f Return of Private Foundation OMB No 1545 M? or Section 4947(ax1) Nonexempt Charitable Trust Treated as a Private Foundation 2002 Note : The organization may be able to use a copy of this return to satisfy state reporting requirements gar be mmn Se 1 2002' and endin g Au 31 2003 - F1 lial return Final return Amended return Address than e Name than e A Employer Identification number ndation Inc 36-6108293 box number it mail is not Eelnered to street address) Room/style B Telephone number (see insUucUOns) e Street 1100 (312) 527-4684 state ZIP cone C If exemption application is pending, check here ~ I I L 60610-6392 D 1 Foreign organizations, check here U Section 501(c)(3 exempt private foundation 2Foreign organizations meeGnp the 85% lest, check ~xem t charitable trust Other lazable rrvate foundation here and attach computation n T o year J Accountin g method X Cash Accrual E If private foundation status was terminated under section 507(h)(1 xA), check here 0 Other (specify) F If the foundation is in a 60-month termination " .- A . k under section 5071 V I xf B) check here M partment of the Treasury emel Rewnue service . or calendar year 200 C"i4G Check all that app L-) Use the Name of organization IRS label Polk Bros Fou Otherwise, Number and street (or P 0 16 uJ print ortype 20 West Kinzi See Specific City or term Instructions Ir C h 1 c ago H Check type of organization n Section 4947(a)(1) non lb~ , , . . . . . . . . "ar , Co n mus e on ca s asis ) Anal ysis O Revenue an (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements ' Expenses (The total o! amounts in expenses per books income income for charitable columns b, c, and d may not neces purposes sooty equal !he amounts in column a) (cash basis only) /coa mcfn~rhnncl Contributions pills punts, etc received (all 5`h) Ck ' M d the founEn is not yea to ad Sch B 2 Distributions from split interest trusts 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 3 , 303 .94 1 Sa Gross rents 14 , 400 b ~t rental (ass) 0-4 G8 Net gain/(loss) from sale of assets not on line 10 148 , R y Gross sales paces for all E assets online 6a 19$,287,801 goiter gain net income (loom Pan IV line 2) E 8 ;Net-bw 9 Incom60 LUC N u E 101 Gro Male-s ess I ns and - a K46 0= euua _J Isr ,,. of cc (;ross 06 DoEM schUT 12 Total Add lines 1 through 11 9, UL`J, /4y /, y4L, 41 13 Compensation of onicus doctors trustees etc ~ 466 S / , 86 7 14 Other employee salaries and wages 700 824 82 , 453 n 15 Pension plans, employee benefits 1 ~1 : 1 5 17, 672 M 16aLegal fees (attachschedule) L-1Gd $Cmt 1 , 1 6 1 N bAccounting fees (anachsch) L-16 b 5tmt 20 549 2055 P 5 cOther protfees (attachsch) L-16c Stmt 898 857,575 Fne r 17 Interest Np A 18 Taxes (attach schedule) See Line 18 Stmt 271 858 21, 588 ^T t 19 Depreciation (attach schedule) and depletion x ~ 20 Occupancy 214, 165 2 1 , 417 E 21 Travel, conferences, and meetings 46 89 4 , 689 QN e 22 Printing and publications 2 : 500 ~ o P 23 Other expenses (attach schedule) See Line 23 Stmt 195,972 34,473 n 5 24 Total operating and administrative 5 expenses . Add lines 13 through 23 2 , 731,845 1 103 , 010 t ., 25 Contributions, gifts, grants paid 14, 865 . 107 26 Total expenses and disbursements . Add tines 24 and 25 17 , 596 , 952 1 103,01 0 (o 27 Subtract line 26 from line 12. a Excess of revenue over expenses and disbursements -8 , 567,203 b Nit Investment Income (if negative enter 0 ) 6,839 , 407 C Adjusted nit Income (d negative enter 0 ) BAA For Paperwork Reduction Act Notice, see the Instructions TEEnoaoi 10122102 ''. Form 990-PF
Transcript
f
Return of Private Foundation OMB No 1545 M?
or Section 4947(ax1) Nonexempt Charitable Trust Treated as a Private Foundation 2002
Note : The organization may be able to use a copy of this return to satisfy state reporting requirements
gar be mmn Se 1 2002' and ending Au 31 2003 - F1 lial return Final return Amended return Address than e Name than e
A Employer Identification number
ndation Inc 36-6108293 box number it mail is not Eelnered to street address) Room/style B Telephone number (see insUucUOns)
e Street 1100 (312) 527-4684 state ZIP cone C If exemption application is pending, check here ~ I I L 60610-6392 D 1 Foreign organizations, check here
U Section 501(c)(3 exempt private foundation 2Foreign organizations meeGnp the 85% lest, check ~xem t charitable trust Other lazable rrvate foundation here and attach computation n To year J Accountin g method X Cash Accrual E If private foundation status was terminated
under section 507(h)(1 xA), check here 0 Other (specify) F If the foundation is in a 60-month termination ".- A . k under section 5071 V I xf B) check here
M partment of the Treasury emel Rewnue service .
or calendar year 200 C"i4G Check all that app L-) Use the Name of organization
IRS label Polk Bros Fou Otherwise, Number and street (or P 0
16 uJ print ortype 20 West Kinzi
See Specific City or term Instructions Ir C h 1 c ago H Check type of organization n Section 4947(a)(1) non
lb~ , , . . . . . . . . "ar , Co n mus e on ca s asis ) Analysis O Revenue an (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements ' Expenses (The total o! amounts in expenses per books income income for charitable columns b, c, and d may not neces purposes sooty equal !he amounts in column a) (cash basis only) /coa mcfn~rhnncl
Contributions pills punts, etc received (all 5`h) Ck ' M d the founEn is not yea to ad Sch B
2 Distributions from split interest trusts 3 Interest on savings and temporary
cash investments 4 Dividends and interest from securities 3 , 303 .94 1 Sa Gross rents 14 , 400 b ~t rental (ass)
0-4 G8 Net gain/(loss) from sale of assets not on line 10 148 , R y Gross sales paces for all E assets online 6a 19$,287,801
goiter gain net income (loom Pan IV line 2) E 8 ;Net-bw
9 Incom60 LUC N u E 101 Gro Male-s ess
I ns and - a K46 0= euua _J Isr ,,. of cc
(;ross 06 DoEM schUT
12 Total Add lines 1 through 11 9, UL`J, /4y /, y4L, 41 13 Compensation of onicus doctors trustees etc
~ 466 S / , 86 7
14 Other employee salaries and wages 700 824 82 , 453 n 15 Pension plans, employee benefits 1 ~1 : 1 5 17, 672 M 16aLegal fees (attachschedule) L-1Gd $Cmt 1 , 1 6 1 N bAccounting fees (anachsch) L-16 b 5tmt 20 549 2055
P 5 cOther protfees (attachsch) L-16c Stmt 898 857,575 Fne r 17 Interest Np A 18 Taxes (attach schedule) See Line 18 Stmt 271 858 21, 588 ^T t 19 Depreciation (attach schedule) and depletion
x ~ 20 Occupancy 214, 165 2 1 , 41 7 E 21 Travel, conferences, and meetings 46 89 4 , 689
QN e 22 Printing and publications 2 : 500 ~ o P 23 Other expenses (attach schedule)
See Line 23 Stmt 195,972 34,473 n 5 24 Total operating and administrative 5 expenses . Add lines 13 through 23 2 , 731,845 1 103 , 010
t., 25 Contributions, gifts, grants paid 14, 865 . 107 26 Total expenses and disbursements .
Add tines 24 and 25 17 , 596 , 952 1 103,01 0 (o 27 Subtract line 26 from line 12.
a Excess of revenue over expenses and disbursements -8 , 567,203
b Nit Investment Income (if negative enter 0 ) 6,839 , 407 C Adjusted nit Income (d negative enter 0 )
BAA For Paperwork Reduction Act Notice, see the Instructions TEEnoaoi 10122102
''.
Form 990-PF
1
297 .794 .871
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances al beginning of year - Part II, column (a), line 30 (must agree with end-of year figure reported on prior year's return)
2 Enter amount from Part I, line 27a 3 Other increases not included in line 2 (itemize) 4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30
BAA TEEA0302 10/7303 Form 990-PF (2002)
Form 9saFF(2ooz) Polk Bros Foundation, Inc Atladhe0 Schedules and amounts .n Me descri0lion Part II Balance Sheets column should be for end of year amounts only (See instructions )
Less allowance for doubtful accounts ~ 4 Pledges receivable ~
Less allowance for doubtful accounts ~ 5 Grants receivable 6 Recervahles due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions) 7 Other notes and loans receivable (attach sch)
Less allowance for doubtful accounts S 8 Inventories for sale or use E 9 Prepaid expenses and deferred charges T S l0a Investments - U S and slate government
11 Investments - land, buildings, and equipment basis Less accumulated depreciation (attach schedule)
12 Investments -mortgage loans L-12 Stmt 13 Investments - other (attach schedule) L-13 Stmt 14 Land, buildings, and equipment basisw
Less accumulated depreciation (attach schedule)
15 Other assets (describes See Other ASSets Stmt 16 Total assets (to be completed by all filers -
see instructions Also, see page 1, item I 17 Accounts payable and accrued expenses 18 Grants payable A
8 19 Deferred revenue 20 Loans from officers, directors, trustees, 8 other disqualified persons L 21 Mortgages and other notes payable (attach schedule)
T 22 Other liabilities (describes ) E 5 23 Total liabilities add lines 17 through 22 )
Or ganizalions that follow SFAS 117, check here ~ ~X i and complete lines 24 through 26 and lines 30 and 31
N F 24 Unrestricted E U T N ZS Temporarily restricted D 26 Permanently restricted
Organizations that do riot follow SFAS 117, check here ~ 0 S B S A and complete lines 27 through 31 L
T A 27 Capital stock, trust principal, or current funds 5 N Zg Paid in or capital surplus, or land, building, and equipment fund
29 Retained earnings, accumulated income, endowment, or other funds OE R 5 30 Total net assets or fund balances (see instructions)
31 Total liabilities and net assetsllund balances
"IT-- ii
ing of year End of year ~ok Value (b) Book Value (c) Fair Market Value
lele only for assets showin gain in column n and c =air Market Value Q) Adjusted basis as of 12/31/69 as of 1231/69
0 2 .000 b
iEEA0303 1023/02
ion, I
(a) List and describe the kind(s) of property sold (e g , real estate, 2 story brick warehouse, or common stock, 200 shares MLC Company)
a
d
sales price I (Q Depreciation allowed (or allowable)
(g) Cost or other base plus expense of sale
198 .138
A
-6108293 Paae3
]) How acquired (C) Date acquired (d) Dale sold P - Purchase (month day year) (month day year) D - Donation
Various Various 01/01/94 01/14/03
(h) Gain or (loss) (e) plus (Q minus (g)
146
(p Gains (Column (h) gain minus column (k), but not less
khan 0 ) or Losses (from column (h))
e I i
2 Capital gain net income or (net capital loss) If gain, also enter in Part I, line 7 If (loss), enter 0 in Part I, line 7
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)
If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter 0
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )
If section 49400(2) applies, leave this part blank
Was the organization liable for the section 4942 tax on the distribulable amount of any year in the base periods 0 Yes X~ No
If'Yes' the organization does not quality under section 4940(e) Do not complete this part
1 Enter the appropriate amount in each column for each year, see instructions before making any entries
Base period years Adjusted qualifying distributions Net va ue of Distribution ratio Calendar year (or tax year noncharilable use assets (column (b) divided by column (c))
beginning in)
2001 16,253,214 330,600,052 u
2000 14 906, 299 327,043 , 440 0
1999 13 , 300, 139 291 , 623 , 984 0
1998 12,815 , 592 ~ 279,067 , 347 ~ 0
1997 12,191 .761 273,222 .814 ~ 0
2 Total of line 1, column (d) 2 0 230894
3 Average distribution ratio for the 5 year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0 046179
4 Enter the net value of noncharitable use assets for 2002 from Part X, line 5 4 316, 503 , 255
5 Multiply line 4 by line 3 -3 '" " o"
6 Enter 1 % of net investment income (I% of Part I, line 27b) 6 68
7 Add lines 5 and 6
8 Enter qualifying distributions from Part XII, line 4 1 8 1 16, 278, 942
If line 8 is equal to or greater than line 7, check the box in Part VI, line lb, and complete that part using a 7 Yo tax rate See the Part V1 instructions
SAA Form 990-PF(2002)
Form 990-PF (2002) Polk Bros
0
of Backup withholding erroneously withheld I 6dj 7 Total credits and payments Add lines 6a through Ed 8 Enter any penalty for underpayment of estimated tax Check here F] if Form 2220 is attached 9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed
10 Overpayment If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 11 Enter the amount on line 10 to be Credited to 2003 estimated tax li~ 33,212
TEEA0304 10123102
1 a Exempt operating foundations described in section 4940(d)(2), check here ii- F1 and enter 'N/A' on line 1 Date of ruling letter . . . . . (attach copy of ruling letter if necessary - see instructions)
b Domestic organizations that meet the section 4940(e) requirements in Part V, check here ~ FX and enter I % of Part 1, line 27b
c: All other domestic orgam2abons enter 2% of line 27b Exempt foreign organizations enter 4% of Part 1, line 12, column (b) 2 Tax under section 511 (domestic section 4947(a)(1 ) trusts and taxable foundations only Others enter -0 3 Add lines 1 and 2 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 5 Tax based on investment income Subtract line 4 from line 3 If zero or less, enter G- 6 Credits/Payments a 2002 estimated tax pmts and 2001 overpayment credited to 2002 6al 101 .606 b Exempt foreign organizations - tax withheld at source I 6bl -c Tax paid with application for extension of time to file (Form 8868) 1 6cl
1 a During the tax year, did the organization attempt to influence any national, state, or local legislation of did it i - I Yes
~i2 participate or intervene in any political campaign7 I al I X
to Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)7 F I bT-[ X
It the answer is 'Yes' to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the organization in connection with the activities
c Did the organization file Form 1120-POL for this year7 d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) On the organization ~ $ (2) On organization managers W $
e Enter the reimbursement (if any) paid by the organization during the year for political expenditure tax imposed on organization managers W $
2 Has the organization engaged in any activities that have not previously been reported to the IRS7 If 'Yes,'attach a detailed description of the activities
3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If 'Yes,'attach a conformed copy of the changes
4 a Did the organization have unrelated business gross income of $1,000 or more during the year? to If 'Yes,' has it filed a tax return on Form 990-T for this year?
5 Was there a liquidation, terminator, dissoluban, or substanbal contraction during the year7 If 'Yes,'attach the statement required by General Instruction T
6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either *By language in the governing instrument or
0 By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument?
7 Did the organizabon have at least $5,000 in assets at any time during the year? If Tes,'complete Part I/, column (c), and Part XV Sa Enter the states to which the foundation reports or with which it is registered (see instructions)
Illinois b If the answer is 'Yes' to line 7, has the organization furnished a cov of Form 990 PF to the Attorney General (or designate) of each state as required by General Instruction G? I 'No, 'attach explanation
9 Is the organizabon claiming status as a private operating foundation within the meaning of section 4942(1)(3) or 4942(j)(5) for calendar year 2002 or the taxable year beginning in 2002 (see instructions for Part XIV)7 If'Yes,' complete Part XIV . I X
10 Did any persons become substantial contributors during the tax year7 10 X If 'Yes,'altach a schedule listing their names and addresses
11 Did the organization comply with the public inspection requirements for its annual returns and exemption application7 11 FX Web site address ~ WWW -P21~.bfq~Ldl! -RE9 - - - - - - - - - - - - - - - - - - - - - - - - - -
12 The books are in care of - Pol k Bros Founj~-t 1 on Telephoneno - (312)527-4684 _~u ZIP + 4 - 60610 Locatedat- 20 West Ri-n-Llg --------- -----------------
------------ 13 Section 4947(a)(1) nonexempt charitable trusts filing Form 990 PF in lieu of Form 1041 - Check here and enter the amount of tax exempt interest received or accrued during the year 13
BAA Form 990-PF (2002)
Yes No
Yes ZNo
Yes EX] No Yes 4 No
X Yes LJ No
E] Yes ZNo
E] Yes ZNo (6) Agree to pay mone or property to a government official? (Exception Check 'No' if the
organization agrM to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days )
Ip Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income7 (If applying section 4942(a)(2) to all years listed, answer 'No and attach statement - see instructions )
c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here 11~ 20 - , 20 - , 19 - , 19 -
3a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the year7 [] Yes E] No
(4) Provide a grant to an organization other than a charitable, etc, organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)7 E] Yes F] No
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals7 Yes No
b If any answer is 'Yes' to 5a(l) (5), did any of the transactions fall to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions)7 Organizations relying on a current notice regarding disaster assistance check here
c It the answer is 'Yes' to question 5a(4). does the organization claim exemption from the tax because it maintained expenditure responsibility for the grant7 [] Yes [] No
If 'Yes,'attach the statement required by Regulations section 53 4945 5(d) 6a Did the organization . during the year, receive any funds, directly or indirectly, to pay premiums
on a personal benefit contract? [] Yes E] No
b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract7 If vou answered 'Yes'to 6b, also file 8.370
Form 990-PF (2002) TEEA0305 10/23/02 BAA
Form 990-PF
File Form 4720 if any item Is checked In the'Yes'column, unless an exception applies I a During the year did the organization (either directly or indirectly)
(1) Engage in the sale or exchange, or leasing of property with a disqualified person?
(2) Borrow money from, lend money to . or otherwise extend credit to (or accept it from) a disqualified person?
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
(5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?
b If any answer is 'Yes' to 1 a(l) (6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see instructions)? Organizations relying on a current notice regarding disaster assistance check here
c Did the organization engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2002?
2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 49420)(3) or 49420)(5))
a At the end of tax year 2002, did the organization have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 20027 []Yes E]No If 'Yes,' list the years * 20_ - , 20 - , 19 - , 19
b If 'Yes,' did it have excess business holdings in 2002 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969, (2) the lapse of the 5 year period (or longer period approved
R b the Commissioner under section 4943(c)(7)) to dis ose of holdings ac uired by 8ift or Muest, or
the lapse of the 10, 15, or 20 year first phase hNIding period? (Use 9chedule , Form 4 20, to determine if the organization had excess business holdings in 2002)
4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes?
b Did the organization make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2002? 1
5a During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))7 [] Yes 2] No
(2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration drive7 Yes EX No
(3) Provide a grant to an individual for travel, study, or other similar purposes? Yes N No
- - - - - - - - lInvestment fees 110,383 Chicago, IL Total number of others receiving over $50,000 for professional services 2
FP-a-rt -IT-Al Summary of Direct Charitable Activities
List the foundation's four lar est direct charitable activities during the tax year Include relevant statistical infurnation such as the number of Expenses organizations and other ben5iciaries served, conferences convened, research papers produced, etc 1 NONE - - - - - - - - --------------------------------------------------------
1 List all officers, directors, trustees, founclatu managers and their ompensation (see ins uctions). (b) Title and average (c) Compensation (d) Contributions to (e) Expense account,
(a) Name and address hours per week Of not paid, enter -0-) employee benefit other allowances devoted to position plans and deferred
compensation Sandra- P--Guthman - - - - - - - - - - - President Chicago, IL Full Time 231,466 13,333 0 L-Ira-Harris - - - - - - - - - - - - - - - Vice Pres Chicago, IL Director 0 0 0 32ypLonq Simon - - - - - - - - - - - - - - - Vice Pres Chicago, IL Director, 0 0 0 See Part Vill, Line I Stmt
2 Compensation of five highest-paid employe s (otherthan those included on line 1- see i structions) If none, e ter 'None (a) Name and address of each employee (b) Title and average (c) Compensation (d) Contributions to (e) Expense account,
paid more than $50,000 hours per week employee benefit other allowances devoted to position plans and deferred
compen ation Nikk-i-Stein - - - - - - - - - - - - - - - - Exec Dir Chicago IL Full Time 141,179 9,518 0 Suzanne Kerbow Assoc D i r Chicago, IL Full Time 93,533 6,218 0 Evette-Cardona - - - - - - - - - - - - - - Prog Officer Chicago, IL Full Time 75,885 5,058 0 Theodore WtyRm!lLh - - - - - - - - - - - - CFO Barrington, IL Part Time 72,731 4,807 0 Deborah Bennett - - - - - - - - - - Prog officer Chicago, IL Full Time 74 .018 0 0 Total number of other employees paid over $50.000
3 Five hicheSt-Daid indeoendent contractors for professional services - (see instructions) If none, enter 'None .'
7 1
Form 990-PF (2002) Polk Bros Foundation, Inc 36-6108293 Page
FP_a_rt_1X_-F Summary of Program-Related Investments (see instructions)
FP_a_R_T~ Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes a Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets (see instructions) d Total (add lines I a, b and c) e Reduction claimed for blockage or other factors reported on lines I a and I c
(attach detailed explanation) I lei 2 Acquisition indebtedness applicable to line I assets 3 Subtract line 2 from line I d 4 Cash deemed held for charitable activities Enter 1-112% of line 3 (for greater amount, see instructions) 5 Net value of nonchantable-use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 6 Minimum investment return . Enter 5% of line 5
1 d 321 .323,102
2 0 3 321,323,102
4,819,847 5 316,503,255 6 1 15,825, 163
foundations and certain not omplete this part 1 15,825, 163
2c 68,394 3 15,756,76
5 15_7S6 .769 N -
FPart XIR Qualifying Distributions (see instructions)
I Amounts paid (including administrative expenses) to accomplish charitable, etc, purposes a Expenses, contributions, gifts, etc - total from Part 1, column (d), line 26 bProgram-related investments - Total from Part IX B
2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc, purposes
3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) b Cash distribution test (attach the required schedule)
4 Qualifying distributions Add lines la through 31b Enter here and on Part V, line 8, and Part X111, line 4
bistributable Amount (see instructions) (Section 49420)(3) and 0)(5) private foreian oraanizations check here "'
I Minimum investment return from Part X, line 6 2a Tax on investment income for 2002 from Part VI, line 5 2al b Income tax for 2002 (This does not include the tax from Part VI I 2bl c Add lines 2a and 21b
3 Distributable amount before adjustments Subtract line 2c from line I 4a Recoveries of amounts treated as qualifying distributions 4a b Income distributions from section 4947(a)(2) trusts 4b c Add lines 4a and 4b
5 Add lines 3 and 4c 6 Deduction from distributable amount (see instructions) 7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XlII, line I
S Organizations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter I % of Part 1, line 271b (see instructions) 5 68,394
6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 16,210,548
Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years
BAA Form 990-PF (2002)
Form 990-PF (2002) Polk Bros Foundation, Inc 36-6108293 Page
FP-ar-t -XIIIII Undistributed Income (see instructions)
(a) (b) &) ~d) Corpus Years prior to 2001 2 01 2 02
1 Distributable amount for 2002 from Part X1, line 7 15,756,769
2 Undistributed income, it any, as of the end of 2001 --- - - a Enter amount for 2001 only 14,688,885 b Total for prior years 20_, 19 _, 19
3 Excess distributions carryover, if any, to 2002 a From 1997 0 b From 1998 0 c From 1999 0 d From 2000 0 e From 2001 0 f Total of lines 3a through e 0
4 Qualifying distributions for 2002 from Part Xll, line 4 ii~ S 16,278,942
a Applied to 2001, but not more than line 2a 14,68-8,88-5
b A plied to undistributed income of prior years (Ection required - see instructions)
c Treated as distributions out of corpus (Election required - see instructions)
d Applied to 2002 distributable amount 1,590,057 " Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2002 (If an amount appears in column (d), the same amount must be shown in column (a))
6 Enter the net total of each column as indicated below,
" Corpus Add lines 3f, 4c, and 4e Subtract line 5 0
b Prior years' undistributed income Subtract line 4b from line 2b 0
c Enter the amount of prior years' undistribut- ed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed
cl Subtract line 6c from line 5b Taxable amount - see instructions 0
e Undistributed income for 2001 Subtract line 4a from line 2a Taxable amount - see instructions 0
If Undistributed income for 2002 Subtract lines 4d and 5 from line I This amount must be distributed in 2003 14 .166,712
7 Amounts treated as distributions out of corpus to satis requirements im osed by sectii (%)(1)(E) or 4942(gM~) (see instructions)
8 Excess distributions carryover from 1997 not applied on line 5 or line 7 (see instructions) 0
9 Excess distributions carryover to 2003 Subtract lines 7 and 8 from line 6a 0
10 Analysis of line 9 a Excess from 1998 0 b Excess from 1999 0 c: Excess from 2000 0 d Excess from 2001 0 e Excess from 2002 0
BAA Form 990-PF (2002)
TEEA0308 11/12102
Form 990-PF (2002) Polk B
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors
Must be organization exempt under sec 501 (c) (3)
EIAA TEEA0309 10123/02 Form 990-PF (2002)
ons 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling
is effective for 2002, enter the date of the ruling 111~
b Check box to indicate whether the organization is a private o crating foundation described in section n 4942(j)(3) or 49420)(5) 2a Enter the lesser of the adjusted net Tax year Prior 3 years
income from Part I or the minimum (a) 2002 (b) 2001 (c) 2000 (d) 1999 (e) Tota investment return from Part X for each year listed
b 85% of line 2a ic Qualifying distributions from Part XII,
line 4 for each year listed d Amounts included in line 2c not used directly
for acbve conduct of exempt activities * Quali ing distributions made directly
for : ive conduct of exempt activities Subtract line 2d from line 2c
3 Complete 3a, to, or c for the alternative test relied upon
* 'Assets' alternative test - enter (1) Value of all assets (2) Value of assets qualifying under
section 49420)(3)(B)(i) b'Endowment' alternative test - Enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed
c 'Support' alternative test - enter (1) Total support other than gross
investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(BXiii)
(3) Largest amount of support from an exempt organization
(4) Gross investment income this cad only if the croanization had $5,000 or more in assets at any time during the
1 Information Regarding Foundation Managers
a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) None
b List any managers of the foundation who own 1 0% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest None
2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc, Programs, Check here 0 nif the organization only makes contributions to preselected charitable organizations and does not accept unsolicited
requests for funds If the organization makes gifts, grants, etc, (see instructions) to individuals or organizations under other conditions,
complete items 2a, b, c, and d a The name, address, and telephone number of the person to whom applications should be addressed Nikki Stein, Polk Bros Foundation 20 West Kinzie Street, Suite 1100 Chicago, I L 60610-6392 (312) 527-4684
b The form in which applications should be submitted and information and materials they should include Application form available from Foundation office
c Any submission deadlines Continuous
ation . Inc 10
BAA TEEA0310 10123102 Form 990-PF (2002)
I Explain below how each activity for which income is reported in column (e) of Part XVI A contributed importantly to the Line No accomplishment of the organization's exempt purposes (other than by providing funds for such purposes) (See instructions
Form 990-PF (2002) BAA TEEA0501 01/23/03
Form 990 PF (2002) Polk Bros Foundation, Inc 36-6108293 Page 11
JPart XVI-A ] Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated Unrelated business income Exclude by section 512, 513, or 514 (a) (b) W (d) (e)
Business Amount Exclu Amount Related or exempt code Sion function income
I Program service revenue code (see instructions) a b C d e I f g Fees and contracts from government agencies
2 Membership dues and assessments 3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 14 3,303,941 5 Net rental income or (loss) from real estate a Debt financed property b Not debt financed property 161 14,400
6 Net rental income or (loss) from personal property 7 Other investment income 14 391,382 8 Gain or (loss) from sales of assets other than inventory 18 14g, 904 9 Net income or (loss) from special events
10 Gross profit or (loss) from sales of inventory I I Other revenue
a Partnership income ~_9 0 0 0-031 1,037,332 14 4,083,790 b Tax refund I 1 01 50,000 C d e
12 Subtotal Add columns (b), (d), and (e) 1,037,332 .1 1 7,992,417 13 Total Add line 12, columns (b), (d), and (e) 13 9,029 .749 (See worksheet in the instructions for line 13 to verify calculations
JPart XVI-B ] Relationship of Activities to the Accomplishment of Exempt Purposes
ros Foundation . Inc Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Orcianizations
BAA
Yes No 1 Did the organization directly or indirectly engage in any of the following with any other organization
described in section 501 (c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political organizations?
a Transfers from the reporting organization to a nonchartable exempt organization of (1) Cash 1 a (1) X (2) Other assets I a (2) X
b Other Transactions (1) Sales of assets to a nonchartable exempt organization 1 b (1) X (2) Purchases of assets from a nonchartable exempt organization 1 b (2) X (3) Rental of facilities, equipment, or other assets 1 If (3) X (4) Reimbursement arrangements 1 Id (4) X (5) Loans or loan guarantees I b (5) X (6) Performance of services or membership or fundraising solicitations I If (6) X
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1 c X
d If the answer to any of the above is 'Yes,' complete the following schedule Column (b) should alwa s show the fair market value of the goods, other assets, or services given by the reporting organization If the organization receiveyless than fair market value in an~l?n~(act~Aono2,t ~hva alrrang~jm n , show in column (d) the value of the goods, other assets, or services received ne 0 id m 'n in
31 Li 0 (c) Name
of norchairitable exempt omanizabon (d) Description of transfers, transactions, and sharing arrangements
2a Is the organization directly or indirect[ affiliated with, or related to, one or more tax exempt organizations described in section 501 (c) of the CoYe (other than section 501 (c)(3)) or in section 5277 [] Yes 2] No
of
Under penalties of perjury I declare 0-9t I tunre examined this return mclud,h correct anc,71*lete Declaration oKreparer (other than taxpayer or toducrai
Signature of officer or trustee
Sign Prepare C P* Here Paid signa u,'.S
Pre-Garer's R-Xer-ss se
Firm s name (or yours Only if sell ernplode% Ill a a__
Other income Rev/Exp Book Net Inv Inc Adl Net Inc Partnership Income 5,121,122 Liquidating Trust - 362,281 Other Misc Income 79,101 2-9-11-1
5 ~562 504 4 ~475 172 Total
Taxes (see instructions) Rev/Exp Book Net Inv Inc Adl Net Inc Charity Disb Fed Excise Taxes 40,000 Payroll Taxes 59,177 8,907 50,270 Property Taxes 12-16-8-1 12,681 Fed/State Income Taxes 160,000
~271 858 ~21 588 Total
Other expenses Rev/Exp Book Delivery and Messengers I , 231 Dues and Subscriptions 16, 162 Furniture and Equipment 9, 473 Insurance 69,156 Real Estate InvestmentLk 6,903 Maintenance & Repair 12 005 Office Expense 13,200 Office Supplies 8,815 Other Taxes 1,431 Telephone 651 Utilities 1,903 Technology Services 21,690 OffiCe ReloCation Expenses, net 33,352 Less Expenses allocate to Unrelated Busi nes Taxable Income
123 1,616 948
29,290 6,903 1,200 1,320
882 1,431
65 190
2, 169 3 .336
586 1,713
19,521
-15,000
195,972 ~34 473 Total
Line 16a - Legal Fees : Name of Provic I Type of Service Provided Amount Paid
Mayer Brown & Platt 11-egal consultation - 1 16,106
16, 106 Total
Polk Bros Foundation, Inc 366108293
Form 990-PF, Page 1, Part 1, Line I I Line 11 Stmt
Form 990-PF . Page 1, Part 1, Line 18 Line 18 Stmt
Form 990 PF, Page 1, Part 1, Line 23 Line 23 Strint
50,270
1, 108 i4, 546 8,525
39 .866
Form 990-PF, Page 1, Part 1, Line 16a L-16a Strint
146,499
Line 16b - Accounting Fees : Name of Pro% Type of Service Provided Amount Paid
Line 16c - Other Professional Fees :
Name of Provider Type of Service Provided Amount Paid
Program consultation 5,278 Ful I 5ervi ce school techni cal assi stance 11,967 School based health clinics consultation Soo School based health clinics consultation 522 Project Coordinator 2,600 Software consulting 929 Benefits consultation 250 Benefits consultation 1,750 Full service school technical assistance 11 . 967 Photography services 252_ Temporary services 1,890 Intern 2,000 Intern 780 Intern Services 1,200 Investment advice and custody 189,136 Investment Consultation 75,000 Investment fees 171,592_ Investment fees 64,050 Investment fees 108,872 Investment fees 137,459 Investment fees 110,383
898,377 Total
End of Year Line 10a - Investments - Book Fair Market
US and State Government Obligations: Val I Value
U S Treasury Notes and Bonds (schedule) .1 12,194,640
12,194,640 12 ~009,051 Tot?l
Polk Bros Foundation, Inc 36-6108293
Form 990-PF, Page 1, Part 1, Line 16b L-16b Stmt
Al t schule r Melvoi n & Glasser Audi t i n American Express iTax Con
Total
Form 990-PF, Page 1, Part 1, Line 16c L-16c Stmt
17,949 2,600
20,549
Sara Segal Levy Lourdes Sullivan university of Colorado Health sciences Angela McCauley Eddie Anguiano Orin i os Financial Planning A5SOCiates Benefits Consulting Group Greg Hall John Reilly Photography Mikei Jackson Gaea Honeycutt Mariela Alburges Wellesley College Northern Trust Co Monticello Associates Skyline Asset Management Heitman/PRA Securities Grantham Mayo VanCitterloo Mid-Continent Capital Capital Guardian Trust
Form 990-PF, Page 2, Part 11, Line 10a L-10a Stmt
3
End of Year Book Fair Market Value Value
Line I Ob - Investments - Corporate Stock :
Common and P
End of Year Book Fair Market valu Value
Line 1 Oc - Investments - Corporate Bonds :
End of Year Line 12 - Investments - Mortgage loans : Book Fair Market
Value Value
Form 990-PF, Page 2, Part 11, Line 13 L-13 Strnt
End of Year Book Fair Market Value Value
Line 13 - Investments - Other :
Form 990 PF, Page 2, Part 11, Line 15 Other Assets Strnt
End of Year Book Fair Market Value
Line 15 - Other Assets,
Guaranty advance 1,2-11,7-54 1- 1,211,754
Total ~1 .211 754 ~1,211 754
Polk Bros Foundation, Inc 36-6108293
Form 990-PF, Page 2, Part 11, Line 10b L-10b Stint
Total
Form 990 PF, Page 2, Part 11, Line 10c L- 10c Stmt
Form 990-PF, Page 6, Part Vill, Compensation Part Vill, Line 1 Stnit
(a) (b) Name and address Title, and
4
(e) Expense
account, other allowances
(d) Contributions to employee benefit plans and deferred compensation
verage hours per week devoted to position
reasurer iii-ector irector
lirector
lirector
Si dney_Ep.~te_-if . . . . C~Tjago, IL Gordon Prussian 6 Tja~j,- -I C Howard Polk 6 Tjajj,- -I [ - - - - -Bruce Bachmann 6 Tc~`ag~, I C
Total
0
0
0
0
0
0 0 0
(c) Compensation (if not paid, enter -0-)
0
Form 990-PF pll/Line 7 Column (d)
Description Amount
Liquidating Trust Income -36-2-,2-8-1 Other Income 29,101
Total 391,382
Supporting Statement of :
Form 990-PF pll/Line 11 Column (b)-1
Description Amount
Abbott Capital Private Equity 04-3281606 4,937 Avanti II Active 59-3305003 329,310 Avanti III Active 59-3501318 208,674 Avanti IV Active 59-3711076 -27,125 HarbourVest Dover Street 04-3456831 -12,734 Madison Dearborn 11 36-4097124 202,554 Madison Dearborn 111 36-4264560 -8,169 Summit Accelerator 77-0521400 -1,839 TIFF 111 58-2426874 -911 TIFF IV 58-2007544 -4 Walton Street 1 36-4025780 148,358 Walton Street 11 36-4208917 182,602 Adamas Partners 04-3514358 6,031 Fundamental Managers 13-3838178 5,648
Form 990-PF pll/Line 11 Column (d)-l
Description I Amount
-22,955 -50,468 1,432
219,569 2,265
79,870 549
-31,313 2-0-110-2--5 -64,668 -86,092 -74,385
-236,354 26,652 21 .812
Abbott Capital Private Equity K-1 04-3281606 Abbott Capital Private Equity IV K-1 04-1623810 Avanti II Active K-1 59-3305003 Avanti II Passive K-1 59-3305004 Avanti III Active K-1 59-3501318 Avanti III Pa551ve K-1 59-3501317 Avanti IV Active K-1 59-3711076 Avanti IV Passive K-1 59-3711075 EnCap Energy III K-1 76-0545518 Francisco Partners K-1 94-3359836 Frontenac VI K-1 36-3888823 Frontenac VII K-1 36-4142463 Frontenac VIII K-1 36-4343653 HarbourVest Dover Street K-1 04-3456831 HarbourVest IV K-1 04-3207633
Polk Bros Foundation, Inc 366108293
Supporting Statement of :
Total 1,037,332
Supporting Statement of,
Continued
Form 990-PF pll/Line 11 Column (d)-1
Description Amount
HarbourVest IV Direct K-1 04-3207653 -271,459 Madison Dearborn II K-1 36-4097124 313,494 Madison Dearborn III K-1 36-4264560 95,347 MDCP III Global Investments K-1 98-0379482 3,147 Madison Dearborn IV K-1 36-4384386 31,133 MDCP IV Global Investments K-1 98-0379475 -4,557 MHR K-1 13-4001457 341,130 MHR Il K-1 03-0478547 20,609 OCM Opportunities K-1 95-4551378 105,531 OCM Opportunities II K-1 95-4656967 105,771 OCM Opportunities III K-1 95-4761130 - 144,239 OCM Opportunities IV K-1 95-4878221 86,513 OCM Principal Opportunities II K-1 95-4833215 102,425 SCF-III K-1 76-0475043 157 .884 SCF-IV K-1 76-0556240 115,732 Summit Accelerator K-1 77-0521400 -12,709 Summit V Companion K-1 04-3427959 -36,801 Summit IV K-1 04-3278221 163,077 . Summit Ventures VI K-1 04- 3540854 -39,076 TIFF III K-1 58-2426874 -141,200 TIFF IV K-1 54-2007544 -64,863 Walton Street I K-1 36-4025780 8,967 Walton Street II K-1 36-4208917 693,925 Adamas Partners K-1 04-3514358 93,379 Capital Guardian 1041 95-7101588 -597,792 Fundamental Managers K-1 13-3838178 685,780 TA Realty Associates III- Realized Income 438,335 TA Realty Associates IV- Realized Income 275,391 TA Realty Associates VI- Realized Income 54,312 OZ Overseas Fund - Realized Income 121,648 Tremblant - Realized Income 146,945 Western Asset Management - Realized Income 960,594
Statement Attached to and made part of Form 990-PF - 2002 Part 11, Balance Sheets, Lines I Oa . I Ob, I Oc
SUMMARY
Line 10a - Investments - US and state government obligations
Line 10b - Investments - Corporate Stock Common Stock Preferred Stock
36-6108293
End of Year - August 31, 2003
Book Value Page Detail Tax Cost Market Value
4-5 12,194,640 12,009,051
1 -4 62,001,799 69.858,955 4 1,184,448 1,211,600
63,186,246 71,070,555
5-7 18,570,828 18,568,098 0 289,007
18,570,828 18,857,105
Polk Bros Foundation, Inc 36-6108293 Form 990-PF - 2002 Page I of 7
Book Value Investment Detail Shams TaxCost Market Value
COMMON STOCK IST NIAGARA FINL GROUP INC NEW COM 16946 194,034 254,698 3M CO COM 4,500 422.136 641,115 AARON RENTS INC CL B 9,850 96308 206,653 AFFILIATED COMPUTER SVCS INC CIL A COM 15,000 684,386 744,150 AIRGAS INC COM 26,200 432,374 490,726 ALBANY INTL CORP NEW CL A 11 .300 278,422 345328 ALBERTO CULVER CO CL A 12,000 592,782 666,960 ALEXANDRIA REAL ESTATE EQUITIES INC COM 15,000 609,564 701,250 ALLSTATE CORP COM 4,600 162,247 164,450 ALTRLA GROUP INC COM 11,300 422519 465,786 AMB PPTY CORP REIT 8,400 204,477 239,400 AMER ELEC PAR CO INC COM 1 .500 42,136 42465 AMERN FINL RLTY TR COM 4.700 64,565 67,680
AMLI RESDNTL PPTYS TR SH BEN INT 5,600 126,096 137,760 ANADARKO PETRO CORP COM 4,700 207,170 204,450 AOL TIME WARNER INC COM 23,700 345,441 387,732
APACHE CORP COM 1,800 114,372 124,164 APACHE CORP COM 10000 600,907 689,800 APRLA HEALTHCARE GROUP INC COM 9.000 216,147 233,100 APT INVT & MGMT CO CL A 6,000 268,466 231,300 ARCHSTONE-SMITH TR COM 9500 230,024 248,425 AUTO DATA PROCESSING INC COM 10,000 317.946 399,100 BANK ONE CORP COM 5,600 201,884 221,032 BEAR STEARNS COS INC COM 2,500 159573 174950 BEARINGPOtNT INC COM 41,400 311,415 339480 BELLSOUTH CORP COM STK 17,800 455,350 448,560 BK AMER CORP COM 3,6DO 229552 285 3DO BK HAW CORP COM 8,600 247782 291540 BOEING CO COM 3,700 109,474 138 .343 BORDERS GROUP INC COM STK 11,900 222,837 247,552
BRANDYWINE RLTY TR SH BEN INT NEW REIT 8,100 187,318 198,045 BRANDYWINE RLTY TR SH BEN INT NEW REIT 8,500 177,589 207,825 EIRE PROPS INC CL A COM 6,700 208,983 225,991 BROOKFIELD PPTYS CORP COM 2,800 61,935 65,296 BSTN PPTYS INC 5,500 202,487 236,225 C H ROBINSON WORLDWIDE INC COM 10,000 166 .875 379,700
CABOT CORP COM 3,3DO 92728 89,727 CARDINAL HLTH INC 1,5DO 85514 85395 CARDINAL HLTH INC 10,000 S90,012 569300 CAREMARK RX INC COM 30000 464,315 753900 CARRAMERICA RLTY CORP COM REIT 6900 212,850 194235 CATELLUS DEV CORP 15,600 293,664 365,820 CCC INFORMATION SVCS GROUP INC COM 804 12,969 13,427 CENDANT CORP COM STK 14,500 214,613ul 260,710 CENTEX CORP COM 1,800 94,353 135756
CERIDIAN CORP NEW COM 15,100 219,620 293544 CISCO SYS INC COM 25,000 364284 478750 CITIGROUP INC COM 15,000 591,074 650250 CITIGROUP INC COM 12,800 452,553 554880 CNA FNCL CORP COM 4,100 100,201 89 175 COLONIAL PROP TR SH BEN INT 3 .200 111,408 109 120 CONICAST CORP NEW CL A SPL 10,000 300,400 283,600 COMM BANCSHARES INC COM 12,327 454,124 534,745 CONOCOPHILLIPS COM 8,100 427,868 452304 CONSTELLATION BRANDS INC CL A 4,500 119,260 129,375 COSTCO WHSL CORP NEW COM 15000 488580 481 350 CRANE CO COM 11 300 276,559 289 167 CURTISS WRIGHT CORP COM 2 100 188,852 190,400 CVS CORP COM STK 7 100 174.034 231,460 ID R HORTON INC COM 2,000 52454 62,240 DAVITA INC COM 14,800 377835 449,920
COMMON STOCK (continued) Page 2 of 7 DEL MONTE FOODS CO COM 30,900 276,121 277,482 DELPHI FINI. GROUP INC CL A 10.033 369,808 482,186 DEVON ENERGY CORP NEW COM 10,000 533220 517,500 DIRECT GEN CORP COM STK 7600 180,224 193 8D0 EL PASO CORP COM 11,900 95,385 87,346 ELECTRONICS FOR IMAGING INC COM 16,0D0 283,562 342,720 ENGELFLARD CORP COM 3,600 92 .5-42 101052 EQTY I INC COM 6,800 114,129 115940 EQTY OFFICE PPTYS TR REIT 8,832 194,443 190 .066 ESSEX PPTY TR REIT 1,600 83,461 100,560 EXTO STAY AMER INC COM 7,900 94,319 120,633 EXXON MOBIL CORP COM 14,600 508,222 550,420 F P L GROUP INC COM 10,000 651,867 618,600 FAIRCHILD SEMICONDUCTOR INTL INC COM 19,600 251,704 346,920 FEDT DEPT STORES INC DEL COM 4,300 147,656 187,910 FHUMC COM 8,400 466,193 446,460 FIRST DATA CORP COM 15,000 636,739 576,000 FIRST DATA CORP COM 4,4DO 166631 168,960 FLEETBOSTON FINL CORP COM STK 12,300 324,323 363,957 FLOWSERVE CORP COM 13,900 306,394 292,595 FNMA COM STK 3,8DO 267,656 246,202 FURNITURE BRANDS INTL INC COM 18,200 414594 521 430 GEN DYNAMICS CORP COM 9,000 584,527 774,990 GEN DYNAMICS CORP COM 1,500 96,302 129 .165 GEN ELEC CO COM 17,000 599226 502690 GENESEE & WYO INC CL A 8,400 167 .077 203448 GRAFTECH INTL LTD COM 32,300 200,745 258,400 GUIDANT CORP COM STK 1,800 80,521 90,360 HANCOCK FABRICS INC COM 12,300 186,819 209,346 HCC INS HLDGS INC COM 6,400 161017 187,392 HEALTH NET INC COM 16,000 434,767 509,280 HERCULES INC VTG COM 4,100 47,072 45,920 HEWLETT PACKARD CO COM 8.500 160,282 169320 HOME DEPOT INC COM 1,800 38,808 57888 HONEYWELL INTL INC COM STK 11,700 343,144 339 183 HUGHES SUP INC COM 6,900 212,474 244950 IDEX CORP COM 8100 224,764 314,118 INDYMAC BANCORP INC COM 3,800 85,061 87,628 INFINITY PPTY & CAS CORP COM 10.408 170,991 275636 INNKEEPERS USA TR COM 7,500 56,640 63,075 INTEL CORP COM 20.000 720,251 572,400 INTERPOOL INC COM 14 200 2130 679 257,730 INTL BUSINESS MACHS CORP COM 8.000 681,886 656,080 IPC HLDGS LTD 8,500 243,804 298,010 ISTAR FINL INC COM 16,100 398,286 590,226 J P MORGAN CHASE & CO COM 10,400 272,223 355,888 JG INDS INC COM NEW 77,781 320,847 1 JLG INDS INC COM 16,100 121,906 169,050 JOHNSON & JOHNSON COM 12,000 488,693 594,960 JONES APPAREL GROUP INC COM 4,100 122099 126,649 KEMET CORP COM 20,200 332541 247652 KENNAMETAL INC CAP 9,600 292054 377,472 KEY ENERGY SVCS INC 24,300 264,794 251748 KINDER MORGAN MGMT LLC SHS COM STK 17,611 546062 656,890 KOGER EQUITY INC COM 5,800 101,009 103646 LASALLE HOTEL PPTYS SH BEN INT COM STK 8200 113,192 135,300 LENNAR CORP COM CL A 700 34,160 47,075 LEXINGTON CORP PPTYS TR COM 3,700 64,607 68,302 LINCARE HLDGS INC COM 15,000 428,988 519,450 MACK CAU RLTY CORP COM REIT 4,000 113541 147 2DO MARSH & MCLENNAN COS INC COM 13,000 613,711 650 .ODO MCG CAP CORP COM 17000 248,512 272 .850 MCKESSON CORP 15000 562,410 491 100 MEDCO HLTH SOLUTIONS INC COM 02 5 5 MERCK & CO INC COM 12000 593 91 1 603,840 MERCK & CO INC COM 10,000 506,850 503,200
COMMON STOCK (wntinued) Page 3 of 7 MERRILL LYNCH & CO INC COM 3,200 133,253 172 .096 METLIFE INC COM ISIN US59156R1086 3,000 83,955 85.260 METTLER-TOLED0 INTL INC COM 7,300 229511 281,123 MFO DOMINION EOTY RES FID INC 32,361 364,843 452 .494 MICHAELS STORES INC COM 7,200 82,606 172,710 MICROSOFT CORP COM 20,000 519,934 530,400 MICROSOFT CORP COM 8,000 20609 212,160 MILLS CORP COM STK PAR $0 01 2,300 70,a4O 85,974 MINERALS TECHNOLOGIES INC COM 8.300 333,039 419,565 MONACO COACH CORP COM 16,650 266,043 309,191 MOORE WALLACE INC COM 13,800 82,268 195,270 MORGAN STANLEY 4,700 199,806 229,313 MSC INDL DIRECT INC CL A COM 14,600 229,091 317,988 NATL CY CORP COM 20,000 611,992 633,600 NEWFIELD EXPLORATION 7,000 249785 275,030 NISOURCE INC COM 8,100 136,824 156,654 NORTHROP GRUMMAN CORP COM NORTHROP GRUMMAN CORP (FILDG CO) 900 81,497 85,932 OCCIDENTAL PETE CORP COM 16,600 455,990 569,878 OM GROUP INC 5,600 83,784 75,488 OMNICOM GROUP INC COM 1,500 72785 1 17,150 ORACLE CORP COM 28,400 323,304 362,952 PAN PAC RETAIL PPTYS INC COM 4,722 132,808 198,796 PEPSI BOTTLING GROUP INC COM STK ISIN US7134091005 7,500 157,339 180,900 PEPSICO INC COM 15000 703,502 668,100 PFtZER INC COM 18,000 527,600 538,560 PFIZER INC COM 22000 681 126 658,240 PIER I IMPORTS INC COM 10,100 159,369 207,757 PK ELECTROCHEMICAL CORP COM 10,0130 204909 229200 PNC FINANCIAL SERVICES GROUP COM STK 12,000 536730 571,200 POGO PROD CO COM 2,100 92,896 96516 POLARIS INDS INC COM 4,600 219,056 355396 PPL CORP COM ISIN US69351TIO60 15,000 646,166 595050 PRIME HOSPITALITY CORP COM 300 1,605 2,685 PROCTER & GAMBLE CO COM 5,000 452,494 436,450 PROLOGIS 9,880 207,100 278517 PROQUEST CO COM 11,600 314,183 317260 PROVIDENT FNCL GROUP INC COM STK 11,600 296,822 309836 PS BUSINESS PKS INC CAL COM 5,500 173,332 209000 PUB STORAGE INC COM 5300 170,591 195,517 PUB STORAGE INC DEPOS SH REPSTG 111000 PFD SER T 5,D00 126,900 130750 OUEST DIAGNOSTICS INC COM 10,000 596082 600000 OWEST COMMUNICATIONS INTL INC COM 17,21)) 72,163 76,540 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 5,600 116980 139888 RAYTHEON CO COM NEW 6,800 191 a" 218008 REGENCY CTRS CORP COM 8,000 275 .005 289,296 REGIS CORP MINN COM 15,000 413680 518850 REINS GROUP AMER INC COM 7,100 252 .141 268,522 RELIANCE STL & ALUM CO COM 8100 204084 186,867 REMINGTON OIL & GAS CORP COM 10,400 167200 193.336 ROUSE CO COM 11,600 348,772 462492 ROYAL DUTCH PETRO N Y REGISTRY SH PAR N 1 25 GLDR 12000 486,930 538,440 RUBY TUESDAY INC COM 11,800 224,899 284,625 RYDER SYS INC COM 7,300 196444 219219 SAFEWAY INC COM NEW 4,000 67,785 97640 SARA LEE CORP COM 18,400 322,350 349232 SBC COMMUNICATIONS INC COM 17,600 438,954 395824 SCHOOL SPECIALTY INC WI COM 14,8D2 307,940 416676 SCOTTISH RE GROUP 18,000 351,050 413,640 SCOTTS CO CL A 6,000 278,854 339480 SELECTIVE INS GROUP INC COM 9,639 212182 283579 SEMPRA ENERGY INC COM STK 4,50D 114,064 133,875 SENSIENT TECHNOLOGIES CORP COM 9900 208021 205920 SIMON PPTY GROUP INC COM 14,300 534,423 610,753 SL GREEN RLTY CORP COM STK 7,000 216,132 246,190 SOVEREIGN BANCORP INC COM 10,400 132439 204,672 SPARTECH CORP COM NEW 12,100 263,059 257,730
US AND STATE GOVERNMENT OBLIGATIONS US TREAS BOB 5 375 DUE 02-15-2031 BED US TREAS BIDS BD DTD 11116/1998 5 25 DUE 11-15-2028 REG US TREAS BIDS USDIOOO 7 25 DUE 05-15-2016REG US TREAS BIDS USDIODD 8 125 DUE 08-15-2019 REG US TREAS NTS 3 25 DUE 05-31-2004 REG US TREAS NTS 3 5 DUE 11-15-2006 REG US TREAS NTS 4 625 DUE 05-15-2006 REG US TREAS NTS DTD 00013 3 DUE 11-15-2D07 BEG, US TREAS NTS DTD 00031 3 25 DUE 08-15-2008 REG US TREAS NTS OTD 00032 4 25 DUE 08-15-2013 REG US TREAS NTS DTD D4/3012003 1625 DUE 04-30-2005 REG US TREAS NTS DTD 06/3012003 1 125 DUE 06-30-2005 REG FH1-MC NT 2 75 08-15-2006 FH1.MC NT 4 5 07-15-2013 FNMA NOTES 4 625 05-01-2013 REG FNMA NT 1875 09-15-2005 FNMA NT 3 25 08-15-2008 FHLMCMULTICLASSPREASSIGN0067065 01-15-2032
COMMON STOCK (continued) SPXCORPCOM STAGE STORES INC COM NEW STARWOOD HOTELS & RESORTS WORLDWIDE INC PAIRED CTF 1 B SH BEN INT STARWOOD RE STERICYCLE INC COM STERIS CORP COM SUMMIT PPTY INC COM SUN COMMUNITIES INC COM TECH DATA CORP COM TIDEWATER INC COM TORO CO COM TRAVELERS PPTY CAB CORP NEW CL A TRIAD GTY INC TYCO INTL LTD NEW COM TYCO INTL LTD NEW COM U S I HLDGS CORP COM UN PAC CORP COM UNUMPROVIDENT CORP COM USBANCORP UTO STATIONERS INC COM VALERO ENERGY CORP COM STK NEW VERIZON COMMUNICATIONS COM VORNADO RLTY TR COM WA MUT INC COM WA MUT INC COM WACHOVLA CORP 2ND NEW COM WALGREEN CO COM WELLS FARGO & GO NEW COM STK WERNER ENTERPRISES INC COM WILLIAMS CO INC COM WILLIS GROUP HOLDINGS COM XILINX INC COM ZEBRA TECHNOLOGIES CORP CIL A
Total Con~irnon Stock
PREFERRED STOCK BAC CAP TR 11 GTD CAP SECS PFO 7 LASALLE HOTEL PPTYS PFD SER A WACHOVIA PFD FOG CORP PERP PFD SECS SER A 7 25 ZIONS CAP TR B CAP SECS
Total US and State Govemirnent Obligations 12,194,640 12009051
CORPORATE BONDS BHP BILLITON FIN USA LTD GTD SR NT 4 8 DUE 04-15-2013104-14-2013 REG 45,000 44,951 43632 QUEPROVCDAGLOBALNTSERPN55DUE 04-11-2006BEO 300,000 325,779 320,952 CMO CHASE MANHATTAN BK - IST UN NATIL BK CO 1999-1 CTF CL A-2 EXPECTED MAT O**INC 275,000 294,852 313,848 CMO COML MTG; AST TR 99-Cl A3 8 B4 EXPECTED MAT 9-17-10 DUE 1-17-32 BED 70,000 73,448 77,589 CMO CSFB MTG SECS CORP 2002-CKN2 MTG PASSTHRUCTFCLA-3613312-31-40SE0 110,000 118,903 1 17,553 CMO GMAC COML MTG SEC INC MTG PASS THRU CTF 1999-C I CIL A-2 6 175 DUE 05-15-2033 70,000 72,078 75,780 CMO LB COML CONDUIT MTG TR I 999-C I MTG; PASSTHRU CTF CIL A-2 6 78 DUE 06- 15 .2031 105,000 111,021 116,535 CMO MSDW CAP I TR 2001 -TOP3 COML MTG CL A-4 6 39 EXP 6-15-11 FINAL 7-15-33 BED 110,000 122,659 119,539 DLJ COML MTG CORP MTG PASSTHRU CTF 1998-CF2 CL A-lB 6 24 DUE 11-12-2031 BEO 200,000 229,164 217,427 ONT PROV CDA CORP BD 3 5 DUE 09-17-2DO7 BED 190,01)) 187,876 189,679 FRANCE TELECOM SA NIT STEP UP 03-01-2011 110,01)0 130,237 131,306 FRANCE TELECOM SA NT STEP UP 03-01-2031 50,D00 56792 64450 DEUTSCHE TELEKOM INTL FIN B V GTD NT 875DUE06-15-2030BEO 50,000 53,130 60,045 DEUTSCHE TELEKOM INTL FIN B V GTO NT DUE06-15-2005 BEO 105,000 115,194 1 15 .1 17 ROYAL KPN NV 8 DUE 10-01-2010 100,000 119154 117661 BRIT TELECOMMUNICATIONS P L C NT 8 625 DUE 12-15-2030 BEO 120,000 145 256 150 .210 DAGEO CAP PLC GLOBAL NT 3 375 DUE 03-20-2008 BED 100,000 99,250 97,874 NATL WESTMINSTER BK PLC SUB NIT 7 375 DUE10-01-2009 BED 60,000 72,1301 70,181 VODAFONE GROUP PLC NEW DEB DTD 11-26-2002 6 25 DUE 11-30-2032 BEO 85000 84976 83789 AL PWR CO AL PWR 5 7 DUE 02-15-2033102-19-2003 BED 130000 129,242 123262 ALCOA INC NT 5 875 DUE 06-01-2006 BED 50,000 52,518 54,050 ALLSTATE CORP SR NT DTD 12/0112002 6 125DUE 12-15-2032 BED 60,000 59,796 59237 AMERN EXPRESS CO NT DTO 11/20/2002 3 75 DUE 11-20-2007 BED 90000 89,594 89971 AMERN INTL GROUP INC 4 25 DUE 05-15-2013BEO 150000 149,252 139,262 ANHEUSER BUSCH COS INC 5 95 DUE 01-15-2033/01-14-2033 BED 230000 231 258 229032 AOL TIME WARNER INC 8 875 DUE 05-01-2012BEO 45000 46,970 48909 AOL TIME WARNER INC AOL TIME WARNER INC 6 15 DUE 05-01-2007 BED 100 .000 111,151 109452 APPALACHIAN PWR CO CRP AEP 3 6 DUE 05-15-2008/05-14-2008 BEO 50,000 49,979 48,305 ASSOC CORP N AMER SR NT 6 25 DUE 11-01-2008 BED 280,000 305,987 309,338 AT&T CORP USD SR NT 7 8 DUE 11-15-2011/11-14-2011 BED 30,000 35,308 33,588 AT&T CORP USD SR NT 8 5 DUE 11-15-2031111-14-2031 BED 55,000 53,538 62,055 AT&T WIRELESS SVCS INC NT 7 5 DUE 05-01-2007 BED 65,000 75,088 72,561 AT&T WIRELESS SVCS INC NT 8 125 DUE 05-01-2012BEO 25,000 24,375 28,701 AT&T WIRELESS SVCS INC SR NT 7 875 DUE 03-01-2011102-28-2011 BEO 40,000 45,100 45,182 AT&T WIRELESS SVCS INC SR NT 8 75 DUE 03-01-2031 BED 55,000 52,463 65,168 AVERY DENNISON CORP AVERY DENNISON CORPORATION 6 DUE 01-15-2033 BED 30,01)0 29,835 29,072 AVERY DENNISON CORP AVY 4 875 DUE 01-1 5-2013101-14-2013 BED 10000 9,949 9,797 BEAR STEARNS & CO INC 5 7 DUE 11-15-2014BEO 30,D00 31,214 30480 BEAR STEARNS COS INC 3 DUE 03-30-2006 BED 75000 75054 75281 BEAR STEARNS COS INC GLOBAL NT DTD 12126/2002 4 DUE 01-31-2008 BED 80,000 80,260 80,131 BEAR STEARNS COS INC NIT 2 875 DUE 07-02-2008 BED 20,000 19,979 18,882 BK AMER CORP SR GLOBAL NIT DTD 07/22t2OO33 25 DUE 08-15-2008 BEO 205.000 204,266 197,796 BK AMER CORP SR NT 4 75 DUE 08-15-2013 BED 190,000 181,116 182,292 BK AMER CORP SIR NT DTO 3 876 DUE 01-15-2008 BEO 20,000 20,723 20059 BK NY INC SR NT DTD 11121/2002 3 75 DUE 02-15-2008 BED 100.000 99,891 99,874 BOEING CAP CORP GLOBAL NT DTD 07125/20025 8 DUE 01-15-2013 BED 75,000 81202 75 180 BOTTLING GROUP LLC SR NT 4 625 DUE 11-15-2012111-14-2012 BED 125,000 124,881 121 .479 BURLNORTHNSANTAFECORPDEB67 DUE 0"1-2028107-31-2028BEO 100,000 105,812 102,819 CALIBER SYS INC NT 7 8 DUE 08-01-2006 REG 100,000 105214 110956 CIT GROUP INC 4 125 DUE 02-21-2DO6 BED 75000 75,940 76951 CITIGROUP INC 5 625 DUE 08-27-2012 BED 200,000 205,174 206,476 CITIGROUP INC BONDS 5 5 DUE 08-09-2006 BED 80,000 94,770 85,330 CLEAR CHANNEL COMMUNICATIONS INC CLEAR CALL MAKE WHOLE+35BP 6 11-01-06 35,000 38,334 37430 CLEAR CHANNEL COMMUNICATIONS INC NT 4 4 DUE 05-15-2011105-14-2011 BED 60,000 59,885 56605 COMCAST CABLE COMMUNICATIONS INC COMCASTCABLE COMM 6 75 DUE 01-30-2011 BED 100,000 97,411 108,627 COMCAST CABLE COMMUNICATIONS INC NIT DTD 01116/2001 6 375 DUE Oi-30-2DOS BED 140,000 152,294 150315 COMCAST CORP NEW 6 5 DUE 01-15-2015 BED 50,000 49855 52437 COMCAST CORP NEW COMCAST CORP 5 85 5 85 DUE 01-15-2010101-14-2010 BED 50000 49,931 52,118 COMWILTH EDISON CO CORP 4 7 DUE 04-15-2015104-14-2015 BED 65,000 64,774 61,329 CONOCOPHILLIPS NT 4 75 DUE 10-15-2012/10-14-2012 BEO 40,000 40,000 39,130
US AND STATE GOVERNMENT OBLIGATIONS (mntinued) Page 5 of 7 FNMA POOL # 555750 5 09-01-2018 BED 1,260.000 1,253,700 1,254,488 FNMA POOL # 729405 5 5 08-01-2033 BEO 480,023 485948 478,367
CORPORATE BONDS (continued) Page 6 of 7 CONOCOPHILLIPS NT 5 9 DUE 10-15-2032 BED 75,000 74,064 72,665 CONS EDISON CO N Y INC 4 875 DUE 02-01-2013101-31-2013 BED 50 DOO 49,912 48,946
CONS NAT GAS CO CONS NAT'L GAS 5 375 DUE 11 .01 .2006 BED 180000 179,888 190,751
CONTI. CABLEVISION INC 20000 21,491 22,472
COUNTRYWIDE HOME LNS INC MEDIUM TERM NTS TR#00292 4 25 12-19-2007 BED 65000 64,716 65,246 COUNTRYWIDE HOME LNS INC MEDIUM tERM NTSTRANCHETR0030432505-21-2008 10,000 9,991 9548
COUNTRYWIDE HOME UNS INC NOTE 5 5 DUE 08-01-2006 BED 75,000 77,210 79,592
COX COMMUNICATIONS INC NEW NT 2012 7 125DUE 10-01-2012 BED 100,000 108,488 111,255 COX COMMUNICATIONS INC NT 7 75 DUE 08-15-2006 BEO 25,000 28,727 28,034
CRSUISSE 1STBSTN USA INCCSFB4625 DUE 01-15-2008/01-14-2008 BEO 60,000 64,145 61,"9
CR SUISSE 1ST BSTN USA INC NT DTD 0110912002 6 5 DUE 01-15-2012 BED 70,000 73 .777 75,303
CSX CORP SIR NT 6 75 DUE 03-15-2011 BED 45,000 50 264 49,447 DAIMUERCHRYSLER N AMER HUDG CORP GTD NT 0610,412003 4 05 DUE 06-04-2008 BED 15,000 14,949 14,397
DELUXE CORP SR NT 5 DUE 12-15-2012/12-14-2012 BED 35,000 34,779 34462
DEVON ENERGY COPORATION 7 95 DUE 04-15-2032/04-14-2032 BED 75,000 96,056 87614
DEVON ENERGYCORP NEW SR NT 2 75 DUE 08-01-2006/OM4.2003BEO 15,000 14,993 14,800
DEVON FING CORP U L C NT 6 875 DUE 09-30-2011/03-12-2002 BED 60 ODO 70,741 66286
DISNEY WALT CO NEW NT 7 DUE 03-01-2032 BED 50,000 53243 53,908
DOMINION RES INC VA NEW DOMINION 5 DUE 03-15-2013103-14-2013 BED 130000 129 .744 124,723 EMERSON ELEC CO EMERSON ELEC CO NT 5 141215021211 5 DUE 12-15-2014 BED 50000 49,551 49,319
FLEETBOSTON FINL CORP SR NT DTD 0211312003 3 85 DUE 02-15-2008 BEO 115,000 117682 114753
FORD MTR CO DEL GLOBAL LANDMARK SECS.GLOBLS 7 45 DUE 07-16-2031 BEO 130000 100,703 115,500
FORD MTR CR CO FORD MTR CR CO 7 25 DUE 1G-25-2011 BED 50,000 52,063 50,524
FORD MTR CR CO GLOBAL LANDMARK SECS-GLOBLS 6 875 DUE 02-01-2006 BEO 250,000 252,758 262,573 FORD MTR CR CO NT 7 6 DUE 0"1-2005 BEO 105,000 111,690 111,862
FPL GROUP CAP INC FPL GROUP CAP INC 3 25DUE 4/11106 3 25 DUE 04-11-2006 BEO 100000 99,918 100,550 GEN DYNAMICS CORP NT 2 125 DUE 05-15-2006105-14-2006 BED 35,000 34,953 34,474
GEN ELEC CAP CORP MEDIUM TERM NTS BO TRANCHE#TR00528675DUE03-15-2032 60,000 59,538 64,136
GEN ELEC CAP CORP MEDIUM TERM NTS BO TRANCHE #TR 005516 DUE 06-15-2012 120,000 134,356 126,694
GEN ELEC CAP CORP MEDIUM TERM NTS BOOK ENTRY MTN 3 5 DUE 05-01-2008 90,0DO 89,910 88,317 GENELECCAPCORPMTNBOTRANCHE#TR 005525DUE06-15-2DO7BEO 125.000 131 344 131 .399 GEN ELEC CO NT 6 DUE 02-01-2013 BEO 250,000 249,065 246,355
GEN MTRS ACCEP CORP GM 8 DUE 1 1-01-2031 BED 50000 46,959 48105
GEN MTRS ACCEP CORP MEDIUM TERM NTS TRANCHE#TRD0622575DUEII-05-2004 115,000 118,504 118,504
GEN MTRS ACCEP CORP NT 4 5 DUE 07-iS-2006 BEO 35000 34,973 35,069
GEN MTRS ACCEP CORP NT OTD09/1212001 6875DUE09-15-2011BEO 205,000 206,781 205,076
GEN MTRS CORP SR NT 7 125 DUE 07-15-2013REG 50,000 49,779 50,573 GEN MTRS CORP SIR NT 8 375 DUE 07-15-2033REG 100,000 93,983 98,840
GOLDMAN SACHS GROUP INC GLOBAL 4 125 DUE01-15-2008 BED 125,0D0 127448 125,724 GOLDMAN SACHS GROUP INC NT 4 75 DUE 07-15-2013 BED 100 .000 99874 94568 GOLDMAN SACHS GROUP INC NT DTO 01/10/2001 6 875 DUE 01-15-2011 BED 1 15 000 118,018 127835
GRAND MET INVT CORP 7 45 DUE 04-15-2035 REG PUT 100000 108,813 116,804
HSEHD FIN CORP HI 4 625 01115/08 4 625 DUE 01-15-2008 BED 200,000 201,082 204,860
HSEHD FIN CORP HSEHD FIN GUBL CPN 6 375 MAT 11127/12 6 375 DUE 11-27-2012 BED 55.000 56,545 58483
HSEHD FIN CORP MEDIUM TERM SR NTS BOOK ENTRY MTN 3 375 DUE 02-21-2006 50,000 49,973 50,846 HSEHD FIN CORP NT 4 75 DUE 07-15-2013 BED 165000 164,314 154765
INTL BUSINESS MACHS CORP IBM CORP 4 75 DUE 11-29-2012 100000 102,138 97,728
INTL LEASE FIN CORP NT 2 95 DUE 05-23-2006/05-22-2006 BEO 50.000 49,903 49,695
INTL PAPER CO NT 5 85 DUE 10-30-2012 BED 125,000 124,920 127,384
J P MORGAN CHASE & CO GLOBAL SIR NT DTD 04/202003 3 625 DUE 05-01-2008 REG 350,000 352710 3".551 JPMORGANCHASE&COGLOBALSUBNT 575DUE01-02-2013BEO 10,000 10,241 10,275
KELLOGG CO 2 875 DUE 06-01-2008105-31-2008 BED 115,000 115621 109 .746
KROGER CO KROGER CO DUE 6 2 MAT 6115112 6 2 DUE 06-15-2012JO6-14-2012 BEO 180000 189767 188,791
LEHMAN BROS HLOGS INC LEHMAN BROS HLDG; INC 4 DUE 01-22-2008 BED 125000 125616 125195
LEHMAN BROS HLDGS INC NT DTO 0210511999 6 625 DUE 02-05-2006 BEO 40,000 44,581 43646 MARATHON GLOBAL FOG CORP GTD NT 6 DUE 07-01-2012/06-30-2012 BED 130,000 141,215 136,348
MARSHALL & ILSLEY CORP MEDIUM TERM NTS BTRANCHE N TR 00140 5 75 DUE 09-01-2006 190,000 189,875 207,664
MBNA AMER BK NATL ASSN MEDIUM TERM SR NTTRANCHE NSR 000096 5 DUE 06-20-2006 60,000 65,682 64,987
METLIFE INC SR NT 5 375 DUE 12-15-2012/12-14-2012 BED 55000 54605 55,227
MORGAN STANLEY GLOBAL NT 5 3 DUE 03-01-2013 BED 100000 105788 98,677
MORGAN STANLEY GLOBAL NT DTO 04/25/2001 6 1 DUE 04-15-2006 BED 40000 42949 43,203 MORGAN STANLEY MORGAN STANLEY & CO 3 625DUE G4-01-2DO8103-31-2008 BED 205,000 2D4,054 201,410 NEWELL RUBBERMAID INC NT 4 DUE 05-01-2010/04-30-2010 BED 60,000 62,412 56,671 NEWS AMER HLDGS INC DEB DTD 10/1 1/1995 7 6 DUE 10-11-2015 REG 100000 104402 113564 NEWS AMER INC 6 625 DUE 01-09-2008 REG 75,000 84,456 82503
NORFOLK SOUTHN CORP NORFOLK SOUTHN CO 7 25 DUE 02-15-2031 BEO 85,000 96,265 93,287
CORPORATE BONDS (continued) Page 7 of 7 PITNEY BOWES INC GLOBAL MEDIUM TERM NTS TRANCHE 4 TR 00013 3 875 6- 1 5-13 REG 80,000 79069 72,580 PSEG PWR LLC SR NT 6 95 DUE 06-01-2012/05-31-2012 BED 165,000 176,679 178,154
PVTPL AIG SUNAMERICA GLOBAL FING X SR NT144A 6 9 DUE 03-15-2032 BEO 100,000 99,775 109,739 PVTPLCOLBS SOUTHN PWR CO SR NT SERA 144A55DUE03-01-201310228-2013BEO 45000 44,882 44,802
PVTPL COX ENTERPRISES INC NT 144A 4 375 DUE 05-01-2008/04-30-2008 BED 50.000 49,968 49,820
PVTPL DUKE ENERGY CORP 1 ST & REF MTG BD SER A 144A 3 75 DUE 03-05-2008 BEO 60,000 59825 59059
REED ELSEVIER CAP INC NT 6 125 DUE 08-01-2006 BED 140,000 139,940 152,251 SAFEWAY INC NT 6 5 DUE 03-01-2011/02-28-2011 BEO 75,000 83,726 80267
SC ELEC & GAS CO I ST MTG BD DTD 0 1/2-V2003 5 8 DUE 01 .15-2033 BED 75,000 78,891 72,368
SLM CORP MEDIUM TERM NTS TR 000 13 3 625 DUE 03-17-2008 105.000 103,484 103500
SPRINT CAP CORP NT 7 625 DUE 01 .30-2011 BED 95000 107,467 103,380
SPRINT CAP CORP NT 8 375 DUE 03-15-2012 BED 65,000 73 .978 73,822
SPRINT CAP CORP NT 8 75 DUE 03-15-2032 BED 100,000 83,875 113,621
TARGET CORP TARGET NEW DEAL 3 375 DUE 03-01-2DG8/03-10-2003 BED 80,000 79,808 78587
TEXTRON FINI . CORP MEDIUM TERM NTS BOOK ENTRY NT 2 75 DUE 06-01-2006 BED 30000 29 .889 29,442
TEXTRON FINL CORP NT 5 875 DUE 06-01-2007105-31-2002 BED 25,000 27,104 26,512
TIME WARNER INC 6 95 DUE 01-15-2028 REG 170,000 150990 171 .035
U S BANCORP NT BOOK ENTRY 3 125 DUE 03-15-2008 BED 85,000 84,835 82437
U S BK NATL ASSN MINNEAPOLIS MINN MEDIUMMTN 4 6 DUE 04-15-2015 REG 46,000 44,890 43,082
LIN OIL CO CAL GTD SR NT 5 05 DUE 10-01-2012/09-30-2012 BED 85,000 94,684 82,499
UNILEVER CAP CORP SR NT 5 9 DUE 11-15-2032 BED 115000 113,803 111458
VALERO ENERGY CORP NEW VALERO ENRGY6 875 6875 DUE 04-15-2012104-14-2012 BED 90000 94.966 97573
VERIZON NEW ENG INC VERIZON NEW ENG INC 6 5 DUE 09-15-2011 BED 50,000 56,255 54,379
VERIZON VA INC DEB DTO 03/1412003 4 625 DUE 03-15-2013/03-14-2013 BED 165,000 164,724 155874
VERIZON WIRELESS CAP LLC NT 5 375 DUE 12-15-2006/11-12-2DO2BEO 60,0DO 63,595 63.6" VIACOM INC BID 5 5 DUE 05-15-2033105-14-2033 BED 110,000 109,177 97,965
WACHOVIA CORP 3 5 DUE 08-15-2008 BED 145,ODO 144632 141,404
WASTE MGMT INC DEL SIR NT 6 375 DUE 11 - 1 5.2012/1 1- 14-2012 BED 75,000 86065 7B,961
WELLS FARGO & CO NT 3 5 DUE 04-04-2008 BED 250000 249,735 246680 WEYERHAEUSER CO NT 6 125 DUE 03-i5-2007/03-14-2DO7 BEO 110,000 109,854 118,637
WI ELEC PWR CO NT 5 625 DUE 05-15-2033 BED 80,000 59,826 56,407
WI ELEC PWR CO WI ELEC PWR 4 5 DUE 05-15-2013 BED 135,0(X) 134,891 128,385
WYETH WYE 5 25 DUE 03-15-2013/03-14-2013BEO 50,000 54,274 49409
ADVANTA MTG LN TR 2000-1 A4 8 81 DUE 03-25-2028 BED 205,000 221,432 220,895
HOST MARRIOTT CORP REIT LITHLA MTRS INC CL A BEDFORD PPTY INVS INC COM PAR $0 02 BEDFORD F-PrY INVS INC rOM PAR $0 02 FLEMING COS INC COM FLEMING COS INC COM DOMINION RES INC DFIL REMARKETABLE NT SERE 7 a2 DUE 09-16-201,1109-15-21)D4 BED PUT FLEMING COS INC COM PLACER DOME INC DOM HOST MARRIOTT CORP REIT USTREASUTS DTDG&1611993575 DUE 08-152003REG POLARIS INDS INC COM FLEMING COS INC rOM LITHIA MIRS INC CL A IHOP CORP NEW COM HOST MARFUOTT CORP REIT POLARIS INDS INC COM FLEMING COS INC COM BEDFORD PPTY INVS INC COM PAR $0 02 FLEMING COS INC COM US TREAS NTS DTD 04r"=2 3 375 DUE 04 30-2004 REG HOST MARFIJOTr CORP REIT AARON RENTS INC CL B US TREAS NTS 6 75 1515r2W5 USDIODO 6 75DUE 05-15-2005 REG FNMA NT 5 625 05-14 2004 AARON RENTS INC CIL B FLEMING COS INC rOM FLEMING COS INC COM FLEMING COS INC COM LSI INDS INC OH COM HOST MARRIOTT CORP REIT AARON RENTS INC CL 8 AARON RENTS INC CL 0 LITHIA MTRS INC CIL A FLEMING COS INC COM TRAVELERS PPTY CAB CORP NEW CL A TRAVELERS PPTY CAB CORP NEW CL B XCEL ENERGY INC COM OWEST COMMUNICATIONS INTL INC DOM GENERAL MOTORS CORP COMMON STOCK SAFEWAY INC COM NEW GLIMCHER RLTY TR COM FMC CORP COM (NEW) HERCULES INC VTG COM MERCK 9 CO INC COM PLACER DOME INC COM PITNEY BOWES INC COM ENGELHARD CORP COM ALLSTATE CORP COM AMR CORP COM CITIGROUP INC DOM CONOCOPHILLIPS COM OWEST COMMUNICATIONS INTL INC COM GUMCHERRLTYTRCOM PrTNEY BOWES INC COM NATIONWIDE FINL SVCS INC CL A COM APRA HEALTHCARE GROUP INC COM HERCULES INC VTG COM SAFEWAY INC COM NEW GUMCHER RLTY TR COM SCOTTS CO CL A HERCULES INC VTG COM PITNEY BOWES INC COM CBL A ASSOC PPTYS INC COM NATIONWIDE FINI. SVCS INC CL A COM APRIA HEALTHCARE GROUP INC COM DISTR FINI, SVCS RV TR 1999 3 NT CIL A4 6 65 DUE 03 15-2011 BED GNMA 1 15 YR SINGLE FMILY PASS-THROUGHS(SF) 6 15 YEARS SETTLES SEP USTREAS NTSOTD(015200(16 5 DUE 0215~2010BEO SCOTTS CO CL A Page I
POLK BROS FOUNDATION SMt~tAtLachedTowdM&iePanOfF~9WPF 2002 Page3PartIVInala Capital gain and lossm for Tax w Invntinent Incorre
SECURITY (a)
LITHIA MTRS INC CIL A CITIGROUP INC COM
Date Sold (c) Shares/Units (a) Sales Price (0) Cost (g) Gain/(Loss) (h)
HSEHD AUTOMOTIVE TR V SER 2DOO-2 NT CL A-3 7 34 DUE 11 17 2004106-17-2003 BED OSM7/2002 48112 48 112 48052 60
St. GREEN RLTY CORP COM STK 09117rX02 500 16256 16 4DD (I")
US TREAS NTS 3 5 DUE 11-15-2006 REG 091712OD2 80000 02213 77717 4495
APRA HEALTHCARE GROUP INC COM 09117/2002 300 0999 7149 (150)
HERCULES INC VTG COM 09117r2DO2 40D 4020 4464 (014)
NATIONWIDE FINL SVCS INC CL A COM 09/lar2002 400 11 101 16362 (5260)
APRA HEALTHCARE GROUP INC COM 0911812002 300 6923 7149 (226) CONOCOPHILLips COM DS/1 52002 0 12 13 (1) LANDSTAR SYS INC COM OWI&2002 100 5198 1 506 3691
HERCULES INC VTG COM 091IM002 500 4W1 6550 (780) LANDSTAR SYS INC COM 0911arlou 500 25 W2 7 531 18410
US TREAS NTS D'I'D 02JI52M 6 5 DUE 02-15-2010 BED 0911812002 130,000 154538 1" 155 10380
BK AMER CORP SK AMER CORP SUB 8 25 DUE 04-15 2012 BED 09119=2 135,000 148954 149645 (691)
US TREAS NTS DTD OD008 3 25 DUE 08m15-2007 REG 0WISIM2 195 ODD 195717 197803 914
NATIONWIDE FINL SVCS INC CL A COM osflwm2 900 24,737 35814 (12077)
GNMAII POOL $003249 SER 2032 6 DUE Or,2(~2032REG MQr"2 652 652 644 a
HYDRO-QUEBEC 5 05 DES DUE 07-07 2024 REGPUTABLE 7 705 GIOD 09r2WX02 165 ODD 220171 197 B68 22 X3
OWEST COMMUNICATIONS INTL INC COM 09r20=02 5400 14870 68595 (53728)
St. GREEN RLTY CORP COM STK OW2012002 100 3 23B 3280 (42)
PVTPL. VERIZON WIRELESS CAP LUC NT I"A 5 375 DUE 12 15-2006112 14 2006 BEG 09r20r2002 150 ODO 141080 149351 (8271) LANDSTAR SYS INC COM 09120r2002 1 51 15 36
APRA HEALTHCARE GROUP INC COM 09/2012002 900 20694 21 417 (753)
FED RLTY INVT TR SH BEN INT NEW OS23002 $Do 13659 12950 709 UT) RENTALS INC COM 09123r2M 1 000 9150 26114 (18964) FLEMING COS INC COM M3r2002 100 416 2071 (1 625)
LITHA MTRS INC CL A 09123002 700 11910 13659 (1749)
OWEST COMMUNICATIONS INTL INC COM 091=21M 4000 11400 46957 (35558)
FLEMING COS INC COM 09;2N2002 300 1 304 6189 (4885)
NATIONWIDE FINL SVCS INC CL A COM 091231002 200 5265 8163 (2898)
LITHA MTRS INC CL A 09124~2 300 4978 5854 (876)
DUKE ENERGY FIELD SVCS U-C NT 7 875 DUE 08-16-2010/08-15-2010 BED 09/2412DO2 100000 103 W 1 99884 4057
UTD RENTALS INC COM M4r2002 1 200 11295 34042 (22740)
FLEMING COS INC COM 0912412002 1 too 4 SW 22603 (17623)
NATIONWIDE FINL SVCS INC CL A COM OW2412002 9)o 23912 36643 (12731)
UTD RENTALS INC COM 09/24/2002 400 3791 11 394 (7604)
UTD RENTALS INC COM OSQ52002 9DD 8 4" 24821 (16377)
CM0 I ST NATIONWIDE T 2001 1 FNT MTG-BKD PASSTHRU CL 11 A 2 7 DUE 06-25-2031 BED MS=2 41 541 41 541 42 SU (993) CHASE FOG TR 2002-2 MTG LN AST BKD CTF CL A 1 2 811 DUE 06-25-2016 BF0 OW25F2= 2693 2653 2 6B3 0
VENTAS INC COM 09125=2 5700 73984 66997 6987
OLD REP INTL CORP COM 09125r2002 900 25419 16477 8943 RESDNTLFDGUTGSECSIIINC2001HI3 A1253305-25-2012BEO 09125rA02 25516 25516 25687 (171)
UM RENTALS INC COM 0912&7W2 sm 7709 21 314 (13605)
OLD REP INTL CORP COM 09126/2002 1 700 48725 30,156 18569
FED RLTY INVT TR SIR BEN INT NEW 091261402 800 213S5 20720 635
LANDSTAR SYS INC COM omllr2m 107 5368 1612 3756
OUS TREAS BOB 5 5 DUE 08-15-202a REG DONOT USE SEE SEC #398=6 09/2612002 55000 59873 52620 7253
BRISTOL MYERS SQUIBB CO COM 09/=W2 9DO 23426 40839 (17412)
XCUS TRIEAS BOB 5 5 DUE W15-2028 REG DONOT USE SEE SEC 93982266 09126r2002 50 ODO 54325 48111 6217
NATIONWIDE FINL SVCS INC CL A COM 0912W002 3400 92276 146103 (531127) UM RENTALS INC COM 09126=2 700 6762 18995 (12234)
SCOTTS CO CL A SCOTTS CO CL A LANDSTAR SYS INC COM LANDSTAR SYS INC COM MPS GROUP INC COM LANDSTAR SYS INC COM WERNER ENTERPRISES INC COM FNMA 4 375 MIS-2012 SUMMIT PPTY INC COM RESDNTLFDGMTG SECS11 INC 2001 H13 A-1253305-25-2012BEO FNMA POOL 05459M6 DUE 10-01 2017 REG CMO RESDNTL FOG MTG SErS I INC MTG PASS SER2001-S9CLA-56 7504 25-2031 BED CHASE FDGTR2002 2 MTGUN AST BKDCTF CL LA-1 2 Bit DUE06-25~2018 BED CMO IST NATIONWIDE T 2001 1 FNT MTG-BKD PASSTHRU CIL It A 2 7 DUE W25-2031 BED WAYPOINT FINL CORP COM STK AVNET INC COM SCHERIN&PLOUGH CORP COM BOEING CAP CORP BOEING CAP CORP 5 65 DUE05-15-2006 SEO XWHLMC DTD 04116=1 5 25 DUE 01 15-2006 BED "366218 IMATION CORP COM =US TRFAS BOS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC #3982265 MERCK & CO INC COM MERCK & CO INC COM USTREASUTSDTD02/IS'200065DUE 0215-2010BEO SCHERINC,PLOUGH COW COM SCHERINC-PLOUGH CORP COM IMATION CORP COM MUS TREAS SDS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC 03982266 US TREAS NTS DTO 00009 4 375 DUE M15-2012 REG INALIS TRFAS BIDS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC 03982266 0 CHARLEYS INC =US TREAS BIDS 5 5 DUE W15-2028 REG DONOT USE SEE SEC 03982266 0 CKARLEYS INC PLATINUM UNDERWRITERS HLDGS INC COM USDOOI US TREAS NTS DTD 00009 4 375 DUE 08-15-2012 REG 0 CKARLEYS INC US TREAS NTS DTD 0OW9 4 375 DUE W15-2012 REG BSTN PPTYS INC IMATION CORP COM 0 CHARLEYS INC US TREAS NTS DTID ODW9 4 375 DUE MIS-2012 REG 0 CHkRLEYS INC VERIZON NJ INC VERIZON NJ 5 875 DUE 01 17 2012 DEO SCHERINC,PLOUGH CORP COM WAYPOINT FINL COW COM STK US TREAS NTS DTD ODDDII 3 25 DUE OB-15-2007 REG MERCK & CO INC COM SUMMIT PPTY INC COM UTD DOMIN10N RLTY TIR INC MD UM DOMINION RLTY TR INC MD WAYPOINT FINL CORP COM STK IMATION CORP COM INTL BUSINESS MACHS CORP COM CAREMARK FIX INC COM MIS TREAS BOS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC #3902266 FNMA 4 375 09-15-2012 SCOTTS CO CL A US TREAS NTS DTD ODDD9 4 375 DUE 08-15-2012 REG INIUS TREAS BIDS 5 5 DUE 00-15-2028 REG DONOT USE SEE SEC 03982266 MUS TREAS BIDS 5 5 DUE 08.15.2028 REG DONOT USE SEE SEC V39412266 FED RLTY INVT TR SH BEN INT NEW FHLMC DEB 3 07 15-2DD4 WAYPOINT FINI. CORP COM STK IMATION CORP COM FHLMC NTS 4 875 03-15-2DD7 IMATION CORP COM SCHERING~PLOUGH CORP COM PERRY PARTNERS CLASS A AVALONaAY CMNTYS REIT FNMA 4 375 09-15-2012 #XUS TREAS BDS 5 5 DUE ~15-2028 REG DONOT USE SEE SEC 039M66 IMATION CORP COM WAYPOiNT FINL CORP COM STK WAYPOINT FINL COW COM STK IMATION CORP COM AUS TREAS SDS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC 03982266 VERIZON COMMUNICATIONS COM WAYPOINT FINL CORP COM STK Page 6
US TREAS NTS DTD 00008 3 25 DUE Ml 5.2007 REG FNMA 4 375 09-15-2012 WERNER ENTERPRISES INC COM
MS TREAS BDS 5 5 DUE 08-1 5-2028 REG DONOT USE SEE SEC 939=66 11/0512002 40 ODD 41477 39208 2270 WAYPOINT FINE. CORP COM STK 11105/2002 300 5335 4328 1 OD7 ROBBINS & MYERS INC COM 11/0612002 1 500 23,924 35625 (11701) KROGER CO COM Il/M002 3 IOD 46617 61,375 (14759) LAUDER ESTEE COS INC CL A il/06=2 I 20D 33,645 41 855 (8210) BRISTOL MYERS SQUIBB CO COM IIA)6=2 50D 13 3M 24509 (11 146) MACK CAll RLTY CORP COM REff WOW= 300 8,816 a Bill (75) XREORGCLAYTON HOMES INC CASH MERGER EFFECTIVESISW 11/06d2m 40D 4739 6614 (1875) NAVIGANT CONSULTING INC COM II/0V"2 1300 6972 7212 (240) WAYPOINT FINE. CORP COM STK illOGM2 1300 23781 23569 213 AVALONDAY CMNTYS REIT 11/0612002 600 23250 27762 (4512) EOTY OFFICE PPTYS TER REIT 11106r"2 700 17585 16870 715 XREORGrPHJLIP MORPJS NAME CHG TO ALTRIA GROUP INC SEC *WI3D6 EFF W7103 llloGr2m 400 17067 19154 (2087) IMATION CORP COM illosr2m 3DO 12511 8688 3825 FOX ENTMT GROUP INC CL A COM I 1/06r2m 1 600 " 689 39 529 5160 ENGELKkRD CORP COM 11 fD5r2= Boo 17999 22240 (4240) US TREAS BDS USDIOW 7 25 DUE 05.1 &2016REG 11106r2DD2 135 ODO 169130 154723 14407 AMERADA HESS CORP COM 111C612W2 1 800 92844 135462 (4261a) HERCULES INC VrG COM 11/06?2002 1200 11 en 13392 (1559) HEWITT ASSOCS INC COM 11/0612002 400 11717 7600 4117 FNMA COM STK 11/06=2 400 26965 31348 (A 3110) HONEYWELL INTL INC COM STK IlArr2OO2 I ODD 26722 31 706 (4 98,1) CABOT CORP COM 11/08=2 400 10 OD9 11195 (1177) US TREAS NTS DTD 00OD9 4 375 DUE 08 .1 54012 REG 11*612002 230 ODD 236361 2" 661 (8300) ORACLE CORP COM 11/0612002 3 80D 38,848 61213 (22366) NUS TREAS BDS 5 5 DUE 06- 15-2028 REG DONOT USE SEE SEC 03982266 11 MWD02 255000 264005 250,917 13088 MERCK & CO INC COM 1 1A)Sr2C02 900 50011 53124 (3112) OREORGIAT&T CORP REV SPLT TO AT&T CORP NEW SEC 92000829 EFF 11118102 1 1106=2 900 12 fQ6 11 390 1,246 WILLIS GROUP HOLDINGS COM I ljoar2m 1,000 31064 26219 4865 WACHOVIA CORP 2ND NEW COM I VOW= 2 3DO 00019 71,220 8799 SCHERINC-PLOUGH CORP COM 11106r2m 1 100 24 159 36128 (11 969) TRAVELERS PPTY CAS CORP NEW CL A 1110612002 1 000 14 B35 15396 (561) SIMON PPTY GROUP INC COM 11/01312002 3DO 10371 9137 1234 HERCULES INC VTG COM 1110712002 1 100 10 5112 12276 (1694) HEWITT ASSOCS INC COM I Iffi7t2W2 1200 35781 35970 (189) ffFJEORG?CLAY7ON HOMES INC CASH MERGER EFFECTIVESISW 11107r2002 1000 11 4a9 16423 (4934) WACHOM CORP 2ND NEW COM IIM7r2002 400 13792 12991 801 VERIZON COMMUNICATIONS COM 11107r2m 30D 11405 13 ODD (1594) US TRFAS BDS USOIOW 8 125 DUE 08-15-2019 REG IIM7=02 30 ODD 41254 3a 091 3193 CA130T CORP COM IM712002 500 12429 13983 (1553) HONEYWELL INTL INC COM STK 11107f"2 200 5209 6341 (1 132) NATIONWIDE FINL SVCS INC CIL A COM 1 lM7f2D02 1 200 32360 52136 (19777) SIMON PPTY GROUP INC COM 11ID7=2 400 13746 12176 1 570 BRISTOL MYERS SQUIBB CO COM 1 lffi?/2M2 1000 26638 43037 (16398) US TREAS BOIS USD1000 8 125 DUE M15-2019REG 111=2002 60000 82 BW 77,305 5525 LAUDER ESTEE COS INC CL A 1110712OD2 400 11364 13952 (2587) OREORGIAT&T CORP REV SPLT TO AT&T CORP NEW SEC #20DO829 EFF 1 1/111102 11107rA02 500 6 7a5 6328 457 US TREAS NTS DTD OODD9 4 375 DUE 08 15-2012 REG 11107r"2 35000 36520 37166 (845) #REORGIPHILIP MORRIS NAME CHG TO ALTRIA GROUP INC SEC N21>01 306 EFF If27103 11107/2002 600 25866 28829 (2962) AMERADA HESS CORP COM 11107/2002 400 20597 30953 (10356) NAVIGANT CONSULTING INC COM 111=2002 5000 27 NEI 27739 (689) US TREAS NTS DTD 0OW9 4 375 DUE 08-15-2012 REG 11107r2M 125000 130430 132770 (2340) US TRFAS NTS DrD 00OD9 4 375 DUE 0&15 .2012 REG 11107r2= 175000 182465 186252 (37SIS) FNMA COM ST1K 11107r2OD2 300 20092 23696 (3 6D4) STARWOOD HOTELS & RESORTS WORLDWIDE INC PAIRED CTF I B SH BEN INT STARWOOD RE 1 Iffi7r"2 1 100 27444 36558 (9114) MACK CALI RLTY COW COM REIT 11/0712002 400 11 772 11616 156 NATIONWIDE FINE. SVCS INC CL A COM 11/0812002 100 2725 4 343 (1618) HONEYWELL INTL INC COM STK II/M002 200 5238 6341 (1 103) FNMA 4 375 09-15-2012 11/0&2002 370 ODD 368410 358841 9569 FHLMC COM 11/0812002 200 12074 13569 (1495) FLEETBOSTON FINL CORP COM STK 11/052002 700 16333 23540 (7507) NAVIGANT CONSULTING INC COM 1110ar2002 3700 19931 20626 (695) WELLS FARGO & CO NEW COM SW 11/1112002 100 4623 4458 165 FNMA 4 375 09-15-2012 1111212002 45 ODO 44671 43643 1028 USBANCORP 1111212002 100 2074 1963 110 STARWOOD HOTELS 9 RESORTS WORLDWIDE INC PAIRED CTF 1 8 SH BEN INT STARWOOD RE 1111=002 aoo 199% 26769 (6773) WELLS FARGO & CO NEW COM STK 11112rJ002 200 9319 sole 403 WACHOVLIi CORP 2ND NEW COM 11112r2w2 400 13 M2 13365 280 SUMMIT PPTY INC COM 11112002 700 12987 17357 (4370) FLEETBOSTON FINE. CORP COM STK 11112r2002 300 7030 10217 (3 187) DIAGEO PLC UT 3 5 DUE 11-19-2007 BED 11/1212002 65 ODD 64938 64 W 73 US TREAS NTS DTD OD009 4 375 DUE 06 15-2012 REG 1111212002 60000 62634 63713 (1078) =US TREAS BDS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC 83982268 1111212002 75 ODD 80 &36 74 145 6691 US TREAS NTS DTD 00008 3 25 DUE 08-15-2007 REG 1111212002 165 ODO 168390 169794 (1404) SUMMIT PPTY INC COM 11/13/2002 1 ODO 16449 23912 (5462) STORAGE TECH COW COM (NEW) 11/13rW2 90~ 15990 11 SSD 4410 LANDSTAR SYS INC COM 11113r,002 100 5056 2,245 2811 WACHOVLA CORP 2ND NEW COM 1111312002 7DO 23857 23388 469 US TREAS NTS 4 DUE 11 15-2012 REG 111IM2002 15 ODO 152N 15195 9 NRZORWAT&T CORP REV SPLT TO AT&T CORP NEW SEC #2000829 EFF 1 1118102 ll/lY2002 900 12124 11 390 734 HONEYWELL INTL INC COM STK 11113r2002 200 SOW 6341 (1243) Page7
NATIONWIDE FINL SVCS INC CL A COM 11113=2 300 8087 13029 (4962) ROBBINS & MYERS INC COM 11114/2OD2 200 3222 4932 (1710)
US TREAS NTS DTO 00013 3 DUE 11-15-2007 BED 11114rM2 150000 149648 150176 (527)
WELLCHOICE INC COM COM 11114r2= 360 9717 9 ODD 717 XREORGIATST CORP REV SPLT TO AT&T CORP NEW SEC 920008M EFF 1111 Sm 11114r.VM 600 5157 7593 564
FNMA SINGLE FAMILY MTG 5 15 YEARS SETTLES NOV 11114r"2 1 540 ODO 1567,792 1 542690 25102 MS TRFAS ODS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC 03982266 11114r2DO2 155 0XI 164,348 151066 13282 FNW SINGLE FAMILY MTG 5 15 YEARS SETTLES NOV 11114=02 410000 417399 408559 8841 US TREAS NTS DTD ODD1 3 3 DUE 11 15-2W7 BED 11 /1 Ar2002 205000 2~ 776 205672 (896) US TREAS NTS DTD ODDD9 4 375 DUE 08.15.2012 REG 11114Q002 120000 123563 124,366 (803) US TREAS SOS BID OM 11/1 6f1 998 5 25 DUE 11 -1 5~2028 REG 11114r2CO2 50 ODD 50898 52539 (1641) USTREASNTSDTD02/ISrMW65OUE 0215-2010BEO 1111,1002 1 360 ODD 1604959 15wm 54 ON WERNER ENTERPRISES INC COM 11/1412002 200 4,194 2764 1430 US TREAS NTS 4 DUE 11 15-2012 REG 11114/2002 40 ODD 39806 40519 (713) US TRFAS NTS 4 DUE 11-15-2012 REG 11/14f2002 85 ODO 115 213 66102 (890) FNPAA15YRPASSTHROUGHS5515YEARS SE7TLESNOV 11/14/2002 1 535000 1 5B4 947 1 559464 25483
NATIONWIDE FINL SVCS INC CL A COM 11/1412002 200 5534 8656 (3152)
LANDSTAR SYS INC COM 11/14=2 206 10 "9 4648 5802 US TREAS NTS DTD 00008 3 25 DUE 08-15-2007 REG 11114=2 1 700 ODD 1723641 1 734842 (11201) ROBBINS & MYERS INC rOM 11/15=2 3DO 4914 7 39a (2484) VERIZON COMMUNICATIONS COM 1111ri/2002 5DO 19609 21 667 (2058)
LANDSTAR SYS INC COM 11/1512002 294 14993 6465 8528
ROBBINS & MYERS INC COM 11115(2002 IDO 1638 2465 (828) =US TREAS BOS 5 5 DUE MIS-2028 REG DONOT USE SEE SEC #3982266 11/1512M2 150 ODO 159 ODO 144010 14990
NATIONWIDE FINL SVCS INC CL A COM 11115r2m 100 2739 A 343 (1604)
STORAGE TECH CORP COM (NEW) 11115r2m I 9w 35332 25491 9842 SUMMIT PPTY INC COM 1 1115r2= 1 541 0 1 541 DISTR FINL SVCS RV TR 1999-3 NT CL A4 6 65 DUE 03-15-2011 BED I I / 151"2 7,774 7774 8003 (229) FHUMC GOLD E91320 5 5 09-01-2017 1111512D02 58719 58719 60201 (1482)
WERNER ENTERPRISES INC COM 111152002 100 2 109 1382 726 WHLMC DTD 04/16r"l 5 25 DUE 01 15-20D6 BED 0366218 11115r2002 40000 43009 42004 1005
WERNER ENTERPFUSES INC COM 11115r"2 100 2 109 1352 727
APT INVT & MEW CO CL A 11118r2002 6225 0 6225 US TREAS BOB BD DTD 1 1/1 6fI 998 5 25 DUE 11 -15-2020 REG 11/1&2002 85000 86 wo B9 316 (2411)
AON CORP COM I I I I a" 2 15,000 275951 469210 (193259)
INTL RECTIFIER CORP COM 11118r2002 300 6690 4 594 2096
US TRFAS NIS 4 DUE 11 15-2012 REG 111181"2 100000 99984 101297 (1 313) STERICYCLE INC COM 1 111812002 2000 66254 49241 17013 INTL RECTIFIER CORP COM I I 11 81"2 800 17,678 12252 5427
HSEKD AUTOMOTIVE TR V SER 20DO-2 NT CL A 3 7 N DUE 11 17 20NIM17 2003 BED I I / I Sr"2 52674 52674 52509 66 UIUS TREAS BOB 5 5 DUE 08 .1&2025 REG DONOT USE SEE SEC MM66 11/1812W2 100 ODD 105906 95781 10125 WA MUT INC COM 1111512002 5000 170 4H5 150890 19555
FHLMC NTS 4 875 03-15-2007 1111912002 5DO OW 534 160 519542 14618 TOYOTA AUTO RECEIVABLES 2DO2 B A2 2 79 12-15-20N BED 11/19/2002 150 ODO 150902 149995 906 US TREAS NTS 4 DUE I 1- 1 5-2012 REG 11/1 W002 345 ODO 345162 346251 (1 100) DPL INC SR NT 8 25 DUE 03-01-2007)02 28-20D7 BED 1 1/1 SQ002 45 ODD 42300 49203 (6903) MERCK & CO INC COM 1 Ima= 300 17 ISO 17,754 (6N) GNMA 115 YR SINGLE FAMILY PASS-THROUGHSSF) 6 15 YEARS SETTLES NOV I 1119rm 1 230000 1 294 335 1282275 1ZO60 WS TREAS ODS 5 5 DUE 06.15-202a REG DONOT USE SEE SEC 039112266 1 1119r2m a5 000 90817 81 414 9403 FNMA PREASStGN DO 1 54 6 01-182012JOI 18-2QD5 11119r"2 1 000 000 1050167 1 002 520 47,647
COUSINS PROPS INC rOM 11/2012002 3600 85340 85644 (304)
INTL RECTIF IER CORP COM 1112=002 i aoo 40024 29223 10802 US TREAS NTS 4 DUE 11-15-2012 REG 1112=002 105 ODD 105328 IN 926 402 GNMAII POOL 8 OD3249 SER 2032 6 DUE OG~20-2032 REG 1112=002 5948 5948 5875 72
PRDLOGIS 1Ir20r2DD2 1 500 38675 31 5S2 5113 VERIZON COMMUNICATIONS COM 1If2Gr2W2 3DO 11 528 13 ODO (1 175) HSEHD FIN CORP CRP HI 7 DUE 05-1 5.2012 BED ii/M002 65 DOO 68 31G 61 055 7259 DUKE R-TY CORP COM NEW REIT 11r2V2002 900 22522 23,554 (1032) MS TREAS ODS 5 5 DUE 00- 15-2028 REG DONOT USE SEE SEC 03982266 1 1rM002 65000 68778 62258 65M TAUBMAN CTRS INC COM 1 lr2Qr2W2 1200 19622 17881 1741 COUSINS PROPS INC COM IM2=002 40D 9 488 9703 (215) MERCK & CO INC COM 111:202002 300 17225 17754 (529) INTL RECTIFIER CORP COM 11=42002 400 8800 B 154 2646
DUKE RLTY CORP COM NEW REIT 11121r2002 1 Bw 45201 46604 (1403)
MERCK & CO INC COM 11/2112002 7DO 40837 41427 (590) WERNER ENTERPRISES INC COM I It21r2W2 204 4322 2 M 1 502 TXU CORP COM 11121/2002 2500 37492 115455 (77962)
WERNER ENTERPRISES INC COM I =2002 20D 4245 2764 1,481 ROBBINS & MYERS INC COM 11/21~2 10D 1 597 2500 (w3) US TREAS NTS DTD ODD13 3 DUE 11 15-2007 BED 1 1f21r2W2 60 ODD 59423 60070 (647) CONICAST CORP NEW CL A 1 1 012W2 3 2W 76871 74 M 2017
US TREAS NTS DTO OD013 3 DUE 11 15-2W7 BFO I 1121~2 215000 213052 215252 (2 M) INTERPOOL. INC COM 11/21~2 700 12 117 8 &36 3280 LEHMAN BROS HUDGS INC TRANCHE 0 TROO4085 875 DUE 11 15-2017 BED 11121r2002 40 ODD 39466 39732 (266) SMITHFIELD FOODS INC COM IM=2 2 ODO 3B 099 45135 (7036) VERIZON COMMUNICATIONS COM 11121r2002 900 359% 42170 IS 171)
BELLSOUTH CORP COM SIX 11012002 1 3D) 36 aag 40471 (4 3112)
INTERPOOL INC CON 11/21/2002 IDO 1 723 1262 461
ROPER INDS INC NEW COM 1 1=002 700 28408 23550 4 B58
Page 3
ROPER INDS INC NEW COM 110M002 1600 64598 54697 9901
COMCAST COW NEW CL A 1112V2W2 3,100 79 2D6 69292 9,913
MERCK 9 CO INC COM 1 lrnrlon 600 35633 35509 124
INTERPOOL INC COM 11122J2002 100 1 724 1262 462 STARWOOD HOTELS & RESORTS WORLDWIDE INC PAIRED CTF I B SH BEN INT STARWOOD RE 1 1/=002 1 600 39919 50591 (10672) COUSINS PROPS INC COM 11/22r2W2 800 18997 10195 800
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BRANDYWINE RLTY TR SH BEN INT NEW REIT US TREAS INTS 4 DUE 11 15-2012 REG BRANDYWINE RILTY TR SH BEN INT NEW REIT US TREAS NTS DTD 00013 3 DUE 11-15-2007 BED "US TREAS BIDS 5 5 DUE 08-15-2028 REG DONOT USE SEE SEC 03982266 US TREAS NTS 4 DUE 11 15-2012 REG FHLMC GOLD E91320 5 5 09-01 2017 DISTR FINL SVCS RV TR 1999-3 NT CIL AA 6 65 DUE 03-15-2011 BED XREORGnRT PPTY CO STK MERGER TO EOTY 1 823011551 EFF 2Jl3f03 OLD REP INTL CORP COM SAFEWAY INC NT 2012 5 8 DUE 08-15~2012/013-14 2012 BED Page 10
SMITHFIELD FOODS INC COM COMCASTCORPNEINCLA SIMON PPTY GROUP INC COM CHGO MERCANTILE EXCHANGE HLOGS INC CL A SEALED AIR CORP NEW COM STK QUESTAR CORP OOM BRISTOL MYERS SQUIBB 00 COM HILTON HOTELS CORP COM VISHAY INTERTECHNOLOGY INC COM US TREAS NTS 4 DUE 11-15-2012 REG COMCAST CORP NEW CL A LIENHAR CORP COM CIL A CHGO MERCANTILE EXCHANGE HUDGS INC CL A HONEYWELL INTL INC COM STK MERCK & CO INC COM TRAVELERS PPTY CAS CORP NEW CL 8 SCHERING-PLOUGH CORP COMI CREORGnRT PPTY CO STK MERGER TO EOTY 1 A2308551 EFF V13103 TXLI CORP COM KROGER CO COM AVNET INC CON PLACER DOME INC COM ORACLE CORP COM EMCCORIPCOM PITNEY BOWES INC COM SIMON PPTY GROUP INC COM BRISTOL MYERS SQUIBB CO COM SCHERING-PLOUGH CORP COM TRAVELERS PPTY CAS CORP NEW C. 8 EMC CORP COMI MERCK & CO INC COM PITNEY BOWES INC COM M CORPICOM VISHAY INTERTECHNOLOGY INC COM HONEYWELL INTL INC COM STK BRANDYWINE RLTY TR SH BEN INT NEW REIT FHUMC COM SMITHFIELD FOODS INC COM FOX ENTIAT GROUP INC CIL A COM HILTON HOTELS CORP COM BELLSOUTH CORP COM STK OUESTARCORIPCOM AVNET INC COM KROGER CO COM WESTERN ASSET CORE PIL ED PT IN - ShW T~ Capital Ga,ri D,5I,,butW OUESTARCOWCOM BRANDYW'INE RLTY TR SH BEN INT NEW REIT SMITHFIELD FOODS INC COM AVNET INC CON BELLSOUTH CORP COM STK US TREAS NTS 4 DUE 11 15-2012 REG TAUBMAN CTRS INC COM HONEYWELL INTL INC rOM STIK HILTON HOTELS CORP COM VISHAY INTERTECHNOLOGY INC COM FOX ENTWT GROUP INC CIL A COM TXLI CORP COM GNMAII POOL 0003249 SER 2032 6 DUE 0&21~2032REG BRANDYWINE RLTY TR SH BEN INT NEW REIT BRANDYWINERLTYTRSH BEN INT NEW REIT BRANDYWINE RLTY TR SH BEN INT NEW REIT AVNET INC COM KIMBERLY-CLARK CORP COM #REORG,qRT PPTY CO STK MERGER TO EOTY 1 #=6551 EFF 2113KO QUESTAR COW COM US TREAS NTS 4 DUE 11 .15-2012 REG HILTON HOTELS CORP COM TAUBMAN CTRS INC COM MS TREAS BIDS 5 5 DUE M15 2028 REG DONOT USE SEE SEC 03982268
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WACHOVIA CORP 2ND NEW COM 03113/2DO3 2200 72897 71757 1 140 US TREAS PITS DTO OD013 3 DUE 11-15-2007 BED oyl3r2m 280000 283916 278308 56M POMEROY rr SOLUTIONS 0311Y20113 200 1 422 2 60D (1 178) VODAFONE AIRTOUCH PLC NT 7 75 DUE 02 15-2010 BED OY13rM 60 ODD 71 508 68195 3313 OREORGICARNIVAL CORP RECLASSIFICATION TOCARNIVAL CDR P COM PAIRED 2W228B Q1 7/a 03/13r2003 I 30D 27452 29839 (2357) ENGELHARD CORP COM 03fi3r,!(X3 I 40D 27728 38940 (11212) WILLIS GROUP HOLDINGS COM 031132003 2200 54528 60713 (6185) ALTRIA GROUP INC COM OY13r4O3 700 25206 31 555 (6348) EXTID STAY AMER INC COM 03fl3r2m 600 6170 a 454 (2314) QUESTAR CORP COM 03113r2C03 1200 34028 30,569 3458 PEPSIAMERICAS INC COM 03113W03 2400 27212 29 am (2627)
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CHASE & CO GLOBAL SIR HLDG CO NT 4 DUE 02-01 2008 BED 05101/2003 240000 247595 239 268 8330 US TREAS BDS 5 375 DUE 02 15-2031 BED 0SffiIr2W3 55000 59864 61287 (1423) US TRFAS NTS OTO 02M8?)03 3 DUE 02 15.21)08 REG 0510ir2m3 35 DOO 35412 35340 71 FOX ENTMT GROUP INC CL A COM 0510112003 1 700 43 372 34541 0931 PERRY PARTNERS CLASS A 05101r2om 1 268 492 609 155264 337346 J P MORGAN CHASE & CO COM ow2r2m 1,500 44 775 35 548 9227 EOTY OFFICE PPTYS TR RUT 05102/2003 1 DIX 26375 28868 (2493) RAYTHEON CO COM NEW OWM2003 3600 107254 145544 (38 293) HEWLETT PACKARD CO COM 051DZr"3 3500 57 BN 45377 12 W7 INTEL CORP COM 05102r2003 2 100 39814 34 sm 4946 ANADARKO PETRO CORP COM 0510212= 1 200 53924 58722 (4 795) TYSON FOODS INC CL A COM (DELAWARE) 05102rim 3200 30893 35880 (4957) OCCIDENTAL PETE CORP rOM OW242003 2 100 63779 46127 17653 BRISTOL MYERS SQUIBB CO COM OW2=3 2 000 51311 U 029 7263 SCOTTS CO rL A OWWW3 500 28,318 20 D28 8291 TYCO INTL LTD NEW rOM 05M242W3 2800 46842 33992 12850 EOTY RESDNTL EFF E915102 0502=3 1 700 " els 34026 10 7W HIGHWOODS PPTYS INC Com 05102f2DD3 1,500 30 639 41547 (11009) CARNIVAL COW COM PAIRED 0510=003 I 10D 30970 31777 (807) *REORC/CLAYTON HOMES INC CASH MERGER EFFECTIVE 1115103 OS'0212003 700 8 688 11 465 (2777) SEALED AIR CORP NEW rOM STK WOW= 2000 55824 34888 50 937 HIGHWOODS PPTYS INC COM 0510212003 8w 16244 21,968 (5724) FNMA COM STK 05102r2D03 50D 36747 40059 (3312) NREORGICLAYTON HOMES INC CASH MERGER EFFECTIVE &SM 05MW003 2 ODD 24 IM 32817 (7995) ORACLE CORP rOM 090=003 3 80D 46165 61 109 (14 W3) SCHERING-PLOUGH CORP COM 0510212003 900 16856 16108 751 VIACOM COM CL 5 O~2/2003 4700 206161 176302 29860 J P MORGAN CHASE 9 CO COM 05105r2003 500 15152 11 1149 3303 AREORGICLAYTON HOMES INC CASH MERGER EFFECTIVE WSP03 0510&12003 1 100 13 6W 18089 (4439) NISOURCE INC COM OWS/2003 2100 39901 39441 4W VREORGJCLAYTON HOMES INC CASH MERGER EFFECTIVE af&M OS05r,003 700 8657 12899 (4212) #REORGICLAYTON HOMES INC CASH MERGER EFFECTIVE a/5103 OSCS=3 6DO 7447 11 137 (360) XREORGICLAYTON HOMES INC CASH MERGER EFFECTIVE 815103 0510512003 1 9DO 23576 33969 (10391) I,REORGICLAYTON HOMES INC CASH MERGER EFFECTIVE a/5103 05m5r2w3 3DO 3723 5%5 (1 845) NATL CY BK CLEV OH MEDIUM T TRANCHE 9 SBODDD3 6 2 DUE 12 15-2011 O~~003 1101XX) 123872 123517 355 PRUDENTIAL FINL INC MEDIUM TERM NTS BOOKENTRY MTN 3 75 DUE 05~1 2DOB 0510512003 50 ODO 50244 49975 269 SOVEREIGN BANCORP INC COM 0500512003 2700 41 761 36 W 4 779 Page 22
US TREAS BOB 5 375 DUE 02 15-2031 BED POST PPTYS INC REIT PVrPL NY LIFE INS CO 1~A NT 5 075 DUE 05-15-203=5-14 2033 BED BRISTOL MYERS SOUIBS CO COM PP&L TRANSITION BD ULC SER 1999-1 BD VARRATECLA-66951226-2007BEO XREORGr-LAYTON HOMES INC CASH MERGER EFFECTIVE&5m3 GUITAR CTR INC COM HIGHWOODS PPTYS INC COM GUITAR CTR INC COM AOL TIME WARNER INC COM HIGHWOODS PPTYS INC COM WREORGfCLAYTON HOMES INC CASH MERGER EFFECTIVE WSW CVS CORP COM STK WHOLE ALTO LN TR 2=-1 AST BACKED NTS CIL A 3 2 6 DUE 08-15-20D6 BED FNIMA 5 15 YEARS SETTLES MAY MILLS CORP COM STK PAR $0 0 1 MILLS CORP COM STK PAR $0 0 1 SOVEREIGN BANCORP INC COM Cisco SYS INC COM DEVON FINGCORP ULCDEB 7 075 DUE M30.2031~29-203IBEO MILLS CORP COM STK PAR $0 01 SUN COMMUNITIES INC COM WYETH WYE 5-25 DUE 03-15-201 M~14 2013BEO HIGHWOODS PPTYS INC COM GEN ELEC CAP CORP MEDIUM TERM NTS BOOK TRANCHE 8 TR 00443 7 375 1 19-10 BED US TREAS NTS DTD 3 875 DUE 02 15-2013 REG FHLMC 15 YR GOLD PARTN CTF (PC) 5 5 15 YEARS SETTLES MAY ftUS TREAS BOB 5 5 DUE Wl 5.2028 REG DONOT USE SEE SEC 039=66 WELLS FARGO & CO NT 3 5 DUE 04-04 20DB BED US TREAS NTS DTD 04r=2003 1625 DUE 04 30-2005 REG WES71NGHOUSE ELEC CORP 7 875NTS DUE 9-123REG INNKEEPERS USA TR rOM US TREAS NTS 5 5 DUE 05.15-2~ REG NATI. RURAL UTILS COOP FIN CORP COLL TR BD 3 DUE 02 1 &20DS/0247 2003 BED US TREAS NTS DTD 0211 arZDD3 3 DUE 02-15-2008 REG US TREAS NTS DTD 07 31 2001 3 875 DUE 07 31 2003 REG FNMA SINGLE FAMILY MTG 5 15 YEARS SETTLES JUN An INVT A MGMT CO CL A SPINNAKER EXPL CO COM FNMA TaA POOL 09999M 5 5 DUE 05-01-2014 REG US TREAS NTS DTD 3 875 DUE 02 15-2013 REG BSTN PPTYS INC INNKEEPERS USA TR COM CARRAMERICA RLTY CORP COM RErT INNKEEPERS USA TR COM POST PPTYS INC RFIT MILLS COW COM STK PAR SO 01 MACK CALI RLTY CORP COM REIT US TREAS NTS DTO 3 875 DUE 02 15-2013 REG CATELLUS DEV CORP ROUSE CO COM DEVELOPERS DIVERSIFIED RLTY CORP COM SPINNAKEREXPI-COCOM PAN PAC RETAIL PPTYS INC COM HOME PROPS N Y INC COM US TREAS NTS 4 625 DUE 05-15-2006 REG SIMON PPTY GROUP INC COM SL GREEN RLTY COW COM STK APT INVT & MGMT CO CL A US TREAS NTS OTO 00025 3 625 DUE 05-15-2013 REG HIGHWOODS PPTYS INC COM SUN COMMUNITIES INC COM VOP14AM RLTY TR COM RAMCO-GERSHENSON PPTYS TR COM SH BEN INT SUMMIT PPTY INC COM PS BUSINESS PKS INC CAL COM LASALLE HOTEL PPTYS SH BEN INT COM STK PROLOGIS TRIZEC PPTYS INC RErT US TREAS NTS DTD 07-31-2001 3 875 DUE 07-31-2003 REG AMLI RESONTL PPTYS TR SH BEN INT PUB STORAGE INC COM EXTD STAY AMER INC COM ESSEX PPTY TR REIT PRIME HOSPITALITY CORP COM US TREAS BDS 5 375 DUE 02 15-2031 BED LEXJNGTON CORP PPTYS TR COM BRIE PROPS INC CIL A COM STARWOOD HOTELS & RESORTS WORLDWIDE INC PAIRED CTF 1 a SH BEN INT STARWOOD Rl KOGER EOUITY INC COM EOTY OFFICE PPTYS TR REIT Page 2.3
BRANDYWINE RLTY TR SH BEN INT NEW REIT 05112r2DO3 4 ODD 94,196 88626 5.%q GUITAR CTR INC COM 0S`IZr2003 433 10088 Sias 3 9" INNKEEPERS USA TR COM 05113r2OO3 3700 29451 25989 3462 PRIME HOSPITALITY CORP COM 0511=003 1000 6950 4710 2240 FLEETBOSTON FINL CORP COM STK OSlIU20M 1 200 34 574 39046 (4471) PFIZER INC COM 05113r2003 500 16728 15,102 1 525 SBC COMMUNICATIONS INC COM CSfIY2003 2900 71281 75407 (4,125) FOX ENTMT GROUP INC CIL A CON 05113rM 2700 74220 59747 14473 OCCIDENTAL PETE CORP MEDIUM TERM SIR NTS TRANCHE 0 TR 00137 4 25 DUE 01-15-2010 05113r"3 60000 61943 60000 1 943 GUITAR CTR INC COM 05fla2M 7 163 99 65 UNILEVER CAP CORP SR NT 5 9 DUE 11-15-2032 BED 05(1312003 70000 75702 69271 6430 HIGHWOODS PPTYS INC COM 0511312003 am 18771 18972 (2200) USTREASINTSIDTIDOW1512WO2625DUE 05-15-200OREG 0511312003 10000 10015 10 D05 11 US TREAS BOB 5 375 DUE 02 1 S-2031 BED 05113r"3 30000 33488 32,025 1463 US TREAS NTS DTD 3 875 DUE 02-15-2013 REG 05fl3r"3 aso wo 898975 878 851 20124 BELLSOLT-H COW COM STK 09132W3 2 700 70 an 84056 (13134) SPINNAKER EXPIL CO COM 051IY2DO3 300 6912 12652 (5740) CVS CORP COM STK 05flar2m 000 21 791 22270 (479) US TREAS NTS DTD 00025 3 625 DUE 05-15-2013 REG 05fl4r2003 355 ODD 358106 355000 3106 CONSTELLATION ENERGY GROUP INC 7 DUE 04-01 2012 BED 05114rm 75000 87747 77,008 10661 FINMA TBA, POOL 09999999 5 5 DUE 05-01-2014 REG 05114/2W3 1 las wo 1 2M 6% 1226105 7591 INNKEEPERS USA TR COM 05fl4r2= 1 Boo 14220 12,085 2135 FHUMC 15 YR GOLD PARTN CTF (PC) 5 515 YEARS SETTLES MAY 05"4r.'DM 820 WO a5l.008 $47931 3075 INTL BUSINESS MACIAS CORP 5 875 DUE 11 29-2032 BED 0594r2003 65 ODD 71 573 63478 0095 PROGRESS ENERGY INC SIR NT 7 1 DUE 03-01-2011 BED 05114r2m3 60000 70022 67123 2599 SPINNAKER E)PL CO COM 05fl4r"3 400 9410 11668 (2249) CtT GROUP INC 5 5 DUE 11 30-20D7 BED OSfl4=3 60000 64653 591345 4808 D R HORTON INC COM 05fl4r2OD3 1500 37138 20713 16425 HIGHWOODS PPTYS INC COM 05fl4r2m 200 4 196 46M (497) SBC COMMUNICATIONS INC CON 05fl4r.W3 1 100 27191 28180 (989) GRAND MET INVT CORP 7 45 DUE 04 15-2035 REG PUT 0914/2003 35000 46220 38085 a 135 AOL TIME WARNER INC COM 05115=3 1 300 10082 18 172 (90) PVTPL AID SUNAMERICA GLOBAL FING X SR NT144A 6 9 DUE 03,15-2032 BED 05115r2m 85000 103374 84 SID9 18565 DAIMLERCHRYSLER IN AMER HLOG CORP 8 5 DUE01 IS-2031 BED 0&1512003 aS 000 110 W2 103032 7870 DISTR FINAL SVCS RV TR 1999-3 INT CIL A4 6 65 DUE 03-15-2011 BED 05115r,003 9949 9949 10243 (293) HIGHWOODS PPTYS INC COM 051151"3 Boo 16756 18 79D (2025) DEVON ENERGY COPORATION 7 95 DUE 04 15-2032ID4-14 2032 BED 0515=3 25000 32524 32019 506 CONCORD EFS INC COM 051IS'20113 10,000 152276 205351 (53105) MERRILL LYNCH A CO INC COM WIWINM 400 17143 11 753 5360 CITIGROUP INC 6 625 DUE M15-2032 BED 05(15r2C03 75000 87165 79928 7240 KOHLS CORP KOHLS COPORATION CPN 6 MAT IllYn336DUE011~2033BE0 05115r"3 a5 000 92 194 84 365 7829 USTREASNTSDMO&IV"32625DLJE 05-15~2000REG 05116=3 60000 60 380 60020 352 FNMA SINGLE FAMILY MTG 5 15 YEARS SETTLES JUN 0 511 Gi 1350000 1 397883 1389234 5648 BB&T CORP SUB NT 2012 A 75 DUE 10-01 2012 BEO 0Sfl6f2W3 80000 83467 78 488 4,979 HIGHWOODS PPTYS INC COM 05116=3 1,000 20743 23,491 (2749) MORGAN STANLEY 05fl6i WO 40005 37326 2679 AT&T CORP COM NEW 09162003 70D 12711 11 156 1556 HIGHWOODS PPTYS INC COM 05116r2C03 300 6247 7088 (541) US TREAS NTS DTD 00025 3 625 DUE Or05-2013 REG 0511612003 50000 50609 50000 W9 NAVIGANT CONSULTING INC COM 0511612003 5075 44 901 30755 14 146 AOL TIME WARNER INC COM 05flGrZO03 Soo 11 135 11039 95 UNUMPROVIDENT CORP COM 05/16r"3 1200 14,765 13392 1373 J P MORGAN CHASE & CO COM 0SM612003 100) 31 118 23 ~9 7,579 FLEETBOSTON FINIL CORP COM STK 0511612003 9DO 26236 24746 1490 DPL INC SR NT 8 25 DUE 03-01-2147102 28-2007 BED 0511W2003 35 ODD 35631 38547 8.1 HSEHD AUTOMOTIVE TR V SER 200~2 NT CIL A~3 7 34 DUE 11-17 20DOW17 2003 BED 0511112003 42248 42248 42195 53 DPL INC SIR NT 0 25 DUE 03-01 2DO7102 28-2007 BED 0511S2003 20 ODD 22075 22027 40 SPINNAKER EXPIL CO COM 05119;2003 10D 2,292 2917 (625) CAL DIVE INTL INC COM 05flOrZO03 536 10,865 6645 2221 NAVIGANT CONSULTING INC rOM OSF1912003 9400 79 30D 46 a5l 32450 SPINNAKER EXPIL GO COM 05MG2003 100 23M 2917 (617) CAL DIVE INTL INC CON 0511IY2003 236 4784 3807 977 CAL DIVE INTL INC COM 05/1912003 U3 6,958 5532 1426 HIGHWOODS PPTYS INC CON 05=2003 4DO 8435 9 453 (1012) MILLS COW COM STK PAR 60 01 0SF20/2W3 314 9783 9411 371 CIBER INC COM osrM003 300 1791 2280 (489) US TRE.AS NTS DTD ODD25 3 625 DUE 05-15-2013 REG 05,~IX3 50 WO 50922 50000 922 APT INVT & MGMT CO CIL A OrV2012003 5W 17573 22081 (4 508) US TREAS BOB 5 375 DUE 02 15-2031 BED 0S?0r2W3 540000 628636 586011 42625 CONOCOPHILLIPS NT 5 9 DUE 10-15-2032 BEO 052012003 65000 7OB86 64 ISO 6698 SPINNAKER EXPL CO COM OS12WO03 200 4589 5ou (1245) US TREAS NTS 2 DUE 05.1 S-2W5 REG 05120/2003 50000 50555 50505 50 POST PPTYS INC REIT 0512012003 400 10 S" 9 a24 1220 fREORGfPAC GULF PROPS INC CASH MERGER EFFat23101 05f20r2003 3322 0 3322 CAL DIVE INTL INC COM 05120rX03 492 9938 8471 1456 US TREAS NTS DTD 00025 3 625 DUE 05-15-2013 REG 05/2012003 55000 55808 55 ODD wo WESTERN ASSET CORE PIL BD PT IN - Sho,t T~ Capital Gain Dstnbutim 0512012D03 255,331 258331 APT INVT & MGMT CO CIL A 05121/2W3 4w 14066 16080 (2814) JPMORGANCKASE&COGLOMSUBNT 575DUEOI-022013SE0 0Sf2ll2X)3 130 IXKI 141232 132 W7 8325 PFIZER INC COM 05?21r"3 Boo 25 114 24 164 951) ALTRtk GROUP INC COM 05012DO3 i am 68289 83993 (15 7N) Page 24
MERRILL LYNCH A CO INC COM RAYTHEON CO COM NEW APT INVT & MGMT CO CL A HERCULES INC VTG CON SAFEWAY INC COM NEW SELECT MED CORP OC-COM ORACLE CORP COM MORGAN STANLEY SIMON PPTY GROUP INC COM OLIN CORP COM SELECT MED CORP OC-COM BEAR STEARNS COS INC COM CISER INC COM EOTY OFFICE PPTYS TR REIT Page 25
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SPINNAKER EXPIL CO COM SPINNAKER EXPIL CO COM NAVIGANT CONSULTING INC COM CR SUISSE IST BSTN USA INC INT DTD 01,09=2 6 5 DUE 01 I~M12 BEG, HtGHWOODS PPTYS INC COM NAV1GANT CONSULTING INC COM HBK OFFSHORE CLASS A HIGHWOODS PPTYS INC COM SUN COMMUNITIES INC COM MILLS CORP COM STK PAR 50 01 BOEING CAP CORP GLOBAL NT DTD 07/25/20025 8 DUE 01 15-2013 BEO AT&T WIRELESS SVCS INC SR NT 8 75 DUE 03-01 2031 BED DEUTSCHE TELEKOM INTL FIN B V GTD NT 875DUEWIS-2030BEO ALTRLA GROUP INC COM MILLS CORP COM STK PAR SO 01 LANDSTAR SYS INC COM LANDSTAR SYS INC COM POST PPTYS INC REIT AVERY DENNISON CORP AVY 4 875 DUE 01 15.2013?01 .14-2013 BED MILLS CORP COM STK PAR 60 01 APT INVT & MGMT CO CL A CMO IST NATIONWIDE T 2001 .1 FNT MTG BKD PASSTHRU CL IIA-2 7 DUE Or,25-2031 BEO SUN COMMUNITIES INC COM KROGER CO KROGER CO DUE 6 2 MAT 6115112 6 2 DUE 06-15-201ZIDr,14 2012 BEO CENTEX CORP COM LANDSTAR SYS INC COM LANDSTAR SYS INC COM POST PPTYS INC REIT US TREASINTSOTD05115=2625 DUE 05-15-2008REG GUITAR CTR INC COM MBNA CR CARD MASTER NT TR EXP MAT 2115/08 3 3 DUE 07-15~2010 BED SELECT MED CORP OC-COM GUITAR CTR INC COM GUITAR CTR INC COM CHASE FOG TR 2002 2 MTG UN AST SKID CTF CIL A 1 2 811 DUE 06-25-2016 BED SELECT MED CORP OC-COM RESDNTLFOGMTGSECSIIINC200I-HI2 HOMEUNCLAI3567015,25-2014BEO MILLS CORP COM STK PAR $0 01 US TREASNTS DTDOSIIV"32 625 DUE 05-15-200OREG MERCANTILE BANKSHARES COW MERCANTILE BANKSHARES 4 625 DUE N 15-2013 BEO INTEL CORP COM SELECT MED CORP OC-COM CISER INC COM APT INVT & MGMT CO CIL A CIBER INC COM GUITAR CTR INC COM GUITAR CTR INC COM INATIL CY CORP 3 2 DUE 04-01-20M BED FLEETBOSTON FINIL CORP COM STK CVS CORP COM STK SUN COMMUNITIES INC COM FEDT DEPT STORES INC DEL COM USTREASNTSDTD0511~2625DUE 05.15.20DBREG USTREASNTSDTD=IS=32S25DUE 05-15-20DBREG TRAVELERS PPrY CAS CORP NEW CIL A SELECT MED CORP OC-COM ORACLE CORP COM D R HORTON INC COM D R HORTON INC COM SCHERING-PLOUGH CORP COM CIBER INC COM MORGAN STANLEY GUITAR CTR INC COM AOL TIME WARNER INC COM TORO CO COM TORO CO CON
ALBERTO-CULVER CO CL B COM 060=3 3 ODD 152 SM 132533 ANADARKO PETRO CORP COM 0SWR003 600 29 76B 29361 GUESTAR CORP COM 06CM003 800 26310 20331 EOTY RESDNTL EFF 605102 0610212003 700 18701 14011
HONEYWELL INTL INC COM STK 06102/2003 1 5DO 40076 48656 KRAFT FOODS INC CL A 06102/2003 3 2DO 103 4a3 99159 INTEL CORP COM O&OW003 5700 119495 93736
FLEETBOSTON FINL. CORP COM SW 06102r= 1 700 50796 38705
BRISTOL MYERS SQUIBB CO COM 0510WOM 2500 65063 55705
OLIN CORP COM 06fO3r"3 300 5355 5793 RAYTHEON CO COM NEW o6loym 100 3194 3035 FLEETBOSTON FINI. CORP DOM STK 06mal2m 900 26 T75 22516
SELECT MED CORP OC-COM OSM=3 1,30D 28023 19355
EOTY RESDNTL EFF 505102 0610=3 60D 15 &M 12 OD9
SELECT MED CORP OC-COM 06103=3 4 20D 91725 60046
APT INVT & MGMT CO CL A 0610312003 40D 14047 17801 SELECT MED COW OC-COM OW0312003 300 6547 4186
CIBER INC COM O&MOO3 5DO 3030 3796 US TRFAS NTS 2 DUE 05-15-20DII REG 06103/2003 20 ODO 20295 20191 EOTY OFFICE PPTYS TR RETT 06103r2DD3 QDO 24162 25981
REMINGTON OIL & GAS CORP COM 0W3rlW3 700 13224 11 827 MORGAN STANLEY MOY2003 300 14141 11194
US TREAS NTS 4 625 DUE 05-15-2006 REG 061OY20M 10000 10898 10703
BRISTOL MYERS SQUIBB CO COM 06JOY2DD3 300 7849 6696 SIMON PPTY GROUP INC rOM 061OY20M 500 18969 15 3" ALBERTO-CULVER CO CL 3 COM 061OY2003 1 000 50928 43604
US TRFAS BDS 5 375 DUE 02 15-2031 BED 06ID4r2DO3 95000 110438 107652
SELECT MED CORP OC-COM %Ur"3 1 SOD 33331 20352
CIBER INC COM 06104=3 400 2444 3,038
CIBER INC COM 06(04r2003 1700 10324 12912
OLIN CORP COM 06104r2D03 500 8975 9 655 JONES APPAREL GROUP INC COM OW412003 500 14,954 17264
ORACLE CORP COM 06,0412003 1 300 17735 209% RAYTHEON CO COM NEW WW2003 I ODD 32008 30353 FNMA TBA POOL 5 5 15 YR JUN 0601/2003 1 1115 00D 1 232,307 1 232955 An INVT & MGMT CC rL A 06104r2003 200 7130 89116
BRISTOL MYERS SQUIBB CO COM 06104r2003 400 10436 8738 REMINGTON OIL & GAS CORP COM 0604rJ003 600 11 293 10123 DAIMLER CHRYSLER N AMER HLDG CORP 4 75 MAT 1115100 4 75 DUE 01 1&08 BED 0=4=03 40 OW 41 028 39924
DOLLAR THRIFTY AUTOMOTIVE GROUP INC COM 0610512003 200 3899 3462 CIBER INC COM 061092003 3200 19796 23974 BRHBKG&TRCOWILSONNCMEDIUMTER 4875DUE01-15-2013BEO 06105r2003 so ow 85615 79639
REMINGTON OIL & GAS CORP COM 0610512003 800 14770 13497
DAIMLERCHRYSUER N AMER HLOG CORP GTD NT 06104f2= 4 05 DUE 06-04 2DOS BED 06105r"3 90000 90198 89691 ALBERTO-CULVER CO CL 8 COM OWSr"3 3400 173012 148303 US TREAS NTS 4 625 DUE 05-1 5~20()6 REG 06105r2003 20 ODD 21 787 21 406
DAJMLERCHRYSLER N AMER HLDG CORP GM NT 06ffl4r2003 4 05 DUE 06-04 2008 BED OWW003 65 ODD 65289 64777 REMINGTON OIL & GAS COW COM 0061"3 10D 1864 1687 US TREAS NITS OM 04r0r,003 1625 DUE 04 30Q005 REG 06106=3 10000 10071 10002
ORACLE CORP COM 0=6rA03 2400 ~ 707 37495 D R HORTON INC COM 06062003 9DO 28950 14678 US TREAS NTS DTD OD025 3 625 DUE 05-15-2013 REG 06*6=3 35=) ~ BD9 35=) USTRFASNTSDTD~r2003lS25DUE 04-,D-2005REG 060612003 10000 10072 10002 US TREAS NTS DTD OD025 3 625 DUE 05-15-2013 REG 06ID6=3 70000 71 542 70000 BRISTOL MYERS SQUIBB CO COM W0612D03 600 161141 13013
0 CRARLEYS INC 06MWD03 5043 102 116 67878
ALBERTO-CULVER CO CL B COM OSMWD03 9DD 45 4W 39679 DOLLAR THRIFTY AUTOMOTIVE GROUP INC COM OWM003 300 5 5110 5260 0 CKkRLEYS INC OS06r"3 2D6 4 197 2428
CIBER INC rOM 06*V"3 1 200 7509 9099
USTREAS NTS DMOSH502=2 625 DUE 05-15-200OREG 06K)6=3 00000 81 300 81 320 0 C~HARLEYS INC 0609= 214 4 227 2395 AMERN EXPRESS CO NT DTD I V20/20(12 3 75 DUE 11-2D-2007 BED 06K)Sr"3 60000 63284 59729 " CHARLEYS INC 0609=3 165 3295 1 ma " CRARLEYS INC ordogr2003 457 9002 5 332 US TREAS UTS DTD 00025 3 625 DUE 05 .1&2013 REG 06110=03 50000 51 781 50 ODO
DEVELOPERS DIVERSIFIED RLTY CORP COM W1012003 20D 5 800 3598 CONOCOPHILLIPS NIT 5 9 DUE 10-15-2032 BED Wl0t2D03 50 ODD 55992 49376 CIAO BMW VEH OWNER TR 2003~A AST BKD NT CL A4 2 53 DUE 02 25-20DB REG D6/1012003 280 ODO 286 7" 279945 0 CHARLEYS INC 06110r2003 29 573 333 FHLMC COM 06110r2m Boo 40461 52777
CIBER INC COM 0611UM 300 1 aB3 2255 USTREASWSDM05FISr"32625DUE 05-15-200BREG O&Ior2m so 000 52 OM 01448 US TREAS BOB 5 375 DUE 02 15-2031 BED 06flOrM3 30000 35414 34239 ALBERTO-CULVER 00 CL B COM 06110=3 1 700 114 220 a 1 267 USTREASNTSDTD~15~(X)32625DUE 05~1~2(X)IIREG WI~3 W= 82013 81495 0 CHARLEYS INC W10/2003 246 4868 2787 RAYMOND JAMES FNCL INC COM STK 06111/2003 1 4DO 45727 27921 0 CRARLEYS INC 06111/2003 21 416 241 RAYMOND JAMES FNCL INC COM STK 0&11/2003 2DO 6532 3987
TRAVELERS PPTY CAB CORP NEW CL A 0& 1 112OD3 3 000 49285 55 50D Page26
DEVELOPERS DIVERSIFIED RILTY CORP CON CIBER INC COM BK HAW CORP COM COMM BANCSHARES INC CON D R HORTON INC COM CIBER INC COM ANADARKO PETRO CORP CON FHUMC CON FNMA COM STK US TREAS NTS DTD 00025 3 625 DUE 05-15-2013 REG 0 CHARLEYS INC CiBER INC CON US TREAS NTS DTO OD025 3 625 DUE 05.15-2013 REG " CRARLEYS INC " CRARLEYS INC DISTR FINL SVCS RV TR 1999-3 NT CL A4 6 65 DUE 03-15-2011 BED US TREAS NTS DTD ODD25 3 625 DUE 05-15-2013 REG US TREAS NIS 4 625 DUE 05-15-21XS REG NISOURCE INC COM CIBER INC CON US TREAS NTS DTD 04=20M 1625 DUE 04 30-2005 REG CIBER INC COM HSEHD AUTOMOTIVE TR V SER 2ODD-2 NT CIL A 3 7 34 DUE 11 17 2004IM17 2003 BED PFIZER INC COM TRAVELERS PPTY GAS CORP NEW CL A 0 CHARLEYS INC DEVELOPERS DIVERSIFIED SILTY CORP COM 0 CHARLEYS INC TRIZEC PPTYS INC REIT 0 CHARLEYS INC FHLMC DES 1 75 05-15-2005 USTRFASNTSDTDC&1&=32625DUE 05-15-200OREG TRIZEC P~S INC RER 0 CHARLEYS INC TRIZEC PPTYS INC REIT EXTD STAY AMER INC COM DEVELOPERS DfVERSIFIED RLTY CORP COM CARRAMERICA RLTY CORP CON REIT CIBER INC CON CIBER INC rOM RUBY TUESDAY INC COM HONDA AUTO RECEIVABLES 2002 1 OWNER rR NT CL A4 4 22 DUE 04 1&2007 BEO 0 C~HARLEYS INC MENA CR CARD MASTER NT TR MBNAM02-6 3 9 DUE 11 15-20)7 BED US TREAS BES ED DTD 1111611998 5 25 DUE 11-15-2028 REG TOYOTA AUTO RECEIVABLES 2003-A OWNER TR CL A 3B 1 69 DUE 03-15-2007 BED SCHERING PLOUGH CORP COM CARDINAL HILTH INC MICHAELS STORES INC COM CIBER INC COM AT&T CORP COM NEW " CHARLEYS INC " CHARLEYS INC US TREAS NTS OTID 00025 3 625 DUE Or~ 15 .2013 REG CIBER INC COM FNMA POOL 0 703439 5 05 01 2018 BED FNMA 15 YEARS SINGLE FAMILY MTO 5 5 SETTLESJUL CIBER INC CON DTE ENERGY CO SR NT 6 65 DUE 04 IS-2a09/044)5-2002 BED CIBER INC COM POST PPTYS INC REIT MICHAELS STORES INC CON BOEING CAP CORP GL08AL NT DTD 0712512OD25 8 DUE 01 15-2013 BED US TREAS NTS DTD 04=2003 1 625 DUE 04-30-2005 REG RUBY TUESDAY INC COM POST P~S INC REIT FNMA POOL 0 703439 5 OM1.2018 BED US TREAS NTS DTD 00025 3 625 DUE 05-15-2013 REG MICHAELS STORES INC COM CIBER INC CON HOME PROPS IN Y INC COM HOME PROPS IN Y INC COM MERCK & CO INC COM CMO IST NATIONWIDE T 2001 1 FNT MTGBKD PASSTHRLI CIL 11 A 2 7 DUE M25-2031 BED CHASE FOG TR 2002 2 MIG UN AST BKD CTF CL A 1 2 811 DUE Or,25-2016 BED SEALED AIR CORP NEW CON STK POST PPTYS INC REIT US TREAS NIS NT 125 DUE 05-31 2005 REG CISER INC COM RUBY TUESDAY INC CON US TREAS NTS DTD 00025 3 625 DUE 05-15-2013 REG Page27
US TRFAS NITS DTD 00025 3 625 DUE 05-15-2013 REG OGM003 20 000 20200 20178 22 MICHAELS STORES INC COM 06M003 I 3DO 51,291 29940 21 351 RUBY TUESDAY INC COM oar2saml 500 12379 9,418 2961 RUBY TUESDAY INC COM 0607/2003 3DO 7464 5,583 1 Sal
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US TREAS NTS DTD ODD25 3 625 DUE 05-15-2013REG 07/07/20D3 125000 123945 126379 (2434) MORGAN STANLEY 07107r2OD3 400 15495 14636 3 a59 SCHERING-PLOUGH CORP rOM 07/0712003 3000 54297 51 137 3161 SCHERING-PLOUGH CORP COM 0710712003 1462 26307 25481 827 HOME PROPS N Y INC COM 0710712OD3 700 25395 22225 3170 US TREAS NTS NT 125 DUE 05~31 2005 REG 07/08'M3 1 715000 1 712 &55 1,717678 (5023) KRAFT FOODS INC CL A 07/0ar2m 2 3DO 74 55D 71065 3515 AMLI RESDNTL PPTYS TR SH BEN INT 07/08r2DO3 200 4931 4410 521 PFIZER INC COM 07101112DO3 1 4150 48354 44066 4285 OMNICOM GROUP INC COM 0710arM 200 14356 9809 4577 POGO PROD GO COM 071052M Boo 32 4a3 35266 (2783)
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CVS CORP rOM SW 071052003 400 11459 10872 586 BRISTOL MYERS SQUIBB CO COM 07AW003 4 WO 131861 104559 27 3D2 NISOURCE INC COM 0710812003 2400 45467 43530 1937 OLIN CORP COM 0710SQ003 9200 159341 161 229 (1 138) MICHAELS STORES INC CON 0710SQ003 100 4 060 2368 1692 LANDSTAR SYS INC CON 0710ar2m 236 15560 8505 7055
KRAFT FOODS INC CIL A 071OW003 500 15607 14 SW 627 US TREAS NTS DTO OD025 3 625 DUE 05-15-2013 REG 07109/2003 60 000 59 681 61200 11519) CEC ENTIAT INC COM 07/OS=3 Boo 30242 21 539 8703
DEVELOPERS DIVERSIFIED RLTY CORP COM 07/0Sr2003 400 11 583 8480 3103 LANDSTAR SYS INC COM 07/091003 15 990 540 "0 HOME PROPS N Y INC COM 07/MO03 60D 21 831 19050 2781 MOORE WALLACE INC COM 071M003 1 600 27777 10052 17725
MARTIN MARIETTA MATILS INC COM 07/09/2003 800 28790 27939 851 MICHAELS STORES INC COM 0710&1"3 200 8103 4 579 3524
COUNTRYWIDE HOME LNS INC MEDIUM TERM INTSTRANCHE TR OD304 3 25 05-21 2008 0711=003 50 ODO 50198 49957 241
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LANDSTAR SYS INC COM 0711orm 84 5506 3408 2 09a MOORE WALLACE INC COM 0711012003 900 14043 5026 9017
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MOORE WALLACE INC COM 07110r,= 3000 46198 16754 294" MOORE WALLACE INC COM 0711112OD3 9DD 13638 5019 8619 LASALLE HOTEL PPTYS SH BEN iNT COM STIK 07111Q003 100 1610 1 175 435
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Page 28
DEVELOPERS DIVERSIFIED RLTY COW COM 07/1502003 300 8009 6785 2024 US TREAS NTS DTO 04rJVM3 1 625 DUE 04-30-20D5 REG 07115~3 5 ODD 5027 5001 26
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GMO 1 ST NATIONWIDE T 2DO I I FNT MTO BKD PASSTHRU CIL 11 A 2 7 DUE 06-25.2031 BED CHASE FOG TR 2DO2 2 MTG LN AST BKD CTF CIL IA 1 2 811 DUE W25-2016 BED PRIME HOSPITALITY CORP COM CITIGROUP INC GLOBAL SR NT DTD 01-31 2003 3 5 DUE 02-01 2008 BED COLONIAL PROP TR SH BEN INT SIMON PPTY GROUP INC COM ORACLE CORP COM rATELLUS DEV CORP FORD MTR CR rO NT 7 5 DUE 03-15-2005 BEO ESSEX PPTY TR REIT COLONIAL PROP TR SH BEN INT ORACLE CORP COM INFINITY PPTY & CAB CORP COM COX COMMUNICATIONS INC NEW NT 4 625 DUE 0~1 2013 BED PRIME HOSPITALITY CORP COM TORO CO COM WA MUT BK FA CHATSWORTH CAL GL TRANCHE 9SR 00017 5 5 DUE 01 15-2013 BED MICHAELS STORES INC COM INFINITY PP7Y & CAS CORP COM Pw PeW Ac4us~Is Redlassdicati= and Othev Nei
ToWIS
Page 1 of 14
Regular Grants 09-10-02 Trilogy 25,00000 10-10-02 Chicago Health Outreach 50,30000 10-10-02 Youth Guidance 60,00000 10-10-02 Childrens' Memorial Foundation 60,00000 10-10-02 UIC Neighborhoods Initiative 60,00000 11-01-02 Donors Forum 18,34000 11-15-02 Childrens First Fund 100,00000 11-20-02 Art Resources in Teaching 20,00000 11-20-02 Chicago Children's Museum 20,00000 11-20-02 Chicago Historical Society 50,00000 11-20-02 Chicago Humanities Festival 15,00000 11-20-02 International Music Foundation 15,00000 11-20-02 Jazz Institute of Chicago 20,00000 11-20-02 John G Shedd Aquarium 70,00000 11-20-02 Music of the Baroque 20,00000 11-20-02 Northlight Theatre 20,00000 11-20-02 Oriental Institute of the University of Chicago 50,00000 11-20-02 Peggy Notebaert Nature Museum 50,00000 11-20-02 People's Music School 30,00000 11-20-02 Performing Arts Chicago 25,00000 11-20-02 WBEZ Alliance 55,00000 11-20-02 Abraham Lincoln Centre 20,00000 11-20-02 Canal Corridor Association 35,00000 11-20-02 Coalition for Improved Education in the South Shore 25,00000 11-20-02 Columbia College 50,00000 11-20-02 Community Organizing and Family Issues 30,00000 11-20-02 Community Renewal Society 50,00000 11-20-02 East Village Youth Program 20,00000 11-20-02 Great Books Foundation 15,00000 11-20-02 Illinois Literacy Resource Development Center 30,00000 11-20-02 Jewish Council for Youth Services 50,00000 11-20-02 Junior Achievement of Chicago 12,50000 11-20-02 Logan Square Neighborhood Association 45,00000 11-20-02 North Park University 30,00000 11-20-02 Target Hope 20,00000 11-20-02 Youth Guidance 85,00000 11-20-02 Advocate Illinois Masonic Medical Center 60,00000 11-20-02 Anixter Center 45.00000 11-20-02 Blocks Together 15,00000 11-20-02 Circle Family Care 35,00000 11-20-02 CommunityHealth 30,00000 11-20-02 Health & Medicine Policy Research Group 25,00000 11-20-02 Illinois College of Optometry 20,00000 11-20-02 Illinois Health Education Consortium 35,00000
L
POLK BROS FOUNDATION, INC 36-6108293 Statement Attached as Part of Form 990PF-2002 Part XV, Supplemental Information, Line 3
SUMMARY Regular Grants 7,183,226 00 Multi-Year Grants 4,625,000 00 Capital Grants 1,540,000 00 Matching Grants 683,08100 Family Grants 128,80000 Discretionary Grants 108,00000 Small Grants 597,00000
--------------------- Part XV, Supplemental Information, Line 3 14,865,107 00
DETAIL Date Grant Recipient Amount
11-20-02 Mobile C A R E Foundation 25,00000 11-20-02 Schwab Rehabilitation Hospital 25,00000 11-20-02 Univensty of Chicago Children's Hospital 25,00000 11-20-02 Westside Mentally Retarded Children 15,00000 11-20-02 Center for Law and Human Service 30.00000 11-20-02 Chicago Commons Association 55.00000 11-20-02 Chicago Jobs Council 30,00000 11-20-02 Child Abuse Unit for Services, Education & Studies 15,00000 11-20-02 Community Media Workshop 15,00000 11-20-02 Corporation for Supportive Housing 40,00000 11-20-02 Housing Opportunities for Women 25,00000 11-20-02 Illinois Coalition for Immigration and Refugee Rights 25,00000 11-20-02 Interfaith House 55,00000 11-20-02 Lawrence Hall Youth Service 50.00000 11-20-02 Lawyer's Committee for Better Housing 20,00000 11-20-02 Misencordia 100,00000 11-20-02 Project Match 65,00000 11-20-02 Sarah's Circle 20,00000 11-20-02 Streetwise 30,00000 11-20-02 Suburban Job Link 25,00000 11-20-02 YWCA of Metropolitan Chicago 35,00000 12-06-02 South Suburban College 72000 12-06-02 Morton College 28800 12-06-02 Northeastern Illinois University 1,00000 12-06-02 University of Illinois at Chicago 2,00000 12-06-02 Columbia College Chicago 1,00000 02-07-03 Chicago Botanical Garden 50,00000 02-07-03 Chicago Chamber Musicians 25,00000 02-07-03 Chicago Sinfonietta 25,00000 02-07-03 Free Street Programs 25,00000 02-07-03 Pegasus Players 25,00000 02-07-03 Chicago Metro Association for the Education of Young Children 15,00000 02-07-03 Chinese Mutual Aid Association 20,00000 02-07-03 Citizens Information Service of Illinois 15,00000 02-07-03 Constitutional Rights Foundation 15,00000 02-07-03 Cross City Campaign/Urban School Reform 22,50000 02-07-03 Facing History and Ourselves 30,00000 02-07-03 Howard Area Community Center 30,00000 02-07-03 1 nner Voice Inc 20,00000 02-07-03 Jane Addams Hull House Association 20,00000 02-07-03 Parents United for Responsible Education 20,00000 02-07-03 Umoja Student Development Corporation 15.00000 02-07-03 Working In The Schools 30,00000 02-07-03 AIDS Legal Council of Chicago 22,50000 02-07-03 Chicago Anti Hunger Federation 25,00000 02-07-03 Chicago Children's Advoocacy Center 25,00000 02-07-03 Chicago Legal Clinic, Inc 25,00000 02-07-03 Chinese American Service League 35,00000 02-07-03 Community TV Network 20,00000 02-07-03 Court Appointed Special Advocates of Cook County C A S A 25,00000 02-07-03 Episcopal Charities and Community Services 20,00000 02-07-03 Esperanza Community Services 35,00000 02-07-03 Family Care of Illinois 20,00000 02-07-03 Friends of Battered Women 25,00000 02-07-03 Gads Hill Center 30,00000 02-07-03 Goodcity NFP 20,00000 02-07-03 House of the Good Shepherd 20,00000 02-07-03 Housing Opportunities and Maintenance for the Elderly 45,00000 02-07-03 Illinois Facilities Fund 40,00000 02-07-03 Inspiration Corporation 20,00000 02-07-03 Jane Addams Juvenile Court Foundation 25,00000 02-07-03 Juvenile Protective Association 30,00000 02-07-03 Korean American Women In Need 15,00000 02-07-03 Lawndale Christian Development Corporation 20,00000
Page 2 of 14
Page 3 of 14 02-07-03 Midwest Immigrant & Human Rights Center 35,00000 02-07-03 Mujeres Latinas en Accion 25,00000 02-07-03 Near West Side Community Development Corporation 25,00000 02-07-03 Neighborhood Housing Services of Chicago 35,00000 02-07-03 North Lawndale Employment Network 20,00000 02-07-03 Operation ABLE 20,00000 02-07-03 Safer Foundation 30,00000 02-07-03 Teen Living Programs, Inc 40,00000 02-07-03 Youth Service Project Inc 25,00000 02-07-03 Chi1dServ 25,00000 02-07-03 Tuesday's Child 15,00000 02-11-03 Recording for the Blind and Dyslexic 15,00000 02-13-03 Chicago Humanities Festival - Grant Return (10,00000) 03-31-03 Alivio Medical Center 25,00000 03-31-03 Youth Guidance 25,00000 04-17-03 Chicago Children's Museum 25,00000 05-08-03 Chicago Symphony Orchestra 60.00000 05-08-03 Chicago Theatre Company 15,00000 05-08-03 Intuit Center for Intuitive and Outsider Art 15,00000 05-08-03 Lincoln Park Zoological Society 90,00000 05-08-03 Mexican Fine Arts Center Museum 65,00000 05-08-03 Muntu Dance Theatre 25,00000 05-08-03 Museum of Broadcast Communications 20,00000 05-08-03 Northwestern University Settlement Association 20,00000 05-08-03 Redmoon Theater 20,00000 05-08-03 Steppenwolf Theatre Company 60,00000 05-oa-03 Children's Education Foundation 20,00000 05-08-03 Designs for Change 50,00000 05-08-03 Hales Franciscan High School 35,00000 05-08-03 LaSalle Street CYCLE 45,00000 05-08-03 Midtown Education Foundation 40,00000 05-08-03 Near South Planning Board 12,50000 05-08-03 Neighborhood Capital Budget Group 25,00000 05-08-03 Newberry Library 40,00000 05-08-03 North Lawndale Learning Community 30,00000 05-08-03 Ounce of Prevention Fund 50,00000 05-08-03 St Augustine College 22,50000 05-08-03 Strategic Learning Initiatives 50,00000 05-08-03 Whirlwind Performance Company 35,00000 05-08-03 Access Community Health Network 20.00000 05-08-03 Family Institute 60.00000 05-08-03 Illinois Caucus for Adolescent Health 25,00000 05-08-03 Jewish Federation of Metropolitan Chicago 65,00000 05-08-03 La Rabida Children's Hospital 35,00000 05-08-03 Loyola University Health System 35,00000 05-08-03 Mt Sinai Hospital and Medical Center 30,00000 05-08-03 Near North Health Service Corporation 30,00000 05-08-03 Rehabilitation Institute 70.00000 05-08-03 Swedish Covenant Hospital 50,00000 05-08-03 Thresholds 50,00000 05-08-03 AIDS Foundation of Chicago 30,00000 05-08-03 Bickerdike Redevelopment Corporation 35,00000 05-08-03 Catinni Green Legal Aid Clinic 15,00000 05-08-03 Center for Impact Research 25,00000 05-08-03 Chicago Women in Trades 35,00000 05-08-03 City Year Chicago 50.00000 05-08-03 Counseling Center of Lake View 20,00000 05-08-03 Deborah's Place 50,00000 05-08-03 Donors Forum of Chicago 15,00000 05-08-03 Employment Training Center 40,00000 05-08-03 Good News Partners 20,00000 05-08-03 Interfaith Council for the Homeless 25,00000 05-08-03 Jobs for Youth/Chicago 45,00000 05-08-03 Lambda Legal Defense and Education 20,00000
05-08-03 Mental Health Association in Illinois 30,00000 05-08-03 Metropolitan Planning Council 25,00000 05-08-03 Neopolitan Lighthouse 15,00000 05-08-03 Northwestern University/Office of Research & Sponsored Progr 50,00000 05-08-03 Polish American Association 25,00000 05-08-03 San Jose Obrero Mission 15,00000 05-08-03 Spanish Coalition for Jobs 35,00000 05-08-03 St Leonard's Ministries 30,00000 05-08-03 The Renaissance Collaborative 15,00000 05-08-03 Vital Bridges 25,00000 05-20-03 Little Black Pearl Workshop 20,00000 05-20-03 Illinois Maternal & Child Health Coalition 7,50000 05-28-03 Lakeview Shelter 15,00000 05-28-03 Chicago Lighthouse For The Blind 25,00000 05-29-03 St Xavier University 30,00000 06-03-03 Chicago Continuum of Care Governing Council 20,00000 06-17-03 South Suburban College 85900 06-17-03 Northern Illinois University 87500 06-17-03 University of Illinois at Chicago 2,00000 06-17-03 Kennedy-King College 1,07900 06-25-03 Illinois Facilites Fund - Grant Return (50,00000) 07-09-03 South Side Help Center 20,00000 08-08-03 Arts & Business Council of Chicago 25,00000 08-08-03 Child's Play Touring Theater 20,00000 08-08-03 ETA Creative Arts Foundation 30,00000 08-08-03 Hubbard Street Dance Chicago 65,00000 08-08-03 Joffrey Ballet of Chicago 60,00000 08-08-03 Museum of Contemporary Art 45,00000 08-08-03 Old Town School of Folk Music 40,00000 08-08-03 Sherwood Conservatory of Music 35,00000 08-08-03 Ada S McKinley Community Services, Inc 35,00000 08-08-03 Chicago Architecture Foundation 25,00000 08-08-03 Chicago Arts Partnerships in Education 75,00000 08-08-03 Coalition of African, Asian and Latino Immigrants 50,00000 08-08-03 Erie Neighborhood House 40,00000 08-08-03 Executive Service Corps of Chicago 15,00000 08-08-03 Future Teachers of Chicago 20.00000 08-08-03 HistoryMakers 30,00000 08-08-03 Jumpstart for Young Children 30,00000 08-08-03 National Lekotek Center 30,00000 08-08-03 Northeastern Illinois University 20,00000 08-08-03 Rochelle Lee Fund 35.00000 08-08-03 Teach For America 70,00000 08-08-03 Urban Gateways 40,00000 08-08-03 Big Brothers-Big Sisters of Metro Chicago 15,00000 08-08-03 Blue Gargoyle Youth Service Center 25,00000 08-08-03 Cathedral Shelter of Chicago 30,00000 08-08-03 Chicago Rehab Network 40.00000 08-08-03 Chicagoland Radio Information Service 20,00000 08-08-03 Christopher House 30,00000 08-08-03 Developing Communities Project 20,00000 08-08-03 Ethiopian Community Association of Chicago 20,00000 08-08-03 Greater Englewood Community Partnership 20,00000 08-08-03 Institute of Women Today 25,00000 08-08-03 Life Directions 15,00000 08-08-03 Lutheran Social Services of Illinois 25,00000 08-08-03 Matthew House 25,00000 08-08-03 Neighborhood Boys & Girls Club 15,00000 08-08-03 Orchard Village 15,00000 08-08-03 The Ark 75,00000 08-08-03 The Employment Project 20,00000 08-08-03 Uhlich Children's Home 20,00000 08-08-03 Vietnamese Association of Illinois 25,00000 08-12-03 Art Institute of Chicago 72,50000
Page 4 of 14
Multi-Year Grants, 09-13-02 Chicago Public Education Fund 100,00000 11-13-02 Association House of Chicago 65,00000 11-13-02 Cabrim Connections 20.00000 1 11-1 3-02 Chicago Opera Theater 25.00000 11-13-02 Chicago School Leadership Development Co-op 30,00000 11-13-02 Children's Place Association 30,00000 11-13-02 Civic Orchestra of Chicago 20,00000 11-13-02 Erie Family Health Center 45,00000 11-13-02 Erikson Institute 75,00000 11-13-02 Horizon Hospice Inc 30,00000 11-13-02 Hyde Park Art Center 20,00000 11-13-02 Lakefront SRO Corporation 80,00000 11-13-02 Denali Initiative 25.00000 11-13-02 Openlands Project 20,00000 11-13-02 Public Benefits Hotline 50,00000 11-13-02 Smart Museum of Art 30,00000 11-13-02 Street-Level Youth Media 25,00000 11-13-02 The Resurrection Project 40,00000 11-20-02 Adler Planetarium and Astronomy Museum 50,00000 11-20-02 River North Dance Company 20,00000 11-20-02 Associated Colleges of Illinois 80,00000 11-20-02 Apra Ghar 20,00000 11-20-02 Catholic Charities of the Archdiocese of Chicago 30,00000 11-20-02 Chicago Youth Centers 140,00000 11-20-02 Claretian Associates 20,00000 11-20-02 Jewish Council on Urban Affairs 45,00000 11-20-02 Jewish United Fund 160.00000 11-20-02 Neighborhood Writing Alliance 15,00000 02-07-03 Black Ensemble Theater Corporation 25,00000 02-07-03 Garrield Park Conservatory 20,00000 02-07-03 Friends of the Chicago River 25,00000 02-07-03 Chicago Mutual Housing Network 20,00000 02-07-03 Chicago Youth Programs, Inc 20,00000 02-07-03 Equip for Equality 35,00000 02-07-03 Family Focus 35,00000 02-07-03 National Center on Addiction and Substance Abuse 55,00000 02-07-03 Planned Parenthood, Chicago Area 40,00000 02-07-03 Rape Victims Advocates 25,00000 02-13-03 Chicago Children's Choir 30,00000 02-13-03 Marwen Foundation, Inc 50,00000 02-13-03 Merit School of Music 40,00000 02-13-03 Ravinia Festival 70,00000 02-13-03 Family Matters 35.00000 02-13-03 University of Chicago - Department of Mathematics 60,00000 02-13-03 Business & Professional People for the Public Interest 65.00000 02-13-03 Cambodian Association of Illinois 20,00000 02-13-03 Chicago Child Care Society 25.00000 02-13-03 Coordinated Advice & Referral 25,00000 02-13-03 Family Rescue 30,00000 02-13-03 Girl Scouts of Chicago 30,00000 02-13-03 IT Resource Center 30,00000 02-13-03 Public Interest Law Initiative 25,00000 02-13-03 Scholarship & Guidance Association 30,00000 02-18-03 Gates High School Redesign Fund 150,00000 03-19-03 Council for Jewish Elderly 100,00000 05-08-03 Chicago Humanities Festival 50,00000 05-08-03 Goodman Theatre 75,00000 055-08-03 Better Existence with HIV 15,00000
08-14-03 Chicago Community Schools Fund 32,26500 Page 5 of 14
Total Regular Grants 7,183,226 00
Page 6 of 14
Capital Grants 12-11-02 Lookingglass Theatre Company 100,00000 12-11-02 Spertus Institute of Jewish Studies 150,00000 12-11-02 Westside Health Authority 75,00000 02-25-03 Southwest Women Working Together 50,00000 05-20-03 Chicago Music and Dance Theater 400,00000 07-09-03 Access Community Health Network 50,00000 07-09-03 Alternatives, Inc 50,00000 07-09-03 SCT Productions 40 .00000
__L
05-08-03 Howard Brown Health Center 35,00000 05-08-03 Access Living of Metro Chicago 60,00000 05-08-03 AJternatives, Inc 35,00000 05-08-03 Chicago Foundation for Women 50,00000 05-08-03 Chicago House and Social Service Agency 25.00000 05-08-03 Greater Chicago Food Depositary 90,00000 05-08-03 1 Ilinois Center for Violence Prevention 25,00000 05-08-03 PCC Community Wellness Center 20,00000 05-08-03 Pro Bono Advocates 20,00000 05-13-03 WTTW Channel 11 130,00000 05-13-03 Jane Addams Resource Corporation 25,00000 05-13-03 Centro San Bonifacio 25,00000 05-13-03 Infant Welfare Society 50,00000 05-13-03 Health Disability Advocates 25,00000 05-13-03 BUILD, Inc 35,00000 08-08-03 Chicago Public Art Group 15.00000 08-08-03 Chicago Shakespeare Theater 60,00000 08-08-03 Field Museum of Natural History 90,00000 08-08-03 Joel Hall Dance Center 15,00000 08-08-03 Kohl Children's Museum 30,00000 08-08-03 Lifeline Theater 20,00000 08-08-03 Lyric Opera of Chicago 60,00000 08-08-03 Pros Arts Studio 20,00000 08-08-03 Victory Gardens Theater 25,00000 08-08-03 The Arts Matter/Gallery 37 40,00000 08-08-03 Big Shoulders Fund 200,00000 08-08-03 Chicago Foundation for Education 25,00000 08-08-03 Near Northwest Neighborhood Network 20,00000 08-08-03 Organization of the Northeast 35,00000 08-08-03 U S Holocaust Memorial Museum 30,00000 08-08-03 CARA Program 40,00000 08-08-03 Carole Robertson Center for Learning 30,00000 08-08-03 Chicago Abused Women Coalition 35,00000 08-08-03 Emergency Fund for Needy People 30,00000 08-08-03 Environmental Law and Policy Center 25,00000 08-08-03 Leadership Council for Metro Open Communities 20,00000 08-08-03 Life Span 35,00000 08-08-03 Metropolitan Family Services 65,00000 08-08-03 Roger Baldwin Foundation of ACLU 30,00000 08-08-03 Hispanics in Philanthropy 35,00000 08-12-03 Austin Career Education Center 30,00000 08-12-03 Chicago Communities in Schools 65,00000 08-12-03 Chicago Community Loan Fund 35,00000 08-12-03 Chicago Lawyers' Committee for Civil Rights under the Law 35,00000 08-12-03 Facets Multimedia, Inc 25,00000 OB-12-03 Legal Assistance Foundation of Chicago 35,00000 08-12-03 Lookingglass Theatre Company 25,00000 08-12-03 Music Institute of Chicago 15,00000 08-12-03 Night Ministry 45,00000 08-14-03 Brookfield Zoo-Chicago Zoological Society 45,00000 08-14-03 Centers for New Horizons 25,00000
Total Multi-Year Grants 4,625,000 00
Page 7 of 14
MatchIng Grants 09-03-02 New Israel Fund 60000 09-03-02 Intuit Center for Intuitive and Outsider Art 60000 09-03-02 Chicago Music and Dance Theater 4.00000 09-03-02 Goodman Theatre 2,40000 09-03-02 Chicago Foundation for Women 8,00000 09-03-02 Jewish United Fund 16,00000 09-03-02 Spertus Institute of Jewish Studies 4,00000 09-10-02 WTTW Channel 11 11,76000 09-10-02 Congregation Rodfei Zedek 4,00000 09-10-02 Pediatric AIDS Chicago 40000 09-10-02 Lakefront SRO Corporation 40000 09-13-02 Chicago Historical Society 12000 09-13-02 St Leonard's Ministries 60000 09-13-02 YWCA of Metropolitan Chicago 20000 09-13-02 Gads Hill Center 10000 09-17-02 Lesbian Community Cancer Project 80000 09-17-02 Affinity Community Service 50000 09-17-02 Roosevelt University 1,00000 09-17-02 Foundation Fighting Blindness 1,00000 09-24-02 Huntington Disease Society of America 1,00000 09-24-02 AIDS RUNIWalk - Chicago 40000 09-27-02 Redmoon Theater 6,00000 09-27-02 Friends of the Israel Antiquities Authority 12.00000 09-27-02 Art I nsbtute of Chicago 15,00000 09-27-02 Catholic Lawyers Guild 40000 10-02-02 Jewish Council on Urban Affairs 12000 10-09-02 Misencordia 2,00000 10-09-02 Big Shoulders Fund 4,00000 10-09-02 Temple B'Nai Torah 5,00000 10-09-02 Roberta Bachmann Lewis Scholarship Fund 2.50000 10-09-02 United Way of Glencoe 50000 10-09-02 Childrens' Memorial Foundation 40000 10-09-02 Roberta Bachmann Lewis Scholarship Fund 40000 10-09-02 Jewish United Fund 6,80000 10-10-02 Chicago Music and Dance Theater 8,75000 10-10-02 Jewish United Fund 4,00000 10-10-02 Hubbard Street Dance Chicago 40000 1D-10-02 Jewish Community Centers of Chicago 20000 1G-10-02 Society for Contemporary Art 80000 10-15-02 Illinois Caucus for Adolescent Health 30000 10-15-02 Casa Central 16000 10-15-02 Lathrop Community Music Center 20000 10-18-02 Hyde Park Art Center 60000 10-18-02 To God Be The Glory Ministries 4,00000 10-18-02 Jewish Council for Youth Services 8,00000 10-18-02 Israel Sport Center for the Disabled 1,00000 10-18-02 Israel Children's Centers 8,00000 10-25-02 Boys and Girls Clubs of Chicago 40000 10-28-02 Northwestern University 3,20000 10-28-02 Young Women's Leadership Charter School 40000 10-28-02 National Center on Poverty Law 1,20000 11-01-02 John Howard Association 40000
07-09-03 Cambodian Association of Illinois 75,00000 07-09-03 Howard Area Community Center 50,00000 07-09-03 Providence-St Mel School 100,00000 07-09-03 WTTW Channel 11 100,00000 07-09-03 YMCA of Metropolitan Chicago 75,00000 07-31-03 Hyde Park Art Center 25,00000 08-12-03 Millennium Park 200,00000
Total Capital Grants 1,540,000 00
11-01-02 Crossroads Fund 40000 11-01-02 Lambda Legal Defense and Education 80000 11-01-02 Mexican Fine Arts Center Museum 10000 11-01-02 Centro San Bonifacio 10000 11-01-02 Gerber/Hart Library 20000 11-01-02 Lesbian Community Cancer Project 40000 11-01-02 Lesbian Community Cancer Project 20000 11-07-02 Lesbian Community Cancer Project 20000 11-07-02 Lesbian Community Cancer Project 14000 11-07-02 Free People's Clinic 80000 11-07-02 Spanish Coalition for Jobs 80000 11-07-02 Chicago Youth Centers 12,00000 11-07-02 Jewish Federation of Metropolitan Chicago 4,80000 11-07-02 Southern Poverty Law Center 80000 11-07-02 CURE 1,20000 11-13-02 Lesbian Community Cancer Project 12000 11-13-02 KAM Isaiah Israel Congregation 1,50000 11-13-02 CommunityHealth 40000 11-13-02 Jewish United Fund 32,00000 11-15-02 Erikson Institute 80000 11-15-02 Chapin Hall Center for Children, University of Chicago 40000 11-15-02 NAMES Project Chicago 1,10000 11-15-02 Lesbian Community Cancer Project 80000 11-15-02 To God Be The Glory Ministries 80000 12-02-02 WTTW Channel 11 2,00000 12-02-02 Jesus Guadalupe Foundation 20000 12-02-02 Mujeres Latinas an Accion 50000 12-06-02 Hubbard Street Dance Chicago 6,00000 12-06-02 Chicago Humanities Festival 1,50000 12-06-02 Erikson Institute 2,50000 12-06-02 Court Theatre Fund 40000 12-06-02 Ravinia Festival 5,00000 12-06-02 To God Be The Glory Ministries 2,00000 12-06-02 Chinese American Service League 60000 12-06-02 University of Chicago Law School 1 .60000 12-06-02 Jewish Council on Urban Affairs 30000 12-06-02 Planned Parenthood, Chicago Area 1,20000 12-10-02 Jewish United Fund 12.00000 12-10-02 Wendy Will Case Cancer Fund 40000 12-11-02 Hispanic Alliance for Career Enhancement 1,00000 12-11-02 Lincoln Park Zoological Society 1,20000 12-11-02 Chicago Music and Dance Theater 1,00000 12-13-02 Finea International 40000 12-13-02 Madonna della Strada 80000 12-13-02 St Thomas the Apostle Church 4,00000 12-13-02 United Farm Workers of America 20000 12-13-02 St Labre Indian School 40000 12-13-02 Sisters of Charity, BVM 40000 12-13-02 Grassroots International 1,00000 12-13-02 Care for Real 1,00000 12-13-02 The Living Bank 20000 12-13-02 Pax Christi U S A 1,00000 12-13-02 Sacred Heart League 20000 12-13-02 Northside Cultural Center 20000 12-13-02 MADD 20000 12-13-02 Benedictine Sisters of Chicago 1,00000 12-13-02 Society for the Propagation of the Faith 80000 12-13-02 Mexico Solidarity Network 40000 12-13-02 Hogar de Cristo 2,00000 12-13-02 Friends of the Orphans 1,60000 12-113-02 St Gelasius Food Pantry 2.00000 12-13-02 Oxfarn America 80000 12-13-02 Techno Serve 1,00000 12-13-02 NETWORK Education Program 1,00000
Page 8 of 14
12-13-02 Catholic Extension Society/USA 8,00000 12-13-02 Pope John XXIII School 2.00000 12-13-02 Loyola University Chicago 4,00000 12-13-02 City Lit Theater Company 40000 12-13-02 Jesuit Partnership 4,00000 12-13-02 Northside Catholic Academy 8,00000 12-13-02 Garfield Park Conservatory 80000 12-13-02 Chicago Music and Dance Theater 7,50000 12-13-02 Heifer Project International 2,92400 12-13-02 National Wildlife Federation 2,92400 12-13-02 Wildlife Preservation Trust 2,92400 12-13-02 Coastal Conservation Association 2,92400 12-13-02 Quixote Center 1 .00000 12-17-02 Pros Arts Studio 20000 12-17-02 Association of Latino Men for Action 40000 12-17-02 Women's Educational Media 20000 12-17-02 United Negro College Fund 50000 12-17-02 Wendy Will Case Cancer Fund 1,00000 12-17-02 WTTW Channel 11 1,00000 12-17-02 Public Interest Law Initiative 40000 12-17-02 St Leonard's Ministries 40000 12-17-02 Steppenwolf Theatre Company 60000 12-17-02 Openlands Project 20000 12-17-02 Oxfam America 40000 12-17-02 People's Music School 80000 12-17-02 Nature Conservancy of Illinois 30000 12-17-02 New Israel Fund 60000 12-17-02 Northlight Theatre 60000 12-17-02 Lookingglass Theatre Company 60000 12-17-02 Merit School of Music 60000 12-17-02 National Center on Poverty Law 40000 12-17-02 Roger Baldwin Foundation of ACLU 80000 12-17-02 Albany Park Theater Project 40000 12-17-02 Amnesty International 30000 12-17-02 Roberta Bachmann Lewis Scholarship Fund 12000 12-17-02 Antioch College 1,40000 12-17-02 Business & Professional People for the Public Interest 1,00000 12-17-02 Chicago Foundation for Women 1,00000 12-17-02 Chicago Humanities Festival 60000 12-17-02 Chicago Shakespeare Theater 60000 12-17-02 Chicago Symphony Orchestra 50000 12-17-02 Court Theatre Fund 60000 12-17-02 Doctors Without Borders 50000 12-17-02 Facing History and Ourselves 60000 12-17-02 Goodman Theatre 60000 12-17-02 Greater Chicago Food Depositary 40000 12-17-02 Jewish Fund for Justice 1,00000 12-17-02 Legal Assistance Foundation of Chicago 60000 12-17-02 Living Room Cafe 40000 12-20-02 Museum of Contemporary Art 32,00000 12-23-02 Illinois Humanities Council 20000 12-30-02 The Carter Center 80000 12-30-02 Literacy Connection 1,00000 12-30-02 Mujeres Latinas en Accion 20000 12-30-02 Public Allies Chicago 20000 12-30-02 To God Be The Glory Ministries 1,20000 01-07-03 St Thomas the Apostle Church 80000 01-07-03 Jesuit Retreat League (Chicago) 8,00000 01-14-03 Park Community Church 80000 01-14-03 University of Chicago Hospitals 4.00000 01-14-03 Chicago Symphony Orchestra 4,00000 01-14-03 Jewish Council on Urban Affairs 80000 01-14-03 Jewish Council on Urban Affairs 2,00000 01-14-03 Public Interest Law Initiative 12000
Page 9 of 14
01-115-03 University of Chicago Hospitals 2,00000 01-21-03 El Fundo de Nuestra Comunicad 40000 01-21-03 Erie Neighborhood House 12000 01-28-03 Horizons Community Services 40000 02-07-03 Family Rescue 40000 02-11-03 Chicago Youth Centers 40000 02-13-03 Suburban Fine Arts Center 50000 02-18-03 Lyric Opera of Chicago 3,20000 02-18-03 Ravinia Festival 2,00000 02-18-03 North Lawndale College Preparatory Charter High School 20,00000 02-18-03 University of Chicago Urology Rescue Fund 20,00000 02-21-03 Chicago Academy for the Arts 80000 02-21-03 To God Be The Glory Ministries 80000 02-21-03 Hubbard Street Dance Chicago 40000 02-21-03 Hyde Park Art Center 40000 02-27-03 Chicago Humanities Festival - Grant Return (1,50000) 02-28-03 Lutheran Child & Family Services of Illinois 80000 02-28-03 Southwest Women Working Together 80000 03-06-03 Barrel of Monkeys Productions 16000 03-13-03 Lesbian Community Cancer Project 80000 03-13-03 Association of Latino Men for Action 40000 03-19-03 Facing History and Ourselves 60000 03-19-03 Roger Baldwin Foundation of ACLU 12000 03-19-03 Bennett College 12000 03-19-03 Chicago Arts Partnerships in Education 1,00000 03-19-03 Illinois Caucus for Adolescent Health 1,00000 03-19-03 Norton Museum of Art 50,00000 03-28-03 Smart Museum of Art 20000 03-28-03 Funders for Lesbian and Gay Issues 20000 03-28-03 Joffrey Ballet of Chicago 40000 03-28-03 Brain Research Foundation 40000 03-28-03 Neighborhood Writing Alliance 35000 03-28-03 National Interfaith Commission 20000 03-31-03 Erikson Institute 80000 G4-08-03 Misencordia 40000 04-08-03 American Jewish Committee 1,50000 04-08-03 Changing Worlds, Fiscal Agent 45000 04-08-03 Redmoon Theater 40000 04-08-03 Museum of Contemporary Art 12000 04-11-03 March of Dimes 10000 04-17-03 Jazz at Lincoln Center 40000 04-17-03 Chicago Music and Dance Theater 2,02000 04-17-03 Neighborhood Writing Alliance 20000 04-22-03 ETA Creative Arts Foundation 40000 04-22-03 Jewish Council for Youth Services 70000 04-22-03 Lesbian Community Cancer Project 40000 04-24-03 Chicago Legal Clinic, Inc 15000 04-30-03 Catholic Lawyers Guild 1,20000 04-30-03 Jewish Council on Urban Affairs 60000 04-30-03 Business & Professional People for the Public Interest 24000 04-30-03 KAM Isaiah Israel Congregation 20000 05-05-03 Chinese American Service League 40000 05-05-03 Center On Halsted 2,00000 05-05-03 National Conference for Community & Justice 24000 05-06-03 Israel Children's Centers 8,00000 05-06-03 Anti-Defamation League 4,00000 05-06-03 Holocaust Memorial Foundation 10,00000 05-06-03 American Jewish Committee 1,00000 05-06-03 Chicago Jazz Ensemble 2,80000 05-06-03 North Lawndale College Prep Charter High School 2.80000 05-06-03 Leukemia & Lymphoma Society 6,00000 05-06-03 Family Violence Prevention Fund 80000 05-06-03 Family Focus 80000 05-06-03 Literati 80000
Page 10 of 14
- L
Total Matching Grants 683,081 00
05-08-03 Holocaust Memorial Foundation 3,00000 Page 11 of 14 05-08-03 Jewish Women's Foundation 1,60000 05-13-03 Mexican Fine Arts Center Museum 30000 05-13-03 Women In The Directors Chair 10000 05-13-03 Women In The Directors Chair 20000 05-13-03 Affinity Community Service 30000 05-13-03 Metropolitan Family Services 80000 05-20-03 Yale Law School 8,00000 05-20-03 Wellesley College 20,00000 05-23-03 Chicago Foundation for Women 1,60000 05-23-03 Jewish Council for Youth Services 40000 05-23-03 Jewish Council on Urban Affairs 40000 05-28-03 Albany Park Theater Project 40000 05-28-03 Chicago Women in Philanthropy 40000 06-03-03 KAM Isaiah Israel Congregation 1,50000 06-03-03 Lookingglass Theatre Company 60000 06-03-03 University of Chicago Law School 24000 06-03-03 Albany Park Theater Project 24000 06-04-03 Dartmouth College 40000 06-04-03 About Face Theater 40000 06-10-03 Chicago Humanities Festival 40000 06-10-03 Hyde Park Neighborhood Club 40000 06-17-03 Rehabilitation Institute 12,00000 06-17-03 Northwestern Memorial Hospital 7,00000 06-20-03 Greater Chicago Food Depositary 7500 06-20-03 Donors Forum of Chicago 10000 06-20-03 North Lawndale College Preparatory Charter High School 10,00000 06-27-03 Donors Forum of Chicago 10000 06-27-03 Gerber/Hart Library 20000 06-27-03 Center On Halsted 20000 06-27-03 Greater Chicago Food Depositary 10000 06-27-03 Affinity Community Service 40000 06-27-03 Fund for SSA 40000 07-09-03 Hyde Park Art Center 40000 07-09-03 U S Holocaust Memorial Museum 2,00000 07-09-03 Lambda Legal Defense and Education 40000 07-09-03 Youth Struggling For Survival 20000 07-09-03 WBEZ Alliance 48000 07-15-03 Chicago Legal Aid for Incarcerated Mothers 40000 07-15-03 Creative Glass Center of America 5,00000 07-15-03 Hubbard Street Dance Chicago 56000 07-15-03 KAM Isaiah Israel Congregation 80000 07-15-03 Jewish Council on Urban Affairs 60000 07-22-03 Neighborhood Writing Alliance 40000 07-29-03 Goodman Theatre 2,40000 07-29-03 Music and Dance Theater 44000 07-31-03 Loyola University Chicago 2,00000 08-12-03 Chicago Hearing Society 6,00000 08-12-03 Old Town School of Folk Music 6,00000 08-12-03 Art Institute of Chicago 6,00000 08-12-03 University of Chicago Hospitals 3,00000 08-12-03 WBEZ Alliance 2,75000 08-12-03 Public Interest Law Initiative 60000 08-12-03 St Leonard's Ministries 80000 08-14-03 Coalition for Community Schools 40000 08-20-03 Hyde Park Historical Society 40000 08-26-03 Chicago Symphony Orchestra 4,00000 08-26-03 Museum of Contemporary Art 6,00000 08-29-03 Cancer Research Network 80000 08-29-03 WBEZ Alliance 20000
Page 12 of 14
Discretionary Grants* 09-10-02 Windows of Opportunity 1,00000 09-24-02 Urban Photographers Forum 2,50000 10-09-02 AFP Chicago Chapter 2.00000 10-15-02 The Foundation Center 2,00000 12-10-02 Sunlight African Community Center 2,00000 12-10-02 National Association for Public Interest Law 10,00000 12-13-02 Erikson Institute 5,00000 12-17-02 Arts for Learning Chicago 10,00000 12-23-02 Association of Chicago Theological Schools 2,50000 01-07-03 National Conference for Community & Justice 5,00000 01-07-03 Crossroads Fund 2,50000
Family Grants: 09-17-02 National Multiple Sclerosis Society 30000 09-17-02 Memorial Sloan Kettering Cancer Center 30000 09-17-02 Spertus Institute of Jewish Studies 60000 09-17-02 Jewish Community Centers of Chicago 1,70000 09-24-02 Jewish Community Centers of Chicago 3,00000 09-24-02 ORT 2.50000 10-09-02 David L Fisher Foundation 50000 10-18-02 Spertus Institute of Jewish Studies 5,00000 10-18-02 North Shore Auxiliary of the Jewish Children's Bureau 1,20000 10-18-02 ORT 5,50000 10-18-02 Hadassah 1,00000 10-18-02 Roberta Bachmann Lewis Scholarship Fund 2,00000 10-18-02 11-10-02 Foundation 25000 10-18-02 The EAR Foundation of Arizona 25000 10-25-02 U S Foundation at Queen's University 2,50000 10-25-02 Friends of the University of Waterloo Foundation 2,50000 10-25-02 Royal Ontario Museum 2,50000 10-25-02 Illinois Holocaust Foundation 3,00000 11-13-02 Jewish United Fund 10,00000 11-22-02 Lattof YMCA 5,00000 11-22-02 Highland Park High School 3,00000 12-10-02 Norton Museum of Art 1,00000 12-10-02 Chicago Hearing Society 50000 12-11-02 Steppenwolf Theatre Company 1,50000 12-13-02 Columbia College Chicago 1,50000 12-20-02 Museum of Contemporary Art 10,00000 01-21-03 Steppenwolf Theatre Company 2,50000 02-07-03 Chessmen Club/North Shore 50000 02-11-03 Anti-Defamation League 50000 02-21-03 Les Turner ALS Foundation 70000 03-19-03 Center for Enriched Living 2,50000 04-11-03 Spertus Institute of Jewish Studies 3,00000 04-24-03 HistoryMakers 50000 04-24-03 Make-A-Wish Foundation 20000 04-30-03 Corkscrew Swamp Sanctuary 2,50000 05-20-03 Wellesley College 2,50000 05-20-03 Jewish United Fund 14,00000 05-20-03 Jewish Community Centers of Chicago 3,00000 05-23-03 Na'Amat USA 1,50000 06-27-03 St Patrick's High School 5,00000 07-15-03 LD Access Foundation 2,50000 07-15-03 California Symphony Orchestra 3,00000 07-15-03 Hubbard Street Dance Chicago 11,80000 08-05-03 Newport Township Public Safety Foundation 2,50000 08-14-03 Jewish United Fund 80000 08-19-03 Rocky Mount United Methodist Church 1,00000 08-19-03 Muscular Dystrophy Association 1,00000 08-19-03 Sanford First Baptist Church 20000
Total Family Grants 128,80000
Page 13 of 14
Small Grants : 09-17-02 Albany Park Theater Project 10,00000 09-17-02 American Composers Forum/ChiGago Chapter 5,00000 09-17-02 Hedwig Dances 10,00000 09-17-02 Live Bait Theatrical Company 10,00000 09-17-02 Raven Theatre Company 10,00000 09-17-02 Roadworks Productions 10,00000 09-17-02 Scrap Mettle SOUL 10,00000 09-17-02 Zephyr Dance 5,00000 09-17-02 Albany Park Neighborhood Council 10,00000 09-17-02 BOLD Chicago Institute 10,00000 09-17-02 College Bound 10,00000 09-17-02 Institute of Cultural Affairs 10,00000 09-17-02 Literacy Works 7,00000 09-17-02 Poetry Center of Chicago 10,00000 09-17-02 We The People Media 10,00000 09-17-02 Chicago Center For Family Health 10,00000 09-17-02 Generation Green Fund 7,00000 09-17-02 Alliance of Logan Square Organizations 10,00000 09-17-02 Center for New Community 10,00000 09-17-02 Genesis Housing Development Corporation 10,00000 09-17-02 Latin United Community Housing Association 10,00000 09-17-02 Little Village CDC 10,00000 09-17-02 Living Room Cafe 10,00000 09-17-02 Northwestern University School of Law 7,50000 09-17-02 Onward Neighborhood House 10,00000 09-17-02 Partnership to End Homelessness 10,00000 09-17-02 Urban Options 10,00000 09-17-02 Urban Solutions 7,50000 09-17-02 Villa Guadalupe Senior Services 10,00000 09-17-02 Westside Federation 10,00000 03-06-03 Art Encounter 5,00000 03-06-03 Beyondmedia Education 7,50000 03-06-03 Changing Worlds, Fiscal Agent 5,00000 03-06-03 Grant Park Orchestral Association 10,00000 03-06-03 National Jazz Museum 10,00000 03-06-03 Natya Dance Theatre 5,00000 l_- I ~ ~~
01-30-03 City At Peace-Chicago 2,50000 01-30-03 Lesbian Community Cancer Project 2,00000 02-07-03 Reading is Fundamental 2,00000 02-07-03 Renaissance Social Services 2,50000 02-13-03 Chicago Public Schools - Student Science Fair, Inc 2,50000 02-21-03 Chicago Girls'Coalition 5,00000 02-28-03 Nobel Fool Theater 2,50000 03-25-03 Illinois Caucus for Adolescent Health 2.50000 03-28-03 Humboldt Park Social Services 2,00000 03-31-03 Artistic Circles 5,00000 04-11-03 National Community Building Network 2,50000 04-22-03 Duke Ellington Society 1,00000 05-20-03 Donors Forum of Chicago 50000 06-10-03 Hispanics in Philanthropy 1,00000 06-11-03 Mikva Challenge Grant Foundation 1,00000 06-17-03 DuSable Museum of African American History 5,00000 07-22-03 L'Opera Piccola 2,00000 07-31-03 Ravenswood Community DayCare 2,50000 07-31-03 Chicago Bar Foundation 2,50000 08-05-03 Illinois Coalition for Equal Justice 10,00000 08-26-03 Merit School of Music 5,00000 08-26-03 Chicago Jazz Orchestra 2,00000
Total Discretionary Grants 108,00000
Page 14 of 14
All of the above contributions are for the general charitable, religious, scientific, literary or educational activities of each donee
~ 0
03-06-03 LEAP' To Language 10.00000 03-06-03 Literature For All of U 5,00000 03-06-03 New Concepts Tutor/Mentor Connections 7,50000 03-06-03 North River Commission 10,00000 03-06-03 Southside Educational Center 7,50000 03-06-03 Chenny Troupe 7.50000 03-06-03 A Sporting Chance Foundation 10,00000 03-06-03 Citywide Tax Assistance Program 10,00000 03-06-03 Community Assistance Programs 10,00000 03-06-03 Jane Addams Senior Center 5,00000 03-06-03 Local Economic and Employment Development Council 10,00000 03-06-03 National Runaway Switchboard 5,00000 03-06-03 Northwest Neighborhood Federation 5,00000 03-06-03 Project J 0 B S 5,00000 03-06-03 Project Lifeline 9,00000 03-06-03 South East Alcohol & Drug Abuse Center 7,50000 03-06-03 West Humboldt Park Family and Community Center 9,00000 05-23-03 Chicago Multi-Cultural Dance Center 7,50000 06-05-03 Barrel of Monkeys Productions 7,50000 06-05-03 Puerto Rican Arts Alliance 7,50000 06-05-03 American Indian Center 5,00000 0&05-03 Centre Comunitano Juan Diego 12,50000 06-05-03 Institute for Positive Living 5,00000 06-05-03 Lakeview Action Coalition 5,00000 06-05-03 Poder Learning Center 15,00000 06-05-03 Careers Through Culinary Arts 5,00000 06-05-03 Chicago Scores 15,00000 06-05-03 Concerned Citizens 7,50000 06-05-03 Greater North-Pulaski Development Corporation 10,00000 06-05-03 Indo-Amencan Center 5,00000 06-05-03 Interfaith Youth Core 5,00000 06-05-03 Mikva Challenge Grant Foundation 10,00000 06-05-03 Sullivan House 7,50000 08-05-03 Weizmann Institute of Science 5,00000
Total Small Grants 597,00000
All recipients are public charities as described in section 509(a)(1),(2) or (3)
