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    MR

    Simple Control Algorithms for MR Dampers and

    Smart Passive Control System

    ( Sang-Won Cho)

    Department of Civil and Environmental Engineering

    Korea Advanced Institute of Science and Technology

    2 0 0 4

    Doctoral Thesis

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    SimpleControlAlgorithmsforMRDampersandSmartPassiveControlSystem

    Advisor : ProfessorIn-Won Lee

    by

    Sang-Won Cho

    Department of Civil and Environmental Engineering

    Korea Advanced Institute of Science and Technology

    A thesis submitted to the faculty of the Korea Advanced Institute of

    Science and Technology in partial fulfillment of the requirements for the

    degree of Doctor of Philosophy in the Department of Civil and

    Environmental Engineering.

    Daejeon, Korea

    2003. 11. 27

    Approved by

    ProfessorIn-Won Lee

    Major Advisor

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    MR

    .

    2003 11 27

    ( )

    ( )

    ( )

    ( )

    ( )

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    i

    DCE

    995353

    . Sang-Won Cho. Simple Control Algorithms for MR Dampers

    and Smart Passive Control System. MR

    . Department of Civil and

    Environmental Engineering. 2004. 101p. Advisor: Professor In-Won Lee.

    Text in English.

    ABSTRACT

    This dissertation proposes simple and efficient control algorithms for seismically

    excited structures using MR dampers and a smart passive system based on MR dampers.

    Magnetorheological (MR) dampers are one of the most promising control devices for

    civil engineering applications to earthquake hazard mitigation, because they have many

    advantages such as small power requirement, reliability, and low price to manufacture.

    A number of control algorithms have been adopted for semiactive systems

    including the MR damper. In spite of good features of previous studies, some algorithms

    have drawbacks such as poor performances or difficulties in designing the weighting

    matrix of the controller. Thus, the control algorithm is required, which is simple to use

    and efficient to give comparable or better performance over the previous algorithms.

    As a simple and efficient control algorithm, a modal control scheme and a

    maximum energy dissipation algorithm (MEDA) are implemented for the MR damper-

    based control system.

    Modal control reshapes the motion of a structure by merely controlling a few

    selected vibration modes. Hence, a modal control scheme is more convenient to design

    the controller than other control algorithms. Although modal control has been

    investigated for the several decades, its potential for a semiactive control, especially for

    the MR damper, has not been exploited. Thus, in order to study the effectiveness for the

    MR damper system, a modal control scheme is implemented to seismically excited

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    ii

    structures. A Kalman filter is included in a control scheme to estimate modal states from

    physical measurements by sensors. Three cases of the structural measurement are

    considered as a feedback to verify the effect of each measurement; displacement,

    velocity, and acceleration, respectively. Moreover, a low-pass filter is applied to eliminate

    the spillover problem. In a numerical example, a six-story building model with the MR

    dampers on the bottom two floors is used to verify the proposed modal control scheme.The El Centro earthquake is used to excite the system, and the reduction in the drifts,

    accelerations, and relative displacements throughout the structure is examined. The

    performance of the proposed modal control scheme is compared with that of other control

    algorithms that were previously suggested.

    The maximum energy dissipation algorithm represents one control class which

    employs the Lyapunovs direct approach to stability analysis in the design of a feedback

    controller. However, their potential for civil engineering applications using semiactive

    control, especially with MR dampers, has not yet been fully exploited. This paperinvestigates the performance and the robustness of the maximum energy dissipation

    algorithm for civil engineering structures using MR dampers. The numerical examples

    contain the cable-stayed bridge and the nonlinear building. Various earthquakes are used

    to excite the systems. Through the series of numerical simulations, the performance is

    compared with that of other control algorithms that are previously proposed: The

    reduction in the drifts, accelerations, and relative displacements throughout the structure

    are examined according to the evaluation criteria.

    Meanwhile, to reduce the responses of the controlled structure by using MR

    dampers, a control system including a power supply, controller, and sensors is needed.

    However, it is not easy to apply the MR damper-based control system to large-scale civil

    structures, such as cable-stayed bridges and high-rise buildings, because of the difficulties

    of building up and maintaining the control system.

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    iii

    Thus, this dissertation proposes a smart passive damper system. The smart

    passive damper system is based on MR dampers. Of course, the MR damper is a

    semiactive device that needs an external power source to change the damping

    characteristics of the MR fluids. However, the smart passive damper system based on MR

    dampers is not using an external power source, but self-powered by an electromagnetic

    induction (EMI) system that is attached to the MR damper. The EMI system consists of apermanent magnet and a coil. According to the Faradays law of induction, the EMI

    system changes the kinetic energy of the MR damper to the electric energy and then the

    electric energy is used to vary the damping characteristics of the MR damper. Therefore,

    it is easy to build up and maintain the proposed smart damper system that consists of the

    MR damper and the EMI system, because it does not require any control system such as a

    power supply, controller, and sensors. To verify the effectiveness of the proposed EMI

    system, the performances are compared with those of the semiactive MR damper.

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    iv

    TABLEOF CONTENTS

    ABSTRACT .......................................................................................................................... i

    TABLEOF CONTENTS ...................................................................................................... iv

    LISTOF TABLES ............................................................................................................... vi

    LISTOF FIGURES.............................................................................................................vii

    CHAPTER1 INTRODUCTION........................................................................................1

    1.1 Background......................................................................................................... 1

    1.2 Literature Review ............................................................................................... 4

    1.2.1 Magnetorheological (MR) Dampers......................................................... 4

    1.2.2 Control Algorithms for MR Dampers....................................................... 7

    1.3 MR Fluids and Dampers ................................................................................... 10

    1.3.1 MR Fluids ............................................................................................... 10

    1.3.2 MR Fluids Dampers................................................................................ 12

    1.4 Objectives and Scopes ...................................................................................... 15

    1.5 Organization ..................................................................................................... 17

    CHAPTER2 MODAL CONTROL SCHEME................................................................18

    2.1 Modal Control Scheme for MR Dampers......................................................... 18

    2.1.1 Modal Control......................................................................................... 18

    2.1.2 Design of Optimal Controller ................................................................. 21

    2.1.3 Modal State Estimation .......................................................................... 23

    2.1.4 Elimination of Observable Spillover ...................................................... 27

    2.2 Numerical Example .......................................................................................... 29

    2.3 Summary of Results.......................................................................................... 43

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    v

    CHAPTER3 MAXIMUM ENERGY DISSIPATION ALGORITHM ............................44

    3.1 Control System ................................................................................................. 44

    3.1.1 Control Devices ...................................................................................... 45

    3.1.2 Maximum Energy Dissipation Algorithm for MR Damper.................... 47

    3.2 Benchmark Problems........................................................................................ 49

    3.2.1 Benchmark Cable-Stayed Bridge ........................................................... 493.2.2 Nonlinear Benchmark Building.............................................................. 55

    3.3 Numerical Examples......................................................................................... 59

    3.3.1 Control Performance............................................................................... 59

    3.3.2 Controller Robustness............................................................................. 64

    3.4 Summary of Results.......................................................................................... 67

    CHAPTER4 SMART PASSIVE CONTROL SYSTEM.................................................68

    4.1 Electromagnetic Induction System for MR Damper ........................................ 68

    4.2 Analytical Model and Design ........................................................................... 73

    4.2.1 Analytical Model .................................................................................... 73

    4.2.2 Design of the EMI System...................................................................... 76

    4.3 Numerical Simulation Results .......................................................................... 80

    4.4 Summary of Results.......................................................................................... 87

    CHAPTER5 CONCLUSIONS ........................................................................................88

    SUMMARY (IN KOREAN) 90

    REFERENCES 93

    ACKNOWLEDGEMENTS

    CURRICULUM VITAE

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    vi

    LISTOF TABLES

    1.1 Properties of MR and ER fluids.............................................................................. 11

    2.1 Normalized controlled maximum responses

    due to the scaled El Centro earthquake................................................................... 34

    2.2 Normalized controlled maximum responses of the acceleration feedback

    due to the scaled El Centro earthquake................................................................... 40

    2.3 Normalized controlled maximum responses of the displacement feedback

    due to the scaled El Centro earthquake................................................................... 41

    2.4 Normalized controlled maximum responses of the velocity feedback

    due to the scaled El Centro earthquake................................................................... 42

    3.1 Parameters for MR damper model.......................................................................... 46

    3.2 Comparisons of the evaluation criteria for benchmark cable-stayed bridge........... 61

    3.3 Comparisons of the evaluation criteria for the nonlinear benchmark building....... 62

    3.4 Evaluation criteria of modified location and number of MR dampers ................... 63

    3.5 Evaluation criteria for7% stiffness perturbed system

    under El Centro earthquake .................................................................................... 65

    3.6 Evaluation criteria for30% stiffness perturbed system ........................................ 66

    4.1 Normalized peak absolute accelerations and inter-story drifts ............................... 85

    4.2 Percent increment compared to the better clipped-optimal controller case ............ 86

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    vii

    LISTOF FIGURES

    1.1 Behavior of MR fluid in magnetic field.................................................................. 10

    1.2 Schematic of the prototype 20-ton large-scale MR fluid damper........................... 13

    1.3 Small-scale SD-1000 MR fluid damper.................................................................. 14

    1.4 Bypass type 20-ton MR fluid.................................................................................. 14

    2.1 Schematic diagram of the MR damper implementation ......................................... 29

    2.2 Frequency responses of the first floor for the uncontrolled structures

    under the scaled El Centro earthquake.................................................................... 32

    2.3 Frequency responses of the sixth floor for the uncontrolled structures

    under the scaled El Centro earthquake.................................................................... 33

    2.4 Variations of evaluation criteria with weighting parameters

    for the acceleration feedback .................................................................................. 36

    2.5 Variations of evaluation criteria with weighting parameters

    for the displacement feedback ................................................................................ 37

    2.6 Variations of evaluation criteria with weighting parameters

    for the velocity feedback......................................................................................... 38

    3.1 Mechanical model of the MR damper .................................................................... 45

    3.2 Drawing of the Cape Girardeau Bridge .................................................................. 51

    3.3 Cross section of bridge deck................................................................................... 51

    3.4 Finite element model ............................................................................................. 54

    3.5 Finite element model of the towers......................................................................... 54

    3.6 Schematic of the 20-story benchmark building ...................................................... 56

    4.1 Schematic of a MR damper-based control system.................................................. 68

    4.2 Schematic of a MR damper with the EMI system .................................................. 70

    4.3 Schematic of a MR damper with the EMI system implementation ........................ 70

    4.4 Schematic of a MR damper implementation .......................................................... 73

    4.5 Simple mechanical model of the normal MR damper ............................................ 75

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    viii

    4.6 Design of EMI system with Sa under three earthquakes......................................... 77

    4.7 Design of EMI system with Si under three earthquakes ......................................... 77

    4.8 Design of theclipped-optimal controller with Sa under three earthquakes............. 794.9 Design of the clipped-optimal controller with Si under three earthquakes............. 79

    4.10 Velocities and induced voltages under various earthquakes................................... 81

    4.11 Normalized peak acceleration and inter-story drift ................................................ 83

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    Chapter 1 Introduction 1

    CHAPTER1

    INTRODUCTION

    1.1 Background

    The tragic consequences of the recent earthquakes have underscored, in terms of

    both human and economic factors, the tremendous importance of the way in which

    buildings and bridges respond to earthquakes. In recent years, considerable attention has

    been paid to research and development of structural control systems. Supplemental

    passive, active, hybrid, and semiactive damping strategies offer attractive means to

    protect structures against natural hazards. Passive supplemental damping strategies,

    including base isolation systems, viscoelastic dampers, and tuned mass dampers, are

    widely accepted by the engineering community as a means for mitigating the effects of

    dynamic loading on structures. However, these passive-device methods are unable to

    adapt to structural changes, varying usage patterns, and loading conditions.

    For more than two decades, researchers have investigated the possibility of using

    active, hybrid, and semiactive control methods to improve upon passive approaches to

    reduce structural responses (Soong 1990; Soong and Reinhorn 1993; Spencer and Sain

    1997; Housner et al. 1997; Kobori et al. 1998, 2003; Soong and Spencer 2002; Spencer

    2002). The first full-scale application of active control to a building was accomplished by

    the Kajima Corporation on 1989 (Kobori et al. 1991). The Kyobashi Center building is an

    11-story (33.1m) building in Tokyo, having a total floor area of 423m2. A control system

    was installed, consisting of two AMDs the primary AMD is used for transverse motion

    and has a mass of 4 t, while the secondary AMD has a mass of 1 t and is employed to

    reduce torsional motion. The role of the active system is to reduce building vibration

    under strong winds and moderate earthquake excitations and consequently to increase

    comfort of occupants of the building.

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    Chapter 1 Introduction 2

    Hybrid-control strategies have been investigated by many researchers to exploit

    their potential to increase the overall reliability and efficiency of the controlled structure

    (Housner et al. 1994; Kareem et al. 1999; Nishitani and Inoue 2001; Yang and Dyke

    2003; Faravelli and Spencer 2003). A hybrid control system is typically defined as one

    that employs a combination of passive and active devices. Because multiple control

    devices are operation, hybrid control systems can alleviate some of the restrictions andlimitations that exist when each system is acting alone, Thus, higher levels of

    performance may be achievable. Additionally, the resulting hybrid control system can be

    more reliable than a fully active system, although it is also often somewhat more

    complicated. To date, there have been over 40 buildings and about 10 bridges (during

    erection) that have employed feedback control strategies in full-scale implementations

    (Spencer and Nagarajaiah 2003).

    Although nearly a decade has passed since construction of the Kobashi Seiwa

    building, a number of serious challenges remain to be resolved before feedback controltechnology can gain general acceptance by the engineering and construction professions

    at large. These challenges include: (i) reduction of capital cost and maintenance, (ii)

    eliminating reliance on external power, (iii) increasing system reliability and robustness,

    and (iv) gaining acceptance of nontraditional technology by the profession. Semiactive

    control strategies appear to be particularly promising in addressing a number of these

    challenges (Spencer 1996).

    Control strategies based on semiactive control devices appear to combine the best

    features of both passive and active control systems and to offer the greatest likelihood for

    near term acceptance of control technology as a viable means of protecting civil

    engineering structural systems against earthquake and wind loading. The attention

    received in recent years can be attributed to the fact that semiactive control devices offer

    the adaptability of active control devices without requiring the associated large power

    sources. In fact, many can operate on battery power, which is critical during seismic

    events when the main power source to the structure may fail. According to presently

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    Chapter 1 Introduction 3

    accepted definitions, a semiactive control device is one that can not inject mechanical

    energy into the controlled structural system (i.e., including the structure and the control

    device), but has properties which can be controlled to optimally reduce the responses of

    the system. Therefore, in contrast to active control devices, semiactive control devices do

    not have the potential to destabilize (in the bounded input/bounded output sense) the

    structural system. Previous studies indicate that appropriately implemented semiactivesystems perform significantly better than passive devices and have the potential to

    achieve the majority of the performance of fully active systems, thus allowing for the

    possibility of effective response reduction during a wide array of dynamic loading

    conditions (Spencer and Sain 1997; Symans and Constantinou 1999; Spencer 2002).

    Most of the semiactive control devices have employed some electrically controlled

    valves or mechanisms. Such mechanical components can be problematic in terms of

    reliability and maintenance. Another class of semiactive devices uses controllable fluids.

    The advantage of controllable fluid devices is that they contain no moving parts otherthan the piston, which makes them very reliable.

    Two fluids that are viable contenders for development of controllable dampers are:

    (1) electrorheological (ER) fluids; and (2) magnetorheological (MR) fluids. However,

    recently developed MR fluids appear to be an attractive alternative to ER fluids for use in

    controllable fluid dampers (Carlson 1994; Carlson and Weiss 1994; Carlson et al. 1995).

    MR fluids are magnetic analogs of electrorheological fluids and typically consist of

    micro-sized, magnetically polarizable particles dispersed in a carrier medium such as

    mineral or silicone oil. When a magnetic field is applied to the fluid, particle chains form,

    and the fluid becomes a semi-solid and exhibits viscoplastic behavior similar to that of an

    ER fluid. Carlson and Weiss (1994) indicated that the achievable yield stress of an MR

    fluid is an order of magnitude greater than its ER counterpart. Moreover, MR fluids are

    not sensitive to impurities such as are commonly encountered during manufacturing and

    usage. Therefore MR dampers have, over the last several years, been recognized having a

    number of attractive characteristics for use in structural vibration control applications.

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    Chapter 1 Introduction 4

    1.2 Literature Review

    1.2.1 Magnetorheological (MR) Dampers

    Controllable fluid dampers generally utilize either electrorheological (ER) fluids or

    magnetorheological (MR) fluids. These fluids are unique in their ability to reversibly

    change from free-flowing, linear viscous fluids to semi-solids with a controllable-yield

    strength in only a few milliseconds when exposed to an electric (ER fluids) or magnetic

    field (MR fluids). These fluids can be modeled as Newtonian fluids in the absence of a

    magnetic field. When a field is applied, the visco-plasticity model (Phillips 1969) may be

    used to describe the fluid behavior.

    Although the discovery of ER and MR fluids dates back to the 1940s, only recently

    have they been applied to civil engineering applications. To date, a number of ER fluid

    dampers have been investigated (Burton et al. 1996; Gavin et al. 1996a, 1996b; Kamath

    et al. 1996; Makris et al. 1996) for structural vibration control applications in civil

    engineering. Gavin et al. (1996a, 1996b) designed and tested an ER damper that consisted

    of a rectangular container and a moving plunger comprised of nine rigidly connected flat

    plates. Makris et al. (1996) developed an ER damper consisting of an outer cylinder and a

    double-20 ended piston rod that pushes the ER fluids through an annular duct.

    Despite these advances in the development of ER fluid dampers, the development

    of commercially feasible damping devices using these fluids is limited by several factors.

    First, the fluids have a very limited yield stress; even the best ER fluids currently

    available may only achieve stresses of 3.0 to 3.5 KPa. Also, common impurities that

    might be introduced during manufacturing significantly reduce the capacity of the fluids.

    Additionally, safety, availability and the cost of high-voltage (e.g. ~4000 volts) power

    supplies required to control the ER fluids are further considerations. MR fluids, on the

    other hand, have a 50 to 100 KPa maximum yield stress, are not affected by most

    impurities, and are not sensitive to temperature. Moreover, MR fluids can be controlled

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    Chapter 1 Introduction 5

    with a low-power (e.g., less than 50 watts), low-voltage (e.g., ~12-24 volts), current-

    driven power supply with ~1-2 amps output. Therefore, MR fluids are particularly

    promising for natural hazard mitigation and cost sensitive applications (Carlson and

    Spencer 1996a, 1996b; Spencer and Sain 1997).

    Different techniques have been developed to model the behavior of the controllable

    fluid dampers. Basically, two types of models have been investigated: non-parametric andparametric models. Ehrgott and Masri (1992) presented a nonparametric approach to

    model a small ER damper that operates under shear mode by assuming that the damper

    force could be written in terms of Chebychev polynomials. Gavin et al. (1996b) extended

    this approach to model the ER damper. Chang and Roschke (1998) developed a neural

    network model to emulate the dynamic behavior of MR dampers. However, the non-

    parametric damper models are quite complicated. Stanway et al. (1987) proposed a

    simple mechanical model, the Bingham model, in which a Coulomb friction element is

    placed in parallel with a dashpot. Gamoto and Filisko (1991) extended the Binghammodel and developed a visoelastic-plastic model. The model consists of a Bingham

    model in series with a standard model of a linear solid model. Kamath and Wereley

    (1997), Makris et al. (1996), and Wereley et al. (1998) developed parametric models to

    characterize ER and MR dampers. Dyke et al. (1996a,b), Spencer et al. (1997a) and Yang

    et al. (2001a,b) presented the Bouc-Wen model whose versatility was utilized to describe

    a wide variety of hysteretic behavior.

    A number of experimental studies have been conducted to evaluate the usefulness

    of MR dampers for vibration reduction under wind and earthquakes. Dyke et al. (1996a,b,

    1998), Jansen and Dyke (2000), Spencer et al. (1996b), and Yi and Dyke (2000) used MR

    dampers to reduce the seismic vibration of building structure model. Spencer et al.

    (2000), Ramallo et al. (2001) and Yoshioka et al. (2001) incorporated an MR damper

    with a base isolation system such that the isolation system would be effective under both

    strong and moderate earthquakes. Johnson et al. (2001a,b) employed the MR damper to

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    Chapter 1 Introduction 6

    reduce wind-induced stay cable vibration. The experimental results indicate that the MR

    damper is quite effective for a wide class of applications.

    Moreover, the technology has been demonstrated to be scalable to devices

    sufficiently large for implementation in civil engineering structures. Carlson and Spencer

    (1996b), Spencer et al. (1999), and Yang et al. (2002) have developed and tested a 20-t

    MR damper. Recently, Sodeyama et al. (2003) have also presented impressive resultsregarding design and construction of large-scale MR dampers. In 2001, the first full-scale

    implementation of MR dampers for civil engineering application was achieved. The

    Nihon-Kagaku-Miraikan, the Tokyo National Museum of Emerging Science and

    Innovation has two 30-ton-MR fluid dampers installed between the third and fifth floors.

    The dampers were built by Sanwa Tekki using the Lord Corporation MR fluid.

    Retrofitted with stay-cable dampers, the Dongting Lake Bridge in Hunan, China

    constitutes the first full-scale implementation of MR dampers for bridge structures. Long

    steel cables, such as are used in cable-stayed bridges and other structures, are prone tovibration induced by the structure to which they are connected and by weather conditions,

    particularly wind combined with rain, that may cause cable galloping. The extremely low

    damping inherent in such cables, typically on the order of a fraction of a percent, is

    insufficient to eliminate this vibration, causing reduced cable and connection life due to

    fatigue and/or breakdown of corrosion protection. Two Lord SD-1005 MR dampers are

    mounted on each cable to mitigate cable vibration. A total of 312 MR dampers are

    installed on 156 stayed cables. Recently, MR dampers have been chosen for

    implementation on the Binzhou Yellow River Bridge in China to reduce cable vibration.

    The installation is expected to be completed in October 2003 (Spencer and Nagarajaiah

    2003).

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    Chapter 1 Introduction 7

    1.2.2 Control Algorithms for MR Dampers

    One challenge in the use of semiactive technology is in developing nonlinear

    control algorithms that are appropriate for implementation in full-scale structures.

    Numerous control algorithms have been adopted for semiactive systems. In one of the

    first examinations of semiactive control, Karnopp et al. (1974) proposed a skyhookdamper control algorithm for a vehicle suspension system and demonstrated that this

    system offers improved performance over a passive system when applied to a single-

    degree-of-freedom system. Feng and Shinozukah (1990) developed a bang-bang

    controller for a hybrid controller on a bridge. More recently, a control strategy based on

    Lyapunov stability theory has been proposed for electrorheological dampers (Brogan

    1991; Leitmann 1994). The goal of this algorithm is to reduce the responses by

    minimizing the rate of change of a Lyapunov function. McClamroch and Gavin (1995)

    used a similar approach to develop a decentralized bang-bang controller. This control

    algorithm acts to minimize the total energy in the structure. A modulated homogeneous

    friction algorithm (Inaudi 1997) was developed for a variable friction device. Clipped-

    optimal controllers have also been proposed and implemented for semiactive systems

    (Sack et al. 1994; Sack and Patten 1994; Dyke, 1996a,b,c). The effective utilization of

    multiple control devices is an important step in the examination of semiactive control

    algorithms. A typical control system for a full-scale structure is expected to have control

    devices distributed throughout a number of floors. Because of the inherent nonlinear

    nature of these devices, one of the challenging aspects of utilizing this technology to

    achieve high levels of performance is in the development of appropriate control

    algorithms.

    As previously mentioned, a number of control algorithms have been adopted for

    semiactive control systems using MR dampers (Jansen and Dyke 2000). Among many

    control algorithms, modal control represents one control class, in which the motion of a

    structure is reshaped by merely controlling some selected vibration modes. Modal control

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    Chapter 1 Introduction 8

    is especially desirable for the vibration control of civil engineering structure, which is

    usually a large structural system, may involve hundred or even thousand degrees of

    freedom, its vibration is usually dominated by the first few modes. Therefore, the motion

    of the structure can be effectively suppressed by merely controlling these few modes

    (Yang 1982). To date, numerous procedures and algorithms concerning modal control or

    pole assignment have been proposed in literature. A modal control method using full statefeedback may not be practical for a structural system involving a large number of DOFs,

    since the control implementation may requires a large amount of sensors. Thus a modal

    control scheme, which uses modal state estimation, is desirable. To estimate the modal

    states from the sensor output, Luenberger observer (Meirovitch 1990; Luenberger 1971)

    and a Kalman-Bucy filter (Meirovitch, 1967) can be used for the case of low noise-to-

    signal ratios and for high noise-to-signal ratios, respectively. The troublesome of

    estimating the modal states for feedback in modal control is the problem of spillover.

    Note, however, that a small amount of damping inherent in the structure is oftensufficient to overcome the observation spillover effect (Meirovitch and Baruh 1983). At

    any rate, observation spillover can be eliminated if the sensor signals are prefiltered so as

    to screen out the contribution of the uncontrolled modes.

    On the other side, the maximum energy dissipation algorithm (MEDA) represents

    one control class which employs the Lyapunovs direct approach to stability analysis in

    the design of a feedback controller (Brogan 1991). The approach requires the use of a

    Lyapunov function that must be a positive definite function of the states of the system.

    According to Lyapunov stability theory, if the rate of change of the Lyapunov function is

    negative semi-definite, the origin is stable in the sense of Lyapunov. Thus, in developing

    the control law based on Lyapunov stability theory, the goal is to choose control inputs

    for each deice that will result in making the rate of change of the Lyapunov function as

    negative as possible. Jansen and Dyke (2000) suggested MEDA as a variation of the

    decentralized bang-bang approach proposed by McClamroch and Gavin (1995). It is

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    Chapter 1 Introduction 9

    noticeable that this control law requires only local measurements, which means MEDA is

    simply implemented without any design process.

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    Chapter 1 Introduction 10

    1.3 MR Fluids and Dampers

    1.3.1 MR Fluids

    The initial discovery and development of MR fluids can be credited to Jacob

    Rabinow (1948, 1951) at the US National Bureau of Standards in the late 1940s. These

    fluids are suspensions of micron-sized, magnetizable particles in an appropriate carrier

    liquid. Normally, MR fluids are free flowing liquids having a consistency similar to that

    of motor oil. However, in the presence of an applied magnetic field, the iron particles

    acquire a dipole moment aligned with the external field that causes particles to form

    linear chains parallel to the field, as shown in Fig. 1.1. This phenomenon can solidify the

    suspended iron particles and restrict the fluid movement. Consequently, yield strength is

    developed within the fluid. The degree of change is related to the magnitude of the

    applied magnetic field, and can occur only in a few milliseconds.

    Figure 1.1 Behavior of MR fluid in magnetic field

    There are basically two types of controllable fluids MR fluids and ER fluids. The

    primary advantage of MR fluids stems from their high dynamic yield strength due to the

    high magnetic energy density that can be established in the fluid. Energy density in MR

    fluids is limited by the magnetic saturation of iron particles. From a practical

    implementation perspective, although the total energy requirements for the ER and MR

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    Chapter 1 Introduction 11

    devices are almost equal, only MR devices can be easily driven by common low-voltage

    power sources (Carlson and Spencer 1996a). MR devices can be controlled with a low-

    voltage, current-driven power supply outputting only ~1-2 amps. ER devices, on the other

    hand, require a high-voltage power source (~2000-5000 volts) that may not be readily

    available, especially during strong earthquake events. Moreover, such a high voltage may

    pose a safety hazard. The properties of both MR and ER fluids are given in Table 1.1.

    Table 1.1 Properties of MR and ER fluids (Spencer and Sain 1997)

    Property MR Fluids ER Fluids

    Max. yield Stress 50-100 kPa 2-5kPa

    Maximum field ~250kA/m ~4kV/mm

    Plastic viscosity, p 0.1-1.0Pa-s 0.1-1.0Pa-s

    Operable temp. range -40 to 150C +10 to 90C

    Stabilityunaffected by most

    impurities

    cannot tolerate

    impurities

    Response time milliseconds milliseconds

    Density 3 to 4 g/cm3 1 to 2 g/cm3

    2

    )(/ fieldyp 10-10-10-11 s/Pa 10-7-10-8 s/Pa

    Maxi. energy density 0.1 Joules/cm3 0.001 Joules/cm3

    Power supply (typical)2-25V

    1-2A

    2000-5000V

    1-10 mA

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    Chapter 1 Introduction 12

    1.3.2 MR Fluid Dampers

    The maximum force that an MR damper can deliver depends on the properties of

    MR fluids, their flow pattern, and the size of the damper. Virtually all devices that use

    MR fluids can be classified as operating in: (a) a valve mode, (b) a direct shear mode, (c)

    a squeeze mode, or a combination of these modes (Carlson and Spencer 1996a). To date,several MR fluid devices have been developed for commercial use by the LORD

    Corporation (Carlson et al. 1996; Jolly et al. 1998). Linear MR fluid dampers have been

    designed for use as secondary suspension elements in vehicles. MR fluid rotary brakes

    are smooth-acting, proportional brakes which are more compact and require substantially

    less power than competing systems. MR fluid vibration dampers for real-time, active

    control of damping have been used in numerous industrial applications.

    In civil engineering applications, the expected damping forces and displacements

    are rather large in magnitude. Therefore, MR dampers primarily operating under direct

    shear mode or squeeze mode might be impractical. Usually valve mode or its

    combination with direct shear mode is employed. Some examples of recently developed

    MR dampers are given below. These dampers are capable of meeting real-world

    requirements and are presently either in commercial production or in production

    prototype trials.

    A 20-ton prototype large-scale seismic MR fluid damper was developed under

    cooperation between the LORD Corporation and the Structural Dynamics and

    Control/Earthquake Engineering Laboratory (SDC/EEL) at the University of Notre Dame

    (Carlson and Spencer 1996a; Spencer et al. 1997b,1998; Yang et al. 2000a,b). The MR

    fluid damper schematic is given in Fig. 1.2. For the nominal design, a maximum damping

    force of 200,000 N (20 tons) were chosen. The damper has an inside diameter of 20.3 cm

    and a stroke of 8 cm. The completed damper is approximately 1 m long, has a mass of

    250 kg, and contains approximately 6 liters of MR fluid. However, the amount of fluid

    energized by the magnetic field at any given instant is approximately 90 cm3.

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    Chapter 1 Introduction 13

    Fig. 1.3 shows a small-scale SD-1000 MR fluid damper manufactured by the

    LORD Corporation (Carlson and Spencer 1996a; Dyke 1996a,b; Jolly et al. 1998;

    Spencer 1997a). In this damper, MR fluids flow from a high-pressure chamber to a low-

    pressure chamber through an orifice in the piston head. The damper is 21.5 cm long in its

    extended position, and the main cylinder is 3.8 cm in diameter. Forces of up to 3,000 N

    can be generated with this device.Fig. 1.4 shows a bypass-type 20-ton MR fluid damper designed by the Sanwa

    Tekki Corporation (Fujitani et al. 2000; Sunakoda et al. 2000). Unlike dampers

    mentioned previously, MR fluids in this damper flow from a high-pressure chamber to a

    low-pressure chamber in valve mode through a bypass outside the main cylinder. The

    bypass has an annular gap between the outside of the magnetic pole and the inside of the

    bypass cylinder. The magnetic field is generated by a 10-stage electromagnet and is

    perpendicular to the fluid flow.

    Figure 1.2 Schematic of the prototype 20-ton large-scale MR fluid damper

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    Chapter 1 Introduction 14

    Figure 1.3 Small-scale SD-1000 MR fluid damper

    Figure 1.4 Bypass type 20-ton MR fluid

    Bearing & SealMR Fluid

    CoilDiaphragm

    Accumulator

    Wires to

    Electromagnet

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    Chapter 1 Introduction 15

    1.4 Objectives and Scopes

    The purpose of this study is to implement simple and efficient control algorithms

    for seismically excited structures using MR dampers and to develop a smart passive

    system based on the MR damper. The objectives and scopes of this study can be

    summarized as follows.

    First, the objectives and scopes of the study on implementations of simple and

    efficient control algorithms can be summarized as follows:

    (1) Implementation of modal control for seismically excited structures using MR

    dampers:

    In order to study the effectiveness for the MR damper-based semiactive, a modal

    control scheme is implemented to seismically excited structures. A Kalman filter is

    included in a control scheme to estimate modal states from measurements by

    sensors. A low-pass filter is applied to eliminate the spillover problem. In a

    numerical example, a six-story building model with the MR dampers on the bottom

    two floors is used to verify the implemented modal control scheme. The

    performance of the proposed modal control scheme is compared with that of other

    control algorithms previously studied.

    (2) Implementation of maximum energy dissipation algorithm for seismic response

    reduction of large-scale structures using MR dampers:

    The performance and the robustness of the maximum energy dissipation algorithm

    for civil engineering structures using MR dampers are investigated. The numerical

    examples contain the cable-stayed bridge and the nonlinear building. Various

    earthquakes are used to excite the system. Through the series of numerical

    simulation, the performance and the robustness are compared with that of other

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    Chapter 1 Introduction 16

    control algorithms that are previously proposed: The reduction in the drifts,

    accelerations, and relative displacements throughout the structure are examined

    according to the evaluation criteria.

    Next, the objectives and scopes of the study on development of a smart passive

    system based on the MR damper can be summarized as follows:

    (1) Development of a smart passive system based on the MR damper to reduce

    structural responses:

    The smart passive damper system is based on MR dampers. The MR damper is a

    semiactive device that needs an external power source to change the damping

    characteristics of MR fluids. However, the smart passive damper system based on

    MR dampers is not using an external power source, but self-powered by an

    electromagnetic induction system (EMI) that is attached to the MR damper. TheEMI system for MR dampers consists of a permanent magnet and a coil. According

    to the Faradays law of induction, the EMI system changes the kinetic energy of

    the MR damper to the electric energy and then the electric energy is used to vary

    the damping characteristics of the MR damper. The theoretical backgrounds and

    the designing process are presented. To verify the effectiveness of the proposed

    smart passive control system, the performances are compared with those of the

    semiactive MR damper using clipped-optimal controller.

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    Chapter 1 Introduction 17

    1.5 Organization

    This dissertation consists of four chapters. Chapter 1 discusses the background, the

    literature review, the characteristics of MR fluids and dampers, and the objectives and

    scopes of this study.

    In Chapter 2, a modal control scheme is implemented for the MR damper-based

    control system. A low-pass filter and the Kalman filter as a modal state estimator are

    reviewed and included in the modal control scheme for the MR damper-based control

    system in Section 2.1. Reduced design procedure is presented, also, in this section. To

    evaluate the proposed modal control scheme for usage with the MR damper, a numerical

    example is considered, in which a model of a six-story building is controlled with four

    MR dampers in Section 2.2. The results are summarized in Section 2.3.

    In Chapter 3, the maximum energy dissipation algorithm (MEDA) is implemented

    for the MR damper-based control system. The control system including the MR device

    and MEDA is reviewed in Section 3.1. In Section 3.2, the cable-stayed bridge and the 20-

    story nonlinear building are shown as representative structures of civil engineering and

    numerical examples. In Section 3.3, the applicability of the MEDA-based semiactive

    control system is examined from the viewpoint of the performance and the robustness

    through the numerical examples. The results are summarized in Section 3.4.

    In Chapter 4, a smart passive control system is proposed. In Section 4.1, an

    electromagnetic induction (EMI) system is proposed for the MR damper. An analytical

    model and a design procedure of the proposed EMI system are described in Section 4.2.

    To show the effectiveness of the proposed smart passive control system, a set of

    numerical simulations are performed for the four historical earthquakes in Section 4.3.

    Section 4.4 summarizes the results.

    Finally, the conclusions of this dissertation are summarized in Chapter 5.

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    Chapter 2 Modal Control Scheme 18

    CHAPTER2

    MODAL CONTROL SCHEME

    2.1 Modal Control Scheme for MR Dampers

    In this section, a modal control scheme with a Kalman filter and a low-pass filter is

    implemented to a seismically excited structure. A Kalman filter is included in a control

    scheme to estimate modal states from various measurements. Moreover, a low-pass filter

    is applied to eliminate the spillover problem. After the implementation of the modal

    control scheme, numerical simulations are presented in subsequent sections for

    comparisons between control algorithms.

    2.1.1 Modal Control

    Consider a seismically excited structure controlled with m MR dampers. Assuming

    that the forces provided by the control devices are adequate to keep the response of the

    primary structure from exiting the linear region, the equations of motion can be written

    gMfKxxCxM xtttt &&&&& =++ )()()()( (2.1)

    whereM, Cand Kare the nn mass, damping, and stiffness matrices, respectively; x is

    the n-dimensional vector of the relative displacements of the floors of the structure; f=

    [f1,f2,,fm ]T

    is the vector of measured control forces generated by m MR dampers; gx&& is

    ground acceleration; is the column vector of ones; and is the matrix determined by

    the placement of MR dampers in the structure. This equation can be written in the state-

    space form as

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    Chapter 2 Modal Control Scheme 19

    gx&&& NGfFzz ++= (2.2a)

    vMfHzy ++= (2.2b)

    wherezis a state vector;y is a vector of measured outputs; and v is a measurement noise

    vector. The displacement can be expressed as the linear combination

    x ===

    n

    r

    rr tt1

    )()( , r= 1, 2,, n (2.3)

    where )(tr is a rth modal displacement; r is a rth eigenvector; is a eigenvector set;

    and is a modal displacement vector. The eigenvectors are orthogonal and can be

    normalized so as to satisfy the orthonormality conditions

    rsr

    T

    s = M , rsrrT

    s 2

    =K , r= 1, 2,, n (2.4)

    where rs is the Kronecker delta and r is a natural frequency. Thus inserting (2.3) into

    (2.1), multiplying byT

    r and considering orthogonal condition between eigenvectors, we

    obtain

    g

    T

    r

    T

    rr

    2

    rrrrr x2 &&&&& Mf=++ , r= 1, 2,, n (2.5)

    where r are modal damping ratios. (2.5) can be written in the matrix form as

    gxtttt &&&&& ')()()()( EfB'2 +=++ (2.6)

    where is the diagonal matrix listing 2rr ; 2

    is the diagonal matrix listing2

    1 ,,

    2

    n ;B= T

    ; andE= MT . (2.6) can be written in the modal space-state form as

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    Chapter 2 Modal Control Scheme 20

    gxttt &&& EBfAww ++= )()()( (2.7a)

    )()( tCwty = (2.7b)

    where w(t) = [ T& T ] is the modal state vector and

    =

    I0A

    2,

    =

    B'

    0B ,

    =

    E'

    0E (2.8)

    In modal control, only a limited number of lower modes are controlled. Hence, l

    controlled modes can be selected with l< n and the displacement may be partitioned into

    controlled and uncontrolled parts as

    )()()( tttRC

    xxx += (2.9)

    where xC and xR represent the controlled and uncontrolled displacement vector,

    respectively. We refer to the uncontrolled modes as residual. Then, (2.7) can be rewritten

    gCCCCC xttt &&& EfBwAw ++= )()()( (2.10a)

    )()( tt CCC wCy = (2.10b)

    where wC is a 2l-dimensional modal state vector by the controlled modes and

    =

    C

    2

    C

    C

    C

    I0A ,

    =

    C

    CB'

    0B ,

    =

    C

    CE'

    0E (2.11)

    are the 2l2l, 2lm matrixes and a 2l1 vector, respectively.

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    Chapter 2 Modal Control Scheme 21

    For a feedback control, the control vector is related to the modal state vector according to

    f(t) = KCwC(t) (2.12)

    where KC is an m2l control gain matrix. Note that, in using the control law given by

    (2.12), the closed-loop modal equations are not independent.

    Because the force generated in the i th MR damper depends on the responses of the

    structural system, the MR damper cannot always produce the desired optimal control

    forcefCi. Only the control voltage vi can be directly controlled. Thus, the strategy of the

    clipped-optimal control (Dyke et al. 1996a) is used, in which a force feedback loop is

    incorporated to induce the force in the MR damperfi to generate approximately the

    desired optimal control force fCi. To this end, the i th command signal vi is selected

    according to the control law

    ][(max ii H )fffVv iiC = (2.13)

    where Vmax is the voltage to the current driver associated with saturation of the MR effect

    in the physical device, andH(w) is the Heaviside step function.

    2.1.2 Design of Optimal Controller

    Referring to the discussions in above section, control gain matrix KC should be

    decided. Although a variety of approaches may be used to design the optimal controller,

    H2/LQG (Linear Quadratic Gaussian) methods are advocated because of their successful

    application in previous studies (Dyke et al. 1996a,b,c).

    For the controller design, gx&& is taken to be a stationary white noise, and an infinite

    horizon performance index is chosen that weights the modal states by controlled modes

    such as

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    Chapter 2 Modal Control Scheme 22

    += )dt(E

    1limJ

    0

    T

    C

    T

    C

    RuuwQw (2.14)

    whereR is a 2 2 identity matrix because the numerical example has two MR dampers,

    and Q is a 2l 2ldiagonal matrix. It should be noted that the size ofQ is reduced from 2n

    2n to 2l 2lbecause the limited lower modes are controlled. Therefore, it can be said

    that it is more convenient to design the smaller weighting matrix of modal control. For

    example, when the lowest one mode is selected for calculating the modal control action,

    Q is a 2 2 diagonal matrix such as

    =

    mv

    md

    q

    q

    0

    0Q (2.15)

    where qmd is a weighting element for a modal displacement and qmv is for a modal

    velocity. When the lowest two modes are controlled, Q is the 4 4 diagonal matrix.

    =

    mv2

    mv1

    md2

    md1

    q0

    q

    q

    0q

    Q (2.16)

    The measurement noise is assumed to be identically distributed, statistically independent

    Gaussian white noise processes, and 100/ == iigg vvxx SS &&&& . Then, the controller is

    CCCCC ss BLCAIKG)]([)( 1= (2.17)

    where ][ LDBLB = . Here,KC is the state feedback gain matrix for the deterministic

    regulator problem given by

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    Chapter 2 Modal Control Scheme 23

    PBK CC '= (2.18)

    wherePis the solution of the algebraic Ricatti equation given by

    0''' =++ CCCCCC QCCPBPBPAPA (2.19)

    and

    )'( SCL C= (2.20)

    whereSis the solution of the algebraic Ricatti equation given by

    0=++ CCCCCC E'ESCSC'SASA' (2.21)

    2.1.3 Modal State Estimation

    An observer for modal state estimation should be provided, since real sensors may

    not estimate the full modal states directly or the system may be expensive to prepare the

    sensors for the full states. To estimate the modal state vector wC (t) from the measured

    output y(t), we consider an observer. Luenberger observers are used for low noise-to-

    signal ratios and Kalman-Bucy filters for high noise-to-signal ratios (Meirovitch, 1990).

    A modal control method using the full state feedback may not be practical for a

    structural system involving a large number of DOFs, since the control implementation

    may requires a large amount of sensors. Thus a modal control scheme that uses a modal

    state estimation, is desirable. Moreover, accurate measurements of displacements and

    velocities are difficult to achieve directly in full-scale applications, particularly during

    seismic activity, since the foundation of the structure is moving with the ground. Hence,

    it is ideal to use the acceleration feedback because accelerometers can readily provide

    reliable and inexpensive measurements of accelerations at arbitrary points on the structure

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    Chapter 2 Modal Control Scheme 24

    (Dyke et al. 1996a, b). Not only, the acceleration feedback is considered, but also the

    state feedback including velocities and displacements, is implemented for the modal state

    estimation using a Kalman-Bucy filter. In any case, we can write a modal observer in the

    form

    )]()()([)()()( tttxttt CCCgCCCCC fDwCyLEfwAw +++= &&& (2.22)

    where )( tCw is the estimated controlled modal state and L is the optimally chosen

    observer gain matrix by solving a matrix Riccati equation, which assumes that the noise

    intensities associated with earthquake and sensors are known. CC is changeable according

    to the signals that are used for the feedback and DC is generally zero except the

    acceleration feedback. For modal state estimation from the displacements, CC in (2.22) is

    as follows;

    CC= ]0[ C (2.23)

    For control with the velocity feedback,

    CC= ]0[ C (2.24)

    For control with the acceleration feedback,

    CC=

    C

    CCMKM

    00][ 11 andDC=

    1M (2.25)

    Upon obtaining the estimated controlled modal state from (2.22), we compute the

    feedback control forces

    f(t) = KC )( tCw (2.26)

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    Chapter 2 Modal Control Scheme 25

    Until now, the uncontrolled modes are ignored. In reality, however, the sensor signals

    will include contributions from all the modes, so that the output vector is corrected to

    )()()( ttt RRCC wCwCwCy +== (2.27)

    To examine the effect of the control forces on the uncontrolled modes, residual modes

    can be written

    gRRRRR xttt &&& EfBwAw ++= )()()( (2.28)

    where wR is a residual state vector by uncontrolled modes. Substituting (2.26) into (2.10a)

    and considering (2.28), we obtain

    gCCCCCCC xttt &&& EwKBwAw += )()()( (2.29a)

    gRCCRRRR xttt &&& EwKBwAw += )()()( (2.29b)

    Moreover, substituting (2.26) and (2.27) into (2.22), we can write the observer equation

    in the form

    gCRRCCCCCCCC xttttt &&& EwLCwwLCwKBAw +++= )(])()([)()()( (2.30)

    Then the error vector is defined

    )()()( ttt CCC wwe = (2.31)

    so that (2.29) and (2.30) can be rearranged

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    Chapter 2 Modal Control Scheme 26

    gCCCCCCCCC xttt &&& EeKBwKBAw += )()()()(

    gRCCRRRCCRR xtttt &&& EeKBwAwKBw ++= )()()()( (2.32)

    )()()()( ttt RRCCCC wLCeLCAe +=&

    (2.32) can be written in the matrix form

    gR

    R

    C

    R

    C

    CCR

    CRRCR

    CCCCC

    C

    R

    C

    x

    t

    t

    t

    t

    t

    t

    &&

    &

    &

    &

    +

    =

    0

    E

    E

    e

    w

    w

    LCALC0

    KBAKB

    KB0KBA

    e

    w

    w

    )(

    )(

    )(

    )(

    )(

    )(

    (2.33)

    Note that the term CRKB in (2.33) is responsible for the excitation of the residual

    modes by the control forces and is known as control spillover (Balas, 1978). If RC is

    zeros, which means the sensor signal only include controlled modes, the term CRKB

    has no effect on the eigenvalues of the closed-loop system. Hence, we conclude that

    control spillover cannot destabilize the system, although it can cause some degradation in

    the system performance. Normally, however, the above system cannot satisfy the separate

    principle because the term LCR affects eigenvalues of the controlled system by the

    observer. This effect is known as observation spillover and can produce instability in the

    residual modes. However, a small amount of damping inherent in the structure is often

    sufficient to overcome the observation spillover effect.(Meirovitch and Baruh, 1983). At

    any rate, observation spillover can be eliminated if the sensor signals are prefiltered so as

    to screen out the contribution of the uncontrolled modes (Meirovitch, 1990)

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    Chapter 2 Modal Control Scheme 27

    2.1.4 Elimination of Observable Spillover

    (2.33) in above section should be further improved for eliminating the observable

    spillover. A low-pass filter is introduced to measure the filtered response vectoryfdefined

    as

    )()(

    )()()(

    tt

    ttt

    yzf

    yz

    yMzHy

    yGzFz

    +=

    +=&(2.34)

    or in the frequency domain

    )()()( jyjHjy yf = (2.35)

    where ])([)( 1 yyzzy jj MGFIHH +=

    . Substituting (2.27) into (2.35), the new

    sensor dynamics becomes

    )]()()[()( jjjj RRCCyf wCwCHy += (2.36)

    If the low-pass filter dynamics Hy(j) can be selected as a diagonal matrix, (2.36)

    becomes

    )]()([)]()([)( jjjjj RyRCyCf wHCwHCy += (2.37)

    The pole of the low-pass filter dynamics can be placed by proper selection of the

    parameters, Hz, Fz, Gy, My, then the roll-off can be occurred forth the lowest modal

    frequency of the residual dynamics. The second term of right-hand side of (2.37), which

    represents the residual modal state, may have the following characteristics.

    |)(||)()(| 1 jjj RRy wwH for

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    Chapter 2 Modal Control Scheme 28

    where 01 . Otherwise, the first term of right-hand side of (2.37), which represents the

    controlled modal state, may also have the following characteristics.

    |)(||)()(| jjj CCy wwH for

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    Chapter 2 Modal Control Scheme 29

    2.2 Numerical Example

    To evaluate the proposed modal control scheme for use with the MR damper, a

    numerical example is considered in which a model of a six-story building is controlled

    with four MR dampers (Fig. 2.1). This numerical example is the same with that of Jansen

    and Dyke (2000) and is adopted for direct comparisons between the proposed modal

    control scheme and other control algorithms. Two MR dampers are rigidly connected

    between the ground and the first floor, and two MR dampers are rigidly connected

    between the first and second floors.

    Figure 2.1 Schematic diagram of the MR damper implementation

    (Jansen and Dyke 2000)

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    Chapter 2 Modal Control Scheme 30

    Each MR damper is capable of producing a force equal to 1.8% the weight of the

    entire structure, and the maximum voltage input to MR devices is Vmax = 5V. The

    governing equations can be written in the form of (2.7) by defining the mass of each

    floor, mi, as 0.227 N/(cm/sec2), the stiffness of each floor, ki, as 297 N/cm, and a damping

    ratio for each mode of 0.5%. MR damper parameters used in this study are c0a = 0.0064

    Nsec/cm, c0b = 0.0052 Nsec/cmV, a = 8.66 N/cm, b = 8.86 N/cmV, g = 300 cm

    -2

    , b =300 cm

    -2, A = 120, and n = 2. In simulation, the model of the structure is subjected to the

    NS component of the 1940 El Centro earthquake. Because the building system considered

    is a scaled model, the amplitude of the earthquake was scaled to ten percent of the full-

    scale earthquake.

    Figs. 2.2 and 2.3 show the uncontrolled responses of the first and sixth floors,

    respectively, in frequency domain. From Fig. 2.2, it can be seen that the first mode is

    dominant in relative displacement and velocity of the first floor, whereas the lowest three

    modes are dominant in the absolute acceleration. In Fig. 2.3, however, we can find that

    the first mode is dominant in all responses of the sixth floor. Thus, it will be possible to

    reduce the responses through modal control that control using the lowest one or two

    modes.

    The various control algorithms were evaluated using a set of evaluation criteria

    based on those used in the second generation linear control problem for buildings

    (Spencer et al., 1997a). The first evaluation criterion is a measure of the normalized

    maximum floor displacement relative to the ground, given as

    =

    max

    i

    it,1

    x

    |t|xJ

    )(max (2.43)

    wherexi(t) is the relative displacement of the i th floor over the entire response, and xmax

    denotes the uncontrolled maximum displacement. The second evaluation criterion is a

    measure of the reduction in the interstory drift. The maximum of the normalized

    interstory drift is

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    Chapter 2 Modal Control Scheme 31

    =

    max

    n

    ii

    it,2

    d

    |/ht|dJ

    )(max (2.44)

    where hi is the height of each floor (30cm), di(t) is the interstory drift of the above ground

    floors over the response history, andmax

    nd denotes the normalized peak interstory drift in

    the uncontrolled response. The third evaluation criterion is a measure of the normalized

    peak floor accelerations, given by

    =

    max

    a

    ai

    it,3

    x

    |tx|J

    &&

    && )(max (2.45)

    where the absolute accelerations of the ith floor, )(txai&& , are normalized by the peak

    uncontrolled floor acceleration, denoted )(txmaxa&& . The final evaluation criteria considered

    in this study is a measure of the maximum control force per device, normalized by the

    weight of the structure, given by

    =

    W

    (t)||fJ i

    it,4 max (2.46)

    where W is the total weight of the structure (1335 N). The corresponding uncontrolled

    responses are as follows:xmax = 1.313 cm,max

    ad = 0.00981 cm,max

    ax&& = 146.95 cm/sec2.

    The resulting evaluation criteria are presented in Table 1 for the control algorithms

    previously studied (Jansen and Dyke, 2000). The numbers in parentheses indicate the

    percent reduction as compared to the best passive case. To compare the performance of

    the semiactive system to that of comparable passive systems, two cases are considered in

    which MR dampers are used in a passive mode by maintaining a constant voltage to the

    devices. The results of passive-off (0V) and passive-on (5V) configurations are included.

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    Chapter 2 Modal Control Scheme 32

    0 1 2 3 4 5 6 7 8 9 100

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    1.4

    PSD

    frequency, Hz

    104

    PowerSpectrumo

    f

    Velocity

    0 1 2 3 4 5 6 7 8 9 100

    0.5

    1

    1.5

    2

    x 106

    PS

    D

    frequency, Hz

    PowerSpectrumo

    f

    Acceleration

    Frequency, Hz

    Figure 2.2 Frequency responses of the first floor for the uncontrolled structures

    under the scaled El Centro earthquake

    0 1 2 3 4 5 6 7 8 9 100

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    1.4

    1.6

    PSD

    frequency, Hz

    PowerSpectrumo

    f

    RelativeDisplacement

    102

    x 105

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    Chapter 2 Modal Control Scheme 33

    Figure 2.3 Frequency responses of the sixth floor for the uncontrolled structures

    under the scaled El Centro earthquake

    0 1 2 3 4 5 6 7 8 9 100

    0.5

    1

    1.5

    2.0

    2.5

    3.0

    PSD

    frequency, Hz

    102

    Pow

    erSpectrumo

    f

    RelativeDisplacement

    0 1 2 3 4 5 6 7 8 9 100

    0.5

    1

    1.5

    2

    x 105

    PSD

    frequency, Hz

    PowerSpectrumo

    f

    Velocity

    0 1 2 3 4 5 6 7 8 9 100

    2

    4

    6

    8

    10

    12

    14

    16

    x 106

    PSD

    frequency, Hz

    PowerSpectrumo

    f

    Acceleration

    Frequency, Hz

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    Chapter 2 Modal Control Scheme 34

    Table 2.1 Normalized controlled maximum responses

    due to the scaled El Centro earthquake*

    Control strategy J1 J2 J3 J4

    Passive-off 0.862 0.801 0.904 0.00292

    Passive-on 0.506 0.696 1.41 0.0178

    Lyapunov controller A 0.686(+35) 0.788(+13) 0.756(16) 0.0178

    Lyapunov controller A 0.326(35) 0.548(21) 1.39(+53) 0.0178

    Decentralized bang-bang 0.449(11) 0.791(+13) 1.00(+11) 0.0178

    Maximum energy dissipation 0.548(+8) 0.620(11) 1.06(+17) 0.0121

    Clipped-optimal A 0.631(+24) 0.640(8) 0.636(29) 0.01095

    Clipped-optimal B 0.405(20) 0.547(21) 1.25(+38) 0.0178

    Modified homogeneous friction 0.421(17) 0.599(20) 1.06(+17) 0.0178

    (* Jansen and Dyke 2000)

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    Chapter 2 Modal Control Scheme 35

    For modal control, three cases of the structural measurements are considered;

    displacements, velocities and accelerations. Using each structural measurement, a

    Kalman filter estimates the modal states. Fig. 2.4 represents the results of the stochastic

    response analysis for the acceleration feedback case. The variations of each evaluation

    criteria for increasing weighting parameters are shown in a 3-dimensional plot.

    Previously mentioned, J1 is evaluation criteria for the maximum displacement, J2 is forthe maximum interstory drift and J3 is for the maximum acceleration. In Fig. 4, JT is the

    summation of evaluation criteria,J1,J2 andJ3. From the variations ofJT, we can find the

    weighting for reduction of overall structural responses whereas fromJ1,J2 andJ3, we can

    find the weighting for reduction of related responses. In Fig. 2.4, it can be seen that J1 is

    minimum at qmd = 400 and qmv = 1500,J2 is at qmd = 1 and qmv = 500,J3 is at qmd = 2200

    and qmv = 100 and J4 is at qmd = 500 and qmv = 600. Designer can decide which to use

    according to control objectives. By using the controller (H2/LQG) with designed

    weighting matrices from Fig. 2.4, we can get the results in Table 2.2.Figs. 2.5 and 2.6 represent the results for the displacement and velocity feedback

    cases, respectively. Tables 2.5 and 2.6 summarize the results for each minimum

    evaluation criteria of the designed weighting matrices from Figs. 2.5 and 2.6.

    For each feedback case, in Tables 2.2 to 2.4, four modal control designs with

    different capabilities are considered. In Table 2.2, the modal controllerAJ1,AJ2,AJ3 and

    AJT with acceleration feedback use a weighting that minimize the evaluation criteria J1,

    J2, J3 and JT, respectively. In Tables 2.3 to 2.4, the modal controllerDJ1, DJ2, DJ3, and

    DJT with displacement feedback and VJ1, VJ2,VJ3, and VJT with velocity feedback use a

    weighting which minimize the evaluation criteria J1,J2,J3 andJT, respectively. For each

    weighting, the lowest one and two modes cases are given in Tables 2.2 to 2.4. In the

    lowest two modes case, we place identical weighting on the each mode; qmd1 = qmd2 = qmd

    and qmv1 = qmv2 = qmv.

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    Chapter 2 Modal Control Scheme 36

    Figure 2.4 Variations of evaluation criteria with weighting parameters

    for the acceleration feedback

    J1 J2

    J3 JT=J1+ J2 + J3

    qmd qmv qmd qmv

    qmd qmvqmdqmv

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    Chapter 2 Modal Control Scheme 37

    Figure 2.5 Variations of evaluation criteria with weighting parameters

    for the displacement feedback

    J1 J2

    J3 JT=J1+ J2 + J3

    qmd qmv qmd qmv

    qmd qmvqmd qmv

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    Chapter 2 Modal Control Scheme 38

    Figure 2.6 Variations of evaluation criteria with weighting parameters

    for the velocity feedback

    J1 J2

    J3 JT=J1+ J2 + J3

    qmd qmv qmd qmv

    qmdqmv qmdqmv

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    Chapter 2 Modal Control Scheme 39

    The calculated evaluation criteria for various control strategies are compared in

    Tables 2.1 to 2.4. The performance of the proposed modal control scheme is generally

    better than that of other control strategies. The results show that the modal controllerA

    and V appear to be quite effective in achieving significant reductions in both the

    maximum displacement and interstory drift over the passive case. In fact, the modal

    controllerAJ1 achieves a 39% reduction in the relative displacement as compared to thebetter passive case. If further reductions in interstory drift and acceleration are desired in

    the controller, modal controllerAJ2 and AJ3 can achieve the reductions in the interstory

    drift and absolute acceleration of 30% and 23%, respectively, over the best passive cases,

    although the maximum displacement increased. The reduction by modal controllerAJ2 is

    resulting in the lowest interstory drift of all cases considered here. In Table 2.4, modal

    controller VJ1 using the lowest two modes and VJ3 achieve reductions in relative

    displacement and absolute acceleration of 41% and 30%, respectively, resulting in the

    lowest values of all cases considered here. The modal controllerAJT and VJT do notachieve any lowest value of evaluation criteria, but have competitive performance in all

    evaluation criteria. Notice that the designer has some versatility depending on the control

    objectives for the particular structure under consideration.

    The modal controllerD compared with the modal controllerA and Vappears to be

    worse in achieving reductions, which agrees with the fact that the variations of evaluation

    criteria are more sensitive to weighting parameterqmv than qmdfrom Figs. 2.4 to 2.6.

    Comparing the lowest one mode case with two-mode case, every lowest value of

    evaluation criteria occurs at the lowest one mode case, except the modal controller VJ1

    that achieves further reductions by 6% from one mode case (reductions of 41% over the

    best passive case) in the relative displacement.

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    Chapter 2 Modal Control Scheme 40

    Table 2.2 Normalized controlled maximum responses of the acceleration feedback

    due to the scaled El Centro earthquake

    Control strategy J1 J2 J3 J4

    1 mode 0.310(-39) 0.529(-24) 1.07(+18) 0.0178

    Modal control AJ1(qmd=400, qmv=1500) 2 modes 0.392(-23) 0.543(-22) 1.05(+16) 0.0178

    1 mode 0.398(-21) 0.485(-30) 0.870(-4) 0.0178Modal control AJ2

    (qmd=1, qmv=500) 2 modes 0.413(-18) 0.510(-27) 0.781(-14) 0.0178

    1 mode 0.549(+8) 0.618(-11) 0.697(-23) 0.0178Modal control AJ3(qmd=2200, qmv=100) 2 modes 0.548(+8) 0.585(-16) 0.741(-18) 0.0178

    1 mode 0.380(-25) 0.488(-30) 0.823(-9) 0.0178Modal control AJT(qmd=500, qmv=600)

    2 modes 0.423(-16) 0.533(-23) 0.876(-3) 0.0178

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    Chapter 2 Modal Control Scheme 41

    Table 2.3 Normalized controlled maximum responses of the displacement feedback

    due to the scaled El Centro earthquake

    Control strategy J1 J2 J3 J4

    1 mode 0.403(-20) 0.560(-20) 0.765(-15) 0.0178Modal control DJ1(qmd=100, qmv=4900) 2 modes 0.325(-36) 0.504(-28) 1.06(+17) 0.0178

    1 mode 0.403(-20) 0.560(-20) 0.769(-15) 0.0178Modal control DJ2(qmd=100, qmv=4900) 2 modes 0.325(-36) 0.504(-28) 1.06(+17) 0.0178

    1 mode 0.702(+39) 0.728(+5) 0.671(-26) 0.0178Modal control DJ3(qmd=200, qmv=4900) 2 modes 0.678(+34) 0.689(-1) 0.796(-12) 0.0178

    1 mode 0.408(-19) 0.566(-19) 0.721(-20) 0.0178Modal control DJT(qmd=3300,qmv=4700)2 modes 0.329(-35) 0.510(-27) 1.04(+15) 0.0178

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    Chapter 2 Modal Control Scheme 42

    Table 2.4 Normalized controlled maximum responses of the velocity feedback

    due to the scaled El Centro earthquake

    Control strategy J1 J2 J3 J4

    1 mode 0.327(-35) 0.554(-20) 1.06(+17) 0.0178Modal control VJ1(qmd=700, qmv=800)

    2 modes 0.301(-41) 0.530(-24) 1.07(+18) 0.0178

    1 mode 0.383(-24) 0.487(-30) 0.874(-3) 0.0178Modal control VJ2

    (qmd=1, qmv=400)2 modes 0.351(-31) 0.510(-27) 0.941(+4) 0.0178

    1 mode 0.541(+7) 0.611(-12) 0.632(-30) 0.0178Modal control VJ3(qmd=1300, qmv=100)

    2 modes 0.522(+3) 0.583(-16) 0.553(-39) 0.0178

    1 mode 0.354(-30) 0.502(-28) 0.825(-9) 0.0178Modal control VJT(qmd=600,qmv=500)

    2 modes 0.323(-36) 0.510(-27) 0.827(-9) 0.0178

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    Chapter 2 Modal Control Scheme 43

    2.3 Summary of Results

    In this study, modal control was implemented to seismically excited structures

    using MR dampers. To this end, a modal control scheme was applied together with a

    Kalman filter and a low-pass filter. A Kalman filter considered three cases of the

    structural measurement to estimate modal states: displacement, velocity, and acceleration,

    respectively. Moreover, a low-pass filter was used to eliminate spillover problem. In a

    numerical example, a six-story structure was controlled using MR dampers on the lower

    two floors. The responses of the system to a scaled El Centro earthquake excitation were

    found for each controller through a simulation of the system.

    Modal control reshapes the motion of a structure by merely controlling a few

    selected vibration modes. Hence, in designing phase of controller, the size of weighting

    matrix Q was reduced because the lowest one or two modes were controlled. Therefore, it

    is more convenient to design the smaller weighting matrix of modal control. This is one

    of the important benefits of the proposed modal control scheme.

    The numerical results show that the motion of the structure was effectively

    suppressed by merely controlling a few lowest modes, although resulting responses

    varied greatly depending on the choice of measurements available and weightings. The

    modal controllerA and V achieved significant reductions in the responses. The modal

    controllerAJ2, VJ1 and VJ3 achieve reductions (30%, 41%, 30%) in evaluation criteriaJ1,

    J2 and J3, respectively, resulting in the lowest values of all cases considered here. The

    modal controllerAJT and VJT fail to achieve any lowest value of evaluation criteria, but

    have competitive performance in all evaluation criteria. Based on these results, the

    proposed modal control scheme is found to be suited for use with MR dampers in a multi-

    input control system. Further studies are underway to examine the influence of the

    number of controlled modes on the control performance.

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    Chapter 3 Maximum Energy Dissipation Algorithm 45

    3.1.1 Control Devices

    The MR damper with capacity of 1000KN is considered as control devices. To

    accurately predict the behavior of controlled structure, an appropriate modeling of MR

    dampers is essential. Several types of control-oriented dynamic models have been

    investigated for modeling MR dampers. Herein, the Bouc-Wen model is considered. TheBouc-Wen model (Spencer et al, 1997a), which is numerically tractable and has been

    used extensively for modeling hysteretic system, is considered for describing the behavior

    of the MR damper (Figure 3.1).

    Figure 3.1 Mechanical model of the MR damper

    The force generated by the damper is given by

    xczf &0+= (3.4)

    where the evolutionary variablezis governed by

    xAzxzzxz nn &&& += |||||| 1 (3.5)

    By adjusting the parameters of the model , , n, and A, the degree of linearity in the

    unloading and the smoothness of the transition from the pre-yield to the post-yield region

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    Chapter 3 Maximum Energy Dissipation Algorithm 46

    can be controlled. Some of the model parameters depend on the command voltage u to

    the current driver as follows.

    uba += and uccc ba 000 += (3.6)

    Parameters for both benchmark problems are listed in Table 3.1. Each parameter is

    adopted from Yoshida and Dyke (2002) for the nonlinear benchmark building and from

    Moon et al. (2003) for the cable-stayed bridge.

    Table 3.1 Parameters for MR damper model

    Value

    ParameterFor non-linear building For cable-stayed bridge

    a 1.087e5 N/cm 500 N/m

    b 4.962e5 N/(cmV) 671.41 N/(mV)

    c0a 4.40 N s/cm 0.15 N s/m

    c0b 44.0 N s/(cmV) 1.43 N s/(cmV)

    50 s-1

    300 s-1

    3 cm-2 300 m-2

    3 cm-2 300 m-2

    A 1.2 120

    n 1 1

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    Chapter 3 Maximum Energy Dissipation Algorithm 47

    3.1.2 Maximum Energy Dissipation Algorithm for MR Damper

    This control algorithm is presented as a variation of the decentralized bang-bang

    approach proposed by McClamroch and Gavin (1995). Lyapunovs direct approach

    requires the use of a Lyapunov function, denoted V(x), which must be a positive definite

    function of the states of the system x. In the decentralized bang-bang approach, theLyapunov function was chosen to represent total vibratory energy in the system. Jansen

    and Dyke (2000) instead consider a Lyapunov function that represents the relative

    vibratory energy in the structure as in

    MxxKxxVTT

    2

    1

    2

    1+= (3.7)

    According to Lyapunov stability theory, if the rate of change of the Lyapunov function

    )(xV& is negative semi-definite, the origin is stable in the sense of Lyapunov. Using

    (3.7), the rate of change of the Lyapunov function is then

    f)MKxxCM(xxKxVTT

    ++= gx&&&&&& (3.8)

    In this expression, the only way to directly effect V& is through the last term containing

    the force vectorf. To control this term and make V& as large and negative as possible, the

    following control law is obtained:

    )(max iii fxHVv &= (3.9)

    where i is ith column of the matrix; fi is i th column of the fmatrix.

    Note that MEDA is very simple because only local measurements (i.e., the velocity

    and control force) are required to implement this control law. In (3.9), there is no design

    parameter to decide, which is essential part in other control laws. In other words, complex

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    Chapter 3 Maximum Energy Dissipation Algorithm 48

    design process can be skipped. This is the important benefit of using MEDA. Otherwise,

    the more structures are complex, the more design parameters are considered. Therefore, it

    can be said that it is more convenient to use MEDA for structural control, especially for

    the large-size civil structures.

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    Chapter 3 Maximum Energy Dissipation Algorithm 49

    3.2 Benchmark Problems

    In this study, we consider two kinds of benchmark problem: a cable-stayed bridge

    and a 20-story nonlinear building. The cable-stayed bridge and the high-rise nonlinear

    building model are representative structures of civil engineering. Using both benchmark

    problems, we exploit MEDA for civil engineering applications. For the completeness, this

    section briefly summarizes both benchmark problems, respectively. More details can be

    found in Dyke et al (2003) and Ohtori et al (2000, 2002).

    3.2.1 Benchmark Cable-Stayed Bridge

    At the Second International Workshop on Structural Control (Dec. 18-20, 1996,

    Hong Kong), the Working Group on Bridge Control developed plans for a "first

    generation" benchmark study on bridges. The cable-stayed bridge used for this

    benchmark study is the Missouri 74Illinois 146 bridge spanning the Mississippi River

    near Cape Girardeau, Missouri, designed by the HNTB Corporation (Hague, 1997). The

    bridge is currently under construction and is to be completed in 2003. Seismic

    considerations were strongly considered in the design of this bridge due to the location of

    the bridge (in the New Madrid seismic zone) and its critical role as a principal crossing of

    the Mississippi River. In early stages of the design process, the loading case governing

    the design was deter


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