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A PHILOSOPHICAL ANALYSIS OF THE INCOMMENSURABILITY THESIS IN
THOMAS KUHN’S THEORY OF SCIENCE
BY
UKASOANYA STANLEY IKECHUKWU
(DI/485)
BEING A LONG ESSAY SUBMITTED TO THE DEPARTMENT OF PHILOSOPHY,
DOMINICAN INSTITUTE IBADAN, IN AFFLIATION WITH UNIVERSITY OF
IBADAN, IBADAN; IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR
THE AWARD OF BACHELOR OF ARTS DEGREE IN PHILOSOPHY
IBADAN
JUNE 2014
CERTIFICATION
This is to certify that this long essay titled “A PHILOSOPHICAL
ANALYSIS OF THE INCOMMENSURABILITY THESIS IN THOMAS KUHN’S THEORY
OF SCIENCE”, was carried out by Ukasoanya Stanley Ikechukwu, in
the department of philosophy, Dominican Institute of Philosophy
and Theology, Samonda, Ibadan, Nigeria.
Date …………………. Sign……………………………..
MODERATOR
DR. ISAAC UKPOKOLO
Department of Philosophy,
University of Ibadan,
Ibadan, Nigeria.
DEDICATION
To the Triune God from whence comes my existence and to my
parents, Mr. Patrick Ukasoanya and Mrs. Mary Ukasoanya.
ACKNOWLEDGEMENT
I sincerely express my profound appreciation and gratitude to God
who bestowed on me the wisdom, knowledge, understanding and
strength and through whom I have been able to carry out this
work. I also thank the Mother Thrice Admirable, Queen and
Victress of Schoenstatt for her continuous intercession.
I express my gratitude to my parents Mr and Mrs Patrick
Ukasoanya, their love and encouragement has always spurred me on.
To my siblings Charles, Kelechi and Amarachi, your unwavering
support was never lacking. I give special thanks to my cousin Fr.
Solomon Emegharibe, your unalloyed support and words of
encouragement have always been a source of motivation. To you all
I am greatly indebted.
I thank most specially my moderator Dr. Isaac Ukpokolo who
accepted and made out time out of his tight schedule to moderate
and guide me in accomplishing this work. I am indeed very
grateful.
I wish to give my sincere gratitude to the Secular institute of
Schoenstatt Fathers’ for the love and support shown to me
throughout these of years of study. I thank Frs. Alfred Kistler,
Andres Rodriguez, Claudius Uwaoma, Reginald Ibe, Klaus Desch,
Juan Pablo Cattogio, Paul Nwachukwu and Magnus Ifedikwa.
I cannot forget my brothers with whom I began this academic
adventure, Matthias, Emma Ibn Okeke, Franchesco, Henry Philips,
Johnpaul, Sylvester, Eustacio and Cyriacus, your presence and
support was never lacking. I thank you. To my other brothers: Oga
Pat Ogbonna, Edo, Nanks (Stanley), Remije, Henry dike, John, Dan,
Felixo, Collins, Barna, Gudof (Pat Ugwoke), Dansuma, Jude, Emma
Iwu, Mozie, Lawrence, Obut, Cyprain, Jose Maria, Paulinus,
Fortune, Livinus, Oche, Paschal, Sheddy, Ben and Ben. I thank you
all.
I thank in a very special way, Patrick Ugwoke, Collins and John
who helped in proofreading this work and offered me a share in
their philosophical insight. I am very grateful.
To all those who have contributed in one way or another to the
success of this essay and to those whose names cannot be
mentioned here, I thank you all and God bless you.
Ukasoanya Stanley Ikechukwu
TABLE OF CONTENT
TITLE PAGE
CERTIFICATION…………………………………………………………...ii
DEDICATION…………………………………………………………….....iii
ACKNOWLEDGEMENTS………………………………………………....iv
TABLEOFCONTENT...………………………………………………….....vi
INTRODUCTION.…………………………………………………………....1
CHAPTER ONE
THEORY OF SCIENCE……………………………………………………..3
1.1 The Common View of Science…………………………………………….31.2 Logical Positivism………………………………………………………….41.3 Normal Science…………………………………………………………….8
CHAPTER TWO
KUHN’S REVOLUTIONARY SCIENCE…………………………….…..17
2.1 Nature of a Paradigm……………..……………………………………....17
2.2 Senses of a Paradigm……………..……………………………………....20
2.3 Scientific Revolution………………..…………………………………....22
CHAPTER THREE
INCOMMENSURABLITY…………………………………………….…..33
3.1What isIncommensurability?......................................................................33
3.2 Types of Incommensurability…………………………………………….36
3.2.1 Methodological Incommensurability…………………………...36
3.2.2 Observational Incommensurability……………………………..40
3.2.3 Early Semantic Incommensurability…………………...……….42
3.2.4 Later Semantic Incommensurability…………………………....43
CHAPTER FOUR
EVALUATION AND CONCLUSION……...………………………….…47
4.1Criticisms of Kuhn’s Theory…………………………………………..….47
4.2Influence of Thomas Kuhn to Philosophy of Science…….……………....60
4.3Conclusion………………………………………………………………...62
BIBLIOGRAPHY…………………………………………………………..65
Introduction
Philosophers have sought since the onset of the philosophy of
science to develop a method, an objective method through which
scientific investigations are carried out. However, none so far
has developed one without anomalies hitting at the very
foundations of these methods. Thomas Kuhn, a physicist who turned
his attention to the history of science made a commendable
attempt in his book The Structure of Scientific Revolution to create a
method in correlation with the history of science. The book
begins with his famous statement “History, if viewed as a
repository for more than anecdote or chronology, could produce a
decisive transformation in the image of science by which we are
now possessed”.1
He aimed at a philosophical view of the History of Science. In it
he held that science enjoys periods of stable growth punctuated
by revisionary revolutions. He further held that theories which
emanates from differing periods suffer certain kinds of failure
of comparability and thus he produced his incommensurability
thesis. He tried to explain that in the process of paradigm shift
a theory is overridden by a new theory which is incomparable with
it. Furthermore, reason as a prerequisite for theory choice was
denied by Kuhn. Instead he opted for a psychological basis to
explain his account of theory choice. However, the
incommensurability thesis would fetch Kuhn more enemies than
friends in the world of philosophy of science and he would spend
a great deal of his time explaining and re-evaluating his
incommensurability thesis.
1 Thomas S. Kuhn, The Structure of Scientific Revolutions (Chicago: University of ChicagoPress, 1970), p.1
This work is divided into four chapters. In the first we shall
look at the theory of science which will contain the
commonsensical view of science as well as the doctrines of
logical positivism. Finally in that chapter we shall look into
Kuhn’s account of normal science.
The second chapter shall be based on Kuhn’s revolutionary
science. Here we see the origin and nature of Kuhn’s idea of
paradigms and the variety of senses in which he employs the term.
Then still in this chapter we shall look at Kuhn’s scientific
revolutions. Here we shall discuss Kuhn’s treatment of anomalies,
crisis, response to crisis and revolutions.
A scientific revolution involves the abandonment of one paradigm
and the embracement of another. The idea that one paradigm cannot
be compared with another is what will occupy us in this chapter.
Here we shall discuss Kuhn’s sources of incommensurability which
also supply us with the types of incommensurability encountered
in Kuhn’s account of science.
In the fourth and final chapter, we shall make and evaluation of
Kuhn’s account of science as discussed in the preceding chapters.
This evaluation shall comprise a retrieval of the arguments
brought against Kuhn’s account of science and also an assessment
of the influences which Kuhn has had in philosophy of science.
CHAPTER ONE
THEORY OF SCIENCE
1.1 The Common View of Science
Scientific activity involves the use of certain scientific
methods to conclusively confirm or conclusively falsify various
theories. Theories are derived from observations which have been
experimented. The goal of science is to obtain knowledge of the
natural world. According to A.F Chalmers, “science is based on
facts; these facts are presumed to be claims about the world that
can be directly established by a careful, unprejudiced use of the
senses”.2 Science is thus a “structure built upon facts”.3
This popular notion or rather commonsensical view of modern
science takes its origin from the revolutionary efforts of
scientists such as Galileo. Prior to the seventeenth century, the
foundation or basis of science was not taken to be observable
facts, rather, science was founded on authority, the “authority
of Aristotle and the authority of the bible”.4 Both of these
authorities were taken at that time as the bases on which
scientific knowledge is derived. However, with the challenge
which scientists such as Galileo, who rather than appealing to
authority appealed to sense experience, posed to these
authorities, there was a shift on the bases of science. This
rebellious attitude fortunately gave birth to modern science
which from then on took the bases of science to be facts of
experience.
1.2 Logical Positivism
2 A.F. Chalmers, What is this Thing called Science (Cambridge: Hackett PublishingCompany, Inc. 1999), p. 1.3 Ibid.4 Ibid., p. 2.
The logical positivists were disciples of the methods of science
and mathematics; they were disposed to reject metaphysics as did
the earlier positivists who considered metaphysics, the same way
as Comte did earlier, as been outdated by science. Now they have
an additional argument, that metaphysics is impossible as shown
by the logical and essential character of language. But to
differentiate themselves from the earlier Comtean positivists and
to emphasize that they would combine the rigorous techniques of
the new logic with the empirical temper of David Hume, they
called themselves ‘Logical positivists, or sometimes ‘Logical
empiricists’.5 They elaborated upon the view that philosophy is
not a theory but an activity. They held that philosophy does not
produce propositions that are true or false; it merely clarifies
the meaning of statements, showing some to be scientific, some to
be mathematical, and some including most so-called “philosophical
statements” to be nonsensical.6 Characteristics of logical
positivism are doctrines such as the rejection of metaphysics and
5 Samuel E. Stumpf, Philosophy History and Problems (New York: McGraw-Hill, 1971),p. 4536 Richard A. Popkin, Philosophy Made Simple (NewYork : Heinemann professionalPublishers Ltd, 1981), p. 291.
theology; the emotive theory of moral judgement, the
verifiability theory of meaning; the unity of science; and the
claim that legitimate philosophy consists solely of logical
analysis”.7
The classic position of the logical positivist is the call for
the outright rejection of metaphysics, ethics and religion. This
position is contained in the Vienna Circle’s verification
principle. “The logical positivists, like Hume, claimed that all
legitimate uses of language were either synthetic and a posteriori,
that is, empirical, or were tautologies”.8 For the logical
positivists, the empirical propositions were those of the natural
sciences, which were understood to include the factual statements
of everyday life. “The tautologies are typically what we meet in
the exact sciences such as mathematics”.9 For the logical
positivists, the cognitive meaning of a sentence is its method of
verification. “If a sentence is not verifiable or is not a truth-
7 I. Ukpokolo, “Philosophy of Science: Nature and Programme” In Issues andProblems in Philosophy, edited by K. A Olu-Owolabi (Ibadan: Grovacs Network, 2007). p. 209.8 J. O. Urmson, Philosophical Analyses: its Development between the two World Wars (London:Oxford University Press, 1976). p.116.9 Ibid.
value tautology then it is cognitively meaningless. Logic,
mathematics, and the physical sciences are regarded as
legitimate, because they satisfy the verifiability criterion”.10
Rudolf Carnap states that there are direct and indirect
verification and both are central to the scientific method, “for
in the field of science, every proposition asserts something
about either the present perceptions or future perceptions. In
both cases, verification is either through direct perception or
by the logical connection of already verified propositions”.11
On the application of the verifiability criterion to metaphysics,
the logical positivists argue that metaphysics cannot be
subjected to empirical scrutiny and as such is meaningless.
Metaphysics is said to be concerned with the truth about the
nature of things and it often makes assertions such as ‘the
future resembles the past’ ‘space and time are absolute’. Science
thus would be based on metaphysical claims that could not be
subjected to empirical verification. This was rejected by the
positivists, “a pure scientific theory, they maintained, should
10 I. Ukpokolo, “Philosophy of Science: Nature and Programme” loc.cit.11 S.E. Stumpf, Philosophy: History and Problems op.cit., p. 454.
be an algorithm for the codification of experiences”.12 According
to Carnap, metaphysical propositions are not verifiable, or, if
an attempt at verification is made, the results are always
negative. He says that metaphysicians cannot avoid making their
propositions nonverifiable because if they make them verifiable
they would belong to the realm of empirical science since their
truth or falsehood would depend upon experience”.13 Thus he
rejects, out right, metaphysics, he says:
Metaphysical propositions are neither true nor false, because theyassert nothing, they contain neither knowledge nor error, they liecompletely outside the field of knowledge, of theory, outside thediscussion of truth or falsehood. But they are, like laughing,lyrics, and music, expressive. They express not so much temporaryfeelings as permanent emotions or volitional dispositions.... Thedanger lies in the deceptive character of metaphysics; it gives theillusion of knowledge without actually giving any knowledge. This isthe reason why we reject it.14
The logical positivists hold that scientific knowledge begins
from observations. These are then reported in observation
statements which in turn forms the basis of scientific theories.
Observation statements, for the positivists are singular
12 I. Ukpokolo, “Philosophy of Science: Nature and Programme” loc.cit.13 S.E. Stumpf, Philosophy: History and Problems loc.cit.14 R. Carnap, Philosophy and Logical Syntax (London: Kegan Paul, Trench, Trubner &Co. Ltd., 1935). p. 37.
statements, however, the theories which they form are expressed
in the form of universal statements.
The question then is how to logically justify the proclamation of
universal statements form a limited number of observation
statements. To this the positivists recommends an inductive
process. Thus a limited number of statements would produce a
legitimate generalisation but this will only happen under some
conditions. First, the number of observation statements must be
large. Secondly the observations must be repeated under a wide
variety of conditions. Thirdly, no one observation statement
should be found to be in conflict with the derived universal law.
“To this extent, science as a rational inquiry for the logical
positivist is based on the principle of induction. As it is put,
the body of scientific knowledge is built by induction from the
secure basis provided by observation”.15
Furthermore, the positivists argue that science is cumulative. In
other words, scientists have as their foundation achievements of15 A.F. Chalmers, What is this Thing called Science (Cambridge: Hackett PublishingCompany, Inc. 1999), quoted in I. Ukpokolo, “Philosophy of Science: Nature andProgramme” In Issues and Problems in Philosophy, edited by K. A Olu-Owolabi (Ibadan: Grovacs Network,2007). p. 211.
their predecessors, and “the progress of science is a steady
growth in our knowledge of the world”.16 This feature of science
is sharply contrasted with other activities, such as art,
literature and philosophy, which are progressive in a much looser
and controversial sense. Also, they claim that science is unified
in the sense that there is a single set of fundamental method for
all the sciences, and in the sense that the natural sciences at
least are all ultimately reducible to physics.
More so, it is claimed that there is an “epistemologically
crucial distinction between the context of discovery and the
context of justification”.17 The proof for scientific knowledge
ought to be evaluated without reference to the causal origins of
the theories or observations in question. In other words,
inquiries into who made some particular observations, and when a
theory was proposed and by whom for whatever reason, are not
necessary neither are they relevant to the question of the extent
to which the observations provide evidence for the theory. They
claim that there is an underlying logic of confirmation or
16 James Ladyman, Understanding Philosophy of Science (London: Routledge Publications,2002), p. 95.17 Ibid.
falsification implicit in all scientific evaluations of the
evidence for some hypothesis. Such evaluations are value-free in
the sense of being independent of the personal non-scientific
views and allegiances of scientists.
Furthermore, there is a sharp dichotomy between scientific
theories and other kinds of belief systems, as well as a sharp
distinction between observational terms and theoretical terms,
and also between theoretical statements and those that describe
the results of experiments. Observation and experiment is a
neutral foundation for scientific knowledge, or at least for the
testing of scientific theories. It is also agreed that scientific
terms have fixed and precise meanings.
1.3 Normal Science
Thomas Kuhn in his book The Structure of Scientific Revolutions challenged
the inductivist and falsificationist accounts of science. His
views have reverberated in the philosophy of science ever since.
Kuhn started his academic career as a physicist and then turned
his attention to the history of science. On doing so, he found
that his preconceptions about the nature of science were
shattered. He came to believe that traditional accounts of
science, whether inductivist or falsificationist do not bear
comparison with historical evidence.18
“Kuhn reports that his intellectually formative experience,
however, was inspired by his reading Aristotle’s Physics”.19 This
reading Kuhn refers to as his “Aristotle experience”. Kuhn
reports that he approached Aristotle’s texts with the Newtonian
mechanics in mind, and that his purpose was to answer the
question of how much mechanics Aristotle had known and the extent
of what he had left for upcoming scientists like Galileo and
Newton to discover. He states that having brought to the texts
the question formulated in that manner, he observed that
Aristotle had almost no knowledge of mechanics at all, and that
everything was left for posterity to discover. Precisely on the
topic of motion, Aristotle’s writings seemed to be full of
errors, both of logic and of observation. Kuhn reports that this
conclusion was disturbing for him, since Aristotle had been
18 A.F. Chalmers, What is this Thing called Science op.cit.,, p. 107.19 Thomas J. Hickey (2005), “Thomas Kuhn on Revolution and Paul Feyerabend onAnarchy” History of Twentieth Century Philosophy of Science, http://www.philsci.com (14 Nov. 2010), p. 6.
admired as a great logician and was an intelligent naturalistic
observer.
Kuhn then asked himself whether or not the fault was his rather
than Aristotle’s, because Aristotle’s words had not meant to
Aristotle and his contemporaries what they mean today to Kuhn and
his contemporaries. Kuhn describes his reconsideration of
Aristotle’s Physics: He reports that he continued to puzzle over
the text while he was sitting at his desk gazing abstractly out
the window of his room with the text of Aristotle’s Physics open
before him, when suddenly the fragments in his head sorted
themselves out in a new way and fell into place together to
present Aristotle as a very good physicist but of a sort that
Kuhn had never dreamed possible. Statements that had previously
seemed egregious mistakes afterward seemed at worst near misses
within a powerful and generally successful tradition. Kuhn then
inverts the historical order; his account of scientific
revolution describes what Aristotelian natural philosophers
required to reach Newtonian ideas instead of what he, a Newtonian
reading Aristotle’s text, required to reach those of the
Aristotelian natural philosophers. Thus he maintains that
experiences like his Aristotle experience, in which the pieces
suddenly sort themselves out and coming together in a new way, is
the first general characteristic of revolutionary change in
science. “He states that though scientific revolutions leave much
mopping up to do, the central change cannot be experienced
piecemeal, but that it involves some relatively sudden and
unstructured transformation in which some part of the flux of
experience sorts itself out differently and displays patterns
that had not been visible previously”.20 This theory of his
emphasizes on the revolutionary structure of scientific progress
whereby one theory is replaced by a new and incompatible one. A
summary of Kuhn’s theory of scientific progress and be depicted
with a simple format:
Pre-science – normal science – crisis – revolution – new normalscience – new crisis
Kuhn argued that the account of history which have been presented
by scientists “considerably simplify and distort the real story
of theory development and change”.21 This happens because the
20 Thomas J. Hickey (2005), “Thomas Kuhn on Revolution and Paul Feyerabend onAnarchy” op.cit., p. 7.21 James Ladyman, Understanding Philosophy of Science op.cit., p. 97.
primary aims of these summaries are to motivate and justify
contemporary issues and thus ignore the complexities of history.
According to Kuhn, “these historians confront growing
difficulties in distinguishing the scientific compound of past
observations and belief from what their predecessors had labelled
error and superstition”.22 For Kuhn, “if these out-of-date
beliefs are to be called myths, then myths can be produced by the
same sorts of methods and held for the same sort of reasons that
have led to scientific knowledge”.23 Thus for Kuhn the so called
out-of-date theories are not unscientific simply because they
have been abandoned.
In his book, The Structure of Scientific Revolutions, Kuhn states vividly
that normal science means “research firmly based on one or more
past scientific achievements, achievements that some particular
scientific community acknowledges for a time as supplying the
foundation for its further practise”.24 Kuhn further explains
that these achievements are recorded in textbooks, though most
times not in their original form. Also, science classics,
22 Thomas S. Kuhn, The Structure of Scientific Revolutions op.cit., p. 2.23 Ibid.24 Ibid., p. 10.
according to Kuhn, implicitly defend the legitimate problems and
methods of a research field for the posterity of practitioners.
Two essential features made this possible. First, their
achievements were sufficient enough to attract followers away
from other competing scientific activities. Secondly, it was able
to leave problems for the redefined group of practitioners to
solve. For Kuhn, scientific activity which possesses these two
features are paradigms.
Paradigms thus refer to accepted scientific practice which
provides the foundation from which particular coherent traditions
of scientific research spring up. A mature science according to
Kuhn is governed by a single paradigm; the paradigm sets the
standard for the legitimate work within the science it governs.
Scientific research may exist without paradigms but “acquisition
of a paradigm and of the more esoteric type of research it
permits is a sign of maturity in the development of any given
scientific field”.25 Paradigms are what guide the activity of the
normal science. In the words of A.F Chalmers “it coordinates and
directs the puzzle-solving activity of the groups of normal
25 Ibid., p. 11.
scientists who work within it. The existence of a paradigm
capable of supporting a normal science tradition is the
characteristic that distinguishes science from non-science”.26
Kuhn explains that transformations of paradigms in a normal
science are scientific revolutions and the successive transition
from one paradigm to another by the way of revolution is the
usual developmental pattern of mature science. According to Kuhn,
to be accepted as a paradigm, a theory must be better than other
competing theories, the best theory among them is taken as the
paradigm. However, it need not and in fact cannot explain all the
facts with which it can be confronted. Furthermore with the
development of a new paradigm, the old paradigm fades away;
When in the development of a normal science, an individual or groupfirst produces a synthesis able to attract most of the nextgeneration practitioners, the older schools gradually disappear. Inpart this conversion is caused by their members’ conversion to thenew paradigm. But there are always some men who cling to one oranother of the older views. They simply readout of the professionwhich thereafter ignore their work. The new paradigm implies a newand more rigid definition of the field.27
Paradigms gain their status in the scientific field because they
are more successful than other competitors. The success of such
26 A.F. Chalmers, What is this Thing called Science, op.cit., pp. 108- 109.27 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., pp. 18-19.
paradigm begins as a mere “promise of success discoverable in
selected and incomplete examples. Normal science consists in the
actualization of that promise”.28 This actualization comes about
when there is an increase in the extent of the match between
these facts which the paradigm displays and the predictions of
the paradigm and by further articulation of the paradigm itself.
Furthermore, normal science or the activities involved in normal
science does not constitute or drive towards calling new sorts of
phenomena neither is it aimed at constructing new theories. The
activities or the research involved in normal science is the
articulation of the phenomena and theories which are already
supplied by the paradigm. In highlighting a summary of the
activities in Kuhn’s normal science, John Losee puts it thus:
Increasing the precision of agreement between observations andcalculations based on the paradigm, extending the scope of theparadigm to cover additional phenomena, determining values ofuniversal constant, formulating quantitative laws which furtherarticulate the paradigm, and deciding which alternative way ofapplying the paradigm to a new area of interest is mostsatisfactory.29
These activities of normal science which are aimed at
“elaborating and extending is the success of a paradigm”30 leads
28 Ibid., p. 24.29 John Losee, A Historical Introduction to the Philosophy of Science, op.cit., p. 198.30 James Ladyman, Understanding Philosophy of Science op.cit., p. 100.
Kuhn to give a description of normal science as a puzzle solving
activity. The rules for solving puzzles are strict and determined
by the paradigm. “The puzzles will be of both a theoretical and
an experimental nature”.31 An example is given of the Newtonian
paradigm; within it typical theoretical puzzles involve devising
mathematical techniques for dealing with the motion of a planet
subject to more than attractive force, and developing assumptions
suitable for applying Newton’s law to the motion of fluids.
Experimental puzzles included the improvement of the accuracy of
telescopic observations and the development of experimental
techniques capable of yielding reliable measurements of the
gravitational constant.
When a scientist is faced with puzzles within a paradigm, the
scientist must presuppose that the paradigm is capable of solving
such puzzles. According to Kuhn, “one of the things a scientific
community acquires with a paradigm is the criterion for choosing
problems that while the paradigm is taken for granted, can be
assumed to have solutions”.32 Questions of this sort are the only
31 A.F. Chalmers, What is this Thing called Science, op.cit., p. 110.32 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 37.
kind which the scientific community would accept as scientific or
which it would encourage its members to undertake. Other problems
which may be faced by the paradigm are considered metaphysical or
the business of other discipline or are sometimes seen to be too
problematic. Kuhn further states that the paradigm could as well
protect the community from “socially important problems”33 that
cannot able to be reduced to puzzle form because it is not
possible to depict them in terms of the conceptual and
instrumental tools which are provided by the paradigm. According
to him, among the reasons why normal science progresses rapidly
is that its practitioners concentrate on problems that only their
own lack of ingenuity should keep them from solving. A failure to
solve a puzzle is considered to be a failure on the part of the
scientist and not the paradigm.
Kuhn further argues that the discovery or the determination of a
paradigm is prior to the discovery of any rules, of which is
thought, that guides the activities of the scientists in the
scientific community. According to Kuhn, scientists agree in the
identification of a paradigm without agreeing on, or even
33 Ibid.
attempting to produce a full interpretation or rationalization of
it. Lack of a standard interpretation or of an agreed reduction
to rules will not prevent a paradigm guiding research”.34 The
discovery of a normal science can be made by an inspection of a
paradigm which guides the normal science. However, though this
process of discovery may be aided by the rules and assumptions,
it is not dependent on it. Thus “the existence of a paradigm need
not even imply that any full set of rules exists”.35
Kuhn asserts that there are some reasons behind the nature of
priority of paradigms. One reason is that there is the
experience of extreme difficulty in the discovery of rules that
guides the traditions of normal science. He asserts that
scientists within a normal science work from models which have
been received through education without knowing or needing to
know the features that give the models the shape of a paradigm
and as such they do not need any set of rules.
Another reason is that concepts, laws and theories are learnt
with application to some “concrete range of natural phenomena”.36
34 Ibid., p. 4435 Ibid.36 Ibid.
Paradigms are discovered during a search for rules because such a
search to show such rules would come through their ability to do
successful research. In the process of this research, the
paradigm is what is discovered prior to any rule if in existence.
Also, another reason is that normal science can go on in as much
as the scientific community accepts without contestation the
problem-solution which has already been achieved.
Furthermore, the diversity of scientific fields and specialties
are easier to understand with paradigms than with rules. Rules
are usually common to a large number of scientific groups but a
paradigm is not of such nature; it is peculiar to a particular
scientific community. Scientists of different fields are educated
through the different achievements of their fields which have
been described in different books. “And even men who, being in
the same or in closely related fields, begin by studying many of
the same books and achievements may acquire rather different
paradigms in the course of professional specialization”.37
37 Ibid., p. 49.
In the previous discussion on the nature of normal science, we
said that paradigms control the scientific activity or the
puzzle-solving activity of the scientific community. The idea of
a paradigm is imperative to Kuhn's entire theory: normal science
would be non-existent without the existence of a paradigm and his
discourse on revolutionary science centres on the shift between
paradigms. In this chapter we will look at Kuhn’s revolutionary
science and by way of achieving this, we shall try to analyse the
nature of paradigms and his substitutions of the term. We shall
then look into his theory of revolutions.
2.1 Nature of a Paradigm
Paradigms emerge from a period of immature science, a period
marked by disorganised and diverse activities though with the
presence of ongoing scientific research. In this period, the
scientists begin from a period of nothing to establish a
scientific theory, the absence of a paradigm makes this period
consist of simple data collection with no real organising
principle, “consequently there is little opportunity for
collective progress. Even localized progress by a particular
school is made difficult, since much intellectual energy is put
into arguing over the fundamentals with other schools instead of
developing a research tradition”.38 For Kuhn, “the development of
science at this period resembles that of the social sciences and
the arts”.39
Progress comes when a scientist or a school of thought makes a
breakthrough in research whereby the problems which the
scientific schools are attempting to solve are solved through one
theory. This emerging paradigm thus comes out from one of the
theories existing in the community, having beaten off competition
from competing theories.
There are components which make up the paradigm. According to
A.F. Chalmers,
Among these components will be explicitly stated fundamental lawsand theoretical assumptions, Paradigms will also include standardways of applying the fundamental laws to a variety of types ofsituation. some very general, metaphysical principles that guidework within a paradigm. Finally, all paradigms will contain somevery general methodological prescriptions such as, "Make serious
38 Bird, Alexander, "Thomas Kuhn", The Stanford Encyclopedia of Philosophy (Fall 2013Edition), Edward N. Zalta (ed.),http://plato.stanford.edu/archives/fall2013/entries/thomas-kuhn/>.39 Thomas S. Kuhn, “The Function of Dogma in Scientific Research” in Readings inthe Philosophy of Science, edited by Baruch A. Brody (New Jersey: Prentice-Hall, Inc., 1970),p. 361.
attempts to match your paradigm with nature", or "Treat failures inattempts to match a paradigm with nature as serious problems.40
“Normal science involves detailed attempts to articulate a
paradigm with the aim of improving the match between it and
nature”.41 A paradigm will always be sufficiently indefinite and
restricted to leave plenty of work to be done and thus gives
normal science the character of a puzzle-solving activity.
It is in recognition of Kuhn’s theory of a paradigm that Donald
Davidson in his famous article: On the very idea of a Conceptual Scheme,
explains the ideas conceptual schemes. He writes:
Conceptual Schemes, we are told, are ways of organizing experience;they are systems of categories that give form to the data ofsensation; they are points of view from which individuals, cultures,or periods survey the passing scene. There may be no translatingfrom one scheme to another, in which case the beliefs, desires,hopes and bits of knowledge that characterize one person have notrue counterparts for the subscriber to another scheme. Realityitself is relative to a scheme: what counts as real in one systemmay not in another.42
Conceptual schemes here are the same with paradigms, providing
the backbone for the activities of a community, it gives the form
40 A.F. Chalmers, What is this Thing called Science, op.cit., p.109.41 Ibid.42 Donald Davidson, “On the Very Idea of A Conceptual Scheme”, The AmericanPhilosophical Association vol. 47, (1974), p. 1.
from which other things follow. Proponents of a particular scheme
are thus in another world of their own and there may be no
translation from one scheme to another. He argues that we cannot
make sense of any conceptual scheme which differs from our own,
for him “conceptual schemes different from our own must be
untranslatable into our own language and further that the idea of
untranslatable languages does not make sense”.43 Thus as Kuhn says
that scientists operating in different scientific traditions,
that is different paradigms, live in different worlds, so also
does practitioners of varying conceptual schemes live in
different worlds. In his philosophical investigations, Ludwig
Wittgenstein states that “to imagine a language game means to
image a form of life”.44 Wittgenstein describes the language game
as a form of life, he says that “when a person says something
what he or she means depends not only on what is said but also on
the context in which it is said. Importance, point, meaning are
given by the surroundings. Words, gestures, expressions come
43 R.L. Behera, “Donal Davidson on Conceptual Schemes”, Indian Journal of Education,Research Experimentation and Innovation vol.3, (March 2013), p. 244 L. Wittgenstein, Philosophical investigations translated by G.E.M Ascombe, (Oxford:Basil Blackwell Ltd., 1986).
alive, as it were, only within a language game, a culture, a form
of life”.45 J.F.M Hunter says of forms of life that “a form of
life is the same thing as a language game, and calling a
language-game a form of life is saying that it is something
formalized or standardized in our life; that it is one of life's
forms”.46 As previously stated, language game or forms of life,
forms the compound, that paradigm within which words and
expressions come alive, any other thing outside of the language
game and not being guided by it becomes thus meaningless. The
terms paradigm, conceptual scheme and form of life all appear to
the synonyms of each other. Each one of the philosophical terms
relating to the same concept, that is, a standard from which
research, expressions and ideas spring up within a community of
science or a language game or a congregation of ideas each with
its own rules without which there would be no sense at all.
2.2 Senses of a Paradigm
45 Duncan J. Richter “Ludwig Wittgenstein (1889-1951)” Internet encyclopedia ofPhilosophy http://www.iep.utm.edu/wittgens/.46 J. F. M. Hunter, “"Forms of Life" in Wittgenstein's "PhilosophicalInvestigations"”, American Philosophical Quarterly, Vol. 5, No. 4 (Oct., 1968), p.233
It is argued, against Kuhn, that the sense of the term Paradigm
is equivocal. In this respect, Dudley Shapere and Gerd Buchdahl
criticized Kuhn for shifting back and forth between a broad sense
and a narrow sense of ‘paradigm’. For them, if the sense in which
Kuhn intends to use is the narrow sense, then “the contrast
between normal science and revolutionary science is greatly
reduced. Thus instead of talking about “articulations of a single
paradigm”, the historian would have to discuss a succession of
distinct exemplars. And on the other hand, if it is the broad
sense of “paradigm” that Kuhn has in mind, then the concept is
too vague to be useful as a tool of historical analysis”.47 Kuhn
admits to the usage of the word in two different senses. He
identifies the usage of paradigms as exemplars on the one hand
and as disciplinary matrix on the other, though not explicitly
stated. He says that
On the one hand, it stands for the entire constellation of beliefs,values, techniques, and so on shared by the members of a givencommunity. On the other, it denotes one sort of element in thatconstellation, the concrete puzzle-solutions which, employed as modelsor examples, can replace explicit rules as a basis for the solution ofthe remaining puzzles of normal science.48
47 John Losee, A Historical Introduction to the Philosophy of Science, op.cit., p. 20148 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 175.
In the first sense pointed out by Kuhn, he refers to paradigms as
exemplars; this use of the term is in a narrow sense. It refers
to those successful parts of science that all those beginning
scientists learn, and which will provide them with a frame work
or back bone for the future development of their subject. “Anyone
familiar with a modern scientific discipline will recognise that
teaching by example plays an important role in the training of
scientists”.49 With the use of textbooks which are full of
standard problems and their solutions, students are set exercises
that require them to adapt the techniques used in the examples
and apply them to new situations in order that the students, if
they have the predisposition for it, learn how to apply these
techniques to new kinds of problems that nobody has been able to
solve.
This sense of exemplars Kuhn took to be the standard sense of the
word since it is the already conventional sense of the word. A
person who has lived a life worthy of emulation might be called a
paradigm of virtue if his or her behaviour is to be emulated or a
person’s work may be called a paradigm if it becomes the
49 James Ladyman, Understanding Philosophy of Science, op.cit., p. 99
framework of later generations. To pass through an instance:
“Plutarch’s live was regarded for centuries as the paradigm of
biographical writing and, as such, their form was taken as a
template and their style copied by many writers; art students who
copy the drawings of Raphael or musicians who learn to harmonize
in the manner of a Bach chorale take the works of past masters as
paradigms”.50 Thus paradigms in this narrow sense; as exemplars
are simply “stated, augmented and revised in textbooks which
contain illustrations and applications of a theory”.51
In this deeper sense, paradigm is a disciplinary matrix or “an
entire constellation of beliefs, values, techniques and so on
shared by the members of a given community. Members of a
community of practitioners may share a commitment to the
existence of theoretical entities. In addition, the members may
be in agreement about which types of investigation and
explanation are important. Such commitments and beliefs are part
of a “paradigm” in the broad sense”.52 Kuhn conceding that his
50 Alexander Bird, Philosophy of Science (Edinburgh: Taylor and Francis Group,2006), p. 18151 John Losee, A Historical Introduction to the Philosophy of Science, op.cit., p. 20152 Ibid., pp. 200-201.
use of the term ‘paradigm’ had been somewhat equivocal, then
substitutes ‘paradigm’ for ‘disciplinary matrix. He says that:
As currently used in philosophy of science…‘theory’ connotes astructure far more limited in nature and scope than the one requiredhere. Until the term can be freed from its current implications, itwill avoid confusion to include another. For present purposes Isuggest ‘disciplinary matrix: ‘disciplinary because it refers to thecommon possession of the practitioners of a particular discipline;‘matrix’ because it is composed of ordered elements of varioussorts, each requiring further specification.53
2.3 Scientific Revolution
This puzzle-solving activity, which is normal science, is very
successful in its aim, according to Kuhn, of expanding the scope
and precision of scientific knowledge. A normal science which is
successful, does not necessarily aim to discover novelties of
facts and theories, but in the course of expansion of research,
and the meeting of anomalies, scientists always discover new
theories and new phenomena are discovered. Under research
scientists discover new theories. According to Kuhn, this game of
consistent discovery of novelties and theories within the
community makes it an effective way to bring about a paradigm
change. He says that:
That is what fundamental novelties of fact and theory do. Producedinadvertently by a game played under one set of rules, their
53 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 182.
assimilation requires the elaboration of another set. After theyhave become parts of science, the enterprise, at least of thosespecialists in whose particular field the novelties lie, is neverquite the same again.54
Within the research which is conducted by scientists operating
with a particular paradigm the community, anomalies emerge. These
anomalies represent the first stage in the actualization of a
scientific revolution, however, anomalies do not immediately
bring about a crisis, some anomalies only lead to novelties and
they are easily dealt with by the scientists. Kuhn explains that
the normal reaction to anomalies is a modification of the
articulate rules and theories associated with the articulate
paradigm so that the anomalous fact can be assimilated. Success
in such modification is a significant achievement for a normal
science researcher.
There are other anomalies which may not be assimilated, the
scientists would normally set them aside under the assumption
that eventually they will be reconciled, and normal science
research continues with the consensus paradigm. “Scientists are
not easily distracted by anomalies from continued exploration of
54 Ibid., p. 52.
the promise of a generally still satisfactory paradigm”55; since
the paradigm remains largely successful, able to account for the
bulk of phenomena in its domain and if scientist are able to
solve problems and still expand its empirical applications, then
anomalies are set aside with the assumption that those anomalies
will eventually be taken care of by the paradigm. Kuhn here
rejects Karl Poppers falsificationism according to which
scientists do and should abandon any refuted theory, for him the
falsifying of a particular theory is not enough to completely
reject the theory and thus abandon it. The scientists will not
surrender the theory simply because it conflicts with a
particular evidence. According to Kuhn, scientists do not give
attention to all anomalies, “the scientist who pauses to examine
every anomaly he notes will seldom get significant work done”.56
The discoveries of new phenomena and anomalies begin the process
of a scientific revolution; however, though they are contributors
to the revolution, they do not and cannot solely bring about a
revolution but will rather lead to a higher and a more difficult55 Thomas J. Hickey (2005), “Thomas Kuhn on Revolution and Paul Feyerabend onAnarchy”, op.cit., p. 260.56 Thomas S. Kuhn, The Structure of Scientific Revolutions op.cit., p. 82.
situation. The presence of few anomalies experienced during
research within a paradigm, will not bring a problem to the
scientific community but the more anomalies are kept aside, they
begin to increase and they also become more serious. Then “those
modification which assimilate those anomalies which can be
assimilated, produce a certain amount of paradigm destruction”.57
This is then the period of crises within the community and this
situation of crises leads the scientist to begin the search for
alternative theories and thus to the invention of such theories.
According to Kuhn this situation seldom occurs in the evolution
of a paradigm, he says that:
But that invention of alternates is just what scientists seldomundertake except during the pre-paradigm stage of their science’sdevelopment and at very special occasions during its subsequentevolution. So long as the tools a paradigm supplies continue toprove capable of solving the problems it defines, science movesfastest and penetrates most deeply through confident employment ofthose tools. The reason is clear. As in manufacture so in science—retooling is an extravagance to be reserved for the occasion thatdemands it. The significance of crises is the indication theyprovide that an occasion for retooling has arrived.58
The period of crises is a necessary precondition for the
emergence of novel theories. Having been lead into confusion by
57 Thomas J. Hickey (2005), “Thomas Kuhn on Revolution and Paul Feyerabend onAnarchy” op.cit., p. 261. 58 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p.76.
the severe and prolonged anomalies which have hit the existing
paradigm and its theories, the scientists begin to lose faith and
then to consider alternatives. However, Kuhn states that this
loss of faith does not lead to an immediate renouncement of the
paradigm that has led them into crises. Kuhn states that “once it
has achieved the status of a paradigm, a scientific theory is
declared invalid only if an alternate candidate is available to
take its place”.59 He says further that it does not mean that
scientists do not reject scientific theories or that experience
and experiments do not make up an essential part of why
scientists reject theories, but it means that
the act of judgement that leads scientists to reject a previouslyaccepted theory is always based upon more than a comparison of thattheory with the world. The decision to reject one paradigm is alwaysthe simultaneous decision to accept another, and the judgementleading to that decision involves the comparison of both paradigmswith nature and with each other.60
Furthermore, Kuhn explains that there is a second reason why
scientists do not simply reject a paradigm when confronted by
anomalies or counter instances. He explains that counter
instances will only create crises or fortify already existing
59 Ibid., p. 77.60 Ibid.
crises but will be unable to falsify the scientific theory
because the defenders of that theory will do what scientists do
when they are confronted by anomaly. They will device numerous
articulations and ad hoc modifications of their theory in order to
eliminate the conflict”61
Kuhn states that there are some men who have been driven to
reject science because of their inability to tolerate crises. But
this rejection of science in favour of another occupation is,
according to Kuhn, the only kind of paradigm rejection which
counter-instances solely can lead. He states that “like artists,
creative scientists must occasionally be able to live in a world
out of joint”.62 He asserts that once a paradigm through which
nature is viewed has been found, there is nothing like research
in the absence of a paradigm. If a scientist rejects a paradigm
without accepting another paradigm or without simultaneously
substituting another, it is equivalent to a total rejection of
science itself. Such an act reflects not on the paradigm but on
61 Ibid., p. 78.62 Ibid., p.79.
the scientists and he will be viewed as “the carpenter who blames
his tools”.63
Kuhn further states that there is also no such thing as research
without counterinstances. Counter-instances provide the
difference between normal science and science in a crisis state;
it is not the case that normal science does not confront
counterinstances but “puzzles which constitute normal science
exists because no paradigm that provides a basis for scientific
research ever completely resolves all its problems”.64 However,
Kuhn states that every problem which is seen by normal science as
a puzzle can be seen from another point of view as a
counterinstance and thus as a source of crises. The presence of a
crisis does not ultimately transform, by itself, a puzzle into
counterinstance but by proliferating versions of the paradigm,
Kuhn states that crisis loosens the rules of normal puzzle-
solving in ways that ultimately permit a new paradigm to emerge.
Furthermore, Kuhn states that if an anomaly is to evoke crisis,
it must be more than just an anomaly. The scientist will not
63 Ibid.64 Ibid.
examine all anomalies but then what makes an anomaly worth
scrutinizing and giving attention? To this Kuhn says there is no
fully general answer. He says that sometimes, the anomaly will
call into question explicit and fundamental generalizations of
the paradigm, or an anomaly without apparent fundamental import
may evoke crisis if the applications that it inhibits have a
particular practical importance. Also, it could happen that the
development of normal science may transform an anomaly that had
previously been only a vexation into a source of crisis. Kuhn
says that when for these or other like reasons an anomaly comes
to be seen as more than just any other puzzle, “the transition to
crisis and to extraordinary science has begun”.65 The anomaly
comes to be more generally recognised as such by the profession.
The anomaly attracts more and more attention from the fields’
distinguished men and if it still continues to resist, many of
the scientists may come to view its resolution as the subject
matter of their discipline. For them, the field will begin to
look different. The continual resistance of the anomaly will
ignite some minor articulations of the paradigm which, though
65 Ibid., p.82.
maybe partially successful, will not be sufficient to be accepted
as a paradigm. Though the paradigm remains only a few of its
practitioners will agreed on its rules and what it is, even
formerly solved problems will be called into question.
According to Kuhn, “all crises begin with the blurring of a
paradigm and the consequent loosening of the rules for normal
research”.66 In this regard, research done in the period of crises
resembles research in the pre-paradigm period but the research
done in the period of crises has more precision and definition
than in the pre-paradigm period. Kuhn further states that there
are three ways in which crises may come to a close. First,
sometimes normal science proves itself capable of handling the
paradigm threatening crises despite the desolation of those who
have lost hope on the paradigm. Second, the problem could resist
all forms of approaches made by the defenders of the paradigm.
This will lead the scientists to the conclusion that no solution
will come from the present currency of their field and will then
set the problem aside hoping that posterity will provide a
solution. Thirdly and finally, a crisis will end with the birth
66 Ibid., p. 84.
of a new candidate for paradigm and the battle for the acceptance
of the paradigm begins.
Furthermore, the transition from a paradigm in crisis to a new
paradigm from which a new tradition of normal science arises,
says Kuhn, is not a cumulative process, that is, the new paradigm
does not erupt as an extension of the old paradigm. Kuhn says
that it is
Rather a reconstruction of the field from new fundamentals, areconstruction that changes some of the field’s most elementarytheoretical generalizations as well as many of its paradigms methodsand applications. During the transition period there will be a largebut never complete overlap between the problems that can be solvedby the old and the new paradigm. But there will also be a decisivedifference in the modes of solution. When the transition iscomplete, the profession will have changed its view of the field,its methods, and its goals.67
Consequently, the transition from an old paradigm to a new one is
not cumulative; the new paradigm which has come as a result of
crises becomes totally incompatible with the old paradigm. Thus
the tradition of the normal science is changed, the methods of
scientific research takes another direction for the goals of the
profession has itself changed. Therefore according to Kuhn
scientific revolutions are non-cumulative developmental episodes.
67 Ibid., p. 85.
He further says that if new theories are invented for the sake of
resolving anomalies in the relation of an existing theory to
nature, then the predictions permitted by the new theory must
differ from that of the old and that difference will not happen
if both theories were logically compatible. Thus the new theory
must displace the first one.68
Kuhn further gives the functions which paradigms and revolutions
play. According to him, periods of normal science provides
scientists with the opportunity to develop the cryptic details of
a theory. While working within the frame of a particular
paradigm, they are able to perform experiments and theoretical
works necessary to increase the complementarities between the
paradigm and nature. Since the scientists are already confident
of the paradigm, they devote greater part of their energy in
solving puzzles which they experience in the paradigm. More so,
if all scientists were critical of all parts of the paradigm at
all times, little or no work will get done hence it is necessary
that normal science remains largely uncritical.
68 Ibid., p. 97.
That normal science should remain uncritical, as asserted by
Kuhn, does not imply that the scientists should remain locked up
in a single paradigm for an entire lifetime. If they remained
normal scientists, it makes it impossible for the progress of
science to occur. “A paradigm embodies particular framework
through which the world is viewed and described, and a particular
set of experimental and theoretical techniques for matching the
paradigm with nature”.69 However there is no reason to expect that
a paradigm is perfect neither are there any procedures of
arriving at a perfect paradigm. Thus there should be within
science, a means of breaking out of one paradigm in to a better
one. This, according to Kuhn, is the function of revolutions.
Paradigms will at some point be inadequate in its match with
nature, when this match becomes serious, a crisis arises and then
the revolutionary step of replacing an entire paradigm with a new
incompatible and incommensurable one becomes very necessary for
the sake of progress in science.
Furthermore, Kuhn argues that successive paradigms are both
necessary and irreconcilably different in some aspects. Mainly,
69 A.F. Chalmers, What is this Thing called Science, op.cit., p. 118.
“successive paradigms tell us different things about the
population of the universe and about that population’s behaviour.
And they differ, that is, about such questions as the existence
of subatomic particles, the materiality of light and the
conservation of heat or of energy”.70 These Kuhn says are the
substantive differences between successive paradigms. However, he
further says that paradigms differ in more than substance, for
they are directed not only to nature but also back upon the
science that produced them. They are the sources of methods,
problem-field, and standard of solution accepted by any mature
scientific community at any given time. As a result, the
reception of a new paradigm often necessitates a redefinition of
the corresponding science. Some old problems may be relegated to
another science or ultimately declared unscientific. Others that
were previously non-existent or trivial may, with a new paradigm,
become the very archetypes of significant scientific achievement.
Thus implying that when paradigms change, so often, does the
standard that distinguishes a real scientific solution from a
mere metaphysical speculation, word game, or mathematical play.
70 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 125.
More so, paradigm change or revolution changes the world view of
the scientists, it seems as if the world changes with the
paradigm. Scientists now see the world of their research
differently. He says that:
Led by a new paradigm, scientists adopt new instruments and look inthe new places. Even more important, during revolutions scientistssee new and different things when looking with familiar instrumentsin places they have looked before.71
Newton-Smith opines that “if by ‘change of world view’ we mean a
change in our basic beliefs and/or attitudes, this is merely a
trivial consequence of the fact that in changing paradigms we are
changing our theoretical assumptions”.72 The occurrence of a
paradigm shift involves the change of some of our deeply held
beliefs about the world.
Kuhn likens paradigm shift to a gestalt switch, he says that the
transformation which occurs in the world views of the scientist
is something more or less like a gestalt switch. The gestalt
switch presents a duck rabbit/image, at first glance the image is
seen as a duck and then later on that same picture is seen as a
71 Ibid., p. 111.72 W.H. Newton-Smith, The rationality of science (London: Routledge and Kegan PaulLtd., 1981), p. 117.
rabbit. Kuhn says that the change in world view of the scientists
is in similarity to the gestalt switch, the scientist sees the
world from a particular point of view under a particular paradigm
and then the world view changes in respect to change in paradigm
though the world remains the same.
According to Newton-Smith, there are two obvious ways in which a
theoretical change can bring about a shift in the perception of
the world. First, “it will affect the way we describe the objects
which are the causes of our visual experience. Second, a shift in
the paradigm may influence not only how we perceive what we see,
it will also affect where and how we look at and for things”.73 He
gives the example of Uranus being accepted as a previously
unknown planet, the acceptance of this spurred the search for
other planets thus leading to the discovery of asteroids and
other planets.
When, therefore, the normal science tradition changes, that is,
at times of revolution, the scientist’s perception of the
environment must be re-enlightened and must learn to see the new
73 W.H. Newton-Smith, The rationality of science, op.cit., pp. 118-119.
gestalt. After this re-enlightenment, the world of his research
will be incommensurable with the previous paradigm. That is why
schools guided by different paradigms are always slightly at
cross purposes. Thus the proponents of differing paradigms will
to some extent experience difficulty even communicating with each
other, because they will use the same terms to mean different
things.
CHAPTER THREE
INCOMMENSURABILTY
3.1 What is Incommensurability?
The mathematical term incommensurable according to the New
Webster’s Dictionary of the English Language means “having no common measure
or basis of comparison, having no common integral divisor”.74
74 The New Webster’s dictionary of the English Language (1997), s.v.“incommensurability”, ed. Donald Bolander et. al., International Edition. (New York: Lexicon Publications).
Terms being incommensurable imply that there is no way that
either terms could be measured or compared. In the field of
philosophy of science, incommensurability is a relation of
incomparability, purported to obtain between some pairs of
successive or competing scientific theories. The term was
employed and developed upon in the philosophy of science by Paul
Feyerabend and Thomas Kuhn although both of them do not apply the
term to exactly the same cases.
Feyerabend’s argument for the incommensurability of scientific
theories stems from his critique of the “empiricist idea of a
theory-neutral observation language”75which claims that the
meaning of observational terms are independent of theories. He
argues against the reductionist idea of the empiricist. He says
What happens . . . when a transition is made from a theory T’ to awider theory T (which . . . is capable of covering all the phenomenathat have been covered by T’) is something much more radical thanincorporation of the unchanged theory T’ (unchanged, that is, withrespect to the meanings of its main descriptive terms as well as tothe meanings of the terms of its observation language) into thecontext of T. What does happen is, rather, a replacement of theontology (and perhaps even of the formalism) of T’ by the ontology(and formalism) of T, and a corresponding change of the meanings ofthe descriptive elements of the formalism of T’ (provided theseelements and this formalism are still used). This replacement
75 Howard Sanky, “Incommensurability”, The Philosophy of Science: An Encyclopedia ed.Sahotra Sarkar and Jessica Pfeifer, 2006 ed., p. 370.
affects not only the theoretical terms of T’ but also at least someof the observational terms which occurred in its test statements.76
For Feyerabend, a change in theoretical ontology will lead to
variation in the meaning of the vocabulary employed by theories.
Hence it is not possible for one theory to be deductively
subsumed by another, due to differences in the meaning of the
terminology employed by the theories. The failure of reduction,
for Feyerabend, occurs due to incommensurability; there is no
equivalence in the vocabulary employed by different theories. He
further argues that the concept of one theory cannot be defined
based on the concepts of another and further, no empirical
statement can be possibly made which will correlate the concepts
of one theory with another. Theories therefore are incompatible
with each other and as such incommensurable.
From Kuhn’s progression from normal science to revolutionary
science, we see the paradigm shift that occurs from one paradigm
to the other and more precise to an incompatible paradigm.
76 Paul Feyerabend, ‘‘Explanation, Reduction and Empiricism’’ in Realism,Rationalism and Scientific Method: Philosophical Papers, vol. 1. (Cambridge: Cambridge University Press,1962). p. 44 .
Scientists move from an old paradigm which has been hit severely
with crisis and as such can no longer perform its function and
then move to a new paradigm which is not compatible with the old
one. A battle thus ensues between defenders of the old paradigm
and advocates of a new one. This battle is characterised by the
lack of communication between both paradigms due to
incommensurability. Kuhn argues that “there is no higher standard
for comparing theories than the assent of the relevant community,
and that the choice between competing paradigms proves to be a
choice between incompatible modes of community life”.77
That theories from different paradigms are incommensurable is the
reason why Kuhn’s picture of science is often called relativist;
it is seen as implying that the standards of rationality are
relative to a paradigm, not absolute. For Kuhn, there are two
sources of incommensurability. The first is the fact that the
standards or methods of theory accessibility and evaluation are
paradigm relative. The second is the claim that the meanings of
the terms used in the competing theories or paradigms are not the
same. So that, while two theories may seem to contradict one
77 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 94.
another, this is in fact a matter of equivocation. This theory
can be explained with the example of “an encounter between a
proponent of Newtonian mechanics and a proponent of relativistic
mechanics. Even though both may express their theories in English
and to a large extent use the same words, it does not follow that
they mean the same thing by these words”.78 For Kuhn, the shift
which has occurred is so extreme that it is not possible for the
concepts of one theory to be expressed in terms of the concepts
in another theory. Thus both theories can in no way be compared.
“If this were the case one would have to say that while the two
theoreticians appeared to say incompatible things about mass or
time or space, they were in fact merely equivocating”.79
According to Kuhn, the incommensurability of competing paradigms
is due to differences that arise at three levels between
paradigms. The first difference involves variation at the
methodological level. Paradigms address different problem-solving
agendas and employ different standards of theory appraisal. The
second difference is at the semantic level. There is variation in
78 W.H. Newton-Smith, The rationality of science, op.cit., p. 10.79 Ibid.
the concepts employed by paradigms, which leads to change in the
meanings of the terms that express key scientific concepts. The
third difference relates to the theory-dependence of observation.
Not only do scientists observe different things, also the content
of their perceptual experience when they observe the same thing
depends upon the paradigm in which they work. These different
levels between paradigms will lead us to the types of
incommensurability.
3.2 Types of Incommensurability
The types of incommensurability which can be found in Kuhn's work
and which shall be discussed here are the methodological,
observational, early semantic and later semantic
incommensurability
3.2.1 Methodological Incommensurability.
Methodological incommensurability, in Kuhn’s thesis, arises in
science because puzzle-solutions from different eras of normal
science are evaluated by reference to different paradigms. The
methods by way of providing solutions to problems as well as
accessing data vary in accordance to particular paradigms.
According to Philip Kitcher, “the methods and standards of
evidence employed by the parties to a revolutionary debate are
not constant. Opinions diverge about what problems are most
important and about the constraints that are to govern adequate
solutions”.80 According to Kuhn, “the proponents of competing
paradigms will often disagree about the list of problems that any
candidate for paradigm must resolve. Their standards or their
definitions of science are not the same”.81
In general, “the factors that determine our choices of theory
(whether puzzle-solutions or potential paradigm theories) are not
fixed and neutral but vary and are dependent in particular on the
disciplinary matrix within which the scientist is working”.82 For
Kuhn, “there is no neutral algorithm for theory-choice, no
systematic decision procedure which, properly applied, must lead
each individual in the group to the same decision”.83 Thus even
among scientists working within the same disciplinary matrix,80 Philip Kitcher, “Implications of Incommensurability” in The Philosophy of ScienceAssociation vol. 281 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 148.82 Bird, Alexander, "Thomas Kuhn", The Stanford Encyclopedia of Philosophy, Loc.cit. 83 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 200
there is no guarantee that they would arrive at the same
evaluation of a theory since there is no algorithm for theory
choice. However here there is less divergence than when the
difference is between theories in different disciplinary
matrices.
According to Kuhn, there are five characteristics or values to
which scientists in a particular paradigm or disciplinary matrix
adhere:
First, a theory should be accurate: within its domain, that is,consequences deducible from a theory should be in demonstratedagreement with the results of existing experiments and observations.Second, a theory should be consistent, not only internally or withitself, but also with other currently accepted theories applicableto related aspects of nature. Third, it should have broad scope: inparticular, a theory's consequences should extend far beyond theparticular observations, laws, or subtheories it was initiallydesigned to explain. Fourth, and closely related, it should besimple, bringing order to phenomena that in its absence would beindividually isolated and, as a set, confused. Fifth-a somewhat lessstandard item, but one of special importance to actual scientificdecisions-a theory should be fruitful of new research findings: itshould, that is, disclose new phenomena or previously unnotedrelationships among those already known.84
84 Thomas S. Kuhn, “objectivity, value and judgement”. In The essential Tension:Selected Studies in Scientific Tradition and Change, Thomas Kuhn (Chicago: The University ofChicago Press, 1977), quoted in Yuri Balashov and Alex Rosenberg ed.,Philosophy of Science Contemporary Readings (London: Routledge Publications, 2002), p.421.
These five characteristics pointed out by Kuhn are all standard
criteria for evaluating the adequacy of a theory and they provide
the shared basis of a theory choice. However, these
characteristics do not remove incommensurability because it still
depends on the paradigm to determine what counts as fruitfulness,
broad scope, accuracy, simplicity and consistency, and different
paradigms could also weigh them differently. Ladyman explains
this thus:
Taking accuracy, for example, accuracy is a matter of a theoryfitting the data. Data are what we get from observation. But,according to Kuhn, what we observe is itself dependent on aparadigm. We encounter again the theory dependence of observation.Or, take simplicity. Someone might regard the mechanics of thespecial theory of relativity as comprising a set of elegantly simpleequations; alternatively, one might regard the retreat fromEuclidean geometry as giving up on simplicity.85
Furthermore, Kuhn states that there are two sorts of difficulties
which are normally encountered by those who use these criteria in
choosing between paradigms. “First, individually, these criteria
are imprecise: individuals may, for example, differ in their
application to concrete terms cases. Second, when they are
employed together, they repeatedly prove to conflict with one
85 James Ladyman, Understanding Philosophy of Science, op.cit., pp.184-185.
another; accuracy may, for example, dictate the choice of one
theory, and the scope the choice of its competitor”.86 Accuracy
according to Kuhn is the most decisive of all the criteria
because it is less equivocal than the others and because
predicative and explanatory powers which are essential to the
scientists, depend on accuracy. However, the accuracy of a theory
cannot save the theory from discrimination or outright rejection.
Copernicus’ system, as exemplified by Kuhn, was not more accurate
than Ptolemy’s until it was revised by Kepler more than sixty
years after the death of Copernicus. The point here is that if
Kepler had not found other reasons to choose heliocentric
astronomy, then the improvements made on the accuracy on
Copernicus’ work would not have been made and the work would have
been forgotten. Thus accuracy by itself is insufficient for a
theory choice. Tackling the criterion of consistency, Kuhn
explains that as astronomical theories, both Ptolemy’s and
Copernicus’ theories were both internally consistent, but their
relation to related theories in other fields differed. The same
can be said of the other criteria among the five given, used
86 Ibid.
individually they are not sufficient for the choice of a theory.
Kuhn states that when scientists must choose between competing
theories, two men who are fully committed to the same criteria of
theory choice may still reach different conclusions. Probably
they may interpret simplicity differently or have different
understandings of the fields to which the criterion of
consistency should be met in a theory.
According to Kuhn, there is the possibility of finding out the
reasons why a scientist chose a particular theory at a particular
time, but in doing that one would have to go beyond the criteria
of theory choice already given to the characteristics of the
individual who made the choice. Here we would then have to deal
with different characteristics in accordance with different
individual scientists.
3.2.2 Observational Incommensurability
Methodological incommensurability shows that there cannot be any
universal methods of making inferences from data. But Kuhn
explains that even if there were any methods, incommensurability
would still not be avoided because the scientists could still
disagree on the nature of the observational data.
This source of incommensurability Kuhn took to be the most
important. He focused on the nature of perceptions and set out to
explain that observations of the scientists changes as a result
of a revolution. Together with Hanson, this view was developed
into what became the thesis of the ‘theory-dependence of
observation’. Kuhn denies that there is a neutral observation,
language and claims that practitioners of a paradigm learn to
report their observations in a paradigm-laden manner. According
to Ladyman, “if it is true that all observations are contaminated
by background theories then the merits of each paradigm cannot be
compared by subjecting them to experimental test because the
proponents of the competing paradigms will not necessarily agree
about what is observed”.87 This is in line with Kuhn's position
which holds that “observations of scientists are influenced by
prior beliefs and experiences, thus it cannot be expected that
87 Ibid., p. 116.
two scientists when observing the same scene will make the same
theory-neutral observations”.88
Perhaps, different paradigms have their own ways of reporting
observations, advocates of competing theories will not
characterise what they see in the world in the same way. Hence,
Kuhn speaks of scientists working in different paradigms as
living in different worlds. Here Kuhn does not deny the existence
of a real and objective world which does not change according to
the changes in our theories or paradigms; neither does he create
a world of the scientists different from this normal world. As
Kuhn puts it:
Both are looking at the world, and what they look at has notchanged. But in some areas they see different things, and they seethem in different relations one to the other. That is why a law thatcannot even be demonstrated to one group of scientists mayoccasionally seem intuitively obvious to another. Equally, it iswhy, before they can hope to communicate fully, one group or theother must experience the conversion that we have been calling aparadigm shift. Just because it is a transition betweenincommensurables, the transition between competing paradigms cannotbe made a step at a time, forced by logic and neutral experience.Like the gestalt switch, it must occur all at once (though notnecessarily in an instant) or not at all.89
88 Bird, Alexander, "Thomas Kuhn", The Stanford Encyclopedia of Philosophy, Loc.cit.89 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 150.
For Kuhn there is no step by step or gradual process in the
transition between competing and incommensurable paradigms, the
switch must happen all at once. More so, “Kuhn argued that the
rigorous training required for admittance to a paradigm
conditions scientist's reactions, expectations and beliefs, so
that learning how to apply the concepts of a theory to solve
exemplary problems determines scientists' experiences”.90 For
instance, where a proponent of the Newtonian theory sees a
pendulum, an Aristotelian saw constrained free fall; where a
disciple of Priestley saw dephlogisticated air, that of Lavoisier
saw oxygen; where Berthollet saw a compound that could vary in
proportion, Proust saw only a physical mixture.
3.2.3 Early Semantic Incommensurability
Incommensurability is seen, in Kuhn’s Thesis, in accordance with
the concepts and terms employed by different paradigms. According
to Kuhn, since the new paradigms are born from old ones, they
90 Oberheim, Eric and Hoyningen-Huene, Paul, "The Incommensurability ofScientific Theories", The Stanford Encyclopedia of Philosophy (Spring 2013 Edition), Edward N. Zalta (ed.), http://plato.stanford.edu/archives/spr2013/entries/incommensurability/>.
incorporate much of the vocabulary and apparatus, both conceptual
and manipulative that the traditional paradigm had previously
employed. However the new paradigms less often employ these
borrowed elements in the same way that the traditional paradigm
employed them. He states that “within the new paradigm, old
terms, concepts, and experiments fall into new relationships one
with the other. The inevitable result is what we must call,
though the term is not quite right, a misunderstanding between
the two competing schools”.91 Thus if we have two distinct
theories then their terms will differ in meaning, even if the
words are the same. Kuhn gives the example of the word “mass”, as
used in Newton and Einstein. According to him, the term as
employed by both scientists differed in meaning. According to
Newton, mass is conserved, while in Einstein’s theory mass is not
conserved but can be converted into and from energy. Thus the two
physicists must have meant different things by the term “mass”.
Furthermore, Kuhn believes meaning is holistic. Thus he advocates
the interrelatedness of the meaning of terms according to which
the meaning of one term changes the meanings of other related
91 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 149.
terms. This belief is observed in his example of how the meaning
of the term mass differs in Newton and Einstein, “to make the
transition to Einstein’s universe, the whole conceptual web whose
strands are space, time, matter, force, and so on, had to be
shifted and laid down again on nature whole”.92 Thus the change
in the meaning of a term employed in the traditional paradigm
would also spur the change in the meaning of other related terms
in the new paradigm.
Furthermore, Kuhn concurs with Quine’s thesis of the
indeterminacy of translation. They both rejected the idea that
the vocabulary of a language can be assigned meaning independent
of the theories presented in the language. Hence for Kuhn, there
is no neutral language in which one can compare paradigms. The
result is that the competing parties in a scientific revolution
mostly resort to extra-rational means to settle their dispute.
3.2.4 Later Semantic Incommensurability
In later works, Kuhn links the translation failure between
disciplinary matrices to change of classification. He refines his
92 Ibid.
incommensurability thesis and brings about another version known
as the local incommensurability. Howard Sankey explains that the
notion of local incommensurability involves “the failure to
translate between localised clusters of interdefined terms”.93
Kuhn states that
The claim that two theories are incommensurable is the claim thatthere is no language, neutral or otherwise, into which boththeories, conceived as sets of sentences, can be translated withoutresidue or loss… most of the terms common to the two theoriesfunction the same way in both: their meanings, whatever they maybe,are preserved: their translation is simply homophonic. Only for asmall subgroup of usually interdefined terms and for sentencescontaining them do problems of translatability arise.94
Kuhn continues to link translation failure with change of
classification. He states that “incommensurability arises from
differences in classificatory schemes”.95 This description he
terms taxonomic incommensurability. According to Kuhn, there must
be some sort of lexical taxonomy in place before any description
of the world can begin. Shared taxonomic categories are
imperative to unproblematic communication, including
communication required for truth claims. If speech communities,
93 Howard Sankey, “Kuhn’s Changing Concept of Incommensurability”, British Journalof Philosophy of Science, vol.44, no.4 (1993), p.771.94 Ibid.95 Bird, Alexander, "Thomas Kuhn", The Stanford Encyclopedia of Philosophy, Loc.cit.
according to Kuhn, have different taxonomies, then members of one
of the communities can be able to make statements that though are
meaningful within that speech community, will not be able to be
articulated by members of the other speech community.96
“In the transition between theories, both criteria of
classification and membership of taxonomic categories undergo
change”.97 At the semantic level, taxonomic change gives rise to
differences in meaning to some of the vocabulary inherited by the
new paradigm from the old, as well as the introduction of
vocabulary which has new meanings. Because taxonomic change
involves change of interconnected categories, the meanings of the
terms affected by such change are related in a holistic manner.
For Kuhn, incommensurability here is at parallel with
untranslatability, he states thus:
Incommensurability thus becomes a sort of untranslatability,localized to one or another area in which two lexical taxonomiesdiffer. The differences which produce it are not any olddifferences….. Violations of those sorts do not bar intercommunityunderstanding. Members of one community can acquire the taxonomyemployed by members of an-other, as the historian does in learning
96 Thomas S. Kuhn, The Road Since Structure, (Chicago: University of Chicago Press,2000). p. 4.97 Howard Sanky, “Incommensurability”, The Philosophy of Science: An Encyclopedia ed.Sahotra Sarkar and Jessica Pfeifer, 2006 ed., p. 372.
to understand old texts. But the process which permits understandingproduces bilinguals, not translators, and bilingualism has a cost,which will be particularly important to what follows. The bilingualmust always remember within which community discourse is occurring.The use of one taxonomy to make statements to someone who uses theother places communication at risk.98
We see that for Kuhn there are no methods or ways in which terms
or the vocabulary of a particular community can be translated in
accordance with another community. Even if they share the same
terms, their meanings would be different, and thus reduces the
possibility of communication among competing theories. Each
theory possesses a central set of interdefined terms, which
cannot be translated in piecemeal fashion into the vocabulary of
a theory with a different taxonomic structure.
The problematic nature of translation, as developed by Kuhn,
arises from two assumptions. First, Kuhn takes meaning to be
holistic as previously stated, implying that meaning is holistic.
A change in the meaning of one part of the lexical structure will
result in a change to all its parts. The consequence of this to
translation is that “it would rule out preservation of the
translatability of taxonomies by redefining the changed part in
98 Thomas S. Kuhn, The Road Since Structure, op.cit., p. 5
terms of the unchanged part”.99 Secondly, Kuhn takes “the ‘no-
overlap’ principle which states that categories in a taxonomy
must be hierarchically organised, that is, if two categories have
members in common, then one must be fully included within the
other; otherwise they are disjoint, they cannot simply overlap.
For example, there are no dogs that are also cats; neither is
there gold which is at the same time silver. This rules out the
possibility of an all-encompassing taxonomy that incorporates
both the original and the changed taxonomies”.100 This principle,
according to Kuhn, is what makes such terms kind terms and by way
of function, kind terms are those terms which are used to state
theories and these kind terms must be learned together through
experience.
He presents two possibilities or ways of learning kind terms;
according to him, most kind terms could be learnt as members of a
particular set or as contrast to another set. For instance, for
one to learn the term liquid, one must also master the terms
solid and gas. “There are other kind terms which cannot be learnt
99 Bird, Alexander, "Thomas Kuhn", The Stanford Encyclopedia of Philosophy, Loc. Cit.100 Ibid.
as contrast sets but must be learnt together with related terms
through their application to situations that exemplify natural
laws. Such that in mastering the term force, the terms mass and
weight have to be learnt through he application of Newton’s three
laws of motion or Hooke’s law”.101 Furthermore, through
revolution, the no-overlap principle breaks due to the fact that
during revolution, the relational structure between pre-existing
kind terms breaks. Thus terms becomes mutually exclusive to one
another, such that a kind term from one taxonomy will not fit
into another taxonomy because the object to which the kind terms
refers will be subjected to a different kind of law. Thus the
consequence of this would be “conflicting expectations about the
same objects, loss of logical relations between statements made
with those concepts, and ultimately incoherence and
miscommunication”.102
101 Oberheim, Eric and Hoyningen-Huene, Paul, "The Incommensurability ofScientific Theories", The Stanford Encyclopedia of Philosophy, Loc.cit.102 Ibid.
CHAPTER FOUR.
EVALUATION AND CONCLUSION
4.1 Criticisms Against Kuhn’s Theory
Kuhn’s theory of science or his philosophy of science as seen in
his Structure of scientific Revolutions, is very controversial and has
attracted criticism of other philosophers of science. In order to
have a full grasp of Kuhn’s idea of revolution in science, one
first has o understand the concept of a paradigm. Margaret
Masterman already finds a problem with Kuhn’s paradigms: that is
the problem of the multiple definitions of a paradigm. According
to her, “Kuhn uses the term paradigm in not less than twenty-one
different senses in his book and according to her, all the senses
of in which paradigm is used are inconsistent with each other”.103
Kuhn has been accused of using the term equivocally, for Shapere,
Kuhn multiplicity of the meaning of the term paradigm or the
equivocal style in which the term is used leads to relativism. He
says of Kuhn:
103 Margaret Masterman, In Criticism and the Growth of Knowledge, Edited by Imre Lakatos and Alan Musgrave (New York: Cambridge University Press, 1970), p. 61.
But Kuhn, carried away by the logic of his notion of a paradigm,glosses over many important differences between scientificactivities classified as being of the same tradition, as well asimportant continuities between successive traditions. He is thus ledto deny, for example, that Einsteinian dynamics is an advance overNewtonian or Aristotelian dynamics in a sense more fundamental thancan consistently be extracted from his conceptual apparatus. If oneholds, without careful qualification, that the world is seen andinterpreted "through" a paradigm, or that theories are"incommensurable," or that there is "meaning variance" betweentheories, or that all statements of fact are "theory-laden," thenone may be led all too readily into relativism with regard to thedevelopment of science.104
Several critics have maintained that this free and easy
manipulation of the notion nullifies the value of his work. Again
Shapere asserts:
I have tried to show, such relativism, while it may seem to besuggested by a half-century of deeper study of discarded theories,is a logical outgrowth of conceptual confusions, in Kuhn's case owingprimarily to the use of a blanket term. For his view is made toappear convincing only by inflating the definition of “paradigm”until that term becomes so vague and ambiguous that it cannot easilybe withheld, so general that it cannot easily be applied, somysterious that it cannot help explain, and so misleading that it isa positive hindrance to the understanding of some central aspects ofscience; and then, finally, these excesses must be counterbalancedby qualifications that simply contradict them”.105
Sir Karl Popper was one of the first people to go against Kuhn’s
normal science thesis. In his work titled Normal Science and Its
104 D. Shapere, "The Structure of Scientific Revolutions," Philosophical Review,1973, p. 393.105 Ibid.
Dangers, Popper shows sympathy for the scientist who would, in
Kuhn’s world, be characterised as the normal scientist because
according to Popper he has been taught badly; he has been led in
the spirit of dogmatism and indoctrination. Unable to seek the
reasons why there is the application of theories but rather
content with the indispensible act of puzzle-solving. He also
opines that through a walk into the tunnel of history, one would
discover that history does not support Kuhn’s avocation of normal
science for just a few scientists in the history of science could
be regarded as normal in the Kuhnian sense. Also for Popper, what
Kuhn suggest is normal science is not normal at all. For Popper,
this dogmatic attitude intrinsic in Kuhn’s normal science is
dangerous “to science and to our civilization”.106
Some other philosophers have critiqued Kuhn claiming that he
simply makes “a caricature of science”.107 For John Watkins, “Kuhn
had depicted science as a series of widely spread upheavals
separated by lengthy dogmatic intervals”.108 Watkins further tries106 Karl Popper, “Normal science and its Dangers” in Criticism and the Growthof Knowledge, edited by Imre Lakatos and Alan Musgrave (London: Cambridge University Press,1970), 53.107 John Losee, A Historical Introduction to the Philosophy of Science, op.cit., p. 201.108 Ibid., p. 202
to repudiate Kuhn reliance on the history of science as
sufficient evidence for the normal science - revolutionary
science - normal science cycle. According to him counter-examples
from history in which there was the absence of the birth of a new
paradigm as well as the absence of the characteristics of normal
science as described by Kuhn already debunks this. He argues that
although Newtonianism turned into something somewhat like a
Kuhnian paradigm, no such paradigms emerged during the history of
the theory of matter. He states that “from the pre-Socratics to
the present day there has been an unending debate between
discontinuous and continuous concepts of matter, between various
atomic theories on the one hand and ether, wave and field
theories on the other”.109 Furthermore, Watkins argues that,
contrary to Kuhn’s description, it is never possible for a new
paradigm to emerge from normal science. He argues that Kuhn’s
view allows patience in the acceptance of a paradigm but then the
problem is the length of time the inventor of the paradigm will
have in formulating the rudiments of the paradigm. He says that
109 John Watkins, “Against Normal Science” In Criticism and the Growth of Knowledge,Edited by Imre Lakatos and Alan Musgrave (New York: Cambridge University Press, 1970),p. 34.
before the scientist shifts to the new paradigm, his entire
thinking would be influenced totally by the old and incompatible
paradigm.
Israel Scheffler argued that Kuhn's position on paradigm
replacement “reduces the history of science to a mere succession
of viewpoints”.110 He argues that unlike the history of
philosophical systems the history of science can be measured
against a yardstick of descriptive adequacy. He says that the
progress in science can be measured owing to the fact that
competing theories often make the same referential claims. Though
competing theories may impose different systems of
classification, often it is the same objects that are being
classified. He further argues that “Kuhn’s appeal to the gestalt
switch analogy promotes confusion between ‘seeing x’ and ‘seeing
x as something or other’”.111 It does not follow, he insists, that
because the clarifications of paradigms differ the object being
clarified must differ as well. Instead different paradigms simply
employ different methods of clarifying the same object.
110 Isreal Scheffler, Science and Subjectivity (New York: The Bobbs-MerrillInc.,1967), p. 19.111 John Losee, A Historical Introduction to the Philosophy of Science, op.cit., p. 200.
Kuhn however denies Scheffler’s claim that competing paradigms
can be measured against a yardstick of descriptive adequacy,
insisting that “there are certain standards of rationality
applicable to paradigm replacement”112. Furthermore, Scheffler
argues that in Kuhn’s theory one would sees different world from
different disciplinary matrices hence science is deprived of an
objective factual basis since data would be relative to a
particular disciplinary matrix. He asserts:
See how far we have come from the standard view. Independent andpublic controls are no more, communication has failed, the commonuniverse of things is a delusion, reality itself is made by thescientist rather than discovered by him. In place of a community ofrational men following objective procedures in the pursuit of truth,we have a set of isolated monads, within each of which belief formswithout systematic constraints. 113
Consequently a disciplinary matrix becomes more than just
constitutive of science but they are as well constitutive of
nature. This critique is however distorted since Kuhn already
argues that the world does not change with the disciplinary
matrix.
For Frederick Suppe, Kuhn's idea of scientists being locked up
within the walls of their own disciplinary matrix makes him112 Ibid.113 Isreal Scheffler, Science and Subjectivity, op.cit., p. 19.
guilty of committing himself to an antiempirical idealism. He
argues that “if ones approach to the world is only through a
disciplinary matrix which shapes and loads the data, how is it
that the world which does not depend on the matrix, exerts an
objectifying and restraining influence on what science accepts?
If science always views the world through a disciplinary matrix
on Kuhn's view, then isn’t Kuhn committed to some form of
antiemprircal idealism?”114
In his work Consolation for the Specialist, Paul Feyerabend made critical
remarks about Kuhn’s theory of science with special attack on his
evaluation of normal science. Feyerabend argues that the
undermining ideology of Kuhn’s entire work was only able to give
“comfort to the narrowminded and the most conceited kind of
specialism. It would tend to inhibit the advancement of knowledge
and it is bound to increase anti-humanitarian tendencies”.115 One
thing that enraged Feyerabend about Kuhn’s work was the mode of114 Frederick Suppe, “The Search for Philosophic Understanding of ScientificTheories” In The Structure of Scientific Theories, edited by Peter Anchinstein and David Bohm (Illinois: TheUniversity of Illinois Press, 1974), p.151.115 Paul Feyerabend, “Consolation for the Specialist” In Criticism and the Growth ofKnowledge, Edited by Imre Lakatos and Alan Musgrave (New York: Cambridge UniversityPress, 1970), p. 197.
presentation which he termed ambiguous, “he accuses Kuhn of not
making his evaluative point of view explicit so that readers can
take notice that there are also alternative points of view which
can lead to other evaluations”.116
He says that in reading Kuhn’s work he is often confronted with
the question of whether Kuhn is presenting methodological
prescriptions which informs the scientists on how to proceed; or
is it a description, void of any evaluative element, of those
activities which are generally called scientific. Kuhn's writing
he asserts is ambiguous in the sense that they are compatible
with both interpretations which he sees in the work. He likens
this sort of presentation with that of Hegel and Wittgenstein. In
a letter to Kuhn he says, as Hoyningen recounts,
What you are writing is not just history but ideology. It isideology covered up as history. And it is this bewitching way ofrepresentation to which I object the most, the fact that you takeyour readers in rather than trying to persuade them. This manner ofpresentation you share with Hegel and Wittgenstein117.
116 Hoyningen Huene, “Paul Feyerabend and Thomas Kuhn” In The Worst Enemy of Science?Essays in Memeory of Paul Feyerabend, Edited by Preston John et al. (New York: OxfordUniversity Press, 2000), p.109.117 Ibid.
Feyerabend goes further to criticise Kuhn’s normal science. First
he criticises Kuhn’s functional argument for normal science.
Kuhn, according to Feyerabend, asserts that normal science is a
necessary presupposition of revolution. This functional feature
of normal science aims at explaining that normal science is
necessary and good since it leads to revolution. Feyerabend
further says that “the persuasiveness of this functional
characterisation of normal science rests on two presuppositions,
namely that “revolutions are desirable” and that the particular
way in which normal science leads to revolution is as well
desirable”.118
Feyerabend argues that there are certain difficulties with the
functional argument. First he argues that the first difficulty is
that it is impossible that the desirability of revolutions be
founded in Kuhn’s theory. He asserts that “revolution brings
about change in a paradigm but following Kuhn’s account of that
change, it is impossible to say that they have led to something
better”.119 Feyerabend sees this impossibility because pre and
118 Ibid., p.111.119 Paul Feyerabend, “Consolation for the Specialist” op.cit., p. 202.
post-revolutionary paradigms are incommensurable as Kuhn himself
accepted. If a scientific revolution will only bring about a
change in paradigms and not an improvement then the argument for
the desirability of revolutions from Kuhn’s theory is completely
flawed.
The second difficulty is the argument that the route from normal
science to revolutionary science is desirable. According to
Feyerabend, argues that there is a better route to revolutions
than normal science. Feyerabend argues that in Kuhn’s theory,
scientists simply abandon paradigms because “they are frustrated
and not because they have any argument against the paradigm”.120
“They would simply give up when the problems of the paradigm gets
too big”.121 Feyerabend’s alternative for the route to revolution
is the alternative that the route to revolution should be through
the principle of proliferation. Through this principle, there are
competitions among theories and by way of this competition, “the
problems of a particular theory will be emphasized and
simultaneously the means for repairing or getting rid of the
120 Ibid., p. 203121 Hoyningen Huene, “Paul Feyerabend and Thomas Kuhn” op.cit., p. 111
difficulties can be seen”122. Influential to this second
difficulty is what he would identify as the anti-humanitarian
nature of Kuhn’s normal science he states,
I am sorry to say that I am quite dissatisfied with what Kuhn has tooffer… On one side he steadfastly emphasizes the dogmatic,authoritarian and narrowminded features of normal science, the factthat it lead to a temporary closing of the mind, that the scientistparticipating in it largely ceases to be an explorer but rather hestruggles to articulate and concretize the known… so that it is theindividual scientist rather than the puzzle-solving tradition, oreven some particular current theory which is tested.123
The third difficulty of the functional argument identified by
Feyerabend stems from the first two difficulties and he puts it
thus: “the suspicion that normal or mature science, as described
by Kuhn is not even a historical fact”.124 He also argued that the
changes which occur in Kuhn’s revolution cannot be regarded as
improvements. This is because Kuhn accepts the incommensurability
thesis. Consequently, “if a revolution brings about some changes,
but not some actual improvements, then revolutions are not
desirable”.125
122 Ibid.123 Paul Feyerabend, “Consolation for the Specialist” op.cit., pp. 205-206124 Ibid., p. 207.125 Stefano Gattei, Thomas Kuhn’s Linguistic Turn and the Legacy of Logical empiricism:Incommensurability, Rationality and the Search for Truth (Hampshire: Ashgate PublishingCompany, 2008) p. 65.
More so, Kuhn has been criticised for presenting an irrational
picture of science. His account of revolutions as involving
conflict between incommensurable disciplinary matrixes involves
conflicts which are only resolved by persuasion and not logical
arguments. As Feyerabend points out that the switch from one
paradigm to another happens as a result of frustration of the
scientists and not because of any logical reason. Hence Kuhn’s
account of science and scientific change becomes fundamentally
irrational; the acceptance of theories becomes subjective and is
fundamentally unempirical.
Steven Weinberg identifies his problem with Kuhn's theory with
his radically sceptical conclusions about what is accomplished in
the work of science. He says that “these conclusions make Kuhn a
hero among those who question the objective character of
scientific knowledge and who prefer to describe scientific
theories as social constructions, not so different from democracy
or baseball”.126
126 Steven Weinberg, “The Revolution That Didn’t Happen”, The New York Review ofBooks vol. XLV, no.15 (October 1998)
More so, he argues that Kuhn made the shift from one paradigm to
another look like a religious conversion rather than an exercise
of reason. Steven finds a serious problem with Kuhn’s claim to
incommensurability. That in scientific revolutions it is not only
our scientific theories that change but also the standards by
which scientific theories are judged, so that paradigms that
govern periods of normal science are incommensurable. He argues
that Kuhn's conclusions are only favourable to “those scientists
who take a more sceptical view of the pretentions of science but
wormwood to scientists who think that the task of science is to
bring us closer to objective truth”.127 Criticising the subjective
nature of Kuhn's revolutions, he asserts
If scientific theories can only be judged within the context of aparticular paradigm, then in this respect the scientific theories ofany one paradigm are not priviledged over other ways of looking atthe world such as shamanism or astrology or creationism. If thetransition from one paradigm to another cannot be judged by anyexternal standard, then perhaps it is culture rather than naturethat dictates the content of scientific theories.128
He further argues that Kuhn is false in saying that scientists
are unable to switch back and forth between ways of seeing and
that after a revolution has occurred they become incapable of
127 Ibid.128 Ibid.
understanding the science that went before it. Steven argues that
Kuhn gives attention to the paradigm shift from Newtonian
mechanics to the relativistic mechanics of Einstein but then in
teaching new physicists, the first thing they are taught is that
Newtonian mechanics, and they never forget to think in Newtonian
terms even after learning about Einstein’s theory of relativity.
Kuhn himself, Steven says, being an instructor at Harvard must
have taught Newtonian mechanics to undergraduates, hence he is
also capable of thinking in both Newtonian and Einstein terms.
Steven further argues that in his forty years of involvement in
revolutionary changes, he has never seen signs of Kuhn's
incommensurability between different paradigms. In truism “our
ideas have changed but we have continued to access our theories
in the same way: a theory is taken as a success if it is based on
simple general principles and does a good job of accounting for
experimental data in a natural way”.129Hence since there are no
changes in the way we access theories, there is not the
impossibility of comparing the truth of theories before and after
a revolution.
129 Ibid.
Kuhn's position on theory choice is has been judged to be an
unacceptable theory because it rests on much too radical claims
about the ability to translate from one paradigm to another.
Kuhn’s account of revolutions as involving conflict between
incommensurable disciplinary matrixes, which conflict can only be
resolved by persuasion and not logical argument has led
philosophers of science to charge that in Kuhn’s theory, science
and scientific change has become fundamentally irrational. Kuhn
insists that if it is true that the meaning of a scientific term
is dependent on its paradigm, then terms like energy, mass and
force used in Newtonian mechanics will have to be redefined when
used in stating the theory of relativity. The implication is that
Newton and Einstein cannot if they are brought together to
discuss the merits of their theories. J. Aronson found this
argument to be ridiculous. He argues that it is possible for
Newton and Einstein to understand each other in spite of the fact
that their laws were not identical. In his opinion, “one thing
Kuhn cannot do is argue that Newton and Einstein cannot mean the
same thing or share enough forms of life to do so, because their
theories are after all incommensurable; such a ploy would beg the
entire issue”.130
Lakatos rejects the incommensurability thesis. In a comparison of
Hume, Carnap and Popper, Watkins opines that “the growth of
science is inductive and irrational according to Hume, inductive
and rational according to Carnap, non-inductive and rational
according to Popper”.131 To this comparison, Lakatos adds that the
growth of science is non-inductive and irrational according to
Kuhn. He argues that kuhn’s view involves no forms of logic but
only a psychology of effect, the idea of a crisis is only a
psychological concept which arises from no rational cause
whatsoever. On the irrationality of scientific change in Kuhn,
Lakatos asserts:
In Kuhn’s conception, anomalies, inconsistencies always abound inscience, but in ‘normal’ periods the dominant paradigm secures apattern of growth which is eventually overthrown by a ‘crisis’.There is no particular rational cause for the appearance of akuhnian ‘crisis’. ‘Crisis’ is a psychological concept; it is acontagious panic. Then a new paradigm emerges, incommensurable withits predecessor. There are no rational arguments for their
130 Jerrold Aronson, A Realist Philosophy of Science, (London: The Macmillan PressLtd., 1984), p. 123131 Imre Lakatos, “Methodology of Scientific Research Programmes” In Criticism andthe Growth of Knowledge, edited by Imre Lakatos and Alan Musgrave (New York: CambridgeUniversity Press, 1970), p. 178.
comparison. Each paradigm contains its own standards. The crisissweeps away not only the old theories and rules but also thestandards which made us respect them. The new paradigm brings atotally new rationality. There are no super-paradigmatic standards.The change is a bandwagon effect. Thus in Kuhn’s view scientificrevolution is irrational, a matter of mob psychology132.
Similarly, Scheffler also identifies this transference from
paradigm to paradigm with ‘mob psychology, “as opposed to a
process of individual reflection that is far open to evidence”.133
In Reflections on my Critics, Kuhn rejects this description by critics of
his concept of the conversion of scientists from paradigm to
paradigm as ‘mob psychology’. Furthermore, he rejects the claim
that his account of theory growth is irrational, he states that
“to say that in matters of theory-choice, the force of logic and
observation cannot in principle be compelling is neither to
discard logic and observation nor to suggest that there are no
good reasons for favouring one theory over another”.134
132 Ibid.133 Herbert Simons, “Incommensurabilty in the Debate About KuhnianIncommensurability” In Rhetoric and Incommensurability, edited by Randy Hallen Harris (Indiana: ParlorPress, 2005), p. 250.134 Thomas Kuhn, “Reflections on my Critics” In Criticism and the Growth of Knowledge, edited by Imre Lakatos and Alan Musgrave (New York: Cambridge UniversityPress, 1970), p. 234.
More so, Kuhn’s claim that the meaning of terms varies according
to particular paradigms, thus rendering communicability
impossible between competing theories transcends to what Thomas
Dohmen calls “semantic holism”.135 In semantic holism, the sense
of a word is determined by the position of the world in a network
of meaning. Hence “if two different networks corresponding to
different theoretical frameworks contain the same word, the sense
of the word will be different”.136 Now since Kuhn
incommensurability thesis contains a linguistic problem, the
notion of translation becomes present. As Kuhn says himself “in
applying the term ‘incommensurability to theories, I had intended
only to insist that there was no common language with which both
could be fully expressed and which could therefore be in a point-
by-point comparison between them”.137 Theories are thus
incommensurable if there is variation of meaning between the
vocabulary of the theories and this variation stems from the
differences in theoretical context. And failure of translation
occurs due to the absence of a common language. 135 Thomas Dohem (2003), “Kuhn’s Incommensurability Thesis” http://www.phil.uu.nl/preprints/ckiscripties/SCRIPTIES/027_dohmen.pdf(27 March 2014), p.16136 Ibid.137 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p. 189
Donald Davidson lays a ferocious attack on the idea that it is
impossible to translate between theories and on
incommensurability. He argues that if we can translate a language
into our own, then there must be an overlap in the conceptual
schemes associated with these languages. Now since there is no
reason to assume that there are languages that are untranslatable
to our own, there is also no reason to assume that there are
conceptual schemes radically different from our own”.138 Focusing
on incommensurability, Davidson presents two arguments against
the thesis. First he argues that the very idea of different
conceptual schemes is unintelligible and secondly, that we have
no reason to suspect the existence of conceptual schemes that
differ. He opines that “different points of view could only make
sense if there was a common co-ordinate systems on which to plot
them”.139 He argues further that if we associate conceptual
schemes with language, then where conceptual schemes differ, so
will their corresponding languages. However “if there is the
138 Thomas Dohmen (2003), “Kuhn’s Incommensurability Thesis”, op.cit., p. 17.139 Donald Davidson, “On the Very Idea of A Conceptual Scheme”, op.cit., p. 6
possibility of translation, there must be a shared conceptual
scheme”140
Kuhn denies the criticisms laid down by David. Contrary to
David’s claim that if something can be interpreted, then it can
be translated, Kuhn argues that interpretation is not the same as
translation. For him interpretation and translation are two
distinct processes, “translation is done by one who knows two
languages but an interpreter might only know one language and is
confronted with an unintelligible range of noises or symbols”.141
The objections laid down against Kuhn on incommensurability,
though he denies a large portion of the criticisms, led him to
make a re-evaluation of incommensurability. Hence he develops the
taxonomic incommensurability and the local incommensurability.
Furthermore, Kuhn later admits of a partial communication which
exists between disciplinary matrixes. He states that “since the
vocabularies in which they discuss such situations consist,
however, predominantly of the same terms, they must be attaching
140 Thomas Dohmen (2003), “Kuhn’s Incommensurability Thesis”, op.cit., p. 20.141 Ibid., p. 24.
some of those terms to nature differently, and their
communication is inevitably only partial”.142
4.2 Influence of Thomas Kuhn to Philosophy of Science
Undoubtedly, Thomas Kuhn had a tremendous impact on the
philosophy of science and has greatly influenced it. His
courageous turn from the tenets of logical empiricism brought
about a breakthrough in philosophy of science and developed a
different way of viewing the scientific enterprise. In the second
half of the twentieth century, “the relationship between
philosophy of science and ‘core’ philosophy experienced a radical
change so much so that it looked as though the philosophy of
science had become divorced from the rest of philosophy and had
set up home with a non-philosophical discipline, the history of
science”.143 This historical turn in the philosophy of science had
Kuhn especially to thank. Philosophers of science were no longer
concerned with questions like ‘Can we ever know any scientific
theory to be true’ but instead with questions like ‘Why do
142 Thomas S. Kuhn, The Structure of Scientific Revolutions, op.cit., p.198.143 Alexander Bird, Kuhn and the Philosophy of Science in the Twentieth Century (London:Bristol BS8 1TB, 2004), p. 2.
theories change?’ While the former may clearly be linked to
questions in general epistemology, the latter seems ambiguous
between looking for some general philosophical theory of theory-
change and a causal, historical account of theory change. At the
very least, any philosophical account of theory change would need
to be validated by reference to historical case studies.
A more influential part of Kuhn’s work is his thesis on
incommensurability. The incommensurability thesis dwells on the
incomparability of theories and Kuhn first gives three types:
semantic, methodological and observational incommensurability.
However later evaluations makes Kuhn compound a later form of the
semantic incommensurability which he terms taxonomic
incommensurability. Kuhn’s incommensurability leads him to argue
for the untranslatability of languages haven being influenced by
the work of W.V.O Quine.
However, according to Richard Grandy, “the influence of Kuhn in
philosophy of science is difficult to gauge because a great deal
of what he argued for is now taken as part of the underlying
assumptions”.144 Studying history of science, having more
realistic accounts of scientific development, and appreciating
the relevance of theories of cognition and of social processes
are all accepted and valued by the mainstream of philosophy of
science. Thus what are attributed to Kuhn are primarily the
claims about incommensurability and the dichotomous nature of
scientific change, which are the less plausible parts of his
views with the hindsight of fifty years. Kuhn’s work has achieved
a transformation of views of science that makes his most valuable
contributions invisible to many current philosophers of science.
4.3 Conclusion
Kuhn has undoubtedly influenced the intellectual attitude of
philosophy of science. With his book The Structure of Scientific Revolution,
Kuhn has been able to tamper with the rationale of scientists and
consequently brought the downfall of the results of the Vienna
Circle in the form of ‘logical positivism’. In this essay, we
have ventured to expose Kuhn’s idea of incommensurability in
which he explained that the shift which occurs in scientists144 Richard Grandy , “Kuhn, Thomas”, The Philosophy of Science: An Encyclopedia ed.Sahotra Sarkar and Jessica Pfeifer, 2006 ed., p. 430.
moving between theories is incommensurable, that is, not
measurable and therefore incompatible. Kuhn’s incommensurability
thesis stems from the progression from normal science to
revolutionary science and back to the period of normal science.
The period of normal science, Kuhn explains, involves puzzle
solving activities which engages the scientist or a particular
scientific community. According to him normal science is not
characterised by discoveries but rather puzzle solving; it is
somewhat a dogmatic period in which the paradigm which guides the
activities of the normal science is supreme and cannot be
criticised. In line with this thought, J. N Hattiangadi states
that “Kuhn portrays the normal scientist not as a thinker or as
an author of doctrine - though a scientist is that, certainly -
but as an actor of a certain kind, a technician who performs with
consummate skill”.145 The skill of the normal scientists as well
as the task which requires those skills have the same origin; the
paradigm. In Thomas Kuhn’s account of science, the birth of a
paradigm follows from a period of immature science; a state of
145 J. N Hattiangadi, “Kuhn Studies” http://www.yorku.ca/jagdish/docs/Kuhn%20Studies.pdf (8 April. 2014).
confusion in the scientific community in which the search for the
theory which will guides the scientific affairs of the community
occupies the scientists. The state of immature science can be
described in Hobbesian terms as a period of being in a state of
nature.
Kuhn helps us to know the activities which occupy scientists in
science. His ground breaking theory of science is more of a
descriptive account of the activities and growth of science. His
revolutionary science involves rational shift form one theory to
another. The origin of this shift Kuhn describes as the period of
crisis. The paradigm is hit severely by a rebellious anomaly
which threatens the veracity of the ruling paradigm this anomaly
puts the entire community in crisis and engages them in a search
for a new paradigm. Hence a revolution occurs and takes us back
to normal science.
Kuhn rejects any form of logical constructs required for a
scientists’ shift from one paradigm to another. In place of
reason, Kuhn says that idiosyncratic, subjective and
psychological feelings are paramount in the process of theory
choice. For Kuhn the transition from paradigm to paradigm
happens between incommensurable paradigms. The new paradigm is
totally incommensurable with the new one, even if terms are
borrowed from the preceding paradigm, they will have different
meanings, hence implying incommunicability between different
theories. However Kuhn later admits of the possibility of partial
communication.
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