8/3/2019 Richard G Stearns Financial Disclosure Report for 2010

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AO IORe* , . 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2 010

Report R equired by the Ethicsin Go vernme nt Act of 1978(5 U.S.C . app. . ( ; ff 101-11 1)

I . Person Rep ort ing ( las t name, f i rs t , middle ini t ia l )St eams , R i ch ar d G .

4. Title (Article III j u d g e s i n d i c a t e a c t i v e o r s e n i o r status;magistrate judges indicate full- or pan-time)

2. Cour t o r O rganiza tionU. S. D.C. M assach use t t s

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e

D i s t ri c t C o u r t J u d g e ( A c t iv e )

7. Chambers or Office AddressU.S. Dis t r ict Cou r t1 C o u r t ho u s e Wa yBo s to n , M A 0 2 1 0 9

[] Initial [] Annual [] Final5 h . [ ] A m e n d e d R e p o r t8. O n the bas is o f the in formation conta ined in this Repor t and anym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

Reviewing O f f icer Date

3 . D a t e o f R e p o r t04/71 /201 I

6. Report ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the N ONE box for e ach part where you have no reportable in format ion. S ign on las t page .

I . P O S I T I O N S . m e ~ , o m . u i ,, d iv i d u a l o n ~ : s e e p p . 9 - . o / ~ i n g instructions.)~- ~ (No reportable p ositions.)O N E

POSITION NAME OF ORGANIZATION/ENTITY1. Par tne r Massachuset ts Prosecutors Guide2. T ru s tee (n on -co m pensated) V incen t M em oria l H o sp ita l (M assachu se tts Gene ral H o sp ita l - B o sto n)3.

4.5.

I I . A G R E E M E N T S . m e ~ , o r a . g individual only; see pp. 14-16 of filing instractionx)~] (No r epor tabl e agreeme nt s . )O N E

DATE PARTIES AND TERMS

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N a m e o f P e r so n R e p o r t i n gStearns, Richard G.

D a t e o f R e p o r t04/211201 I

I ll . N O N - I N V E S T M E N T I N C O M E . t R e p o r t in g individual and spouse; see pp. 17-24 of fillng instructions.)A. Filers Non-Investment Income~-~ NONE non-investment income.)N o reportable

D A T E S O U R C E A N D T Y P E I N C O M E{yours, not spouses)1. 2010 Massachu se tts P ro secu to rs Gu id e (B o o k R o y a ltie s) $3 ,338.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t f y o u were married daring any portion of the reporting year, complete this section.(Do l lar amoun t no t requ ired excep t fo r honoraria. )

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

I.2.3.4.

I V . R E I M B U R S E M E N T S -transportation,Iodglng, food, e n t e r t a i n m e n L( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n , " s e e p p . 2 5 - 2 7 o f f i l in g i n s t n t c t io n s . )

[] (No reportable reimbursements.)ONESOURCE DATES LOCATION

1. N Y IP L A -C L E March 26 -27 , 2010 N ew Y o rk , N ew Y o rk2. North Atlant ic Treaty Org. Jun e 21 -25 , 20 10 Ankara , Tu rkey3. F R E E Sem in ar A u g u st 9-12 , 2010 B ozeman , M T4. North Atlant ic Treaty Org. O c t o b e r 2 5 - 2 9 , 2 0 1 0 Garmisch, Germany5.

P U R P O S EPaten t Law Din n erTerro r i sm Co n feren ceTerro r i sm LecturesTerro r i sm Co n feren ce

ITEMS PAID OR PROVIDEDTravel , meals and lodg ingTravel , meals and lodg ingTravel , meals and lodg ingTravel , meals and lodg ing

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N a m e o f P e r s o n R e p o r t in gStearns, Richard G.

D a t e o f R e p o r t04/21/201 I

V . G I F T S . a n c l u d e s those to spouse and dependent children; see plx 28-31 of f i l lng instruc~ions~)~-] N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T IE S . a n c t , ,d e s t h o s e o l s p o u s e and dependent chi ldren; see pp. 32-33 of fi ling instructlonx)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.

2.

3.

4.5.

VALUECODE

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N a m e o f P e r s o n R e p o r t i n gStearns, Richard G.

D a t e o f R e p o r t04/21/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o lu , , ~ a n s a c t io n s a n c l u d ~ t h o s e o / s p o , , s e a n d d , p e n d e n , c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instruction&)N O N E (No reportable income, assets, or transactions.)

D e s crip t io n o f A s se ts I n co m e d u r in g( i nc l udi ng t r us t asse t s) r epor t i ng per i od

i (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e.g.,e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d iv . , r en t ,( A - H ) or i n t . )

I. TECO Common B Dividend

2. Westar E n e r g y Common B Dividend3. First E n e r g y Common A Dividend4. Bank of America Common A Dividend

5. Mass. Prosecutors Guide A Dividend

6. Bank of America MMF A Interest

7. Bank of America MMF S a v i n g s A Interest8. Citizens Bank K e o g h 401K C Interest9. State St. Bank 401K B Interest

10 . Fidelity Growth & Inc. IRA A Dividend

II. Fidelity Equity Inc.ll IRA A Dividend

12 . Fidelity Utilities Fund IRA A Dividend

13 . Bank of America IRA B Interest

14 . Rhumbline, lnc. (Boston) None

15 . Fidelity Cash Reserves A Dividend

16 . Morgan Stanley MMF A Dividend

17 . Citizens Bank Check A lnterest

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d( t ) (2)

V a l u e V a l u eC o d e 2 M e tho d

( J - P ) C o d e 3

K T

K T

K T

L T

J T

L T

M T

M T

M T

N T

K T

M T

J U

J T

J T

J T

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(i ) (2) (3) (4) ( 5 )T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o f

buy , se l l , mm/dd~ C o d e 2 C o d e I buyer / se l l err e d e m p t i o n ) ( J -P ) ( A - H ) ( i f p r iva te

l xansact i on)

S o l d 12 /13 /10 J C

I . Income Gain Codes: A =$1.000 or tess B =$1.00l - $2,500 C = $2 .5 01 - $5 ,000 D = $5 ,001 . $15 ,000(S e e Co lu m n s B I a n d IM ) F =$50.001 - $100,000 G =$1 00,001 - $ 1.000.00 0 ! 11 =$ 1.000,001 - $5 .000.000 112 =Mo re tha n $5 .00 0.000

2 . V alue C odes J = $15 .000 o r le ss K ~ $15 .001 - $5 0.000 L ~$5 0.0O I - $100,000 M = $100.001 - $250.0~0(Scc Columr,.s CI and D3) N = $250.001 - $5 00.000 O = $5 00.001 - $1.000.000 P I = $1.000.001 - $5 .000,000 P2 =$5.000.001 - $25,000.~00

P3 =$25,000.001 - $50.000.000 P4 =More than $50.CO0,0003. V alue M ethod C odes Q =Appraisal R --Cost (Real Es tate Only) S =Assessment T = C as h M ar k e t(Scc C olu m n C 2) U -B o o k V a lu e V = O xher W = E stim ated

E =$15,001- $50.000

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N a m e o f P e r s o n R e p o r t i n gStearns, Richard G.

D a t e o f R e p o r t0-1/21/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o . . ,. .. 0 ~ , ,. ~ , o ~ , , c ~ i o ~ a , d , d , , ~ o , , o / , e o , ,, o , ~ d , e , ,~ , , t ~ n a , , ,: , ,, ~ 3 4 - 6 0 of fi/ing i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period o f r e p o r t i n g p e r i o d(I) (2) (I) (2) (I) (2) (3) (4) ( 5 )

Place "(X)" after each asset Amount T y p e ( e . g ., Value V a lu e T y p e ( e . g . , D a t e V a lu e Gain I d e n t i~ y o fexempt from prior disclosure C ode I d i v . , r e n t , Code 2 M e t h o d buy, sel l , m m/d d~ iy C od e 2 Co d e l buyer! sel ler(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t e! ( Q - W ) t r a n s a c t i o n )

1 8 . Fidelity Government Bond IRA1 9 . Sun Micro Comm on

2 0. Bank o f Amer ie aCheck21. Citizens B ank Savings

A DividendNone

A I n t e r e s t

A I n t e r e s t

JJ

T

TT

Sold 01/28/10 J A

I. Income Gain Codes :(S cCo lu m n s BI a n d D4 )

2 . V alue C odes(5 c Co lu m n s CI a n d D3 )

3 . V alue M clho4 C odes(S e e Co lu m n C2 )

A =$ 1 . 0 0 0 or l e s sF =$ 5 0 ,~ ) 1 - $ 10 0 , 0 0 0J =$ 1 5 .0 0 0 o r l e s sN =$ 2 5 0 .0 0 1 - $ 5 0 0 .0 0 0P 3 =$ 2 5 .0 0 0 .0 0 1 - $ 5 0 . 0 0 0 . 0 0 0Q = A p l w a i s a lU = B o o k V a l u e

B=$1,001 - $2,500G =$100.001 - $1,000.0~K =$15,001 - $50.000O = $ 5 0 0 . 0 0 1- $1,000,000R = C os ! ( R c a l Esta l O n ly )V = O h c r

C=$2 ,501 . $5 ,000It I =$ 1.000.001 - $5.000,0~0L=$50.001 -PI =$1,000.001 - $5,000,000P4 =More lhan $50.000.000S =Ass~ssngmW = E s t imatcd

D =$5,001 - $ 1 5 , 0 0 0H 2 = M o r e t h a nM = $ I 0 0 . 0 0 1 . $ 2 5 0 . 0 0 0P 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 ~ ) . 0 0 0T =Cash Markcl

E =$ 1 5 .0 0 1 - $ 5 0 .0 0 0

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Name of Per son Repor tingStearns, Richard G.

D a t e o f R e p o r t04/21/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.Vl l . L ine 5 . Th e M assach use t t s Prosecu to r s Gu ide por t fo l i o i s i nves t ed i n F ide l i ty A sse t M anage r (L ) , F ide l i t y Equ i t y Income I I (K) , F ide l i ty Grow th & Incom e(J ) , and F ide l i t y Spa r t an U . S. Trea su ry ( J ) , a l l mu tua l fu nds .VII . Lin e 8 . This Ci t i zen s Ban k K eo g h Acco un t i s in ves ted in C er t i fica tes o f Dep o s i t .VII . L in e 9 . This 40 1K Ret i remen t P lan i s in ves ted in S ta te S t ree t Ban k s to ck an d m o n ey m arke t in s t rumen ts .VII . L in e 13 . This IRA P lan i s in ves ted in a Cer t i f ica te o f Dep o s i t .

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Name o f Per son Repor tingStearns, Richard G.

Date of Report04 /21 / 201 I

IX. CERTIFICATION.I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h el d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo s u r e .I f u r the r c e r ti fy tha t e a rn e d in c o me f ro m o u t s id e e m p lo y m e n t a n d ho n o ra r i a a n d the a c c e p ta n c e o f g i f t s ~v hich ha v e be e n re p o r t e d a re i n

c o mp l i a n c e wi th the p ro v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . se q . , 5 U . S .C . 735 3 , a n d J u d ic i a l C o n fe re n c e re g u l a t i o n s .

Signature: S] Richard G . Stearns

N O T E : A N Y I N D I V I DU A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i sc l o s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S ta t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4