Rovner, Ilana D - Judicial Watch...Rovner, Ilana D. 07/29/2011 VII. INVESTMENTS and TRUSTS -income,...

D [{] D

2.

AOJO

Rev.112011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

Rovner, Ilana D. 7th Circuit Court of Appeals

4. Title (Article Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date Circuit Judge (Active) Initial Annual

Sb. D Amended Report

Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§JOI-I I I)

3. Date of Report

07/29/2011

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

United States Court of Appeals with applicable laws and regulations.

219 S. Dearborn St. Chicago, IL 60604

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying thisfonn must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Member Emeritus, Board of Trustees

Member, Board of Overseers

3. Member, Board of Directors

4. Trustee Trust

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Rovner, Ilana D.

3.

4.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

07/29/2011Rovner, Ilana D. Page 2of58

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. 10/16/10 Rainbow Hospice $2,500.00

2.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those lo spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

5.

ml I

4.


Page 3of58

Name of Person Reporting

Rovner, Ilana D.

Date of Report

07/29/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

$1,800.00I. Partial Honorary Membership

2.

3.

4.

5.

VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. CitiMortgage Cosigner mortgage. L

2.

3.

5.

(I) (2) (4)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4of58 Rovner, Ilana D. 07/29/2011

VII. INVESTMENTS and TRUSTS - income, vatue, transactions

(5) (2) (2) (4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 07/29/2011Rovner, Ilana D. Page 5of58

VII. INVESTMENTS and TRUSTS income, value, transactions -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (I) (2) (I) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 rede mption) (J-P) (A-H) (if private

(Q-W) transaction)

18. -Tata Motors Limited Adr Ea Rep None Distributed 02/23/10 K Transfer to Trust #4

19. -Fidelity Canada (FICDX) None Distributed 02/23/10 K Transfer to Trust #4

20. -American Century Tax Free Bond A Dividend Buy 01/01/10 J (TWTIX) (add'I)

21. Buy 01/29/10 J (add'I)

22. Distributed 02/23/10 K Transfer to Trust #4

23. -Baird Intermediate Muni Bond Invs Cl A Dividend Buy 01/25/10 J (BMBSX) (add'!)

24. Distributed 02/23/10 M Transfer to Trust #4

25. -Marshall Intermed Tax Free Cl Y (MITFX) A Dividend Buy 01/01/10 J (add'I)

26. Buy 01/29/10 J (add'!)


28. -Pimco Total Return Class D (PTTDX) A Dividend Buy 01/01/10 J (add'I)

29. Buy 01/29/10 J (add'I)


31. -T Rowe Price Tax Free Short Inter A Dividend Buy 01/01/10 J (PRFSX) (add'I)

32. Buy 01/29/10 J (add'I)

33. Distributed 02/23/10 M Transfer to Trust #4

34. -Thornburg Ltd Term Municipal Fund Cl A A Dividend Buy 01/01/10 J (LTMFX) (add'!)

1. Income Gain Codes: A =$1.000 or less B =$1,001 -$2.500 c =$2.501 • $5,000 D =$5,001 • $15,000 E =$15,00 I - $50,000

(Sec Columns Bl and D4) F =$50.001 - $100,000 G =$!00,001 • $1.000.000 HI =$1,000,001 • $5.000.000 H2 =More than $5.000,000 2. Value Codes J =$15.000 or less K =Sl5,00I -$50,000 L =$50,001 - SI00.000 M =SI00.001 - $250.000

(See Columns Cl and DJ) N =$250.001 - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000.001 - $50,000,000 P4 =More than $50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated



VII. INVESTMENTS and TRUSTS - income, value, transactions

D.

(3)


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. c.

Des cription of As sets Income du ring G ross value at end Transactions du ring reporting period

(including trus t assets ) reporting period of reporting per iod

(I) (2) (I) (2) (I) (2) (4) (5) Place "(X)" after each asset Amou nt Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior discl osu re CodeI div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer /sel ler (A-H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. -Eaton Vance Tax Advantage Distributed 04/23/IO J Transfer to IRA #8

53. -Old Mutal/Claymore Shrt fund Buy 01/08/10 J (add'l)

54. Buy 03/31/IO J (add'!)

55. Buy 04/06/10 J (add'!)

56. Sold 04/23/10 J (part)

57. Distributed 04/23/10 J Transfer to IRA #8

58. -Visa Inc. CI A Shrs Open 02/26110 J Transfer from IRA Acct#2


60. -Blackrock Cap & Inc Strat. Open 02/26/10 J Transfer from IRA Acct#2

61. Distributed 04/23/IO J Transfer to IRA #8

62. IRA Acct#2 A Distribution

63. -ML Bank USA Rasp Closed 02/26/10 J

64. -ML Retirement Reserves CL I Closed 02/26/IO J

65. -Visa Inc. CJ A Shrs Distributed 02/26/10 J Transfer to IRA Acct #I

66. -Blackrock Cap & Inc Strat. Buy 01/06/10 J (add'I)

67. Distributed 02/26/IO J Transfer to IRA Acct #I

68. IRA Acct#3 A Distribution

1. Income Gain Codes: A =$1,000 or less B =Sl,001 • $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =S 15,00 I • $50,000

(See Columns B 1 and D4) F =$50.001 -$100,000 . G =$100,001 • $1,000,000 HI =$1,000,001. $5.000,000 H2 =More than $5.000,000 2. Value Codes J =$ 15.000 or less K =$15,001 • $50,000 L =$50,001 • Sl00.000 M =$100.001 • $250.000

(See Columns Cl and D3) N =$250.00 l • $500,000 0 =$500,00 l • S l ,000,000 Pl =Sl,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

P3 =$25.000.001 • $50.000.000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

A

(I) (2) (4) (5)



VII. INVESTMENTS and TRUSTS income, value, transactions

A.

(I) (2) (I) (2)

(J-P)


Page 9of58 07/29/2011Rovner, Ilana D.

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


Description of Assets

B. c. D.

Income du ring Gr oss value at en d T ra nsactions during rep orting period

(inclu ding trust assets) reporting period of reporting period

(2) (I) (3) (4) (5) P lace "(X)" after each asset A m ount Type (e.g., Value Va lue Type (e.g., Date Value Gain Identity of

Code Iexempt from p rior disclosure div., rent, Code2 Method buy, sell, mmfdd/yy Code2 Code I buyer/sel ler (A-H) or int.) (J-P) Code3 redemption) (A-H) (if p rivate

(Q-W) transaction)

86. Buy 03/31/10 J (add'I)

87. Buy 04/30/10 J (add'!)

88. Buy 05/28/10 J (add'!)

89. Buy 06/30/10 J (add'I)

90. Buy 07/30/10 J (add'!)

91. Buy 08/31/10 J (add'I}

92. Buy 09/08/10 J (add'I)

93. Buy 09/30/10 J (add'l)

94. Buy 10/29/10 J (add'!)

95. Sold 11/29/10 J (part)

96. Buy 11/30/10 J (add'!)

97. Buy 12/17/10 J (add'!)

98. Buy 12/31/10 J (add'!)

99. -Fidelity Government Money Mkt (Y)

JOO. Open 03/16/10 J Transfer from Retirement 2

JOI. Sold 11/26/10 J (part)

102. -Fidelity Ginnie Mae Open 02/22/10 J Transfer From IRA Acct#3

l. Income Gain Codes: A=$I,000.or less B 1,001 - $2,500 c =$2.501 - $5,000 D =$5,001 -$15,000 E 15,001 -$50,000

(See Columns BI and 04) F =$50,001 - $100,000 G =$100.001 -$1.000.000 HI =$1.000,001-$5.000.000 H2 =More than $5.000,000 2. Value Codes J =$ t5.000 or less K=Sl5,00I -S50.000 L =$50.001 -$100.000 M =SI 00.00 I -$250,000

(See Columns CI and 03) N =$250,00 I -$500.000 0 =$500.00 I -S 1,000.000 Pl =SI.000,001 - $5,000,000 P2 =$5.000.00 I - $25,000,000 Pl =$25,000.001 -$50.000.000 P4 =More than $50.000.000



(4) (5)

(A-H)



VII. INVESTMENTS and TRUSTS - im:ome, value, transactions r1nc1udes those of spouse and dependen1 children: see pp. 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period


Place "(X)" after each asset (I) (2) (I) (2) (I) (2) (3)

Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, nunldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (if private

(Q-W) transaction)

103. Buy 02/26/10 J (add'!)

104. Buy 03/31/10 J (add'!)

105. Buy 04/30/10 J (add'!)

106. Buy 05/28/10 J (add'I)

107. Buy 06/30/10 J (add'I)

108. Buy 07/30/10 J (add'!)

109. Buy 08/31/10 J (add'!)

110. Buy 09/08/10 J (add'I)

111. Buy 09/30/10 J (add'I)

112. Buy 10/29/10 J (add'!)

113. Sold 11/29/10 J A (part)

114. Buy 11/30/10 J (add'!)

115. Buy 12/10/10 J (add'!)

116. Buy 12/31/10 J (add'I)

117. -Fidelity Canada Open 02/22/10 J Transfer From IRA Acct#3

118. Sold 11/26/10 J A (part)

119. Buy 12/03/10 J (add'!)

1. Income Gain Codes: A 41.000 or less B =$1,001 - $2.500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F =$50.001 - $I 00,000 G =$100.001 - $1,000.000 HI =$1,000,001 - $5,000,000 H2 =More than $5.000,000 2. Value Codes J=Sl5.000orless K =$15,001 - $50.000 L =$50,001 - SI00.000 M =SI00.001 - $250,000

(Sec Colwnns CI and DJ) N =$250.00 I - $500.000 0 =$500,00 I - S 1,000.000 Pl =$1,000,001 - $5,000,000 P2 =$5,000.00 I - $25,000,000 P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Es1a1c Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =01her W =Estimated

of filing

0. A.

(I) (3)


Page 11 of58 07/29/2011Rovner, Ilana D.

120. Buy 12/30/IO J (add'!)

121. IRA Acct #6 None

122. -Vanguard Energy (Y) Distributed 02/23/IO K Transfer to IRA Acct #4

123. JP Morgan Chase Accounts A Interest Closed 02/23/10 J

124. Retirement Acct. #I None

125. -Teachers Ins & Ann Assn Sold 04/27/10 J

126. -Coll Rtrmnt Equ Fu Sold 04/27/IO J

127. IRA Acct #7 c Int./Div.

I 28. -Schwab Cash Reserves Closed 02/22/IO J

I 29. -Vanguard GNMA Fund Buy 01/29/IO J (add'!)

130. Distributed 02/22/10 M Transfer to IRA #8

131. -Vanguard Short Term Investmt Grade Fd Buy 01/29/10 J (add'!)


133. -TRowe Price New Era Fd Distributed 02/22/10 J Transfer to IRA #8

134. -Conocophillips Distributed 02/22/10 J Transfer to IRA #8

135. -Intl Business Machines (IBM) Distributed 02/22/10 J Transfer to IRA #8

136. -Sequoia Distributed 02/22/10 J Transfer to IRA #8

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 instructions.)-


B. c. Income d u ring Gr oss value at end Transactions d uring reporting period Des cription of Assets


(I)(I) (2) (2) (4) (5)(2) A mou nt Type (e.g., Value Value Type (e.g., D ate Value Gain Identity of

exempt from prior disclos u re Place "(X)" after each asset

Code I div., rent, Code2 Met hod buy, sell, mmldd/yy Code2 Code I buyer/sel ler (A-H) or int .) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. Income Gain Codes: A =$1,000 or less 8=$1,001 -$2,500 c =$2,501 - $5.000 D =$5,001 - $15,000 E =$15,001 - S50,000

(See Columns BI and D4) f =$50.001 -$] 00,000 G =$100.001 -$1,000.000 HI =$1.000,001 -$5.000.000 H2 =More than $5,000,000

2. Value Codes J =St5.000orlcss K =$15,001 -$50.000 L =S50,00I -SI00.000 M =SI00.001 - $250,000

(Sec Columns Cl and DJ) N =$250.00 I -$500.000 0 =$500,00 t - s1,000.000 Pl =$1.000.001 -$5.000,000 P2 =$5,000,00 I - $25,000,000

P3 =$25.000.001 - $50,000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmen1 T =Cash Market (Seo Column C2) U =Book Value V =Other W =Estimated

D.

mm/dd/yy

c

(2) (I) (2)



VII. INVESTMENTS and TRUSTS income, value, transactions (lnctudes those of spouse and dependem children: see PP. 34-60 of filing instructions.; -


A . B. c.

Description of Assets Income d uring Gross value at end Transactions during reporting period

(including trust assets ) reporting period of reporting period

(I) (2) (I) (3) (4) (5) Place "(X)" after each asset

exempt from prior dis closu re

Amount CodeI

(A-H)

Type (e.g.,

div., rent, or int .)

Value

Code2

(J-P)

Val ue

Method

Code3

(Q-W)

Type(e.g.,

buy, sell, redemption)

Date Value

Code2

(J-P)

Gaiu

Code I

(A-H)

Identity of

buyer/sel ler

(ifprivate transaction)

137. -Cemer Distributed 02/22/10 K Transfer to IRA #8

138. -Citigroup Inc Distributed 02/22/10 J Transfer to IRA #8

139. -Devon Energy CP Buy 0 1/04/10 J

(add'!)


141. -Dominion Res Inc va Distributed 02/22/10 J Transfer to IRA #8

142. -Gafisa Adr Distributed 02/22/10 J Transfer to IRA #8

143. -Kinder Morgan Mgmt LLC Distributed 02/22/10 K Transfer to IRA #8

144. -Pimco Corp Income Fund Buy 02/05/10 J

(add'!)

145. Distributed 02/22/10 K Transfer to IRA #8

146. -Randgold Res Ltd Adr Distributed 02/22/10 J Transfer to IRA #8

147. -Tellabs Inc Distributed 02/22/10 J Transfer to IRA #8

148. -Verizon Communications Distributed 02/22/10 J Transfer to IRA #8

149. -Wamer Chilcott Plc Distributed 02/22/10 K Transfer to IRA #8

150. -Harbor Bond Fund Inst Cl Distributed 02/22/10 J Transfer to IRA #8

151. -Janus Short Term Bd Fd Buy 0 1/29/10 J (add'!)

152. Distributed 02/22/10 K Transfer to IRA #8

153. -Ridgeworth US Gov Sec Buy 0 1/29/10 J (add'l)

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 =$2,501 -$5,000 D =$5.001 -$15.000 E =$15,001 -$50,000

(See Columns BI and 04) F=$50.00I -$100,000 G =$!00.001 - $1,000, 000 HI =$1,000,001 -$5.000.000 H2 =More than $5,000,000 2. Value Codes J =$15.000 or less K =$15,001 -$50.000 L =$50.001 - $100.000 M =$100.001 -$250,000

(See Columns Cl and 03) N =$250.001 - $500.000 0 =$500.00 I - S 1,000.000 Pl =Sl.000.001 - $5.000,000 P2 =$5.000,00 I - $25,000,000 PJ =$25.000.001 -$50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(3)




A

(1) (2) (2) (4)




(2) (I) (2) (3) (4) (5)


VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 offttinc instructions.)


A. B. C. D.



(I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Vaine Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

188. -Iamgold Corp A Dividend Distributed 02/22/IO J Transfer to Trust #2

189. -JPMorgan Chase & Co A Dividend Distributed 02/22/10 K Transfer to Trust #2

190. -Novellus Systems Inc. None Distributed 02/22/IO K Transfer to Trust #2

191. -Pimco Municipal Incm Fd A Dividend Buy 02/02/10 J (add'!)

192. Distributed 02/22/10 J Transfer to Trust #2

193. -Plum Creek Timber Co A Dividend Distributed 02/22/IO J Transfer to Trust #2

194. -Vale Capital Ltd 5.5% !OF None Distributed 02/22/10 J Transfer to Trust #2

195. -Baird Intermediate Muni A Dividend Buy 01/25/10 J (add'l)


197. -Pimco High Yield Muni Bd A Dividend Buy 01/29/IO J Transfer to Trust #2 (add'I)

'198. Distributed 02/22/IO J

199. -T Rowe Price Tax Free A Dividend Buy 01/29/IO J (add'l)

200. Distributed 02/22/IO K Transfer to Trust #2

201. -Vanguard Gnma Fund A Dividend Buy 01/29/10 J (add'l)

202. Distributed 02/22/10 L Transfer to Trust #2

203. -Wells Fargo Advantage A Dividend Buy 01/29/10 J (add'l)


I. 1DCome Gain Codes: A 41.000 or less B 41.001 -$2.500 c =$2.501 -$5.000 0=$5,001-$15,000 E 415,00 I -$50.000 (See Columns Bl and 04) F=$50.00I - $100,000 G =$100.001 -$1.000.000 HI =$1.000,001 -$5,000.000 H2 =More than $5.000,000

2. Value Codes J =SI 5.000 or less K =$15.001 -$50.000 L =$50.001 -SI00,000 M =SI00.001 -$250,000

(See Columns Cl and 03) N =$250,00 I -$500.000 0 =$500,00 I • S 1.000.000 Pl =$1.000.001 - SS,000,000 P2 =$5.000,00 I -$25,000.000

Pl =$25.000.001 - $50,000.000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(I) (5)




(4) (5) Gain

(I) (I)



VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· J-t-60 offitinc instructions.J -


A. B. C. D.



(I) (2) (2) (2) (3) Place "(X)" after each asset Amount Type (e.g .• Value Value Type(e.g., Date Value Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

222. Buy 04/01/10 ] (add'I)

223. Sold 04/26/10 J (part)

224. Distributed 04/26/10 L Transfer to Trust #I (part)

225. Buy 05/03/10 J (add'I)

226. Sold 05117/10 1 (part)

227. Distributed 05/17/10 ] Transfer to Trust #I

228. -Pimco Global Stockplus Income Fund A Dividend Distributed 04/26/10 J Transfer to Trust #I

229. Trust#l-AccountNo.2 D Dividend P l T

230. A Interest

231. B Royalty

232. -Sch AMT TF Money Market Fd (SWFXX) Buy OI/19/10 ] (add'I)

233. Buy 01/28/10 ] (add'I)

234. Buy 02/01/10 ] (add'I)

235. Buy 02/02/10 J (add'I)

236. Buy 02/16/10 1 (add'I)

237. Buy 02/26/10 1 (add'!)

238. Buy 03/01/10 ] (add'!)

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 0 =$5,001 -$15,000 E =$15,001 - $50,000

(See Columns BI and 04) F=$50.001 -$100,000 G =$100.00 I - $1,000.000 HI =$1,000,00 I - $5.000.000 H2 =More than $5,000,000 2. Value Codes J =S 15.(JOO or less K =$15,001 - $50.000 L =$50,00 I -SI 00,000 M =SI00.00.1 -$250,000

(See Columns CI and D3) N =$250.001 -$500.000 0 =$500.00 I -S 1,000.000 Pl =St,000.001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25.000.00 I - $50.000.000 P4 =More than $50.000.000


(Sec Column C2) U =Book Value V =Other W=Estimated

r; D4)

A

(I)

(J-P) (A-H)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· 34-60 of filing instructions.)


A. B. c. D.



(2) (I) (2) (I) (2) (3) (4) (5)

Type (e.g., Value Value Type(e.g., Date Value Gain Identity of Place "(X)" after each asset

exempt from prior disclosure

Amount Code I div., rent, Code2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-H) or int.) Code3 redemption) (J-P) (if private

transaction)(Q-W)

239. Buy 03/02/10 J (add'!)

240. J03/08/10Buy (add'I)

241. Buy 03112110 J (add'!)

242. Buy 03115110 J (add'I)

243. Buy 03116/10 J (add'I)

244. Buy 04/12110 J (add'I)

245. Buy 04/16/10 J (add'!)

246. Buy 04/27/10 J (add'I)

247. Buy 04/28/10 J (add'!)

248. Buy 04/29/10 J (add'I)

249. Buy 05/03/10 J (add'I)

250. 05/04/10 LBuy (add'I)

251. 05106110Buy J (add'!)

252. 05110/10 JBuy (add'I)

253. 05117/10 JBuy (add'!)

254. 05/26/10Buy J (add'I)

255. 05127/10Buy J (add'!)

l.a qmeJJ3HiCQdeS': '=$1,0()() or.l

(I) (2) (2)

(J-P)


VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children: see pp. 34-60 offiting instructions.)


A. B. c. D.

Description of Asset s Income during Gr os s value at end Transaction s d uring reporting period


(I) (I) (2) (3) (4) (5) Place "(X)" after each asset Am ount Type(e.g., Val ue Value Type(e.g., Date Value Gain Identity o f

Code Iexempt from prior disclosu re div., rent, Code2 Method buy, sell, mm/ddlyy Code2 Code I buyer/seller (A-H) or inL) Code3 redemption) (J-P) (A-H) (if private

transaction)(Q-W)

256. Buy 06/01/IO J (add'I)

257. Buy 06/02/10 J

(add'!)

258. Buy 06/04/10 J (add'I)

259. Buy 06/11/10 J (add'I)

260. Buy 06/15/10 J (add'I)

261. Buy 06/16/10 J (add'!)

262. Buy 06/28/10 J (add'I)

263. Buy 06/30/10 J (add'I)

264. Buy 07/01/10 J (add'I)

265. Buy 07/02110 J (add'I)

266. Buy 07/06/10 J (add'I)

267. Buy 07112/10 K (add'I)

268. Buy 07/16/10 J (add'!)

269. Buy 07/29/10 J (add'I)

270. Buy 08/02/10 J (add'I)

271. Buy 08/03/10 J (add'!)

272. Buy 08/16/IO J (add'I)

I. Income Gain Codes:· : A =$1 ;ooo or.less B =$1,00t - $2,500 c =$2,50t - $5,000 D =$5,00t - $15,000 E =$15,00 I - $50.000 (See Columns BJ aad D4) F=iisci;oo1- $100,o0o G =$100,00l -$1,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5.000.000

2. Value Codes J =$I 5.000 or less K =$15,001 - $50.000 L =$50.001 - SI00.000 M =SI00.001 - 5250.000 (See Columns Cl and D3) N=$250,00I - $500.000 0 =$500,00 I - S1,000,000 Pl =Sl.000,001 -$5,000,000 P2 =$5,000,00 I - $25,000.000

P3 =$25.000,001 - $50.000.000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cosl (Real Estale Only) S =Assessment T =Cash Market


l.

D.

(I) (2) (4)

(A-H)



273. Buy 08/26/10 J (add'I)

274. Buy 08/27/IO J (add'I)

275. Buy 09/01/10 J (add'I)

276. Buy 09/02/10 M (add'I)

277. Buy 09/03/IO J (add'I)

278. Buy 09110/IO J (add'I)

279. Buy 09/16/10 J (add' I)

280. Buy 09/17/10 J (add'!)

281. Buy 09/20/10 J (add'I)

282. Buy 09/27/10 J (add'I)

283. Buy 09/30/IO J (add'I)

284. Buy 10/01/10 J (add'I)

285. Buy 10/04/10 J (add'!)

286. Buy 10118/10 J (add'I)

287. Buy 10/28/10 J (add'I)

288. Buy l l/01/10 J (add'I)

289. Buy 11/02/10 J (add'I)

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 offilinc instructions.) -


A. B. c. Description of Assets Income during Gross value at end Transactions during reporting period


(1) (5)(3)(2) (I)(2) Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of Place "(X)" after each asset Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/sellerexempt from prior disclosure (A-H) or int.) (J-P) Code 3 redemption) (J-P) (if private

transaction)(Q-W)

Income Gain Codes: A =$1,000 orless B =$1,00 I - $2,500 c =$2.501 - $5.000 D =$5,001 - $15,000 E =$15.001 • $50,000 (See.Columns Bl and·D4r·· f =$50,001 • $] 00,000: G =$100.001 • $1,000.000 HJ =$1,000,001 - $5.000.000 H2 =More than $5.000,000

2. Value Codes J =$15.000 orless K =$15,001 • $50.000 L =S50,00 I - SI 00.000 M =SI 00.00 I • 5250.000

(See Columns Cl and 03) N =$250,001 • $500.000 0 =$500.00 I - S 1.000.000 Pl =Sl.000.001 - $5,000,000 P2 =$5.000.001 - s2s.ooo.ooo P3 =$25.000.001 • $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

Codes:

D4)

A.

(I) (2) (I) (4) (5)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP. 34-60 a/filing instructians.J


Description of Assets

B. c. D. Income during Gross value at end Transactions during reporting period


(I) (2) (2) (3) Place "(X)" after each asset Amount Type (e. g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mmldd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) . (J-P) (A-H) (if private

(Q-W) transaction)

290. Buy (add'I)

291. Buy

(add'!)

292. Buy (add'I)

293. Buy (add'!)

294. Buy (add'!)

295. Buy (add'I)

296. Buy (add'!)

297. Buy (add'I)

298. Buy (add'!)

299. Buy (add'!)

300. Buy (add'!)

301. Buy (add'I)

302. -Sch AMT Tax-Free Money Mt Fd Buy (SWWXX) (add'I)

303. Buy (add'!)

304. Buy (add'I)

305. Buy (add'!)

306. Buy (add'I)

11/16/10 J

11129110 J

12/01/IO J

12/02/10 J

12/03/10 J

12/08/10 J

12/IO/IO J

12/15/10 J

12/16/10 J

12/27/10 J

12/28/10 J

12/30/10 J

01/15/10 J

02/16/10 J

03/15/IO J

04/15/10 J

05117/10 J

1. 1ncome Gain A =$1.000 or less B =$1,001 -$2,500 c =$2,501 -$5.000 D =$5,001 - $15,000 E =$15,00I -$50,000

(S.ee Columns Bl and F =$50,001 -$100,000 G =$!00.001 - $1.000.000 HI =$1,000,001 -$5.000.000 H2 =More than $5,000,000

2. Value Codes J =S 15.000 or less K =$15,00 I -$50.000 L =$50.001 -$100.000 M =SI 00.00 I • $250,000

(See Columns Cl and D3) N =$250.00I -$500,000 0 =$500,001 - $1,000.000 Pl =Sl.000.001 - $5.000,000 P2 =$5.000,00 I -$25,000.000 P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000



(Q-W)

C

c.

(I) (2) (4)


Page 22 of58 Rovner, Ilana D. 07/29/2011

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instrucnons.J


A. B. D. Des cription of As sets Inc ome during Gross value at end T ransac tions during reporting period

(inc lu ding trust as sets ) reporting period of reporting period

(I) (2) (I) (2) (3) (5) Place "(X)" after each asset

exem pt from prior discl osu re

Amou nt CodeI

(A-H)

Type (e.g.,

div., rent,

or int)

Value

Code2

(J-P)

Value

Method

Code3

Type (e.g.,

buy, seU,

redemption)

Date

mm/dd/yy

Value

Code2

(J-P)

Gain CodeI

(A-H)

Identity of

buyer/sel ler

(if private

transaction)

307. Buy (add'I)

06/15/10 J

308. Buy 07/15/10 J (add'!)

309. Buy 08/16/10 J (add'I)

310. Buy 09/15/10 J (add'I)

311. Buy 10/15/10 J (add'I)

312. Buy 11/15/10 J (add'I)

313. Buy 12/31/10 J (add'I)

314. -Allen Cnty IN Comm Bonds

315. -Detroit MI City Sehl Bonds Sold 05/01/10 K A

316. -Meridian MI Publ Sehl Bonds Sold 05/01/10 K A

3I7. -Zeeland MI Pub School Bonds

318. -AT&Tinc.CS

319. -Archer-Daniels-Midland Co.

320. -Banlc of America Corp

321. -Comcast Corp New CL A

322. -Grupo Televisa SA De CVF

323. -Intel Corp. CS

L 'hiCome Gairl Codes: A =$1.000 or less B =Sl,001 -$2.500 f$2,501 :-S5,000 D =$5,001 - $15.000 E =$15,001 - $50,000 (SeeColumnsBI andD4) F=$50.00l -$ J OO,OOO G "$100,001-$1,000.000: HT =s1,ooo,oot' S5.ooo,ooo H2 =More than $5.000.000

2. Value Codes J =S 15.000 or less K =$15,001 -$50.000 L =$50,001 - SI00.000 M =$I 00.00 I -$250.000

(See Columns Cl and D3) N =$250.00 I -$500.000 0 =$500,00 I -$ 1,000.000 Pl =$1.000.001 -$5.000,000 P2 =$5,000.001 -$25,000.000 P3 =$25.000.001 -$50.000.000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S :::::Assessment T =Cash Market


(5)



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and depl!ndent children; St!t! pp. 34-60 of filing instructions.)




(I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code l buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate

(Q-W) transaction)

324. -Marriott Intl Inc. Cl A CS Sold 07/06/IO K E (part)

325. -Medtronic, Inc.

326. -Schnitzer St! Inds Cl A

327. -Teck Cominco Ltd Cl B

328. -Wynn Resorts

329. -Fidelity Govt Income Fund Buy 01/29/10 J (add'!)

330. Buy 02/26/10 J (add'!)

331. Buy 03/31/10 J (add'!)

332. Buy 04/30/10 J (add'!)

333. Buy 05/28/10 J (add'!)

334. Buy 06/30/10 J (add'!)

335. Buy 07/30/10 J (add'!)

336. Buy 08/31/IO J (add'\)

337. Buy 09/08/IO J (add'!)

338. Buy 09/30/10 J (add'!)

339. Buy 10/29/10 J (add'!)

340. Buy 11/30/IO J (add'I)

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 0 =$5,001 - $15,000 E 415,001 - $50,000

(Sec Columns Bl and 04) F =$50.001 - $100,000 G =$100.001 - $1.000.000 HI =$1,000,001 - $5,000,000 H2 =More than $5.000,000

2. Value Codes J =$15.000 or less K =$15,00I - $50.000 L =$50,001 - SI00,000 M =$100.00 I - $250,000

(See Columns Cl and 03) N =$250,001 - $500.000 0 =$500,00I - $1,000.000 Pl =SI ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25.000,001 - $50.000.000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


D4)

B. c:

(I) (2) (I) (2) (l} Type

Method Code

(Q-W)

duri g·reporti. g

(2) (3) (5)

mm!dd/yy ode;:Z (Jode


Page 24 of 58


Rovner, Ilana D.

Date of Report

07/29/2011


(4)

B.

(2) (5)

(J-P)


VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.>


A. c. D.



(I) (2) (I) (2) (I) (3)

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Place "(X)" after each asset Code! div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerexempt from prior disclosure (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

transaction)(Q-W)

358. Buy 08/31/10 J (add'I)

359. Buy 09/30/IO J

(add'!)

360. Buy 10/29/10 J (add'I)

361. Buy 11/30/IO J (add'I}

362. Buy 12/31/10 J (add'!)

363. -Vanguard GNMA Fund Buy 01/29/IO J (add'I)

364. Buy 02/26/IO J (add'I)

365. Buy 03/29/IO J (add'!)

366. Buy 03/31/10 J (add'I)

367. Buy 04/30/10 J (add'!)

368. Buy 05/28/10 J (add'I)

369. Buy 06/30/10 J (add'I)

370. Buy 07/30/10 J (add'I)

371. Buy 08/31/10 J (add'!)

372. Buy 09/30/10 J (add'!)

373. Buy 10/29/10 J (add'I)

374. Buy 11/30/10 J (add'I)

I. Income Gain Codes: A =$1,000 or less B =$1,001 $2,500 c 42,501 • $5,000 D =$5,001 • $15,000 E 415,00 I • $50.000 (See Col umns Bl and 04) f =$50,001 - $] 00,000 G =$100,001 • $1,000.000 HI =$1,000,001 -$5.000,000 H2 =More than $5.000.000

2. Value Codes J =S 15,000 or less K =$15,001 - $50,000 L =$50.001 - SI00,000 M =$100.001 - $250.000

(See Columns Cl and DJ) N =$250,00 I - $500.000 o =$500,001 - Sl,000.000 Pt =s1.ooo.001 • ss.000,000 P2 =$5.000.001 - $25,000.000 P3 =$25.000.001 • $50.000.000 P4 =More than $50,000,000


A=$

(I) (2) (3) (4)

(J-P)

(S)




L

(4) (5)

mm/dd/yy

(2)



VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 offilinc instructions.) -


A. B. C. D.



(I) (2) (I) (2) (I) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain . Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

392. Buy

(add'I)

393. Buy (add'!)

394. Buy

(add'!)

395. Buy

(add'!)

396. Buy

(add'!)

397. Buy

(add'!)

398. Buy

(add'I)

399. Buy

(add'I)

400. Buy

(add'I)

401. Buy

(add'!)

402. -Teradata Corp

403. -NCR

404. - Blackrock Long Tenn Muni Open

405. Open

406. -Clough Global Oppty Fund Open

407. -Eaton Vance Enhanced Open

408. -KBW, Inc Open

04/30/10 J

05/28/10 J

06/30/10 J

07/30/10 J

08/31/10 J

09130110 J

10/29/10 J

11/30/10 J

12/10/10 J

12/31/10 J

04/26/10 L Transfer from

Brokerage #4

05/17/10 J Transfer from Brokerage #4

04126110 J Transfer from Brokerage #4



lii PiTie G in-CodeS: A =$1,000 or less B 41,001 - $2.500 c 42,501 - $5,000 D =$5,001 - $15,000 E =$15,00 I - $50,000 (SeeCol\lmns•.Bhmd D4) F '7$50,00J - $100,000 G =$100.00 I - $ 1.000.000 HI 41,000,001-$5.000,000 H2 =More than $5,000,000

2. Value Codes J =S l 5.000 orless K =$15,001 -$50.000 L =$50,001 -$100.000 M =$100.001 - $250,000

(See Columns Cl and D3) N =$250,00 I-$500.000 0 =$500,00 I - $1,000.000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000.000 P3 =$25,000.001 • $50,000,000 P4 =More than $50.000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =AssesSment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated

(J-P)



VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children: see PP· 34-60 of filing instructions.) -

0 NONE (No reportable income, assets, or transactions.)


( including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type ( e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, seU, mrn/ddlyy Code2 Code I buyer/seller · (A-H) or int.) (J-P) Code3 redemption) (A-H) (ifprivate

(Q-W) transaction)

409. Sold 05/04/10 J A

410.

411.

-Nuveen Core Equity Fund

-Pimco Global Stocks Plus

Open

Open

04/26/10

04/26/10

J

J

Transfer from

Brokerage #4

Transfer from

412. -Travelers Companies Inc Open 04/26/10 J

Brokerage #4

Transfer from Brokerage #4

413. IRA Acct #8 E Int./Div. 0 T

414. -Schwab Bank Buy 04/27/10 J

415. Buy 08/16/10 J (add'I)

416. -Vanguard Energy (Y) Open 08/13/10 K Transfer from IRA Acct#4

417. Buy 12/16/10 J (add'!)

418. -Vanguard GNMA Fund Open 02/22/10 M Transfer from IRA #7

419. Buy 02/26/10 J (add'!)

420. Buy 03/29/10 J (add'l)

421. Buy 03/29/10 J (add'I)

422. Buy 03/31/10 J (add'I)

423. Buy 04/30/10 J (add'!)

424. Buy 05/28/10 J (add'I)

425. Buy 06/30/10 J (add'l)

J. Jacome Gain Codes: A =$1.000 or less B 41,001 -$2,500 C =$2,50 I - $5,000 0 =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns Bl and 04) F =$50.001 - $I 00.000 G =$100,00I - $1,000.000 HI =$1,000,001 -$5.000.000 H2 =More than $5.000,000 2. Value Codes J =$15.000 or less K =$15,001 -$50,000 L =$50.00 I -SI 00.000 M =$100.001 - $250.000

(See Columns Cl and 03) N =$250.00 I - $500.000 0 =$500,00I - $ 1,000.000 Pl =$1.000.001 - $5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

1\"=$1'000

(4) Gaill

(A-H)


Page 29of58


Rovner, Ilana D.

Date of Report

07/29/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP. 34-60 of filing instructions.)


A. B. c. Description of Assets

(including trust assets)

Income during Gross value at end

reporting period of reporting period

Place "(X)" after each asset exempt from prior disclosure

426.

427.

428.

429.

430.

431.

432. -Vanguard Short Term Investmt Grade Fd

433.

434.

435.

436.

437.

438.

439.

440.

441.

442.

I. Income G3i_ii'COdes:

(See Columns BI.arid D4)

2. Value Codes

(See Columns Cl and D3)

· or less

F=$50,00FC $1QIJ,ooo

J =$15.000orless

N =$250,001 -$500.000

(I) Amount Code I (A-H)

3. Value Method C odes

(Sec Column C2)

Pl =$25.000.00 I - $50.000,000 Q =Appraisal

U =Book Valu e

(2) (I) Type (e.g., Value

div., rent, Code 2 or inl.) (J-P)

B =$1,001 $2,500

G=$100.00l-$1.000,000

K =$15,001 -$50,000

0=$500,00 l - s1,000.000

R =Cost (Real Estate Only) V "°1hcr

(2) (I) Value Type (e.g.,

Method buy, seU, Code3 redemption)

(Q-W)

Buy (add'!)

Buy (add'I)

Buy (add'!)

Buy (add'I)

Buy (add'l)

Buy (add'!)

Open

Buy (add'I)

Buy (add'!)

Buy (add'l)

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'!)

c =$2,501 - $5,000

HJ ..=$1,000,001-$5,000,000 L =$50,001 -$100,000

Pl =$1,000,001 -$5,000,000

P4 =More than $50,000.000

S =Assessment

W=Estimated

D. Transactions during reporting period

(2) (3) Date Value

mm/dd/yy Code2 Code l

(J-P)

07/30/IO J

08/31/10 J

09/30/IO J

10/29/10 J

11/30110 J

12/31/10 J

02/22/10 J

02/26/10 J

03/31/10 J

04130110 J

05/28/10 J

06/30/10 J

07/30/IO J

08/31/10 J

09/30/10 J

10/29/10 J

11/30/10 J

D =$5,001 '$15,000

H2 =More than $5,000,000 M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash M arket

(5) Identity of

buyer/seller (ifpri\fate

transaction)

Transfer from IRA #7

E =$15,00t -$50,000

I-dD oirie ·'"""""''

Value

(Q-W)

(4) (I) (2)


VII. INVESTMENTS and TRUSTS income, vatue, transactions

(!) (2) (I) (2) (4)



A. B. c. D.




G

(A-H )

478.

479.

(I) (I)

D.

(2)




lAtiCOiT:ie

(2) (2)

D.

(4)

(J-P)




{I) (2)

(J-P)



51 l. Buy 04/30/10 J (add'I)

512. Buy 05/28/IO J (add'l)

513. Buy 06/30/10 J (add'I)

514. Buy 07/30/10 J (add'!)

515. Buy 08/31/10 J (add'I)

516. Buy 09/30/10 J (add'!)

517. Buy I0/29/10 J (add'!)

518. Buy 1 l/30/10 J (add'!)

519. Buy 12/31/10 J (add'!)

520. -TCW Total Return Bond Open 02/22/10 K Transfer from IRA #7

521. Buy 02/26/10 J (add'!)

522. Buy 03/31/10 J (add'!)

523. Buy 04/30/10 J (add'!)

524. Buy 05/28/IO J (add'!)

525. Buy 06/30/10 J (add'!)

526. Buy 07/30/10 J (add'!)

527. Buy 08/31/10 J (add'!)

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.


(including trust assets) reporting period ofreporting period

(3) (4) (5)(I) (2) (I) (2) Amount Type (e.g., Value Value Type ( e.g., Date Value Gain Identity of Place "(X)" after each asset Code 1exempt from prior disclosure div., rent, Code2 Method buy, se ll, mm/dd/yy Code2 Code 1 buyerfseller (A-H) (A-H) (ifprivateor int.) (J-P) Code3 redemption)

transaction)(Q-W)

· 1. Income Gain Codes: A =$1.000 orless 6 =$1 ,001 - $2.500 C =$2.501 - $5.000 0 45,001 - $t5,000 E 415,001 - $.50,000 (See Columns Bl and 04) F =$50.001 -$100,000 G =$100,00 1 -$1,000,000 HI =$1.000,001 - $5,000,000 H2 =More than $5.000,000

2. Value Codes J =$15.000 or less K =$15,001 - $50.000 L =$50,001 - $100.000 M =$100.001 -$250,000

(See Columns CI and 03) N =$250.00I - $500.000 0 =$500.00I - $ 1,000.000 Pl =$1.000.001 -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25.000.001 - $50.000.000 P4 =More than $50,000.000

3. Value Melhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

mm/dd/yy

(5)

A.

(4)





Description of Assets B. c. D.

Income during Gross value at end Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

528.

529.

530.

531.

532. -Thompson Plumb Bond Fund

533.

534.

535.

536.

537. -Vanguard Short Term Bond

538.

539.

540.

541.

542.

543.

544.

Buy (add'I)

Buy

(add'!)

Buy (add'I)

Buy (add'I)

Open

Buy (add'!)

Buy (add'I)

Buy (add'I)

Buy (add'I)

Open

Buy (add'I)

Buy (add'!)

Buy (add'I)

Buy (add'I)

Buy (add'I)

Buy (add'I)

Buy (add'I)

09/30/10 J

11/01/10 J

11/30/10 J

12/29/10 J

02/22/10 K

03/29/10 J

06/28/10 J

09/28/10 J

12/16/10 J

02/22/10 K

02/26/10 J

03/31/10 J

03/31110 J

03/31/10 J

04/30/10 J

05/28/10 J

06/30/10 J



I. ln Ome··aain·Codes: A"e$1,000 or less B =$1,001.-$2.500 c=s2;50J·$5,ooo 0 =$5,001 -$15,000 E415,001-$50,000 (SeeColumnsBI·alld.D4j F"'$50.00l •., $100,000 G "$ IOO;OO I - $1.000.000 HI =s1,000;001-s5,ooo,ooo H2 =More than $5,000,000

2. Value Codes J =SI5,000 or less K =$15,001 - $50.000 L 450,001 - $100.000 M =$100,001 - $250,000 (Sec Columns Cl and 03) N "'$250.00 I -$500.000 0 =$500,00 I - S1,000.000 Pl "'$1.000,001 - $5.000,000 P2 =$5,000,001 - $25,000,000

PJ =$25.000.001 - $50.000.000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R ost (Real Estate Only) S =Assessment T ash Market


$2;500



VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and t1ependen1 children: see PP. 34-60 of filing instructions.)


A. B. c D. Description of Assets Income during Gross value at end Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, CodC2 Method buy,seU, mm/ddlyy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) .(A-H) (if private

(Q-W) transaction)

545. Buy 07/30/10 J (add'!)

546. Buy 08/31/10 J (add'!)

547. Buy 09/30/10 J

548.

549.

550.

551. -Annaly Capital Mgmt

552.

553.

554.

555. -Government Ppty Income Tr

556.

557.

558.

559. -!shares Iboxx lnvestop

560.

56 l. -!shares Msci Brazil Indx

(add'I)

Buy (add'I)

Buy (add'I)

Buy (add'l)

Open

Buy (add'I)

Buy (add'!)

Buy (add'!)

Open

Buy (add'!)

Buy (add'I)

Buy (add'!)

Open

Buy (add'I)

Open

10/29/10 J

11/30/10 J

12/31/10 J

02/22/10 K

04/29/10 J

07/29/10 J

10/28/10 J

02/22/10 K

05/24/10 J

08/16/10 J

11/23/10 J

02/22/10 J

06/07/10 J

02/22/10 K





1.-lnCOme O:ai11:COdes: A =$l,0009r l s B "'Sl,001 ' D =$5,001-$15,000 E =$15,00I -$50.000 (SeeColumnsBlaad·D4) F=$50;001 c.$100.000 =$1,000,001-$5,000,000 H2 =More than $5.000,000

2. Value Codes J =Sl5,000 or less K =Sl5,001 -SS0.000 L =$50,001 - SI 00.000 M =$100.001 -$250,000

(See Columns Ct and 03) N =$250.00t - $500.000 o =$500,00t - Sl,000,000 Pl =Sl.000,001-S5, 000,000 P2 =$5,000.001 - $25,000,000 P3 =$25.000.001 -$50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

(2) (4)

Date of Report Name of P erson ReportingFINANCIAL DISCLOSURE REPORT 07/29/2011Rovner, Ilana D. Page 37of58

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at en d Tra nsactions during reponing p eriod

( including trust assets) reporting period of re p oning period

(2){I) (2) (I) (I) (3) (5) Place "(X)" after each asset A mount Type (e.g., Value Value Type( e.g., Dat e Value Gain Ide ntit y of

exempt from p rior disclosure Code I div., rent, Code2 Method buy, sell, mmldd/yy Code2 Code I buyer/selle r (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if privat e

(Q-W) transaction)

562. -!shares Tr Barclay Tips

563.

564.

565.

566.

567.

568.

569.

570.

571.

572.

573. -!shares Trust Dow Jones

574.

575.

576.

577.

578. -National Retail Pptys

Open

Buy

(add'I)

Buy

(add'!)

Buy (add'I)

Buy

(add'!)

Buy

(add'I)

Buy

(add'!)

Buy (add'!)

Buy (add'I)

Buy (add'!)

Sold

Open

Buy

(add'!)

Buy

(add'I)

Buy (add'I)

Sold

Open

02/22/10 J

03/08/10 J

04109110 J

05/07/10 J

06/07/10 J

07/08/10 J

08/06/10 J

09/08/10 J

10/07/10 J

11105/10 J

12/03/10 J A

02/22/10 J

04/01/10 J

06/30/10 J

09/29/10 J

12/03/10 J A

02/22110 K




c =$2,501 '$5;000 D=$5,001 • $15.000 E =$15,001 - $50.000

HF='$1,000,00 I ' $5.000,000 H2 =More 1han $5.000.000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =S50,00 I - SI 00.000 M =$I 00.00 I - $250.000

(See Cohunns Cl and D3) N =$250,001 - $500,000 0 =$500,00 I - $1,000.000 Pt =Sl.000,001 - $5,000,000 P2 =$5.000.001 - $25.000.000 P3 =$25.000.00 I - $50,000.000 P4 =More 1han $50.000.000

3. Value Mclbod Codes Q =Appraisal R =Cost (Real Esta1c Only) S =Assessmcnl T =Cash Market

(See Column C2) U =Book Value V =Olhcr W =Estimated

ii4)

(I) (2) (2)




(2) {I)

(A-H)




(5) (I) (I) (2)


07/29/2011Rovner, Ilana D. Page 40 of58



A. B. C. D.



(2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)


614. -Brocade Communs Sys New Open 02/22/10 J Transfer from Brokerage #2


616. -Canadian Natural Res Open 02/22/10 J Transfer from Brokerage #2


618. -Cerner Corp Open 02/22/10 J Transfer from Brokerage #2

619. Sold 03/29/10 J B

620. -Eaton Vance Tax Managed Open 02/22/10 J Transfer from Brokerage #2

621. Buy 06/01/10 J (add'!)

622. Buy 09/01/10 J (add'!)

623. Buy 12/01/10 J (add'l)


625. -Freeport McMorn 6.75% pfd Open 02/22/10 J Transfer from Brokerage #2

626. Sold 05/03/10 J (part)

627. Buy 08/03/10 J (add'l)

628. Buy 11/02/10 J (add'!)


I. Income Gain Codes: A =$1,000 orless B =$ l,001 - $2,500 c =$2.501 • $5,000 0=$5,001-$15,000 E =$15,00 I - $50,000 (See Columns Bl and 04) F =$50.001 • $100,000 G =$100,001 • Sl.000.000 HI =$1,000,001 -$5.000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K =$15,001 - $50.000 L =S50,00I -$100.000 M =$100.001 -$250.000

(See Columns CI and 03) N =$250.00 I - $500.000 0 =$500,00 I -$1,000,000 Pl =S 1.000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25.000.00 I -$50.000.000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(4)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.;


A. B. c. D.



(I) (2) (1) (2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Medlod buy, sell, mm/dd/yy Code2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

630. -lamgold Corp Open 02/22/10 J Transfer from Brokerage #2

63 1 . Distributed 12/21110 K Transfer to Trust #3

632. -JPMorgan Chase & Co Open 02/22/10 K Transfer from Brokerage #2


634. -Novellus Systems Inc. Open 02/22/10 K Transfer from Brokerage #2


636. -Pimco Municipal lncm Fd Open 02/22/10 J Transfer from Brokerage #2

637. Buy 03/30/10 J (add'!)

638. Buy 05/03/10 J (add'I)

639. Buy 06/02/10 J (add'I)

640. Buy 06/30/10 J (add'!)

641. Buy 08/02/10 J (add'I)

642. Buy 09/02/10 J (add'!)

643. Buy 09/30/IO J (add'!)

644. Buy 11/02/10 J (add'I)

645. Buy 12/02/10 J (add'!)


I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2.500 c =$2,501 • $5.000 D =$5,001. $15,000 E =S 15,00 I - $50,000

(See Columns BI and D4) F=$50.00I -$100,000 G =$100.001 -$1.000.000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000 2. Value Codes J =S 15,000 or less K =$15.001 • $50.000 L =$50.00I • SI 00.000 M =SI 00.00 I • $250,000

(See Columns Cl and 03) N =$250.00 I - $500.000 0 =SS00.00 I • S 1,000.000 Pl =SI,000,001 • $5,000,000 P2 =$5,000.001 • $25,000,000

P3 =$25.000.001 • $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmen1 T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

A

(A-II)

(Q-W)

B.

(2)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 07/29/2011Rovner, Ilana D. Page 42 of58


(2) (2)



VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.)




(I) (2) (I) (I) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) or int) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

664. Buy 10/25/10 J (add'!)

665. Buy 11/26/10 J (add'!)


667. -Pimco High Yield Muni Bd Open 02/22/10 J Transfer from Brokerage #2

668. Buy 02126/10 J (add'!)

669. Buy 03/31/10 J (add'l)

670. Buy 04130110 J (add'!)

671. Buy 05/28/10 J (add'l)

672. Buy 06130110 J (add'!)

673. Buy 07/30/10 J (add'l)

674. Buy 08/31/10 J (add'l)

675. Buy 09130110 J (add'l)

676. Buy 10/29/10 J (add'!)

677. Buy 11/30/10 J (add'!)

678. Distributed 12/21110 J Transfer to Trust #3

679. -T Rowe Price Tax Free Open 02/22/10 K Transfer from Brokerage #2

680. Buy 02/26/10 J (add'!)

. 1. Income Gairi Codes: A.'($.1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,00 I - $50.000

(See Columns Bl and D4) F.;$50,001 • $100,000 G =$100,001 - $1,000,000 HI =$1.000,001 - $5.000.000 H2 =More than $5.000.000 2. Value Codes J =$I 5,000 or less K =$15,001 -$50.000 L =$50.001 - $100.000 M =$100.001 - $250.000

(See Columns Cl and D3) N =$250.001 -$500.000 0 =$500,00 I - $1,000.000 Pt =$1,000,001 - $5.000,000 P2 =$5.000.001 - $25.000.000

P3 =$25.000,00 I - $50.000.000 P4 =More than $50.000.000



A oH.Ss

•.

(I) (2)

(A-H)

(5)



VII. INVESTMENTS and TRUSTS - income, value, transactions (1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. C. D.

Description of As sets Income du ring Gross value at end Transaction s during reporting per iod

( inclu ding trust as sets) reporting pe riod of reporting period

{I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amou nt Value Value , Date Value Gain Identity of Type (e.g.Type (e.g.,

Code Iexempt from prior disclosure div., rent, Code2 Method buy, sell, mrnldd/yy Code2 Code I buyer/seller (A-H) (J-P)or int.) Code3 r edem ption) (J-P) (if private

(Q-W) transaction)

681. Buy 03/31/10 J (add'I)

682. Buy 04/30/10 J (add'!)

683.

684.

685.

686.

687.

688.

689.

690,

691. -Vanguard Gnma Fund

692.

693.

694.

695.

696.

697.

Buy (add'I)

Buy (add'!)

Buy (add'!)

Buy (add'I)

Buy (add'!)

Buy (add'I)

Buy (add'!)

Distributed

Open

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'I)

Buy (add'I)

Buy (add'!)

05/28/10 J

06/30/10 J

07/30/10 J

08/31110 J

09/30/10 J

10/29/10 J

11/30110 J

12121/10 K

02/22110 L

02/26/10 J

03/31110 J

04/30110 J

05/28/10 J

06/30/10 J

07/30/10 J

Transfer to Trust #3

Transfer from Brokerage #2

#$1 ;ooo B ;=$1,001- $2.500 C=$2,501 • $5,000 D =$5,001 • $15.000 E =$15,001 - $50.000 F =$50,00 l • $I 00,000 G =$100.001 • $1,000.000 HI =$1.000.001 - $5.000.000 H2 '=More than $5.000,000

2. Value Codes J =$15, 000 orless K =$15,001 - $50.000 L =$50.00 I • $100.000 M =$100,001 - $250,000

(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500.00 l • S l ,000.000 Pl =Sl.000.001 • $5,000,000 P2 =$5,000,00 l • $25,000,000 P3 =$25.000.00 I • $50.000.000 P4 =More than $50,000.000


(I) (2 ) (2)

mm/dd/yy




\,00

(3)

(A-H)

(5)


Page 46of58


Rovner, Ilana D.

Date of Report

07/29/2011


H

D.

(J-P)

(2)

(J-P)




(Q-W)

G

(1)

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT




A. B. c. D.

Description of Assets Income during Gross value at end Transactions d uring reporting period

(inclu ding trust assets) reporting period of reporting period

(1) (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amou nt Type (e.g., Value Value Type (e.g., D ate Value Gain Identity of

exempt from prior disclosu re Code1 div., rent, Code2 Met hod buy, sell, m m/dd/yy Code2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private

transaction)

749. Closed 12121110 J Account Closed

750. -Pimco Municipal Income fd Open 12/21/10 J Transfer from Trust #2

751. Closed 12/21/10 J Account Closed

752. -Plum Creek Timber co Open 12/21/10 J Transfer from Trust #2


754. -Sun Life Financial Inc Open 12/21/10 J Transfer from Trust #2


756. -T Rowe Price Tax Free Short Intermediate Open 12/21/10 K Transfer from Trust #2 Fund

757. Closed 12/21/10 K Account Closed

758. -Vale SA ADR Open 12/21/10 J Transfer from Trust #2


760. -Vanguard GNMA Fund Open 12/21/10 L Transfer from Trust #2

761. Closed 12/21/10 L Account Closed

762. -Wells Fargo Advantage ST Muni Bond Inv Open 12/21/10 K Transfer from Trust #2

763. Closed 12/21/10 K Account Closed

764. Trust #4 D Dividend 0 T

765. -Fidelity Tax-Free Money Market Open 02/23/10 J Transfer from Brokerage #3

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C>$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,001 - $50.000 (See.Columns Bl and 04) F .:s50,001 - s100,000 =$100,001 • $1,000,000 HI =$1,000,001 -$5.000,000 H2 =More than $5.000.000

2. Value Codes J =$15.000 ar less K =$15,001 -$50,000 L =$50,001 -SI00,000 M =SI 00.00 t - $250.000

(See Columns Cl and DJ) N =$250,001 - $500.000 0 =$500,00 I -$1,000,000 Pl =$1.000,001 - $5.000,000 P2 =$5.000.001 - $25.000.000 P3 =$25.000.001 - $50.000.000 P4 =More lhao $50,000.000

3. Value Mclbod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Olher W =Estimated

o4 : BJ

c.

(I) (I) (2) (4)


07/29/2011Rovner, Ilana D. Page 49 of58



A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period


(2) (I) (2) (3) (5) Amount Type(e.g., Value Value Type ( e.g., Date Value Gain Identity of

exempt from prior disclosure Place "(X)" after each asset

Code I div., rent, Code2 Method buy, sell, nnn/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

766. -AT&T Inc Com Open 02/23/10 K Transfer from Brokerage #1

767. -Agnico Eagle Mines Com NPV Open 02/23/10 J Transfer from Brokerage #I

768. -Alcoa Inc Open 02/23/10 J Transfer from Brokerage #1

769. -Anadarko Pete Corp Open 02/23/10 J Transfer from Brokerage #I

770. -Apple Inc Open 02/23/10 J Transfer from Brokerage #I

771. -Brocade Communications Sys Open 02/23/10 J Transfer from Brokerage #1

772. -Enbridge Energy Partners LP Open 02/23/10 J Transfer from Brokerage #1

773. -Govt Pptys Income Tr Com Shs Open 02/23110 K Transfer from Brokerage #I

774. -!shares Inc MSCI Canada Index Fd Open 02/23/10 K Transfer from Brokerage#!

775. -ITC Hldgs Corp Open 02/23/10 J Transfer from Brokerage #1

776. -Pimco Mun Income Fd II Open 02/23/10 K Transfer from Brokerage #1

777. -Range Resources Corp Open 02/23/10 J Transfer from Brokerage # 1

778. -SPDR Ser Tr Morgan Stanley Tech Open 02/23/10 J Transfer from Brokerage #1

779. -Tata Motors Limited Adr Ea Rep Open 02/23/10 K Transfer from Brokerage #I

780. -Fidelity Canada (FICDX) Open 02/23/10 K Transfer from Brokerage #I

781. Buy 12/03/10 J (add'!)

782. Buy 12/30/10 J (add'!)

I. Income. Gain A=$1,-000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 0=$5,001 -$15,000 E =$15,001 - $50,000

(See Columns and D4) f =$50.0oi.- $I 00,()00 G =$I 00,00 I - $1,000.000 HI =$1.000,001 -$5,000,000 H2 =More than $5.000,000 2. Value Codes J =515,000 orless K =$15,001 - $50,000 L =$50,001 - $100.000 M =$I 00.00 I - $250,000

(See Columns Cl and 03) N =$250,00 I - $500,000 0 =$500,00 I - $1,000,000 Pl =SI,000.001 -$5,000,000 P2 =$5.000.001 - $25,000,000 P3 =$25,000.001 - $50,000,000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U=Book Value V =Other W =Estimated

(2) (4) (5)

Date of Report Name of Per.;on Reporting FINANCIAL DISCLOSURE REPORT


Vil. INVESTMENTS and TRUSTS -income, value, transactions

A

(I) (5)




(2)


VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP. 34-60 of filing instructions.) -


A. B. c. D.

Description of Assets Income d u ring Gross value at end Transactions during reporting period

{including trust assets) repor ting period of reporting period

{I) (2) (I) (2) (I) (3) (4) (5) Place "(X)" after each asset Amou nt Type (e.g ., Va lue Value Type(e.g., Date Value Gain Identity of

exemp t from prior disclosure CodeI div., r ent, Code2 Method buy, sell, mm/ddlyy Code2 Code I buyer/sel ler (A-H) or in t .) (H) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

834.

835.

836.

837.

838.

839.

840.

841. -Thornburg Ltd Term Municipal Fund CIA (LTMFX)

842.

843.

844.

845.

846.

847.

848.

849.

850.

Buy (add'!)

Buy (add'l)

Buy (add'I)

Buy (add'I)

Buy (add'J)

Buy (add'!)

Buy (add'!)

Open

Buy (add'I)

Buy (add'I)

Buy (add'!)

Buy (add'l)

Buy (add'I)

Buy (add'l)

Buy (add'I)

Buy (add'I)

Buy (add'!)

05/28/10 J

06/30/10 J

07/30/10 J

08/31/10 J

09/30/10 J

10/29/10 J

11/30/10 J

02/23/10 J

02/26/IO J

03/31/10 J

04/30/10 J

05/28/10 J

06/30/10 J

07/30/10 J

08/31/10 J

09/30/10 J

I0/29/10 J

Transfer from Brokerage #I

A =$1,000 or less B =$1,001 $2,500 c =$2,501 • $5,000 0=$5,001-$15,000 E=$15,001 - $50,000

F =$50.00 I - $I 00.000 G =$!00.001 '$1.000.000 HI =$1,000,001 - $5.000.000 H2 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15,00 I -$50.000 L=$50,001 - $100.000 M =$100.001 - $250.000

(Sec Colunms Cl and 03) N =$250.00 I - $500.000 0=$500,00 I - $1,000,000 Pl =$1.000,001 - $5.000,000 P2 =$5,000,001 - $25,000.000 P3 =$25.000.00 I - $50.000.000 P4 =More than $50.000.000



Page 54of58


Rovner, Ilana D.

Date of Report

07/29/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP. 34-60 a/filing instructions.)




(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type ( e.g., Value Value Type(e.g., Date Value Gain ldentityof

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

851. Buy 11/30/10 J (add'I)

852. -Thornburg Strategic Municipal Income C Open 02/23/10 L Transfer from (TSSCX) Brokerage #I

853. Buy 02/26/10 J (add'I)

854. Buy 03/31/10 J (add'I)

855. Buy 04/30/IO J (add'!)

856. Buy 05/28/10 J (add'l)

857. Buy 06/30/10 J (add'I)

858. Buy 07/30/10 J (add'I)

859. Buy 08/31/10 J (add'!)

860. Buy 09130/10 J (add'l)

861. Buy 10/29/10 J (add'I)

862. Buy 11119/10 J (add'l)

863. Buy 11/30/10 J (add'I)

864. -Vanguard GNMA (VFIIX) Open 02/23/10 J Transfer from Brokerage# 1

865. Buy 02/26/IO J (add'I)

866. Buy 03/30/10 J (add'l)

867. Buy 03/31/IO J (add'l)

I. Income Gain Codes: A =$1 ,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000 (See Columns BI and D4) f 6$50.00I • $100,000 G =$100.001-$1,000.000 HI =$1.000,001 - $5.000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K =$15,001 -$50.000 L =$50.001 - SI00.000 M =SI 00.00 t - $250,000

(See Columns Cl and 03) N 4250.00 I - $500.000 0 =$500,00 I - S 1,000,000 Pl =Sl.000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25.000.001 -$50.000.000 P4 =More than $50,000.000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


c.

Codd

(Q-W)

c=s2;sor:

(2) (4)

mm/dd/yy



Name of Person Reporting Date of Report


(Q-W)

(I) (3) (4)

(J-P)



885. Buy 09130110 J (add'I)

886. Buy 10/29/IO J (add'!)

887. Buy 11/30/IO J (add'I)

888. -Wells Fargo Short Tenn Muni Bd-Invest Open 02/23/10 L Transfer from (STSMX) Brokerage #1

889. Buy 02/26/10 J (add'!)

890. Buy 03/31/10 J (add'I)

891. Buy 04/30/10 J (add'I)

892. Buy 05/28/10 J (add'I)

893. Buy 06/30/10 J (add'!)

894. Buy 07130110 J (add'!)

895. Buy 08/31/IO J (add'!)

896. Buy 09/30/10 J (add'!)

897. Buy 10/29/10 J (add'I)

898. Buy 11/30/IO J (add'!)

899. Buy 12/13/10 J (add'!)

900. -Hatteras Finl Corp Com (HTS) Open 02/23/10 K Transfer from Brokerage #I

901. Sun Life Assurance Company None Closed 02126110 J Proceeds from Life Ins.

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.



(I) (2)(2) (I) (2) (5) Place "()(}"after each asset Amount Type (e.g., Value Value Type ( e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div., rent, Code2 Method buy, seU, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) redemption) (J-P) (A-H) (if private Code3

transaction)

J. Income Gain Codes:. A =$1,000 or less B ,;,s1;001 - $2,500 c =$2,501 - $5,000 0=$5,001-$15,000 E =$15,00 I - $50,000

(See Columns BJ and 04) f=$50,001-$JOO,OOO G.=$100,001-$1.000.000 HI =$1,000,001 -$5,000.000 H2 =More than $5,000.000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00 I - $I 00.000 M =$100.001 - $250.000

(See Columns CI and 03) N =$250,00 I - $500,000 0 =$500,00 I - $ 1,000.000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25.000.001 - $50.000,000 P4 =More than $50.000.000





VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

NOTE I: In regard to Transamerica Life Insurance Company, Trust #3 received the face amount of the policy in 2010 after heram passed away on l l/27/09. Trust# 3 was then transferred to on 12/22/10.

NOTE 2: Name change occurred within the year from Old Mutual Claymore to Guggenheim Enhanced Equity Income Fund on 6/22/I 0 in the IRA #8 account.

NOTE 3: Name changed occurred from VSP Energy to Vangaurd Engergy. This flows through with each transfer from IRA Account #6 to IRA Account #4 to IRA #8 and remains in IRA #8.

NOTE 4: Name changed occurred when the transfer from Retirement Account #2 to IRA Acct #5 on 3/16/10. The name changed from Fidelity Cash Reserve to Fidelity Government Money Mkt.

NOTE 5: As mentioned in several notes above and in Part VII. Investment and Trust, there were several accounts transferred and closed during the year. The following will discuss the transfers and which accounts are now closed:

NOTE 5A: Brokerage #I transferred to Trust #4 on 2123/10 and closed on 3/2/10.

NOTE 5B: IRA #I recieved IRA #2 on 2/26/10 and transferred to IRA# 8 on 4/23/IO and closed on 4/23/10.

NOTE 5C: IRA #2 transferred to IRA #I on 2/26/10 and closed on 2/26/10.

NOTE 5D: IRA #3 transferred to IRA#5 on 2/22/10 and closed on 2/22/10.

NOTE 5E: IRA #4 received IRA# 6 on 2/23/10 and transferred to IRA #8 on 8/13/IO and closed on 8/13/10.

NOTE 5F: IRA #5 received IRA #3 on 2/22/10 and received Retirement #2 on 3/I6/IO.

NOTE 5G:IRA #6 transferred to IRA #4 on 2/23/10 and closed on 2/23/I 0.

NOTE 5H: Retirement #I transferred to IRA #8 on 4/27/10 and closed on 4/27/10.

NOTE 51: IRA #7 transferred to IRA #8 on 2/22/10 and closed on 2/22/10.

NOTE 5J: Brokerage #2 transferred to Trust #2 on 2/22/10 and closed on 2/22/10.

NOTE 5K: Retirement #2 transferred to IRA #5 on 3/16/10 and closed on 3/16/10.

NOTE 5L: Brokerage #3 transferred to Trust #4 on 2/23/10 and closed on 2/23/10.

NOTE 5M: Brokerage #4 transferred to Trust #I on 4/26/10 and closed on 4/26/10.

NOTE 5N: Trust #I received Brokerage #4 on 4/26/10.

NOTE 50: IRA #8 received IRA #7 on 2/22/10, received IRA #I on 4/23/10, received Retirement #I on 4/27/10, and received IRA #4 on 8/13/10.

NOTE 5P: Trust #2 received Brokerage #2 on 2/22/10, transferred most to Trust #3 on 12/21110.

NOTE 5Q: Trust #3 received most of Trust #2 on 12/21/10 and closed on 12/22/10 (see NOTE I).

NOTE 5R: Trust #4 received Brokerage #I on 2/23/10 and Brokerage #3 on 2/23/10.

NOTE 6: There was an error in the 2009 Financial Disclosure Report by not showing the sale of Fidelity AMT Tax-Free Money Market (FIMXX) in September of 2009. The value code is N with no gain or loss.



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Ilana D. Rovner

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

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