8/3/2019 Salvador E Casellas Financial Disclosure Report for 2010

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A O I 0R e v . 1 / 2 0 1 !FINANCIAL DISCLOSURE REPORT

. F OR C A LEN D A R Y EA R 2010Repor t Requ ired by the E th i~i n Go vernm ent Ac t o f 1978(5 U.S.C. a p p . 1 0 1 - 1 1 I )

1. Person Reporting (last name, lint, middle initial)C ASELLAS, SALVADOR E.

4, Title (Article HI judges indicate active or senior status;magislaate judges indieat~ full- or pan-t ime)U.S. SENIOR DISTRICT ~ DGE

7, Chamber~ or Office AddressU.S. COURTH OUSE300 RECINTO SUR - SUITE 342SAN JUAN, PUERTO R/CO 00901

2. Cour t or Organizat ionU.S.D .C . Pue r to R ico

Repor t Type (check appropr iate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final

Date o f Report05/12/2011

6. Repo~h~g Per iod01/01/2010

to12/31/2010

Da t e

5b. [] Amended gepoaO n t h e basis of the informat ion contained in thi s Repor t and aaym o d i f i ca t i o n s p e r t a i n i n g t h e r e t o , it i s , in m y o p i n i o n , i n c o m p l i a n c ew i t h a p p f i c a b l e la w s a n d r e g u l a t i o n s .

Reviewing Officer

I M P O R T A N T N O T E S : The instructions accompanying this form must be followet Complete all parts,c h e c k i n g t h e N O N E b o x f o r e a c h p a r t w h e r e y o u h a v e n o r e p o r t a b le i n f o r m a t io n . S i gn o n l a st p a g ~

~ -~ N O N E ( N o r e p o r t a b l e p o s i t i o n s .)POSITION

1 . DI]~ECTOR2.3.4.

_NAME OF ORGANIZATION/ENTITYA NGE L R A M O S FO UND A T IO N (NO N- PR O FIT INST IT UT IO N)

I I . A G R E E M E N T S . a ~ ,p o , ~ . g i ,, a ~ . ia . o , ,, .; ,- ~ , ~ , u - ; 6 o[filinff in,rructian$.)~ ,~ N O N E ( N o rep o r ta b le a g reem en ts . )

DATE P A R T I E S A ND T E R M S

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F I N A N C I A L D I SC L O SU R E R E P O R TPage 2 of 8

N a m e o f P e r s o n R e p o r t in gCASELLAS, SALVADOR E.

D a t e o f R e p o r t05112/2011

III. NON-INVESTMENT INCOME. O~e~ o,~n~ i~ d~ i~n ds,o~e; see~ ,~,. ~Z -24A . F i l e r s N o n - I n v e s t m e n t I n c o m e~ ] N O N E ( N o r e p o r t a b le n o n - i n v e s tm e n t i n c o m e . )

DATE SO UR CE A ~ D T Y P E

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t In c o m e - If ~ o u w e , e m a r r i e d d u r i n g a n y p o ~ f f o n o f t h e r e p o r ~ i n g y c a r , c o m p l e t e t h i s s e c t i o n .( D o ll a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a. )

~ N O NE (N o repor ta ble non - inv es tm ent i nc om e. )~ SOURC]$ AND TYPE

1 .2.3.4.

IV . R E IM B U R SE M E N T S -( I nclude s those to spouse and de pe nde n t chi l dr e n; se e pp. 25- 27 o f f i l i ng inr t r ac tion~.)

N O N E ( N o r e p o r t a b l e r e im b u r s e m e n t s .)SO UR CE DATES L _ _ O C A T I O N

1 .2.

5.

PURPOSE !TEM S.PAID OR pROVIDED

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FINANCIAL DISCLOSURE REPORTPage 3 o f 8 CASELLAS, SALVADOR E.

Date of Report05/12/201 !

N O N E ( N o r e p o r t a b l e g i f t s. )S O _ _ O _ L ! ] L ~ _ DESCRIPTION VALUE

(No reportableON E l iabil i t ies .)CREDITOR

1. UBS M A R G I N L O AN

2. Santande r Secu r i t ie s MARG INAL LOAN

3.4.5.

DESCRIPTION VALUE CODE.PI

P|

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FINANCIAL DISCLOSURE REPORTPage 4 o f 8

Name of Person R eport ing

[ C AS E L L AS , S AL VADOg . E .

D a t e o f R e p o r t05/12/20 | l

V I I. I N V E S T M E N T S a n d T R U ST S -NONE (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during( i n c l u d i n g m a s t a s s e ts ) r e p o r t i n g p e r i o dO) (2)

P i n e , " " ( X ) " a i d e r e a c h * s u e t A m o u n t T y p e ( e .g .,e x e m p t fi o m p r i o r d is c l o s u r e C o d e 1 div., rent,( A - W ) o r i n t . )

G r o s S v a l u e a t e n dof repo~ng period(1) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

(1 )T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( 2 )

D a t e Value G a i nmm/dd/yy Code 2 Code

0 - P ) ( A - H )

i d e n t i ty o fb u y e r / s e l l e r(if p r i v a t e

t r a n s a c t i o n )

[ I. Account a t Bunco San tande r

!2. Account at Popular Seem-ides, Inc.3 Account a t Banco Popula r4. Tax Free Fund-UBSTax Exemp t Fund a t San taude r Secur i tie sIRA - Universal Life Insurance Co.

i 7 . Cash Va lue Insurance Po l ic ie s Me t Li fe &! Equi tab le! 8 . International Hospital i ty S.E.

9. Annuity Universal Life Ins. Co.I0 . GNM A Ser ia l Bonds1 2 .

1 3 .

114.1 5 ,

~16 ,i 17 .

A

i C

interestNone

InterestinterestInterestinterestInterest

N o n eInterestInterest

K T

J TK TJ T

R e d e e m e d

Re d e e me dR e de e m e d

I 1 / 0 1 1 1 0 i M

L

K

Universal Lif~ Ins. Co.

Universal Life la~s. co.iB SC MO L e h m a nP.R. Gove rnment & Agency B o n d s

Interest i J T

Interest P2 ! T R e de e m e dBu yBu y

Bu yRe d e e me d

Sold

09 /01/1007/23 /1007/23 /1010/07 /1009/01 /10

03/I 1/10

N

UB S

UBS

Santander SecuritiesSantander SecuritiesSantander Securities

[ Santander Securities

1. lm:ome Gaha Codes:(See Cotumn~ Bl ~4 D4)

2. Valu Codes(See Columns CI and D3)

3. Value Method Codes(~e Column C2 )

A =I;I .000 or lessF ~$50,001 - $100.000] *$15,000 or lessN =$250,001 - $500,000P3 =$ 25.000.001 - $50.000.000Q =AppraisalU =Book Va lue

B =$1 .001 . $2 .500G=$100,0~1 - $1,000,000K =$15,001 - $50,000O~$500.001 - $1,000,000R --Cost (Real Estate Only)

C =$2,501 - $5,000HI *=$1,000.0Ol . $5,000,000L =$50,001 - $100,000P1-1; 1,000,001 - $5.000.000? 4 = M o r e t h a ~ $ 5 0 , 0 0 0 , ~ 0 0

W =Estimated

E =$15.001 -$50,000

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Name of Pe~a ReportiagCASELLAS, SALVADOR E.

D a t e o f R e p o r t05/12/2 011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ e o . o , .~ e , ~ . . .o ~ o . ~ a ~ a ~ . . , ~ o . ~ o / s ~ o ~ ~ d dependent children; see p p . 3 4 - 5 0 of fding instruetiottt)N O N E ( N o r epo r table in com e, asse ts , or t r an sac t ion s. )

D~ser ip t ion o f Asse t s I n c o m e d u r i n g( inc lud Ing t ru s t a s se t s ) r epo r t ing pe r iod

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 die., rent~( A-H ) or in t . )

G r o s s v a l u ~ a t e n do f r epo r t ing p~r iod0) (2)Va l u e Value

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

(l )Type (e.g,,buy, s e l l ,

r e d e m p t i o n )

Transac t ions du r ing r~po r t ing pe r iod

(2) (3) (4)Date Value Gain

mm/dd/yy Code 2 Code I(J-P) (A-H)

( 5 )Iden t i ty o f

buye r / se l | e r( i fpr iva te

wansact i on)

1 8 . AFICA Bonds (P.R. Financial Authority)

Univ. of P.R. BondsP.R. Employees Assc. Notes

Interest

InterestInterest

R ed ee m ed 07 /0 1 /10Redeemed 1 0 1 1 0 4 1 1 0

R e de e m e d 08/01110

J

LJ

UB S b q 3 S

Santande r Secur ides

22 . Fi r st Bank P .R. Note s (S tep up)23 . P.R. Public Bldg. Authority

P.R. Publ ic Finance Co. BondsP.R. Highway Bonds

Shares of Popular , Inc.

24 .25 ,26 .

32 .[33.

34 .

I n t e r e s t

I n t e r e s t

Interes t

M F TT1 "T

T

R e de e m e d

Bu yB uy 08/30/10

M

JJ

i Popular Securities

Io p u l a r S e c u r i t ie s

I. I ncome Gain Coda:(See Co luams BI ~md IM)

2.Value Codes~ , S e e C o l ~ C 1 a n d 0 3 )

3. Value Me~ C~s(See Col~ ~)

=$I,000 or l~:s~$50,001 - $100,~0~

~ $ 1 5 , 0 0 t 3 o r l ~ s sP3 =$25,060,001

=Appraisal= l~ak Va lue

=21.001 -~$10O,0Ol - $1=$15,001 -

~ost (Real E s ~ O ~ y )

C =52 ,501 - $5 .0~H 1 = $ 1 , 0 0 0 . 0 O I L =$50.001 - $1011,000P I =$ 1 ,000,001 - $5,000,000P4 =Mote t/ma $50,000,000S = A ~ e ~ m n tW =Est ima ted

D = $ 5 , 0 0 1 - $ 1 5 . 0 1 ~H 2 =More t h ~ a

M = $ 1 1 0 0 ,0 0 1 - $ 2 5 0 . 0 0 ~P2 =$5,000,001 - $25,0~0,000T ~ a s h M a r k e t

E = $ 1 5 . 0 0 1 - $50,000

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FINANCIAL DISCLOSURE REPORTPage 6 o f 8

N a m e o ( P e r s o n R e p o r t i n gC A SELLA S, SA LV A D O R

D a t e o f R e p o r t05/12/2011

VII. INVESTMENTS and TRUSTS -NONE (No reportable income, assets, or transactions.)

D~eription of Assets Income during( i n c l u d i n g I r a s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)P l a c ~ " ( X ) " a l ~ r ~ c h a s s e t Amount Typ~ ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d l v . , r e n t ,( A - I D o r i n t . )

CoGross va lue a t endo f r~po r t ing pe r iod(t) (~)Valu~ Value

C o d e 2 M e t h o d{J-P ) C o d e 3{ Q - V O

(l)T Y I ~ (e.g.,buy , se l l ,

r e d e m p t i o n )

T r a n s a c t io n s c h t d n g r e p o r ~ n g p ~ - ~ o d

(~) (3) (4)Date Value Gain

ram/dd/yy Cod, 2 Code 1(j-p)

(~)I d e n t i t y o fbuyer l se l l er

( i f p r iva tet r ansact i on)

35 .

I . I n c o m e G a i ~ { ~ o ~ ;(See C o l u m n s

2. Val~ C~(~e CoI~=550.001 - $100,000-$15.000 or less=$250,00~. -

P3 =$25,000,001 -=Appraisal=Book V a | u n

B =$1,001 - $2,500(3 =$100,001 - $ 1,000,000K =$15,0~1 - $50,000

R ~ ( ~ o s t (Real Esta~ Only)V ~: ) tbe r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,~10.000p| =$1,000,001 - $5,000,000P4 ~Mo~ than $50,000,1100W =F~i ima t~ l

D =55.001 - 515,000H 2 ~ M o t e t h~n $5 ,000 .000M =$100,00t - $250.000P2 ~$5,000.00L -T ~h M~et

E =$15.001 - $ 5 0 , 0 0 0

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N ~ , m e o 1 " P e r s o n R e p o r t in gCASELLAS, SALV ADOR E.

D a t e o r " R e p o r t05/12/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicat*panof,eport.)PART II - AGREEMENTS.

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N a m e o f P e r so n R e p o r t in gCASELLAS, SALVAD OR E.

I X . C E R T I F I C A T I O N .

D a t e o f R e p o r t05/12/20| I

I cer lf fy that a l l in format ion g iven abo ve ( including informat ion p erta in ing to my spouse an d mino r or depen den t ch i ldren , i f any) i saccurate , ~ ue , and comple te to the bes t o f my know ledge and be l i e f , and that any informat ion not reported was wi thhe ld because i t met appl icab le s tatu toryprovi s ions permit t ing non-d i sclosure .

I further cert i fy that earned in come from outs ide employment and hono rar ia and the acceptance of g i f ts which have been reported are incompl iance wi th the pro vi s ions of 5 U.S.C. app. 501 e t. s eq . 5 U,S.C. 7353 , and Judic ia l Con ference regu lat ions .

Si

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I LS T O F I L E T I -H S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U , S . C . a p p . 104)

Committee on Fin ancial DisclosureAdministrat ive Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington , D.C. 20544