The AssetFactsheet – September 2016
Index
Fund Manager Commentary
HSBC Equity Fund
HSBC India Opportunities Fund
HSBC Midcap Equity Fund
HSBC Infrastructure Equity Fund
HSBC Tax Saver Equity Fund
HSBC Dividend Yield Equity Fund
HSBC Emerging Markets Fund
HSBC Brazil Fund
HSBC Managed Solutions India - Growth
HSBC Managed Solutions India - Moderate
HSBC Managed Solutions India - Conservative
Fund Managers - Equity
Comparative Performance of Equity Schemes
HSBC MIP - Savings Plan
HSBC MIP - Regular Plan
HSBC Income Fund - Investment Plan
HSBC Income Fund - Short Term Plan
HSBC Dynamic Fund
HSBCAsia Pacific (Ex Japan) Dividend Yield Fund
HSBC Global Consumer Opportunities Fund
SIP Performance of Equity Schemes
HSBC Cash Fund
HSBC Ultra Short Term Bond Fund
HSBC Flexi Debt Fund
Fund Managers - MIP & Debt
Comparative Performance of MIP & Debt Schemes
Section II - How to read Factsheet
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25
30
31
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38
41
18
RBI's fourth bi-monthly monetary policy update
Equity markets hit the pause button
Lower food prices have calming effect on inflation
Notwithstanding the market expectation, the Reserve Bank Of India (RBI) cut 25 basis points (bps) in policy rate due to the following factors:
Accommodative stance of monetary policy in consonance with the objective of achieving Consumer Price Index (CPI) inflation at
5% in Q4 of 2016-17
Momentum of food inflation turning negative
The new Monetary Policy Committee (MPC) brings to fore two important points viz (i) the real neutral rate may be considered at 1.25%; and
(ii) the committee will look at 4%+/-2% inflation target instead of 4% self-imposed target in 2018.
As stated in post policy press conference, the real interest rate may be at 1.25%. Liquidity stance is going to continue as stated by earlier
policy statements at neutral position. The policy actions can be traced back to RBI's view on the economy which is summarised in the
statement as below:
Revival of growth is expected to quicken with normal monsoon and stimulus to urban consumption through pay award.
Accommodative stance of monetary policy and comfortable liquidity condition should support revival of credit to productive sectors.
Liquidity conditions have remained comfortable in Q3, with RBI absorbing liquidity on net basis through variable rate
reverse repo auctions.
Merchandise exports contracted in the first two months of the quarter. Subdued domestic demand was however
reflected in faster contraction in imports, while the pace of FDI slowed compared to a year ago. Portfolio flows were stronger even after Brexit
vote as search for yield in negative yield world continued.
Stance of policy remains accommodative and RBI will continue to provide adequate liquidity. It will await space for policy action. The inflation
expectation for Q4 FY 17 is retained at 5% with a lower than earlier upside bias.
Equity markets appeared in a consolidation mode during September 2016, with the domestic benchmark indices snapping the positivemonthly momentum seen since the lows made during February 2016. Domestic market indices S&P BSE Sensex and Nifty 50 were down2.1% & 2% respectively, while the broader market indices S&P BSE Midcap & Smallcap indices continued to outperform the larger capindices at -0.4% & +1% respectively during the month.
Markets corrected in the last week of the month as the geo political balance in the region worsened. Though markets posted a recovery as thesituation didn't escalate immediately, but the geopolitical scenario should be watched closely in the context of short to medium term marketperformance.
The President of India approved the Goods and Services Tax (GST) bill after the same was ratified by the minimum requirement of 16 states.The GST Council also held its first meeting after the Presidential approval and were able to reach consensus on certain contentious issues.Despite being a stiff target, the government has stated its intent to do the GST roll-out by earlier planned timeline ofApril 01, 2017.
The South West Monsoon ended with 3% deficit (01 June 2016 – 28 September 2016) as against Indian Meteorological Department (IMD)forecast of 6% surplus owing to weaker rainfall in the second half of the season. Normal rainfall has come after 2 consecutive years of droughtand augurs well in terms of providing uplift to rural income levels.
The Voluntary Income Declaration Scheme which concluded on 30 September surpassed expectations with INR 652 billion (~USD 9.7billion) disclosed by 64,275 individuals during the 4 month window. These disclosures carry a penalty at 45% which will flow through to thegovernment coffers.
�
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Real economy:
Monetary economy:
External economy:
Economic Indicators
Retail inflation or CPI eased to 5.05% in August 2016 (6.07% in July 2016) on the back of lower food prices especially vegetables. Food
inflation rose 5.91% while vegetable prices declined 1.02% from a 14% rise in the previous month.
Wholesale inflation as represented by the wholesale price index (WPI), was 3.74% inAugust 2016 vis-à-vis 3.55% in July 2016. The increase
is largely due to base effect. This is a 2-year high for WPI on the back of pricier manufactured goods signaling superior pricing power for the
industry grappling with tepid demand. Prices of manufactured products, which account for nearly 65% weight in the WPI, increased 2.42%
(1.82% in July).
Core inflation (CPI inflation ex food and petrol) came in slightly higher at 4.7% (4.6% in the previous month).
Fund Manager Commentary
01
Source: Bloomberg; Bombay Stock Exchange (BSE)
-2.5%
-2.0%
-1.5%
-1.0%
-0.5%
0.0%
0.5%
1.0%
1.5%
Sensex BSE100 BSE200 BSE500 BSEMidCap
BSESmallCap
Indices Performance - Sep 2016
April –August 2016 fiscal deficit at 76.4% of budget estimate
The fiscal deficit over April-August 2016 was pegged at 76.4% of the budget estimate (66.5% in FY2016). The widening of the fiscal deficit is linked
mainly to a lag in revenue collection, which is usually the case in the first six months of the financial year.
Total receipts at the end of August 2016 were 27.3% of the budget estimate vis-à-vis 29.7% last year. The slowdown this year is primarily due to
sluggish non-tax revenue.
The country's merchandise exports inAugust 2016 picked up with nearly half the exports sectors seeing growth.Asharp fall in gold purchases (down
77.4%) left imports looking better than expected anchoring trade deficit at lower levels. Trade deficit contracted to USD 7.7 billion inAugust 2016 from
USD 7.8 billion in July 2016.
It is estimated thatAugust 2016 exports were at USD 21.5 billion (USD 21.58 billion) while imports dipped 14 % USD 29.1 billion (USD 33.9 billion).
India's current account deficit in the June 2016 quarter narrowed substantially to USD 0.3 billion (0.1% of GDP), the lowest in a decade, thanks in
large measure to a slump in the commodity prices.
The country's balance of payments, a combination of trade and investments, remained in surplus but gains were offset by a fall in foreign direct
investment.
There were estimates that the CAD would be wiped off completely leaving a marginal surplus. That didn't materialize however due to the
disappointment on the remittances front.
The country's core sector output was higher by 3.2% in August (2.4% contraction in July 2016) on the back of a surge in steel production combined
with a pickup in cement, underscoring traction in infrastructure and construction activity.Although heartening, we need to see more definite signs of a
revival in the industrial activity. The index, which accounts for 38% weight in the IIP, measures output in the eight infrastructure sectors – steel,
cement, coal, natural gas, crude oil, refining, fertilisers and electricity generation.
Steel production surged 17% to a 37-month high, thanks in large part to a low base effect. Cement output was up 3.1% compared with a 1.4%
rise in July 2016.
The country's industrial growth as represented by the Index of Industrial Production (IIP) maintained its volatile streak falling sharply in July
2016 (by 2.4%) after seeing a pickup in the preceding two months. Apparently, industry is yet to see gains from monsoons in terms of
strengthening in rural demand and investment activity.
Manufacturing dipped 3.4%, while one item in particular, cable rubber insulated, with 4.24% contribution to IIP, slumped nearly 30%. Minus
this item, industrial growth would have been positive.
Mining and power generation edged higher by 0.8% and 1.6% respectively.
Trade deficit narrows
CurrentAccount Deficit (CAD) narrows to a decade low
Core sector output picks up
IIP dips underscoring volatility
Fund Manager Commentary
02
Source: Bloomberg; Central Statistical Organization (CSO) India
Source: Bloomberg; Central Statistical Organization (CSO) India
0
2
4
6
8
10
Feb
-14
Ap
r-1
4
Jun
-14
Au
g-1
4
Oct
-14
De
c-1
4
Feb
-15
Ap
r-1
5
Jun
-15
Au
g-1
5
Oct
-15
De
c-1
5
Feb
-16
Ap
r-1
6
Jun
-16
Au
g-1
6
CPI Inflation (%)
Consumer Price Index (CPI)
-6.0%
-4.0%
-2.0%
0.0%
2.0%
4.0%
6.0%
8.0%
10.0%
12.0%
Jan
/13
Ma
r/1
3
Ma
y/1
3
Jul/
13
Se
p/1
3
No
v/1
3
Jan
/14
Ma
r/1
4
Ma
y/1
4
Jul/
14
Se
p/1
4
No
v/1
4
Jan
/15
Ma
r/1
5
Ma
y/1
5
Jul/
15
Se
p/1
5
No
v/1
5
Jan
/16
Ma
r/1
6
Ma
y/1
6
Jul/
16
Index of Industrial Production (IIP)
IIP YoY Growth (New Series; base 2004- 05)
External
The Foreign Institutional Investors (FIIs) net bought equities worth ~USD 1.40 billion during September 2016 and the net inflow from the FII
segment now stands at an impressive ~USD 7.51 billion for 2016. The Domestic Institutional Investors (DIIs) saw net buying to the tune of
~USD 299 million entirely led by the domestic MF segment who net bought equities worth ~USD 405 million during the month. The Domestic
Insurers on the other hand continued to be weak seeing net outflows to the tune of ~USD 107 million for the month. From a calendar year to
date perspective, DII tally of net buying has come down to just ~USD 43 million with the Insurers at ~USD 2.16 billion of net outflows for the
year.
The US Federal Reserve left key policy rates unchanged and indicated that the data will continue to dictate their actions. A hike, in the region
of 25 bps, is not ruled out later in the year with firming up of labour numbers. However, it cut the number of rate hikes expected over 2017 and
2018 will.Also the longer-run interest rate forecast was revised lower to 2.9% from 3%.
The Bank of Japan also did not increase rates and signaled that lower interest rates are likely to continue.
Saudi Arabia-led, OPEC (Organization of Petroleum Exporting Countries) agreed for the first time since 2008 to curtail output to shore up
prices. Implementation is likely to be prefaced with much discussion on nation-wise adjustments in output. Meanwhile, brent crude price
increased 10% from a low of USD 46/barrel to USD 50.67/barrel in relation to the news.
Market View
September 2016 saw a halt in positive market momentum and this was the first month of negative returns since February 2016. The
escalating geopolitical tensions between India and Pakistan was one of the reasons for a weak market performance in September 2016 while
the other domestic factors continued to remain steady. RBI cut the policy rate by 25 bps in the early October 2016 meet and any further
moderation in the CPI inflation augurs well in the context of the rate easing cycle. However despite a negative performance during the month,
the equity market valuations are currently trending above historical averages and the premium of the midcap to large-cap valuations have
moved up significantly, with the former continuing to outperform during September as well. From a near term perspective equity markets
seem to be discounting most of the positives, be it a normal monsoon or the implementation of the key legislations including GST. The
deviation to the above near term view could come on the back of a faster than expected rebound in the corporate earnings and any positive
surprises on the monetary policy front. External cues especially the ones related to incremental 'Brexit' newflows and the US Federal Reserve
rate decision dynamics would be closely followed along with the geopolitical scenario in the Indian sub-continent.
The new 10-year benchmark closed at 6.82%, after rallying from 6.97% at issue. Liquidity witnessed some tightening in the latter half of the
month from quarterly advance tax outflows. Liquidity will likely see some pressure from the heightened demand for currency during the
upcoming festive season.Add to this the Foreign Currency Non Residential account (FCNR) (B) payments and telecom auctions and liquidity
pressure could build up. However, RBI remained committed to neutral liquidity.
Inflation looks to be under control as food prices moderate on the back of normal monsoons, a first over the last three years. This should pose
lower risk to inflation and the 5% target for March 2017 looks achievable.
The central bank can be expected to support the market via open market operations (OMOs) in the backdrop of its accommodative liquidity
stance.
Markets have already factored in many of the positive news flows including rate cuts, moderating inflation and the fact that geo-political
tensions have not escalated.
We continue to make duration calls from news on liquidity and rate cuts with the short end in particular benefitting from higher accrual and
surplus liquidity.
Institutional Fund Flows
Global Economic Scenario
Equity Market Outlook
Debt Market – Update
Debt Market – Outlook
03
Fund Manager Commentary
Source: Bloomberg, for all data except where mentioned otherwise
4.00%
5.00%
6.00%
7.00%
8.00%
9.00%
10.00%
Jul/07
Dec/0
7
May/0
8
Oct/08
Mar/
09
Aug/0
9
Jan/1
0
Jun/1
0
Nov/1
0
Apr/
11
Sep/1
1
Feb/1
2
Jul/12
Dec/1
2
May/1
3
Oct/13
Mar/
14
Aug/1
4
Jan/1
5
Jun/1
5
Nov/1
5
Apr/
16
Sep/1
6
Repo Rate Movement
Repo Rate
04
Fund Manager Commentary
Consumer Discretionary
Consumer Staples
Energy
Financials
Healthcare
Industrials
Information Technology
Materials
Telecommunication
Utilities
Sectors HSBCEquityFund
HSBC IndiaOpportunities
Fund
HSBCMidcap
Equity Fund #
Overweight Underweight Neutral
# The S&P BSE Midcap Index was reconstituted in mid of April ’2015 and hence the relative sector positioning of the fund vs. the benchmark has changed.
Review: HSBC Equity FundPositive Contributors
Telecommunication & Consumer Staples – being underweight helped performance.
Consumer Discretionary, Information Technology, Industrials, Healthcare & Materials - certain stock (s) selection helped performance.
Negative Contributors
Financials– being overweight & certain stock (s) selection hurt performance.
Energy– being underweight & certain stock (s) selection hurt performance.
Review: HSBC India Opportunities Fund
Positive Contributors
Industrials, Materials, Information Technology & Healthcare- certain stock (s) selection helped performance.
Telecommunication & Utilities– being underweight helped performance.
Negative Contributors
Financials- being overweight & certain stock (s) selection hurt performance.
Energy– being underweight hurt the performance.
Review: HSBC Midcap Equity Fund
Positive Contributors
Industrials, Consumer Discretionary, Healthcare & Energy– certain stock (s) selection helped performance.
Information Technology- being underweight & certain stock (s) selection helped performance.
Utilities- being underweight helped performance.
Negative Contributors
Materials & Consumer Staples– certain stock (s) selection hurt performance.
Telecommunication- being underweight hurt performance.
Review: HSBC Dynamic FundThe cash levels and sector allocation in the fund are likely to change depending on the market conditions and technical factors.
Review: HSBC MIP Regular and Savings PlansOur current exposure is 13.94% in HMIP Regular and 23.22%, in HMIP Savings. Currently it is more biased towards large caps than
mid or small caps.
HSBC Equity Fund (HEF)An Open Ended Diversified Equity Scheme
Investment Objective: Aims to generate long term capital growth from an actively managed portfolio of equity and equityrelated securities.
05
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.41%
Direct Plan 1.71%
0.66
Excludes service tax on Investment Management fees of 0.23%of Total NetAssets.
Asset Allocation
Auto 10.25%AutoAncillaries 3.28%Banks 22.46%Cement 5.54%Construction 1.05%Construction Project 5.26%Consumer Non Durables 5.85%Finance 10.15%Gas 1.44%Pesticides 3.08%Petroleum Products 6.94%Pharmaceuticals 8.91%Power 1.72%Software 9.59%Transportation 1.90%Other Equity Investments 1.42%Reverse Repos/CBLOs 1.77%Net CurrentAssets -0.61%Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns (absolute) forthe last 3 years.
@ Effective from March 1, 2013 for prospective investments.
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on September30, 2016)
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
FUND PORTFOLIO
Auto
Auto Ancillaries
Banks
Cement
Construction
Construction Project
Consumer Non Durables
Finance
Gas
Pesticides
Petroleum Products
Pharmaceuticals
Power
Software
Transportation
Other Equity Investments 856.35 1.42%
Cash Equivalents
Reverse Repos 608.17 1.01%
CBLO 453.09 0.75%
Net Current Assets -380.01 -0.61%
Total Net Assets as on 30-Sep-2016 60,088.64 100.00%
Tata Motors 2,941.68 4.90%
Maruti Suzuki India 2,190.92 3.65%
Hero Motocorp 1,024.11 1.70%
MRF 1,017.45 1.69%
Motherson Sumi Systems 954.00 1.59%
HDFC Bank 5,409.61 9.00%
ICICI Bank 3,782.25 6.29%
Yes Bank 2,509.40 4.18%
IndusInd Bank 1,793.93 2.99%
Ultratech Cement 1,925.78 3.20%
Dalmia Bharat 1,403.25 2.34%
J.Kumar Infraprojects 633.34 1.05%
Larsen & Toubro 1,648.12 2.74%
Voltas 1,516.40 2.52%
ITC 2,896.20 4.82%
United Spirits 616.61 1.03%
HDFC 1,741.81 2.90%
Bajaj Finserv 1,534.78 2.55%
LIC Housing Finance 1,157.60 1.93%
Shriram Transport Finance Co. 871.99 1.45%
Bajaj Finance 791.93 1.32%
Petronet LNG 863.50 1.44%
UPL 1,853.09 3.08%
Reliance Industries 2,980.18 4.96%
Castrol (India) 1,187.38 1.98%
Aurobindo Pharma 2,138.63 3.56%
Sun Pharmaceutical Industries 1,299.73 2.16%
Glenmark Pharmaceuticals 1,108.14 1.84%
Torrent Pharmaceuticals 811.78 1.35%
NTPC 1,036.00 1.72%
Infosys 3,367.16 5.60%
HCL Technologies 2,399.70 3.99%
Interglobe Aviation 1,144.63 1.90%
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Equity Fund - Dividend
22-Feb-13 2.50000 2.50000 26.1962
27-Jun-14 2.50000 2.50000 31.2065
22-Feb-13 2.50000 2.50000 26.2505
27-Jun-14 2.50000 2.50000 31.5845
10-Nov-15 3.70000 3.70000 30.0806
10-Nov-15 3.70000 3.70000 29.4046
HSBC Equity Fund - Dividend - Direct Plan
Date of Allotment
Benchmark
NAV (Growth)(as on 30.09.16)
Monthly Average AUM
(In Lakhs)
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit
@
Statistical Ratios
10-Dec-02
S&P BSE 200
164.1409
59,438.81
Neelotpal Sahai
Available
10,000
1,000 p.m.(SIP)
Nil
4.43%
`
`
`
1.0262
0.2073
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Investment in equity andequity related securities
HSBC Equity Fund (HEF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC India Opportunities Fund (HIOF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
06
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.49%
Direct Plan 1.75%
0.37
Excludes service tax on Investment Management fees of 0.23%of Total NetAssets.
Asset Allocation
Auto 9.13%
AutoAncillaries 1.51%
Banks 23.94%
Cement 2.93%
Chemicals 2.57%
Construction 4.40%
Consumer Durables 1.42%
Consumer Non Durables 4.49%
Finance 12.63%
Industrial Products 2.82%
Media & Entertainment 1.73%
Pesticides 2.79%
Petroleum Products 3.81%
Pharmaceuticals 8.45%
Software 8.67%
Textile Products 5.07%
Other Equity Investments 2.37%
Reverse Repos/CBLOs 1.83%
Net CurrentAssets -0.56%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
FUND PORTFOLIO
Auto
Auto Ancillaries
Banks
Cement
Chemicals
Construction
Consumer Durables
Consumer Non Durables
Finance
Industrial Products
Media & Entertainment
Pesticides
Petroleum Products
Pharmaceuticals
Software
Textile Products
Other Equity Investments 1,146.90 2.37%
Cash Equivalents
Reverse Repos 507.42 1.05%
CBLO 378.02 0.78%
Net Current Assets -269.72 -0.56%
Total Net Assets as on 30-Sep-2016 48,334.06 100.00%
Tata Motors 2,674.25 5.53%
Eicher Motors 1,737.95 3.60%
Exide Industries 732.00 1.51%
HDFC Bank 4,454.98 9.22%
Yes Bank 2,509.40 5.19%
ICICI Bank 2,269.35 4.70%
IndusInd Bank 1,793.93 3.71%
Axis Bank 541.35 1.12%
Heidelbergcement India 921.90 1.91%
JK Cement 491.82 1.02%
Vinati Organics 1,241.70 2.57%
Somany Ceramics 768.63 1.59%
KNR Constructions 757.95 1.57%
Ahluwalia Contracts (India) 599.60 1.24%
Blue Star 685.06 1.42%
ITC 2,172.15 4.49%
Bajaj Finance 1,583.85 3.28%
Bharat Financial Inclusion 1,541.14 3.19%
Bajaj Finserv 1,227.82 2.54%
Manappuram Finance 915.00 1.89%
HDFC 836.07 1.73%
Supreme Industries 1,360.95 2.82%
Dish TV India 837.90 1.73%
UPL 1,347.70 2.79%
Reliance Industries 1,842.29 3.81%
Aurobindo Pharma 1,710.90 3.54%
Torrent Pharmaceuticals 1,217.66 2.52%
Glenmark Pharmaceuticals 1,154.31 2.39%
Infosys 2,590.13 5.36%
HCL Technologies 1,599.80 3.31%
Arvind 1,011.30 2.09%
Indian Terrain Fashions 812.63 1.68%
Welspun India 630.00 1.30%
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC India Opportunities Fund - Dividend
HSBC India Opportunities Fund - Dividend Direct Plan
27-Jun-14 1.50000 1.50000 23.2323
17-Mar-15 2.70000 2.70000 27.0820
27-Jun-14 1.50000 1.50000 23.5020
17-Mar-15 1.50000 1.50000 27.5575
10-Nov-15 1.50000 1.50000 21.8624
10-Nov-15 1.50000 1.50000 23.4738
An Open Ended Flexi-Cap Equity Scheme
Investment Objective: Seeks long term capital growth through investments across all market capitalisations, including small,mid and large cap stocks. It aims to be predominantly invested in equity & equity related securities. However it could move asignificant portion of its assets towards fixed income securities if the fund manager becomes negative on equity markets.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
24-Feb-04
S&P BSE 500
72.3790
49,097.63
Neelotpal Sahai
Available
10,000
1,000 p.m.(SIP)
Nil
4.69%
1.0672
0.3375
`
`
`
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Invests in equity and equityrelated securities acrossmarket capitalisations
HSBC India Opportunities Fund (HIOF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Midcap Equity Fund (HMEF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
07
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.52%
Direct Plan 1.81%
0.31
Excludes service tax on Investment Management fees of 0.25%of Total NetAssets.
Asset Allocation
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
FUND PORTFOLIO
Auto
Auto Ancillaries
Cement
Chemicals
Construction
Construction Project
Consumer Non Durables
Finance
Industrial Capital Goods
Industrial Products
Media & Entertainment
Pesticides
Petroleum Products
Pharmaceuticals
Power
Software
Textile Products
Textiles - Synthetic
Other Equity Investments 1,088.34 2.74%
Cash Equivalents
Reverse Repos 224.46 0.57%
CBLO 167.22 0.42%
Net Current Assets -284.76 -0.72%
Total Net Assets as on 30-Sep-2016 39,719.98 100.00%
VST Tillers Tractors 1,477.09 3.72%
Apollo Tyres 747.83 1.88%
Deccan Cements 1,166.83 2.94%
Vinati Organics 1,764.29 4.44%
Navin Fluorine International 705.70 1.78%
IRB Infrastructure Developers 855.57 2.15%
Ahluwalia Contracts (India) 737.93 1.86%
Power Mech Projects 923.31 2.32%
CCL Products (India) 1,568.37 3.95%
Kaveri Seed Company 515.74 1.30%
Manappuram Finance 2,151.17 5.42%
Motilal Oswal Financial Services 1,976.13 4.98%
Cholamandalam Investment & Fin Co. 1,799.90 4.53%
Dewan Housing Finance Corporation 1,251.56 3.15%
Indiabulls Housing Finance 1,195.59 3.01%
Muthoot Finance 774.34 1.95%
Bharat Financial Inclusion 704.52 1.77%
Sanghvi Movers 1,202.07 3.03%
Inox Wind 718.90 1.81%
Finolex Industries 954.24 2.40%
Ramkrishna Forgings 674.74 1.70%
Jagran Prakashan 1,294.96 3.26%
Hindustan Media Ventures 1,137.68 2.86%
UPL 1,590.29 4.00%
PI Industries 646.62 1.63%
Gulf Oil Lubricants India 1,556.56 3.92%
Hindustan Petroleum Corporation 941.17 2.37%
GOCL Corporation 547.66 1.38%
Aurobindo Pharma 1,818.81 4.58%
Torrent Pharmaceuticals 901.67 2.27%
Wockhardt 834.43 2.10%
Kalpataru Power Transmission 421.57 1.06%
Sonata Software 947.25 2.38%
Indian Terrain Fashions 507.08 1.28%
Welspun India 507.70 1.28%
Sarla Performance Fibers 1,005.48 2.53%
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Midcap Equity Fund - Dividend
11-Dec-09 1.00 1.00 13.8927
19-Nov-10 2.00 2.00 15.4864
10-Nov-15 2.50 2.50 20.1838
An Open Ended Diversified Equity Scheme
Investment Objective: Seeks to generate long term capital growth from an actively managed portfolio of equity and equityrelated securities primarily being midcap stocks. However, it could move a portion of its assets towards fixed income securitiesif the fund manager becomes negative on the Indian equity markets.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
19-May-05
S&P BSE Midcap
44.7508
40,193.01
Dhiraj Sachdev
Available
10,000
1,000 p.m.(SIP)
Nil
5.95%
1.1199
0.4638
`
`
`
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:• To create wealth over long
term• Invests in predominantly mid
cap equity and equity relatedsecurities
HSBC Midcap Equity Fund (HMEF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
Auto 3.72%
AutoAncillaries 1.88%
Cement 2.94%
Chemicals 6.22%
Construction 4.01%
Construction Project 2.32%
Consumer Non Durables 5.25%
Finance 24.81%
Industrial Capital Goods 4.84%
Industrial Products 4.10%
Media & Entertainment 6.12%
Pesticides 5.63%
Petroleum Products 7.67%
Pharmaceuticals 8.95%
Power 1.06%
Software 2.38%
Textile Products 2.56%
Textiles - Synthetic 2.53%
Other Equity Investments 2.74%
Reverse Repos/CBLOs 0.99%
Net CurrentAssets -0.72%
Total NetAssets 100.00%
HSBC Infrastructure Equity Fund (HIEF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
08
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
(Slope)
@
Statistical Ratios
23-Feb-06
S&P BSE 200
17.5841
11,468.30
Dhiraj Sachdev
Available
10,000
1,000 p.m.(SIP)
Nil
6.96%
1.4017
0.2647
`
`
`
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.67%
Direct Plan 1.96%
0.27
Excludes service tax on Investment Management fees of 0.24%of Total NetAssets.
Asset Allocation
Banks 4.95%
Cement 8.41%
Construction 14.40%
Construction Project 2.57%
Ferrous Metals 1.83%
Finance 5.13%
Gas 3.61%
Industrial Capital Goods 7.31%
Industrial Products 6.20%
Minerals/Mining 2.17%
Petroleum Products 11.63%
Power 17.53%
Transportation 9.50%
Other Equity Investments 3.93%
Reverse Repos/CBLOs 0.88%
Net CurrentAssets -0.05%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
FUND PORTFOLIO
Banks
Cement
Construction
Construction Project
Ferrous Metals
Finance
Gas
Industrial Capital Goods
Industrial Products
Minerals/Mining
Petroleum Products
Power
Transportation
Other Equity Investments 441.26 3.93%
Cash Equivalents
Reverse Repos 56.99 0.51%
CBLO 42.46 0.38%
Net Current Assets -7.67 -0.05%
Total Net Assets as on 30-Sep-2016 11,246.71 100.00%
Jammu & Kashmir Bank 313.86 2.79%
Karnataka Bank 242.47 2.16%
Deccan Cements 711.87 6.33%
Everest Industries 233.79 2.08%
IRB Infrastructure Developers 556.49 4.95%
Ahluwalia Contracts (India) 416.89 3.71%
NBCC India 343.56 3.05%
KNR Constructions 302.18 2.69%
Power Mech Projects 145.79 1.30%
Larsen & Toubro 143.32 1.27%
Jindal Saw 205.69 1.83%
Rural Electrification Corporation 577.44 5.13%
Gujarat State Petronet 406.25 3.61%
Sanghvi Movers 531.66 4.73%
Inox Wind 290.36 2.58%
FAG Bearings India 426.28 3.79%
KEI Industries 271.57 2.41%
Gujarat Mineral Development Corporation 244.55 2.17%
Hindustan Petroleum Corporation 858.50 7.63%
Indian Oil Corporation 449.69 4.00%
Adani Transmission 553.18 4.92%
Power Grid Corporation of India 485.51 4.32%
Reliance Infrastructure 350.04 3.11%
PTC India 238.90 2.12%
JSW Energy 189.93 1.69%
RattanIndia Power 154.31 1.37%
Adani Ports & Special Economic Zone 503.23 4.47%
Gateway Distriparks 306.43 2.72%
Gujarat Pipavav Port 259.95 2.31%
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Infrastructure Equity Fund Dividend
11-May-07 1.00 1.00 12.2390
26-May-08 1.00 1.00 13.7160
An Open Ended Equity Scheme
Investment Objective: Seeks to generate long term capital growth from an actively managed portfolio of equity and equityrelated securities by investing primarily in sectors, areas and themes that play an important role in, and/or benefit from India'sprogress, reform process and economic development.
Investors understand that their principalwill be at High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Invests in equity and equityrelated securities, primarily inthemes that play an importantrole in India's economicdevelopment
HSBC Infrastructure Equity Fund (HIEF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Tax Saver Equity Fund (HTSF)
09
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
05-Jan-07
S&P BSE 200
29.9133
17,952.96
Aditya Khemani
Available
500
(Lumpsum & SIP)
Nil
4.62%
1.0430
0.3145
`
`
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.59%
Direct Plan 1.88%
0.50
Excludes service tax on Investment Management fees of 0.23%of Total NetAssets.
Asset Allocation
Auto 4.54%
AutoAncillaries 4.58%
Banks 26.93%
Cement 6.15%
Construction 3.79%
Consumer Durables 3.77%
Consumer Non Durables 7.10%
Finance 5.83%
Pesticides 1.59%
Petroleum Products 3.17%
Pharmaceuticals 7.70%
Software 10.09%
Textile Products 5.81%
Transportation 1.54%
Other Equity Investments 4.55%
Reverse Repos/CBLOs 3.39%
Net CurrentAssets -0.53%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
FUND PORTFOLIO
Auto
Auto Ancillaries
Banks
Cement
Construction
Consumer Durables
Consumer Non Durables
Finance
Pesticides
Petroleum Products
Pharmaceuticals
Software
Textile Products
Transportation
Other Equity Investments 808.99 4.55%
Cash Equivalents
Reverse Repos 345.50 1.94%
CBLO 257.39 1.45%
Net Current Assets -91.86 -0.53%
Total Net Assets as on 30-Sep-2016 17,776.09 100.00%
Maruti Suzuki India 806.97 4.54%
MRF 457.85 2.58%
Exide Industries 355.02 2.00%
HDFC Bank 1,682.71 9.47%
ICICI Bank 1,292.27 7.27%
IndusInd Bank 837.17 4.71%
Federal Bank 350.73 1.97%
Axis Bank 316.69 1.78%
Jammu & Kashmir Bank 306.72 1.73%
Ultratech Cement 454.48 2.56%
The Ramco Cements 385.09 2.17%
OCL India 252.44 1.42%
Somany Ceramics 404.20 2.27%
Ahluwalia Contracts (India) 269.82 1.52%
Crompton Greaves Consumer Electrical 357.16 2.01%
Blue Star 312.39 1.76%
ITC 516.24 2.90%
United Spirits 468.63 2.64%
Heritage Foods 277.00 1.56%
HDFC 536.48 3.02%
LIC Housing Finance 500.25 2.81%
UPL 283.02 1.59%
Reliance Industries 563.52 3.17%
Torrent Pharmaceuticals 487.07 2.74%
Aurobindo Pharma 393.51 2.21%
Sun Pharmaceutical Industries 254.00 1.43%
Lupin 234.08 1.32%
Infosys 909.65 5.12%
Tata Consultancy Services 563.95 3.17%
HCL Technologies 319.96 1.80%
SRF 412.43 2.32%
Indian Terrain Fashions 350.56 1.97%
Arvind 269.68 1.52%
Gateway Distriparks 274.35 1.54%
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Tax Saver Equity Fund Dividend
HSBC Tax Saver Equity Fund Dividend Direct
17-Oct-14 1.50000 1.50000 22.1053
17-Mar-15 2.50000 2.50000 23.9029
23-Mar-16 1.50000 1.50000 19.9950
23-Mar-16 1.50000 1.50000 19.4675
17-Oct-14 1.50000 1.50000 22.4083
17-Mar-15 2.50000 2.50000 24.3256
An Open Ended Equity Linked Savings Scheme (ELSS)
Investment Objective: Aims to provide long term capital appreciation by investing in a diversified portfolio of equity & equityrelated instruments of companies across various sectors and industries, with no capitalisation bias. The Fund may also investin fixed income securities.
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:• To create wealth over long
term• Invests in equity and equity
related securities with nomarket capitilastion bias
HSBC Tax Saver Equity Fund (HTSF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Dynamic Fund (HDF)
10
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Managers
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
24-Sep-07
S&P BSE 200
14.7295
4,970.41
Neelotpal Sahai
(for Equity portion)
Sanjay Shah
(for Fixed Income portion)
Available
10,000
1,000 p.m.(SIP)
Nil
`
`
`
3.37%
0.7774
0.1850
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.68%
Direct Plan 1.98%
Excludes service tax on Investment Management fees of 0.24%of Total NetAssets.
0.61
Asset Allocation
Auto 9.84%
Banks 19.38%
Cement 3.26%
Construction Project 4.55%
Consumer Non Durables 11.57%
Finance 3.69%
Petroleum Products 7.00%
Pharmaceuticals 6.05%
Power 2.73%
Software 8.87%
Telecom - Services 1.50%
Transportation 1.45%
Reverse Repos/CBLOs 20.82%
Net CurrentAssets -0.71%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Scheme
Investment Objective: To provide long term capital appreciation by allocating funds in equity and equity related instruments. It
also has the flexibility to move, entirely if required, into debt instruments in times that the view on equity markets seems negative.
Auto
Banks
Cement
Construction Project
Consumer Non Durables
Finance
Petroleum Products
Pharmaceuticals
Power
Software
Telecom - Services
Transportation
Cash Equivalents
Reverse Repos 563.34 11.93%
CBLO 419.69 8.89%
Net Current Assets -33.86 -0.71%
Total Net Assets as on 30-Sep-2016 4,721.48 100.00%
Tata Motors 197.89 4.19%
Maruti Suzuki India 164.32 3.48%
Hero Motocorp 102.41 2.17%
HDFC Bank 356.40 7.55%
ICICI Bank 252.15 5.34%
Yes Bank 156.84 3.32%
IndusInd Bank 149.49 3.17%
Ultratech Cement 154.06 3.26%
Larsen & Toubro 214.97 4.55%
ITC 289.62 6.13%
Asian Paints 174.11 3.69%
Hindustan Unilever 82.45 1.75%
HDFC 174.18 3.69%
Reliance Industries 330.53 7.00%
Sun Pharmaceutical Industries 181.96 3.85%
Lupin 104.04 2.20%
NTPC 128.76 2.73%
Infosys 310.82 6.58%
HCL Technologies 107.99 2.29%
Bharti Airtel 70.65 1.50%
Interglobe Aviation 68.68 1.45%
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Invests in equity and equityrelated securities and in debtinstruments when view onequity markets is negative
HSBC Dynamic Fund (HDF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Dividend Yield Equity Fund (HDYEF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
11
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Managers
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
21-Mar-07
S&P BSE 200
17.7020
4,087.91
Gautam Bhupal &
Amaresh Mishra
Available
10,000
1,000 p.m.(SIP)
Nil
4.07%
0.9431
0.2564
`
`
`
Weighted Average Monthly Total Expenses ratios(Annualized)
Portfolio Turnover
Regular 2.33%
Direct Plan 1.63%
0.21
Excludes service tax on Investment Management fees of 0.21%of Total NetAssets.
Asset Allocation
Auto 8.34%
AutoAncillaries 3.88%
Banks 19.80%
Cement 1.92%
Chemicals 1.95%
Construction Project 1.87%
Consumer Non Durables 9.10%
Finance 10.60%
Industrial Capital Goods 2.98%
Minerals/Mining 1.99%
Non - Ferrous Metals 2.78%
Oil 2.95%
Petroleum Products 5.59%
Pharmaceuticals 3.65%
Power 3.48%
Software 13.86%
Transportation 1.62%
Other Equity Investments 1.41%
Reverse Repos/CBLOs 2.59%
Net CurrentAssets -0.36%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Equity Scheme
Investment Objective: The Scheme aims to generate dividend yield and capital appreciation by primarily investing into
equities and equity related securities of domestic Indian companies.
Auto
Auto Ancillaries
Banks
Cement
Chemicals
Construction Project
Consumer Non Durables
Finance
Industrial Capital Goods
Minerals/Mining
Non - Ferrous Metals
Oil
Petroleum Products
Pharmaceuticals
Power
Software
Transportation
Other Equity Investments 57.28 1.41%
Cash Equivalents
Reverse Repos 60.03 1.49%
CBLO 44.72 1.11%
Net Current Assets -15.23 -0.36%
Total Net Assets as on 30-Sep-2016 4,039.93 100.00%
Hero Motocorp 172.39 4.27%
Maruti Suzuki India 164.32 4.07%
MRF 156.69 3.88%
ICICI Bank 319.22 7.90%
HDFC Bank 178.20 4.41%
Karur Vysya Bank 155.42 3.85%
Axis Bank 90.95 2.25%
Jammu & Kashmir Bank 56.02 1.39%
Deccan Cements 77.73 1.92%
Tata Chemicals 78.69 1.95%
Larsen & Toubro 75.60 1.87%
ITC 279.16 6.91%
Hindustan Unilever 88.55 2.19%
HDFC 153.28 3.79%
Manappuram Finance 142.74 3.53%
Indiabulls Housing Finance 132.38 3.28%
V-Guard Industries 120.34 2.98%
Coal India 80.58 1.99%
Hindustan Zinc 112.24 2.78%
Oil & Natural Gas Corporation 119.34 2.95%
Bharat Petroleum Corporation 171.53 4.25%
Reliance Industries 54.19 1.34%
Lupin 80.64 2.00%
Sun Pharmaceutical Industries 66.84 1.65%
NTPC 140.60 3.48%
Infosys 283.98 7.03%
HCL Technologies 142.38 3.52%
Tata Consultancy Services 133.69 3.31%
Gateway Distriparks 65.44 1.62%
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:• To create wealth over long
term• Invests in equity and equity
r e l a t e d s e c u r i t i e s o fcompanies facing "out-of-ordinary" conditions
HSBC Dividend Yield Equity Fund (HDYEF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Emerging Markets Fund (HEMF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
12
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.69%
Direct Plan 1.99%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.07%of Total NetAssets.
Asset Allocation
Overseas Mutual Fund 98.45%
Reverse Repos/CBLOs 2.89%
Net CurrentAssets -1.34%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
FUND PORTFOLIO
Overseas Mutual Fund
Cash Equivalents
Reverse Repos 15.22 1.65%
CBLO 11.34 1.23%
Net Current Assets -12.31 -1.34%
Total Net Assets as on 30-Sep-2016 920.53 100.00%
HSBC GIF Glob Emerg Mkts Eq S1 Dis 906.27 98.45%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Scheme
Investment Objective: To provide long term capital appreciation by investing in India and in the emerging markets, in equityand equity related instruments, share classes and units/securities issued by overseas mutual funds or unit trusts. The fund mayalso invest a limited proportion in domestic debt and money market instruments.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
17-Mar-08
MSCI EmergingMarkets Index
11.4129
939.88
Anitha Rangan(Dedicated fund
manager foroverseas
investments)
Available
10,000
1,000 p.m.(SIP)
Nil
4.26%
1.1840
0.0040
`
`
`
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC - Emerging Market Fund - Dividend
HSBC - Emerging Market Fund - Dividend - Direct Plan
27-Jun-14 0.50000 0.50000 11.5335
27-Jun-14 0.50000 0.50000 11.6656
Investors understand that their principalwill be at High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Investment in equity andequity related securities ofEmerging economies
HSBC Emerging Markets Fund (HEMF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Asia Pacific (Ex Japan)Dividend Yield Fund (HAPDF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
13
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.28%
Direct Plan 1.58%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.06%of Total NetAssets.
Asset Allocation
Overseas Mutual Fund 97.33%
Reverse Repos/CBLOs 0.73%
Net CurrentAssets 1.94%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Overseas Mutual Fund
HSBC GIF ASIA PACIFIC EX JAPAN EQ HD-S9D 1,025.34 97.33%
Cash Equivalents
Reverse Repos 4.43 0.42%
CBLO 3.30 0.31%
Net Current Assets 20.43 1.94%
Total Net Assets as on 30-Sep-2016 1,053.50 100.00%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Fund of Funds Scheme
Investment Objective: The primary investment objective of the Scheme is to provide long term capital appreciation byinvesting predominantly in units of HSBC Global Investment Funds (HGIF) Asia Pacific Ex Japan Equity High Dividend Fund(HEHDF). The Scheme may also invest a certain proportion of its corpus in money market instruments and / or units of liquidmutual fund schemes, in order to meet liquidity requirements from time to time. However, there is no assurance that theinvestment objective of the Scheme will be achieved.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
24-Feb-14
MSCI AC Asia Pacific
ex Japan
Anitha Rangan (foroverseas investments),
Sanjay Shah (forinvestments in Indian
Market)
Available
10,000
1,000 p.m.(SIP)
Nil
`
`
`
11.0746
1,066.33
Investors understand that their principalwill be at High risk
RiskometerRiskometer
Mod
erately
Mod
erately ModerateModerate
Low
Low
Hig
hH
igh
Low
Low
HighHigh
LOWLOW HIGHHIGH
Moderately
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Investment in equity and equityrelated securities of Asia Pacificcountries (excluding Japan)through fund of funds route
HSBC Asia Pacific (Ex Japan)Dividend Yield Fund (HAPDF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Brazil Fund (HBF)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
14
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.69%
Direct Plan 1.99%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.13%of Total NetAssets.
Asset Allocation
Overseas Mutual Fund 98.65%
Reverse Repos/CBLOs 3.27%
Net CurrentAssets -1.92%
Total NetAssets 100.00%
Statistical ratios disclosed as per monthly returns forthe last 3 years.
September30
(absolute)
**Risk free rate: 6.50% (FIMMDA-NSE Mibor) as on, 2016)
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Overseas Mutual Fund
HSBC GIF BRAZIL EQUITY S3D 2,775.50 98.65%
Cash Equivalents
Reverse Repos 52.77 1.88%
CBLO 39.32 1.40%
Net Current Assets -54.13 -1.92%
Total Net Assets as on 30-Sep-2016 2,813.46 100.00%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open-Ended Fund of Funds Scheme
Investment Objective: The primary investment objective of the Scheme is to provide long term capital appreciation byinvesting predominantly in units/shares of HSBC Global Investment Funds (HGIF) Brazil Equity Fund. The Scheme may, at thediscretion of the Investment Manager, also invest in the units of other similar overseas mutual fund schemes, which mayconstitute a significant part of its corpus. The Scheme may also invest a certain proportion of its corpus in money marketinstruments and/or units of liquid mutual fund schemes, in order to meet liquidity requirements from time to time.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Manager
SIP
Minimum
Application Amount
Exit Load
Standard Deviation
Beta (Slope)
Sharpe Ratio**
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
Statistical Ratios
06-May-11
MSCI Brazil 10/40 Index
6.6741
2,893.78
Anitha Rangan(Dedicated fund
manager for overseasinvestments)
Available
10,000
1,000 p.m.(SIP)
Nil
10.08%
0.8920
-0.0560
`
`
`
Investors understand that their principalwill be at High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over longterm
• Invests in equity and equityrelated securities throughfeeder route in Brazilianmarkets
HSBC Brazil Fund (HBF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Managed Solutions India - Growth (HMSG)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
15
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.38%
Direct Plan 2.11%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.00%of Total Net Assets and of 0.23% on the underlying scheme's inwhich the fund of fund invests.
Asset Allocation
Mutual Fund 99.09%
Reverse Repos/CBLOs 1.27%
Net CurrentAssets -0.36%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Mutual Fund
Cash Equivalents
Reverse Repos 96.62 0.73%
CBLO 71.98 0.54%
Net Current Assets -48.06 -0.36%
Total Net Assets as on 30-Sep-2016 13,270.26 100.00%
HSBC Equity Fund - Growth Direct 7,848.95 59.15%
HSBC Midcap Equity Fund - Growth Direct 2,630.29 19.82%
HSBC Income Fund Short Term - Growth Direct 1,524.01 11.48%
HSBC Income Fund Inv Plan Growth Direct 763.94 5.76%
HSBC Flexi Debt Fund Growth Direct 382.53 2.88%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Fund of Funds Scheme
Investment Objective: The objective of the Plan is to provide long term total return primarily by seeking capital appreciationthrough an active asset allocation with diversification commensurate with the risk profile of investments by investingpredominantly in units of equity mutual funds as well as in a basket of debt mutual funds gold exchange traded funds (ETFs) andother ETFs, offshore mutual funds and money market instruments.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Managers
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
30-Apr-14
Composite Index constituting80% of S&P BSE 200 Index
and 20% of CRISILBond Index
14.4979
13,400.56
Anitha Rangan (DedicatedFund Manager for investments
in foreign securities)
Gautam Bhupal (For managinginvestments in Indian Market –
Equity Portion)
Sanjay Shah (For managinginvestments in Indian Market –
Fixed Income Portion)
Available
5,000
1,000 p.m.(SIP)
Nil
Composite
`
`
`
Investors understand that their principalwill be at Moderately High risk
Riskometer
M
oderately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth over long term
• Investing predominantly in unitsof equity mutual funds as well asin a basket of debt mutual funds,gold & exchange traded funds,offshore mutual funds andmoney market instruments.
HSBC Managed Solutions India - Growth
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Managed Solutions India - Moderate (HMSM)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
16
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.35%
Direct Plan 2.10%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.04%of Total Net Assets and of 0.20% on the underlying scheme's inwhich the fund of fund invests.
Asset Allocation
Mutual Fund 99.01%
Reverse Repos/CBLOs 2.98%
Net CurrentAssets -1.99%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Mutual Fund
Cash Equivalents
Reverse Repos 343.65 1.71%
CBLO 256.02 1.27%
Net Current Assets -398.39 -1.99%
Total Net Assets as on 30-Sep-2016 20,110.00 100.00%
HSBC Equity Fund - Growth Direct 9,706.26 48.27%
HSBC Income Fund Short Term - Growth Direct 3,844.82 19.12%
HSBC Midcap Equity Fund - Growth Direct 3,192.77 15.88%
HSBC Flexi Debt Fund Growth Direct 2,133.31 10.61%
HSBC Income Fund Inv Plan Growth Direct 1,031.56 5.13%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Fund of Funds Scheme
Investment Objective: The objective of the fund is to provide long term total return aimed at capital appreciation and providingincome through an active asset allocation with diversification commensurate with the risk profile of investments by investing in abasket of debt mutual funds, equity mutual funds, gold ETFs and other ETFs, offshore mutual funds and money marketinstruments.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Managers
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
30-Apr-14
CRISIL Balanced FundAggressive
14.0361
20,181.26
Anitha Rangan (DedicatedFund Manager for investments
in foreign securities)Gautam Bhupal (For managinginvestments in Indian Market –
Equity Portion)
Sanjay Shah (For managinginvestments in Indian Market –
Fixed Income Portion)
Available
5,000
1,000 p.m.(SIP)
Nil
Index
`
`
`
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• To create wealth and provideincome over the long term
• Investments in a basket of debtmutual funds, equity mutualfunds, gold & exchange tradedfunds, offshore mutual fundsand money market instruments.
HSBC Managed Solutions India - Moderate
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Managed Solutions India - Conservative (HMSC)
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
17
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 1.63%
Direct Plan 1.38%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.02%of Total Net Assets and of 0.07% on the underlying scheme's inwhich the fund of fund invests.
Asset Allocation
Mutual Fund 99.68%
Reverse Repos/CBLOs 1.74%
Net CurrentAssets -1.42%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Mutual Fund
Cash Equivalents
Reverse Repos 326.11 1.00%
CBLO 242.95 0.74%
Net Current Assets -469.33 -1.42%
Total Net Assets as on 30-Sep-2016 32,640.03 100.00%
HSBC Income Fund Short Term - Growth Direct 15,511.70 47.52%
HSBC Flexi Debt Fund Growth Direct 8,974.24 27.49%
L&T Triple Ace Bond Fund Direct Growth 3,378.87 10.35%
HSBC Equity Fund - Growth Direct 3,203.40 9.81%
HSBC Income Fund Inv Plan Growth Direct 1,472.08 4.51%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open Ended Fund of Funds Scheme
Investment Objective: The objective of the Plan is to provide long term total return aimed at providing income through an active
asset allocation with diversification commensurate with the risk profile of investments by predominantly investing in units of debt
mutual funds as well as in a basket of equity mutual funds, gold ETFs and other ETFs and money market instruments.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Managers
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
30-Apr-14
Composite Index constitutingof 90% into CRISIL Composite
Bond Index and 10% of S&PBSE 200 Index
12.8636
Anitha Rangan (DedicatedFund Manager for investments
in foreign securities)(For managing
investments in Indian Market –Equity Portion)
Sanjay Shah (For managinginvestments in Indian Market –
Fixed Income Portion)
Available
5,000
1,000 p.m.(SIP)
Nil
`
33,023.65
Gautam Bhupal
`
`
This product is suitable forinvestors who are seeking*:• To create wealth over long term• Investing predominantly in
units of debt mutual funds aswell as in a basket of equitymutual funds, gold & otherexchange traded funds andmoney market instruments.
Investors understand that their principalwill be at Moderate risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
HSBC Managed Solutions India - Conservative
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Global Consumer Opportunities Fund -(HGCOF)
Benefiting from China’sGrowing Consumption Power
18
FUND DETAILS
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.34%
Direct Plan 1.64%
(inclusive of underlying scheme's expenses)
Excludes service tax on Investment Management fees of 0.06%of Total NetAssets.
Asset Allocation
Overseas Mutual Fund 98.10%
Reverse Repos/CBLOs 3.27%
Net CurrentAssets -1.37%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Overseas Mutual Fund
Cash Equivalents
Reverse Repos 12.34 1.88%
CBLO 9.19 1.40%
Net Current Assets -9.06 -1.37%
Total Net Assets as on 30-Sep-2016 657.34 100.00%
HSBC GIF-China Consumer Opp S5 Cap 644.88 98.10%
IssuerMarket Value
( in Lacs)`
% to NetAssets
An Open-Ended Fund of Funds Scheme
Investment Objective: The primary investment objective of the scheme is to provide long term capital appreciation by investing
predominantly in units of HSBC Global Investment Funds (HGIF) China Consumer Opportunities Fund (Underlying scheme).
The Scheme may, also invest a certain proportion of its corpus in money market instruments and / or units of liquid mutual fund
schemes, in order to meet liquidity requirements from time to time.
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Fund Managers
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM
(In Lakhs)
@
23-Feb-15
MSCI AC World Index
9.8680
678.21
Anitha Rangan (DedicatedFund Manager) & Sanjay Shah
(for investments in IndianMarket)
Available
,000
1,000 p.m.(SIP)
Nil
`
`
`
5
Investors understand that their principalwill be at High risk
Riskometer
M
oderately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:• To create wealth over long term• Investment in equity and equity
related securities around theworld focusing on growingconsumer behaviour of Chinathrough feeder route
HSBC Global Consumer Opportunities Fund - Benefiting fromChina’s Growing Consumption Power (HGCOF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
19
HSBC Equity Fund
HSBC India Opportunities Fund
HSBC Midcap Equity Fund
HSBC Infrastructure Equity Fund
HSBC Tax Saver Equity Fund
HSBC Dividend Yield Equity Fund
HSBC Dynamic Fund
HSBC Emerging Markets Fund
HSBC Brazil Fund
HSBC Asia Pacific (Ex Japan) Dividend Yield Fund
HSBC Managed Solutions
HSBC Global Consumer Opportunities Fund -Benefiting from China’s Growing Consumption Power
Neelotpal Sahai (from 27 May 2013)
Neelotpal Sahai (from 27 May 2013)
Dhiraj Sachdev (from 01 December 2009)
Dhiraj Sachdev (from 01 December 2009)
Aditya Khemani (from 24 February 2009)
Gautam Bhupal and Amaresh Mishra (from 02 July 2012)(from 21 Oct 2015)
For Equity portion: Neelotpal Sahai (from 27 May 2013) &For Debt portion: Sanjay Shah (from 14 August 2009)
Anitha Rangan (from 18 October 2014)
Anitha Rangan (from 18 October 2014)
For overseas investments: Anitha Rangan (from 18 October 2014) &For investment in Indian markets: Sanjay Shah (from 24 February 2014)
For overseas investment : Anitha Rangan (from 18 October 2014),For Investments in Indian Market - Equity Portion :
& For Investments in Indian Market - Debt Portion :Sanjay Shah (April 2014)
Gautam Bhupal(from 21 Oct 2015)
For Overseas Market : Anitha Rangan (from 13 February 2015)For Investments in Indian Market - Debt Portion : Sanjay Shah(from 13 February 2015)
Name of Scheme Fund Manager
Fund Manager’s Experience
Dhiraj SachdevSenior Vice President and Fund Manager - EquitiesB.Com., ACA, ACMA, Diploma in Foreign Trade Management (DFTM)
Experience:
Over 20 years experience in Equity Research and Fund Management.
HSBC Asset Management (India) Private LtdSenior Vice President & Fund Manager, from October 2011 to present,Senior Fund Manager from 1 December 2009 to September 2011,Head of Equity-Portfolio Management Services from October 2005 to November 2009
ASK Raymond James Securities India Private LtdPortfolio Manager from October 2003 to September 2005
HDFC Bank LtdSenior Manager Equities from November 1999 to September 2003
DSQ Software LtdBusiness Analyst from June 1999 to November 1999
Probity Research & Services Ltd (India Infoline Ltd)Research Analyst from November 1998 to May 1999
Ford Brothers Capital Services (P) LtdManager Research from July 1996 to Sept 1998
�
�
�
�
�
�
Gautam Bhupal
Vice President & Fund Manager Equities
Post Graduate Diploma in Business Management, CA, CS, B.Com (Hons)
Over 12 years of experience in areas of research and Fund Management.
HSBC Asset Management (India) Private LimitedVice President & Fund Manager, since October 2015 till date.
Fund Manager for PMS Portfolios from July 2008 till June 2015.
UTI Asset Management CompanyEquity Research Analyst from May 2004 till June 2008.
Experience:
�
�
Vice President - Investment Management, from June 2015 to October 2015.
Fund Managers - Equity
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
20
Neelotpal Sahai
Senior Vice President & Fund Manager - Equities
B.Tech, PGDM (IIM Kolkata)
Over 24 years of experience in Research and Fund Management.
HSBC Asset Management (India) Private LtdSenior Fund Manager – Equities from April 2013 onwards.
IDFC Asset Management Company Ltd.Director from February 2006 to April 2013
Motilal Oswal Securities LtdSenior Research Analyst from March 2005 to January 2006
Infosys LtdSenior Project Manager from June 1999 to March 2005
Vickers Ballas Securities LtdAnalyst from September 1998 to June 1999
SBC WarburgAnalyst from May 1997 to May 1998
UTI Securities LtdEquity Analyst from June 1995 to May 1997
Experience:
�
�
�
�
�
�
�
Aditya Khemani
Vice President & Fund Manager - Equities
B.Com. (Hons.), Post Graduate Diploma in Business Management
Over 11 years experience in research.
HSBC Asset Management (India) Private Ltd
Vice President & Fund Manager (Equity), from April 2012 to present,Assistant Fund Manager, Equities from February 2009 to March 2012;Associate Vice President - Investment Management from October 2007 to February 2009.
SBI Funds Management India Private Ltd
Senior Manager - Equity Research from March 2007 to September 2007
Prudential ICICI Asset Management Company India Private Ltd
Assistant Manager - Equity Research from December 2005 to February 2007
Morgan Stanley Advantage Services India Private Ltd
Research Associate from May 2005 to November 2005
Experience:
�
�
�
�
Amaresh Mishra
Vice President & Assistant Fund Manager
Post Graduate Diploma in Business Manager Management
Bachelor of Engineering (Chemical)
Over 11 years of experience in Equities & Sales
HSBC Asset Management (India) Private Ltd
Vice President & Assistant Fund Manager, from April 2012 to present,Associate Vice President, Investment Management from April 2008 to March 2012,Associate Vice President, Equities from October 2007 to March 2008;Associate Vice President, Sales and Distribution from March 2005 to September 2007
Centre for Science and Environment
Trainee Researcher from July 2001 to July 2002
Experience:
�
�
Anitha Rangan
Vice President - Fixed Income
PGDBM (SPJIMR, Mumbai); CA; M.Com
Over 10 years of experience in areas of research and risk
HSBC Asset Management (India) Private Ltd
Associate Vice President - Investment Management, from February 2013 onwards
CRISIL Limited
Senior Manager - Customised Industry Research, from December 2010 to May 2012
Nomura Structured Financial Services
Vice President - Credit Research , from December 2008 to November 2010
Lehman Brothers Structured Financial Services Analyst
Credit Research, from June 2006 to November 2008
Ambattur Clothing Limited
Executive - October 2002 to March 2004
Experience:
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�
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Fund Managers - Equity
Funds Managed by Neelotpal Sahai.
HSBC Equity Fund Date of Inception : 10 Dec 02
Scheme Name & Benchmarks Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
SinceInception
HSBC Equity Fund - Growth
S&P BSE 200 (Scheme Benchmark)
Nifty 50 (Standard Benchmark)
10,000, if invested in HEF, would have become
10,000, if invested in S&P BSE 200, would have become
10,000, if invested in , would have become
`
`
` Nifty 50
14.12% 3.91% 39.29% 22.45%
10.80% 3.35% 41.56% 17.84%
13.65% 0.04% 37.80% 16.34%
11,412 10,391 13,929 1,65,045
11,080 10,335 14,156 97,049
11,365 10,004 13,780 81,289
` ` ` `
` ` ` `
` ` ` `
HSBC India Opportunities Fund
HSBC Dynamic Fund
Date of Inception : 24 Feb 04
Date of Inception : 24 Sep 07
Scheme Name & Benchmarks
Scheme Name & Benchmarks
SinceInception
SinceInception
HSBC India Opportunities Fund - Growth
S&P BSE 500 (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HIOF, would have become
10,000, if invested in S&P BSE 500, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
HSBC Dynamic Fund - Growth
S&P BSE 200 (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HDF, would have become
10,000, if invested in S&P BSE 200, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
17.70% 6.18% 66.02% 17.00%
11.29% 3.47% 44.01% 13.95%
13.65% 0.04% 37.80% 13.11%
11,770 10,618 16,602 72,408
11,129 10,347 14,401 51,913
11,365 10,004 13,780 47,294
` ` ` `
` ` ` `
` ` ` `
10.85% 2.97% 32.09% 4.38%
10.80% 3.35% 41.56% 6.70%
13.65% 0.04% 37.80% 6.37%
11,085 10,297 13,209 14,731
11,080 10,335 14,156 17,965
11,365 10,004 13,780 17,462
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
Fund Managed by Neelotpal Sahai (for Equity portion)Sanjay Shah (for Fixed Income portion)
Past performance may or may not be sustained in the future. Refer note below.
Data for the period October to September has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returns arecompounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception. Standardbenchmark is prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period,invested at the start of the period. The returns provided above have been rounded off and hence there may be minor differences between point-to-pointreturns vis-a-vis returns indicated above.
`
`
Comparative Performance of Equity Schemes
Funds Managed by - Anitha Rangan.
HSBC Emerging Markets Fund Date of Inception : 17 Mar 08
Scheme Name & Benchmarks SinceInception
HSBC Emerging Markets Fund - Growth
MSCI Emerging Market Index (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HMEF, would have become
10,000, if invested in MSCI Emerging Market Index, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
19.18% -16.55% -1.38% 1.56%
9.81% -8.70% 5.68% 1.30%
13.65% 0.04% 37.80% 7.88%
11,918 8,345 9,862 11,413
10,981 9,130 10,568 11,172
11,365 10,004 13,780 19,127
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
21
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
HSBC Brazil Fund
HSBC Asia Pacific (Ex Japan) DividendYield Fund
HSBC Global Consumer Opportunities Fund -Benefiting from China's Growing Consumption Power
Date of Inception : 06 May 11
Date of Inception : 24 Feb 14
Date of Inception : 24 Feb 15
Scheme Name & Benchmarks
Scheme Name & Benchmarks
Scheme Name & Benchmarks
Oct 15 -Sep 16
Oct 15 -Sep 16
Oct 14 -Sep 15
SinceInception
SinceInception
SinceInception
HSBC Brazil Fund - Growth
MSCI Brazil 10/40 Index (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HBF, would have become
10,000, if invested in MSCI Brazil 10/40 Index, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
HSBC Asia Pacific (Ex Japan) Dividend Yield Fund - Growth
MSCI AC Asia Pacific ex Japan (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HAPDF, would have become
10,000, if invested in MSCI AC Asia Pacific ex Japan, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
HSBC Global Consumer Opportunities Fund - Benefiting from China'sGrowing Consumption Power - Growth
MSCI AC World Index (Scheme Benchmark)
Nifty 50 (Standard Benchmark)
10,000, if invested in HGCOF, would have become
10,000, if invested in MSCI AC World Index, would have become
10,000, if invested in Nifty 50, would have become
`
`
`
54.44% -47.70% -13.31% -7.20%
54.11% -47.52% -8.87% -11.81%
13.65% 0.04% 37.80% 8.46%
15,444 5,230 8,669 6,673
15,411 5,248 9,113 5,065
11,365 10,004 13,780 15,515
` ` ` `
` ` ` `
` ` ` `
19.53% -11.25% 4.00%
13.65% -16.85% -0.63%
13.65% 0.04% 13.56%
11,953 8,875 11,076
11,365 8,315 9,838
11,365 10,004 13,925
` ` `
` ` `
` ` `
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
Data for the period October to September has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returns arecompounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception. Standardbenchmark is prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period,invested at the start of the period. The returns provided above have been rounded off and hence there may be minor differences between point-to-pointreturns vis-a-vis returns indicated above.
`
`
Comparative Performance of Equity Schemes
Fund Managed by Gautam Bhupal and Amaresh Mishra.
Fund Managed by Anitha Rangan (For overseas investment) & Sanjay Shah (for Fixed Income portion)
HSBC Dividend Yield Equity Fund Date of Inception : 21 Mar 07
Scheme Name & Benchmarks SinceInception
HSBC Dividend Yield Equity Fund - Growth
S&P BSE 200 (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HDYEF, would have become
10,000, if invested in S&P BSE 200, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
11.80% 2.39% 50.15% 6.17%
10.80% 3.35% 41.56% 9.69%
13.65% 0.04% 37.80% 9.06%
11,180 10,239 15,015 17,705
11,080 10,335 14,156 24,168
11,365 10,004 13,780 22,880
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
22
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
7.26% -0.83%
9.19% -1.92%
13.65% -1.03%
10,726 9,868
10,919 9,694
11,365 9,835
` `
` `
` `
HSBC Tax Saver Equity Fund Date of Inception : 05 Jan 07
Scheme Name & Benchmarks SinceInception
HSBC Tax Saver Equity Fund - Growth
S&P BSE 200 (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HTSF, would have become
10,000, if invested in S&P BSE 200, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
12.53% 8.19% 61.89% 11.90%
10.80% 3.35% 41.56% 8.61%
13.65% 0.04% 37.80% 8.23%
11,253 10,819 16,189 29,922
11,080 10,335 14,156 22,365
11,365 10,004 13,780 21,622
` ` ` `
` ` ` `
` ` ` `
Fund Managed by - Aditya Khemani.
Past performance may or may not be sustained in the future. Refer note below.
* On account of change in the index composition of the benchmark of HMEF (S&P BSE Midcap), vide BSE Notification dtd 10 April, 2015,the returns for this benchmark are different when compared to the historically published returns. Further, as the index data for S&P BSEMidcap is available only from Sept 16, 2005, the 'Since inception' returns for both this index and the scheme have been calculated from thisdate onwards.
Comparative Performance of Equity Schemes
Funds Managed by - Dhiraj Sachdev.
HSBC Infrastructure Equity Fund Date of Inception : 23 Feb 06
Scheme Name & Benchmarks SinceInception
HSBC Infrastructure Equity Fund - Growth
S&P BSE 200 (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HIEF, would have become
10,000, if invested in S&P BSE 200, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
-0.75% 11.71% 97.34% 5.46%
10.80% 3.35% 41.56% 10.58%
13.65% 0.04% 37.80% 10.24%
9,925 11,171 19,734 17,587
11,080 10,335 14,156 29,078
11,365 10,004 13,780 28,129
` ` ` `
` ` ` `
` ` ` `
HSBC Midcap Equity Fund* Date of Inception : 19 May 05
Scheme Name & Benchmarks SinceInception
HSBC Midcap Equity Fund - Growth
S&P BSE Midcap (Scheme Benchmark)
(Standard Benchmark)
10,000, if invested in HMEF, would have become
10,000, if invested in S&P BSE Midcap, would have become
10,000, if invested in , would have become
Nifty 50
Nifty 50
`
`
`
15.12% 17.64% 124.15% 10.97%
21.70% 13.54% 69.05% 10.64%
13.65% 0.04% 37.80% 11.64%
11,512 11,764 22,415 32,702
12,170 11,354 16,905 31,612
11,365 10,004 13,780 35,024
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
23
Data for the period October to September has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returns arecompounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception. Standard benchmarkis prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start ofthe period. The returns provided above have been rounded off and hence there may be minor differences between point-to-point returns vis-a-vis returnsindicated above.
`
`
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep14
HSBC Managed Solutions - Growth Date of Inception : 30 Apr 14
Scheme Name & Benchmarks Oct 15 -Sep 16
SinceInception
HSBC Managed Solutions - Growth - Growth
Customised Benchmark Index Fund (Scheme Benchmark)*
(Standard Benchmark)Nifty 50
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HMSG, would have become
10,000, if invested in Customised Benchmark Index, would have become
10,000, if invested in Nifty 50, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
`
14.10% 8.98% 16.57%
10.95% 5.17% 13.91%
13.65% 0.04% 10.94%
11.26% 13.49% 12.08%
11,410 10,898 14,504
11,095 10,517 13,713
11,365 10,004 12,863
11,126 11,349 13,184
` ` `
` ` `
` ` `
` ` `
Fund Managed by Gautam Bhupal (for Equity portion)Sanjay Shah (for Fixed Income portion), Anitha Rangan (For overseas investment)
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
*Composite index of S&P BSE 200 (80%) and Crisil Composite Bond Fund Index (20%).
*Composite index of Crisil Composite Bond Fund Index (90%) and S&P BSE 200 (10%).
Comparative Performance of Equity Schemes
24
Data for the period October to September has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returns arecompounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception. Standard benchmarkis prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start ofthe period. The returns provided above have been rounded off and hence there may be minor differences between point-to-point returns vis-a-vis returnsindicated above.
`
`
Oct 14 -Sep 15
HSBC Managed Solutions - Moderate - Growth Date of Inception : 30 Apr 14
Scheme Name & Benchmarks Oct 15 -Sep 16
SinceInception
HSBC Managed Solutions - Moderate - Growth
CRISIL Balanced Fund – Aggressive Index (Scheme Benchmark)
Nifty 50 (Standard Benchmark)
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HMSM, would have become
10,000,if investedinCRISILBalancedFund–AggressiveIndex,wouldhavebecome
10,000, if invested in Nifty 50, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
`
13.19% 10.05% 15.03%
9.67% 4.51% 11.62%
13.65% 0.04% 10.94%
11.26% 13.49% 12.08%
11,319 11,005 14,041
10,967 10,451 13,054
11,365 10,004 12,863
11,126 11,349 13,184
` ` `
` ` `
` ` `
` ` `
Oct 14 -Sep 15
HSBC Managed Solutions - Conservative - Growth Date of Inception : 30 Apr 14
Scheme Name & Benchmarks Oct 15 -Sep 16
SinceInception
HSBC Managed Solutions - Conservative - Growth
Customised Benchmark Index Fund (Scheme Benchmark)*
Nifty 50 (Standard Benchmark)
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HMSC, would have become
10,000, if invested in Customised Benchmark Index, would have become
10,000, if invested in Nifty 50, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
`
9.15% 10.66% 10.96%
11.46% 11.54% 12.36%
13.65% 0.04% 10.94%
11.26% 13.49% 12.08%
10,915 11,066 12,867
11,146 11,154 13,265
11,365 10,004 12,863
11,126 11,349 13,184
` ` `
` ` `
` ` `
` ` `
Oct 14 -Sep 15
25
HSBC Equity Fund
HSBC India Opportunities Fund
HSBC Dynamic Fund
Date of Inception : 10 Dec 02
Date of Inception : 24 Feb 04
Date of Inception : 24 Sep 07
Scheme Name & Benchmarks
Scheme Name & Benchmarks
Scheme Name & Benchmarks
1Year
1Year
1Year
3Years
3Years
3Years
5Years
5Years
5Years
SinceInception
SinceInception
SinceInception
Total amount invested ( )
Market Value as on September 30, 2016 ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
S&P BSE 200 -
S&P BSE 200 -
Nifty 50 -
Nifty 50 -
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
S&P BSE 500 -
S&P BSE 500 -
Nifty 50 -
Nifty 50 -
September
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
S&P BSE 200 -
S&P BSE 200 -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 1660000
134901 433898 838258 5139133
23.79 12.51 13.34 15.08
131819 426260 832253 4476509
18.74 11.29 13.05 13.32
129332 407234 787459 4201946
14.72 8.17 10.82 12.51
120000 360000 600000 1520000
137164 468263 970923 4107197
27.53 17.84 19.33 14.65
132241 430054 839660 3348747
19.43 11.90 13.41 11.75
129332 407234 787459 3193318
14.72 8.17 10.82 11.07
120000 360000 600000 1090000
129780 417153 779826 1572852
15.44 9.81 10.43 7.87
131819 426260 832253 1793812
18.74 11.29 13.05 10.64
129332 407234 787459 1697606
14.72 8.17 10.82 9.48
The Fund offers flexible and convenient Systematic Investment Plan (SIP) facility. To illustrate the advantages of SIP investments, this is how your investments would havegrown if you had invested say 10,000 systematically on the first Business Day of every month over a period of time in the Growth Option of Respective Scheme.
The returns are calculated by XIRR approach assuming investment of 10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments givenan initial and final value and a series of cash inflows and outflows with correct allowance for the time impact of the transactions. Data as on September 30, 2016.
`
`
SIP Performance of Equity Schemes
Returns shown for Regular Plan - Growth Option
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
SIP Performance of Equity Schemes
26
HSBC Brazil Fund Date of Inception : 06 May 11
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
MSCI Brazil 10/40 Index -
MSCI Brazil 10/40 Index -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 640000
160972 371557 543051 571090
68.94 2.06 -3.91 -4.20
163359 376383 536040 557357
73.26 2.91 -4.42 -5.09
129653 407556 787781 851177
15.26 8.16 10.83 10.62
HSBC Asia Pacific (Ex Japan) Dividend Yield Fund Date of Inception : 24 Feb 14
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
MSCI AC Asia Pacific ex Japan -
MSCI AC Asia Pacific ex Japan -
Nifty 50 -
Nifty 50 -
September
120000 NA NA 310000
133679 NA NA 335223
21.89 NA NA 5.98
131744 NA NA 311380
18.71 NA NA 0.33
129653 NA NA 337143
15.26 NA NA 6.42
HSBC Emerging Markets Fund Date of Inception : 17 Mar 08
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
MSCI Emerging Market Index -
MSCI Emerging Market Index -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 1020000
134553 375117 649952 1199507
23.34 2.69 3.16 3.75
128906 370049 634181 1154336
14.11 1.80 2.19 2.87
129140 407103 786647 1605311
14.49 8.16 10.78 10.07
The Fund offers flexible and convenient Systematic Investment Plan (SIP) facility. To illustrate the advantages of SIP investments, this is how your investments would havegrown if you had invested say 10,000 systematically on the first Business Day of every month over a period of time in the Growth Option of Respective Scheme.
The returns are calculated by XIRR approach assuming investment of 10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments givenan initial and final value and a series of cash inflows and outflows with correct allowance for the time impact of the transactions. Data as on 30, 2016.
`
`
September
Returns shown for Regular Plan - Growth Option
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
SIP Performance of Equity Schemes
27
HSBC Tax Saver Equity Fund Date of Inception : 05 Jan 07
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
S&P BSE 200 -
S&P BSE 200 -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 1170000
135546 461010 954347 2462585
24.85 16.74 18.63 14.63
131819 426260 832253 1972541
18.74 11.29 13.05 10.35
129332 407234 787459 1868678
14.72 8.17 10.82 9.30
HSBC Infrastructure Equity Fund Date of Inception : 23 Feb 06
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
S&P BSE 200 -
S&P BSE 200 -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 1280000
127604 436785 852608 1842055
11.95 12.97 14.03 6.62
131819 426260 832253 2265371
18.74 11.29 13.05 10.28
129332 407234 787459 2150262
14.72 8.17 10.82 9.36
HSBC Dividend Yield Equity Fund Date of Inception : 21 Mar 07
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
S&P BSE 200 -
S&P BSE 200 -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 1150000
133272 434375 845972 1859490
21.11 12.59 13.71 9.71
131819 426260 832253 1928838
18.74 11.29 13.05 10.44
129332 407234 787459 1826526
14.72 8.17 10.82 9.36
The Fund offers flexible and convenient Systematic Investment Plan (SIP) facility. To illustrate the advantages of SIP investments, this is how your investments would havegrown if you had invested say 10,000 systematically on the first Business Day of every month over a period of time in the Growth Option of Respective Scheme.
The returns are calculated by XIRR approach assuming investment of 10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments givenan initial and final value and a series of cash inflows and outflows with correct allowance for the time impact of the transactions. Data as on 30, 2016.
`
`
September
Returns shown for Regular Plan - Growth Option
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
SIP Performance of Equity Schemes
28
HSBC Managed Solutions - Growth Date of Inception : 30 Apr 14
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
Customised Benchmark Index* -
Customised Benchmark Index -
Nifty 50 -
Nifty 50 -
September
120000 NA NA 290000
133897 NA NA 335713
22.16 NA NA 12.17
124201 NA NA 306451
6.55 NA NA 4.47
129653 NA NA 310490
15.26 NA NA 5.56
HSBC Managed Solutions - Moderate - Growth Date of Inception : 30 Apr 14
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
SchemeBenchmarkReturns(%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
CRISIL Balanced Fund – Aggressive Index -
CRISILBalancedFund–AggressiveIndex-
Nifty 50 -
Nifty 50 -
September
120000 NA NA 290000
132576 NA NA 335236
20.00 NA NA 12.04
129284 NA NA 319097
14.66 NA NA 7.85
129653 NA NA 310490
15.26 NA NA 5.56
HSBC Midcap Equity Fund Date of Inception : 19 May 05
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
S&P BSE Midcap -
S&P BSE Midcap -
Nifty 50 -
Nifty 50 -
September
120000 360000 600000 1370000
136555 527639 1152292 3149228
26.52 26.48 26.44 13.80
140915 511237 1023923 2926874
33.80 24.16 21.52 12.62
129332 407234 787459 2478104
14.72 8.17 10.82 9.93
The Fund offers flexible and convenient Systematic Investment Plan (SIP) facility. To illustrate the advantages of SIP investments, this is how your investments would havegrown if you had invested say 10,000 systematically on the first Business Day of every month over a period of time in the Growth Option of Respective Scheme.
The returns are calculated by XIRR approach assuming investment of 10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments givenan initial and final value and a series of cash inflows and outflows with correct allowance for the time impact of the transactions. Data as on 30, 2016.
`
`
September
Returns shown for Regular Plan - Growth Option
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
*Composite index of S&P BSE200 (80%) and Crisil Composite Bond Fund Index (20%).
Past performance may or may not be sustained in the future. Refer note below
SIP Performance of Equity Schemes
29
HSBC Managed Solutions - Conservative - Growth Date of Inception : 30 Apr 14
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
Customised Benchmark Index* -
Customised Benchmark Index -
Nifty 50 -
Nifty 50 -
September
120000 NA NA 290000
127717 NA NA 325764
12.14 NA NA 9.59
123057 NA NA 317332
4.76 NA NA 7.38
129653 NA NA 310490
15.26 NA NA 5.56
HSBC Global Consumer Opportunities Fund -Benefiting from China's Growing Consumption Power
Date of Inception : 24 Feb 15
Scheme Name & Benchmarks 1Year
3Years
5Years
SinceInception
Total amount invested ( )
Scheme Returns (%)
Scheme Benchmark ( )
Scheme Benchmark Returns (%)
Standard Benchmark ( )
Standard Benchmark Returns (%)
`
`
`
`
Market Value as on 30, 2016 ( )
MSCI AC World Index -
MSCI AC World Index -
Nifty 50 -
Nifty 50 -
September
120000 NA NA 190000
125916 NA NA 195185
9.31 NA NA 3.28
125829 NA NA 195090
9.17 NA NA 3.22
129429 NA NA 200954
14.93 NA NA 6.92
The Fund offers flexible and convenient Systematic Investment Plan (SIP) facility. To illustrate the advantages of SIP investments, this is how your investments would havegrown if you had invested say 10,000 systematically on the first Business Day of every month over a period of time in the Growth Option of Respective Scheme.
The returns are calculated by XIRR approach assuming investment of 10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments givenan initial and final value and a series of cash inflows and outflows with correct allowance for the time impact of the transactions. Data as on 30, 2016.
`
`
September
Returns shown for Regular Plan - Growth Option
Past performance may or may not be sustained in the future. Refer note below
Past performance may or may not be sustained in the future. Refer note below
*Composite index of Crisil Composite Bond Fund Index (90%) and S&P BSE200 (10%).
HSBC MIP - Savings Plan (HMIP-S)An Open Ended Fund with Regular & Savings Plans. Monthly income is not assured and is subject to availability of distributable surplus.
Investment Objective: Seeks to generate reasonable returns through investments in Debt and Money Market Instruments. Thesecondary objective of the scheme is to invest in equity and equity related instruments to seek capital appreciation.
30
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)
(as on 30.09.16)
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Fund Managers
SIPMinimum ApplicationAmountGrowthQuarterly DividendMonthly DividendSIP
Exit Load
per unit
Monthly Average AUM(In Lakhs)
@
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.47%Direct Plan 1.81%Excludes service tax on Investment Management fees of 0.22%of Total NetAssets.
Asset Allocation
Government Securities 44.74%
Corporate/ PSU Debt 26.44%
Equity 23.22%
Cash Equivalents 4.20%
Net CurrentAssets 1.40%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Corporate/ PSU Debt
EQUITY
Government Securities
Cash EquivalentsCBLO 373.20 1.79%Reverse Repos 500.94 2.41%Net Current Assets 290.56 1.40%Total Net Assets as on 30-Sep-2016 20,799.79 100.00%
Corporate Bonds / Debentures
Equities
Power Grid Corporation of India 1,170.01 5.63% CRISIL AAAIndia Infradebt 705.81 3.39% CRISIL AAARural Electrification Corporation 661.28 3.18% CARE AAAPower Finance Corporation 616.65 2.96% CRISIL AAALIC Housing Finance 615.81 2.96% CRISIL AAALIC Housing Finance 508.68 2.45% CRISIL AAAPower Grid Corporation of India 442.72 2.13% CRISIL AAAHDFC 303.81 1.46% CRISIL AAAPower Grid Corporation of India 209.50 1.01% CRISIL AAANTPC 141.86 0.68% CRISIL AAAPower Finance Corporation 121.72 0.59% CRISIL AAA
HDFC Bank 557.51 2.68%The Ramco Cements 262.64 1.26%IndusInd Bank 245.17 1.18%Infosys 207.21 1.00%Maruti Suzuki India 205.40 0.99%Ultratech Cement 204.13 0.98%ICICI Bank 194.79 0.94%ITC 190.06 0.91%SRF 177.77 0.85%Crompton Greaves Cons Electrical 149.33 0.72%Castrol India 142.49 0.69%Axis Bank 142.38 0.68%Torrent Pharmaceuticals 138.00 0.66%MRF 127.18 0.61%Somany Ceramics 121.69 0.59%UPL 121.29 0.58%Gateway Distriparks 120.82 0.58%Arvind 117.99 0.57%Sun Pharmaceuticals Ind 115.12 0.55%Hindustan Unilever 114.56 0.55%United Spirits 108.52 0.52%Tata Consultancy Services 104.52 0.50%HDFC 104.51 0.50%LIC Housing Finance 104.18 0.50%The Federal Bank 96.48 0.46%Karur Vysya Bank 87.08 0.42%OCL India 84.53 0.41%IPCA Laboratories 79.59 0.38%Heritage Foods Ltd 77.26 0.37%Ahluwalia Contracts (India) 74.95 0.36%Exide Industries 73.20 0.35%Welspun India 53.37 0.26%The Jammu & Kashmir Bank 46.59 0.22%V-Guard Industries 30.26 0.15%Hindustan Dorr-Oliver 29.14 0.14%Aditya Birla Fashion and Retail 23.90 0.11%
7.72% GOVT OF INDIA RED 25-05-2025 2,470.88 11.88% SOVEREIGN7.59% GOVT OF INDIA RED 11-01-2026 1,292.69 6.21% SOVEREIGN7.61% GOVT OF INDIA RED 09-05-2030 1,218.65 5.86% SOVEREIGN7.59% GOVT OF INDIA RED 20-03-2029 848.01 4.08% SOVEREIGN8.39% RAJASTHAN SDL RED 15-03-2026 743.72 3.58% SOVEREIGN8.13% GOVT OF INDIA RED 22-06-2045 725.27 3.49% SOVEREIGN7.73% GOVT OF INDIA RED 19-12-2034 642.15 3.09% SOVEREIGN8.18% HARYANA SDL RED 15-06-2022 541.86 2.61% SOVEREIGN7.35% GOVT OF INDIA RED 22-06-2024 306.24 1.47% SOVEREIGN8.15% GOVT OF INDIA RED 24-11-2026 268.76 1.29% SOVEREIGN7.88% GOVT OF INDIA RED 19-03-2030 214.19 1.03% SOVEREIGN7.68% GOVT OF INDIA RED 15-12-2023 31.22 0.15% SOVEREIGN
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC MIP - Savings Plan - Monthly Dividend
HSBC MIP - Savings Plan - Monthly Dividend - Direct Plan
HSBC MIP - Savings Plan - Quarterly Dividend
HSBC MIP - Savings Plan - Quarterly Dividend - Direct Plan
25-Jul-16 0.06862 0.06357 13.405725-Aug-16 0.06862 0.06357 13.4935
28-Mar-16 0.20223 0.18737 13.067327-Jun-16 0.20223 0.18737 13.2353
28-Mar-16 0.20946 0.19406 13.764127-Jun-16 0.20223 0.18737 13.9636
26-Sep-16 0.06862 0.06357 13.6251
25-Jan-16 0.06862 0.06357 13.8945
26-Sep-16 0.20223 0.18737 13.7456
26-Sep-16 0.20223 0.18737 14.5395
26-Nov-15 0.06862 0.06357 14.267028-Dec-15 0.06862 0.06357 14.1949
Rating24-Feb-04
CRISIL MIP Blended Index
32.4227
8.84 years
5.65 years
20,388.58
Aditya Khemani(for Equity portion) Sanjay
Shah (for Debt portion)
Available
10,00010,00025,000
1,000 p.m.Nil
`
`
`
`
`
Rating Profile
Sovereign 44.74%
AAAand equivalents 26.44%
Equity 23.22%
Reverse Repos/ CBLOs 4.20%
Net CurrentAssets 1.40%
Total NetAssets 100.00%
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
Investors understand that their principalwill be at Moderately High risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
HSBC MIP - Savings Plan (HMIP-S)
This product is suitable forinvestors who are seeking*:
• Regular Income over mediumterm
• Investment in fixed income(debt and money marketinstruments) as well as equityand equity related securities
* Investors should consult their financial advisers if in doubtabout whether the product is suitable for them.
HSBC MIP - Regular Plan (HMIP-R)An Open Ended Fund with Regular & Savings Plans. Monthly income is not assured and is subject to availability of distributable surplus.
Investment Objective: Seeks to generate reasonable returns through investments in Debt and Money Market Instruments. Thesecondary objective of the scheme is to invest in equity and equity related instruments to seek capital appreciation.
31
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)
(as on 30 )
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Fund Managers
SIP
Minimum ApplicationAmount
Growth
Quarterly Dividend
Monthly Dividend
SIP
Exit Load
per unit
.09.16
Monthly Average AUM(In Lakhs)
@
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 2.29%
Direct Plan 1.79%
Excludes service tax on Investment Management fees of 0.19%on Regular Plan and 0.19% on Direct Plan of Total NetAssets.
Asset Allocation
Government Securities 54.84%
Corporate/ PSU Debt 28.83%
Equity 13.94%
Net CurrentAssets 1.78%
Cash Equivalents 0.61%
Total NetAssets 100.00%
@ Effective from March 1, 2013 for prospective investments.
FUND PORTFOLIO
Corporate/ PSU Debt
EQUITY
Government Securities
Cash Equivalents
CBLO 20.33 0.26%
Reverse Repos 27.29 0.35%
Net Current Assets 137.50 1.78%
Total Net Assets as on 30-Sep-2016 7,869.43 100.00%
Corporate Bonds / Debentures
Equities
LIC Housing Finance 508.68 6.46% CRISIL AAA
Power Grid Corporation of India 425.46 5.41% CRISIL AAA
India Infradebt 302.49 3.84% CRISIL AAA
Rural Electrification Corporation 283.41 3.60% CARE AAA
LIC Housing Finance 205.27 2.61% CRISIL AAA
HDFC 202.54 2.57% CRISIL AAA
Power Grid Corporation of India 189.74 2.41% CRISIL AAA
NABARD 152.20 1.93% CRISIL AAA
HDFC Bank 128.56 1.63%
ICICI Bank 100.99 1.28%
ITC 57.92 0.74%
Ultratech Cement 57.77 0.73%
Arvind 50.57 0.64%
Maruti Suzuki India 47.49 0.60%
SRF 44.44 0.56%
Sun Pharmaceuticals Ind 35.65 0.45%
Axis Bank 35.19 0.45%
Castrol India 33.25 0.42%
MRF 33.07 0.42%
Torrent Pharmaceuticals 32.47 0.41%
Crompton Greaves Cons Electrical 30.79 0.39%
Somany Ceramics 29.42 0.37%
UPL 28.98 0.37%
Hindustan Unilever 27.77 0.35%
United Spirits 27.13 0.34%
Ahluwalia Contracts (India) 26.98 0.34%
Exide Industries 25.62 0.33%
Gateway Distriparks 25.17 0.32%
HDFC 25.08 0.32%
The Federal Bank 24.48 0.31%
LIC Housing Finance 23.15 0.29%
Tata Consultancy Services 23.09 0.29%
OCL India 23.05 0.29%
The Jammu & Kashmir Bank 21.74 0.28%
IPCA Laboratories 17.88 0.23%
V-Guard Industries 17.51 0.22%
Heritage Foods Ltd 17.17 0.22%
Welspun India 11.32 0.14%
Hindustan Dorr-Oliver 8.74 0.11%
Aditya Birla Fashion and Retail 7.75 0.10%
7.72% GOVT OF INDIA RED 25-05-2025 971.63 12.35% SOVEREIGN
7.59% GOVT OF INDIA RED 11-01-2026 667.20 8.48% SOVEREIGN
7.61% GOVT OF INDIA RED 09-05-2030 522.28 6.64% SOVEREIGN
7.59% GOVT OF INDIA RED 20-03-2029 502.52 6.39% SOVEREIGN
8.39% RAJASTHAN SDL RED 15-03-2026 318.74 4.05% SOVEREIGN
7.73% GOVT OF INDIA RED 19-12-2034 270.66 3.44% SOVEREIGN
8.15% GOVT OF INDIA RED 24-11-2026 268.76 3.42% SOVEREIGN
7.88% GOVT OF INDIA RED 19-03-2030 267.73 3.40% SOVEREIGN
8.18% HARYANA SDL RED 15-06-2022 232.23 2.95% SOVEREIGN
7.35% GOVT OF INDIA RED 22-06-2024 153.12 1.95% SOVEREIGN
8.13% GOVT OF INDIA RED 22-06-2045 139.48 1.77% SOVEREIGN
IssuerMarket Value
( in Lacs)`
% to NetAssets
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC MIP - Regular Plan - Monthly Dividend
HSBC MIP - Regular Plan - Monthly Dividend - Direct Plan
HSBC MIP - Regular Plan - Quarterly Dividend
25-Jul-16 0.05778 0.05353 11.6699
25-Aug-16 0.05778 0.05353 11.7536
28-Mar-16 0.18057 0.16729 11.7145
27-Jun-16 0.18057 0.16729 11.7723
26-Sep-16 0.05778 0.05353 11.8601
31-Jan-14 0.05065 0.04851 10.9791
28-Feb-14 0.05065 0.04851 11.0079
26-Sep-16 0.18057 0.16729 12.1866
Rating24-Feb-04
CRISIL MIP Blended Index
27.0241
8.95 years
5.87 years
8,359.27
Aditya Khemani
(for Equity portion) SanjayShah (for Debt portion)
Available
10,00010,00025,000
1,000 p.m.Nil
`
`
`
`
`
Rating Profile
Sovereign 54.84%
AAAand equivalents 28.83%
Equity 13.94%
Net CurrentAssets 1.78%
Reverse Repos/ CBLOs 0.61%
Total NetAssets 100.00%
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any.Face value: 10 per unit.`
Investors understand that their principalwill be at Moderate risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• Regular Income over mediumterm
• Investment in fixed income(debt and money marketinstruments) as well as equityand equity related securities
HSBC MIP - Regular Plan (HMIP-R)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
HSBC Income Fund - Investment Plan (HIF-IP)An Open Ended Income Scheme
Investment Objective: Aims to provide reasonable income through a diversified portfolio of fixed income securities. The AMC'sview of interest rate trends and the nature of the Plans will be reflected in the type and maturities of securities in which the ShortTerm and Investment Plans are invested.
32
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Yield To Maturity*
Fund Manager
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM(In Lakhs)
@
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 1.84%Direct Plan 1.09%Excludes service tax on Investment Management fees of 0.16%of Total NetAssets.
Asset Allocation
Government Securities 70.45%
Corporate/ PSU Debt 22.63%
Cash Equivalents 4.77%
Net CurrentAssets 2.11%
Securitised Debt 0.04%
@ Effective from March 1, 2013 for prospective investments.
* Based on invested Amount
FUND PORTFOLIO
Securitised Debt
Corporate/ PSU Debt
Government Securities
Cash Equivalents
CBLO 155.75 2.04%
Reverse Repos 209.07 2.73%
Net Current Assets 161.69 2.11%
Total Net Assets as on 30-Sep-2016 7,652.43 100.00%
Investments - Asset Back Security
Corporate Bonds / Debentures
India MBS 2002 Series I 2.86 0.04% CRISIL AAA (SO)
Export Import Bank of India 561.82 7.34% CRISIL AAA
Power Finance Corporation 411.10 5.37% CRISIL AAA
Power Grid Corporation of India 364.05 4.76% CRISIL AAA
LIC Housing Finance 205.27 2.68% CRISIL AAA
Rural Electrification Corporation 125.96 1.65% CARE AAA
Power Grid Corporation of India 63.25 0.83% CRISIL AAA
7.68% GOVT OF INDIA RED 15-12-2023 1,009.41 13.19% SOVEREIGN
7.72% GOVT OF INDIA RED 25-05-2025 945.52 12.36% SOVEREIGN
7.59% GOVT OF INDIA RED 20-03-2029 706.67 9.23% SOVEREIGN
7.61% GOVT OF INDIA RED 09-05-2030 580.31 7.58% SOVEREIGN
7.73% GOVT OF INDIA RED 19-12-2034 551.93 7.21% SOVEREIGN
8.13% GOVT OF INDIA RED 22-06-2045 440.74 5.76% SOVEREIGN
7.59% GOVT OF INDIA RED 11-01-2026 406.57 5.31% SOVEREIGN
8.18% HARYANA SDL RED 15-06-2022 258.03 3.37% SOVEREIGN
8.39% RAJASTHAN SDL RED 15-03-2026 212.49 2.78% SOVEREIGN
7.35% GOVT OF INDIA RED 22-06-2024 153.12 2.00% SOVEREIGN
8.53% PUNJAB SDL RED 30-03-2022 73.28 0.96% SOVEREIGN
7.88% GOVT OF INDIA RED 19-03-2030 53.55 0.70% SOVEREIGN
IssuerMarket Value
( in Lacs)`
% to NetAssets
Rating10-Dec-02
CRISIL Composite BondFund Index
26.7487
10.08 years
6.28 years
7.22%
7,431.99
Sanjay Shah
Available
10,000
1,000 p.m.(SIP)
Nil
`
`
`
Rating Profile
Sovereign 70.45%
AAAand equivalents 22.67%
Reverse Repos/ CBLOs 4.77%
Net CurrentAssets 2.11% Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Income Fund - Investment Plan - Regular Option - Quarterly Dividend
HSBC Income Fund - Investment Plan - Institutional Option - Quarterly Dividend
28-Mar-16 0.17334 0.16060 11.1594
27-Jun-16 0.17334 0.16060 11.1494
26-Sep-16 0.17334 0.16060 11.4814
12-Jun-09 0.11387 0.10598 11.0294
11-Sep-09 0.11387 0.10598 10.9960
11-Dec-09 0.11387 0.10598 11.0973
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
Investors understand that their principalwill be at Moderate risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• Regular Income over longterm
• Investment in diversifiedportfolio of fixed incomesecurities
HSBC Income Fund - Investment Plan (HIF-IP)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Income Fund - Short Term Plan (HIF-STP)An Open Ended Income Scheme
Investment Objective:Aims to provide reasonable income through a diversified portfolio of fixed income securities. TheAMC’sview of interest rate trends and the nature of the Plans will be reflected in the type and maturities of securities in which the ShortTerm and Investment Plans are invested.
33
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)
(as on 30 )
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Yield To Maturity*
Fund Managers
SIP
Minimum
Application Amount
Exit Load
per unit
.09.16
Monthly Average AUM(In Lakhs)
@
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 1.25%
Direct Plan 0.30%Excludes service tax on Investment Management fees of 0.00%of Total NetAssets.
Asset Allocation
Corporate/ PSU Debt 73.42%
Government Securities 19.38%
Money Market Instruments 3.62%
Cash Equivalents 2.59%
Net CurrentAssets 0.99%
@ Effective from March 1, 2013 for prospective investments.
* Based on invested Amount
FUND PORTFOLIO
Money Market Instruments
Corporate/ PSU Debt
Government Securities
Cash EquivalentsCBLO 2,224.73 1.11%Reverse Repos 2,986.23 1.49%Net Current Assets 1,942.45 0.99%Total Net Assets as on 30-Sep-2016 2,00,891.10 100.00%
Certificate of Deposit
Commercial Paper
Corporate Bonds / Debentures
Zero Coupon Bonds
Andhra Bank 2,426.57 1.21% CARE A1+
Dalmia Cements (Bharat) 4,845.65 2.41% [ICRA]A1+
LIC Housing Finance 10,143.53 5.05% CRISIL AAANabha Power 7,620.02 3.79% [ICRA]AAANABARD 7,589.33 3.78% CRISIL AAAIndian Railway Finance Corporation 5,661.00 2.82% CRISIL AAARural Electrification Corporation 5,160.25 2.57% CARE AAAHDFC 5,068.19 2.52% CRISIL AAANABARD 5,062.56 2.52% CRISIL AAATata Capital Financial Services 5,051.89 2.51% CRISIL AA+Shriram Transport Finance Company 5,030.45 2.50% CRISIL AA+LIC Housing Finance 5,014.10 2.50% CRISIL AAACLP Wind Farm India Pvt 4,024.10 2.00% Fitch AARural Electrification Corporation 3,592.03 1.79% CRISIL AAAShriram Transport Finance Company 3,524.51 1.75% CRISIL AA+Power Grid Corporation of India 3,190.93 1.59% CRISIL AAAHDFC 3,110.80 1.55% CRISIL AAAPower Finance Corporation 3,029.72 1.51% CRISIL AAAPower Finance Corporation 2,590.88 1.29% CRISIL AAAPower Finance Corporation 2,585.22 1.29% CRISIL AAALIC Housing Finance 2,564.49 1.28% CARE AAASRF 2,549.85 1.27% Fitch AABajaj Finance 2,547.34 1.27% CRISIL AA+HDFC Bank 2,545.09 1.27% CARE AAASmall Industries Development Bank of India 2,537.49 1.26% CARE AAATata Capital Financial Services 2,532.10 1.26% CRISIL AA+HDFC 2,528.21 1.26% CRISIL AAANabha Power 2,526.95 1.26% [ICRA]AAA(SO)LIC Housing Finance 2,524.42 1.26% CARE AAATata Capital Financial Services 2,518.84 1.25% CRISIL AA+Power Grid Corporation of India 2,054.38 1.02% CRISIL AAAHDFC 2,025.43 1.01% CRISIL AAAEast North Interconnection Company 2,004.12 1.00% CRISIL AAA (SO)Power Finance Corporation 1,544.77 0.77% CRISIL AAAPower Finance Corporation 1,523.17 0.76% CRISIL AAAIndia Infradebt 1,512.46 0.75% CRISIL AAASmall Industries Development Bank of India 1,260.08 0.63% CARE AAARural Electrification Corporation 1,154.62 0.57% CARE AAARural Electrification Corporation 1,047.01 0.52% CRISIL AAAPower Grid Corporation of India 1,031.46 0.51% CRISIL AAAHDFC 1,013.29 0.50% CRISIL AAAEast North Interconnection Company 1,005.40 0.50% CRISIL AAA (SO)East North Interconnection Company 1,003.56 0.50% CRISIL AAA (SO)Rural Electrification Corporation 934.80 0.47% CRISIL AAALIC Housing Finance 506.70 0.25% CRISIL AAATata Capital Financial Services 500.97 0.25% CRISIL AA+Shriram Transport Finance Company 270.52 0.13% CRISIL AA+Rural Electrification Corporation 170.13 0.08% CRISIL AAAHDFC 90.04 0.04% CRISIL AAARural Electrification Corporation 70.75 0.04% CRISIL AAA
Sundaram BNP Paribas Home Finance 6,204.55 3.09% [ICRA]AA+Cholamandalam Investment & Fin Co 4,446.21 2.21% [ICRA]AACholamandalam Investment & Fin Co 2,780.61 1.38% [ICRA]AANABARD 943.27 0.47% CRISIL AAA
7.68% GOVT OF INDIA RED 15-12-2023 8,585.15 4.27% SOVEREIGN7.72% GOVT OF INDIA RED 25-05-2025 8,358.14 4.16% SOVEREIGN8.21% RAJASTHAN SDL RED 31-03-2019 5,123.79 2.55% SOVEREIGN7.61% GOVT OF INDIA RED 09-05-2030 4,220.44 2.10% SOVEREIGN8.15% GOVT OF INDIA RED 24-11-2026 3,762.59 1.87% SOVEREIGN8.39% RAJASTHAN SDL RED 15-03-2026 3,187.35 1.59% SOVEREIGN8.27% RAJASTHAN SDL RED 23-06-2022 2,590.86 1.29% SOVEREIGN8.53% JHARKHAND SDL RED 30-03-2022 1,046.88 0.52% SOVEREIGN8.53% PUNJAB SDL RED 30-03-2022 1,046.88 0.52% SOVEREIGN7.35% GOVT OF INDIA RED 22-06-2024 1,020.81 0.51% SOVEREIGN
IssuerMarket Value
( in Lacs)`
% to NetAssets
Rating10-Dec-02
CRISIL Short Term BondFund Index
26.0742
3.46 years
2.67 years
7.59%
2,26,109.24
Sanjay Shah &
Piyush Harlalka
Available
10,000
1,000 p.m.(SIP)
Nil
`
`
`
Rating Profile
AAAand equivalents 56.17%
AA+/AA-/AAand equivalents 20.87%
Reverse Repos/ CBLOs 2.59%
Net CurrentAssets 0.99%
Sovereign 19.38%
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Income Fund - Short Term Plan - Regular Option - Monthly Dividend
HSBC Income Fund - Short Term Plan - Monthly Dividend - Direct Plan
HSBC Income Fund - Short Term Plan - Institutional Option - Monthly Dividend
HSBC Income Fund - Short Term Plan - Institutional Plus Option - Monthly Dividend
25-Jul-16 0.04784 0.04433 11.232125-Aug-16 0.05256 0.04870 11.2645
26-Oct-15 0.06396 0.05926 11.262726-Nov-15 0.05678 0.05261 11.2243
26-Sep-16 0.05485 0.05082 11.2958
26-Sep-16 0.56521 0.52366 12.0465
27-Jul-15 0.05814 0.05387 12.0045
30-Dec-11 0.08478 0.07266 10.120027-Jan-12 0.05533 0.04742 10.086624-Feb-12 0.05663 0.04854 10.0881
25-May-15 0.05330 0.04938 12.007825-Jun-15 0.06385 0.05915 11.9934
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
Investors understand that their principalwill be at Moderately Low risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• Regular Income over Mediumterm
• Investment in diversifiedportfolio of fixed incomesecurities
HSBC Income Fund - Short Term Plan (HIF-STP)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
HSBC Cash Fund (HCF)An Open Ended Liquid Scheme
Investment Objective: Aims to provide reasonable returns, commensurate with low risk while providing a high level of liquidity,through a portfolio of money market and debt securities.
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)
(as on 30 )
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Yield To Maturity*
Fund Manager
SIP
Minimum
Application Amount
Sub Options
Exit Load
per unit
.09.16
Monthly Average AUM(In Lakhs)
@
Asset Allocation
Money Market Instruments 62.76%Cash Equivalents 18.57%Fixed Deposit 9.48%Treasury Bill 9.19%Net CurrentAssets 0.00%
@ Effective from March 1, 2013 for prospective investments.
* Based on invested Amount
FUND PORTFOLIO
Money Market Instruments
Fixed Deposit
Treasury Bill
Cash Equivalents
CBLO 16,732.42 7.93%
Reverse Repos 22,459.77 10.64%
Net Current Assets 16.39 0.00%
Total Net Assets as on 30-Sep-2016 2,11,040.17 100.00%
Certificate of Deposit
Commercial Paper
Fixed Deposit
Punjab & Sind Bank 7,425.30 3.52% [ICRA]A1+
The South Indian Bank 4,958.30 2.35% CARE A1+
Yes Bank 4,935.12 2.34% [ICRA]A1+
Oriental Bank of Commerce 2,476.89 1.17% CRISIL A1+
Edelwiess Commodities Services 12,360.59 5.86% CRISIL A1+
Dalmia Cements (Bharat) 10,858.47 5.15% [ICRA]A1+
Shapoorji Pallonji and Company Pvt 10,353.80 4.91% [ICRA]A1+
Indiabulls Housing Finance 9,910.26 4.70% CRISIL A1+
India Infoline Housing Finance 9,845.83 4.67% CRISIL A1+
AU Financiers India 9,834.62 4.66% Fitch A1+
JM Financial Products 7,422.93 3.52% [ICRA]A1+
STCI Finance 7,394.40 3.50% CRISIL A1+
IL & FS Financial Services 4,964.48 2.35% Fitch A1+
JM Financial Credit Solutions 4,962.22 2.35% [ICRA]A1+
Welspun India 4,954.90 2.35% Fitch A1+
Inox Wind 4,948.16 2.34% CRISIL A1+
JK Tyre & Industries 4,946.34 2.34% CARE A1+
JK Lakshmi Cement 4,946.18 2.34% CARE A1+
JK Lakshmi Cement 2,474.48 1.17% CARE A1+
India Infoline Housing Finance 2,473.38 1.17% CRISIL A1+
Abu Dhabi Commercial Bank 10,000.00 4.74% Fixed Deposit
UCO Bank 10,000.00 4.74% Fixed Deposit
91 DAYS TREASURY BILL RED 03-11-2016 19,384.94 9.19% SOVEREIGN
IssuerMarket Value
( in Lacs)`
% to NetAssets
Rating04-Dec-02
CRISIL Liquid Fund Index
1565.0156
0.13 years
0.13 years6.84%
2,52,553.83
Kapil Punjabi
Available
10,000
1,000 p.m.(SIP)
Growth, Daily Dividend,Reinvestment
Weekly Dividend,Reinvestment,
Monthly Dividend (Payout &Reinvestment)
Nil
`
`
`
Rating Profile
AAAand equivalents 62.76%Reverse Repos/ CBLOs 18.57%Fixed Deposit 9.48%Sovereign 9.19%Net CurrentAssets 0.00%
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Cash Fund - Institutional Option - Monthly Dividend
HSBC Cash Fund - Monthly Dividend - Direct Plan
HSBC Cash Fund - Institutional Plus Option - Monthly Dividend
25-Jul-16 4.09224 3.79138 1005.9161
25-Aug-16 4.30516 3.98865 1006.2109
25-Jul-16 4.10969 3.80755 1006.3070
25-Aug-16 4.34400 4.02463 1006.6314
26-Sep-16 4.32133 4.00363 1006.2333
26-Sep-16 4.36139 4.04074 1006.6555
26-Aug-11 0.04886 0.04686 10.1383
29-Sep-11 0.05876 0.05636 10.1509
28-Oct-11 0.05244 0.05030 10.1428
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 1,000 per unit.`
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 0.13%
Direct Plan 0.07%
Excludes service tax on Investment Management fees of 0.004%of Total NetAssets.
34
Investors understand that their principalwill be at low risk
Riskometer
M
oderately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:• Overnight Liquidity over short
term• Invests in Money Market
Instruments
HSBC Cash Fund (HCF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
This product is suitable for investors who are seeking*:
�
�
�
Overnight liquidity over short term
Investment in Money Market Instruments
Low riskLOW RISK
(BLUE)
Note: Risk is represented as -
*Investors should consult their financial advisers if in doubt whether the product issuitable for them
HSBC Ultra Short Term Bond Fund (HUSBF)An Open Ended Debt Scheme
Investment Objective: Seeks to provide liquidity and reasonable returns by investing primarily in a mix of short term debt andmoney market instruments.
35
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)
(as on 30 )
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Yield To Maturity*
Fund Managers
SIP
Minimum ApplicationAmount
Sub Options
Exit Load
per unit
.09.16
Monthly Average AUM(In Lakhs)
@
Asset Allocation
Corporate/ PSU Debt 55.32%
Money Market Instruments 43.43%
Cash Equivalents 1.57%
Net CurrentAssets -0.32%
@ Effective from March 1, 2013 for prospective investments.
** Composite index of CRISIL Liquid Fund Index(90%) andCRISIL Short Term Bond Fund Index(10%).
* Based on invested Amount
FUND PORTFOLIO
Money Market Instruments
Corporate/ PSU Debt
Cash Equivalents
CBLO 298.38 0.67%
Reverse Repos 400.50 0.90%
Net Current Assets -139.86 -0.32%
Total Net Assets as on 30-Sep-2016 44,450.83 100.00%
Certificate of Deposit
Commercial Paper
Corporate Bonds / Debentures
Zero Coupon Bonds
IDBI Bank 2,438.98 5.49% CRISIL A1+
Corporation Bank 2,435.19 5.48% CRISIL A1+
Export Import Bank of India 2,432.23 5.47% CRISIL AAA
Small Industries Development Bank of India 2,428.31 5.46% CARE A1+
Andhra Bank 2,344.01 5.27% CARE A1+
IndusInd Bank 2,339.79 5.26% CRISIL A1+
Shapoorji Pallonji and Company Pvt 2,465.19 5.55% [ICRA]A1+
Dalmia Cements (Bharat) 2,422.82 5.45% [ICRA]A1+
Rural Electrification Corporation 2,541.05 5.72% CARE AAA
Cholamandalam Investment & Fin Co 2,521.05 5.67% [ICRA]AA
Indiabulls Housing Finance 2,517.12 5.66% CARE AAA
CLP Wind Farm India Pvt 2,509.85 5.65% Fitch AA
Shriram City Union Finance 2,007.05 4.52% CARE AA+
Tata Capital Financial Services 2,003.89 4.51% CRISIL AA+
Shriram Transport Finance Company 1,510.51 3.40% CRISIL AA+
HDFC 1,019.48 2.29% CRISIL AAA
HDFC 1,015.32 2.28% CRISIL AAA
Shriram Transport Finance Company 1,011.43 2.28% CRISIL AA+
Tata Capital Financial Services 1,003.83 2.26% CRISIL AA+
East North Interconnection Company 754.95 1.70% CRISIL AAA (SO)
Power Finance Corporation 510.01 1.15% CRISIL AAA
HDFC 1,435.98 3.23% CRISIL AAA
Cholamandalam Investment & Fin Co 1,112.24 2.50% [ICRA]AA
Cholamandalam Investment & Fin Co 1,111.55 2.50% [ICRA]AA
IssuerMarket Value
( in Lacs)`
% to NetAssets
Rating17-Oct-06
CustomisedBenchmark Index**
13.8965
0.87 years
0.80 years7.47%
50,377.57
Piyush Harlalka &Kapil Punjabi
Available10,000
1,000 p.m.(SIP)Growth, Daily Dividend,
ReinvestmentWeekly Dividend,
ReinvestmentMonthly Dividend (Payout &
Reinvestment)Nil
`
`
`
Rating Profile
AAAand equivalents 65.46%
AA+/AA-/AAand equivalents 33.29%
Reverse Repos/ CBLOs 1.57%
Net CurrentAssets -0.32%
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Ultra Short Term Bond Fund - Institutional Option - Monthly Dividend
HSBC Ultra Short Term Bond Fund - Monthly Dividend - Direct Plan
HSBC Ultra Short Term Bond Fund - Institutional Plus Option - Monthly Dividend
25-Jul-16 0.04979 0.04613 10.1957
25-Aug-16 0.04768 0.04417 10.1928
25-May-16 0.00122 0.00113 10.1814
27-Jun-16 0.05530 0.05123 10.2563
26-Sep-16 0.04915 0.04554 10.1948
28-Jan-11 0.04829 0.04501 10.3821
25-Feb-11 0.04125 0.03845 10.3741
25-Mar-11 0.05214 0.04859 10.3865
25-Jul-16 0.05459 0.05057 10.2553
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 1.00%
Direct Plan 0.20%
Excludes service tax on Investment Management fees of 0.06%of Total NetAssets.
Investors understand that their principalwill be at Moderately Low risk
Riskometer
Modera
tely Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:• Liquidity over short term• Investment in Debt / Money
Market Instruments
HSBC Ultra Short Term Bond Fund (HUSBF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
HSBC Flexi Debt Fund (HFDF)An Open Ended Debt Scheme
Investment Objective: Seeks to deliver returns in the form of interest income and capital gains, along with high liquidity,commensurate with the current view on the markets and the interest rate cycle, through active investment in debt and moneymarket instruments.
36
FUND DETAILS
Date of Allotment
Benchmark
NAV (Growth)(as on 30 )
Average Maturity ofPortfolio
Modified Duration
of Portfolio
Yield To Maturity*
Fund Manager
SIP
Minimum
Application Amount
Exit Load
per unit.09.16
Monthly Average AUM(In Lakhs)
@
Asset Allocation
Government Securities 79.64%
Corporate/ PSU Debt 15.82%
Cash Equivalents 2.48%
Net CurrentAssets 2.06%
@ Effective from March 1, 2013 for prospective investments.
* Based on invested Amount
FUND PORTFOLIO
Corporate/ PSU Debt
Government Securities
Cash Equivalents
CBLO 478.81 1.06%
Reverse Repos 642.70 1.42%
Net Current Assets 927.37 2.06%
Total Net Assets as on 30-Sep-2016 45,273.11 100.00%
Corporate Bonds / Debentures
Power Grid Corporation of India 2,236.29 4.94% CRISIL AAA
Power Grid Corporation of India 1,939.51 4.28% CRISIL AAA
LIC Housing Finance 1,539.52 3.40% CRISIL AAA
Rural Electrification Corporation 1,448.52 3.20% CARE AAA
7.72% GOVT OF INDIA RED 25-05-2025 6,582.04 14.54% SOVEREIGN
7.68% GOVT OF INDIA RED 15-12-2023 4,942.96 10.92% SOVEREIGN
7.61% GOVT OF INDIA RED 09-05-2030 4,536.97 10.02% SOVEREIGN
7.73% GOVT OF INDIA RED 19-12-2034 4,373.00 9.66% SOVEREIGN
8.13% GOVT OF INDIA RED 22-06-2045 3,157.73 6.97% SOVEREIGN
7.59% GOVT OF INDIA RED 11-01-2026 2,846.01 6.29% SOVEREIGN
7.88% GOVT OF INDIA RED 19-03-2030 2,677.32 5.91% SOVEREIGN
8.53% BIHAR SDL RED 30-03-2022 2,093.76 4.62% SOVEREIGN
8.18% HARYANA SDL RED 15-06-2022 1,548.18 3.42% SOVEREIGN
7.59% GOVT OF INDIA RED 20-03-2029 1,083.56 2.39% SOVEREIGN
7.35% GOVT OF INDIA RED 22-06-2024 918.73 2.03% SOVEREIGN
8.39% RAJASTHAN SDL RED 15-03-2026 849.96 1.88% SOVEREIGN
8.53% PUNJAB SDL RED 30-03-2022 450.16 0.99% SOVEREIGN
IssuerMarket Value
( in Lacs)`
% to NetAssets
Rating05-Oct-07
CRISIL Composite BondFund Index
21.7401
11.12 years
6.78 years
7.25%
45,303.88
Sanjay Shah
Available
10,000
1,000 p.m.(SIP)
Nil
`
`
`
Rating Profile
Sovereign 79.64%
AAAand equivalents 15.82%
Reverse Repos/ CBLOs 2.48%
Net CurrentAssets 2.06%
Dividend DeclarationRecord Date / periodof dividend declared
Dividend ( per unit)Non-Institutional
` Dividend ( per unit)Institutional
` NAV ( ) per unit(cum dividend)
`
HSBC Flexi Debt Fund - Regular Option - Monthly Dividend
HSBC Flexi Debt Fund - Institutional Option - Monthly Dividend
HSBC Flexi Debt Fund - Monthly Dividend - Direct Plan
HSBC Flexi Debt Fund - Regular Option - Quarterly Dividend
HSBC Flexi Debt Fund - Institutional Option - Quarterly Dividend
HSBC Flexi Debt Fund - Quarterly Dividend - Direct Plan
HSBC Flexi Debt Fund - Regular Option - Half Yearly Dividend
HSBC Flexi Debt Fund - Institutional Option - Half-yearly Dividend
HSBC Flexi Debt Fund - Half-yearly Dividend - Direct Plan
26-Apr-13 0.05836 0.04973 10.4949
31-May-13 0.11214 0.10740 10.6718
28-Jun-13 0.03263 0.03125 10.4175
25-Jul-16 0.16523 0.15308 10.8138
25-Aug-16 0.11924 0.11047 10.7501
28-Mar-16 0.18057 0.16729 11.7472
27-Jun-16 0.18057 0.16729 11.7456
28-Mar-16 0.18057 0.16729 12.0925
27-Jun-16 0.18057 0.16729 12.1211
28-Sep-15 0.36113 0.33458 12.3102
28-Mar-16 0.36113 0.33458 12.1335
28-Sep-15 0.36113 0.33458 11.6860
28-Mar-16 0.36113 0.33458 11.5335
26-Sep-16 0.11661 0.10804 10.7465
25-Aug-15 0.06760 0.06263 10.8080
28-Sep-15 0.09852 0.09127 10.8504
26-Oct-15 0.11441 0.10600 10.8719
25-Mar-15 0.18147 0.16829 12.2052
25-Jun-15 0.18057 0.16729 11.8869
26-Sep-16 0.36113 0.33458 12.5188
26-Sep-16 0.36113 0.33458 11.9179
28-Sep-15 0.18057 0.16729 11.9644
26-Sep-16 0.18057 0.16729 12.1092
26-Sep-16 0.18057 0.16729 12.5281
14-Sep-12 0.35236 0.30201 11.4315
15-Mar-13 0.35236 0.30201 11.6629
Upon payment of dividend, the NAV per unit falls to the extent of payout and statutory levy, if any. Face value: 10 per unit.`
Weighted Average Monthly Total Expenses ratios(Annualized)
Regular 1.60%Direct Plan 0.85%
Excludes service tax on Investment Management fees of 0.12%of Total NetAssets.
Investors understand that their principalwill be at Moderate risk
Riskometer
Mod
erately Moderate
Low
Hig
h
Low
High
LOW HIGH
Moderately
This product is suitable forinvestors who are seeking*:
• Regular Income over longterm
• Investment in Debt / MoneyMarket Instruments
HSBC Flexi Debt Fund (HFDF)
* Investors should consult their financial advisers if in doubt aboutwhether the product is suitable for them.
37
HSBC MIP - Savings & Regular Plan
HSBC Income Fund - Investment Plan
HSBC Income Fund - Short Term Plan
HSBC Cash Fund
HSBC Ultra Short Term Bond Fund
HSBC Flexi Debt Fund
For Debt portion: Sanjay Shah (from 14 August 2009) & ForEquity portion: Aditya Khemani (from 24 February 2009)
Sanjay Shah (from 09 January 2009)
Sanjay Shah (from 09 January 2009) & Piyush Harlalka (from 05 August 2015)
Kapil Punjabi (from 14 March 2014)
Piyush Harlalka (from 05 August 2015) & Kapil Punjabi (from 18 October 2014)
Sanjay Shah (from 09 January 2009)
Name of Scheme Fund Manager
Fund Manager’s Experience
Sanjay ShahSenior Vice President Head - Fixed IncomeB. Com, A.C.A., Post Graduate Diploma in Management
Experience:
Over 17 years of experience in research and risk
HSBC Asset Management (India) Private Ltd
Senior Vice President & Head – Fixed Income from November 2012 to present,
Vice President & Fund Manager, Fixed Income since December 2008 till November 2012.
FIL Fund Management Private Ltd
Credit Analyst from September 2008 to December 2008
Lehman Brothers Structured Financial Services Private LtdVice President, Convertible Products from September 2006 to September 2008
Rabo India Finance Private LtdSenior Manager – Credit Risk from July 2004 to September 2006
ICICI Bank LtdManager, Credit Risk from January 2003 to June 2004
SBI Funds Management Private LtdChief Manager, Debt Funds from June 1999 to January 2003
�
�
�
�
�
�
Kapil Punjabi
Vice President & Fund Manager - Fixed Income
B.M.S, M.M.S (Mumbai University)
Experience:
Over 10 years of experience in research and Fund Management
HSBC Asset Management (India) Private Ltd.Vice President & Fund Manager - Fixed Income from March 04, 2014 onwards.
Taurus Asset Management Company LimitedFund Manager Fixed Income from June 07, 2012 to February 27, 2014.
Edelweiss Asset Management LimitedFund Manager Fixed Income from December 05, 2009 to June 06, 2012.
Edelweiss Securities LimitedManager - Investments from October 2007 to November 2009
Trans Market Group Research (India) Private LimitedResearch Analyst and Proprietary Trader from May 2006 to October 2007.
�
�
�
�
�
Piyush Harlalka
Vice President & Fund Manager – Fixed Income
M.B.A, (Finance), C.A., C.S.
Experience:
Over 10 years of experience in research
HSBC Asset Management (India) Private Limited,
Vice President & Fund Manager – Fixed Income Mutual Fund Division from August 5, 2015 to present;
Vice President & Fund Manager - Portfolio Management Services Division from June 15 to August 4, 2015;
Vice President & Fund Manager – Fixed Income Mutual Fund Division - October 2010 to June 12, 2015;
Assistant Vice President - Investment Management - Portfolio Management Services Division - December 2008
to October 2010;
Research Analyst from July 2007 to November 2008.
Batlivala & Karanai Securities Pvt. Ltd. ,
Assistant Vice President & Research Analyst, from April 2006 to June 2007.
�
�
Funds Managed by - Sanjay Shah (for Debt portion) &Aditya Khemani (for Equity portion)
Funds Managed by - Sanjay Shah.
HSBC MIP - Regular Plan
HSBC MIP - Savings Plan
Date of Inception : 24 Feb 04
Date of Inception : 24 Feb 04
Scheme Name & Benchmarks
Scheme Name & Benchmarks
SinceInception
SinceInception
HSBC MIP - Regular Plan - Growth
Crisil MIP Blended Index (Scheme Benchmark)
Crisil 1 Year T-Bill Index (Standard Benchmark)
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HMIP - R, would have become
10,000, if invested in Crisil MIP Blended Index, would have become
10,000, if invested in Crisil 1 Year T-Bill Index, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
`
HSBC MIP - Savings Plan - Growth
Crisil MIP Blended Index (Scheme Benchmark)
Crisil 1 Year T-Bill Index (Standard Benchmark)
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HMIP - S, would have become
10,000, if invested in Crisil MIP Blended Index, would have become
10,000, if invested in Crisil 1 Year T-Bill Index, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
`
8.10% 10.44% 14.53% 8.20%
11.19% 10.67% 15.20% 8.09%
7.34% 8.83% 8.21% 5.97%
11.26% 13.49% 6.58% 5.70%
10,810 11,044 11,453 27,030
11,119 11,067 11,520 26,666
10,734 10,883 10,821 20,778
11,126 11,349 10,658 20,109
` ` ` `
` ` ` `
` ` ` `
` ` ` `
9.15% 10.58% 19.30% 9.78%
11.19% 10.67% 15.20% 8.09%
7.34% 8.83% 8.21% 5.97%
11.26% 13.49% 6.58% 5.70%
10,915 11,058 11,930 32,431
11,119 11,067 11,520 26,666
10,734 10,883 10,821 20,778
11,126 11,349 10,658 20,109
` ` ` `
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
Past performance may or may not be sustained in the future. Refer note below.
Data for the period October to September has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returnsare compounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception.Standard benchmark is prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for thespecific time period, invested at the start of the period. The returns provided above have been rounded off and hence there may be minordifferences between point-to-point returns vis-a-vis returns indicated above.
`
`
Comparative Performance of Debt Schemes
38
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
HSBC Income Fund - Investment Plan Date of Inception : 10 Dec 02
Scheme Name & Benchmarks SinceInception
HSBC Income Fund - Investment Plan - Growth
Crisil Composite Bond Fund Index (Scheme Benchmark)
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HIF - IP, would have become
10,000, if invested in Crisil Composite Bond Fund Index, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
9.12% 12.19% 8.41% 7.38%
11.53% 12.45% 11.46% 6.86%
11.26% 13.49% 6.58% 6.25%
10,912 11,219 10,841 26,754
11,153 11,245 11,146 25,019
11,126 11,349 10,658 23,105
` ` ` `
` ` ` `
` ` ` `
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
Data for the period has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returnsare compounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception.Standard benchmark is prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for thespecific time period, invested at the start of the period. The returns provided above have been rounded off and hence there may be minordifferences between point-to-point returns vis-a-vis returns indicated above.
October to September`
`
HSBC Flexi Debt Fund Date of Inception: 05 Oct 07
Scheme Name & Benchmarks SinceInception
HSBC Flexi Debt Fund - Growth
Crisil Composite Bond Fund Index (Scheme Benchmark)
Crisil 10 Year Gilt Index (Standard Benchmark)
10,000, if invested in HFDF, would have become
10,000, if invested in Crisil Composite Bond Fund Index, would have become
10,000, if invested in Crisil 10 Year Gilt Index, would have become
`
`
`
9.10% 12.66% 8.44% 9.03%
11.53% 12.45% 11.46% 8.08%
11.26% 13.49% 6.58% 7.24%
10,910 11,266 10,844 21,760
11,153 11,245 11,146 20,120
11,126 11,349 10,658 18,755
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
Comparative Performance of Debt Schemes
39
HSBC Income Fund - STP Date of Inception : 10 Dec 02
Scheme Name & Benchmarks SinceInception
HSBC Income Fund - S T P - Growth
Crisil Short Term Bond Fund Index (Scheme Benchmark)
Crisil 1 Year T-Bill Index (Standard Benchmark)
10,000, if invested in HIF -ST, would have become
10,000, if invested in Crisil Short Term Bond Fund Index, would have become
10,000, if invested in Crisil 1 Year T-Bill Index, would have become
`
`
`
8.32% 9.41% 9.34% 7.18%
9.32% 9.85% 10.06% 7.17%
7.34% 8.83% 8.21% 5.92%
10,832 10,941 10,934 26,079
10,932 10,985 11,006 26,050
10,734 10,883 10,821 22,133
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
Fund Managed by - Sanjay Shah & Piyush Harlalka.
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
HSBC Cash Fund@
Date of Inception: 04 Dec 02
Scheme Name & Benchmarks Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
SinceInception
HSBC Cash Fund - Growth
Crisil Liquid Fund Index (SchemeBenchmark)
Crisil 91 Day T-Bill Index (StandardBenchmark)
`
`
`
10,000, if invested in HCF, would havebecome
10,000, if invested in Crisil Liquid FundIndex, would have become
10,000, if invested in Crisil 91 Day T-BillIndex, would have become
HSBC Ultra Short Term Bond Fund$
Date of Inception :17 Oct 06
Scheme Name & Benchmarks SinceInception
HSBC Ultra Short Term Bond Fund - Growth
Customised Benchmark Index Fund (Scheme Benchmark)*
Crisil 1 Year T-Bill Index (Standard Benchmark)
10,000, if invested in HUSTBF, would have become
10,000, if invested in Customised Benchmark Index, would have become
10,000, if invested in Crisil 1 Year T-Bill Index, would have become
`
`
`
7.74% 8.67% 9.40% 8.57%
7.84% 8.66% 9.54% 8.63%
7.34% 8.83% 8.21% 7.54%
10,774 10,867 10,940 20,245
10,784 10,866 10,954 20,336
10,734 10,883 10,821 18,654
` ` ` `
` ` ` `
` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
Last 7 Daysas on 30Sep 2016
Last 15 Daysas on 30
2016Sep
Last 30 Daysas on 30
2016Sep
7.17% 6.98% 6.91% 7.77% 8.58% 9.32% 8.69%
7.75% 7.15% 7.01% 7.67% 8.53% 9.48% 8.55%
7.08% 6.47% 6.49% 7.16% 8.44% 9.37% 8.15%
10,014 10,029 10,057 10,777 10,858 10,932 15,654
10,015 10,029 10,058 10,767 10,853 10,948 15,542
10,014 10,027 10,053 10,716 10,844 10,937 15,241
` ` ` ` ` ` `
` ` ` ` ` ` `
` ` ` ` ` ` `
Past performance may or may not be sustained in the future. Refer note below.
@ Pursuant to SEBI circular dated Sept 13, 2012, certain Plans / Options within the schemes have been discontinued to comply with a single plan structure.Since there was no continuous NAV history available for the surviving Plan prior to 19 May 2011, returns since the said date have been considered forcalculating performance. The inception date of HSBC Cash Fund however is 4 December 2002.
Data for the period has been considered in all cases, except for ‘Since Inception’ returns. ‘Since Inception’ (%) returnsare compounded annualised, other % returns are simple annualised. ‘Since inception’ returns are calculated on 10 invested at inception.Standard benchmark is prescribed by SEBI and is used for comparison purposes. Returns on 10,000 are point-to-point returns for thespecific time period, invested at the start of the period. The returns provided above have been rounded off and hence there may be minordifferences between point-to-point returns vis-a-vis returns indicated above.
October to September`
`
Comparative Performance of Debt Schemes
40
Fund Managed by - Piyush Harlalka & Kapil Punjabi.
* Composite index of CRISILLiquid Fund Index (90%) and CRISILShort Term Bond Fund Index (10%).
$ Pursuant to SEBI circular dated Sept. 13, 2012, certain Plans / Options within the schemes have been discontinued to comply with a single planstructure.Since there was no continuous NAV history available for the surviving Plan prior to 1 October 2012, returns since the said date have been consideredfor calculating performance. The inception date of HSBC Ultra Short Term Bond Fund however is 17 October 2006.
Fund Managed by - Kapil Punjabi.
Oct 15 -Sep 16
Oct 14 -Sep 15
Oct 13 -Sep 14
Fund Manager
ApplicationAmount for Fresh Subscription
MinimumAdditionalAmount
Yield to Maturity
SIP
NAV
Benchmark
Entry Load
Exit Load
Modified Duration
Standard Deviation
Sharpe Ratio
Beta
AUM
Holdings
Nature of Scheme
Rating Profile
An employee of the asset management company such as a mutual fund or life insurer, who manages investments of the scheme. He isusually part of a larger team of fund managers and research analysts.
This is the minimum investment amount for a new investor in a mutual fund scheme,
This is the minimum investment amount for an existing investor in a mutual fund scheme.
The Yield to Maturity or the YTM is the rate of return anticipated on a bond if held until maturity. YTM is expressed as an annual rate. The YTMfactors in the bond's current market price, par value, coupon interest rate and time to maturity.
SIP or systematic investment plan works on the principle of making periodic investments of a fixed sum. It works similar to a recurring bankdeposit. For instance, an investor may opt for an SIP that invests 500 every 15 of the month in an equity fund for a period of three years.
The NAV or the net asset value is the total asset value per unit of the mutual fund after deducting all related and permissible expenses. TheNAV is calculated at the end of every business day. It is the value at which the investor enters or exits the mutual fund.
Agroup of securities, usually a market index, whose performance is used as a standard or benchmark to measure investment performance ofmutual funds, among other investments. Some typical benchmarks include the Nifty, Sensex, BSE200, BSE500, 10-Year Gsec.
Amutual fund may have a sales charge or load at the time of entry and/or exit to compensate the distributor/agent. Entry load is charged at thetime an investor purchases the units of a mutual fund. The entry load is added to the prevailing NAV at the time of investment. For instance, ifthe NAV is 100 and the entry load is 1%, the investor will enter the fund at 101.
Exit load is charged at the time an investor redeems the units of a mutual fund. The exit load is deducted from the prevailing NAV at the time ofredemption. For instance, if the NAV is Rs 100 and the exit load is 1%, the redemption price would be 99 per unit.
Modified duration is the price sensitivity and the percentage change in price for a unit change in yield.
Standard deviation is a statistical measure of the range of an investment's performance. When a mutual fund has a high standard deviation,its means its range of performance is wide, implying greater volatility.
The Sharpe Ratio, named after its founder, the Nobel Laureate William Sharpe, is a measure of risk-adjusted returns. It is calculated usingstandard deviation and excess return to determine reward per unit of risk.
Beta is a measure of an investment's volatility vis-a-vis the market. Beta of less than 1 means that the security will be less volatile than themarket.Abeta of greater than 1 implies that the security's price will be more volatile than the market.
AUM or assets under management refers to the recent I updated cumulative market value of investments managed by a mutual fund or anyinvestment firm.
The holdings or the portfolio is a mutual fund's latest or updated reported statement of investments/securities. These are usually displayed interms of percentage to net assets or the rupee value or both. The objective is to give investors an idea of where their money is being investedby the fund manager.
The investment objective and underlying investments determine the nature of the mutual fund scheme. For instance, a mutual fund that aimsat generating capital appreciation by investing in stock markets is an equity fund or growth fund. Likewise, a mutual fund that aims at capitalpreservation by investing in debt markets is a debt fund or income fund. Each of these categories may have sub-categories.
Mutual funds invest in securities after evaluating their creditworthiness as disclosed by the ratings. A depiction of the mutual fund in variousinvestments based on their ratings becomes the rating profile of the fund. Typically, this is a feature of debt funds.
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Note: SEBI, vide circular dated June 30, 2009 has abolished entry loan and mandated that the upfront commission to distributors will be paid by the investor directly to thedistributor, based on his assessment of various factors including the services rendered by the distributor.
Section II - How to read Factsheet
41
All returns have been sourced from MutualFundsIndia Explorer software unless otherwise stated. With regard to equity
schemes (including the equity component of MIPs), Fund performance is calculated on a total return basis (i.e. it includes
dividends re-invested) while the benchmark is calculated on a price return basis (i.e. it does not consider dividends re-
invested).
This document has been prepared by HSBCAsset Management (India) Private Ltd (HSBC) for information purposes only and
should not be construed as an offer or solicitation of an offer for purchase of any of the funds of HSBC Mutual Fund. All
information contained in this document (including that sourced from third parties), is obtained from sources HSBC, the third
party believes to be reliable but which it has not independently verified and HSBC, the third party makes no guarantee,
representation or warranty and accepts no responsibility or liability as to the accuracy or completeness of such information.
The information and opinions contained within the document are based upon publicly available information and rates of
taxation applicable at the time of publication, which are subject to change from time to time. Expressions of opinion are those of
HSBC only and are subject to change without notice. It does not have regard to specific investment objectives, financial
situation and the particular needs of any specific person who may receive this document. Investors should seek financial
advice regarding the appropriateness of investing in any securities or investment strategies that may have been discussed or
recommended in this report and should understand that the views regarding future prospects may or may not be realized.
Neither this document nor the units of HSBC Mutual Fund have been registered in any jurisdiction. The distribution of this
document in certain jurisdictions may be restricted or totally prohibited and accordingly, persons who come into possession of
this document are required to inform themselves about, and to observe, any such restrictions. Mutual fund investments are
subject to market risks. Please read the Scheme Information Document carefully before investing.
Investors should not invest in the Scheme solely based on the information provided in this document and should read the
Combined Scheme Information Document and, Statement of Additional Information of the Fund for details. This document
does not constitute an offering document.
No part of this publication may be reproduced, stored in a retrieval system, or transmitted, on any form or by any means,
electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of HSBC Asset
Management (India) Private Ltd.
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Mutual Fund investments are subject to market risks, read all scheme related documents carefully.
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