3
Banking
Objective To provide basic understanding of Banking
practices and operations
Coverage Introduction to Banking Theory – Law &
Practice Banking Overview – various types of Banks and
operations Fundamentals of Accounting – Journal, Leger,
Trial Balance, GL, Balance Sheet
4
Banking Introduction to different divisions in Banks
Retail and Corporate Banking Payment Systems Trade Finance Treasury Delivery Channels – ATMs, Credit/ Debit cards, POS, etc. Merchant Banking – Demat, Mutual Funds, Investment
Banking Compliance – AML, ALM, Basel II, etc.
Target Audience General Bankers, technology groups
Back
5
Basel II
General Basel II – an awareness program
Specific Market Risk Credit Risk Operational Risk
6
Basel II
The Nature of risks and regulations in banking Evolution of risk management and regulations
in banks Techniques in management - simple,
intermediate and advanced Fundamentals of Market and Treasury Risk
Management Fundamentals of Credit and Operational Risk
Management Supervision and Regulation
7
Basel II
Credit Risk The development of risk based supervision in
banks Approaches for measurement and management Standardized approach of measurement and
management Internal Ratings based approaches Mechanics & Parameters FIRB & AIRB Calibration & validation Usage tests
8
Basel II
Market Risk Measurement and regulation Standardized approach of measurement and
management Internal Models approach of measurement and
management Nature of Treasury Risk Interest rate re-pricing in the banking book Methods of measuring and managing liquidity Capital Management and Treasury risk
9
Basel II
Operational Risk Basic Indication approach to measuring
Operational Risk Capital Standardized approach to measuring
Operational Risk Capital Advanced measurement approach Managing Operational Risk
Different frameworks and approaches Techniques used to mitigate operational risk
Monitoring and reporting
10
Basel II
Supervisory Review and its importance Internal Capital assessment process The four key principles and Specific issues Supervisory review of securitization,
accountability and actions
Role of National Supervisors Implementation issues Relationship between external/ internal
auditors and supervisors
11
Basel II
Supervision of Operational Risks and other risks Supervision of operational risks and electronic
banking UK and US Supervision of operational risk Pillar 2 and other risks
Bank Disclosure requirements Nature of disclosure, Basel II and disclosure Pillar 3 requirements, Scope of disclosure Risk exposure and assessment
12
Basel II
Banking Technology Core Banking – is it the end? Payment systems across the globe Convergence of Banking and technology Risk Management and Regulatory Compliance
13
Basel II
Target Audience CxO level – high level or overview and
importance Senior Management – Credit, Market,
Operations and Top Management Compliance Officers, Auditors, functional
department officials Banking Technology Team
Back
14
Quality Management System
To create the awareness amongst the associates/ employees
To train identified associates/ employees on Quality Standard requirements
To train on the Internal Audit – planning, conducting and follow-up
Objective
15
Quality Management System
Introduction to Quality Management Different Quality Standards like ISO 9001:2000,
CMMi different levels Process/ Product Quality concepts Different important Quality processes
Coverage
16
Quality Management System
Detailed training on QMS – Standard requirements separately for each standard Standard requirements Mapping the existing practices to standard Gap Analysis Processes – definition, revision,
implementation strategies Monitoring Metrics
Coverage
17
Quality Management System
Internal Audit Objectives Code of ethics Audit Program/ Audit calendar Checklist development Audit techniques & Report preparation Follow-up methodology
Coverage
18
Training – Quality Management System
All associates – for awareness session Quality team & Identified associates when
organization is going in for fresh certification – for the detailed programs
Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program
Target Audience
Back
19
To create the awareness amongst the associates/ employees
To train identified associates/ employees on ISO 27001 requirements
To train on the Internal Audit – planning, conducting and follow-up
Coverage
Information Security Management System
20
Introduction to Information Security
Information classification Risk Management Mitigation Controls Vulnerabilities and threats
Information Security Management System (ISO 27001)
Information Security policies like Password, Access Control etc
Information Security Management System
Coverage
21
Detailed training on ISMS – ISO 27001 Standard requirements Standard requirements Mapping the existing practices to standard Gap Analysis Processes – definition, revision,
implementation strategies Monitoring Metrics
Information Security Management System
Coverage
22
Internal Audit Objectives Code of ethics Audit Program/ Audit calendar Checklist development Audit techniques & Report preparation Follow-up methodology
Information Security Management System
Coverage
23
All associates – for awareness session Information Security team & Identified
associates when organization is going in for fresh certification – for the detailed programs
Internal Auditors/ associates identified for conducting audit internally – for Internal audit training program
Target Audience
Information Security Management System