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William H Alsup Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act c~f1978( 5 U . S . C . a p p . ,~ q ~ " 1 0 1 - 1 1 1 )

    1. Person Repor ting ( las t name, f ir s t , middle init ial)A L S U P , W I L L IA M H .

    4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

    A R T I C L E I I I - - A C TI VE

    7. C hamber s or O f f ice Addr es s4 5 0 G O L D E N G A T E A V E N U ESA N FRA NCISCO , CA 9 4102

    2. Court o r Organ iza t ionU N I T E D S T A T E S D I S T R I CT C O U R T

    3. Date of Repor t07/28/2011

    5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancewith appl i cable l aws and regula t ions .

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    Reviewing Of f icer Date

    I M P O R T A N T N O T E S: The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each par t where you have n o repor table in formation. Sign on las t page.

    I . P O S I T I O N S . (Reporting indiv idual only; see pp. 9-13 of f ! ling instructions.)~ (No reportablepositions.)ONE

    P O S I T I O N NAME OF ORGANIZATION/ENTITY

    2.

    3.

    4.5.

    I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

    D A T E1.2.

    3.

    PARTIES AND TERM S

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    FINANCIAL DISCLOSURE REPORTPage 2 of 7

    N a m e o f P e r s o n R e p o r t in gA L S U P , W I L L IA M H .

    Date of Report07/28/2011

    I II . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

    D NO NE (No reportable non-investment income.)DATE SOURCE AND TYPE I N C O M E(yours , not spouses)

    1 . 2 0 1 0 Y O S E M I T E A S S O C I A T IO N ( R O Y A L T I E S F R O M B O O K ) $250.002.3.4.

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were m arried during anyponion o f the reporting year, complete this section.(Dollar amount not required except for honoraria.)D NO N E ( N o reportable non-investment income.)

    D A T E S O U R C E A N D T Y P E1 .2010 Ret i remen t p en s io n f ro m Oaklan d Un i f ied S ch o o l D is t r i c t .

    2.3.4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 o fi lling instructions.)

    D (No reportable reimbursements.)O N E

    3.4.5.

    SOURCE DATES LOCATIONA m e r i c a n B a r A s s o c i a t i o n 4 / 2 0 /2 0 1 0 - - 4 /2 2 / 2 0 1 0 W a s h i n g t o n , D . C .

    P U R P O S EA t tend and pa r t i c ipa t e i np an el o n e th ic s as a jud g e .

    ITEM S PAID OR PROVIDEDH ote l ( two n igh t s ) , tax i t o and f roma i rpor t , d inne rs ( two) , l imous ine t o / f romh o m e

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    FINANCIAL DISCLOSURE REPORTPage 3 of 7

    N ame of P e r son Repo r t ingA L S U P , W I L L IA M H .

    Date of Repor t07 /28/2011

    V . G I F T S . a n c l u d e s those to spouse and dependent children; seepp. 28-31 of f!ling instructions.)N O N E (No reportable gifts.)

    SOURCE DESCRIPTION1 ,2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a u d u d e s t h o s e o l s po u s e u u d d e p e n d e u t children; see p p . 3 2 - 3 3 of f!ling instructions.)N O N E ( N o reportable liabilities.)

    C R E D I T O R D E S CR I P T I O N1 .2.3.

    4.5.

    VALUECODE

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    N a m e o f P e r s o n R e p o r t in gA L S U P , W I L L IA M H .

    D a t e o f R e p o r t07/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a t , e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place "(X)" after each assetexempt from prior disclosure

    B. C. D.In co m e d urin g Gross value a t en d Transactions during reporting periodreporting period of reporting period

    (1 ) ( 2 ) ( 1 ) ( 2 ) ( 1 ) (2) (3) (4) (5 )A m o u n t Type (e.g., Value Value Type (e.g., Date Value Gain Identity ofCode 1 div.,rent, Co d e 2 Method bu y s e l l , m m / d d / y y C0de2: ~ Code 1 buyer/se l le r(A-H) o r i n t . ) ( J - P ) Code 3 r edempt ion) ( J - P ) (A-H) (if privatetransaction)(Q-W)

    1 . C H A R L E S S C H W A B A C C O U N T2. SCHWAB MONEY MARKET FUND B I n t e r e s t N T

    3. GNMAS-COMB1NED A Interest J T

    4. B O S T O N - P T T Y I N C . R E IT A Dividend L T

    5. M A C K C A L I R E A L T Y A D i v i d e n d L T6. M F U N D - - D A V I S N Y V B D i v i d e n d O T7. S C H W A B S & P 5 0 0 A D i v i d e n d N T8. W E L L S F A R G O A D V I S O R S ( n a m ec h a n g e )9. C A S H M A N A G E M E N T A C C O U N T B I n t e r e s t

    1 0 . S A N D I E G O R E D E V C I n t e r e s t K T

    11. ROCKLIN CD A I n t e r e s t K T

    1 2 . W A C H O V I A C D A Interest Sold 03/19/10 K1 3 . A M E X C D A I n t e r e s t K T1 4 . L A C O N V E N T I O N A I n t e r e s t K T

    1 5 . C A L P C F A U T H P O L L C In te re st L T

    1 6 . S O C A L P U B P W R A I n t e r e s t K T Bu y 04/05/10 K1 7 . C A L M U N 1 B O N D C I n t e r e s t M T

    1. I nc ome Gain Codes :(S e e Co lumn s B I a n d I M )

    2.Valu e Codes( See Colu mns CI and D3)

    3.Valu e M ethod Codes(S e c Co lumn C2 )

    A - $1 ;0 0 0 or l c s sF=$50,001 - $100,000J -$ 15 ,000 o r lcs sN =$250,001 -$500,000P3 =$ 25,000~01- $50,000,000Q = A p p m i s alU = Book Valu e

    B =$1,001 2 $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000G =$100,001 - $1,000,000 HI =$I ,000,001 - $5,000,000 H2 = M 0 r e than $5 ,0 0 0 ,0 00K =$15,001 - $50,000 L =$50,001 - $100~000 M =$100~001 -$250,000O=$500,001 - $1,000,000 PI =$],000,001 - $5,000,000 P2 =$5,000,001 2525,000,000 ......

    P4 =More than $50,000,000R = Cos t ( R eal Es ta t e O nly ) S = As s es s ment T =Ca sh M a rke tV = O t h e r W = Es t imated

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    FINANCIAL DISCLOSURE REPORTPage 5 of 7

    N a m e o f P e r s o n R e p o r t in gA L S U P , W I L L IA M H .

    Da t e o f Re p o r t07/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - - i n c o m e , v a l~ e , tr a n s a c t i o n s (Inclndes those of spouse and d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Income dur ing Gross value a t end. Tmnsac t inns dur ing repor t ing per iodDescription of Assets( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(i) (2) O) (2) (I) (2) (3) (4) (5)

    Place "(x )" af ter each asse t A m o u n t Type (e.g., Valu e V alu e , T ype (e .g ., Da te Value ~ Gain Identity ofCode 1 buyer/se l le rexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, se l l , m m / d d ! y y C o d e 2 , [ ( A- H~ (if privateA-H) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P )( Q - W ) transaction)

    1 8 . V E N T U R E V A N A N N U I T Y N o n e M T

    1 9 . AM ERICAN FUNDS

    2 0. A M ER ICA N BA L F UN D D D i v i d e n d2 1 . C A P I T A L W O R L D G R O W T H C D i v i d e n d

    O TM T

    22 . AM ERICAN FUND TAX EX C Dividend M T

    23 . BANK OF AMERICA ACCOUNTS B I n t e r e s t L T

    24 . F E D E R A L C R E D I T ( P R O V I D EN T ) B Interest25 . W I S C O N S I N E N E R G Y A D i v i d e n d26 . K I M B E R L Y C L A R K A D i v i d e n d

    M

    J

    J

    TTT

    ii In com e Gain Codes: A = $L000 o r less( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $100,000

    2. Valu e Codes J =$15~000 or less( See Colu mns C I and D3) N =$250,001 - $500,000

    P3 =$25,000,001 - $50,000,0003 . Valu e M ethod Codes Q =Ap p r a i sa l( See Colu mn C2) U = Book Valu e

    B -$1,001 - $2,500 C =$2,501 - $5i000 D =$5,001 - $15,000 E =$15,001 - $50,000G =$100,001 - $1,000,000 HI =$L000,001 ~ $51000;000 H2 --More than $5;000,000K =$15,001- $50;000 L =$50 00l . $100 000 M --$100 001 ~ $250 000O=$ 500 ,001-$ 1 ,000 ,000 P 1 = $! ~0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 ,0 00

    P4 =More th~n $50,000,000R = Cos t ( R eal Es ta t e O nly ) S = A s s e s s m e n t T = C a s h M a r k e tV = O t h e r W = Es t imated

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    FINANCIAL DISCLOSURE REPORTPage 6 of 7

    N a m e o f P e r s o n R e p o r ti n gALSUP, W ILLIAM H.

    D a t e o f R e p o r t07/28/201 I

    V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepart of report.)F o rmer l in e 24 - - "Ban k D ep o s i t S w eep Op t io n " n o w acco un ted fo r as s imp ly in te res t o n Ban k o f America acco un ts , w h ich in c lud e ch eckin g , s av in g s an d Ban k

    o f A m e r i c a C D s .

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    IX. CERTIFICATION.

    N ame of P e r son Repo r t ingA L S U P , W I L L IA M H .

    Date of Report07/28/2011

    I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

    I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rov is ions o f 5 U.S .C. app . 501 e t . seq . , 5 U.S .C. 7353, and Jud ic ia l Confe rence r egu la t ions .

    Signature: S/WILLIAM H. ALSUP

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


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