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Samuel Conti Financial Disclosure Report for 2009

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  • 8/3/2019 Samuel Conti Financial Disclosure Report for 2009

    1/7

    FINANCIAL DISCLOSU~ ~PORT

    1 . p e r t o o R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d i e i n i t i a l ) Z. Court o r Organ iza t ion ] 3 . D a t e o f R e p o r tCo n f i , S a m u e l U.S. Dist r i c t Cou r t , Nor thern Dist r i c t o f Cal i for r t i a 03 / 24 / 2010

    4 . r i fl e ( A r t i c l e 1 1 I j u d g e ~ i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; ~ a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e ty p e ) 6. Report ing Periodr t m g l s l r a t ~ j u d g e s i n d i c a t e f u l l - o r p r o - o h m : ) [ ] N o m i n a t i o n , D ~e 1/I /2009U. S . Di s t r i c t J ud ge - Sen i o r S t a t t ~ [] Initial [] A~zual [] Final to12 / 31 / 20q95 b . [~ A m t -nd ed R c l x ~r t

    7. Cham btr~ or Office Addr t~s 8. On the hash of the Informaflom contained In thh Report and anym ~ d l f i e o t~ n a I ~ r t a ! n l o g t h e re t o , It | ~ , In m y o p i n i O m o i n c o m p l i a n c eI .d .S. Co o . t tho tl~ with appl |eabl~ Iowi and regula t ions.4 5 0 G o l d e n G a t e A v e n u eS a n F r a n c i s c o , C A 9 4 1 0 2 Reviewing O ff icer D a t e

    I M P O R T A N T N O T E S : The imtrucaons accompanying this form m ust be followecL Comp lete all parts,checking the NON E box for each part where ~ou have no reportable information. Sign on last page.

    I. PO S ITION S. ~, ~,~t~t,~,,o ~. ~-n oS~t~N O N E ( N o reporCable positions.)

    POSITION NAMF, OF ORGANIZATION~NTITY1 .

    3.

    I I . A G R E E M E N T S . (Repo~lng indi~ldualon~, seelrp. 14-16offding b~tr~ctia~ NO~ ~o repo~able a~ments.) : - " . ~ ; "

    ""1 . 1 9 8 7 CA State P~on F~d

    2.

  • 8/3/2019 Samuel Conti Financial Disclosure Report for 2009

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    ]Name of l~er~n Reporting]

    , Date of P.eportP a g eF I N A N C I A L 2 o f 7 D I S C L O S U R E R E P O R T I Contl, Samuel 0 3 / 2 4 / 2 0 1 0

    HI. NON-INVESTMENT INCOME. o~opo,~gA. Filers Non-Investment Incom e

    NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE. INCOME(yours, not spouses)

    I.

    2.

    3.

    4.

    B . S p o u s e s N o n - I n v e s tm e n t In c o m e - if you ~re marred during any porch of the reporting year, o~la,~ thla section.(Dollar ~ount not required ~xcept for honor~r~c~)

    N O N E ( N o reportable non-investment income.)DAT E SO URCE AN D T Y P E

    1.

    2.

    3.

    4.

    IV . R E I M B U R S E M E N T S - t ~ .~ ,o n ,, n ~ , todgl.t,~oo~,..t...~.~(Includes t~se to ~se ~ d~e~ ~1~; se e pp . 25-27 of ill~ ~tio~.)

    N O ~ ~ o reportable reimbursements.)SO~CE ~ L O C A T I O N P~POSE !~MS P~D OR PROVm~

    1 .2.3.4.

    5.

  • 8/3/2019 Samuel Conti Financial Disclosure Report for 2009

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    N a m e o f P e rs o n R e p e r t h ~ g

    ]

    Date of ReportFINANCIAL DISCLOSURE REPORTP a g e 3 o f 7 0 3 / 2 4 / 2 0 1 0

    NO~ ~o repoaab& g~.)

    1 .2.3.4.

    V I . L I A B I L I T I E S . ( l~duaex a~os of ~ouse and ,te~n~tntN O N E ( N o reportable liabilities.)

    1 .2.3.4.5.

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    F I N A N C I A Lp a g e 4 o f 7 D I S C LO S U R E R E P O R T I 0 3 / 2 4 / 2 0 1 0

    H O N E ~ o reportable i~ome, ~se~, or ~amactio~.)A. B. C. D.

    (including ~st ~s~) re~ng ~ cf~ng ~O) (~) O) (~) O) 1~). O) (4)

    I . E n b f i d g e P i ~ P t n e ~ C D i v i d e n d K T

    2. Met Life Ins. A Divide n d J T3. Teppo Pmers A Divide n d J T M e r g e d 10/24/09 K A E n t e r p r is e P r o d u c t s(with line 19) Pmer$4. All ied C ap i t a l A Divide n d J T

    I 5 . Buckeye Pmers B D i v i d ~ : n d K T! 6 . K i n d e r M o r g a n C Divide n d L T7. An~efigas P tners A D i v i d e n d J T

    8. Fe mflg as P tn e rs A Divide n d J T9. AT&T D D i v i d e n d M T1 0 . Ex0n Mo bi le C Divide n d M T1 I. Ge n e n d E le c t r ic B Divide n d K T1 2 . B a n k o f W e s t A Interest M T1 3 . U.S. Savin g s Bo n ds C Interest K T1 4 . U. S . " l r ~s u r y Not es E Interest M T1 5 . V et i zon B D i v i d e n d K T1 6 . Plains All Amea-lcan B Divide n d K T1 7 . A m er i c an C ap i t a l S t r a t eg i es B D i v i d e n d J T

    (S or Colm a a m B t2. V~I~ ~ $ = ~ lS .000 o r le t* K -$ 1 $ .0 0 t - $ 5 0 ,0 0 0 L ~ .5 0 .0 0 1 - $ | 0 0 ,0 0 0 M ~ $ 1 0 0 , 0 0 1 - $ 2 5 0 ,0 0 0

    ( S ~ C o l m ~ x t C l ~ n d D 3 ) N = $ . 2 5 0 . 1 1 0 1 - $ ~ 0 . 0 0 0 O =IS 0 0.0 01 - $ 1.0 00 .0 00 P I =$ 1.0 00 ,0 01 - $ SJX ) 0 .0 00 P 2=$ 5.0 00 .0 01 - $ 25.0 00 ,0 00P 3 - $ 2 L 0 0 0 . 0 0 I - $ 5 o , 0 0 0 , 0 0 0 P 4 - M o r ~ ~ $ 5 0 . 0 0 0 , 0 0 03 . V t l~ M r t h o d C o d ~ Q - A , t ~ t i ~ l R ~ (Re~l ~ O~y) $ -A~t~m~ T ~ Market(Set Col~tuo C2) O

  • 8/3/2019 Samuel Conti Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT N t m o [ P * r ~ o n R e p o r t in g Dot, ol ReportPage 5 of 7 Co.ft. Samuel 03 / 24 / 2010V I I . I N V E S T M E N T S a n d T R U S T S - i,~,,,. .a.,. ~,=-ao,, an,~.~ ~ o,ro~ .~ ,~.~nt cha~,,~: ,.. p~ J~o omit~-~ " BO NE (No reportable income, assets, or transactions.)

    A. B. C. D.D e s c r i p t i o n o f A s s e t s Income dmlng G r o s s v a l u e a t e n d T r m t s a c t l o m d u r i n g r e p o r t i n g

    ( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e t i o d o f r e p o r t i n g p e r i o d(D (2) O) ( 2 ) (D (2) (3) ( 4 ) ( 5 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t Amoum T y I ~ ( e . g . , V~lue Valu~ T y p c ( e . g . , Date Value Gain I d e m ~ t y o fcxm~f~omprlordisclo~o.re Code I d i v ~ r e n t , C o d e 2 Me~od. b u y , ~ l l , mm/dd/yy Co~e2 Codc I b u y e r / t e [ l e r(A-H) o r i n t . ) . ( J - P ) Cod~ 3 r * d ~ r n p t l o n ) ( J - P ) (A-H) ( i f p r i v t t t e( Q - W ) m m s a c t i o n )

    1 8 . Apollo IowsUnent Corp. C Dividend K T

    1 9 . Enterprise Prodacts Pmers A Imerest K T

    20. California Go Bonds E Inter~t O T Buy 05/15/09 O California State

    21.

    22.

    23.

    24.

    25.

    26.

    27.

    28.

    29.

    I. Income Gain ~: A .-11,000 o r 1~ B -$1 ,0 0 ! - 1 2 ,~ t ) 0 C =12,501 - $5,000 D . # ~ 0 1 o $ 1 ~ , 0 0 0 E = $ 1 $ . O O l - $ 5 0 . 0 0 0(S ee Coluntm B I a nd D4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G - $ 100,001 $ 1,000,000 H I ~ [ , O0 0 , 0 0 1 - $ 5 , 0 0 0 ~ 0 0 H , 7 . - M o a t t h a n2, Value ~ J-.$15,000 or $~t K =$ 15 ,001 - $ 5 0.000 ~ : - -1 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M - S t 0 0 . 0 0 1 - $ 2 ~ , 0 0 0( S e e C o l m ~ a m C ~ I a t ~ d D 3 ) N = 1 2 50 0 0 l . $50 0 ,0 0 0 O -~500,001 - $1.000,000 P l - $ 1 ,0 0 0 ,0 0 1 - $ S ,0 0 0 ,0 0 0 P 2 ,. , 1 5 ,0 0 0 ,0 0 1 - $ 2 5 , 0 0 0 .0 0 01 3 = $ 2 S , 0 0 0 , 0 0 t - S S 0 , 0 0 0 , 0 0 0 t ~ 4 = M o a t t h ~ $ . ~ 0 . 0 ~ 0 , 0 0 03 . V t l o e m ~ b o d C o d s Q * A p p t t ~ t l R ~ ( R e a l E . t t ~ t e O t t l y ) $ = X . s , e s s : ~ - n t T , , ~ t ~ t , M a A e t( S e e C o t u t r m C 2 ) U - B o o k V a l u e V - O , d x x W = F _ a t l m a t ~ l

  • 8/3/2019 Samuel Conti Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE RE PORT ~ ~r~* .~.~g v a , ~ o ~ . ~ p o ~Page 6 of 7 C o , ~ a , S a m u e l 0 3 / 2 4 ~ 2 0 1 0

    VIII. ADDITIONAL INFORMATION OR E XPLANATIONS. a~,up~o/R,po~7

  • 8/3/2019 Samuel Conti Financial Disclosure Report for 2009

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    ta m e o f P e r s o n R e p o r f in ~ D a t e o f R e p o r tFINANCIAL DISCLOSURE RE PORT[Page 7 of 7 C o . t i , s a m u e l 0 3 / 2 4 / 2 0 1 0

    IX. .CERTIFICATION.I ce r t i f y t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o rm a t i o n pe r t a i n i n g t o m y spo u se a n d m i n o r o r de pe u de n ! ch i ld re n , I f a n y) I sa ccu ra t e , t r u e , a n d co m p le t e t o t h e b e s t o f m . y kn o w le dg e a n d b e f i e f , a n d t h a t a n y I n f o rm a t i o n n o t r e po r t e d w a s w i t h h e ld b e ca u se I t m e t =pp l lcg b le s t a t u t o ryp r o v i s i o n s p e r m i tt i n g n o n - d i s c l o s u r e ,I f u r t h e r c er t i fy t h a i e a r n e d I n c o m e f r o m o u l ~ l d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g t f ~ w h i c h h a v e b e e n r e p o r t e d a r e I nco m p l i a n ce w i t h t h e p ro v i z lo n s o f 5 U . S .C . a pp . 5 111 e L seq . , 5 U . S . C . 735 3 , a n d J u d i c i a l Co n f e re n ce reg u la t i o n s .

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L S IF I E S O R F A I L S TO F I L E Ti ll s R E P O R T M A Y B E S U B J E C T TO C I V I L .A N D C R I M I N A L SA N C T IO N S ( 5 U . S. C . a p p . 1 0 4 )

    FILING INSTRUCTIONSM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s to :

    C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t es C o u r t ~S u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4


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