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William J Holloway Jr Financial Disclosure Report for 2009

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    ao 1o [ FINANCIAL DIS CLOS URE REPORT R e p o r t R e q u i r e d b y th e E t h i c sin Government Act of 1978R e v . 1 / 2 0 1 0 ] FOR CALENDAR YEAR 20 09 ( s u . s . c , a p p . !o m i t )L P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i ti a l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r t

    H o l l o w a y , J r . , W i l l ia m J . T e n t h C i r c u it C o u r t o f A p p e a l s 07/08/20104 . T i t l e ( A ~ i e l c I I ~ j u d g c s i n d i c a t e a c t i v e o r s c n i o ~ ~ t a t u s ; 5 a , R e p o r t T y p e ( c h e c k a p p r o p r i a t e ty p o ) ~ 6 . R e p o ~ i n g P e r i o d

    m a g i s t r a t e j u d g e s i n d i ca t a f u l l - o r p a r t q i m e ) [ ] Nominat ion, D a t e 01/0112009U . S . C i r c u i t J u d g e , S e n i o r S t a t u s [] In it ial [] Annual [] Fi nal to12/31/2009

    5b. [ ] Amended Report7 . C h a m b e r ~ o r O f f i c e A d d r e s s 8 . O n t h e b ~ s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i ca t i o n s p e r t a i n i n g t h e r e t o , it i s , in m y o p i n i o n , i n c o m p l i a n c e

    U . S . C o u r t h o u s e w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .2 0 0 N . W . 4 t h S tr e e tO k l a h o m a C i t y , O k l a h o m a 7 3 1 0 2 R e v i e w i n g O f f i c e r D a t e

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete ail parts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting individual only; seepl~ 9-13 offdtng i~struction~)D N O N E (N o reportable positions.)

    POSITION NAME QF OK ~;ANIZ ATIONI~NTITYI. M e m b e r , B o a r d o f D i r e c t o r s . The Historical Society of the Tenth Judicial Circuit

    2. Monthly pho ne conferences and infrequent face-to-face meetings. (No Compensation)

    I I . A G R E E M E N T S . (Reportiog individuat only; see pl~ 14-16 of filing instructions.)~ NONE (No reportable agreements.)

    DATE PARTIES AND TERMS,

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    FIN~N CIAL DISCLOSURE REPORT, Pag~ 2 of 10 [ U o l l o w a y , J r . , W i l li a m Z . 07/0S/2010

    IlL NON-INVESTMENT INCOME. ~,~A . F l ier s N o n - l n v est m en t I n c o m e

    N O N E (No reportable non-investment income.)~ SO~CE AND ~E ~COME( y o u r s , n o t s p o ~ e s )

    1 .2.3,4.

    B. Spouses Non-lnves~ent Income - tyou were ~ied dudng any potion ~f the ~porting year, complete th~ s~io~(Dollar amount n~ requ ired ~cept for hono~ia,)

    N O ~ (No reportable non-investment income.)DATE SO~CE AND ~PE

    2.3.4.

    IV. REIMBURSEMENTS - t~,~wo,~oo,(Includes those to spouse and dependent children; see pp. 2.5-27 of fiting

    N O N E ( N o reportable reimbursements.)S . Q _ U _ ] ~ . C ~ D ATES LO CA TI O N pURPOSE ITEMS PAID OR PROVIDED

    1 ,2.3.4.5.

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    Ia m e o f P e r s o n R e p o r t in g ~ Date of ReportFIN ANCIAL DISCLOSU RE REPORT [ no l l oway, Jr., William J"t

    07/08/2010Pag e 3 of 10

    ~ N O N E ~o reportable g~s.)S O U R C E DESCN~TION VALUE

    I.2.3.4.5.

    V I . L IA B I L I T IE S . a,~,, ~o~ ~,~o,~ ~ ~,~ ,h~a,~,: ,,~ ~,~. ~2 -~ of filing instructions.)N O N E (No reportable liabilities.)

    ~ DESCRIPTION VALUE CODEI.2.3.4.5.

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    F I N ) k N C I A L D I S C L O S U R E R E P O R T ] ltonoway, Jr., William J. 07/08/2010. Page 4 of 10V I I . I N V E S T M E N T S a n d T R U S T S - i , c o , ~ , v a l u e . ~ r a , ~ o n s anetad~ those o/~o~ ~ dep~de~ children; see ~ . ~ 4 ~ 0 of filing

    N O N E ~o repomable income, assets, or ~ansactions.)

    D~sefiption of Ass~ [ Incom e ~ring G r o g s v a l u e a t e n d Transac t ions during r~ing p ~(including ~msl ~ets) [ reposing ~ of r~aing period [ .Plac"(X)"afler~h ~1 A m ~ u m T~ (e.g. , V a ~ u e [ Va lu~ T~ (e.g. , Dat~ ~ Valuo G~n ~ Idcnti~yof~I d i v . , r e n t , C o d e 2 ~ Me~od b u y , ~ 1 1 . [m~ j C~ 2 C~e I [ buyer/~l lerexempt from prior ~losm . (A-H) or int.) (J-P) ] C~e3 redemption) [ , (J-P) ~ (A-H) (if private

    I. O.GE. Energy C~.(Com~ Stock) B Divld,nd K T N ~ n e2~ AT~T, Inc .(was SBCX(Common D Dividend M TStock)acqu ir~ Bel l Sou~3. B,II Sou ~ (Acquired by AT&T Inc.) N on e N on e Acquired by AT&T20074. Fi rs t S t~e Bank , Pond C~k, OK (Comm on B Dividend K WS t mk )

    7. M ap le Leaf G old Coin s N on e J W N o n *

    8. C h oki n g & S a v i n g A c c ~ . B ~ k O n e ( n ow A Interest M T N o n eChic)9. L u c e n t T~o l og i~ , I n c . ( n ow A l c a ~ l N o n e J TLucent)(Common Stock)1 0 . N C K C o~ . N o n e J TI ! . U.M.B. Money M arke t B lnterest L T

    i 2 . Bank of Okl~a (~king AccounO B ~teres t M Ti 3 . Vo~fo~ Group PLC A Divided J T No~1 4 . N B C B an k ( Ok l~ o m a C i ~) C In te r~t M T1 5 . Veri~n Co~ications, I~.(fo~erly C Dividend L TBel l South)

    " 1 6 . LSI (~eviously Agero) N o n e J T: 17 . M~s Mu tual I n s . Po l icy A Dividend J T C~h Sa~mnder Value

    ~ (~ Colu~ ~) U = B ~ k V a l u e V ~r W

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    FIN)~NCIAL DISCLOSURE REPORT Page 5 of 10 Holloway , Jr ., William J.

    ~07/0812010

    VII . IN VE ST M E N T S a n d T RUS T S -~ .~ o~ , , ,~ t~ ,~ N O ~ E ~o reportable income, assets, or ~ansac~ons.)

    A. B.D e s c r i p t io n o f A s s e ~ Income d~ing( inc luding ~us t as~) ~cpo~ng ~f i~

    Pla~ "(X)" after ~h ~t ~ounl i T~C~c I [ div., ~nl, C~e 2 Me~od buy, sell, ~d~ 0~2 . C~e I buyer/s~llcr~ x e m p t f io m p r i o r d i sc l o s ~ e (A-H) i o r i n t . ) ] ( J - P ) C~ 3 ~ r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t eJ. i (Q.~ = [ : tra~cfion)

    1 8 . N ew York Lif~ [as . (2 ~lici~s) A Dividend J T Cash suff~nder value

    1 9 , Avaya (Y)

    20 . Comcast A Dividend J T AT&T broadbandmergedi21. Idearc A Dividend J T Spinofffrom Verizon

    22 . Teradata Corporation (X) N o n e J T Spinoff from N CR

    23 . MIN ERAL INTERESTS

    2 4 . 112 Interest , Graham Co. KS, See 19 A Royalty J W25 . 1/2 Interest , Graham Co. KS, See 16 A Royalty J W26 . 1/2 Interest , Graham Co. KS, See 18 A Royalty J W27. 1/2 Interest , Kearny Co. KS, Sec 36 A Royalty K W

    28 . 1/2 Interest , Kearny Co. KS, See 26 N o n e J W

    29 . 1/2 Interest , Kearny Co. KS, Sec. 24 A Royalty K W3 0 . 1/2 Interest , Kearny Co. KS. See 19 A Royalty K W

    31 . 1/2 Interest , Kearny Co. KS, See. 18 A Royalty K W32 . 1/2 Interest, Kearny Co, K, See. 25 A Royalty K W33 . 1t2 Interest , Kearny Co. KS, See 13 A Royalty K W3 4 . 112 Interest, Kearny Co. Ks, See 35 A Royalty K W

    I . In c om e G ain Codes ; A =$ t,000 or less B =$1 , 0 0 1 - $2 , 50 0 U =$2.501 - $5 . ,000)) (S ee Co lumm; B I a nd 13 4 ) I" =$50.001 - $100,000 G =$ t 0 D, 0 0 [ - $ I , 0 D0 , 0 0 0 I l l =$1 , 0 0 0 , 0 0 1 o 2. Value Codes J ---$ I 5.000 or Jess K =$1 5 ,0 ~1 - 5 5 0 ,0 0 0 L =5 5 0 ,0 0 1 - $ |0 0 ,0 0 0 M[ (See Colmrea CI ,and D3) N =$25 0,0 0 1 - $5 00 ,0 00 O =$5 00 ,0 0 1 - $ 1 ,0 0 0 ,0 ~0 P l =$ 1 , 0 0 0 . 0 0 1 - $5 , ~1 0 . 0 0 0 P2 =$5 , 0 0 0 , 0 0 1 - $25 , 0 0 0 . 0 0 0I P3 =$25 , 0 0 0 , 0 0 1 - $50 , 0 0 ~, 0 0 0 P4 =More than 3 . V~Iue M e lhod Codes O =Ap p raisal R =Cos t (Re al Es ta te O n ly) S =A~e ss rn tm ~ T =Cash Market(S ee Co luma C2 ) U =Book V,~lue V =O the r W =Estim ated

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    FINXNCIAL Ia m e o f P e r s o n R e p o r t in g ] Date ~f R e p o r tDIS CLOS URE REPORT[ H011ow ay, Jr ., William J, [

    07/0812010Page 6 ell0

    N O ~ (No reportable income, ~sets, or wansactio~.)Deschption of As~ts : In~ during I Gross val~ at end T~tio~ d~ r~ing ~ri~(incl~g ~t ~) [ r~ng ~ri~ [ ofrepoaing pefi~

    C ~ I I d i v r e n k - i Code 2i Me ~ b u y , ~ l l , ~d@~ C~e 2 . C~e I b u y e r / s e l l e re x e m p t f ~ p r i o r d i ~ l o s ~ ~~ ( A - H ) I o ~ " i n ~ ) ~ (J-P)! C~3 r ~ e m p t i o n ) ~ ( J - P ) ; ( A - H ) ( i f p ~ , ~ t c~ I . . . . . i ( Q - W ) ~ i l ~ n s a c t i o n )I ...........

    3 5 . l ~ I n t e r e s t , K i n g m a n C o . K s S e e , 3 6 A R o y ~ t y K W

    36 . 1/2 Interest Kingman Co. KS, See 2 A Royalty K W

    37 . 1/2 Interesl Kingman Co. KS, See 14 A Royalty K W

    3 8 . 112 Interest , Kingman Co. KS, Sec t4 & 23 A Royalty K W

    3 9 . I /2 In terest , Kingman Co. KS, See 27 A Royalty K W4 0 . 1/ 2 Interest Morton Co. Ks, See 17 A Royalty K W41 . 112 Interest Norton Co. KS, See 24 N o n e J W

    42 . I /2 In terest Rawlins Co. KS, See 9 A Royalty J W

    43 . 1/2 Interest Reno Co. KS, See 1 A Royalty J W

    I /2 In terest Ri ley Co. KS, See 25 A Royalty J W45 . I /2 In terest Rooks Co. KS, See 7 A Royalty J W46 . 112 Inte rest Rooks Co. KS, See 27 A Royalty J W

    47 . I/2 Interes t S edgwick Co., KS, Sec. 6 A Royalty J W48 . I /2 In terest Sedgwick Co., KS, See 29, 30 & A Royalty J W3 149 . 1/2 Interest Stafford Co. KS See 21 & 22 A Royalty J W

    5 0 ROYALTY IN TERESTS5 1 . 1/2 Interest Barton Co. KS, See 20 N o n e J W

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    FINAiNCIAL DISCLOSURE REPORT s ~ e o r P e , ~ o a n ~ o , ~ . g D a t e o f g e p o ~ ,. Pag e 7 of 1 0 Holloway, Jr. , W i ll ia m J . 0 7 / 0 8 / 2 0 1 0

    VII. INVESTMENTS and TRUSTS -["~e~a~(~c~fsp~eandd~c~ldren;seepp~34-6~ffl~ng~r~HO~ (No reportable income, ~se~, or tra~actions.)

    TA. , B. C. D.~ription of Asse~s [ In~ dung G r o s s v a l u e a t e n d Tmnsa~io~ d~ng r~ing ~ri~

    Phc~)a~ach~set ~ount T~(c.~, Value [ Value ~ X~(e.g., Date Value ~ Gain i Identityofexempt~ompf iordi~los~ C~ I div.,~nk Code2 [ Me~ ~ buy,~l l , mm~d~ ~ C~2 i C~c 1 ~ bayer/seller

    I ( A - H ) ~o r i n t . ) ( J - P )

    ]_/ C~(~3 Jt~demption)

    .~ ~ l ( J - P )~ ( A - H ) ; ( i f p r i v a t ei tran~tion).............. ~ ..... ] ......

    5 2 . 1/2 Interest El l is Co., KS, See. 10 & 11 N o n e J W

    5 3 . 1 /2 In te re s t Ca~on Co. , ~ , See . 4 A Royalty J W5 4 . I /2 In terest G~y Co., TX, See 3 3 A Royal~ ~ " W55 . 112 Interest G~vin Co., OK S ee. 36 N o n e J W

    56 , 1/2 Interest Logan Co. OK , See I0 A Royalty K W See Par~ VII1, No. 2

    57 . 1/2 Interest Logan Co. OK, See 3 2 A Royalty K W See Part VIII, No. 2

    5 8 . 1/2 Interest Logan Co. OK See 34 A Royalty K W See Part VIII, No. 2

    59 . 1/2 Interest Logan Co. OK S ec. 33 A Royalty K W See Part VIII , No. 2

    60 . 1/2 Interest Logan Co. OK S ee. 35 A Royalty K W See Part VIII, No. 2

    61 . 1/2 Interest Pontotoc Co. OK, See 35 A Royalty J W6 2. 1 12 I nt e re s t P on t ot oc Co . O K , Se e 3 3 A Royalty J W63 . 1/2 Interest Pontotoc Co. OK, Sec 28 A Royalty J W64 . I/2 Interest Pontotoc Co. OK, See 21 A Royalty J W65 . 1t2 Interest Pontotoc Co. OK, See 18 A Royalty J W66 . 1/2 Interest Pontotoe Co. OK, Se e !6 A Royalty J W67 . I /2 In terest Woods Co. OK, See 6 A Royalty J W68 . I /2 In terest W oodward Co., OK See 7 A Royalty J W

    L income Gain Codes: A = $ 1 . , 0 0 0 o r t e s s B2. V~ ~ J ~ 15 ,0~ or I~ K = $ 1 5

    3. Val~ Ma~ Cod~ Q =App~isal g ~ o ~ ( R ~ I E ~ e O n l y ) S =As~mt T ~h Ma~~($~ COlU~ C2) U = B ~ k Va l~ V ~r W, ...........................................................................................

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    FINANCIAL DIS CLOS URE REPORT n . m e o f P e r s o t t R e p o r t i n g l ) a t o f R e p o r t I. Page 8 of 1 0 Hollowa y~ Jr ., W i ll ia m J . 0 7 / 0 8 / 2 0 1 0VII. IN VESTMEN TS and TRU STS - ~ncom ..... ~ , . t~ n ~ o ~ s ~ x ~ a ~ a e , t ~ o ~ e o f

    ~ N O N E (No reportable income. ~sets, or tramactions,) ~ ...........D~pfion of ~ts [ I n c o m e d u r i n g G ro s s v a lu e a t e n d T~ctions d~ r~o~g( inc luding t~t ~sc~) [ r~o~ing ~ri~ of reposing ~rlod

    Place "~)" a~r ~h ~e t A m ou n t T~ ( c . g ,. Valu* Value T~ (e.g. . i Date Value Gain Id~tity of~x~pt from p~or all.Insure ~ C o d e I ; ~ d i v , . r e n L ~ 2 Me~od buy ~l l , m~d~ C o d e 2 . C~e3 ~ption) ~ ] ( J -P ) ~ (A-H) ( i f p f i v a t e( A - H ) I o r i n t . ) ( J - P ) ( Q - X ~ , / i tmnsact i~)

    69 . t /2 In.res t Logan Co. O K, See, I I A Royalty K W

    70. 1 /3 In . re s t Goa t Co., OK See . 3 N o n e J W

    7 1 . 1/2 Interest Woods Co., OK . See. 32 A Royalty K W

    72. I12 Interest Woods Co,, OK , See !9 D Royalty K W

    7 3 . 1/3 Interest Garfie ld Co, OK See 25 (X) N o n e J W74 . REAL ESTATE

    7 5 . 112 Interest, Enid, OK, Lot 5 (Y) N o n e K W7 6 . 1/2 In terest, En id, O K, Lot 6 (Y) N on e K W

    7 7 . 1/2 ln teregt, En id, O K, Lot 7 (Y) N on e K W

    78 . 1/2 Interest, Enid, OK, Lot 8 () N o n e K W7 9 . L E A S E B O N U S E S8 0 1 Logan County, Okla. N o n e J W

    81 . W oods Cou n ty, O kla. N on e J W

    8 2 . Blaine County, Okla. N o n e M W

    83 . Woods County, Okla. None J W8 4 1 Woods County, Okla. C R o y a l t y K W

    C =$2 , 50 1 - $5 . 0 0 0 I~ =$ ]5 , 90 1 - $50 , 0 0 0. l t~come G ain Cock-s : A =St . 0 0 0 or I t r ~ B =$1.0~1 - $2,509 ............................. D -$5 . 0 OI - $1 5 , 0 0 0( S e e C o lt m m s B I a n d E M ) F =$~0 , 0 0 1 - $1 0 0 . 0 0 0 G =$100 .00 | - $1 .000 ,0~ t H I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 t1 2 =M ore tha ~2. Valm~ Ced~ at =$t5 .000 or tes~ K =$1 5 ,0 0 ! - $5 0 ,0 0 0 L ~$5 0 ,0 0 1 - $1 ~0 ,0 0 0 M =$1 0 0 .0 0 1 -(S e e Co lu m ns Cl an d D~ ) N =$25 0 .0 0 1 - $5 0 0 ,0 0 0 O --~5 0 0 ,0 0 1 -$ I . 0 0 0 . 0 0 0 Pl =$1 , 0 0 0 , 0 0 1 - $5 , 0 0 0 , 0 0 0 0 2 =~5 . 0 0 0 , 0 0 1 - $7 . 5 , 0 0 0 ,0 0 0

    P3 =$25 , 0 0 0 , 0 0 1 - $50 , 0 0 0 , 0 0 0 P4 =More tha n $50 .000 ,0~3. Value Mctho~ Codes Q =Appmh:al R =Cost (Real Es ta te C~aly) S =Asse~smeaU T =Cask Market(Se e Colu m n C2) I3 =B ook Valu e V =Other W = E s t ima ted...............................................................................................

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    FINANCIAL DIS CLOS URE REPORT N a m e o f P e r s o tt R e p o r t i n g D a t e o f R e p o r l Page 9 o f 1 0 H o l l o wa y, J r . , W i ll ia m J . 0 7 / 0 8 / 2 0 1 0

    VIII. ADDITIONAL INFORMATION O R EXPLANA TIONS .

    I . Date of Report: Judge H olloway was granted an exten sion of t ime to f i le this report unti l Ju ly 15, 201 0.PART VII: INVESTMENTS AND TRUSTS2. Payn~en t s f rom Chesapeake to ta led~ for Logan and Woods Coun t i e s , Ok lahoma. Thi s was d ivided amon g Sec t ions 10 , 32 , 34 , 33 , and 3 5 . In addi t ion ,there was a che~k for~ from S unoco covering roya lt i e s in Logan and Pon totoc Connt i e s~ O k lahoma.

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r ~ o a R e p o r t in g I Date of Report Page 1 0 of 1 0 nol low ay , Jr . , W i l l i a m J I 0 7 / 0 8 / 2 0 1 0IX. CERTIFICATION.

    I c e r t i fy tha t a l l in format ion given ab ove ( i nc luding informat ion per ta in ing to m y spouse and m inor or depen den t chi ldren , i f any) i saccura te , t ru e , and com p le te to the b es t o f m y knowledge and be l i ef , and that any in form ation no t r epor ted was wi thheld becau se i t met app l i cab le s ta tu toryprovi s ions p ermi t t i ng non-di s c losure .I fur ther cer t ify tha t earned incom e f rom o u t s ide emp loymen t and honoraria and the accep tance of gi f t s which have b een repor ted are i ncom pl iance wi th the provi s ions of 5 U .S .C. app . 501 e t . s eq . , 5 U .S .C. 7353 , and Ju dic ia l Conference regu la t ions .

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A LS I F I E S OR F A L LS T O F I L E T H I S RE POR T MA Y B E S U B J E C T TO C I V I LA N D C R IM IN A L S A N C T IO N S ( 5 U . S .C . ap p . 1 0 4 )

    FILING INSTRUCTIONSM ai l s igne d origina l and 3 addit iona l copies to :

    Com m i tt e e on F i nanc i al Disc l o sureAdm inis tra t ive O ff ice of the U ni ted S ta tes Cour tsSuite 2-301O n e C o l u m b u s C i rc l e , N . E.W ash ing t on , D .C. 205 44


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