William D Benton Financial Disclosure Report for 2010

8/3/2019 William D Benton Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Benton , Wil l iam D.

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)

2. Court or O rganizat ionU .S. Cour t o f App eals , 8 th Ci r

5a. Repor t Type (check appropr ia te type)] Nomina t ion , D a t eCircui t Judge ( ac t ive )

7 . C h amber s o r O f f i ce A ddr es sU . S . C o u r t h o u s e400 E. 9 th St .Ka n sa s C i t y M O 6 4 1 0 6

[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion conta ined in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions .

R ev i ewi ng O f f i ce r Date

3. Date of R e p o r t05/12/2011

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have no repor table in formation . S ign on las t page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of f il lng instructions. )D N O N E (No reportableposit ions.)

P O S I T I O N1 . D irec to r

2.

3.

N A M E O F O R G A N I ZA T I O N / E N T I T YFre e d o m s Fro n t i e r N a t i o n a l H e r it a g e A re a

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of fillng instructions.)~ (No reportable agreemen ts.)O N E

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r s o n R e p o r t i n gBen ton , W i l l i am D.

D a t e o f R e p o r t05/12/2011

I I I . N O N - I N V E S T M E N T I N C O M E . : R e p o . in g i . d iv i d u a l a n d s p o u s e ; s e e p p . 1 7 - Z 4 of:ling b~structions.)A. Filers Non-Investm ent Incom e

D N O N E (No reportable income.)on-investmentDATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )

1.2010 State of Missour i - jud ic ia l r e t ir emen t $19,697.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were married during anyportion of the reportingyear, complete this section~(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)~] (No reportable reimbursements.)O N E

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED1 . V an d er bilt U n ive rs ity L a w Feb . 5 -7, 2 010 N a sh v ille T N m oot cour t t r anspor ta t ion , me als and h o te lSch oo l2. A m e ri ca n B ar A s so ci ati on M a rc h 2 2- 23 ,2 01 0 N e w O r l e a ns L A C L E ( t e ac h ) a t s e m i n a r t r anspor ta t ion , me als and h o te l3. Rotar y In ter na t ional Ap r i l 2 2 -3 0 , 2 010 C h ica g o IL m ee tin g o f c iv ic t r anspor ta t ion , me als and h o te lorganiza t ion4. Bar Assoc ia t ion of June 3 -5 , 2 010 Lake Ozar k MO CLE ( teach) a t annua l t r anspor ta t ion , me als and h o te lMetropolitan St. Louis m e e t i n g5. A m e r i c a n L e g i o n S ep . 24 -2 6, 201 0 In d ia nap olis IN m e e t i n g o f c i v ic t r anspor ta t ion , me als and h o te lorganiza t ion


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Date of Report05/12/2011

6. Liber ty U n iver s i tyLaw Oct . 8 -10,2010 L y n c h b u r g V A m o o t c o u ~ t r anspo~at ion , meals and h o te lS c h o o l7. W a s h i n g t o n & L e e L a w Oct . 28-31,2010 L e x i n g t o n V A m o o t c o u ~ t r anspo~at ion , meals and h o te l

S c h o o l


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N a m e o f P e r s o n R e p o r t in gBenton, W i l li am D.

D a t e o f R e p o r t05/12/2011

V . G I F T S . ( Includes those to sp . . . . . . d dependent children; see pp. 28-31 of f i l ing instructions.)N O N E (N o reportable gifts.)

SOURCE DESCRIPTION1 .2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . ( Includes those of spouse and dependent children; see pp. 32-33 of f i l ing instruction~)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1.

2.

3.

4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 9


D a t e o f R e p o r t0 5/12/20 11

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[ ~ ] NONE (N o reportable income, assets, or transactions.)

1 . E q u i f a x In c . c o m m o n s t o c k A D i v i d e n d L T2. GE common stock A D i v i d e n d J T3. F e d e r a t e d C l o v e r V a l u e F u n d A A Dividend J T

5.

6.

7.8.

9.

1 1 .

Opp enh eimer Main S t r ee t Fund A A D i v i d e n d J TW e l l s F a rg o S m a l l C a p F u n d A( Montgomer y fo r mer ly )U S B a n c o r p c o m m o n s t o c k

B Distribution K TA D i v i d e n d J T

M O S T 5 29 p la n fu nd #1 -V a n gu a rd N one J TAggr ess ive Gr owth Por t fo l ioMO ST 52 9 p lan fund #2 -Vanguar d In teres t A Interes t J TAccumula t n Por t fo l iM isso ur i s ta te 45 7 de fer red com pe nsatio n N on e Distr ibuted 12/27/10p lanAIG Amer ican Gener a l un iver sa l l i f e po l icy B Interes t K TIRA # 1 A Int.iDiv. L

1 2 . Hewlet t Packar d comm on s tock1 3 . - Wells Far go ( fo r mer ly Wach ov ia) Bankdepos i t p r og r am1 4 . - B lack r ock Ener gy & Resou r ces Por t fo l io C

1 5 . o A m e r i c an C a p i t a l In c o m e B u i ld e r F u n d C1 6 . - Lor d Abbet t Bd-Deb C17. IRA#2 A Int . /Div. L

1. Income Gain Codes:(S ee Col um ns BI and I )4 )

2.Valu e C o d es(See C o lu mn s C I an d D 3)

3.Value Method Codes( S e e C o l u m n C 2 )

A =$1 000 or l es sF =$50,001 - $100,000J =$15,000 or lessN =$2 50.001 - $500 .000P3 -$25.000.001 - $50.000.000Q =A p p r a i sa lU = B o o k Va lu e

B=$1.001 - $2.500G =$100.001 - $1.000.000K =$15.00I - $50.000O=$500.001 - $1.000.000R =Cost (Real Estate Only)V = O t h e r

C =$2 .501 - $5 .000H 1 =$ 1.000.001 - $5.000.000L -$50.001 $ 100.000P1 =$1.000.001 - $5.000.000P4 =More than $50.000.000S = Asse ssmen tW =Estimated

D =$5.001- $15,000H2 =More than $5.000,000M = $ 1 0 0 .0 0 1 - $ 25 0 .0 0 0P2-$5.000.001 -$25,000,000T = C ash M ark e t

E =$15,001 - $ 50 .000


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FINANCIAL DISCLOSURE REPORTPage 6 of 9


D a t e o f R e p o r t0 5/12/20 11

V I I . INVESTMENTS a n d T R U S T S - i n c o m e , v o l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ N O N E (N o reportable income, assets, or transactions.)

1 8 . - WalMar t common s tock

1 9 . - Hewlet t Packar d com mon s tock20 . - Feder a ted Clover Value Fund A21 . - Am er ican In ter na t ional Gr oup Inc .22 . - P e a b o d y E n e r g y C o r p . c o m m o n s t o ck23 . - T i tan ium Meta l s Cor p . N ew com mon s tock24 . - Wel l s Far go Co . ( fo r mer ly Wach ov ia Cor pN e w ) c o m m o n s to c k25 . - B lack r ock Ener gy & Resour ces Por t fo l io C i

26 . - W e l l s F a r g o ( f o r m e r l y W a c h o v i a ) B a n kdepos i t p r og r am27 . - Feder a ted S t r a teg ic Value Fund C28 . - Feder a ted Inves to r s Bond Fund C29 . Pf izer Inc . com mon s tock A D i v i d e n d J T30 . S ir iu s S a te ll ie R a d io In c . c o m mo n sto c k N on e J T31 . Blackr ock Global Al loca t ion Funds B A Div idend L T

32 . C o m t e c h T e le c o m m u n i c a ti o n s C o r p N e w A Div idend K T Sold 01 / 19/ 10 K Bc o m m o n s to c k (part)33 . Peabody Ener gy Cor p . A Div idend K T3 4 . T i t a n i u m M e t a l s C o r p . N e w N o n e K T

1. lnc0rne G~in C~d~si A =$1,000 or less B =$1,001 - $2 ,500( Se e C olu m ns B 1 a nd 1) 4) F =$ 50 ,0 01 - $ 10 0,0 00 G =$100,001 - $1,000,000

2. V alue C o des J = $1 5,000 or less K =$15,001 - $50,000(See C o lu mn s C I an d D 3) N =$2 50,001 - $500,000 O = $500,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p r a i sa l R =Cost (Real Estate Only)( S e e C o l u m n C 2 ) U = B o o k Va lu e V Other

c = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 Z = $ 1 5 ,0 0 1 - $ 5 0 , 0 0 0HI =$1,000,00i ~ $5,000,000: H2 --More than $5 ,000~000L = $5 0 0 0 ! ~ $ 0 0 0 0 0 M--$100 00i , $2 50 000w = $ i ; O 0 ~ ; O 0 : $5i000,000: w - - $ 5 0 0 0 0 0 i = $ 2 5 ; 0 0 0 0 0 0P4 --More than $50;000~0o0S = AsseSsmen t : T ~Cash MarketW =Estimated


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N a m e o f P e r s o n R e p o r t in gBenton, Wi l l i am D.

D a t e o f R e p o r t0J/l 2/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ncome , va lue , t ra nsa ct i ons ( Includes those o f sp ouse a nd dep endent ch i ldren; see p p . 34-60 o f f i l ing i ns t ruct i ons . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D escrip tion o f A ssets Incom e during Gross value at end Transactions during reporting period

(includ ing trust a sse ts) reporting period of reporting period ..... .....(t ) (2) O) (2) O) (2) (3) " (4) (5 )

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date ......Value i Gain Identity ofexempt from prior disclosure C o d e I d iv ., r e n t, C od e 2 M e t h o d buy, sell, .....mm/dd/yy Code 2 C o d e 1 buye r / s e l l e r

( A - H ) or int,) " (J-P) Code 3 r e d e m p t i o n ) (J~]~) ( A ~ H ) : : (if private:(Q-W) t r a n s a c t i o n )

35 . 1NG Clarion Global Real Estate Income B Dividend K TFund B uy 01/19/10 J

1 .1 ...... Gain Codes: A =$1 ;000 Or less B =$1,00! ~ $2~500(S ee Col um ns BI and D4) F =$50,001 - $ i00,000 G =$100;001 = $1;000,000

2. V alu e C o d es J = $ 15 ,000 or le ss K =$15,00i 2 $50;000( Se e C olu m ns C I a nd D3 ) N =$ 25 0,00 1 - $ 500 ,000 O = $500,001 =$i$000~000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A p p r a i s a l R =Cost (Real Estate Only)(S ee Col um n C2 ) U = B o o k Va lu e V = O t h e r

C =$2,501 - $5,000H 1 =$ i ,000,001 - $5,000,000L = $ 5 o ; o o ! - $ ! o o , o o oP 1 =$1,000,001 -$5,000,000P4 =Morn than $50,000,000S = Asse ssmen tW =Estimated

D =$5,001 - $15,000 E =$15,001 - $50,000H2 =MOre than $5,000~000

M = S ~ 0 0 , 0 0 1 ~ $ 2 5 0 ; 0 0 0~ = $ 5 ; 0 0 0 ; 0 0 1 = S 2 5 ~ 0 0 0 , 0 0 0T - - C ash M ark e t


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N a m e o f P e r s o n R e p o r t in gBenton, Wi l l i am D.

Date of Report05/12/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)The Vang ua rd Ag gress ive Growth Por t fo l io , l is ted on l ine 7 of Pa r t VII , inves ts in two s tock funds : (1) Van gua rd Ins t i tu t iona l Tota l S tock Marke t Index Fund(75%), and Vangua rd Ins t i tu t iona l Deve loped Marke ts Index Fund (25% ). This a l loca t ion i s made by the MO ST plan , no t by m e .

The Vang ua rd In te re s t Accum ula t ion Por t fo l io , li s ted on l ine 8 of Pa r t VII , d i r ec ts a ll i t s a sse ts in to Vangua rd S hor t Te rm Rese rves Accou nt , which , in turn ,inves ts in ( I ) Vangua rd Pr ime Money M arke t Fund (0%-25%), and (2 ) funding agreem ents i ssued by one or m ore insurance comp anie s , and o the r f inanc ia lin s t i tu t ions . Th is a l loca t ion i s ma de by th e MO ST p lan , no t by me , and I do no t know any spec i f i cs o f i t em ( 2 ) .

I


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N a m e o f Pe r s o n Re po r t in gB e n t o n , W i l li a m D .

Date of Repor t05/12/2011

IX. CERTIFICATION.I c e r t i f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u re .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl i ance wi th the p rov i s ions o f 5 U.S .C. app . 501 e t . s eq . , 5 U.S .C. 7353, and Jud ic i a l Conference regu la t i ons .

Signature: S/Wil l iam D. Ben ton

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . ap p . 1 0 4)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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William D Benton Financial Disclosure Report for 2010

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