Professional ethics

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Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

December 2016

kevin.r.thomas@williams.edu413-597-3542

Manager, Training and DevelopmentOffice of Human Resources

Presented by Kevin R. Thomas

Supervisory Training SeriesProfessional Ethics

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What are Professional Ethics?

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What are Ethics?

• a set of moral standards that are relied upon to reach conclusions and make decisions.• well-founded standards of right and wrong, that describe what people ought to do• Explained in terms of:

– Rights– Obligations– Benefits to society– Fairness– Specific virtues

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What are the practical benefits of behaving ethically?

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What are the practical benefits of behaving ethically?

• Risk mitigation• Reputation

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What are some of the most common forms of unethical behavior in the workplace?

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

With your partner tell a story of a time when:• You or someone you

know were harmed by the unethical behavior of a company• You or someone you

know benefited from the high integrity of a company.

Story Time

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

• Moral values are abstract ideals that mean a lot of things to a lot of people• Examples include

integrity, respect, inclusiveness, trust, and justice.• It’s important to define

what behaviors do and do not represent those values.

Values and Behaviors

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

Encouraged Behaviors Unacceptable Behaviors

Doing what you say you will do.

Doing one thing, saying another.

Communicate openly and genuinely

Concealing the truth

Exercising discretion and keeping confidentiality.

Spreading rumors.

Example: Integrity

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Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

• At your tables, pick a value• On the Flip Chart, write the

name of the value at the top

• On the left side of the page, write examples of encouraged behaviors

• On the right side of the page, write examples of unacceptable behaviors

Your Turn

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

• The specific commitments you make to uphold values in your profession.• Example in child care:

Ethical Commitments

To listen to families, acknowledge and build upon their strengths and competencies, and learn from families as we support them in their task of nurturing children.

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

• With your partner, discuss the specific ethical commitments that are important in your profession.

Your Turn

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

• Professional Ethics Checklist

Supporting Ethical Behavior in Your Team

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Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

• Identify the violation• Investigate &

document• Act

Steps to Dealing with Ethics Violations

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Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What do you know about the professional ethics framework at Williams?

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

What do you know about the professional ethics framework at Williams?

• Code of conduct policy• Conflict of interest• Sarbanes-Oxley Act of

2002: Managers are accountable for the actions of those they manage.

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

Where can professional ethics violations be reported?

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

Where can professional ethics violations be reported?

Your own supervisor, or if that’s not appropriate:• Director of Human Resources• Provost• Dean of the Faculty• Vice President for Institutional

Diversity & Equity• Vice President for Finance and

Administration• Chair of the Audit Committee of the

Board of Trustees.

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

Confronting unethical behavior involves facing threats to :• Status• Belonging

Beware:• Denial• Minimizing• Checking out

Moral Hazards

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Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

With your partner tell a story of a time when:• Your ethical

commitments were tested.

Story Time

Supervisory Training Series: Developing EmployeesKevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542

Links coming via email:

Contact Kevin Thomas at 413-597-3542or email kevin.r.thomas@williams.edu

Supervisory Training SeriesProfessional Ethics

Questions?

• Course page link to all course materials• Program evaluation link, feedback welcome