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Ronald M Whyte Financial Disclosure Report for 2009

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  • 8/3/2019 Ronald M Whyte Financial Disclosure Report for 2009

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    FINANCIAL D ISCLOSURE REPORT , ~ e p o r t R e q u i r e d b y th e E t h i c sin Government Act of ! 978FOR CALE~AR YE~ 2009 0 U . s c . ~ p ~ . ~ 1 0 , -I 1 1 )i L P e ~ o n R e p o s ~ ln g ( l a s t n a m e, f i r s t , m ~ d d l i n i t i a l ) 2 ~ o u r t o r O r g ~ m l z a t lo n 3 . D a t e o f R e p o r ~

    Whyte , Rona l d M. Northern D istr ic t California 07/05/2010

    4. Ti t le (Ar t ic le f f i judges ind ica te ac t ive o r sen io r s ta t~s ; 5 a. R epo rt T ype [ch eck a ppro pria te type ) 6 . R e po rt in g Pe rio drnagisuate)udges in dica~ ful l - or par t- time)[] Nomination, Da t e 0 1 / 0 1 / 2 0 0 9

    U.S. District Judge - Senior ~1---1 Itali!! ~ Annual [] Fma! to12~31 /20095b. [] Amended Repor~

    7. Chambers or Office Address 8. On the b a s i s o f t he i n fo rm a t io n co n t a in ed i n t h i s Repo r t a n d a n ymodifications p e r ta in ing th e r e to , i t i s, m m y o p in ion , in c om p l ianc eU.S. Dtsiglct Court with appl icable l aws and regula t ioos.280 S. First StreetSan Jose, CA95113 Reviewing Officer D a t e

    I M P O R T A N T N O T E S : The inarucaon~ accoa~panying th~s formmust be f o ll o w e ~ C o m p l e te all pa r ts ,checking the NONE box for each part where you have no reportable information. ~ign on I~st page.

    I . P O S I T I O N S . ~ e ~ o r a .~ ~ a ~ u ~ a o a ~ ; ~ , e ~ p ~ ~ . ~ s o/fir~g ins~ruct~on~)D N O N E (No reportable positions.)

    POSITI0]N N A M E O F 0 R G A N I ZA T I O N / E N T I T YI. Member of Exec. Committee Santa Clara Inn of Cour~

    2 . Mem ber Inte llec tual Property Board of Advisors - George W ashington Law Sch ool3 Member Santa Clara Law School IP Advtsory Board

    N O N E (No reportable ag reements.)DATE P A R T IE S A N D T E R M S

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    N a m e o f P e r s o n R e p o ~ t ln g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPO RTWhyte, Rona d M.age 2 of 8 0 7 / 0 s / 2 0 ~ 0

    IIl. NON-INVESTM ENT INCOM E. O~o~ ~ d~ ~ p o ~ ; s e e ~ . ~ - ~ 4 o ~ ~ , ~ , ~ o ~ )A. Filers Non-Inves tmen t Income

    H O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE INCOME(yours, not spouses)

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were married du ring uny p ordon of the reporffng year, complele this section.( D o l l a r a m o u n t n o t r ~ q u , r e d w x c e p t [ o r h o n o r a r u ~ . )---] N O N E ( N o reportable non-investment income.)

    DATE SOI,/RCE A N D T Y PE! . 2009 Court Designated Child Advocates - wages

    IV. REIMB URSEM ENTS - tr...~.toao., todg;,,g, foo~,( l n c lu d e ~ t h o s e t o s p o t o e a n d d e p e n d e n t c h d d r e n , s e e p p 2 3 - 2 7 o / f il i n g i n , t r u c tt o n s . )

    [~ N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N PU R PO SE IT E M S PA ID OR pR O VID ED

    I Geroge Wash i ng t on Law Sc February 9-2 0 D elh i, M umbm India Profess ional Sem inar R e imburseme nt for meals, travel andhool ging2 George W ash i ng t on Law Sc May I 1-13 W ashnngtono D C Professional C onference R e imburseme nl for meals, travel and Iodboo! grog3 Federa l C i r cu i t Bar Assn June 18 -2 11 5 W h* te Sulpher Spins, Professional C onference R eimbursement for meals, trave l and IodW VA ging4. AIPLA October 16-1 8 W ashington D C Professional C onference R e,mbursement for meals, trave l and Iodg,ng

    5 George W ash i ng t on Law Sc October 2 2-34 W ashington D C P ro fe s si on al Co nf er en ce R e im bu rs e me nt fo r i nc a,s , t ra ve l a nd Io dhool gting

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    Name of Person Reporting Date of ReportP a g e F I N A N C I A L 3 o f 8 D I S C L O S U R E R E P O R T ] W h y t e , R o n a l d M . 0 7 / 0 5 / 2 0 1 0

    [~ N O N E (No reportable gifts.)~ DESCRIPTION V A L U E

    1 .2

    3.

    4.

    5

    ~] N O N E ( N o reportable .qabilities.)CREDITOR DESCRIPTION V ALUE CODE

    I2

    3.

    4

    5.

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    FINANCIAL DISCLOSURE N a m e o f P e r s on R e p o r t i n g " [ D a t e o f R e p o r tREPORTI W h y t e , Ronald M. ]

    07/05/201a g e 4 o f 8V I I . I N V E S T M E N T S a n d T R U S T S - i , ,c o . ,, o , ~ t , , ._ . , ., , ~ , , c t ~ o , ~ a n c . ~ t h o ~ o f ~ o . . .. . d dependent children; see pp. 3460 of filing--] N O N E ( N o reportable income, assets, or transactions.)

    A . I B c rD e s c r l p t i o n o f A s s ~ l s ! I n c o m e d u r i n g G r o s ~ v a l u e a t e n d o f T r a n s a c l m n s d u n n g r e p o r ti n g p c r m d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d , r e p o r t i n g p ~ n o dT y p e ( elace "(X)" after each ~ !Amoun! I Type (e.g.. Value V a l u e ] I Date | Value G a ,n I d e n t i t y o f

    ( A - H ) o r ~ n t . ) ( J - P ) C o d e 3 I redcmpuon) D a y ( J - P ) ( i f p r i v a t e

    I. Em eryvil le Redev Bond A Interest J T2. Sacramento Utili ty Bond A Interest J T3. Cal ifornia Water Bond due 2016 A Interest J T4 Cal ifornia Water Bond due 2018 A Interest J T5. Da vis N Y V enture M ut F und A D i w d e n d M T6. Templeton Fore ign Fund B Dividend M T7 . Dr y den Ca l M uni F und B Dividend K T8. Pumam Cal Tax Ex Fund C Divtdend Sold 7 / I 3 M A9. Pax Wo rld Fund D D~vtdend M "r

    1 0 . First Eagle: (Sogen) Intematienal Fund B Dividend M TI I Bank of the West Acct A Interest J T1 2 . Bank of the West Accl A Interest K T1 3 . Rental Property, Ketchum, ID, assessed val D Rent N Sue: $460,0001 4 . Rental Proper ty, Los Oatos, CA, assessed v D Rent N Salue- $ 265,38415 Calamos Investment Trust Growth Fund None L T1 6 . Eaton Vance Heal th Science Fund A Dividend L T1 7 . von Weise Properties, LLC D Distribution N W

    3. Value Mc~ C~ Q ~Ap~l R ~1 (Real ~tale ~ly) S =~nr T =C~h M~k~

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    FINANCIAL DISCLOSURE N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tREPORT[ W h y t e , R o n a l d M . 07/05/2010a g e 5 o f 8

    V I I . I N V E S T M E N T S a n d T R U S T S - Z , ~ o ~ . o . . .t .~ , , , ,, . ~ a o . , a , a .~ r h o , , of ~o,~, o ,d dependent children; see pp. 3 4 - 6 0 of filing instruction~)---] N O N E (No reportable income, a ss ets, or trans acttons )

    A. B. C. [ D.D e s c r i p t i o n o f A s s e ~ I n c o m e d u n n g G ro s s va l u e at e n d o f

    t

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( m c l u d i n g ~ u s t a s s e ~ s ) r e p o r t i n g p e r io d r e p o r t i n g p e r io d~,~r ~) ~--l--~ ~,) ]----~i-i-~f-l-~f-]- ~.~P l a c e : " ( X ) " a f t e r e a c h as~l A m o u n t ] T y p e ( , e . g ., V a l u e I Value T y p e ( e g . , [ Date i Value i Gain / I d e n t , t y o fe x e m p t f r o m p r i o r d i s c lo s u r e Code I [ d , v , r e n t , C o d e 2 i Method b u y . s e l l , Month - [ Code 2 I Code I I buyer/seller(A-H) .... ,) ( J - P ) [ Code3 1 r e d e m p t i o n ) D a y I (J-P)i(A-.)[ ( i f p r i v a t e1 8 . Artio Inter Fund (Jul ius Baer) C Dividend L T1 9 . Oppenheimer Dee Mrks Fd A Dividend K T

    20 C hase ( fo rm e r ly W ash M ut Ban k) A Interest J T2 1 . River s ide Ca un i S /D bond A Interest Redeem ed 9 /1 K A2 2 . Rosem ea d Ca 3 . 5 Redev Bond B Interest L T

    2 3 . Cer es Ca Redev Bond A Interest K T2 4 . Cor ona Ca Cor p Y d Bond B Interest Redeem ed 9/I K A2 5 . Solano C A 3 .5%Bond B Interest K T2 6 . Pom ona CA Bond B Interest L T27 CM A Money F und A Dividend J T

    2 8 . M L B an k D e po s i t A Interest L T2 9 . Sacramento San Bd B Interest L T3 0 . Rea s sur e Annui ty D Interest M T3 1 . Fremont CA Un High Sch Bond B I n t e r e s t K T3 2 . Alameda Corr idor Tran Bond None L T3 3 . San Jose Redev Agy Bond C I n t e r e s t L T3 4 . CD G ol dm a n Sa chs Bk C Interest Redeem ed !2/3 M A

    I . Income Gmn Code~ A = $ 1 , 0 0 0 o r l e s s B - $1 ,001 - $2 ,500 C =$2,50 l - S5 ,000 D ~$ 5 , 0 OI - $ 1 5 . 0 0 0 E =$15.04)1(See Columns BI r, nd D4) F =$$0 ,0 01 - $1 0 ~,0 00 G ~$1 0 0 .0 0 1 - $1 .0 0 0 .0 00 I l l =$1 ,000 ,001 - $5 ,000 ,000 H 2 = Mo r~ t h~n $ 5 . 0 0 0 , 0 0 02 V a l u e C o d e ~ J ~$l 5 .0~0 m" less K = $ 1 5 . 0 0 1 - $50,0~0 L = $ 5 0 ,0 0 ~ - $ 1 0 0 ,0 0 0 M =$ 1 0 0 .0 0 1 - $ 2 5 0 ,0 0 0(See Columns CI a nd D 3 ) N = $ 2 5 0 . 0 OI - $ 5 0 0 , 0 0 0 O ~$ 50 0,0 01 - $ 1.0 00 .0 00 PI ~$ 1,0 00 ,0 ~1 - $ 5,0 00 ,0 00 P2 = $ 5 . 0 0 0 , ~OI - $ 2 5 , 0 0 0 , 0 0 0P3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 = Mo re t han $ 5 0 . 0 0 0 , 0 0 0[ 3 Value Mefl~od Code~ Q ~Apptalgal R =Co~l (Real Estate Only) S =A~sessmen| T =Ca sh Ma rke t( S ~e C o l u m n C 2 ) U = B o o k Va lue V --Gear W =t s l t ma ted

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    FINANCIAL D I S C L O S U R E Na m e of Perso~ Repo r t i n g Date of ReporlREPORT[ W hyte, Ronald M. 07/05/2010age 6 of 8

    V I I . IN V E S T M E N T S an d TRU S TS - i..o~.., ..t.~ .o,~ o.,io,,. On ctudes a, os of ~a se and dependent chltarea; see p p . ~ 4 ~ o o f ~ n n SN O ~ ~o reportable income, ~se~, or ~unsactio~.)

    A . ~. ~- ......~ .................. ~ . - ....~pfion of A~ lncom~ ~ng , Gross vaIu~ a t e*~ o f T r a n s a c t * o n s d u r i n g r ~ m n g ~ n o dPI~e "(X)" afl~ ~5 a~et A mo u n t T~ (e,g., ~ Value Value T~ (e,g, Date} Value Gain ]de n t i~ of~pt from p~r d~ure ~e I d~v, r~ ~ C~ 2 ~d ~y, ~1[, ~on~ - [ C~2 C o d e ~(A-~ or mt) ~ (J-P) C ode 3 ~ r ~e m p t l on) D ay I O-P) (A -H ) (if pr iva te

    3 5 , CD Captial One Bk C lntcr~t M T36, C D A m e r i c a n E x p r e s s B k C I n t e r e s t M T3 7 . Dreyfus Apprecia tion Fund B Dividend Sold 1 1 / 0 9 L D3 8 . Retirement Reserve CLI A Dividend L T Open 4/14 M3 9 . F IA Ca r d Se r v ices NA None M T Open 1 2 / 0 4 M40 . Pimco Short Term Fd. C Dividend M T B uy 06/06 M41 . USAA Corners tone Stzat Fund A Distribution J T

    ! ncon~e Gain Codes. A ~ $1,0~ 0 o r l e s s B ~$1,001 - $2.50~3 C =$2 501 - $5,~ D =$5.~1 - $15.~ E =$15,~1 - $50,~

    (~c Column C2) U =B~k Val~ V ~th~ W

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    FINANCIAL D I S C L O S U R E N am e of Pe r s on R e p or t ing D a t e o f R e p o r tEPORT[ Whyte, Ronald M. 0 7 / 0 5 1 2 0 1 0a g e 7 o f 8

    V III. A D D IT IO N A L I N F O R M A T I O N O R E X P L A N A T IO N S .

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    N a m e o f P e r s o n R e p o r f i a g D a t e o f R e p o ~INANCIAL DISCLOSURE REPORT[ Whyte, Ronald M. 07/05/2010

    age 8 of 8IX. CERTIFICATION.

    I cer t i fy that al l informat ion given above (including informat ion per taining to my spouse and minor or dependent chi ldren, i f any) i saccu ra t e , t rue , and c omple t e t o t h e bes t of my kno w ledge and bel i e f , and t ha t any i nformat i on not r epor t ed w as w i t hheld because i t met app l i cab le s t a t u toryprov i s ions permi t t ing n on-di sc losu re .i fu r ther cer t i fy t ha t ea rned i ncome f rom ou t s i de employment and honora r i a and t he acc ep t ance of g i f t s w h i ch have been r epor t ed a r e i ncompl i ance w i t h t he p rov i s ions of 5 U.S.C . app . 501 e t . s eq . , 5 U.S.C . 7353 , and Judi c i a l C onfer ence r egu la t i ons .

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S I FI E S O R FA I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p. 1 0 4 )

    F I L I N G I N S T R U C T I O N SM ai l s igned or ig ina l and 3 add i t iona l copies t o .

    Co mmi t t e e on F i nanc i a l D i s c lo s u r eAdm ini s t ra t ive Off i ce o f t he Uni t ed Sta t es Cour t sSui te 2-301O n e C o l u m b u s C i r c le , N . E .Was h i ng t on , D . C . 2 0 5 4 4


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