, 5
KIM Namhyung AVH473 Licensed Representative - Responsible Officer 4
KLINTBERG Justin Noel AWQ397 Licensed Representative - Responsible Officer 9
KOGA Shigeru BIZ035 Licensed Representative - Responsible Officer 1, 2
KWAI Ni ALV039 Licensed Representative - Responsible Officer 1, 2, 7, 9
LAI Ting Ngai, Annie AKP262 Licensed Representative - Responsible Officer 4, 9
LAW Ying Chung AOG213 Licensed Representative - Responsible Officer 1
LEE Chi Fung ALH771 Licensed Representative - Responsible Officer 4, 9
LI Bing AHQ959 Licensed Representative - Responsible Officer 1, 6
LIM Leland AFH198 Licensed Representative - Responsible Officer 9
LUK Chung Yan AFY005 Licensed Representative - Responsible Officer 1, 2
MAK Kwong Yiu AFJ412 Licensed Representative - Responsible Officer 1, 4
MIKI Yasuhiro BFN447 Licensed Representative - Responsible Officer 1, 2
MOK Kon Lim ABS236 Licensed Representative - Responsible Officer 1, 4
MOORREES Robert Henri BBQ884 Licensed Representative - Responsible Officer 9
ODELL Elliot ASO319 Licensed Representative - Responsible Officer 2
ORR Joseph Wai Shing AHF354 Licensed Representative - Responsible Officer 4, 9
RIPOLL Remy Jacques Michel BGC777 Licensed Representative - Responsible Officer 1, 2, 4, 5, 7
SAXENA Puru AEX198 Licensed Representative - Responsible Officer 4, 9
SCEMLA Pierre AZS471 Licensed Representative - Responsible Officer 2
Page 10 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
SHI Stacy Yi AHU899 Licensed Representative - Responsible Officer 1
SO Man Hui ARI456 Licensed Representative - Responsible Officer 4, 9
SONG Xiukui BBE458 Licensed Representative - Responsible Officer 4, 9
TOWFIGH Frederick ADD816 Licensed Representative - Responsible Officer 1, 2, 4
VERMAN Genevieve AFR305 Licensed Representative - Responsible Officer 4, 9
WILSON Murray John ARJ081 Licensed Representative - Responsible Officer 1, 4, 7
WONG Howard ADY281 Licensed Representative - Responsible Officer 4
WU Xianao AQM567 Licensed Representative - Responsible Officer 1, 4, 9
YAMAGUCHI Masataka BGB080 Licensed Representative - Responsible Officer 1, 2
YIH Susanna Suk Chi BHF979 Licensed Representative - Responsible Officer 1, 2
YUEN Sze Fun, Keith ASP615 Licensed Representative - Responsible Officer 1, 4, 9
AIYAPPAN Ashwin BLZ384 Licensed Representative (Provisional Licence) 1, 2
ASAEDA HIDEYA BLV794 Licensed Representative (Provisional Licence) 4
ASHFORD-SMITH Daphne Karen BMA239 Licensed Representative (Provisional Licence) 1, 4
BANSAL Jagdeep Singh AYC876 Licensed Representative (Provisional Licence) 4, 9
BARRY Ahmed Wilhelm BME265 Licensed Representative (Provisional Licence) 1, 2
BERTHET Pierre Maurice Paul BMA816 Licensed Representative (Provisional Licence) 1, 2
BLADES Michael Alan BKC217 Licensed Representative (Provisional Licence) 1, 4, 6
BLAIR James Malcolm AKT388 Licensed Representative (Provisional Licence) 1
BUCAILLE Emmanuel Marie Bruno Marcel BLR527 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Chi Wai BLY761 Licensed Representative (Provisional Licence) 1
CHAN Chun Hei BMA511 Licensed Representative (Provisional Licence) 4
CHAN Chun Kit BMC174 Licensed Representative (Provisional Licence) 10
CHAN Kin Ho BLZ744 Licensed Representative (Provisional Licence) 1
CHAN Kwan Shing BLV204 Licensed Representative (Provisional Licence) 4, 9
CHAN Pui Yu BMD854 Licensed Representative (Provisional Licence) 4
CHAN Tak Sum BLZ737 Licensed Representative (Provisional Licence) 1
CHANG Chih Hsuan BLY946 Licensed Representative (Provisional Licence) 4
CHANG Tien Yin BMA437 Licensed Representative (Provisional Licence) 1
CHAU Hiu Yan BAI419 Licensed Representative (Provisional Licence) 1
CHEGUILLAUME Juliette Charlotte Marie H BMA112 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHEN Bo BLZ418 Licensed Representative (Provisional Licence) 1, 2
CHEN Chia Ling BJV926 Licensed Representative (Provisional Licence) 1
CHEN Donghui BDM846 Licensed Representative (Provisional Licence) 1, 6
CHEN Hu BMA461 Licensed Representative (Provisional Licence) 1, 2
CHEN Hui BMA148 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Junyi BLC884 Licensed Representative (Provisional Licence) 10
CHEN Kai Yun AMJ189 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Liang BLY021 Licensed Representative (Provisional Licence) 1, 2, 4
CHEN Tingting BLK154 Licensed Representative (Provisional Licence) 4
CHEN Tunan BLP054 Licensed Representative (Provisional Licence) 6
CHEN Wentao BMC509 Licensed Representative (Provisional Licence) 4
CHEN Xing BLX185 Licensed Representative (Provisional Licence) 1, 4, 9
Page 11 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Yuxi BHC860 Licensed Representative (Provisional Licence) 1, 6
CHEN Zi Mu ALA254 Licensed Representative (Provisional Licence) 1, 4, 9
CHENG Tai Wai, David ARO960 Licensed Representative (Provisional Licence) 1, 4, 6
CHEUNG Cheuk Wing Christie BMA947 Licensed Representative (Provisional Licence) 10
CHEUNG CHIN HO BMA917 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Ching Fai, Daniel ANC002 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHEUNG Kai Ho BLY773 Licensed Representative (Provisional Licence) 1, 2, 4
CHEUNG Man Kuk BME211 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Tsz Ho BHV587 Licensed Representative (Provisional Licence) 1
CHIN Chun Ho BMA531 Licensed Representative (Provisional Licence) 1
CHO Hing Fung BLX809 Licensed Representative (Provisional Licence) 1
CHO Jong Hwan BLZ386 Licensed Representative (Provisional Licence) 2
CHOI Ko Wai BME262 Licensed Representative (Provisional Licence) 1, 6
CHOI Vanessa Wai Lam BLZ377 Licensed Representative (Provisional Licence) 9
CHOW LAM LAM JANE BMA935 Licensed Representative (Provisional Licence) 1, 4
CHUNG Wen Xuan Vincent BMD867 Licensed Representative (Provisional Licence) 1, 6
CORREA FRAGA DE FREITAS Claudio Luis BLZ760 Licensed Representative (Provisional Licence) 1, 4, 9
DA COSTA MONTEIRO Paulo Jorge BLA832 Licensed Representative (Provisional Licence) 1, 2
DE BRUIN Edgar Joannes BMB564 Licensed Representative (Provisional Licence) 1, 2
DENG Jiatian BLS747 Licensed Representative (Provisional Licence) 1, 4
DENG Naitian BMB571 Licensed Representative (Provisional Licence) 4
DING Li BMB551 Licensed Representative (Provisional Licence) 1, 2
DING Zhisuo BLJ424 Licensed Representative (Provisional Licence) 1, 4, 9
DONG Yu BLX951 Licensed Representative (Provisional Licence) 1, 6
DUAN Jingxian BLO863 Licensed Representative (Provisional Licence) 4
DUAN Yanlei BKW772 Licensed Representative (Provisional Licence) 9
EL AYOUBI EL IDRISSI Ahmed BLX546 Licensed Representative (Provisional Licence) 1, 2
ESLER Charlotte Virginia BLU754 Licensed Representative (Provisional Licence) 1, 4
FENG Yahui BAA252 Licensed Representative (Provisional Licence) 1, 2
FERLAND Pierre ARQ522 Licensed Representative (Provisional Licence) 1, 2, 4, 6
FERREIRA DE AVILA Guilherme BLV955 Licensed Representative (Provisional Licence) 1, 4, 9
FRASER Bradley James BHZ827 Licensed Representative (Provisional Licence) 2
FU Lo Cheong Wendy BME731 Licensed Representative (Provisional Licence) 1
FUJII Ken ABM992 Licensed Representative (Provisional Licence) 9
FUNG Gracia Yan Chi ACA300 Licensed Representative (Provisional Licence) 1, 4, 9
GAO Jinxuan BMB987 Licensed Representative (Provisional Licence) 4, 9
GAREAUX Romain BCC523 Licensed Representative (Provisional Licence) 1, 2
GASANGDUOJIE BLY484 Licensed Representative (Provisional Licence) 6
GISBOURNE Ian Mark ACS236 Licensed Representative (Provisional Licence) 4
GOH Junyi BMA435 Licensed Representative (Provisional Licence) 6
GONG Ming BLV678 Licensed Representative (Provisional Licence) 4, 9
GRUEN Stewart Paul BMD848 Licensed Representative (Provisional Licence) 4
GU Jiawen BLQ526 Licensed Representative (Provisional Licence) 1, 6
Page 12 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
GU Mengjie BLO442 Licensed Representative (Provisional Licence) 1, 6
GUO Xiangyun BLL341 Licensed Representative (Provisional Licence) 10
HALL Taylor Amanda BMC935 Licensed Representative (Provisional Licence) 4, 5, 9
HAN Sangjoon BLZ749 Licensed Representative (Provisional Licence) 1, 4
HE WEI AVW085 Licensed Representative (Provisional Licence) 1
HE Xiaoyan BLO690 Licensed Representative (Provisional Licence) 6
HEUNG Chun Kit AUY929 Licensed Representative (Provisional Licence) 1, 4
HO Kevin Kin-hung ATM434 Licensed Representative (Provisional Licence) 1, 4, 9
HO Kwun Yin Wayne BME625 Licensed Representative (Provisional Licence) 6
HO Man ACT360 Licensed Representative (Provisional Licence) 4, 9
HO Pui Ki BLT181 Licensed Representative (Provisional Licence) 1, 4, 9
HO Yat Hei BCK251 Licensed Representative (Provisional Licence) 1, 4
HONG Albert ADI057 Licensed Representative (Provisional Licence) 1
HU CHAO BLZ388 Licensed Representative (Provisional Licence) 9
HU Juewei BLM907 Licensed Representative (Provisional Licence) 1, 4
HU Yangzhao BMB622 Licensed Representative (Provisional Licence) 4
HUANG Anthony BLY755 Licensed Representative (Provisional Licence) 4, 9
HUANG Kanglin BGL116 Licensed Representative (Provisional Licence) 1, 2
HUI Yan Hoo Eric BMB524 Licensed Representative (Provisional Licence) 1, 6
HUO Ran AOI875 Licensed Representative (Provisional Licence) 9
IENO Eiji Alex AXB793 Licensed Representative (Provisional Licence) 1, 2
IP Chin Chung BAK884 Licensed Representative (Provisional Licence) 2
JI Jun BLX770 Licensed Representative (Provisional Licence) 1
JIANG Wen BLU082 Licensed Representative (Provisional Licence) 1, 4
JOHNSON Geddes Roswell BMB538 Licensed Representative (Provisional Licence) 1, 6
JONES Viktoria Charlotte BMF159 Licensed Representative (Provisional Licence) 1, 4, 9
JOUANIN Jean-frederic Paul Stephane BLV469 Licensed Representative (Provisional Licence) 1, 2, 7
KAM Chun Lai BMC230 Licensed Representative (Provisional Licence) 1, 4
KARTHA Harish Ramachandran BFG315 Licensed Representative (Provisional Licence) 4, 9
KIM Dongcheol BMA794 Licensed Representative (Provisional Licence) 1, 4, 9
KIM Young Rin BLZ368 Licensed Representative (Provisional Licence) 4
KOBA Hiroshi BLX816 Licensed Representative (Provisional Licence) 1
KOIKE Yukihiro BAT249 Licensed Representative (Provisional Licence) 4
KONG Xiangyu BLX688 Licensed Representative (Provisional Licence) 4, 9
KUMAR Amit BME712 Licensed Representative (Provisional Licence) 1, 2, 7
KWOK Ka Chun BMA877 Licensed Representative (Provisional Licence) 1
KWOK Kelvin AHT200 Licensed Representative (Provisional Licence) 9
LAI Seng Long BLZ829 Licensed Representative (Provisional Licence) 1, 4, 6
LAI Tsung-Yu BLL631 Licensed Representative (Provisional Licence) 1, 4, 9
LAI Wing Yi, Adda AQX410 Licensed Representative (Provisional Licence) 1
LAM Ngar Lee, Ally BLX536 Licensed Representative (Provisional Licence) 1
LAU CHUN KIT BLN150 Licensed Representative (Provisional Licence) 1
LAU Yin Lun BME248 Licensed Representative (Provisional Licence) 4
Page 13 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
LAW Kai Tak BLV846 Licensed Representative (Provisional Licence) 1
LEE Ji Heon BMA113 Licensed Representative (Provisional Licence) 1, 4
LEE Kin Lok BLY488 Licensed Representative (Provisional Licence) 1, 2, 4, 5
LEE Tak Shing BLW937 Licensed Representative (Provisional Licence) 1
LEE Yik Long ARG942 Licensed Representative (Provisional Licence) 1, 2, 4
LELAND Todd Wilson BLR545 Licensed Representative (Provisional Licence) 1, 4, 6
LEU Shuk Ling Ann BCY941 Licensed Representative (Provisional Licence) 1
LEUNG Enrica Mankay APY817 Licensed Representative (Provisional Licence) 1, 7
LEUNG Ho Tsin BLY770 Licensed Representative (Provisional Licence) 1, 6
LEUNG hon man BMC232 Licensed Representative (Provisional Licence) 2
LEUNG Ka Ying BMB325 Licensed Representative (Provisional Licence) 1, 4
LEUNG Tze Wai BLW763 Licensed Representative (Provisional Licence) 2
LEUNG Wing Hei BMB612 Licensed Representative (Provisional Licence) 2
LEVIN Ross Douglas BLZ728 Licensed Representative (Provisional Licence) 1
LI Chi Wai BLV223 Licensed Representative (Provisional Licence) 1
LI Lu BME183 Licensed Representative (Provisional Licence) 1, 4
LI Ming BET762 Licensed Representative (Provisional Licence) 9
LI Pik Na AOE454 Licensed Representative (Provisional Licence) 4
LI Qiuhui BLY966 Licensed Representative (Provisional Licence) 1, 4, 9
LI Sisi ARN059 Licensed Representative (Provisional Licence) 1, 2, 9
LI Xiangyu BLR906 Licensed Representative (Provisional Licence) 1
LI YANAN BLY502 Licensed Representative (Provisional Licence) 9
LI Yannan BMC218 Licensed Representative (Provisional Licence) 2, 5
LI Yixia BGB573 Licensed Representative (Provisional Licence) 9
LI Zhun AQM198 Licensed Representative (Provisional Licence) 4, 9
LIAN Pengfei BLM867 Licensed Representative (Provisional Licence) 1
LIAN ZHE BMC489 Licensed Representative (Provisional Licence) 1, 4
LIANG Dongqing BLL298 Licensed Representative (Provisional Licence) 1, 2
LIAO Zhike BLZ441 Licensed Representative (Provisional Licence) 1, 2
LILLIBRIDGE Robert Maarten BLY721 Licensed Representative (Provisional Licence) 1, 4, 9
LIM You Jie BJJ423 Licensed Representative (Provisional Licence) 1, 2, 7
LIN Nana BLW079 Licensed Representative (Provisional Licence) 1
LIN Shan BLY362 Licensed Representative (Provisional Licence) 9
LIN WenLin BLO803 Licensed Representative (Provisional Licence) 1
LIN Xiaoruo Nick BLU067 Licensed Representative (Provisional Licence) 1, 6
LIN Xinxin BLT350 Licensed Representative (Provisional Licence) 1, 6
LIU Chang BMD839 Licensed Representative (Provisional Licence) 4
LIU Chin Ting, Billy AZE659 Licensed Representative (Provisional Licence) 1, 6
LIU Fangfei BMC910 Licensed Representative (Provisional Licence) 1
LIU Hanghang BLY367 Licensed Representative (Provisional Licence) 1
LIU Mengning BMC635 Licensed Representative (Provisional Licence) 1, 2, 4
LIU Peinan BLQ400 Licensed Representative (Provisional Licence) 10
LIU Qiao BLO687 Licensed Representative (Provisional Licence) 4
Page 14 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
LIU Renxuan BMA124 Licensed Representative (Provisional Licence) 1, 2
LIU Shuanglong BLM093 Licensed Representative (Provisional Licence) 1, 6
LIU shuhan BMA959 Licensed Representative (Provisional Licence) 1, 2
LIU Sitong BMA553 Licensed Representative (Provisional Licence) 4
LIU TENG BLZ823 Licensed Representative (Provisional Licence) 1, 2
LIU Yingxin BLV191 Licensed Representative (Provisional Licence) 1
LO Tsz Leung, Felix BMA549 Licensed Representative (Provisional Licence) 1
LU Ping BLY772 Licensed Representative (Provisional Licence) 1, 4
LUI Michael Hou Ming AZB648 Licensed Representative (Provisional Licence) 1
LUK Pan Lung BMB210 Licensed Representative (Provisional Licence) 6
LUO Aimei BLT164 Licensed Representative (Provisional Licence) 6
LUO Kaiheng BLN135 Licensed Representative (Provisional Licence) 1, 6
LUO Xiong BLW784 Licensed Representative (Provisional Licence) 1
MA Sirui BMC573 Licensed Representative (Provisional Licence) 1, 4, 6
MA Yan Ying AZD329 Licensed Representative (Provisional Licence) 4, 9
MANGAL Nitij BLY756 Licensed Representative (Provisional Licence) 4
MAO Xiaoliang APQ231 Licensed Representative (Provisional Licence) 1, 4, 9
MARTIN Joseph John AJE474 Licensed Representative (Provisional Licence) 1
MC EVOY Andrew BMF537 Licensed Representative (Provisional Licence) 2, 5
MCCOSKER Daniel Owen AVH590 Licensed Representative (Provisional Licence) 9
MEGLIO Adrien Sebastien BLT538 Licensed Representative (Provisional Licence) 9
MENG Chen BMB955 Licensed Representative (Provisional Licence) 1, 2
MESNARD-SENSE Jean-Francois, Rene, Philippe, Marie BME253 Licensed Representative (Provisional Licence) 1, 4
MIAO Yiqiao BLZ394 Licensed Representative (Provisional Licence) 1, 2, 4
MOK Ka Fai BMC622 Licensed Representative (Provisional Licence) 1
NARAYAN Naresh BLW958 Licensed Representative (Provisional Licence) 1, 2, 4
NARAYAN Santhosh BMA503 Licensed Representative (Provisional Licence) 9
NG Chen Xuan BLU938 Licensed Representative (Provisional Licence) 1, 6
NG Choo Sian BLZ751 Licensed Representative (Provisional Licence) 1, 6
NG Mei Yee BLU471 Licensed Representative (Provisional Licence) 6
NGUYEN Thomas BMA222 Licensed Representative (Provisional Licence) 1
NGUYEN Victor BMB575 Licensed Representative (Provisional Licence) 1, 2
NI Ruiyang BMB609 Licensed Representative (Provisional Licence) 2
OKUBO Takao BBK700 Licensed Representative (Provisional Licence) 1, 4, 6
OON Wei Hong BLU698 Licensed Representative (Provisional Licence) 1, 2
PALMA Michael BLL845 Licensed Representative (Provisional Licence) 1, 4
PAN Jiazhou BLX081 Licensed Representative (Provisional Licence) 4
PAN Xiao BLR938 Licensed Representative (Provisional Licence) 10
PATEL Rajin BMB578 Licensed Representative (Provisional Licence) 1, 2
PENG Weifeng AYJ720 Licensed Representative (Provisional Licence) 9
PENG Zhiyao BMB307 Licensed Representative (Provisional Licence) 1, 4, 6
POON Chung Yeung BGW429 Licensed Representative (Provisional Licence) 1
POON Ronald Lok Hang BLW074 Licensed Representative (Provisional Licence) 6
Page 15 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
QI Shanshan BMG536 Licensed Representative (Provisional Licence) 1
QIAN Chenhan BMD830 Licensed Representative (Provisional Licence) 1, 4, 6
SHA Xiaoting BLZ407 Licensed Representative (Provisional Licence) 9
SHAH Sagar Jayesh BBS742 Licensed Representative (Provisional Licence) 1
SHANGGUAN Peng BLU747 Licensed Representative (Provisional Licence) 1, 4, 9
SHARMA Arunabh Anand Vardhan BLY335 Licensed Representative (Provisional Licence) 9
SHEK Wan Sang Andy BAG221 Licensed Representative (Provisional Licence) 1, 2, 4
SHEN Tingting BLZ746 Licensed Representative (Provisional Licence) 1, 2, 3
SHEN Yuan BMC484 Licensed Representative (Provisional Licence) 1, 2
SHI Hanbei BMC485 Licensed Representative (Provisional Licence) 1, 2
SHIOHARA Kunihiko BLX817 Licensed Representative (Provisional Licence) 1
SHISHIKURA Takehiko BLY530 Licensed Representative (Provisional Licence) 4
SINGH Kieran Jeet BMB522 Licensed Representative (Provisional Licence) 1, 2
SINGH Puneet BCG408 Licensed Representative (Provisional Licence) 1, 4
SIU Kai Yun BIB329 Licensed Representative (Provisional Licence) 9
SIU Lin BLT508 Licensed Representative (Provisional Licence) 1, 2
SLONE Jonathan David AAI585 Licensed Representative (Provisional Licence) 1
SMITH Guy William AJO483 Licensed Representative (Provisional Licence) 1, 4, 6
SO Kwok Kwan BMF167 Licensed Representative (Provisional Licence) 1, 2, 4
SONG Qi BMC486 Licensed Representative (Provisional Licence) 4, 9
SU Ying BLU654 Licensed Representative (Provisional Licence) 1, 2
SUEN Ting Fong Boris BIS100 Licensed Representative (Provisional Licence) 1
SUI Xin BMG557 Licensed Representative (Provisional Licence) 4
SUI Zhenhuan BLX563 Licensed Representative (Provisional Licence) 1, 7
SUN Ruiying BMD549 Licensed Representative (Provisional Licence) 9
SUN Tianshu BLX804 Licensed Representative (Provisional Licence) 1
SUN Xi BLL307 Licensed Representative (Provisional Licence) 1, 6
TAI Kevin BEL952 Licensed Representative (Provisional Licence) 4, 9
TAM King Yip, Stephen AQM646 Licensed Representative (Provisional Licence) 1, 4
TAN Boon Hua Douglas BLY263 Licensed Representative (Provisional Licence) 1, 4, 9
TAN Mabelyn BLV158 Licensed Representative (Provisional Licence) 1, 2
TAN Yi Ming BLZ387 Licensed Representative (Provisional Licence) 1, 2
TAN Yifan BLT958 Licensed Representative (Provisional Licence) 9
TANAKA Hideaki BLX818 Licensed Representative (Provisional Licence) 1
TANG Jiheng BLZ432 Licensed Representative (Provisional Licence) 1, 4, 6
TANG Nan BLY757 Licensed Representative (Provisional Licence) 1, 4, 6
TANG Sisi BLN457 Licensed Representative (Provisional Licence) 4
TANG Su See AFU064 Licensed Representative (Provisional Licence) 1
TAY SHARON LIN LI BMA248 Licensed Representative (Provisional Licence) 1, 4
TEOH Chin Wei ARP541 Licensed Representative (Provisional Licence) 1, 4
TIOJAYA Wirawan BLY722 Licensed Representative (Provisional Licence) 1, 4
TOERNKVIST Tomas Gunnar BMB185 Licensed Representative (Provisional Licence) 4, 5, 9
TSE Leong Fai BLW938 Licensed Representative (Provisional Licence) 1, 2
Page 16 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
TSUI Chun Hin BDM849 Licensed Representative (Provisional Licence) 1, 2
TSUI Shek Hung BGK704 Licensed Representative (Provisional Licence) 1
TSUI Yeuk Ting, Maggie AVV093 Licensed Representative (Provisional Licence) 1, 4
UEDA Kitaru BLY466 Licensed Representative (Provisional Licence) 4
VERSFELD Martin Metcalfe BLD610 Licensed Representative (Provisional Licence) 1, 2
WAN Chun Man ATY752 Licensed Representative (Provisional Licence) 1, 2
WAN Hiu Tung BLU946 Licensed Representative (Provisional Licence) 6
WAN Yiu Fai BLZ364 Licensed Representative (Provisional Licence) 1
WANG Fangzhao BLT543 Licensed Representative (Provisional Licence) 4
WANG Feili AIR147 Licensed Representative (Provisional Licence) 4
WANG Jin AVY040 Licensed Representative (Provisional Licence) 4
WANG Ting BLT890 Licensed Representative (Provisional Licence) 4
WANG Wenjia BMA142 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Xiaolong BLV789 Licensed Representative (Provisional Licence) 1, 2
WANG Zhonghe ADI605 Licensed Representative (Provisional Licence) 1, 4, 6
WATANABE Jun BMC605 Licensed Representative (Provisional Licence) 1
WATANABE Takuma BLX207 Licensed Representative (Provisional Licence) 9
WEI Xiang BMB952 Licensed Representative (Provisional Licence) 1, 4
WEI Xin BLK382 Licensed Representative (Provisional Licence) 6
WEN Dafu BMC503 Licensed Representative (Provisional Licence) 1, 4, 6
WEN Hao BLV715 Licensed Representative (Provisional Licence) 4
WILKINS Trent Stephen BMB937 Licensed Representative (Provisional Licence) 1, 6
WONG De Rui BLZ494 Licensed Representative (Provisional Licence) 9
WONG Man Hin BKI722 Licensed Representative (Provisional Licence) 1
WONG Ngai Cheung BME661 Licensed Representative (Provisional Licence) 1, 4, 6
WONG On Nga Ada BMA505 Licensed Representative (Provisional Licence) 1, 4
WONG Stanley Car-Lai AXM488 Licensed Representative (Provisional Licence) 1
WONG Vivien ARR811 Licensed Representative (Provisional Licence) 4, 9
WONG Wa Fung BMA205 Licensed Representative (Provisional Licence) 1
WONG Wai Yan AWY281 Licensed Representative (Provisional Licence) 9
WONG Yanling, Jesalyn BMF019 Licensed Representative (Provisional Licence) 4
WONG Yuen Yan BBX597 Licensed Representative (Provisional Licence) 1, 4, 9
WU Man Yu BIX431 Licensed Representative (Provisional Licence) 1, 4
WU Xuexiao BLV472 Licensed Representative (Provisional Licence) 1
WU Youping BMC025 Licensed Representative (Provisional Licence) 1, 2, 4
XIAO Yuan AZB291 Licensed Representative (Provisional Licence) 1, 2, 4
XIE Yun BLR526 Licensed Representative (Provisional Licence) 1, 4
XIE Yunqi BLY481 Licensed Representative (Provisional Licence) 1, 4
XING Ziyan BLY552 Licensed Representative (Provisional Licence) 1, 4, 6
XU CHEN BLY571 Licensed Representative (Provisional Licence) 10
XU Lei BLX417 Licensed Representative (Provisional Licence) 1, 2
XU Wanlu AXX543 Licensed Representative (Provisional Licence) 1
XUE Rui BLX378 Licensed Representative (Provisional Licence) 1, 6
Page 17 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
YAFFE Alexander David BLX553 Licensed Representative (Provisional Licence) 1, 2
YAMANAKA Satoko BLY531 Licensed Representative (Provisional Licence) 4
YAN Peide BIC436 Licensed Representative (Provisional Licence) 9
YAN Wujiuyi BLZ741 Licensed Representative (Provisional Licence) 1, 4, 9
YAN XUE BMA928 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Lixing BLR529 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Xiaotong BMC628 Licensed Representative (Provisional Licence) 1, 4
YANG Yuying BMB332 Licensed Representative (Provisional Licence) 10
YANG Zhen BKY631 Licensed Representative (Provisional Licence) 4
YAO Jingwan BLW968 Licensed Representative (Provisional Licence) 10
YEONG Yee Lam BMB326 Licensed Representative (Provisional Licence) 1, 4
YEUNG Chun Kit BLZ012 Licensed Representative (Provisional Licence) 3
YIN Shi APC594 Licensed Representative (Provisional Licence) 6
YIP Yuen Ching Shirley BLV197 Licensed Representative (Provisional Licence) 4, 9
YOO Keon Ho BMB635 Licensed Representative (Provisional Licence) 1, 2
YOON Hae Sol BLZ747 Licensed Representative (Provisional Licence) 1, 4
YU Jintong BLZ710 Licensed Representative (Provisional Licence) 4
YU Wai Tak BLV461 Licensed Representative (Provisional Licence) 1, 4
YUAN Nelson Chien AKY987 Licensed Representative (Provisional Licence) 1, 4, 9
YUAN Yingjie BLV897 Licensed Representative (Provisional Licence) 1, 6
YUEN Hu Tone, Leslie AUJ677 Licensed Representative (Provisional Licence) 1, 4, 6
YUEN Wing Tung BLX127 Licensed Representative (Provisional Licence) 3
YUNG Huen Ling BMA136 Licensed Representative (Provisional Licence) 1
ZHANG Heyin BLZ385 Licensed Representative (Provisional Licence) 10
ZHANG Lulu BMA547 Licensed Representative (Provisional Licence) 1
ZHANG Yizhou BLZ750 Licensed Representative (Provisional Licence) 1, 6
ZHANG Yuanjie BGC446 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG Zimu BLV862 Licensed Representative (Provisional Licence) 1, 6
ZHAO Chun BLR261 Licensed Representative (Provisional Licence) 4
ZHAO He BLN655 Licensed Representative (Provisional Licence) 1, 4, 6
ZHAO Siqi BEH967 Licensed Representative (Provisional Licence) 6
ZHAO Zongming BLZ818 Licensed Representative (Provisional Licence) 1, 2
ZHOU Haoyun BLM077 Licensed Representative (Provisional Licence) 1, 6
ZHOU Jason Xiaoyu BJK785 Licensed Representative (Provisional Licence) 1, 4, 9
ZHOU Weiwei BLR542 Licensed Representative (Provisional Licence) 1, 2
ZHOU Wenjie BLW072 Licensed Representative (Provisional Licence) 6
ZHOU Yang BMB556 Licensed Representative (Provisional Licence) 4, 9
ZHOU Yuan BLI876 Licensed Representative (Provisional Licence) 1, 4
ZHU Xiaochen BMA483 Licensed Representative (Provisional Licence) 1, 4
ZHUANG Jie BKV931 Licensed Representative (Provisional Licence) 1, 6
ZIZI Adil BLY478 Licensed Representative (Provisional Licence) 1, 2, 4
ZOU Longwen BLN436 Licensed Representative (Provisional Licence) 1, 6
AGARWAL Virat BGU565 Licensed Representative (Temporary Licence) 1
Page 18 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
ANDERL Maximilian BGD222 Licensed Representative (Temporary Licence) 1, 4
ANG Carl Jiren BHT357 Licensed Representative (Temporary Licence) 4
ANG SOK HAN BLF878 Licensed Representative (Temporary Licence) 1
BAKER Brian Stephen BJK848 Licensed Representative (Temporary Licence) 1, 2
BEHERA Roshan Raj ARP091 Licensed Representative (Temporary Licence) 1, 4
BEVAN Richard BFK559 Licensed Representative (Temporary Licence) 1, 2
BLATZ Christopher Joseph BMA282 Licensed Representative (Temporary Licence) 1
BLOOM Joseph Jason BMC566 Licensed Representative (Temporary Licence) 1, 4
BRENNAN Paul Francis BMB677 Licensed Representative (Temporary Licence) 4
CEREZO Rafael Alejandro BMD882 Licensed Representative (Temporary Licence) 1
CHAVALI Ramakrishna BIB421 Licensed Representative (Temporary Licence) 1, 2
CHEN Wen-Chin AVD899 Licensed Representative (Temporary Licence) 4
CHHUGANI Gautam Prakash BIO676 Licensed Representative (Temporary Licence) 4
CHIDGEY Kieren Joseph BJX129 Licensed Representative (Temporary Licence) 4
CHING Yi Edmund AKU003 Licensed Representative (Temporary Licence) 4
CHO Chulhee BEX932 Licensed Representative (Temporary Licence) 4
CHOI Gowoon BJY957 Licensed Representative (Temporary Licence) 4
CHOI Minha BFC667 Licensed Representative (Temporary Licence) 4
CHOPRA Sameer BAU420 Licensed Representative (Temporary Licence) 1, 4
CHOPRA Swati BAW702 Licensed Representative (Temporary Licence) 1, 4
CHUA Kah Meng, Adrian AWD992 Licensed Representative (Temporary Licence) 4
CHUA Minguang Donald BEF380 Licensed Representative (Temporary Licence) 1, 4
CHUNG Jeehyun BEX928 Licensed Representative (Temporary Licence) 1
COGHILL James Arthur Lawrence AWC079 Licensed Representative (Temporary Licence) 4
DADABHOY Jamshed Rustom BFK188 Licensed Representative (Temporary Licence) 4
DARK Adrian John BFA326 Licensed Representative (Temporary Licence) 4
DARMONO Permadawani BJH031 Licensed Representative (Temporary Licence) 4
ELDER Luke Gregory BLY726 Licensed Representative (Temporary Licence) 10
FENG Kaiyun BKO099 Licensed Representative (Temporary Licence) 1
FERNANDEZ Gaston Luis Gervasio BKW519 Licensed Representative (Temporary Licence) 1
FLEMING Tom Nathan BMA856 Licensed Representative (Temporary Licence) 1
FUJIKI Tomohisa BJK781 Licensed Representative (Temporary Licence) 4
GOLDSMITH Andrew Coval BMC602 Licensed Representative (Temporary Licence) 1, 4
GOONAN Anthony John BMF399 Licensed Representative (Temporary Licence) 1
GUPTA Vishal BMI026 Licensed Representative (Temporary Licence) 1
HAN Jennifer Koun AMY266 Licensed Representative (Temporary Licence) 4
HENNESSY Kevin David BLN404 Licensed Representative (Temporary Licence) 1, 2
JANSEN Michael BEI461 Licensed Representative (Temporary Licence) 1, 2
JIN Hong Goock BLD547 Licensed Representative (Temporary Licence) 4
JIP Allan AGL440 Licensed Representative (Temporary Licence) 2, 5
JOHNSON Adam Michael BMG529 Licensed Representative (Temporary Licence) 1, 4
KATO Takaya AXC437 Licensed Representative (Temporary Licence) 1
KIM Jinwoo BGY980 Licensed Representative (Temporary Licence) 4
Page 19 of 21
REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1
KINGSTON James Patrick BMC967 Licensed Representative (Temporary Licence) 1, 4
KISHIDA Naoaki BBG395 Licensed Representative (Temporary Licence) 2, 5
KIT Wei Zheng BEB420 Licensed Representative (Temporary Licence) 4
KONG Robert Patrick BDQ917 Licensed Representative (Temporary Licence) 4
LEE Doyeon BFO638 Licensed Representative (Temporary Licence) 4
LEE Moses BDE482 Licensed Representative (Temporary Licence) 2, 5
LIN Ming-De BEC282 Licensed Representative (Temporary Licence) 1, 4
LINHARDT Susanne Patrizia BLZ809 Licensed Representative (Temporary Licence) 1, 4
LLOYD David BEF285 Licensed Representative (Temporary Licence) 4
LOW Wan Ting BMD899 Licensed Representative (Temporary Licence) 1, 4, 5
MAEKITA Takanobu BHX057 Licensed Representative (Temporary Licence) 1, 2
MANSELL Steven Robert BEI891 Licensed Representative (Temporary Licence) 4
MATHUR Aditya BEO279 Licensed Representative (Temporary Licence) 4
MATITIA Edouard Albert BHG614 Licensed Representative (Temporary Licence) 1
MCKINLEY Charles Joseph BME214 Licensed Representative (Temporary Licence) 1
MIEDEMA Jeldert BLF654 Licensed Representative (Temporary Licence) 1
MIVELAZ Gregoire Bernard ASD683 Licensed Representative (Temporary Licence) 1
MORGAN Daniel Gregory AVH378 Licensed Representative (Temporary Licence) 4
MORGAN Glenn David AWK540 Licensed Representative (Temporary Licence) 1
NA Eun Chae BGC163 Licensed Representative (Temporary Licence) 4
NAGAHORI Makoto BKJ477 Licensed Representative (Temporary Licence) 1
NAIR Prashant Gopinathan BEN187 Licensed Representative (Temporary Licence) 4
ONG Li Ting Clarinda BMD904 Licensed Representative (Temporary Licence) 1
PREUSSER Ralf Alexander BGJ102 Licensed Representative (Temporary Licence) 1, 4
REDFERN William James BGX417 Licensed Representative (Temporary Licence) 1, 4
ROBERTS Glyn David BBZ480 Licensed Representative (Temporary Licence) 1, 2
RYAN Alastair William BAJ168 Licensed Representative (Temporary Licence) 1, 4
SACCO Alexander David BMH784 Licensed Representative (Temporary Licence) 1
SASAKI Futoshi BEZ608 Licensed Representative (Temporary Licence) 1, 4
SECKER Graham Ronald AUD568 Licensed Representative (Temporary Licence) 1, 4
SHAPIRO Glenn Kromer BLX089 Licensed Representative (Temporary Licence) 1, 4
SHEETS Andrew Paterson BDC115 Licensed Representative (Temporary Licence) 1, 4, 5
SHUKLA Manish Bhupendra BKJ049 Licensed Representative (Temporary Licence) 4
SNELL Scott Woods BMC962 Licensed Representative (Temporary Licence) 1, 4
SPARTALIS Sophie Despina BIM602 Licensed Representative (Temporary Licence) 1, 4
SUN MATTISON Linda Wu BBF677 Licensed Representative (Temporary Licence) 4
TAKAHASHI Tetsuaki BAI982 Licensed Representative (Temporary Licence) 1
TAYAL Kunal BBL045 Licensed Representative (Temporary Licence) 1, 4
TOMARU Yoshitaka BFT494 Licensed Representative (Temporary Licence) 1, 2
TSUCHIMOTO Takehiro AWF625 Licensed Representative (Temporary Licence) 1
VAN HIEN Mustafa BMG567 Licensed Representative (Temporary Licence) 1
VANDERPUMP William James BEG371 Licensed Representative (Temporary Licence) 4
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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 02/2018
CE Name CE No. Licence Type Types of Regulated Activity
VOLPON Tony BMJ345 Licensed Representative (Temporary Licence) 4
WANG Peng Yu BKO879 Licensed Representative (Temporary Licence) 1, 4
WILLIAMSON Joshua David BIN735 Licensed Representative (Temporary Licence) 4
WINARDI Ronald AXL931 Licensed Representative (Temporary Licence) 4
WRIGHT Kristina Fleur Marshall AXV982 Licensed Representative (Temporary Licence) 1
XIE Dan BHT121 Licensed Representative (Temporary Licence) 1
YAMAGUCHI Miho BBD148 Licensed Representative (Temporary Licence) 1
YANAGISAWA Masakazu ASL355 Licensed Representative (Temporary Licence) 1
YANG Xiaoxi BLU778 Licensed Representative (Temporary Licence) 1, 2
YAU Hoe Kiat, Patrick AML197 Licensed Representative (Temporary Licence) 4
YIU Wong Ki AYW262 Licensed Representative (Temporary Licence) 4
YOO Jongwoo BEX905 Licensed Representative (Temporary Licence) 4
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