Deterrence and the Death Penalty Llad Phillips. 2 VI. Lecture Six: “Deterrence and the Death...

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Deterrence and the Death PenaltyDeterrence and the Death Penalty

Llad Phillips

Llad Phillips 2

VI. Lecture Six: “Deterrence and the Death Penalty”, Professor Phillips

Ch. 10 (P&V) "Isolating Deterrence Using the Simultaneous Equation System"

References: Gary Becker, "Crime and Punishment: An Economic Approach" Journal of Political Economy, March/April 1968 (RBR)

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Economic Conditions and CrimeEconomic Conditions and Crime

California Crime Index Turns Back Up in California Crime Index Turns Back Up in the New Milleniumthe New Millenium

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Rates for the Misery Index and the California Crime Index, 1952-2001

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Year

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Misery Index

CA Crime Index

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California Homicide Rate Per 100,000: 1952-2003

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1950 1960 1970 1980 1990 2000 2010

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Damages: US Violence, 1993Damages: US Violence, 1993

Offense Loss Rate ReportedOffenses

Damages,Billions, $

Homicide $1,191,000 24,526 $46.8

Rape $87,000 104,806 $9.1

Assault $15,000 1,135,099 $17.0

Total $72.9

Source: National Institute of Justice, Victim Costs and Consequences (1996)

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Increase in CA HomicidesIncrease in CA Homicides

2002 to 2003: at least 10 more homicides2002 to 2003: at least 10 more homicides @$1,191,000, increased damages of $11.9 @$1,191,000, increased damages of $11.9

million, minimummillion, minimum 2003: 2402 homicides2003: 2402 homicides

@$1,191,000, total damages of $ 2.86 billion@$1,191,000, total damages of $ 2.86 billion

http://caag.state.ca.us/

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Crime Generation

Crime Control

OffenseRate PerCapita

ExpectedCost ofPunishment

Schematic of the Criminal Justice System

Causes ?

(detention,deterrence)

Expenditures

Weak Link

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Questions About CrimeQuestions About Crime Does the Expected Severity of Punishment Does the Expected Severity of Punishment

Deter Crime?Deter Crime? expected severity = probability of punishment * expected severity = probability of punishment *

severity of punishmentseverity of punishment e.g. in LA County: 0.005*death penaltye.g. in LA County: 0.005*death penalty

Why Do We Keep Building Prisons at Great Why Do We Keep Building Prisons at Great Expense to Warehouse Convicts?Expense to Warehouse Convicts? Doesn’t deterrence work?Doesn’t deterrence work? Do we have to rely on detention?Do we have to rely on detention?

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Controversy About the Death PenaltyControversy About the Death Penalty Death penalty is the most severe sentence.Death penalty is the most severe sentence.

Does it deter crime?Does it deter crime? Opponents of the death penalty say no.Opponents of the death penalty say no.

• Their evidence? Critiques of studies that indicate the death Their evidence? Critiques of studies that indicate the death penalty is a deterrent.penalty is a deterrent.

Why are so few murderers who receive the Why are so few murderers who receive the death sentence executed in California? death sentence executed in California? Death sentence appeases the proponents.Death sentence appeases the proponents. Few executions appeases the opponents.Few executions appeases the opponents.

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Public Opinion: Do You Believe in Capital Punishment?

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Roper Poll

Harris Poll

http://www.albany.edu/sourcebook

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Policy Impact of Opponents to the Death PenaltyPolicy Impact of Opponents to the Death Penalty As an instrument for crime control, As an instrument for crime control,

deterrence has been a casualty of the deterrence has been a casualty of the argument about the death penalty.argument about the death penalty. The argument: if the death penalty does not The argument: if the death penalty does not

deter murderers, then deterrence must not work deter murderers, then deterrence must not work as a control.as a control.

As a consequence, society relies more and As a consequence, society relies more and more on detention for crime control.more on detention for crime control. Society builds more and more prisons.Society builds more and more prisons.

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Homicide in Los Angeles CountyHomicide in Los Angeles County 1990-1994: 9442 1990-1994: 9442

homicideshomicides Increasing number of Increasing number of

gang murdersgang murders > 40 % of the total> 40 % of the total

Only 1 in 3 murders Only 1 in 3 murders leads to punishmentleads to punishment gang killings are harder gang killings are harder

to solveto solve

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9442 homicidesin LA County

46%unsolved

54%solved

13%

87%arrest andprosecution(47%)

32%

other

dismissedor not guilty

68%guilty (32%)

Branching Diagram

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Branching Diagram, Continued

Guilty (32%)

dismissedor not guilty

Manslaughter

1st & 2nd degree murder (16%)

50%

50%

15 years to life (7.0%)

25 years to life (5.0%)

life without parole (3.5%)

death sentence( 0.5%)

3.1%

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California Homicide Rate Per 100,000: 1952-2003

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Who has benefited the mostfrom the decline in the homicide rate in the nineties?

Who is the victim, family, friendor stranger?

http://caag.state.ca.us/ Homicide in California, 1998

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U.S.

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Death Sentences Commuted:USDeath Sentences Commuted:US

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Commuted

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U.S.

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Executions in the United StatesExecutions in the United States

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Sentenced Commuted Executed

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Inflow

Sentenced to Death

Stock

Prisoners on Death Row

Outflow

SentencesCommuted,Executions

Administration of Capital Sentences in the US

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Prisoners on Death Row: USPrisoners on Death Row: US

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Prisoners on Death Row

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The Death Penalty in CaliforniaThe Death Penalty in California

Eleven persons were executed between Eleven persons were executed between 1965 and 20051965 and 2005

In January 2005, there were 640 convicts on In January 2005, there were 640 convicts on death rowdeath row

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California Department of Corrections: http//www.cdc.state.ca.us/

California Executions Since 1978

Name Date Received Date Executed Time on Death Row

Robert Alton Harris 3/14/79 4/21/92 13 years, 1 month 

David Edwin Mason 1/27/84  8/24/93  9 years, 7 months 

William George Bonin 3/22/82  2/23/96  13 years, 1 month 

Keith Daniel Williams 4/13/79  5/3/96  17 years

Thomas M. Thompson 8/23/84  7/14/98  14 years, 1 month 

Kelvin Malone 6/22/81  1/13/99 (Missouri)  15 years, 6 months 

Jaturun Siripongs 5/2/83  2/9/99  15 years, 9 months 

Manuel Babbitt 7/15/82  5/4/99  16 years, 10 months 

Darrell Keith Rich 1/23/81  3/15/00  19 years, 1 month 

Robert Lee Massie 5/28/79  3/27/01  21 years, 10 months 

Stephen Wayne Anderson 7/30/81  1/29/02  20 years, 6 months 

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California Executions: 1893-2004

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Execution Witness Area

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Execution Chamber

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GasChamber

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Split Personality BehaviorsJack Hirshleifer: “The Expanding Domainof Economics”

Choice

Work and no violence

Work andbrawl in bars

Economic Manmotive: self-interest

Economic Manmotive: self-interestwith episodes ofantagonism

Assaulter’sIncome

Victim’s Income

Total or Social Income

Motivation for Violence: Antagonism

Assaulters Iso-preference Lines

High

Low

choice

Work and no violence

Work andbrawl in bars

expect $24,000/yr

Apprehended: lose 1 month in court andjail, $22,000

0.1

0.9 Not apprehended$24,000

Expected income: 0.1*$22,000 + 0.9*$24,000 = $23,800

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Questions About Statistical Studies of DeterrenceQuestions About Statistical Studies of Deterrence Do we know enough about the factors that cause Do we know enough about the factors that cause

crime?crime? Can we find variables that will control for variation in Can we find variables that will control for variation in

crime generation?crime generation? We have better measures for the factors that We have better measures for the factors that

control crime than for the factors that cause crime.control crime than for the factors that cause crime. Unknown variation in crime generation may mask the Unknown variation in crime generation may mask the

effects of crime control.effects of crime control.

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Crime Generation

Crime Control

OffenseRate PerCapita

ExpectedCost ofPunishment

Schematic of the Criminal Justice System

Causes ?

(detention,deterrence)

Expenditures

Weak Link

Crime Generation1. variation of offense rate per capita with expected cost of punishment2. Shift in the relationship with a change in causal factors

Offenserate percapita

Expected cost(severity) of punishment

crime generation function

Crime Generation1. variation of offense rate per capita with expected cost of punishment2. Shift in the relationship with a change in causal factors

Offenserate percapita

Expected cost(severity) of punishment

crime generation function

High causal conditions

Low causal conditions

Production Function for the Criminal Justice System (CJS)1. Variation in expected costs of punishment with criminal justice system expenditure per capita

Expected costs ofpunishment

Criminal Justice System expenditures per capita

production function

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

450

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

2

2

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

2

2

3

per capita expenditures on CJS

offense rate per capita

Four-Way Diagram: Crime Generation & Crime Control

1

2

3

Source: Report to the Nation on Crime and Justice

per capita expenditures on CJS

offense rate per capita

expected cost of punishment

Crime Generation

Four-Way Diagram: Crime Generation & Crime Control

per capita expenditures on CJS

ProductionFunction

square

4501

1

2

2

3

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SummarySummary

The death penalty stirs strong emotions.The death penalty stirs strong emotions. To attack the death penalty, opponents have To attack the death penalty, opponents have

attacked the concept of deterrence.attacked the concept of deterrence. Proponents of deterrence have lost the argument Proponents of deterrence have lost the argument

to proponents of detention.to proponents of detention. Weakness: not understanding causes of crime.Weakness: not understanding causes of crime.

Detention is the principal instrument of crime Detention is the principal instrument of crime control policy today in the US. control policy today in the US.

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Prisoners Sentenced to Death:USPrisoners Sentenced to Death:US

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Sentenced

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Executions in the USExecutions in the US

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Executed

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California Homicide Rate Per 100,000 People

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