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7/28/19 1 TRAUMA VS. TAPHONOMY Marcella H. Sorg, PhD, D-ABFA University of Maine Colby 2019 1 NOTE: IMAGES OF IDENTIFIED CASE REMAINS HAVE BEEN REMOVED. DESCRIPTIONS ARE PROVIDED FOR HANDOUT. Terminology Trauma : while person is living or at the time of death ANTEMORTEM (1-2 weeks before healing is visible; Periosteal reactivity after few days in children (under magnification) (Barbien & Sledzik, 2008) PERIMORTEM – At or about the time of death. Operationally: lacks signs of healing; bone breaks are influenced by more elasticity, not brittle. Taphonomic modifications occur after death (can be human agency) POSTMORTEM Colby 2019 Taphonomic modifications Dismemberment Scavenger modifications Fire Water transport Geological forces (e.g., erosion) Weathering Recovery, autopsy Most taphonomic changes are continuous Colby 2019
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Page 1: TRAUMA VS. TAPHONOMY - colby.edu€¦ · TAPHONOMY Marcella H. Sorg, PhD, D-ABFA University of Maine Colby 2019 1 NOTE: IMAGES OF IDENTIFIED CASE REMAINS HAVE BEEN REMOVED. DESCRIPTIONS

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TRAUMA VS. TAPHONOMY

Marcella H. Sorg, PhD, D-ABFAUniversity of Maine

Colby 2019 1

NOTE: IMAGES OF IDENTIFIEDCASE REMAINS HAVE BEEN REMOVED.DESCRIPTIONS ARE PROVIDED FOR HANDOUT.

Terminology■ Trauma: while person is living or at the time of

death– ANTEMORTEM (1-2 weeks before healing is visible;

Periosteal reactivity after few days in children (under magnification) (Barbien & Sledzik, 2008)

– PERIMORTEM – At or about the time of death. Operationally: lacks signs of healing; bone breaks are influenced by more elasticity, not brittle.

■ Taphonomic modifications occur after death (can be human agency)– POSTMORTEM

Colby 2019

Taphonomic modifications

■ Dismemberment

■ Scavenger modifications

■ Fire

■ Water transport

■ Geological forces (e.g., erosion)

■ Weathering

■ Recovery, autopsy

■ Most taphonomic changes are continuous

Colby 2019

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Anthropologists & pathologists use “perimortem” differently

■ Forensic pathology –more precise■ Detection of hemorrhage (heart still

beating)■ “Perimortem” at or about the moment of

death■ Anthropology --application NOT PRECISE

■ Detecting indicators of moisture & fat loss– “Perimortem” when bone still moist &

elastic enough to “act” fresh biomechanically

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Bone trauma only rarely has evidence of hemorrhage

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(Image of newborn skeletal case with traumatic defect)

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WOUND

Ectocranial View –CLOSE-UP IMAGE OF INFANT PARIETAL

Endocranial view –CLOSE-UP IMAGE OF INFANT PARIETAL

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In the absence of signs of hemorrhage…Was the bone fresh (wet) when the modification happened?

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Indicators of Taphonomicversus Traumatic Status■ Loss of Bone Flexibility and Elasticity■ Fracture pattern

■ Staining■ Desiccation

■ Plastic deformation■ Ruling out taphonomic signatures

■ Place within a sequence of change

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Perimortem to postmortem transition = a continuum■ Looking “fresh” or “wet” (i.e., “perimortem”)

– Can last a long time; depends on context– Related to amount of elasticity remaining,

affecting the biomechanics of fracture– Presence of cartilage, moisture & fat– Elasticity can be lost even if bone stays “wet”

■ Intermediate state between perimortem wetness & postmortem dryness is the problem

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Futile search for universals of postmortem timing in forensics…

Such as…■ How long does it take for a body to decompose?■ How long does it take for a bone to stop acting

fresh?

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Condition depends on context

– Bone retains material properties of being fresh for weeks to months■ Elastic due to presence of cartilage, moisture

& fat (“viscoelastic property”)■ Gradual loss of moisture and fat in most

situations■ Mostly depends on environment (wet vs. dry)

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Type of bone matters

■ Long bone versus flat bone

■ Cortical bone tissue retains elasticity longer than spongy bone

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Fracture Pattern in Long BonesUsually perimortem

– “Spiral” fractures with relatively smooth fracture margins

– “Butterfly” fracturesUsually postmortem (Lack of radial pattern with impact)

– Transverse or step fractures with rougher fracture margins

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Adapted from Wedel & Galloway, 2014, Figure 5-2, p. 64

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Colby 2019 18

Perimortem type spiral fx

But postmortem type step/transverse fxSo probably not perimortem

SAME BONE

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Staining

■ Fracture margin versus adjacent surface■ Fracture margin (cortical bone) exhibits less

stain■ Clearer on long bones

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Staining Staining on perimortem fracture margin on left versus lack of staining on postmortem fracture margin on right. TAPHONOMIC BACKGROUND: Decedent jumped from high bridge into a large, fast-moving river in northern New England, and was transported to and partially buried in a sand bar. Skeletonized body was found in anatomical position 8 years later. Postmortem fracture occurred at time of discovery.

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More recent (postmortem) fxis unstained

Smooth vs. rough fx margins

IMAGE OF PROXIMAL HUMERUS WITH BOTH PERIMORTEM & POSTMORTEM FRACTURE

StainingAnterior view of postmortem sharp force defect on inferior pubic ramus (arrow). With magnification, defect cut walls were found to be unstained), and cortex was stained. BACKGROUND: Decedent missing for ten years was found in northern New England wooded site. Skeletal elements were scattered.

Colby 2019

■ IMAGE OF PUBIC RAMUS

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StainingRe-associated fragments of left innominate, fractured in the perimortem period. TAPHONOMIC BACKGROUND: Decedent was hitchhiking on northern New England highway, and was hit with motor vehicle. Scattered remains were found 5 years later in slightly wooded area 30 feet from highway and down a steep slope adjacent to road shoulder.

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■ IMAGE OF INNOMINATE RECONSTRUCTED FROM TWO FRAGMENTS■ CLOSE-UP SHOWING

STAINED FRACTURE MARGIN

Plastic deformation

■ Plastic deformation is a characteristic of fresh bone that becomes warped due to “slow loading” impact

■ Bending as a result of blunt force, beyond the point where it can bounce back to its original shape.

■ Gunshot projectiles are too rapid for bone to warp

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Plastic Deformation

Close-up of the anterior portion of the fracture showing differential fragment staining and plastic deformation (fragments are slightly warped and do not fit perfectly).

Colby 2019

■ CLOSE-UP IMAGE SHOWING PLASTIC DEFORMATION IN PELVIS

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Desiccation

■ An indication of postmortem status■ Can create defects■ Can modify perimortem defects

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Desiccation cracks ■ TWO IMAGES OF

SCAPULAEComparing desiccation cracks (left) with sharp force trauma (right). TAPHONOMIC BACKGROUND: Scattered skeletal remains (Left) were found in NNE woods; decedent missing 3 years. Partly decomposed & skeletonized remains (Right) found partially submerged in a stream in May after individual had been missing for 1 year.

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Depressed Fracture

■ Depressed fracture with heaving concentric fractures is a pattern characteristic of the perimortem period. Experimental study of hammer blows to 5 fleshed & 5 nonfleshed pig skulls over 12 month postmortem period. Taphonomic change can mimic perimortem fractures (Calce & Rogers 2007)

Colby 2019 27

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Depressed Fracture

Perimortem depressed fracture in frontal bone. Note the bone surrounding the sharp force lesion, including concentric, heaving fractures. TAPHONOMIC BACKGROUND: This is an historic specimen of unknown provenance.

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Cannot R/O Postmortem

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Rule out taphonomicsignatures■ Known patterns

– Scavengers■ Carnivore modification –often perimortem,

associated with defleshing■ Rodent modification –often late

postmortem– Dismemberment– Recovery & excavation damage– “Trophy” skulls– Autopsy

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R/O Carnivores

■ Can you rule out carnivore involvement?– Are there carnivore patterns?■ Evisceration■ Extremity units missing■ Long bone end modification■ Spiral fractures (since it is usually in the perimortem

period)

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Rule out scavenger bone modification pattern■ Can mimic blunt force trauma ■ Can occur in antemortem, perimortem or

postmortem period■ Whole pattern recognition

– What is there and what is missing – Extent & type of scatter– Morphology of all modifications in the bone

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Canids: (domestic dogs, coyotes, wolves, foxes) can mimic blunt force trauma■ Depending on the size differential between the

canid and the bone being modified & bite force…– Impact scar or depressed fracture– Spiral fracture in long bone– Comminuted fracture

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NH OCME Apr 12 34

Bear modificationof human femurSpiral fx

NH OCME Apr 12 35

Bear, not coyote, in this case

Canid pattern

■ Punctures■ Pits■ Grooves■ Chipping long bone back from end into marrow

cavity■ Smaller bone may have pits, punctures, &

impacts on opposite sides

Colby 2019 36

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Colby 2019 37

Pit

PitPuncture

Scalloping

Pelvis: canid modification

R/L proximal tibiae: Chipping back to marrow

Pit

PitPuncture

Scalloping

Pelvis: canid modification

NH OCME Apr 12 38

Canid typical sequence

■ Haglund canid modification sequence (Haglund, 1989)– Stage 0 No bony involvement– Stage 1 Ventral thorax damaged and one or

both upper extremities removed– Stage 2 Lower extremity involvement– Stage 3 Only vertebral segments remain

articulated– Stage 4 Total disarticulation

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Defleshing, head

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8 IMAGES OF SKELETAL REMAINS EXPOSED IN WOODLAND STREAM & MODIFIED BY CARNIVORES

2 IMAGES OF SKELETAL REMAINS EXPOSED IN WOODS & MODIFIED BY CARNIVORES

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Carnivore v. Blunt Force Trauma

■ Carnivores can produce blunt force damage– Impact scar + radiating fractures– Spiral fractures– Plastic deformation and warping

■ Ask....– Is the defect demonstrably perimortem?– Was there carnivore access to body?– Is this defect part of an overall known carnivore

pattern or is it isolated/focal?– What are the mechanical limits of the suspected

carnivore jaw in terms of size and mobility?– Is there another likely competing hypothesis for

blunt force? (e.g., fluvial)

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Carnivores v. Sharp Force Trauma

■ Really not an issue if you use the microscope■ SFT: grooves bottoms are V-shaped; U-

shaped with tooth or claw■ Look for SFT weapon class indicators:

machined grooves on kerf walls■ Carnivores can’t do hacking

■ Look for other evidence –e.g., in the clothing

Colby 2019 42

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Dismemberment

■ Pattern of extremity removal or butchery■ Tool marks

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5 IMAGES OF DISMEMBERED REMAINS

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Rodent pattern

■ Usually not confused with perimortem trauma because they like dry bone

■ Haglund, 1997– Short, parallel scrapes– “Windows” scraping and penetrating, then

perforating flat bone– Removal of processes, parts that protrude from

rest of bone, like brow ridges (provides a “purchase” to steady bone with mandible, while maxillary incisors scrape)

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TWO IMAGES OF RODENT MODIFIED CRANIA

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Rodent modification & staining

Probable perimortem crushing blunt force trauma. The main defect border has been modified by rodents, as evidenced by the incisor scraping marks. The fragments from the lateral cranium were scattered in the perimortem period and underwent different exposure to sunlight. TAPHONOMIC BACKGROUND: Decedent was found in the northern New England woods approximately ten years after she went missing.

Colby 2019

■ IMAGE OF RODENT-MODIFIED CRANIUM

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Thermal damage

■ Thermal damage vs trauma■ GSW signature with thermal damage■ SFT signature with thermal damage

■ Bohnert et al, 1997. Retrospective study of 20 cases placed in cremation under observation, and prospective study of 13 fire deaths. No basal skull fx’s observed.

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Sharp force trauma and thermal damagePosterior right oblique view of C1-C6. Transverse processes of C3 and C4 removed with a sharp instrument. Fire damage to C2 & C3 transverse processes, but not cut edge on C3 & C4. Transverse processes of C5 & C6 may have been cut, burned by the fire, or both. TAPHONOMIC BACKGROUND: Decedent was known to have been assaulted with a knife, killed and partially burned.

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■ IMAGE OF CERVICAL SPINE WITH THERMAL DAMAGE AND SHARP FORCE DAMAGE

GSW vs. suture vs. thermal damageReconstruction of burned and fragmented cranium reveals GSW. Close-up of ectocranial surface on bottom left; endocranial surface on bottom right. TAPHONOMIC BACKGROUND: Body recovered in highly burned and fragmented state. Fragments were reconstructed enabling identification of trauma.

Colby 2019

■ IMAGE OF BURNED AND RECONSTRUCTED CRANIUM WITH GSW■ CLOSE-UPS OF

ENDOCRANIAL & ECTOCRANIAL SURFACES

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Macroscopic criteriaPERIMORTEM LESIONS• Bone more elastic• Outline –radial/spiral-

encircling diaphysis, breakaway spur/notch; impact scar (loading point) present

• Long bone fx angle sharp, obtuse or acute

• Texture fx margins smooth• Color fx margin same as

surface• Fracture more complex• Fracture doesn’t cross

epiphyseal ends

POSTMORTEM LESIONS• Bone is brittle, rigid• Outline –perpendicular to

horizontal fracture surface; loading point absent

• Long bone fx angle -right angles to axis

• Texture fx margins rough• Color- fracture margin lighter

than surface, unstained• Fracture simpler• Fracture may crosscut

epiphyseal ends

Colby 2019 52

Biases in the literature

■ Emphasis on cortical bone tissue morphology (instead of spongy bone)

■ Emphasis on long bones (instead of flat bones)

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Testing of macroscopic methods of peri/postmortem assessment

■ Cappella, Amadasi et al. 2014– 210 fractures with known history in 4 victims,

2 anthropologists– Approx. 15% error rate (10%-22%), most for

trabecular bone.

Colby 2019 54

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Testing of macroscopic methods of peri/postmortem assessment■ Cappella, Castoldi et al. 2014

– Seven autopsied cases with known fracture history (perimortem fx, postmortem excavation fx @ 20 years)

– GSW & SFT evidence persist– BFT more problematic

■ E.J. Pope, E.O. Smith. 2004– Tested 40 cadaver heads. SFT and GSW persisted.

■ Hermann and Bennett, 1999– Tested pig skulls to see which perimortem lesions

persisted and could be differentiated from heat fractures. 1. SFT persisted the best

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Problematic situations

■ Thin cortex■ Flat bones■ Spongy bone■ Small, fragile bones (e.g., hyoid: recovery,

rescuscitation, strangulation/hanging?)■ Taphonomic effects with very long PMI■ Failure to document modifications that occur

during recovery or examination

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Other Postmortem Artifacts

■ Bird (cf. carnivore flesh removal, transport)■ Insect modifications (soft tissue)■ Root etchings (not V-shaped)■ Fluvial & current transport (mimics SFT and/or BFT)■ Sea snails remove long bone end thin cortex and

spongy bone (mimics rodents)■ The forensic backhoe operator can produce BFT■ Trophy skulls

Colby 2019 57

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SUMMARY: Stripping Away The Taphonomic Overprint

■ Differentiate trauma from– Antemortem pathology– Perimortem artifact (e.g., scavenger, fluvial)– Postmortem damage/modification

■ When examining bone, must define “perimortem” in taphonomic terms– Period when bone behaves as though it is fresh

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Taphonomic approach needed to differentiate traumatic & postmortem modifications:

■ Context is important: – Documenting access to moisture, heat,

scavengers at the scene

■ Complete inventory is important: – Thorough search & recovery--ability to identify

taphonomic patterns and signatures

■ Thorough documentation of condition is important:– Patterns for each element & region

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References (1)■ L.T. Barbian, P.S. Sledzik, Healing Following Cranial Trauma, Journal of Forensic Sciences. 53 (2008)

263–268.

■ M. Bohnert, T. Rost, M. Faller-Marquardt, D. Ropohl, S. Pollak. Fractures of the base of the skull in charred bodies - post-mortem heat injuries or signs of mechanical traumatisation? Forensic Science International 87:55-62.

■ S.E. Calce, T.L. Rogers, Taphonomic Changes to Blunt Force Trauma: A Preliminary Study*, Journal of Forensic Sciences. 52 (2007) 519–527. doi:10.1111/j.1556-4029.2007.00405.x.

■ A. Cappella, A. Amadasi, E. Castoldi, D. Mazzarelli, D. Gaudio, C. Cattaneo, The Difficult Task of Assessing Perimortem and Postmortem Fractures on the Skeleton: A Blind Text on 210 Fractures of Known Origin, Journal of Forensic Sciences. 59 (2014) 1598–1601. doi:10.1111/1556-4029.12539.

■ A. Cappella, E. Castoldi, C. Sforza, C. Cattaneo. As osteological revisitation of autopsies: comparing anthropological findings on exhumed skeletons to their respective autopsy reports in seven cases. Forensic Science International 244(2014:315.

■ C. Cattaneo, A. Cappella, Distinguishing between peri- and post-mortem trauma on bone, in: E.M.J. Schotsmans, N. Marquez-Grant, S.I. Forbes (Eds.), Taphonomy of Human Remains: Forensic Analysis of the Dead and the Depositional Environment, John Wiley & Sons, Incorporated, 2017.

■ C. Cattaneo, D. Porta, Trauma analysis of skeletal remains, in: Wiley Encyclopedia of Forensic Science, 2009: pp. 1–9.

■ A. Galloway, L. Zephro, V.L. Wedel, Diagnostic Criteria for the Determination of the Timing and Fracture Mechanism, in: Broken Bones: Anthropological Analysis of Blunt Force Trauma, 2nd ed., Charles C. Thomas Springfield, IL, 2014: pp. 47–58.

■ A.E. Green, J.J. Schultz, An Examination of the Transition of Fracture Characteristics in Long Bones from Fresh to Dry in Central Florida: Evaluating the Timing of Injury, Journal of Forensic Sciences. 62 (2017) 282–291. doi:10.1111/1556-4029.13260.

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References (2)■ W.D. Haglund, D.T. Reay, D.R. Swindler, Canid Scavenging/Disarticulation Sequence of Human Remains

in the Pacific Northwest, JFS. 34 (1989) 587–606. doi:10.1520/JFS12679J.

■ W.D. Haglund, Rodents and human remains, in: W.D. Haglund, Sorg (Eds.), Forensic Taphonomy: The Postmortem Fate of Human Remains, CRC Press, Boca Raton, FL, 1997: pp. 405–414.

■ N.P. Herrmann, J.L. Bennett, The Differentiation of Traumatic and Heat-Related Fractures in Burned Bone, Journal of Forensic Sciences. 44 (1999) 14495J. doi:10.1520/JFS14495J.

■ R.W. Mann, D.W. Owsley, Human Osteology: Key to the Sequence of Events in a Postmortem Shooting, Journal of Forensic Sciences. 37 (1992) 13329J. doi:10.1520/JFS13329J.

■ W. Maples, Trauma Analysis by the Forensic Anthropologist, in: Forensic Osteology: Advances in the Identification of Human Remains, 1st ed., Charles C Thomas Pub Ltd, 1986: pp. 218–228.

■ K. Moraitis, C. Spiliopoulou, Identification and Differential Diagnosis of Perimortem Blunt Force Trauma in Tubular Long Bones, Forensic Science, Medicine and Pathology. 2 (2006) 221–230. doi:10.1385/FSMP:2:4:221.

■ A. Quatrehomme, G V., Bone Trauma, in: Forensic Anthropology, Academic Press, 2017: pp. 193–213.

■ C.W. Rainwater, D. Congram, S.A. Symes, N.V. Passalacqua, Fracture Surface Characteristics for the Interpretation of Perimortem Blunt Force Fracture in Bone, Proceedings of the American Academy of Forensic Science. 25 (2019) 174.

■ N.J. Sauer, The Timing of Injuries and Manner of Death: Distinguishing Among Antimortem, Perimortem and Postmortem Trauma, in: K.J. Reichs (Ed.), Forensic Osteology: Advances in the Identification of Human Remains, Subsequent edition, Charles C Thomas Pub Ltd, Springfield, Ill., U.S.A, 1998: pp. 321–332.

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References (3)■ M.H. Sorg . Differentiating Trauma from Taphonomic Alterations. Forensic Science International, in

press., 2019

■ S.A. Symes, E.N. L’Abbé, K.E. Stull, M. Lacroix, J.T. Pokines, Taphonomy and the Timing of Bone Fractures in Trauma Analysis, in: J.T. Pokines, S.A. Symes (Eds.), Manual of Forensic Taphonomy, CRC Press, Boca Raton, FL, 2014: pp. 341–365.

■ S.A. Symes, C.W. Rainwater, E.N. Chapman, D.R. Gipson, A.L. Piper, Patterned Thermal Destruction in a Forensic Setting, in: C.W. Schmidt, S.A. Symes (Eds.), The Analysis of Burned Human Remains (Second Edition), Academic Press, San Diego, 2015: pp. 17–59. doi:10.1016/B978-0-12-800451-7.00002-4.

■ SWGANTH, Trauma Analysis, (2011). https://www.nist.gov/sites/default/files/documents/2018/03/13/swganth_trauma.pdf.

■ D.H. Ubelaker, B.J. Adams, Differentiation of perimortem and postmortem trauma using taphonomicindicators, Journal of Forensic Sciences. 40 (1995) 509–512.

■ D.A.M. Wieberg, D.J. Wescott, Estimating the Timing of Long Bone Fractures: Correlation Between the Postmortem Interval, Bone Moisture Content, and Blunt Force Trauma Fracture Characteristics, Journal of Forensic Sciences. 53 (2008) 1028–1034. doi:10.1111/j.1556-4029.2008.00801.x.

■ B.P. Wheatley, Perimortem or Postmortem Bone Fractures? An Experimental Study of Fracture Patterns in Deer Femora, Journal of Forensic Sciences. 53 (2008) 69–72. doi:10.1111/j.1556-4029.2008.00593.x.

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