8/3/2019 William H Stafford Jr Financial Disclosure Report for 2010

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A O I ORev. 1/2011FINANCIAL DISCLOSURE REPO RT

FOR CALENDAR YEAR 2010Report Required by the E thics

in Go ~ernm en t Act of 1978(5 U.S.C. app..~.~ IOI-I I D

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Stafford, Jr., William H.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-time)

2 . C o u r ~ o r O r g a n i z a t i o nU.S. District CourL NDFL

5a. Report Type (check appropriate q,pe)] N o m i n a t i o n , D a t eSenior U.S. District Judge

7. C h a m b e r s o r O f f ic e AddressUS CourthouseI 11 Nor th Adams StreetTallahassee, FL 32301-7717

[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e in f o r m a t i o n c o n t a i n e d i n t h is R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e a i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f ic e r Date

3 . D a t e o f R e p o r t05/09/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12131/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NO NE box for each part where you have no reportable in format ion . S ign on las t pag~

I . P 0 S I T I 0 N S . m e p o , ~ n g i n d i v i d u a l only; se e p p . 9 - 1 3 o f f i ll n g instructions.)[~ N O N E (No reportable positions.)

POSITIONI. Board Member

2. Board Member Sacred Heart Advisory Board

3.

4.

5.

NAME OF ORGANIZATION/ENTITYP e n s a c o la S y m p h o n y

I I . A G R E E M E N T S . ~ R , p o r a n g i n d i v i d u a l only:seepp. 14-16 of filing instructions.)~] NO NE (No reportable agreements.)

D A T E PARTIES AND TERMS

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N a m e o f P e r s o n R e p o r t i n gStafford, Jr. , Will iam H.

D a t e o f R e p o r l05/09/201 I

I ll . N O N - I N V E S T M E N T I N C O M E . me~,ra, g ~md ~al o~dspo~se; seepp. ~-2~A. Filers Non-Investment Incom e

[] (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.

3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If .t,ou were married during any portion of the reporting year, complete this section.( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t fo r h o n o r a r i a . )~] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1 .2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enterta inment .( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n , " s e e p p . 2 5 - 2 7 o f i l l in g i n s t r u c t i o n s . )

D (No reportable reimbursements.)ONESO U R C E D A T E S L O C A T I O N

T h e F lorida Bar 06/23/2010 to Boca R aton, FL06 /25 /2010

PURPOSEActivity of professionalassoc or civic org. P rivatelyfunded by The Florida Bar

ITEM S PAID OR P R O V I D E DLodging and Transportation

2. George Mason University 09/23/2010 to Alexandria, VA Non-FJC educational Lod ging and TransportationLaw and Economics Center 09 /26 /2010 seminar or program.3.4.5.

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FINANCIAL DISCLOSURE REPORTPage 3 of 8

Name of Person ReportingStafford, Jr~ \Villiam H.

Date of Report05/09/201 I

V . G I F T S . C t n c / u d es ,n o s e to , ~ o ~ e o n a d e p e n d e n t children: see p l x 2 8 - 3 ! of filing i n s t r u c t l o n x )N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . t tn c t u d e , ~ h o s e o y s p o , s e o n d dependent chi ldren; see pp. 3 2 - 3 3 oyfi l ing instract ionx)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.

3.4.

5.

VALUECODE

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N a m e of Person ReportingStafford, Jr. William H.

D a t e o f R e p o r t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income. ,alu,. transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)---] N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dt (t) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u nt T y p e ( e .g _ ,

e x e m p t f r o m p r i o r d i sc l o s u r e ! Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value V a l u e

C o d e 2 M e t h o d(J -P) C o d e 3

O)T y p e ( e . g .,b u y , s e l l,r e d e m p t i o n )

T r a n s a c ti o n s d u r i n g r e p o t li n g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fmm!dc l ~ C ode 2 C ode I buyer/seller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

I. Prudential Life Insurance Co. (policy) A Dividend J W2. Brokerage Account # 1 E Int./Div. N T

- Morgan Stanley Bank D eposit Program(money market)- Ares Capital Corp. common- AT& T Inc common

A

B

B

Interest JDividend KDividend K

T

T

TSold( p a t a ) 04/05/10

6. - Blackrock Glbl Opp E q T rst (closed end C Dividend Kfund)7. - Cohen & Steers Select Utility Fund (closed A Dividend 3end fund)8. - DW S Dreman Value Inc Edge Fund A Dividend(closed end fund)9. - Nuveen 1NSD Qual Muni Fund (closed end 1 3 Interest Kfund)1 0 . - Toyota Motor CP A DR common A Dividend

T

T

SoldT

Sold

09/13/10 J A

09/13/10 J A1 1 . - L eh m an Bros H L D G (preferred stock ) N one J1 2 . - GMA C 8.000% (corporate bond) B Interest K T1 3 .

1 4 .

1 5 .

- JPMCHA SE Capital XVI (fixed-ratecapital security)- Unit Claymore Secs Closed-End Eq uity &Inc Ser (unit trst)- NVIDIA common

B

B

InterestDividend

None

K

Redeemed 10/18/10

1 6 . - S&P 500 Index Fund (ETF) A Dividend J1 7 . - B a n co B i l ba o V I Z A R G S A A D S c o m m o n A Dividend Sold(part) 12/03/10 J

I. Income Gain Codes: A =$1.000 or less B $1,001 - $2.500 C = $ 2.501 - $ 5 .000 D = $ 5.001 - $15.000(See Columns BI and D4) F =$50.001 - $100.000 G -$100.001 - $ 1.000.000 III =$1.000,001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J = $ 15 .000 or less K = $ 15 .001 - $ 50.000 L ~$ 50,001 - SI00.000 M =$10~.001 , $250.000{See Columns CI and D3) N =$250.001 - $500.000 O -$500.001 . $ 1.009.000 P I =$ 1, 00 0. 00 1 - $ 5 .0 00 .0 00 1 2 -$ 5 .0 00 .0 01 - $2 5. 00 0. 00 0

P 3 = $ 2 5 . 0 0 0 . 0 0 1 . $ 5 0 . 0 ( K I . 0 O O P4 =M ore than $50.000.0003. Value Method Codes Q =Appraisal R -Cost IRcal Estate Only) S = A s s ~ s . sm e n t T -Cxsh Mark~(See C olumn C 2) U -Book V alue V =O~her W Estimated

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 00

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N a m e o f P e r s o n R e p o r t i n gStafford, Jr., W illiam H .

D a t e o f R e p o r t05/09/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructlon~)[~] N O N E (No reportable income, assets, or transactions.)

D escription of A ssets Incom e during(including trust assets) repoaing period

i (I) (2)Place "(X)" after each asset i Amount Type (e .g. ,

exempt f rom pr ior di sc losure i Code I div., rent,! (A-It) or int.)

Gross value at endof reporting period

(I) (2)V alue V alue

Code 2 Method( J-P ) C ode 3( Q -W )

(i)T y p e (e.g.,buy, sell,

r e d e m p t i o n )

Transactions during reporting period

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

mm/dd/yy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . - Covidien LTD common A Dividend J19 . - SPDR DJIA Trust (ETF) A Dividend

20 . - Duke Energy common A Dividend21 . - General Electric common A Dividend22 . o Goodyear Tire & Rubber common None23. - Johnson & Johnson common A Dividend

J

JJ

T

Sold 06/29/10 J A

24 . - Spectra E nergy common A Dividend J25 . - Tanger Factory common A Dividend J26 . -TYCO Electronics common A Dividend J

27 . -TYCO In tl common A Dividend J28. - WalMart comm on A Dividend J29 . - Wells Fargo & C o. common A Dividend J30 . - E merging Mkts Domeslic Debt (closed end A Dividend Jfund)31 . - iShares JPMorgan Emerging Mkt Bond A Dividend J(ETF)32. - Pfizer common A Dividend J33. - Virtus Multi-Sector ST Bond Fund (m utual A lnt./Div. J

fund)34 . IRA s- (Aggregate Ownership) C Dividend M

T

T Donated(part)T

TT

T

T BuyT B uy

T B uy

T BuyT

01/05/10[ J

01105/10 J

06/29 /10 J

01/05 /10 J

I. Income Gain Codes: A $ 1,000 or less B -$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000( See Co lu mns B I and D4 ) F =$ 50 .0 01 - $ 10 0,0 00 G =$ 100.001 - $ 1.000.000 I I I =$ 1 ,000.001 - $5,000.000 112 =More than $5,000.000

2. Val ue Cod~ J = $ 1 5 . 0 0 0 o ~ l e s s K = $15.001 - $50.000 L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M = $ 1 0 0 . 0 0 1 - $ 2 5 0 , ( ] 0 0tSce Columns CI and 03) N =$ 250.001 - $500.000 O -$50 0 .0 OI - $1.000,000 P I =$ 1. 00 0. 00 1 - $ 5 .0 00 .0 00 P 2 = $ 5. 00 0.0 01 - $2 5, 00 0. 00 0

P3 =$25,000.001 - $50,0~).000 P4 =More than $50.090.0003. Value Method Codes Q =A ppraisal R = Cos! tRcal kstalc Only) S = A s s c s s n ~ c n t T =Cash Market(See Column C2I U =Book V alue V = Other W -Estimated

E =$15.001 - $50.000

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N a m e o f P e r s o n R e p o r l i n gStafford, Jr., W illiam H .

D a t e o f R e p o r l05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , a lu e , ~ o ~ a . i o ~ a n e l ~ d e s , h o s e o / s p o ~ s o a n d d e p e n d . n , c h i l d r e n ; seeplx 3 4 - 6 0 of filing instructions;)N O N E (No reportable income, assets, or transactions.)

Description of Assets Transactions during reporting period(including trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

Incom e during G ross value a t endrepo rting perio d o f repo rting perio d

(I) (2) (I) (2) (I) (2) (3) (4) (5)A m o u n t Ty p~ (e .g., V alue V alue Type (e.g., Date Value Gain Ident i ty o fCo d e I div., rent, C ode 2 M eth od buy, sell, m m ! d d /yy Code 2 Co d e I buyer/seller(A-If) or int.) ( J -P) Code 3 redemption) ( J -P) (A - H ) ( if private

( Q - W ) transaction)

35 .36 .

37 .38.39 .40 .41 .42 .43 .

44 .45 .46 .47 .48.49 .

- M organ Stanley Bank Deposit Program(money market)- Templeton Developing Markets A (mutualfund)- P1MCO Total Return A (mutual fund)

- Allianz NFJ Small Cap Value A (m utualfund)- T Rowe Price Eq Inc (mutual fund)

- B lackrock Intermediate Bond (mutualfund)- Virtus Multi-Sector Short Term Bond Fund(mutual fund)- Legg Mason Partners Global Hi Yld B ondA (m utual fund)- Allianz CCM Mid-Cap A (m utual fund)- Columbia Marsico Growth A (mutualfund)- Inveseo US Small Cap Value A (mutualfund)- Allianz NFJ INTL Value A (m utual fund)- Lazard E merging Markets Fund (m utualfund)- Managers Cadence Mid Cap A (mutualfund)

Sold 11/19/10 J A

Sold 10/15/10(paa)Sold 04/16/10(pan)

Sold 09 /13/10(pan)

Buy 01/22/10(addl)Sold 10/15/10(part)

Sold 09/13/10( p a r t )B uy 11/19/10

B uy 10/15/10

J

J

JJ

J

J

J

I. Income Gain Codes: A =$1.000 or less B -$1,001 - $2,500 C = $ 2,501 - $ 5 .000 D = $ 5.001 -(See Columns BI and D4) F =$50.001 - $100.000 G =$ 100.001 - $1.000.000 III =$1.000.001 - $5.000.000 ;12 =More lhan $5.000.00~

2. Value Codes J :$15.000 or I,ss K =$ 15 .001 - $ 50.000 L = $ 50.001 - $ 100.000 M =$100.001 - $250.000(See Columr,s CI and D3) N =$250.001 - $ 500.000 O -$ 500.001 - $ 1.000.000 PI = $ 1.000.001 - $ 5 .000.0~1 P2 =$5.000.001 - $25.000.000

P3 =$25.000.0OI - $50.090.000 P4 =More than $50.0(39.0003. Value Method Codes Q =A ppraisal R = Cost (Real Eslate Only) S ~Assessmcnt T : : 4 2 a s h M a r k c ~(See Column C2) U = B o ~ k V a l u e V = O ther W = Estimated

E =$1 5 .0 0 1 - $5 0 .0 0 0

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N a m e o f Person R eportingStafford, Jr. , Will iam H.

D a t e o f R e p o r t05/09/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of repor~)Many o f the entries from previous reports were, and continue to be, held in IRA s and are reported under the Aggregate of O wnership A rrangement.Part Vll, lines I, 10, 32, 33, 34, 35, 36, 43 & 44 of the 2009 Financial Disclosure Report were redeemed in 2009 and dropped from the 2010 Report.Part VII , Page 4, l ine 4 - Th is stocks name was ch anged in 2010 from A llied Capital ( l ine #5 of the 2009 Report) to Ares Capital .Part VII , Page 5, l ine 19 - This ET Fs name was changed in 2010 from D iamond Trust Series I ( l ine #21 of the 2009 Report) to SPDR DJIA Trust .Part VII, Page 6, line 46 - This mutual funds name was changed in 2010 from MSIF Trust US Small Cap Value P (line #56 of the 2009 Report) to Invesco USSmall Cap Value A.

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N a m e o f P e r s o n R e p o r t i n gStafford, Jr., W illiam H .

D a t e o f R e p o r t05/09/201 I

IX. CERTIFICATION.I certify that all information given abo ve (including information p ertaining to my sp ouse and minor or dep endent children, if any) is

accurate, true, and comp lete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met ap plicable statutoryprovisions perm itting non-disclosure.! further certify that earned income from outside emp loym ent and honoraria and the acceptance of gifts which have b een reported are incomp liance w ith the provisions of 5 U.S.C. app. 501 et. seq., 5 U .S.C. 73 53, and J udicial Conference regulations.

Signature s/William Stafford

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF IE S O R F A L L S T O F IL E T H I S R E P O R T M A Y B E S U B JE C T T O C I VI LAND CRIMINA L SANCT IONS (5 U.S .C . app. 104)

Com m ittee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Columb us Circle, N.E,W ashington, D.C. 20544