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SSH in HORIZON 2020
EAUH, 2014, Lisbon
Three priorities
Excellent science
Industrial leadership
Societal challenges
European Research Council (ERC)Frontier research by the best individual teams 13 095
Future and Emerging TechnologiesCollaborative research to open new fields of innovation
2 696
Marie Skłodowska-Curie actions (MSCA)Opportunities for training and career development 6 162
Research infrastructures (including e-infrastructure)
Ensuring access to world-class facilities 2 488
Priority 1: Excellent scienceProposed funding (€ million, 2014-2020)
Leadership in enabling and industrial technologies (LEITs)(ICT, nanotechnologies, materials, biotechnology, manufacturing, space)
13 557
Access to risk financeLeveraging private finance and venture capital for research and innovation
2 842
Innovation in SMEsFostering all forms of innovation in all types of SMEs
616 + complemented by expected 20% of budget of societal
challenges + LEITs and 'Access to risk finance'
with strong SME focus
Priority 2: Industrial leadershipProposed funding (€ million, 2014-2020)
Priority 3: Societal challengesProposed funding (€ million, 2014-2020)
Additional funding for nuclear safety and security from the Euratom Treaty activities (2014-2018)
Health, demographic change and wellbeing 7 472
Food security, sustainable agriculture and forestry, marine and maritime and inland water research and the Bioeconomy
3 851
Secure, clean and efficient energy * 5 931
Smart, green and integrated transport 6 339
Climate action, environment, resource efficiency and raw materials
3 081
Inclusive, innovative and reflective societies 1 310
Secure societies 1 695
Science with and for society 462
Spreading excellence and widening participation 816
Integration of SSH in Horizon 2020
• Supported through the 'Excellent Science' part of H2020 (ERC, Marie Curie and Infrastructures)
• Integrated in Leadership in Enabling and Industrial Technologies (LEIT) where relevant
• Integrated in all Societal Challenges
• SSH play a major role in the Societal Challenge 6: "Europe in a changing world – inclusive, innovative and reflective societies"
• Opportunities under 'Widening' and 'Science with and for Society' support programmes
SSH in the first call of Horizon 2020 • 199 out of 540 topics in the first call of Horizon 2020
(Pillar 2 and 3 + RI, Widening and SWFS) are flagged as SSH-relevant
• Within the flagged topics the involvement of SSH will differ from a dominating/defining role to a more limited role
• The SSH flagged topics constitute 37 % of all topics and an estimated budget available for SSH of 448 million euros. This represents 5.3 % of the budget (3,8 % excluding SC6)
• The Excellent Science pillar is a very important instrument to support SSH research - the indicated share of SSH of the budgets for the ERC and Marie Sklodowska-Curie represents approximately 700 million euros for SSH for the first call of Horizon 2020
PolicyPolicy Research and Innovation
Research and Innovation
The Innovation Divide
PolicyPolicy Research and Innovation
Research and Innovation
Specific eligibility criteria for WIDESPREAD• Given the particular political objectives of the "Spreading Excellence
and Widening Participation" part of H2020 a targeted approach in terms of eligibility is needed to help those participants with low performance in R&I
• H2020 legal texts refer to "low performing RDI Member States and regions”
• A Composite Indicator that measures Research Excellence (capped at the 70% of the EU average) was chosen to define which Member States will be considered as “low RDI performing” for Widening actions:
• “low RDI performing” Member States: Latvia, Croatia, Lithuania, Malta, Slovakia, Romania, Luxembourg, Poland, Bulgaria, Estonia, Portugal, Slovenia, Cyprus, Czech Republic and Hungary.
PolicyPolicy Research and Innovation
Research and Innovation
Overview of main measures under WIDESPREAD in H2020
- Teaming for Excellence (CoEs)- Twinning (institutional networking)- ERA Chairs (bringing excellence to institutions)
Total Budget for WIDESPREAD in H2020 ~ € 800 million
PolicyPolicy Research and Innovation
Research and Innovation
Teaming for ExcellenceWhat?
Creation of new (or significant upgrade of existing) Centres of Excellence in low performing Member States and regions
How?
Proposals: Need to demonstrate the long-term science and innovation strategy of the future Centre based on a SWOT analysis
Stage 1: Funding for the development of a Business Plan for the new Centre of Excellence facilitated by a teaming process with a leading counterpart in Europe
Stage 2: Subject to the quality of the Business Plan, and a commitment of the Member State (e.g. support via Cohesion Policy Funds), the Commission may provide further substantial financial support for the first steps of implementation of the Centre.
PolicyPolicy Research and Innovation
Research and Innovation
Teaming (2)
The Partners - 2 parties in each Teaming project:
(1) the participant organisation (COORDINATOR) from a low performing Member State (for example a research agency at national or regional level, or a regional authority);
(2) an institution of research and innovation excellence (public or private) or a consortium of such institutions;
PolicyPolicy Research and Innovation
Research and Innovation
Teaming (3)Call 2014 ("Stage 1"): Business Plan for a Centre of Excellence (CoE)
Budget: € 11.85M Call deadline: 17 September 2014Project Size: €200.000 - €500.000 per proposal
Project Duration: 12 monthsDeliverable: Business Plan of the CoE
2016: ("Stage 2") Implementation of the CoE
Budget: ~ € 80-90 M Project Size: €15-20MProject Duration: 5-7 yearsFunding for: Substantial support for the implementation phase of the CoE
Implementation: Specific Grant Agreement established under a Framework Partnership Agreement (Coordination and Support Action)
Total Budget for Teaming in H2020: ~ € 270 M
PolicyPolicy Research and Innovation
Research and Innovation
TwinningWhat? Strengthening a defined field of research of a knowledge institution in a low performing Member State or region through linking with at least two internationally-leading counterparts in Europe.
How?
Proposals: Will have to outline the scientific strategy for stepping up and stimulating scientific excellence and innovation capacity in a defined area of research as well as the scientific quality of the partners involved in the twinning exercise
Funding for:
• expert visits and short-term on-site or virtual training; • workshops & conference attendance; • organisation of joint summer school type activities; • dissemination and outreach activities.
Equipment & researchers' salaries will NOT be funded.
PolicyPolicy Research and Innovation
Research and Innovation
Twinning (2)The Partners
• ONE institution located in a Low Performing MS/region (COORDINATOR)
• A minimum of TWO additional partners from two different Member States or Associated Countries.
Call 2015 Details:
Budget: ~ € 64 M Call publication date: 2 July 2014Call deadline: 2 December 2014Project Size: €1 M per proposal
Project Duration: 3 years
Type of action: Coordination and Support Action
Total Budget for Twinning in H2020: ~ € 100 M
PolicyPolicy Research and Innovation
Research and Innovation
What?To bring high quality researchers and managers (ERA Chairs and their team) to universities and research organisations (in low performing MS and regions) with the potential for research excellence to help them implement structural changes to achieve excellence on a sustainable basis.
Proposal Design:
• Proposals can be in any scientific domain of research and innovation but expected to be in line with regional/national strategies for smart specialisation.
• Shall comprise measures to foster compliance with ERA priorities (open recruitment, peer review, gender balance, innovative doctoral training).
• Include a plan to increase Research Capacity: measures for better use of the installed research capacity; description of any necessary investments in facilities and infrastructures and present a strategy to mobilise support for them (including possible support from ESI Funds).
ERA Chairs
PolicyPolicy Research and Innovation
Research and Innovation
ERA Chairs (2)
Funding for: • Salaries of ERA Chair and his/her team.• Support for measures aimed at structural changes in the institution
(Possible costs that could be funded: trainings, meetings, publication and patenting costs, equipment)
Call 2014 Details:
Budget: ~ € 34 M Call deadline: 15 October 2014Project Size: max €2.5 M per proposal
Project Duration: 5 years
Type of action: Coordination and Support Action (Mono-Beneficiary)
Total Budget for ERA Chairs in H2020: ~ € 240 M
Main objective:
'The aim is to build effective cooperation between science and society, to recruit new talent for science and to pair scientific excellence with social awareness and responsibility.'
What is Science with and for Society?
The objectives of Societal Challenge 6
"To foster a greater understanding of Europe, provide solutions and support inclusive, innovative and reflective European societies in a context of unprecedented transformations and growing global interdependencies"
Horizon 2020 Regulation
SC6 includes „research and innovation activities contributing to make societies more inclusive, innovative and reflective, and also specific measures supporting particular cross-cutting issues mentioned in this societal challenge ."
Horizon 2020 Specific Programme
Structure of Societal Challenge 6
Inclusive Societies:Smart, sustainable and inclusive growthBuilding resilient, inclusive, participatory and open societies in EuropeEurope's role as a global actorSustainable and inclusive environments through innovative spatial and urban planning
Innovative societies:Strengthening the evidence-base and support for the IU and ERANew forms of innovation, incl. social innovation and creativityMake use of the innovative, creative and productive potential of all generationsCooperation with third countries
Reflective societies:European heritage (memory, identity)European countries' and regions' historyEurope's role in the world; intercultural relations
Societal Challenge 6 5 Calls
"EURO"-CALL: Overcoming the crisis: new ideas, strategies and governance structures for Europe
"YOUNG"-CALL: The young generation in an innovative, inclusive and sustainable Europe
"REFLECTIVE"-CALL: Reflective societies: cultural heritage and European identities
"INT"-CALL: Europe as a global actor
"INSO"-CALL: New forms of innovation
Support
Calls, Topics, Modalities
IT issues
PolicyPolicy Research and Innovation
Research and Innovation
More information needed? HORIZON 2020:
http://ec.europa.eu/programmes/horizon2020/en/what-horizon-2020
SOCIETAL CHALLENGE 6 - WORK PROGRAMME 2014/2015:http://ec.europa.eu/programmes/horizon2020/en/h2020-section/europe-changing-world-inclusive-
innovative-and-reflective-societies
REFERENCE DOCUMENTS AND GUIDELINES FOR APPLICANTS:http://ec.europa.eu/research/participants/portal/desktop/en/funding/reference_docs.html
FACT SHEETS (on open access, international participation etc.):http://ec.europa.eu/programmes/horizon2020/en/presentation-and-campaign-material
HORIZON 2020 HELPDESK:http://ec.europa.eu/research/index.cfm?pg=enquiries