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© Financial Education Professionals Pty Ltd Registered Training Organisation (90725) FEP09_0717 Tier 1 RG 146 Derivatives Overview This subject has been specifically designed for those seeking RG 146 compliance to provide general advice in the Tier 1 financial product area of Derivatives, (when completed with Generic Knowledge). If you require compliance to provide personal advice the Tier 1 financial product area of Derivatives, you must also complete a Skills assessment. For further details, refer to RG146 Skills (Personal Advice). Course content Australia’s financial system and markets Types of derivatives products Managing risk with derivatives products Trading with derivatives products Legal environment, disclosure and compliance Subject Delivery This subject is offered by self study via our learning portal, FEP Online. It provides you with online learning resources, support and assessment. Subject Duration You have 60 days from your enrolment date in which to complete this subject. Subject Assessment The subject is assessed online with one open-book knowledge examination. Study Time We estimate you will need approximately 20 hours study time to complete this subject. CPD hours/points 20 hours/points. What Certification do you achieve? General Advice When completed with RG 146 Generic Knowledge participants will be RG146 compliant to provide general advice in Derivatives and awarded a Certificate of Attainment. Personal Advice When completed with RG 146 Generic Knowledge and RG 146 Skills participants will be RG 146 compliant to provide personal advice in Derivatives and awarded a Statement of Attainment listing the following units of competency: FNSASICV503 Provide advice in derivatives FNSFMK502 Analyse financial market products for client FNSFMK503 Advise clients on financial risk FNSCUS505 Determine client requirements and expectations FNSCUS506 Record and implement client instructions Terms and Conditions Participants who enrol in FEP subjects are bound by our published policies. Details of our Terms and Conditions including Complaints and Appeals can be found on our website www.financialeducation.com.au Any questions? Please call us on +61 2 9252 7437 or email [email protected] and we shall be very happy to assist you.
