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Secondary ion mass spectrometry on the helium ion microscope:A feasibility study of ion extraction
David Dowsett,a) Tom Wirtz, Nico Vanhove, and Lex PillatschDepartment “Science and Analysis of Materials” (SAM), Centre de Recherche Public—Gabriel Lippmann,41 rue du Brill, L-4422 Belvaux, Luxembourg
Sybren Sijbrandij and John NotteCarl Zeiss NTS LLC, One Corporation Way, Peabody, Massachusetts 01960
(Received 28 June 2012; accepted 4 September 2012; published 21 September 2012)
The combination of the high-brightness Heþ/Neþ atomic level ion source with secondary ion
mass spectrometry detection capabilities opens up the prospect of obtaining chemical information
with high lateral resolution and high sensitivity on the Zeiss ORION helium ion microscope
(HIM). The analytical performance in terms of lateral resolution and sensitivity was investigated.
The effect of the secondary ion extraction field on the probe size of the HIM and the transmission
of the extraction system were studied using SIMION. Probe sizes <10 nm and sensitivities in the
ppm range are possible using a set of extraction electrodes consistent with the geometry of the
ORION instrument. VC 2012 American Vacuum Society.
[http://dx.doi.org/10.1116/1.4754309]
I. INTRODUCTION
Dedicated nanometrology is crucial in order to support
the ongoing development of nanotechnology products and
processes in both material and life sciences. In recent years,
the ORION helium ion microscope has become a well-
established tool for high-resolution imaging and nanofabri-
cation.1 The ORION instrument is based on the atomic level
ion source (ALIS) gas field ion source, which has a bright-
ness of 4� 109 A cm�2 sr�1, leading to probe sizes of less
than 0.5 nm. The source is normally operated with helium
but has also been demonstrated to operate with neon2 for
accelerating voltages of 10–35 keV. While secondary elec-
trons are used for high-resolution high-contrast imaging, the
detection of backscattered helium or neon atoms can provide
only limited compositional information on well-selected
specimens.3 By contrast, secondary ion mass spectrometry
(SIMS) is an extremely powerful technique for analyzing
surfaces due to its excellent sensitivity, high dynamic range,
very high mass resolution, and ability to differentiate
between isotopes.4–6 Adding SIMS capability (extraction
optics, mass filter, and detector) to the ORION HIM opens
up the prospect of obtaining chemical information with a
high lateral resolution and a high sensitivity. Currently, the
lateral resolution in commercial SIMS instruments is limited
to approximately 50 nm due to aberrations in the ion column
and/or limited ion source brightness.7 Due to the small spot
size of the ALIS Heþ/Neþ ion source, its lateral resolution in
terms of SIMS is determined by the physical limit corre-
sponding to the lateral dimensions of the collision cascades
induced in the sample. Previous studies on the Heþ/Neþ
beam-sample interactions have focused on the stopping pro-
cess in the sample,8 the secondary electron (SE) emission
process,9 and the SE imaging resolution.10 Due to their low
mass and/or chemically inert character, Heþ or Neþ ions
have rarely been used as primary ion species for SIMS. Con-
sidering the small voxel that can be analyzed with the ALIS
Heþ/Neþ beam, special attention has to be paid to sensitivity
issues. Bernheim found similar useful yield for Heþ, Neþ,
and Arþ primary ions, which were some orders of magnitude
lower compared to the conventional cesium or oxygen
beams.11 However, the yields may be increased by up to sev-
eral orders of magnitude by using reactive gas flooding dur-
ing analysis, namely oxygen flooding for positive secondary
ions12 and cesium flooding for negative secondary ions.13–15
These fundamental aspects related to ionization mecha-
nisms were investigated in the first part of a feasibility study16
investigating the prospect of adding SIMS to the HIM. This
first study concluded that detection limits for silicon in the
10�6 and 10�5 range are possible for Neþ and Heþ bombard-
ment, respectively. Simulations using transport and range of
ion in matter (TRIM) also showed that secondary ions were
emitted from areas <10 nm (FW50). This implies that corre-
sponding lateral resolutions should be possible, albeit at
reduced sensitivity as there is a trade-off between achievable
lateral resolution and sensitivity. These initial fundamental
studies are very encouraging; however, further work needs to
be done to assess more practical instrumental concerns.
This study aims to extend the previous work and investi-
gate whether it is practically possible to perform SIMS on the
HIM. The practical limitations imposed by adding an extrac-
tion system for secondary ions to the HIM will be studied in
detail as the addition of an extraction field above the sample
will perturb the primary beam, potentially increasing the spot
size through aberrations. The transmission of any extraction
system will also have a significant influence on the sensitivity
of any subsequent mass spectrometer. These more practical
aspects are studied in detail here with a view to developing an
extraction system compatible with the geometry of the
ORION system while maintaining the highest levels of per-
formance. In particular, the aberrations in the primary beam
caused by the extraction field are studied by charged particlea)Electronic mail: [email protected]
06F602-1 J. Vac. Sci. Technol. B 30(6), Nov/Dec 2012 2166-2746/2012/30(6)/06F602/7/$30.00 VC 2012 American Vacuum Society 06F602-1
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp
optics simulations, and transmissions of prospective extrac-
tion systems are investigated using a combination of TRIM
calculations and Monte Carlo techniques.
II. DESIGN OF EXTRACTION SYSTEM
On the HIM, SIMS would have to operate as a separate
mode from microscopy. The secondary ion extraction field
would, both in positive and negative secondary ion modes,
prevent any secondary electrons from reaching a SE detec-
tor. In the microscope mode, the extraction field would be
switched off, and the system operate as normal. In SIMS
mode, the extraction field would be switched on, and second-
ary ions extracted into the mass spectrometer. In the SIMS
mode, the total secondary ion current could be used to per-
form microscopy, but with reduced lateral resolution com-
pared with secondary electron images as the ions are emitted
from a larger area on the surface.
The geometry of the sample region of the ORION system
places several constraints on the design of the extraction sys-
tem. The number of available ports for mounting a mass
spectrometer on the ORION system is limited. The most
appropriate port is orientated at an angle of 65� with respect
to the primary beam. To prevent discharges and interference,
the nosecone of the extraction system must be grounded.
This also avoids the requirement of floating the mass spec-
trometer to achieve the required beam energy. Under these
conditions, the extraction field is provided by biasing the
sample. The sample holder is only insulated to 500 V; there-
fore, additional insulation is required for the 5 kV typically
required to extract secondary ions. Consistent with its use as
a microscope, any modification to the geometry of the sam-
ple holder should leave it as flexible as possible in terms of
sample mounting and positioning. The extraction field
should modify the primary beam as little as possible, both in
terms of position and spot size/shape. Any increase in spot
size will reduce the lateral resolution in SIMS mode and any
deflection will have to be corrected. The transmission of the
extraction system should be as high as possible (at least 10s
of percent) to ensure good sensitivity of the SIMS analysis.
Previous studies have shown that the transmission of typical
extraction systems decreases rapidly as the sample normal is
tilted away from the axis of the extraction system.17 To min-
imize this loss, the sample should be oriented toward the
extraction system.
By careful consideration of all these constraints, two
potential extraction geometries have been developed. The first
geometry, shown in Fig. 1, is based on a straight axis system
with rotational symmetry, consisting of an angled sample
stub, extraction electrode, and focussing lens. The axis of this
geometry coincides with the port axis at 65�. The tilted sam-
ple stub is necessary to ensure that the normal to the sample
points along the axis of the SIMS extraction to guarantee high
transmission. However, the tilted sample stub reduces the
flexibility of sample mounting and introduces an unwanted
image projection in the microscope mode. For these reasons,
a second more complex system (shown in Fig. 2) with a
curved axis is also considered. It consists of an extraction
electrode followed by two pairs of spherical sectors. A
grounded electrode above the spherical sectors screens the
nose cone of the ORION column. Secondary ions exit the sec-
ond pair of spherical sectors at the required 65�. A double
bend was used for two reasons: first, a single bend is not pos-
sible at the small radii required, and second, if the correct
combination of sector angles radii is chosen, the energy dis-
persion introduced by the system is minimized. As the axis of
the extraction field coincides with that of the ORION column,
a tilted sample stub is not required. Also, most of the electric
fields in this geometry are parallel to the axis of the primary
beam and therefore should not result in large deviations or
aberrations. However, the transmission of this geometry is
likely to be lower than that of the straight axis.
III. SIMULATION
A. Transmission
To determine the transmission of each extraction system,
Monte Carlo techniques were used to generate secondary
ions with appropriate angular and energy distributions. To
determine the appropriate angular and energy distributions
for sputtered matter, TRIM simulations have been carried
out. For both Heþ and Neþ bombardment, 105 impacts were
carried out at 30 keV on a bulk silicon target for incidence
angles of 0� and 65�. The resultant angular and energy
FIG. 1. (Color online) Monte Carlo simulation of 5000 ions flying through
straight axis extraction system. To orient the sample normal along the axis
of the extraction system, an angled sample stub must be used.
FIG. 2. (Color online) Monte Carlo simulation of 5000 ions flying through
curved axis extraction system. The system consists of a sample biased to
64500 V, grounded extraction electrode and two pairs of spherical sectors.
06F602-2 Dowsett et al.: Secondary ion mass spectrometry on the helium ion microscope 06F602-2
J. Vac. Sci. Technol. B, Vol. 30, No. 6, Nov/Dec 2012
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp
distributions of sputtered matter of 0� incidence are shown
in Figs. 3 and 4, respectively. The distribution of azimuthal
angles (not shown) was uniform (or extremely close) in all
cases and was therefore modeled as such in the Monte Carlo
simulations. The distribution of the polar angle may be fitted
with a function of the form
pðhÞ � cosnðh� h0Þ: (1)
The energy distribution of secondary ion is described by
the well known Sigmund-Thompson distribution.18,19 The
form used here is slightly modified to take into account the
threshold energy E0 present in the distributions from the
TRIM simulations
pðEÞ � ðE� E0ÞðE� E0 þ UÞ3
; (2)
where U is the surface binding energy. The fit parameters for
the different bombardment conditions are listed in Table I.
The exponents in angular distributions of material sputtered
with He and Ne are significantly higher than the typical values
of 1–2 reported for Gaþ, Csþ, and Oþ, resulting in a very nar-
row angular spread. The fit parameters were used to generate
corresponding distributions of secondary ions during charged
particle simulations.17,20 For each extraction system, bundles
of 5000 ions were generated using the angular and energy dis-
tributions. These ions were launched from the sample surface
at the point where the axis of the ORION intersected with the
sample surface and the ions flown through the system. The
number of ions reaching a detector electrode placed immedi-
ately after the extraction system was recorded.
For the curved axis system, a retarding potential can be
superimposed on the deflection voltages of the two pairs of
spherical sectors. This controls the deflection field to which
the primary beam is exposed as the required potential differ-
ence between each pair of spherical sectors is dependent on
the energy of the secondary ions in this region. To investi-
gate the effect on primary beam deflection and transmission,
a series of 5000 ion bundles was flown through the system
for retarding potentials from 0 to 3500 V.
B. Primary beam aberrations
To investigate potential effects on the primary beam, 105
ions with a 2D Gaussian spatial distribution were flown down
the axis of the HIM and through the extraction field at a pri-
mary beam energy of 30 keV and their XY positions in the
FIG. 3. (Color online) Angular distribution of particles sputtered from a sili-
con target by bombardment at 30 keV and normal incidence using (a) helium
and (b) neon.
FIG. 4. (Color online) Energy distribution of particles sputtered from a sili-
con target by bombardment at 30 keV and normal incidence using (a) helium
and (b) neon.
TABLE I. Fit coefficients for angular and energy distributions calculated from
TRIM for 0� and 65� primary ion impact angles.
Angle He Ne
0� n: 9.78 n: 9.00
h0: 29.8� h0: 30.4�
E0: 4.36 eV E0: 4.6 eV
U: 4.6 eV U: 4.7 eV
65� n: 9.40 n: 8.67
h0: 30.4� h0: 31.7�
E0: 4.5 eV E0: 4.6 eV
U: 5.1 eV U: 5.0 eV
06F602-3 Dowsett et al.: Secondary ion mass spectrometry on the helium ion microscope 06F602-3
JVST B - Microelectronics and Nanometer Structures
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp
sample plane recorded first with the extraction field off
and then with on. The widths of the distribution were
rx¼ry¼ 0.26 nm for helium. The energy spread of the
source was modeled as a Gaussian with FWHM 1 eV. The
XY positions were used to determine the deflection of the pri-
mary beam from the axis of the ORION and the aberrations/
spot size increase. In each case, the intensity distribution on
the sample was fitted with an elliptical Gaussian of the form
Iðx; yÞ ¼ A exp �0:5x� x0
rx
� �2
þ y� y0
ry
� �2" # !
; (3)
where x0 and y0 are the beam deflections and rx and ry the
widths of the intensity distribution. Equation (3) was then
used to calculate the contour corresponding to A/2 which
was used to determine the FWHM in the x and y directions.
FIG. 5. Intensity distribution on the sample mounted on a tilted stub at 65� with respect to the incident beam for a 30 keV He primary beam. (a) Straight axis
extraction field off, spot size (FWHM) 1.45� 0.6 nm. (b) Straight axis extraction field on (4.5 kV), spot size (FWHM) 110� 0.6 nm. The contour lines corre-
spond to 75%, 50%, and 25% of the maximum intensity of the fitted distribution.
06F602-4 Dowsett et al.: Secondary ion mass spectrometry on the helium ion microscope 06F602-4
J. Vac. Sci. Technol. B, Vol. 30, No. 6, Nov/Dec 2012
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp
IV. RESULTS AND DISCUSSION
A. Straight axis
After optimization of the extractor-lens voltage, the trans-
missions of the straight axis system were 94.4% and 93.6%
for Ne and He bombardment, respectively. The slight differ-
ence in transmission between He and Ne bombardment
arises from the differences in angular and energy distribution
of the sputtered secondary ions. These values are slightly
higher than the transmission of the extraction system of the
Cameca IMS-4f.20 As this instrument was the basis of the
sensitivity calculations in Ref. 16 detection limits of 10�5
and 10�6 for silicon using He and Ne, respectively, are
indeed achievable for a mass spectrometer with this extrac-
tion geometry.
However, this type of extraction system introduces both a
large deflection (2 mm) and as Fig. 5 shows a large distortion
in spot shape as a result of the primary beam traversing the
extraction field at an angle [the ellipticity in Fig. 5(a) is a
result of the projection of the beam onto the tilted sample
stub]. The spot size in the deflection direction is over
100 nm. Without correction, this would seriously limit the
lateral resolution achievable during SIMS. The aspect ratio
of the spot on the sample is 183:1. While Oral and Lencov�ahave shown that it is possible to correct for such distortions21
when the aspect ratio is as large as 14:1, it requires signifi-
cantly larger voltages than are typically available to be
applied to the sigmator corrector electrodes and refocusing
of the objective lens. Correction of an aspect ratio of 183:1
would certainly require modification of the ORION sigma-
tor/deflector system. Therefore, this geometry seems unsuit-
able for use on the HIM.
B. Curved axis
The beam deflections and secondary ion transmissions of
the curved axis geometry are shown in Fig. 6. The deflection
of the primary beam can be minimized to 220 lm while
retaining the maximum transmission of 80% if a retarding
voltage of 2.5 kV is applied to the spherical sectors. While
this deflection is slightly larger than is currently correctable
on the HIM, only a modest increase in the deflector voltages
would be required for complete correction. In fact, correc-
tion of the beam deflection is not strictly necessary in this
case. For a given retarding potential on the spherical sectors,
the beam deflection is known; thus, the sample can be shifted
mechanically by a corresponding amount to reposition the
area of interest under the beam. Alternatively, a scanning ion
microscopy mode using the total secondary ion current could
be used for sample navigation. The acceptance of the extrac-
tion geometry is such that the origin of secondary ions being
220 lm away from the axis of the system does not signifi-
cantly affect the transmission.
While the transmission of this system is slightly lower
than that of the straight axis geometry and the IMS-4f, the
effect on detection limits is minimal (they increase by a fac-
tor of 1.125). Thus, detection limits in the ppm range are still
possible for silicon using neon bombardment.
The intensity distribution in Fig. 7 shows that this geome-
try introduces some aberrations into the beam; however, the
uncorrected spot size is still smaller than the dimensions of
the collision cascade (�10 nm). As the aspect ratio of the
spot is only 13:1, the correction of the spot shape should be
possible at a small increase in spot size. A corrected probe
size of <2 nm should be possible following the scheme of
FIG. 6. (Color online) Primary beam deflection and transmission through the curved axis extraction system.
06F602-5 Dowsett et al.: Secondary ion mass spectrometry on the helium ion microscope 06F602-5
JVST B - Microelectronics and Nanometer Structures
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp
Oral and Lencov�a. The resolution limiting factor in either
case would be the dimensions of the collision cascade rather
than the probe size.
V. SUMMARY AND CONCLUSIONS
SIMS is practically feasible on the ORION helium ion
microscope. While the geometry of the ORION system
imposes many constraints on the design of the extraction
system, the curved axis system proposed here is probably
close to optimal for an instrument based on the ALIS source
optimized for high lateral resolution SIMS. This is because
the primary and secondary ion beams are very close to shar-
ing the same axis. Thus, the extraction field has minimal
effect on the primary beam in terms of introducing aberra-
tions, and the secondary ions are extracted with high effi-
ciency. Using this geometry, detection limits in the ppm
range are possible for silicon due to its high transmission.
FIG. 7. Intensity distribution on the sample for a 30 keV He primary beam. (a) Curved axis extraction field off, spot size (FWHM) 0.6� 0.6 nm. (b) Curved
axis extraction field on (Extractor 4.5 kV, retarding voltage 2.5 kV), spot size (FWHM) 7.9� 0.6 nm. The contour lines correspond to 75%, 50%, and 25% of
the maximum intensity of the fitted distribution.
06F602-6 Dowsett et al.: Secondary ion mass spectrometry on the helium ion microscope 06F602-6
J. Vac. Sci. Technol. B, Vol. 30, No. 6, Nov/Dec 2012
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp
Lateral resolutions of <10 nm are also possible. The extrac-
tion field introduces some aberration into the He/Ne beam at
30 keV; however, correction schemes exist for removing
such aberrations with only minimal effect on the final spot
size. The deflection of the primary beam in the sample plane
can be reduced to 220 lm by adjusting the retarding potential
superimposed on the deflection voltages of the two pairs of
spherical sectors without reducing the transmission. While
this deflection is currently beyond the range that can be
directly corrected by the HIM’s deflection system, it could
be simply corrected either by shifting the sample position
between the microscope and SIMS mode or increasing the
voltage output by the ORION scan unit.
ACKNOWLEDGMENT
This work was supported by the National Research Fund,
Luxembourg (C10/MS/801311).
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06F602-7 Dowsett et al.: Secondary ion mass spectrometry on the helium ion microscope 06F602-7
JVST B - Microelectronics and Nanometer Structures
Author complimentary copy. Redistribution subject to AIP license or copyright, see http://jvb.aip.org/jvb/copyright.jsp