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NANOSTRUCTURED METAL-OXIDE MATERIALS FOR DYE-SENSITIZED SOLAR CELLS SHWETA AGARWALA NATIONAL UNIVERSITY OF SINGAPORE 2011
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Page 1: Agarwala Shweta Ece

NANOSTRUCTURED METAL-OXIDE

MATERIALS FOR DYE-SENSITIZED SOLAR

CELLS

SHWETA AGARWALA

NATIONAL UNIVERSITY OF SINGAPORE

2011

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NANOSTRUCTURED METAL-OXIDE MATERIALS

FOR DYE-SENSITIZED SOLAR CELLS

Shweta Agarwala

(M.Sc, Nanyang Technological University, Singapore)

A THESIS SUBMITTED

FOR THE DEGREE OF DOCTOR OF PHILOSPHY

DEPARTMENT OF ELECTRICAL AND COMPUTER ENGINEERING

NATIONAL UNIVERSITY OF SINGAPORE

2011

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Acknowledgements

The work presented here would not have been possible without the help of many talented

and supportive people. First and foremost, I would like to thank my advisor Dr. Ho Ghim Wei,

for the intellectual guidance, strong support and trust she offered me throughout my time here. I

had the privilege to learn from her not just lessons of science and technology but of life.

I thank all the members of Dr. Ho’s research group, especially Mr. Ong Weili, Mr. Kevin

Moe and Dr. Lim Zhihan, who have helped me over the years and made my time here both

productive and enjoyable. I would also like to thank all past and present final year students for

assisting me in experiments.

I greatly appreciate Dr. A. S. W Wong’s help and guidance during my Ph.D studies. It

has benefitted me a lot.

Special thanks to Mr. Thomas Ang and Mr. Tay Peng Yeow, whose experience and skills

kept laboratory equipments in smooth running condition.

Big thanks to my friends and co-workers from different departments and laboratories,

who have helped and guided me in one way or the other.

Lastly, I would like to thank my parents and in-laws for their love, patience and support.

This thesis, however, is dedicated to my husband (Mr. Shailendra Agarwala) who believed in me

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and challenged me to be a better person. My journey here and in life would not have been

possible without his encouragement, tolerance and love.

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Table of Contents

Acknowledgements …………………………………………………………………………..… i

Table of Contents ……………………………………………………………………………….. ii

Summary ………………………………………………………………………………….....… viii

List of Tables …………………………………………………………………………………..... x

List of Figures …………………………………………………………………..………...…..... xii

List of Symbols ……………………………………………………………….…………....… xviii

Chapter 1 Introduction ……………………………………………………………………...…… 1

1.1 Photovoltaic effect ……………………………………………………………….....…… 1

1.2 Brief history of photovoltaic …...……………………………………………….……….. 2

1.3 Silicon, III-V and organic solar cell ………...………………………………..………….. 3

1.4 Dye-sensitized solar cell (DSSC) …………....……………………………………….…. 7

1.4.1 Working principle ……………………………………………..…….……...…… 8

1.4.2 Solar cell performance parameters ………………..……..………..……………. 11

1.5 Components of dye-sensitized solar cell ……………… …………………………....…. 14

1.5.1 Metal-oxide semiconductor …………………………………………...…..…… 14

1.5.2 Sensitizer …………………………………………………………...…..………. 24

1.5.3 Electrolyte ……………………………………………………………………… 27

1.5.4 Electrode ……………………………………………………………..............… 31

1.6 Stability of dye-sensitized solar cell ……………………………….…...……………… 32

1.7 Solid-state dye-sensitized solar cell ……………………………...……………....…….. 34

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1.8 Dye-sensitized solar cell efficiency ……….......................................………………….. 37

1.9 Synthesis methods for nanomaterials ………………………………..............….……… 38

1.9.1 Vapor-phase synthesis ……………………………………………………...……. 38

1.9.2 Vapor-liquid-solid (VLS) mechanism ……………………………….....……...… 39

1.9.3 Hydrothermal and sol-gel synthesis …………………..………………………….. 39

1.9.4 Microwave and ultrasonic synthesis ……………………..………………….…… 40

References ……………………………………………………………………………………… 42

Chapter 2 Experimental …………………………………………………………...…………… 57

2.1 Materials …………..................................................................................……………… 57

2.2 Sample preparation and DSSC assembly ……….....................................................…… 59

2.4 Characterization techniques …………...............................................................……….. 62

2.4.1 Material morphology ………...............................................................………… 62

2.4.1.1 Scanning electron microscope (SEM) …….......................….…. 67

2.4.1.2 Energy dispersive X-ray (EDX) …………......................…….… 63

2.4.1.3 Tunneling electron microscope (TEM) …….......................….… 63

2.4.2 Material composition ………………………....................................................... 70

2.4.2.1 X-ray diffraction (XRD) ……...................…………………….. 70

2.4.2.2 X-ray photoelectron spectroscopy (XPS) ……..................…….. 71

2.4.2.3 Fourier transform infrared spectroscopy (FTIR) ……................. 73

2.4.2.4 Brunauer–Emmett–Teller (BET) measurement ……..............…. 74

2.4.3 Optical property …………...............................................................................… 76

2.4.3.1 UV-Vis spectroscopy ……...............................................……… 76

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2.4.3.2 Photoluminescence (Pl) ……………...................................…… 78

2.4.4 Electrical property ……………………….…...........................................……… 79

2.4.4.1 Probe station …………….……………..........................................…….. 79

2.4.5 Photovoltaic device characterization …….........................................………………….. 80

2.4.5.1 Solar simulator ……………….......................................……………….. 81

2.4.5.2 Incident photon-to-current conversion efficiency (IPCE) spectra …....... 83

2.4.5.3 Electrochemical impedance spectroscopy (EIS) ……….……............…. 83

References ………………………………………………………………...........................……. 86

Chapter 3 Mesoporous titanium dioxide (TiO2) film for liquid dye-sensitized solar cell ........... 88

3.1 Introduction …………………………………..............................................…………… 88

3.2 Experimental …………………………………............................................…………… 90

3.2.1 Synthesis of mesoporous TiO2 ……………….......................................……….. 90

3.3 Results and discussion ……………………………..........................................….…….. 91

3.3.1 Effect of polymer concentration …………..........................................….…….. 92

3.3.2 Effect of calcination temperature ……............................................…………… 95

3.3.3 Electrical and optical characterization ……………......................................... 105

3.3.4 Effect of scattering centers on DSSC performance ….................................… 107

3.4 Conclusions ………………………………………………............................................ 118

References ……………………………………………………….....................................……. 120

Chapter 4 Titanium Dioxide (TiO2) nanotubes for liquid dye-sensitized solar cell

(DSSC)….…………………………………………………….................................………….. 123

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4.1 Introduction ………………………………………...................................................…. 123

4.2 Experimental …………………………………......................................................…… 125

4.2.1 Anodization of Ti foil ……………………….........................................……... 125

4.3 Results and discussion ……………………………..................................................…. 126

4.3.1 Effect of anodization voltage …………..............................................……..…. 126

4.3.2 Growth mechanism of TiO2 nanotubes …………................................……..… 134

4.3.3 Effect of anodization voltage on DSSC performance …..............................….. 139

4.3.4 Effect of anodization duration on DSSC performance .................................…. 141

4.4 Conclusions………………………................................................................................. 143

References ……………………………….............................................................................…. 144

Chapter 5 Iron Oxide (Fe2O3) nanoflowers for liquid dye-sensitized solar cell (DSSC)........... 146

5.1 Introduction ………………...................................................................................……. 147

5.2 Experimental …………….........................................................................................…. 149

5.2.1 Synthesis of α-Fe2O3 nanoflowers………......................................................… 149

5.3 Results and discussion ……………....................................................………………... 150

5.3.1 Characterization of α-Fe2O3 ………...............................................…………… 150

5.3.2 Effect of varying FeCl3 concentration …………...........................................… 159

5.3.3 Photovoltaic performance of α-Fe2O3 nanoflowers ………..........………….… 165

5.4 Conclusions ………………………………….......................................................…..... 175

References …………………………….............................................................................……. 176

Chapter 6 Quasi-solid-state dye-sensitized solar cell (DSSC) ……….............……………….. 180

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6.1 Introduction …………………………...................................…………………………. 180

6.2 Experimental …………………………………......................................……………… 183

6.2.1 Synthesis of PEO/I2KI/LiI electrolyte …........................................................... 183

6.3 Results and discussion …………….………………………………................……….. 184

6.3.1 Effect of KI concentration ………..............................……….......................… 184

6.3.2 Effect of DPA concentration ……....................................................………….. 186

6.3.3 Effect of KI concentration on DSSC performance ............................................ 188

6.4.4 Effect of DPA concentration on DSSC performance ........................................ 194

6.4.5 Stability of DSSC .................................................................................................. 205

6.4 Conclusions …….......………………………........................................................……. 207

References ………………………………............................................................…………….. 209

Chapter 7 Conclusions …………..……..............................…………………...……………… 212

Chapter 8 Future work ……………………......................................…………………………. 215

Appendix A- Silver (Ag) Nanoparticles .................................................................................... 217

Appendix B- Scattering titanium dioxide (TiO2) particles ........................................................ 227

Appendix C- List of publications related to this thesis …………….....……….......………….. 235

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SUMMARY

Global warming and depletion of fossil fuels have sparked extensive research for clean

energy sources such as solar cells around the world. Dye-sensitized solar cells (DSSC) are

currently subject of intense research as a low-cost photovoltaic device. Among the versatile

group of semiconductors nanostructures used for this device, metal-oxides stand out as one of the

most common and most diverse classes of materials with extensive structural, physical and

chemical properties and functions. The structure, properties and function of small oxide domains,

however, depend sensitively on their sizes and shapes. The nanostructured metal oxides offer

many new opportunities to study fundamental surface processes in a controlled manner and thus

lead to fabrication of new devices.

The main objective of this work is to synthesize nanostructures of titanium dioxide and

iron oxide and understand their growth mechanisms; so that theoretical and practical foundations

for future large-scale production of these nanostructures can be laid. In this work the possibility

of using the synthesized morphologies as new electrode material for DSSC is explored.

Functionality of various nanostructures is investigated through chracterization of microstrcture,

electronic properties and optical properties. The metal-oxide nanostructures are promising

materials to improve the efficiency of DSSC due to enhancement of surface area, light trapping

and efficient electron transport. Solution based synthesis mechanism is adopted to grow these

nanostructures. We understand the role of morphologies on electron transport and thus deduce

the main reason for electron and efficiency loss. Another part of the thesis deals with addition of

different additives and counter ions in iodide based quasi-solid electrolyte system. The work

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involves optimizing the quasi-solid electrolyte in order to be effective in DSSC. We explain and

understand the practical advantages of the new electrolyte systems in comparison to the classic

quasi-solid state electrolytes.

The thesis is organized into eight chapters. Chapter 1 presents an extensive literature

review, necessary to understand the materials and device functioning. Chapter 2 introduces the

materials and methods applied in the present study. This includes synthesis of materials,

fabrication of solar cell device and characterization techniques to investigate the working of the

nanostructures and device performance. Chapter 3 describes the use of high surface area

mesoporous TiO2 film in DSSC. This chapter also discusses the influence of incorporating

scattering centers in the TiO2 film and its effects on the solar conversion efficiency of DSSC.

Chapter 4 discusses the process of anodization of titanium foil to synthesize TiO2 nanotubes.

Effect of TiO2 nanotube parameters and influence of silver (Ag) nanoparticles is studied on the

efficiency of DSSC. Chapter 5 demonstrates a material shift for the photo-electrode by

discussing Fe2O3 nanoflowers and their effects on DSSC. This chapter discusses the possible

growth mechanism of such unique nanostructures and finds a relation between the structure and

its function in DSSC. The main aim of chapter 6 is to develop a stable and filler-free quasi-solid

state electrolyte system. Results and discussion section of this chapter throws light on the

intricate working of this novel LiI and KI based iodide electrolyte. Chapter 7 concludes the

thesis and finally, chapter 8 gives some directions for future work.

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List of Tables

Table 2.1 List of materials used in this work.............................................................................57

Table 3.1 Physical properties of nanoparticles, mesoporous and mesoporous/P25 films ...... 113

Table 3.2 Photovoltaic characteristics for different films measured under illumination with

AM 1.5 simulated sunlight …………………......................................................... 118

Table 4.1 Photovoltaic characteristic of TiO2 nanotubes grown at different anodization

voltage .................................................................................................................... 141

Table 4.2 Photovoltaic characteristic of TiO2 nanotubes grown for different anodization

time ........................................................................................................................ 143

Table 5.1 BET results for different samples of α-Fe2O3 ……............................................... 164

Table 5.2 Quantity of dye absorbed and photovoltaic characteristics of 0.04 and 1 mM

sample …………………………………………………………………………… 170

Table 6.1 DSSC performance at various KI loadings in the quasi-solid electrolyte ……..... 190

Table 6.2 Computed ionic conductivities for various electrolyte systems …....................... 191

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Table 6.3 Fitted impedance parameters for the fresh and aged DSSC with 14.5 wt % KI in the

electrolyte ………………………………….......................................................… 194

Table 6.4 Photovoltaic characteristics of DSSC at various DPA loadings in the quasi-solid-

state electrolyte …………….......................................................................……… 196

Table 6.5 Fit results of impedance spectra for DSSC for DPA free and 0.004 g DPA

incorporated electrolyte system......………………………………………….…… 203

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List of Figures

Figure 1.1 (a) Schematic diagram depicting various components (b) Energy level diagram

outlining various processes of dye-sensitized solar cell .…………................…. 11

Fig 1.2 I-V graph of a DSSC showing various parameters of performance...................... 13

Fig 1.3 Schematic diagram showing the Ru dye anchored to TiO2 nanoparticle ............. 16

Fig 2.1 Procedure for DSSC assembly: (a) setup for ‘doctor blading’ the semiconductor

film, (b) coated electrode after annealing, (c) dye loaded semiconductor film and

(d) the sandwich assembly of the coated FTO and Pt-coated electrode .............. 62

Fig 2.2 (a) Picture of SEM (courtesy: Multidisciplinary laboratory, Engineering Science

program, National University of Singapore). (b) Schematic showing the layout of

components inside SEM ………………………………….....................………. 64

Fig 2.3 Schematic diagram showing interaction between electron beam and specimen.. 66

Fig 2.4 (a) Picture (courtesy Institute of Materials Research and Engineering IMRE,

A*Star, Singapore) and (b) Schematic showing the layout of components inside

TEM …................................................................................................................. 69

Fig 2.5 Schematic diagram depicting the technique of x-ray

diffraction…………................................................………………………….…. 71

Fig 2.6 Picture of XPS (image courtesy Surface science laboratory, physics department,

National University of Singapore) ……..................……………………………. 72

Fig 2.7 Schematic depicting the working of FTIR ………………………..………..…... 74

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Fig 2.8 Picture of BET equipment used to obtain surface area and pore distribution

information (image courtesy Multidisciplinary laboratory, Engineering Science

program, National University of Singapore) ……………………….....……….. 75

Fig 2.9 UV-Vis spectrophotometer (a) the equipment and (b) the sample stage for both

solid and powder samples (image courtesy Multidisciplinary laboratory,

Engineering Science program, National University of Singapore) ..................... 77

Fig 2.10 Image of 4-probe station (courtesy: Multidisciplinary laboratory, Engineering

Science program, National University of Singapore) .......................................... 80

Fig 2.11 Solar simulator (a) the equipment and (b) the sample stage covered with black

box (image courtesy Engineering design studio, Engineering Science program,

National University of Singapore) ……………………….…………………….. 82

Fig 2.12 Model used for EIS measurements for DSSC ………….............………………. 85

Fig 3.1 Schematic diagram showing the pore formation in TiO2 ……….....…………… 93

Fig 3.2 SEM images of different pore morphologies by varying copolymer concentration

(a and b) quasi-hexagonal and (c) lamellar pores ……………….......…………. 95

Fig 3.3 HRTEM images and corresponding SAED patterns of mesoporous TiO2 after

annealing at (a) 300 °, (b) 550 ° and (c) 430 °C for 15 min ................................ 97

Fig 3.4 SEM images of mesoporous TiO2 film obtained after calcination at (a) 300 ° (b)

430 ° and (c) 500 °C for 15 min ……..........................................………………. 98

Fig 3.5 TEM images of mesoporous TiO2 annealed at 430 C (a and b) low and (c) high

resolution and (d) TEM image of film annealed at 550 C. Inset shows the

selected electron diffraction pattern of the film annealed at 430 C …...........… 99

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Fig 3.6 Wide angle XRD pattern obtained from mesoporous TiO2 film after calcination at

430 °C for 15 min ……….................………...............…………………..…… 100

Fig 3.7 XPS spectra of Ti2p for (a) as-synthesized film, (b) film calcined at 430 °C and

of O1s for (c) as-synthesized film and (d) film calcined at 430 °C …............... 102

Fig 3.8 (a) FTIR spectra of (i) as synthesized and (ii) after calcination at 430 °C and (b)

TGA plot for the mesoporous TiO2 film containing P123 amphiphilic triblock

copolymer .......................................................................................................... 104

Fig 3.9 (a) IV curves and (b) CV hysteresis for mesoporous TiO2 …………........…… 106

Fig 3.10 UV-Vis transmittance spectrum for mesoporous TiO2 film ……....…..…...…. 107

Fig 3.11 SEM images of (a) low and (b) high magnification mesoporous TiO2 film. SEM

images of (c) top and (d) cross sectional views of mesoporous/P25 film ......... 109

Fig 3.12 XRD patterns of nanoparticles, mesoporous and mesoporous/P25 mixture TiO2

films. ‘A’ represents the anatase and ‘R’ the rutile phase of TiO2 ……...…… 110

Fig 3.13 Nitrogen adsorption-desorption spectra of nanoparticles, mesoporous and

mesoporous/P25 films ………………………………..........................……….. 113

Fig 3.14 Optical properties of nanoparticles, mesoporous and mesoporous/P25 films: (a)

UV-Vis absorption of dye loaded samples and (b) diffused reflectance spectra 115

Fig 3.15 Performance of DSSC made from nanoparticles, mesoporous and

mesoporous/P25 films: (a) Current density–voltage and (b) IPCE curves ........ 117

Fig 4.1 SEM images of TiO2 nantubes grown for 2 h at different voltages of (a) 20, (b)

30, (c) 40 and (d) 50 V …………............................................………………. 127

Fig 4.2 SEM images of TiO2 nanotubes grown at 60 V for 2 h (a) top, (b) tilted and (c)

cross-sectional view…………………….......................................……………. 129

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Fig 4.3 (a) Graph showing variation of TiO2 nanotube diameter and length with

anodization voltage. (b) and (c) TEM images of an individual nanotube ......... 130

Fig 4.4 XRD spectrum of TiO2 nanotubes showing the anatase composition ……….. 131

Fig 4.5 SEM images of (a) bottom surface, (b) top surface with nanograss and (c) top

view of TiO2 nanotubes grown on Ti foil ………………….....................……. 133

Fig 4.6 Anodization setup for the growth process of TiO2 nanotubes ........................... 135

Fig 4.7 Schematic for the growth process of TiO2 nanotubes …….........…….......…… 137

Fig 4.8 Current-time graph for anodization process of TiO2 nanotubes …………….... 138

Fig 4.9 J-V curve for the DSSC made with TiO2 nanotubes grown at different anodization

voltages ……………………..........................................……………………… 140

Fig 4.10. (a) Variation of tube length and (b) J-V curve for TiO2 nanotubes grown at

different anodization time ……......…………………………………………… 142

Fig 5.1 FESEM images at (a), (b) low magnification and (c), (d) high magnification of

nanoflower of -FeOOH. (e) and (f) -Fe2O3 nano-flowers after calcination at

400 C ................................................................................................................ 151

Fig 5.2 TEM images of (a), (b) nanoflowers and (c), (d) petal like structures originating

from nanoflowers ............................................................................................... 152

Fig 5.3 (a) TEM, (b) HRTEM and (c) SAED pattern of as-obtained -FeOOH

nanoflowers. (d) TEM, (e) HRTEM and (f) SAED pattern of - Fe2O3

nanoflowers after calcination at 400 C for 2 h ……................………………. 153

Fig 5.4 XRD pattern of (a) as-obtained -FeOOH and (b) -Fe2O3 nanoflowers …..... 154

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Fig 5.5 (a) Absorption and (b) Transmission spectrum of 0.04 mM sample, (c) Plot of

(αh)1/2

versus photon energy for indirect transition and (d) Plot of (αh)2 versus

photon energy for indirect transition ……………........……………………….. 156

Fig 5.6 FESEM images of the products obtained after growth at 120 C for (a) 0.5 h, (b) 1

h, (c) 2 h, (d) 3 h, (e) 4 h and (f) 6 h.………………………………………….. 158

Fig 5.7 TEM images for samples prepared at 120 C for different reaction time: (a) 0.5 h,

(b) 1 h, (c) 4 h and (d) 6 h.………............................................……………...... 159

Fig 5.8 SEM images of samples with various FeCl3 concentrations: (a, b) 0.04 mM, (c, d)

0.12 mM, (e, f) 0.4 mM and (g, h) 1 mM………………….................……….. 161

Fig 5.9 Nitrogen adsorption-desorption isotherms at 77 K for nano-flowers produced at

different FeCl3 concentrations …...................................................................… 165

Fig 5.10 (a) J-V characteristics, (b) IPCE curves of DSSC and (c) UV-vis absorption

spectra of dye loaded samples made with 0.04 and 1mM FeCl3 concentration..169

Fig 5.11 Variation of (a) Z’, (b) Z” as a function of frequency and (c) Nyqusit plots of the

doctor bladed films with 0.04 and 1 mM FeCl3 concentration ...........................172

Fig 6.1 XRD spectra of PEO/LiI based electrolyte with various KI loading ..................186

Fig 6.2 (a) Absorption spectrum for the 0.004 g DPA loaded electrolyte and (b) XRD

spectra of PEO/KI/LiI based electrolyte with and without DPA loading .......... 188

Fig 6.3 I-V curves for DSSC using quasi-solid electrolyte at various KI loading. Inset

shows the calculated cell efficiencies at different wt % of KI ………...........… 189

Fig 6.4 (a) Nyquist plots and (b) the Bode plots of the fresh and aged quasi-solid state

DSSC. Inset shows the equivalent circuit model of the DSSC …...................... 193

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Fig 6.5 J-V characteristics of DSSC employing quasi-solid electrolyte with different

amount of DPA. Inset shows the variation of conversion efficiency with DPA

loading ................................................................................................................ 197

Fig 6.6 IPCE curves of DSSC employing quasi-solid electrolyte with 0.0 and 0.0004 g

DPA .…..........…………………………………………………………….…... 198

Fig 6.7 (a) The equivalent circuit model of the DSSC, (b) Nyquist plots and (c) zoomed

spectra in the high frequency region for 0.0 and 0.004 g DPA added quasi-solid

electrolyte DSSC ................................................................................................ 201

Fig 6.8 Forward bias dependence of (a) transport resistance (Rt), (b) charge transfer

(recombination) resistance (Rct) and (c) chemical capacitance (Cμ) of DSSC with

no and 0.004 g DPA ……………………...…...............................................…. 204

Fig 6.9 (a) DSSC performance of five devices tested for reproducibility. (b) Stability for

the quasi-solid state DSSC containing 0.004 g DPA ......................................... 206

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List of Symbols and Abbreviations

hν Photon energy

h Planck’s Constant (6.62 ×10-34

W.s)

c The speed of light (3 ×108 ms

-1)

q Charge constant of an electron 1.6021 ×10-19

C

Voc Open-circuit photovoltage

Isc Short-circuit current

Jsc Short-circuit current density

FF Fill factor

Ef Fermi level

Pin Intensity of incident light

Pmax Maximum power

σ Cross-section

ε Extinction coefficient

SBET BET specific surface area

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ρ Density

Å Angstrom (10-10

m)

α Absorption coefficient

η Overall solar-to-electrical-energy conversion efficiency

Eg Band gap of semiconductor

d Electron transport or collection time

n Electron lifetime

Rt Charge transport resistance

Rct Charge transfer (recombination) resistance

Rb Bulk resistance

Cμ Chemical capacitance

Ln The effective diffusion length

Dn Diffusion coefficient

eV Electron volt

DSSC Dye-sensitized solar cell

SEM Scanning electron microscope

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TEM Tunneling electron microscope

IPCE Incident photon-to-current conversion efficiency

EIS Electrochemical impedance spectroscopy

BET Brunauer-Emmett-Teller measurement

BJH Barret-Joyner-Halenda

HOMO Highest occupied molecular orbital

LUMO Lowest unoccupied molecular orbital

MLCT Metal-to-ligand charge transfer

SAED Selected area electron diffraction

FTIR Fourier Transform Infrared

XPS X-ray photoelectron spectroscopy

XRD X-ray Diffraction

1D One dimensional

3D Three dimensional

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Chapter 1: Introduction

Our reliance on fossil fuels has cost us dearly. Not just the fossils are depleting at

an alarming rate, but have been blamed for the climate change. It has become inevitable

to search for alternative sources of energy to meet world‟s ever-increasing demands.

Amongst the many novel technologies available, solar energy is the cynosure of all eyes

and this thesis will focus on this clean energy. This chapter discusses the contruction,

working, performance of dye-sensitized solar cell (DSSC) along with detailed discussion

on each component of DSSC like the semiconductor, dye, electrolyte and electrode.

Various synthesis methods available for production of semiconductor materials for DSSC

have also been reviewed.

1.1 Photovoltaic effect

The conversion of sunlight into electricity is called the photovoltaic effect. During

the process, a photon excites an electron from valence band of the semiconductor to the

conduction band, leaving a hole behind. After the generation of the electron-hole pair, the

separation of the electron from the hole takes place, eventually transporting it through an

external circuit. This constitutes the production of the electricity. Among all these

processes, electron-hole separation is the most crucial because the excited electron-hole

pair recombines spontaneously as the system wants to be electrically neutral. In a

conventional silicon solar cell, the separation of the charges takes place at the p-n

junction [1]. The depletion of majority carriers on both sides of the junction causes a

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potential barrier to develop. This built-in potential causes a barrier for majority carrier

motion, while providing a low resistance path to minority carriers. Minority carriers are

photogenerated in p and n layers and reach the junction by diffusion. However, since

electron-hole separation and electron transport take place in a single semiconductor,

electrons can still be captured by defects before being transported to an external circuit.

This leads to low light-to-electricity conversion efficiency. To prevent the recombination

of electrons at defects, a silicon solar cell relies on high quality crystal wafers, which in

turn dramatically increases the manufacturing cost.

1.2 Brief history of photovoltaic

The French physicist Alexandre-Edmond Becquerel first discovered the

phenomenon of the conversion of light to electricity in 1839, known as the photovoltaic

effect [2]. Willoughby Smith later discovered the photovoltaic effect in selenium in 1873

[3]. In 1876 William G. Adams found out that illuminating a junction between selenium

and platinum also gives photovoltaic effect [4]. These two discoveries made the

foundation of the first selenium solar cell in 1877. In 1904, Albert Einstein theoretically

explained the photovoltaic effect [5] and was later awarded with Nobel Prize for his work

in 1921. In 1918, a Polish scientist Czochralski discovered a method for single crystalline

silicon production, which enabled the production of monocrystalline solar cells in 1941

[6]. D. M. Chapin and C. S. Fuller developed the modern solar cells in 1954 at Bell Labs

using a solid-state semiconductor junction [7]. In 1974, the Japanese Sunshine project

commenced, which was followed by establishment of Solec International and Solar

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Technology International in 1975. Many important events in the field of photovoltaics

appeared in 1980. Researchers of the University of New South Wales in Australia

constructed a solar cell with more than 20 % efficiency in 1985. In 1990 Siemens bought

ARCO Solar and established Siemens Solar Industries, which now is one of the biggest

photovoltaic companies in the world. Solar Energy Research Institute (SERI) founded in

1977 was later renamed National Renewable Energy Laboratory (NREL). During 2000

and 2001 production of Japanese producers increased significantly. Companies like

Sharp, Sanyo and Kyocera produce solar modules with peak power, which is equivalent

to the annual consumption of Germany.

1.3 Silicon, III-V and organic solar cell

Today the photovoltaic market is dominated by silicon solar cells that utilize in

multicrystalline and monocrystalline forms. Silicon solar cell research is mainly

concentrated on using thin-film crystalline silicon, which avoids the costly crystal

growing and sawing processes. Silicon solar cells have some limitations as they require

good crystal quality, have low light absorption and are not compatible with flexible

substrates. Another althernative for polycrystalline silicon is amorphous silicon.

Amorphous solids, like common glass, are materials in which the atoms are not arranged

in any particular order. Such materials contain large numbers of structural and bonding

defects. It was not until 1974 that researchers began to realize that amorphous silicon

could be used in photovoltaic devices by properly controlling the conditions under which

it was deposited. Efficiency for amorphous silicon cells has now reached the order of 10

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%. Amorphous silicon absorbs solar radiation 40 times more efficiently than single-

crystal silicon, so a film only about 1 micron thick can absorb 90 % of the usable solar

energy. This is one of the key features of this cell. Although the efficiency figure for

amorphous silicon solar cells is lower than crystalline silicon, they are favoured due to

low cost. Today, amorphous silicon is commonly used for solar-powered consumer

devices that have low power requirements (e.g., wrist watches and calculators). Other

principal economic advantages are that amorphous silicon can be produced at lower

temperature and can be deposited on low cost substrates. These characteristics make

amorphous silicon the leading thin-film photovoltaic material. From a solid-state physics

point of view, silicon is not an ideal material for photovoltaic conversion for two reasons:

There is a small spectral mismatch between absorption and the semiconductor and the

Sunlight spectrum, approximated by a black body of 5900 K. A much more serious point

is that silicon is an indirect semiconductor, meaning that valence band maximum and

conduction band minimum are not opposite to each other in k-space. Light absorption is

much weaker in an indirect gap semiconductor than in a direct semiconductor. This has

serious consequences from the materials point of view: for a 90 % light absorption it

takes only 1 μm of GaAs (a direct band gap semiconductor) versus 100 μm of Si. The

photogenerated carriers have to reach the pn-junction, which is near the front surface.

The diffusion length of minority carriers has to be 200 μm or at least twice the silicon

thickness. Thus, the material has to be of very high purity and of high crystalline

perfection. In view of these physical limitations, a lot of effort has been invested into the

search for new materials.

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The ideal solar cell materials should have a direct band gap in the range of 1.1-1.7

eV. Furthermore, the material should be readily available, non-toxic and easily

processible. The synthesis and deposition techniques should be suitable for large area

production. Alternatively to the search of new inorganic semiconductor materials, other

device geometries have been developed for the purpose of light to electron conversion,

such as various concentrating systems including III/V-tandem cells. Other inorganic

materials that have been used for photovoltaic devices are copper indium diselenide (CIS)

and cadmium telluride. The interest now has expanded towards CuInSe2, CuGaSe2,

CuInS2 and their multinary alloys Cu(In,Ga)(S,Se)2. These films either require two

separate deposition steps followed by annealing or co-evaporation techniques. Laboratory

efficiencies for a small area of these devices are approaching 19 % and large area

modules have reached 12 %. Cadmium telluride solar cells, which show only slightly

lower efficiency, also offer great promise.

In the last few years, the search for new materials has been extended into the field

of organic molecules and polymers, which offer several advantages compared to

inorganic materials. Organic materials are chemically tunable to adjust physical

properties, such as band gap, valance and conduction energies, charge transport,

solubility and morphological properties. Moreover, their processing is easy and well

established. They can be processed through wet-processing (spin coating, cast coating,

ink-jet printing and roll-to-roll processing) as well as dry processing techniques (thermal

evaporation). Organic materials are required in small quantites and can be mass-

produced. This makes organic materials advantageous from economical point of view.

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Organic photovoltaic solar cells therefore bear an important potential of development in

the search for low-cost modules for the production of domestic electricity. Organic

charge transport materials have either molecular or polymer structure. While charge

transport in molecular systems occurs intermolecularly from molecule to molecule,

polymer charge transport proceeds intramolecularly, along the polymer chain. The field

of organic photovoltaics started with single layers of an organic semiconductor, deposited

between electrodes made up of two different metals, to produce a rectifying device.

These devices produced low efficiencies of 0.01 % [8]. These numbers improved

dramatically when Tang et al. introduced a thin film organic solar cell composed of a

donor–acceptor (DA) heterojunction in1986, yielding efficiency of 0.95 % [9]. The DA

interface allows for efficient dissociation of excitons in comparison to a single organic

layer. The polyacenes [10-12] such as pentacene and tetracene, and the metal

phthalocyanines (MePc), such as CuPc or ZnPc, are among the most studied donor

materials. For acceptors, perylene compounds like perylenetetracarboxylic bis-

benzimidazole (PTCBI) and C60 are commonly used [13-15]. Another promising

combination for organic solar cells is poly(3-hexylthiophene) (P3HT) and [6,6]-phenyl

C61-butyric acid methylester (PCBM) blend. It is the most efficient fullerene derivate-

based donor-acceptor copolymer, which can give solar conversion efficiencies up to 6 %

[16-17].

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1.4 Dye-sensitized solar cell (DSSC)

Higher costs of silicon solar cells have forced researchers to look for new low cost

materials and devices. The most well known and researched low cost solar cells is dye-

sensitized solar cell developed by O‟Regan and Grätzel in 1991 [18]. Record efficiencies

up to 12 % for small cells and approximately 9 % for mini-modules, and promising

stability data has been accomplished [19]. DSSC may be considered a technology

between the second and third generations of solar cells. It has the potential to become a

third generation technology utilizing the nanoscale properties of the device. Although a

number of issues plague this device, it‟s main advantages of low cost, cheap materials

and ease of fabrication cannot be ignored. The dye, an organic compound, has emerged

as one of the primary alternatives to solid-state semiconductors. Unlike silicon solar cells,

where the semiconductor assumes the role of light absorption, charge separation and

charge transport, these functions are well separated among different materials in a DSSC.

Light is absorbed by a sensitizer, which is anchored to the surface of a wide bandgap

semiconductor. Charge separation takes place in the dye via photo-induced electron

injection from the dye into the conduction band of the solid. Charge is transported in the

conduction band of the semiconductor to the charge collector. DSSC is a unipolar device,

where only electrons flow through the system, and hence the working of this device is

very much different from a silicon solar cell. The main difference between DSSC and

conventional solar cells is that the phenomenon of light adsorption and charge carrier

transport are separated in DSSC, whereas both processes are carried out by the

semiconductor in the conventional cell. Secondly, an electric field is necessary for charge

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separation in the p-n junction cell. Nanoparticles in DSSC are too small to sustain a built-

in field; causing the charge transport to occur via diffusion rather than drift. Lastly, both

minority and majority charge carriers coexist in a p-n junction. This makes the

conventional solar cells sensitive to any trap impurities that may lead to recombination.

DSSC are majority charge carrier devices in which the electron transport occurs in the

semiconductor film and the regenration of dye occurs through ions in the electrolyte.

Recombination processes can therefore only occur in the form of surface recombination

at the interface.

1.4.1 Working principle

Every solar cell has three main processes: light absorption, charge separation and

charge transport. DSSC is a two-electrode cell, where a layer of wide bandgap

semiconductor anchored with organic dye and electrolyte system is sandwiched between

two transparent conductors. The light or photon absorption takes place in a layer of

organic dye, called the sensitizer. This causes the excited electron to jump from the

highest occupied molecular orbital (HOMO) to the lowest unoccupied molecular orbital

(LUMO), which is then injected into the conduction band of the semiconductor [20].

These electrons travel through the semiconductor film to the fluorine doped tin oxide

(FTO) back electrode. In DSSC, the electricity is generated on the photoelectrode, which

consists of a nanoporous network of metal oxide semiconductor. This film of metal oxide

is sensitized with a monolayer of visible light absorbing dye. The electrons then travel

through the external circuit to the counter electrode. The photoelectrode is in contact with

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counter electrode by a layer of redox electrolyte. The counter electrode is a platinum

coated FTO, where electrons reduce the

3I back to I and the whole cycle is repeated.

After the injection, the oxidized dye is reduced by found in the electrolyte. The

funcion of the electrolyte‟s redox couple is to transfer the positive hole, generated in the

electronic excitation process of the dye, to the counter electrode. This is achieved via

alternating oxidation states on the photoelectrode. Here the reduced species of the redox

couple gives an electron to the ground state where it is ready to absorb more photons. The

redox species gets oxidized, and diffuses to the counter electrode. The procedure is

illustrated in the schematic of Fig 1.1 and the whole process of sensitization and

electrolyte oxidation/reduction can be summarized by the following equations [21].

*ShS Metal to ligand charge transfer excitation (1.1)

)(* cbeASAS Electron injection (1.2)

IeI 323 Tri-iodide reduction (1.3)

3232 ISIS Dye regeneration (1.4)

The rate of electron injection has been shown to depend on a variety of parameters, such

as the length of the spacer between electron donor and acceptor [22], the density of

acceptor states [23], and the electronic coupling between the dye and the semiconductor.

[24]. Moser et al. has shown that the incident wavelength has an influence on the

quantum yield of the electron injection, implying that electron injection can take place

from hot vibrational states [25]. The competition between the relaxation of the dye

excited state and the injection reaction is contradictionary to Kasha‟s rule [26]. The

electron movement in the nanocrystalline TiO2 to the back contact is significantly slower

in the TiO2 single crystal. This has been demonstrated by photocurrent transient

I

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measurements after UV illumination of TiO2 particles, which showed a decay time of

milliseconds to seconds [27]. Back reaction of electrons in the TiO2 with the oxidised

ruthenium complex is extremely slow, occurring typically in the microsecond time

domain. This slow recombination rate has been assigned to the weak overlap of the d-

orbital, localised on the Ru metal and the TiO2 conduction band. The dynamics of the

interception of the oxidised dye by the hole conductor have been found to proceed with a

broad range of time constants from 3 ps < τ < 1 ns [28]. Multiple phases of injection

process are assigned to the heterogeneous nature of the heterojunction, incomplete pore

filling and the thereby resulting in lateral hole migration between neighbouring dye

molecules not in contact with the regeneration material [29-30]. The hole injection

quantum yield has been calculated to be 50 % after 900 ps. At longer times, around 10 ns,

the efficiency of hole transfer approaches unity.

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Figure 1.1 (a) Schematic diagram depicting various components (b) Energy level diagram

outlining various processes of dye-sensitized solar cell.

1.4.2 Solar cell performance parameters

In order to compare and ascertain the performance of various solar cells, a few

parameters are defined. These parameters throw light on various mechanisms and process

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of the device and also it‟s overall performance. When the solar cell is operated at the

open circuit, I=0, and the voltage across the output terminals is defined as the open

circuit voltage (Voc). When the electrons are injected into the conduction band of the

semiconductor, the electron density increases, raising the Fermi level towards the

conduction band edge. This shift in the Fermi level is responsible for the generation of

the photovoltage in the external circuit. Thus Voc is related to the energy difference

between the Fermi level of the semiconductor and the redox couple in the electrolyte

[20]. The short circuit current (Isc) is the maximum current obtained under the short THE

circuit condition. The overall solar-to-electrical-energy conversion efficiency () for a

solar cell is given by the following equation [20]:

i n

o cs c

P

FFVJ (1.5)

where Jsc is the short-circuit current density, FF the fill factor and Pin the intensity of the

incident light. The FF is defined as the ratio of maximum power (Pmax) of the cell per unit

area divided by the product Voc and Jsc. The FF can assume values between 0 and 1. It is

attributed to the functioning of the metal oxide/electrolyte interface. The higher the

recombination of the conduction band electrons with the acceptor species in the

electrolyte, the lower is the FF [20]:

o cs cVJ

PF F m a x (1.6)

The Pmax is defined as the product of photocurrent and photovoltage, at the voltage where

the power output of the cell is maximal. Apart from the power conversion efficiency,

another fundamental parameter used to evaluate the performance of the solar cell is

„external quantum efficiency‟ (QE). It is also referred to as incident photon-to-current

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conversion efficiency (IPCE). The IPCE value corresponds to the photocurrent density

produced in the external circuit under monochromatic illumination divided by the photon

flux striking the cell. IPCE provides valuable and practical information about the

monochromatic quantum efficiencies of the solar cell [20]:

)(

)(1240

i n

sc

P

JIPCE (1.7)

Fig 1.2. I-V graph of a DSSC showing various parameters of performance.

By observing the shunt and series resistances of the solar cell, a lot can be

deduced. As the series resistance (Rs) of the device increases, the voltage drop between

the junction voltage and the terminal voltage (V) becomes greater for the same flow of

current. This causes the current-controlled portion of the I-V curve to sag toward the

origin, producing a significant decrease in V and slight reduction in Isc. Very high values

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of Rs also produce a significant reduction in Isc. When the series resistance dominates the

device performance, the behavior of the solar cell resembles that of a resistor. Series

resistance loss becomes more important at high illumination intensities. As the shunt

resistance (Rsh) decreases, the current diverted through the shunt resistor increases for a

given level of junction voltage. The result is that the voltage-controlled portion of the I-V

curve begins to sag toward the origin, producing a significant decrease in the Isc and

slight reduction in Voc. A badly shunted solar cell takes on operating characteristics

similar to those of a resistor.

1.5 Components of dye-sensitized solar cell

1.5.1 Metal-oxide semiconductor

Semiconductor films are the heart of a DSSC device. The key requirements for a

good semiconductor film are high surface area and high transparency [31]. The electron

collection at the transparent electrode requires the transport of the electrons in the

semiconductor film to be fast, so that the electrons do not undergo recombination. This

process depends on the nature and nano-morphology of the metal oxide semiconductor.

The migration of electrons within the semiconductor framework to the transparent

conducting electrode involves charge-carrier percolation over the porous particle

network. The electrons are involved in random walk via trapping/detrapping mechanism

[32]. This is an important process, which leads to nearly quantitative collection of

injected electrons. Metal oxide films are commonly synthesized through a solution based

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method. Low cost, good availability and non-toxic nature of metal oxides make them

even more attractive for the applications. The nanoporous structure of the semiconductor

permits the specific surface concentration of the sensitizing dye to be sufficiently high for

total absorption of the incident light. At present, titanium dioxide (TiO2) gives the highest

recorded efficiencies [33], but many other metal oxide systems, such as zinc oxide (ZnO)

[34], tin oxide (SnO2) [35], niobium oxide (Nb2O5) [36] have been tested. Besides these

simple oxides, some mixed oxides like strontium titanate (SrTiO3) [37] and zinc stannate

(Zn2SnO4) [38] have been investigated as well. The low performance of other oxide

semiconductors may be explained by different band structures that influence the electron

density and electron injection. For example, the band structure of Nb2O5 has the same

bandgap energy as TiO2 (3.2 eV) but has its conduction band is approximately 0.2-0.3 eV

more negative. It is, in fact, below the LUMO of the dye. Thus, under visible light,

electron injection from dye occurs on TiO2 but not on Nb2O5 [36]. The effective mobility

of TiO2 is found to increase strongly with carrier concentration. This is coherent with the

trapping/detrapping mechanism of electron transport in DSSC, i.e. movable electron

concentration increases when traps are filled or the barrier height decreases as the Fermi

level is raised. This may be one of the reasons why TiO2 is the best choice for DSSC as

the electron injection by dye-sensitization increases the electron concentration.

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Fig 1.3 Schematic diagram showing the Ru dye anchored to TiO2 nanoparticle.

Grätzel et al. in 1991 made an impressive breakthrough of DSSC by using

semiconductor films consisting of nanometer-sized TiO2 particles sensitized with a

trimeric ruthenium complex, announcing overall conversion efficiencies of 7 % [18]. The

superiority of nanoparticle films with a high surface area over a 10 μm flat film is

demonstrated. The nanoparticle film showed a porosity of 50-65 % and gave rise to

almost 2000-fold increase in the surface area. In addition, the anatase TiO2 with exposed

(1 0 1) planes played a key role for good connection between the TiO2 and ruthenium-

based dye molecules. This enabled the dye molecules to form high-density monolayer on

the nanoparticle surface, and allowed the electrons in dye molecules to inject efficiently

into semiconductor [18, 32]. TiO2 is a stable, nontoxic oxide, which has a high refractive

index (n=2.4) and is widely used as a white pigment in paint, toothpaste, sunscreen and

self-cleaning materials. Several crystal forms of TiO2 occur naturally, the most common

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being rutile, anatase, and brookite. Rutile is the thermodynamically most stable form.

Anatase is, however, the preferred structure in DSSC, because it has a larger bandgap

(3.2 eV) and higher conduction band edge energy. This leads to a high Fermi level and

high Voc in DSSC.

Since the start of DSSC, mesoporous TiO2 has been widely studied, due to its high

surface area. Hore et al. compared the base-catalyzed and acid-catalyzed mesoporous

TiO2. He concluded that although the former gave slower recombination and higher Voc,

the latter had better dye adsorption [39]. Changing the amount of polymer in the solution

can control the porosity of the resulting mesoporous film. Higher porosities lead to less

interconnects between the particles and a decrease in charge collection efficiency. Since

1991, large improvement to the TiO2 electrode has been made in terms of light

absorption, light scattering, charge transport, suppression of charge recombination, and

improvement of the interfacial energetic. Well-ordered mesoporous TiO2 structures with

a narrow pore size distribution can be obtained using polymertemplated synthesis.

Zukalova et al. [40] prepared ordered mesoporous TiO2 nanocrystalline films via layer-

by-layer deposition with Pluronic P123 as a template. He found that the mesoporous TiO2

films showed an enhanced solar conversion efficiency resulting from a remarkable

enhancement of Isc, due to the huge surface area accessible to both the dye and the

electrolyte. Kim et al. introduced a long-range ordered mesoporous TiO2 film between

the TiO2 nanoparticle layer and FTO conducting glass substrate during DSSC fabrication

and found Jsc is increased from 12.3 to 14.5 mAcm-1

. The main preparation recipes apply

titanium inorganic salts or titanium alkoxides as titanium sources, which are hydrolyzed

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and condensed to form Ti-O- networks in the presence of small molecule surfactants or

block copolymers as structure-directing agents [41-42]. When synthesizing various

morphologies for the DSSC, it is difficult to isolate the effect of structure on the device

performance because of the different procedures usually required to create the various

nanostructures. For instance, the crystal size, defect density, and surface potential are

likely to be different between one-dimensional arrays of anodized TiO2 nanotubes as

compared to unoriented films fabricated from sol-gel processed sintered nanoparticles.

One very promising way to produce a range of controlled and highly ordered

morphologies in the same material system and on the same scale is to replicate self-

assembled structures from sacrificial templating systems [43-45]. Diblock copolymers,

consisting of two chemically distinct tethered polymer chains, exhibit self-assembly into

a range of periodically ordered microphases on the 10 nm length scale. This class of

material offers a unique toolbox for exploring nanotechnology applications since, with a

given polymer chemical makeup, we have access to a number of microphase

morphologies by simply tuning the relative volume fraction of each block [46]. Selective

removal of one component of a block copolymer after the phase separation leaves behind

a mesoporous template [47]. For example, a standing array of nanowires can be formed

from cylinder-forming copolymers by first aligning the microphase in an external electric

field [48-49].

Apart from diblock copolymers, the Pluronic family of PEO-PPO-PEO triblock

copolymers has also been widely used as a template [50-54]. However, compared to the

Pluronic copolymers, other kinds of block copolymers have been mainly used to template

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non-TiO2 systems [55-56] and until recently only a limited number of results about

templating TiO2 nanostructures have been reported [57-59]. For example, Smarsly et al.

used PHB-b-PEO (H(CH2CH2CH2CH(CH3)-CH3)66(OCH2CH2)86H) diblock copolymer

as the structuredirecting agent to prepare crystalline TiO2 mesoporous structures [60].

Wang et al. applied PS-b-PEO as the template and obtained foam like bicontinuous TiO2

nanostructures [59]. Weisner et al. recently reported the results using PS-b-PEO as a

template to synthesize nanocomposite films composed of ordered TiO2 nanoparticles [60-

61]. Toluene and 2-propanol were used as the solvents, in which the block copolymer

could undergo microphase separation to form micelles in the solution, and the titanium

sol-gel precursor is subsequently incorporated into the micelles. With respect to the

structure formation process, Eisenberg and co-workers intensively studied the self-

assembly behavior of amphilic block copolymer PS-b-PAA or PS-b-PEO in solution,

where PAA and PEO are the minority parts of the block copolymer [62]. The block

copolymers are dissolved into 1,4-dioxane, or DMF, which is a good solvent for both

blocks, followed by slow addition of water, a selectively poor solvent for the PS block.

As a result of the slow addition so-called crewcut micelles with large PS cores and thin

PEO or PAA coronas are formed in solution. The morphologies of the crew-cut micelles

are controlled by a force balance between different factors: the stretching degree of the

core-forming block, the interfacial force between the core and surrounding solvents, and

interactions between the coronas. Eisenberg and co-workers adjusted the solution

components to tune the force balance and obtained rich morphologies such as spherical

micelles [63], cylinder micelles [64], lamellae [65] and vesicles [66]. However, the

structures consist of only a pure organic polymer and lack a functional inorganic part.

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Furthermore, the obtained structures are present in solution, whereas in many

applications the structures are required to be present in the form of dry films.

TiO2 nanotube is another important one-dimensional nanostructure that has

attracted a lot of interest regarding applications in DSSC [67]. Hydrothermal growth has

been reported to be a novel method for synthesis of TiO2 nanotube arrays on FTO glass

substrate. However, issues of high temperature annealing and detachment of the tubes

from substrates have limited their applications. Anodization of Ti foil has been able to

solve these issues. Macák et al. in 2005 reported for the first time that anodic TiO2 might

be used in DSSC [68]. The configuration of this structured solar cell typically adopts

backside illumination geometry, as the titanium foil is opaque to sunlight. TiO2 nanotubes

grown through anodization method are highly aligned and structured and give the

maximum efficiency of 4.24 % for 6 μm long tubes [69]. Instead of DC if AV potential is

used for anodization, so-called bamboo type morphology of the nanotubes is produced

[70]. The advantage of these bamboo-type nanotubes is that they present a more porous

structure and therefore offer larger surface areas for dye adsorption in comparison to

smooth-walled nanotubes created under DC conditions. It is found that the morphology

of the bamboo-type nanotubes is adjustable by changing the AV pulse durations. An

efficiency of ~2.96 % is achieved on the bamboo-type nanotubes that are grown under

AV condition with a sequence of 1 min at 120 V and 5 min at 40 V for 12 h. Besides

vertically aligned TiO2 nanotube array, randomly oriented TiO2 nanowires have also been

studied for DSSC application in view of high porosity of the films [71-72].

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Oxide aggregate is another important nanostructure reported recently with their

applications in DSSC. The oxide aggregates are typically assembled by nanoparticles or

other nanomaterials to form submicron-sized spheres [73-74]. Since the size of the

aggregates is comparable to the wavelengths of visible light, they have been shown to

generate effective scattering of light. The aggregates of nanomaterials also possess a

highly porous structure and, therefore not only scatter the light but also serve as a

supporting matrix for dye adsorption. In other words, while achieving light scattering, the

aggregates would achieve high internal surface areas for the photoelectrode film. Use of

aggregates of ZnO nanoparticles has more than doubled the conversion efficiency of

DSSC compared to the photoelectrode made of dispersed nanoparticles [73]. Employing

an aggregate structure of TiO2 is anticipated to bring a breakthrough in DSSC solar cell

efficiency in view of better conjunction of the TiO2 with ruthenium-based dyes [73].

Recently, Kim et al. reported a two-step method for the synthesis of TiO2 aggregates.

Firstly TiO2 spheres are synthesized via controlled hydrolysis and then the spheres are

etched under hydrothermal condition. The latter step enables the spheres to be crystalline

with high porosity. The synthesized nanoporous TiO2 spheres are approximately 250 nm

in diameter and consist of nanocrystallites of size 12 nm [75]. These aggregates

demonstrated high surface area of ~117.9 m2g

-1, which is 1.7 times that of nanoparticles.

Applying these aggregates to DSSC yielded a high conversion efficiency of 10.5 %.

In DSSC, the interfacial charge recombination affects the open-circuit voltage by

decreasing the concentration of electrons in the conduction band of semiconductor [76],

and affects the photocurrent by decreasing the forward injection current [77]. Interfacial

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charge recombination can be especially serious in the case of photoelectrode film

consisting of nanoparticles, because (1) the nanoparticle film gives a large internal

surface and therefore may increase the probability of charge recombination due to an

equally large semiconductor/ electrolyte interface; and (2) the small size of individual

nanoparticles allows limited band bending at the semiconductor surface, thus there is no

electric field that can assist the separation of the electrons in the semiconductor [78-79].

Core-shell structures are developed and applied to DSSC with the idea of suppressing the

interfacial charge recombination. The core-shell nanostructures are a class of

combinatorial systems, which typically comprise of a core made of nanoparticles, or

nanowires/nanotubes, and a shell covering the surface. The coating layer (shell) of these

structures may build up an energy barrier at the semiconductor/electrolyte interface and,

thus retard the reaction between the photogenerated electrons and the redox species in the

electrolyte. This in turn reduces the interfacial charge recombination in the device. Two

approaches have been developed to create the core-shell structures [80]. One involves

synthesis of nanoparticles firstly followed by a shell layer. The energy barrier for these

structures is formed both at the nanoparticle/electrolyte interface and at the individual

cores. In another approach, the photoelectrode film comprised of nanoparticles is

prepared prior to depositing the shell layer.

As the most stable iron oxide phase under ambient conditions, α-Fe2O3 (Eg = 2.2

eV) has been widely used for catalysts, non-linear optics and gas sensors, etc. [81-82].

Quasi-one dimensional nanostructures of α-Fe2O3 have also triggered considerable

interest. In fact, α-Fe2O3 nanostructures can be grown via simple oxidation of pure iron

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[83]. Wen et al. demonstrated an interesting morphology transition from nanoflakes to

nanowires when heating pure iron at 400, 600, 700 and 800 °C [84]. On the other hand,

Fu et al. reported the large arrays of vertically aligned α-Fe2O3 nanowires grown by

heating pure iron in a gas mixture of CO2, SO2, NO2 and H2O vapor at 540–600 °C [83].

Besides using thermal oxidation of pure iron, α-Fe2O3 nanobelts and nanotubes are also

produced from solution based wet approaches [85]. Wang et al. reported a solution-phase

synthesis method to make nanobelts in FeCl3.6H2O and Na2CO3. After a series of heat

treatment, single crystal α-Fe2O3 nanobelts are obtained. Nanotubes have also been

grown via hydrothermal method, where FeCl3 and NH4H2PO4 are used as precursors. The

formation mechanism of tubular-structured α-Fe2O3 has been proposed as a coordination-

assisted dissolution process. The presence of phosphate ions used in this process is

crucial for the tubular structure formation, which results from the selective adsorption of

phosphate ions on the surfaces of hematite particles and their abilities to coordinate with

ferric ions. Fan et al. investigated the electrical transport properties of α-Fe2O3 nanobelts

[86]. The electrical properties are found similar to ZnO and In2O3. The native oxygen

vacancy renders α-Fe2O3 nanobelts n-type semiconducting in behavior. However, in

contrast to ZnO and In2O3, experiments show that α-Fe2O3 nanobelts can be easily doped

with Zn and converted to p-type at 700 °C. This p-type doping effect is attributed to the

substitution of Fe3+

by Zn2+

ions. The doping effect on the initial n-type behavior

changing to p-type also manifests itself in the modification of the contact property, as

observed in the increasingly non-linear I–V curves. On the other hand, when the doping

process is carried out at lower temperatures, the n-type behavior is enhanced as indicated

at higher conductivities and mobilities.

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1.5.2 Sensitizer

Sensitizers are normally coordination compounds based on (d)6 transition

metals. Ruthenium (II) polypyridal compounds are most often used in DSSC. Metal-to-

ligand charge transfer (MLCT) mainly dominates their visible absorption spectra. Light

absorption formally promotes an electron from the t2g orbital on the ruthenium metal

centre to a * orbital of a bypyridine ligand [87]. Interfacial electron injection from this

excited state into semiconductor conduction band is reported to be on pico- and femto-

second time scales. Being one of the most crucial parts of DSSC, all sensitizers must

fulfill some basic requirements. Firstly, the absorption spectrum of the sensitizer should

cover the whole visible and some part of near infrared (NIR). Secondly, it should have

some anchoring groups to bind itself to the semiconductor surface. Thirdly, the excited

state level of the dye should be higher in energy than the conduction band of the

semiconductor. Fourthly for dye regeneration, the oxidized state level of the dye must be

more positive than the redox potential of electrolyte. Lastly, the sensitizer should be

electrochemically and thermally stable. Based on these requirements, many different

photosensitizers, including metal complexes, porphyrins, phthalocyanines and metal-free

organic dyes have been designed and applied to DSSC. Dye molecules are attached to the

semiconductor surface through functional groups or ligands on the dye. Problems of poor

electron transfer to the semiconductor arise if dye aggregates, resulting in unsuitable

energetic positioning of the LUMO level [88]. Anchoring of the dye with the

semiconductor takes place through groups like carboxylic acid and phosphoric acid. The

dye complex firstly transfers the electronic charge to the ligand orbital, which is in

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25

intimate contact with the conduction band of the semiconductor. An electronic coupling

occurs between the cationic metal and oxygen atom of the carboxylic acid, thus

promoting the electron transfer. The carboxylic acid can either form ester like linkages

(C=O) or caboxylate linkages (C-O-O-) with the semiconductor surface [88]. Most

sensitizers suffer from a fundamental problem of the limited light-capture cross-section

of the dye molecule. The cross-section () is related to the molar extinction coefficient

() by the following formula [89]:

AN

1000. (1.8)

The value of for a dye lies between 104 and 5x10

5 M

-1cm

-1, which computes light

capture cross-section values between 0.0016 and 0.08 nm2. The area the sensitizer

molecule occupies on the surface of the supporting oxide is much larger, e.g., about 1–2

nm2. Hence, at most a few percent of the incident light can be absorbed. A successful

strategy to solve the problem of light absorption through such molecular layers is found

in the application of high surface area films consisting of nanocrystalline oxide particles

with a diameter of 10–20 nm.

Metal complexed dyes are widely popular in DSSC. Among these, Ru complexes

have shown the best photovoltaic properties so far [90-93]. These dyes have a broad

absorption spectrum with suitable excited and ground state energy levels, relatively long

excited-state lifetime, and good chemical stability. Ru complexe used in DSSC has

reached more than 10 % solar cell efficiency under standard measurement conditions.

The first report of sensitization of TiO2 single crystals by Ru complexes was published in

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26

1979 [94]. Later O‟Regan and Grätzel achieved 7 % solar cell efficiency using these dyes

[18]. Grätzel and co-workers have worked extensively on mononuclear Ru complexes,

cis-(X)2bis(2,2′-bipyridyl-4,4′-dicarboxylate)ruthenium(II), where X can be Cl, Br, I,

CN, and SCN [95]. The thiocyanato derivative, N3 dye, is found to exhibit outstanding

properties, such as a broad visible light absorption spectrum, long excited state lifetime

(~20 ns) and strong adsorption on the semiconductor surface due to binding with four

carboxyl groups. Efforts have been made by many groups around the world to change the

ligands of Ru complexes and thus optimize the photosensitizers. To extend the spectral

response region of the sensitizer to the near-IR region, Grätzel and co-workers designed

the N749 dye [96], also called the “black dye”. In this dye, the Ru center has three

thiocyanato ligands and one terpyridine ligand substituted with three carboxyl groups.

They found that the red shift in the MLCT band is due to the decrease in the π* level of

the terpyridine ligand and an increase in the energy of the t2g metal orbital. This dye

gave an efficiency of 10.4 % under AM1.5 [97]. Later Grätzel and co-workers

synthesized an amphiphilic heteroleptic ruthenium sensitizer (Z907), which demonstrated

its prominent thermal stability due to the introduction of two hydrophobic alkyl chains on

the bipyridyl ligand [98-100]. Many attempts have also been made to construct

sensitizers with other metal ions, such as Os [101-103], Re [104-105], Fe [106-108], Pt

[109-112] and Cu [113-115]. Osmium (Os) complexes are found to be promising

photosensitizers due to the prominent MLCT absorption band in comparison to the Ru

complex. Arakawa and coworkers developed another class of organic dyes containing

coumarin unit and cyanoacrylic acid unit [116-121]. The coumarin sensitizer exhibits an

effective electron injection process. However, when this dye is used in DSSC, it shows a

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27

lower efficiency than Ru complex due to the low response range in the visible region.

Besides organic dyes, other types of organic sensitizers have been used in DSSC. Yang

and co-workers [122] synthesized some anthraquinone dyes with different absorption

spectra for DSSC. However, these dyes showed low power conversion efficiencies. The

best efficiency value obtained by these dyes was only 0.13% under AM1.5 [123].

Recently, polymeric dyes like polyaniline, polypyrrole, polythiophenes and poly(p-

phenylene ethynylene) have been employed as photosensitizers [124].

1.5.3 Electrolyte

The main function of the electrolyte system in DSSC is to reduce the oxidized dye

after charge injection and then subsequently transport the hole to the cathode. Hence, the

electrochemical properties of the redox mediator electrolyte are crucial to the

performance of the DSSC. An efficient and effective electrolyte should be chemically

stable, low in viscosity, a good solvent, should not react with dye or the semiconductor

and should be compatible with the sealing material of the DSSC. Three different types of

electrolyte are usually used in DSSC- liquid, quasi-solid and solid electrolytes. The most

commonly used redox for the electrolytes is iodide/triiodide [18], quinone/hydroquinone

[125], ferrocenium/ferrocene [126], BrBr /3 [127] and Co

III/Co

II [128]. Although other

electrolytes have been implemented in the DSSC, the most successful one so far has been

iodide/triiodide system. Iodide-triiodide redox couple gives the highest power conversion

efficiency among the ruthenium polypyridyl dyes, which is why practically liquid or

quasi-solid DSSC are based on iodine. The source of the iodide ions is typically an alkali

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28

metal salt, such as LiI, KI or an imidazolium derivative. Triiodide is generated when

iodide ions react with molecular iodine (I2) in the electrolyte. The species such as 4-tert-

butylpyridine (TBP), which attach on the TiO2 surface sites not covered by the dye, are

also added to the electrolyte to suppress the dark currents in the cell. Several solvents

have been tested for the electrolyte system. The main solvents used for DSSC are nitriles

like acetonitrile, acetomethoxypropio-, valero-, or butyronitrile or mixture of carbonates

like ethylene/propylenecarbonate. The solvent needs to be of low viscosity to dissolve all

the ingredients of the electrolyte. An example of a typical electrolyte composition is 0.5

M LiI, 0.05 M I2 and 0.5 M TBP in 3-methoxypropionitrile.

At present, acetonitrile-based liquid-state electrolytes are commonly used.

However, the demand of perfect sealing of the device in order to avoid leakage and

evaporation of the solvents at a high temperature, as well as the decrease of the tri-iodide

concentration due to sublimation of iodine, which affects the long-term stability, and

performance of the cell, is currently the most challenging issue. Hence much work has

been focused on substituting the liquid electrolyte by polymer electrolytes [129-131], gel

electrolytes [132-133], organic or inorganic hole conductors [134-135] and less volatile

ionic liquids [136-137]. Electrolytes based on both organic solvents and ionic liquids can

be gelated, polymerized, or dispersed with polymeric materials. Inclusion of gelating or

polymeric agents, called fillers, transforms the electrolyte into a quasi-solid electrolyte.

Poly(ethylene oxide) (PEO) based electrolytes are the most commonly used

polymer electrolytes. PEO polymers have over the last 5 years grown to be extremely

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29

popular as matrix materials and exist in several forms as electrolyte supports in solid-

state cells. Various pure (of different molecular weight), mixed (often with PVDF), and

composite electrolytes have been used involving nanocomposites with silica, titanium

dioxide, and many other inorganic additives [138-140]. Oligomer size or molecular

weight is shown to influence conductivity and photoelectrochemical properties and

suggest the existence of an optimal chain length [141]. They are especially attractive as

different metal iodides (cations) cause photovoltage to increase with ionic radius in PEO

polymer matrix, thus causing decrease in the recombination reaction [142]. In PEO-based

polymeric systems, the cation size of added iodides is shown to strongly influence

performance and was discussed in terms of intercalation and surface adsorption [143]. De

Paoli and co-workers have thoroughly reviewed both gelated and hole-conducting

electrolytes [143]. Wang et al. published two critical reviews of the field very recently,

which highlighted the possibility of fabricating up-scale flexible solar cells based on

quasi-polymeric electrolytes [144]. Considering the amount of work invested in these

systems, it is remarkable that the maximum conversion efficiency remains fairly constant

around 5 %. Most likely, fundamental insights into interface processes will be required

for significant improvements in performance.

Some interesting results have also been obtained using g-butyrolactone (GBL) as

plasticizer for P(EO–EPI) copolymer. For the electrolyte prepared with GBL, P(EO-EPI),

NaI and I2, the maximum ionic conductivity changed from 3x10-5

to 1x10-4

Scm-1

after

addition of 50 wt % of GBL [145]. GBL has been used as plasticizer for electrolytes for

application in batteries, and it is well known to be able to coordinate Li+ ions,

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30

contributing to the dissolution of lithium salts in polymer systems [146]. Therefore, GBL

also made possible as the substitution of NaI for LiI in the polymer electrolyte. Recently

Nogueira and coworkers [147] obtained interesting results using the copolymer

poly(ethylene oxide/2-(2-methoxyethoxy)ethyl glycidyl ether) containing 78 % of EO

units P(EO–EM). This material is mixed with LiI, I2 and the plasticizer GBL. The amount

of GBL incorporated into the electrolyte is changed from 30 to 90 % and solar cells are

assembled with this kind of electrolyte, containing different plasticizer/polymer ratios.

The Jsc increases when the amount of GBL is increased from 30 to 70 %, and this effect

is related to the increase of ionic conductivity of the electrolyte.

Adding nanoscale inorganic fillers in the electrolyte is a common practice, to

improve the mechanical, interfacial, and conductivity properties of the (gel) polymer

electrolytes. Since the pioneering work by Scrosati and coworkers [148], addition of TiO2

and other nanoparticles has been extensively employed to improve the ionic conductivity

of polymer electrolytes. It is well known that the presence of such nanoparticles changes

the conduction mechanisms assigned to the ions introduced in the polymer, however, how

these nanoparticles actually act is still unknown. The drawback of adding these materials

is the loss of mechanical properties of gel electrolytes and ionic liquid-based electrolytes.

Their effects on the mechanical stability can result in a loss in electrolyte penetration.

The most used approach is the addition of TiO2 nanoparticles to the polymer matrix [149-

152]. Falaras and coworkers [149] investigated the addition of commercially available

TiO2 nanoparticles (P25, Degussa) to the polymer electrolytes of PEO, LiI and I2. The

filler particles, because of their large surface area, prevented recrystallization, decreasing

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31

the crystallinity degree of PEO.

1.5.4 Electrode

Two electrodes are used for fabricating DSSC. Both the electrodes are made of

glass with a thin layer of fluorine-doped tin oxide (FTO) on one surface. Fluorine doped

tin oxide has been recognized as a very promising material because it is relatively stable

under atmospheric conditions, chemically inert, mechanically hard, high-temperature

resistant, has a high tolerance to physical abrasion and is less expensive than indium tin

oxide. The FTO substrates used in this work have sheet resistivity of 15 ohm per square.

The other electrode is the back electrode called the counter electrode. It should ideally

have a high conductivity and exhibit an ohmic contact to the electrode, which requires

that the work function of the counter electrode should match the redox potential of the

electrolyte. Nobel metals with high work functions, such as gold and platinum, are

commonly used. Metal electrodes have the advantage of reflecting the light transmitted

by the photo-electrode, thus enhancing the overall light absorption of the DSSC. They

also serve as an oxygen barrier thus protecting the material underneath. Lastly, they are

easier and simpler to produce via simple sputtering or evaporation. Counter electrodes

can be rather easily prepared by the deposition of a thin catalytic layer of platinum onto a

conducting glass substrate. Without platinum, conducting indium doped tin oxide glass is

a very poor counter electrode and has a very high charge transfer resistance. Pt can be

deposited using a range of methods such as electrodeposition, spray pyrolysis, sputtering,

and vapor deposition. Best performance and long-term stability have been achieved with

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32

nanoscale Pt clusters prepared by thermal decomposition of platinum chloride

compounds [153].

New materials like carbon [154], carbon nanotubes [155], cobalt sulphide [156]

and conducting polythiophene polymers [157] are also being investigated. Carbon

materials are suited as catalysts for the reduction of triiodide. Kay and Grätzel developed

a counter electrode from a mixture of graphite and carbon black for use in DSSC with the

monolithic cell geometry [158]. The function of the graphite is electronic conduction as

well as catalytic activity, while the high-surface area carbon black is added for increased

catalytic effect. Pettersson et al. optimized the performance of the counter electrode by

using two carbon layers: one for enhanced adhesion to the substrate and other for the

enhanced catalytic effect (doped with Pt) [159]. Single wall carbon nanotubes showed

good catalytic properties for triiodide reduction as well as good conductivity [160].

Poly(3,4-ethylenedioxythiophene) (PEDOT) doped with toluenesulfonate anions show

good catalytic properties for the reduction of tri-iodide [161-163]. Films are prepared

onto TCO substrates and a charge transfer resistance less than 1 Ωcm2 could be obtained

for films that are more than 1 μm thick. Other conducting polymers like polyaniline and

polypyrrole are much less suited [161]. ITO/PEN, a flexible substrate, outperforms Pt on

the same substrate, with a less charge transfer resistance.

1.6 Stability of dye-sensitized solar cell

The issue of stability of the DSSC is very important, especially for

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33

commercializing the device. The issue of stability basically comes from either the dye or

the electrolyte, because both these components tend to decay with time. There is

controversy in the literature concerning the stability of the ruthenium dye. The dye is

believed to be able to sustain 108 redox cycles without noticeable loss of performance,

corresponding to 20 years of operation under sunlight [18]. However, when this dye is

maintained in the oxidized state for long periods, it degrades through the loss of the -NCS

ligand. Therefore, regeneration of the dye in the photovoltaic cell should occur rapidly to

avoid this unwanted side reaction. It is to be noted that the lack of adequate conditions for

regeneration of the dye may lead to dye degradation [164]. This is especially true for

devices comprising polymer electrolytes, due to several factors, such as low ionic

mobility that can lead to slow regeneration or the incomplete filling of the TiO2 sensitized

electrode by the electrolyte. Also, upon exposure for prolonged periods of time at higher

temperatures, such as 80 °C, degradation of DSSC performance has been observed.

Ruthenium complex so far is the standard dye for the application in dye-sensitised solar

cells. This is mainly due to the enhanced stability of the ruthenium complex compared to

other sensitisers. However, some natural dyes, such as chlorophyll [165] and different

porphyrins [166], have been shown to be more stable and may be used in DSSC. Organic

dyes with high extinction coefficients, such as Cyanines and Xanthenes, are known from

their applications in photographic films for the sensitisation of AgCl crystals and are also

used as sensitisers in photoelectrochemical devices to create photocurrent.

Another issue related to the stability of the cell is the electrolyte evaporation.

Liquid electrolytes are volatile and tend to evaporate on exposure to prolonged heat.

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Stability of quasi-solid and solid state DSSC is better than liquid ones, but they show

lower efficiency. The stability of DSSC with polymer electrolytes is also very important,

although few studies involving this issue can be found. One of the motivations for the

substitution of the liquid electrolyte is that the use of a solid electrolyte can minimize

leakage and solvent evaporation problems and provide long-term stability, thus extending

the life of the devices. At the same time, many questions concerning the stability of such

materials when used in the conditions of device operation have already been raised. De

Paoli and coworkers [167] investigated solar cells assembled with the polymer electrolyte

of P(EO–EPI), NaI and I2, using flexible and rigid glass substrates. These cells were

irradiated under a Xe lamp with UV and IR filters for long periods, alternating with dark

periods. An initial decay in the performance is observed in the first 15 days, followed by

a plateau of stability. Another factor associated with the poor stability of DSSC is the

decrease of the tri-iodide concentration due to sublimation of iodine [168-171]. Kloo‟s

group [169] has shown that stability can be increased through gelation of the ionic liquid

electrolyte, which in turn reduces the sublimation of iodine. In another study, the addition

of phenothiazine served the same purpose [170]. So far, all studies involving the stability

of polymer electrolyte based DSSC show the benefit of the replacement of the liquid

component. The positive effect after long-term operation is more evident in the Jsc

parameter.

1.7 Solid-state dye-sensitised solar cell

The replacement of the liquid charge-transporting medium, i.e. electrolyte with a

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35

solid one, has important consequences for the electronic processes in the cell. An entirely

new cell design is required in which the device geometry is adapted to the solid system.

Efforts have been made where liquid electrolyte is replaced with an organic charge

transport material 2,2‟7,7‟-tetrakis(N,N-di-p-methoxyphenyl-amine)-9,9‟-spirobifluorene

(spiro-MeOTAD). Maximum white light conversion efficiencies up to 1.8 % for

irradiation of AM1.5 have been obtained for this DSSC system. Interfacial charge

recombination processes have been identified as the main loss mechanism in this type of

cell. For further development of the solid state DSSC based on spiro-MeOTAD, it is

essential to find strategies to suppress charge recombination and to identify the

differences in charge transport compared to high efficiency liquid electrolyte solar cell. A

better understanding of the electronic processes in this device and the optimization of the

inorganic/organic network promise further improvement. The key problem related to the

replacement of the liquid by solid charge transport material is the less efficient hole

transport in the solid medium as a result of the relatively low hole mobilities in organic

semiconductors. Low conductivities pose high resistance to the charge flow, thus causing

voltage loss, particularly at high current densities. Slow charge transport is expected to

generate concentration gradients in the hole conductor matrix. As a consequence, hole

density might build up inside the pores, accompanied by depletion of holes in the bulk

organic semiconductor. This concentration gradient of hole leads to charging of the

interface, which considerably increases the interfacial recombination. Interface charging

is favoured by imperfect penetration of the hole conductor into the colloidal film. In the

case of the liquid electrolyte cell the penetration is complete and a

semiconductor/electrolyte junction occurs at each nanocrystal. The intimate contact and

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36

the high mobility of the electroactive species guarantee efficient screening of any electric

field emerging from electron injection. Assuming that the kinetics of charge transfer to

the electrolyte is much faster for the holes than the recombination processes, the electrons

can create a gradient in the electrochemical potential between the particle and the back

contact. In this gradient, the electrons can be transported through the interconnected

colloidal particles to the back contact (percolation), where they are withdrawn as a

current. It has been established that electron transport in nanocrystalline TiO2 films is

dominated by electron trapping/detrapping mechanism in intraband-gap defect states

[172-175] In a strongly screened environment, the multiple trapping takes place mainly

via thermal activation of trapped electrons [176-177]. As a result of the less efficient

screening of photoinduced electric fields in the solid state DSSC, the electron transport in

the TiO2 may significantly differ, leading to the immobilisation of trapped electrons on

the time scale of the experiment. Assuming that the TiO2 network and hole conductor

film can be treated as a bulk material, a decrease of layer thickness should improve the

charge transport. Thin TiO2 layers in DSSC have smaller active surface areas for dye

adsorption and hence lower light harvesting. It is therefore necessary to find a way to

increase the optical density of the semiconductor film, which allows devices to be

fabricated with thinner semiconductor layers. Another important aspect to be considered

for organic charge transport material is the device stability, which is crucial for

commercialization of the device. The stability of solid state DSSC based on spiro-

MeOTAD has not been addressed in literature so far. Upon storage of the device under

ambient conditions, the short circuit current is reported to decrease, while the open-circuit

voltage and fill factor increase with time. These effects compensate each other and hence

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37

no change in overall efficiency is observed.

1.8 Dye-sensitized solar cell efficiency

Since the emergence of DSSC, there have been constant efforts to optimize its

performance and increase the light conversion efficiency above 11 %. The main losses in

the device come from potential drop in the regenerative process and recombination losses

between electrons in semiconductor and acceptor species in the electrolyte. Also, most of

the dyes used are not able to absorb all the wavelengths in the sunlight. Research has

shown that recombination can be suppressed by the use of co-adsorbants, additing

additives in electrolyte and by blocking layer over the transparent electrode. Efforts are

underway to synthesize new dyes, like metal free-dyes, which efficiently absorb the light

available. Akkaya et al. [178] synthesized some boradiazaindacene dyes with different

absorption spectra. Although only 1.7 % solar conversion efficiency was achieved, it

paved a way to develop novel panchromatic sensitizers for DSSC. Co-adsorbants have

also been used to DSSC in an attempt to enhance the efficiency. Zhang et al. [179]

reported the use of 4-guanidinobutyric acid (GBA) as a co-adsorbant to the K-19 dye

resulting in an increase of 50 mV Voc without loss of Isc. Researchers have incorporated

light scattering layers in the semiconductor to increase the light absorption. Many hybrid

semiconductor materials with novel morphologies are being tried on DSSC, in order to

increase the effective surface area of the semiconductor. The high surface area in turn

leads to better dye absorption and higher efficiencies in the device. Tuning and improving

the electrolytes is another area where much research is focused. Hara et al. [180]

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38

introduced different imidazolium iodides as iodine source and enhanced the efficiency of

DSSC.

1.9 Synthesis methods for nanomaterials

Nanomaterials have received wide attentions for their novel size- and shape-

dependent properties and have found wide varieties of applications. Hence many

technologies have emerged for the synthesis of these novel nanostructures.

1.9.1 Vapor-phase synthesis

Vapor-phase synthesis is a simple process where the vapor species are firstly

generated by evaporation or chemical gaseous reactions. Subsequently, the species are

transported and condensed onto the surface of a solid substrate. The substrate temperature

is lower than the evaporation zone. The prime advantage of this method is its simplicity

and accessibility, which makes this method widely popular for the synthesis of

nanostructures [181-185]. In principle, this method can produce nanostructures of any

material through proper control of synthesis parameters. It is widely accepted that the

control of supersaturation is a major consideration in obtaining nanostructures. A low

supersaturation is required for whisker growth whereas a medium supersaturation

supports the bulk crystal growth. At high supersaturation, powders are formed by

homogeneous nucleation in the vapor phase [186].

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1.9.2 Vapor-liquid-solid (VLS) mechanism

A typical process in the VLS growth mechanism involves annealing the metal-

coated substrates above certain temperatures, so that the metal film melts and forms

droplets. Liquid has a higher sticking coefficient compared to solid, which helps the

reactant gas to be adsorbed on the droplet surface. As the droplets supersaturate, nuclei

starts to form at the droplet-substrate interface due to phase segregation. Subsequent

addition of atoms into the nuclei results in the growth of nanostructure, with the droplet

serving as the virtual template by promoting crystal growth at the liquid-solid interface

and restricting growth in other directions. The droplet remains at the tip of the resultant

nanostructure and solidifies in the post-growth cooling phase to form a nanoparticle. The

appearance of such nanoparticles is an indication of VLS growth mechanism. The VLS

mechanism often promotes the formation of one-dimensional nanostructures through an

anisotropic growth process. The size of the metal droplet plays a cruicial role in

determining the diameter of the structure.

1.9.3 Hydrothermal and sol-gel synthesis

The word „hydrothermal‟ comes from earth sciences implying a regime of high

temperature and water pressure. A typical hydrothermal synthesis needs high temperature

and high-pressure apparatus called „auto-claves‟ or „bombs‟. Hydrothermal process

typically involves water both as catalyst and the component of solid phases in synthesis

under elevated temperatures and pressures [187]. The beauty of hydrothermal process lies

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in its simplicity. The requirements are minimal beginning with known quantities of

precursor materials, autoclaves and ovens. Temperature-difference method is the most

extensively used method in hydrothermal synthesis. The supersaturation of solution is

achieved by reducing the temperature in the growth zone. The raw materials are placed in

the lower part of the autoclave filled with a specific amount of solvent. The autoclave is

then heated in order to create two temperature zones. The raw materials dissolve in the

hotter zone of the autoclaves. The saturated aqueous solution in the lower part is then

transported to the upper part by convective motion of the solution. The cooler and denser

solution in the upper part of the autoclave descends while the counter flow of solution

ascends. The solution becomes supersaturated in the upper part as the result of the

reduction in temperature and eventually crystallizes. A large number of compounds

belonging to practically all class of materials have been synthesized under hydrothermal

conditions: like various oxides of tungstant, molybdenum, silica and germanium.

1.9.4 Microwave and ultrasonic synthesis

Recently a new mode of synthesis using microwaves has emerged. Microwaves

are electromagnetic waves with wavelength ranging from 1-300 mm, or frequency

between 300 MHz-300 GHz. In the last decade, microwave energy has been employed in

many chemical reaction studies, which demonstrated that microwave energy has unique

abilities to influence chemical processes like changing the kinetics and selectivity of the

reaction [188]. Recent results suggest that microwave energy increases the heating rate of

the solution mixture more uniformly. The main advantage of using microwaves for

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synthesis is the shorter reaction time. Many nanoporous oxides have been attained in

much shorter times, without compromising the structure [189-192]. Sonochemistry is the

area in which molecules undergo a chemical reaction due to the application of powerful

ultrasound radiation (20 kHz–10 MHz) [193]. Sonochemistry involves creation, growth,

and collapse of a bubble that is formed in the liquid. The collapse of the bubble leads to

high temperatures (5000–25000 K) and high cooling rates (1011 Ks-1

), which ensures that

the chemical bonds are broken. As an environmently friendly method for nanomaterial‟s

preparation, sonochemistry has been widely applied in the synthesis of amorphous

products, insertion of nanomaterials into mesoporous materials, deposition of

nanoparticles on ceramic and polymeric surfaces, and formation of micro- and

nanospheres [194-197].

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Chapter 2: Experimental

This chapter will cover short description of various chracterization techniques used in this

work and their main principle of operation. Sample preparation methods and fabrication

of dye-sensitized solar cel (DSSC) is discussed in detail. The morphology and phase of

the synthesized materials are characterized by scanning electron microscopy (SEM),

transmission electron microscopy (TEM), energy dispersive X-ray (EDX), selected area

diffraction (SAED) and X-ray diffraction (XRD). Optical properties are measured using

UV-visible spectroscopy and photoluminescence. Solar simulator, incident photon-to-

current conversion efficiency (IPCE) and electrochemical impedance spectroscopy (EIS)

are used to test the performance of solar cell.

2.1 Materials

The chemicals used in this work for the synthesis of different materials are listed

below.

Table 2.1. List of materials used in the present work.

Chemical Name Purity Company Purpose

Pluronic P123 - BASF Surfactant for Mesoporous

TiO2

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Poly(ethylene oxide)

(PEG) (Mw ~20000)

- Fluka Binder for „doctor blading‟

paste

Ethylene glycol (EG) 99.0 % Sigma Aldrich Polymer for anodization of

TiO2 nanotubes

Titanium ethoxide 98.0 % Aldrich Precursor for TiO2

Titanium (IV)

isopropoxide

97.0 % Aldrich Precursor for TiO2

Tetrabutoxytitanium (TBT) 99.0 % Acros

Organics

Precursor for TiO2

Iron chloride 98.0 % Sigma Precursor for Fe2O3

Sodium sulfate 99.0 % Sigma Aldrich Sulphate ion source for

Fe2O3

Lithium Iodide (LiI) 99.9 % Aldrich Iodide source for

electrolyte for DSSC

Potassium iodide (KI) 99.5 % Sigma Iodide source for

electrolyte for DSSC

Iodine (I2) 99.8 % Sigma Aldrich Iodide source for

electrolyte for DSSC

1,2-dimethyl-3-

propylimidazolium iodide

(DMP)

- Solaronix Stabilizer for electrolyte for

DSSC

4-tert-butylpyridine (TBP) 96.0 % Aldrich Stabilizer for electrolyte for

DSSC

Diphenylamine (DPA) 99.0 % Sigma Aldrich

Ammonium fluoride 98.0 % Merck Flouride ion source for

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(NH4F) anodization of TiO2

nanotubes

N719 Dye - Solaronix Sensitizer for DSSC

Ti Foil (2 mm thick) 99.7 % Aldrich Starting material to grow

TiO2 nanotubes

Hydrochloric Acid (HCl) 37.0 % Sigma Aldrich Acid for synthesis for

mesoporous TiO2

Nitric Acid (HNO3) 99.8 % Sigma Aldrich Acid for synthesis of TiO2

Acetonitrile 99.8 % Sigma Aldrich Organic solvent

Ethanol Absolute Fisher Solvent for various purpose

Silver Nitrate (AgNO3) 99.9 % Sigma Aldrich Precursor for Ag

nanoparticles

2.2 Sample preparation and solar cell assembly

Solution based sol-gel and hydrothermal approach was followed to synthesize

different nanostructures. Solutions were prepared by mixing various chemicals under

vigorous stirring and heating in Teflon containers. The white precipitate was formed and

separated using centrifugation, followed by repeated washing with DI water and ethanol.

This step was necessary to ensure effective removal of all impurities. The nanostructures

were converted into their pure forms by annealing in nitrogen ambience at 300-500 °C at

a heating rate of 1 °Cmin-1

for 30-60 min. The exact recipe for the nanostructures is

discussed individually in subsequent chapters. Dip coating, based on solvent evaporation,

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was used to prepare films on Si substrate for SEM, TEM, XRD and UV-Vis absorption

analyses. Solution was also dried in air at 60 °C for 24 h for powder XRD analyses.

To prepare the DSSC working electrodes, fluorine doped tin oxide (FTO) glass

(sheet resistivity 15 ohm per square) was used as a current collector. It was cleaned with

detergent, ethanol, isopropyl alcohol and de-ionized (DI) water by using an ultrasonic

bath for 15 min. FTO was then dried at room temperature. The synthesized and dried

powder obtained was converted into fine paste using DI water. It was spread on FTO

glass by “doctor blade” technique (Fig 2.1a) [1]. No binder was used in this preparation.

Only one layer of scotch tape (~40 µm thickness) was used for all the electrodes. The

films were allowed to dry in ambient conditions for 1 h before heating at 450 °C for 45

min in air (Fig 2.1b). Adsorption of the dye to the mesoporous film is achieved by simple

immersion of the coated electrode in an ethanolic solution containing 0.3 mM Ru-dye,

(cis-dithiocyanate-N,N'-bis(4-carboxylate-4 tetrabutyl ammoniumcarboxylate-2,2'-

bipyridine) ruthenium(II) (known as N719, Solaronix), for 24 h at room temperature (Fig

2.1c). This results in the conformal adsorption of the dye monolayer to the film surface.

The films were subsequently rinsed with ethanol and dried. The active area of the

electrodes (0.5 cm x 0.5 cm) was prepared by concealing the extra area by paraffin wax

film. Ionomer Surlyn (Dupont) sheet is used around the active area to later seal the

device. To prepare the counter electrode, a hole was drilled in the FTO glass by sand

blasting. The perforated sheet was washed with ethanol and DI water. Then 20 nm thick

Pt layer was sputtered on the FTO. The dye-covered electrode and Pt-counter electrode

were assembled into a sandwich type cell (Fig 2.1d). A drop of the electrolyte, solution

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containing 0.1 M LiI, 0.05 M I2, 0.6 M 1,2-dimethyl-3-propylimidazolium iodide, and

0.5M 4-tert-butylpyridine in acetonitrile, was put on the hole in the back of the counter

electrode. The electrolyte was introduced into the cell via vacuum back filling. Finally,

the hole was sealed with a thin glass slide to avoid leakage of electrolyte. The whole

device is then exposed to a hair dryer for 5 min. The heat from the dryer helps the Surlyn

sheet to melt and seal the cell from all sides. In order to have a good electrical contact for

the connections to the measurement setup, the edge of the FTO outside of the cell was

cleaned with ethanol and acetone. The amount of dye loaded in semiconductor film was

obtained by desorbing the samples into 0.02 M sodium hydroxide (NaOH) in 4 mL of

ethanol. All the samples were 2 cm x 2 cm in size at a thickness of approximately 10 μm.

The desorbed dye was then used in a UV-Vis spectrophotometer to calculate the amount

of dye absorbed by the film.

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Fig 2.1. Procedure for DSSC assembly: (a) setup for „doctor blading‟ the semiconductor film, (b)

coated electrode after annealing, (c) dye loaded semiconductor film and (d) the sandwich

assembly of the coated FTO and Pt-coated electrode.

2.4 Characterization techniques

The working mechanism of different characterization techniques used in this

work, are discussed here.

2.4.1 Material morphology

The structure and morphology of the synthesized materials were studied under

scanning electron microscope, tunneling electron microscope and selected area electron

diffraction.

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2.4.1.1 Scanning electron microscope (SEM)

SEM is the most heavily used techniques in the characterization of the

nanostructures. As the name suggests, it uses electrons to generate an image (Fig 2.2a). It

provides the users with a highly magnified view with a surface topology down to the

nano-scale. The electron source comes in the form of a metallic filament, which is

typically tungsten. This filament is firstly heated up and acts as a cathode. The anode

plate (called electron gun), which is in close proximity to the filament, exerts an attractive

force on the electrons, accelerating them towards the sample as a beam of electrons (Fig

2.2b). A condenser lens condenses this electron beam before it is focused by the objective

lens to a very fine point of about 5nm on the sample [2]. By varying the voltage produced

by the scan generator, the scan coil generates a magnetic field, which moves the electron

beam in a controlled manner by the means of deflection. The same varying voltage is also

applied to the coils at the Cathode-ray tube (CRT), producing a pattern of light on the

surface of the CRT. The pattern of deflection of the light on the CRT corresponds to that

made by the electron beam. When the electron beam hits and penetrates the surface of the

sample, it results in the emission of electrons and photons from the sample. The emitted

electrons are collected by a detector, and then converted to voltage and amplified. The

resultant amplified voltage is then applied to the grid of the CRT, which causes the

intensity of the spot of light to change. The final image consists of thousands of spots of

varying intensity corresponding to the topography of the sample. It is important to note

that a vacuum environment is needed to operate the SEM due to the number of reasons.

Firstly, if gases are present in the column, they can react with the electron source, thus

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causing it to burn out and produce random discharges that destabilize the beam.

Secondly, other molecules might hinder the transmission of the electron beam. This

interaction forms compounds, which condense on the sample and compromise the detail

and resolution of the image [3].

Fig 2.2. (a) Picture of SEM (courtesy: Multidisciplinary laboratory, Engineering Science

program, National University of Singapore). (b) Schematic showing the layout of components

inside SEM.

The secondary electrons are ejected from the k-orbitals of the specimen atoms

by inelastic scattering interactions with beam electrons. Due to their low energy, these

electrons originate within a few nanometers from the sample surface (Fig 2.3) [4]. This is

(a) (b)

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the most common imaging mode in SEM collecting low-energy (<50 eV) secondary

electrons. To detect these electrons, SEM is usually equipped with an Everhart-Thorney

detector. In the detector, when an electron strikes the scintillator material, photons

created are conducted towards the photomultiplier by total internal reflection. These

photons are then converted back as current so that they can be detected.

When the electron beam strikes the sample, the incident electrons (primary

electrons) are scattered. These electrons can be scattered elastically or inelastically.

During the elastic scattering, there is little or no change of energy in the primary electrons

but their momentums are changed. Since the electron mass remains the same, the velocity

vectors of the electrons must change and become scattered. Elastic scattering occurs from

the interaction between negatively charged electrons and the positive nucleus. Electrons

that “rebound” from the sample are known as backscattered electrons. As the name

suggests these electrons are picked up by the Backscatter detector [3].

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Fig 2.3. Schematic diagram showing interaction between electron beam and specimen.

The morphology and thickness of different nanostructures and films in this study

were directly observed under field emission scanning electron microscope (JEOL FEG

JSM 6700 F) with secondary electron imaging operating at 10 kV. It has a cold cathode

field emission gun, ultra-high vacuum, and sophisticated digital technologies for high-

resolution high quality imaging of microstructures. The JSM-6700F is able to handle

samples up to 8 inches in diameter. It has a unique graphical user interface that controls

condition setup, motor stage drive, imaging, and data filing, which assure stable and

reliable operation.

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2.4.1.2 Energy dispersive X-ray (EDX)

EDX is usually used in conjunction with SEM. When an incident electron or

photon, such as x-ray or γ-ray, hits an atom at a ground state, an electron from an inner

electron shell is emitted, leaving a “hole” or vacancy site in the shell. A more energetic

valence electron for the outer shell fills this electron vacancy, resulting in the loss of

energy. The excess energy is released in the form of x-ray emission. The energy of the x-

ray emitted is dependent on and unique to the type of elements found in the specimen.

The Lithium drifted Silicon (SiLi) detector used in EDX generates a photoelectron when

an x-ray strikes it. This photoelectron travels through the Si creating electron-hole pairs.

The amplitude of the pulse generated thus depends on the number of electron-hole pairs

created, which is itself dependent on the energy of the x-ray impinging on the detector.

Hence, the x-ray spectrum can be analyzed for information on the composition of the

specimen [5].

2.4.1.3 Tunneling electron microscope (TEM)

Transmission electron microscope (TEM) (Fig 2.4a) uses a microscopy technique

similar to that of a scanning electron microscope. The short wavelength of electrons

makes TEM capable of high-resolution imaging (up to a few order of Armstrong) and

hence a very useful tool in material characterization. TEM is composed of a vacuum

system, which can build a pressure of the order of 10-4

to 10-8

Pa, to allow uninterrupted

passage of electrons. It has an electron emission source, a series of intermediate and

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projector lenses and electrostatic plates (Fig 2.4b). In TEM, a coherent beam of electrons,

directed at the specimen, interacts and transmits electrons as it penetrates through the

specimen. The transmitted electrons are then focused by the objective lens into an image,

which is then magnified and focused by intermediate and projector lenses onto a

phosphor image screen [6-7]. An image of dark and light contrast is formed due to

different amounts of electrons transmitting through the specimen. Both surface

topography and crystallographic information can be obtained. It is important to note that

for TEM, the specimen needs to be ultra-thin in order for electrons to be able to penetrate

through the sample. Hence, sample preparation is an important aspect in TEM imaging.

For the present work, all the samples were dispersed in ethanol and dropped onto the

carbon grid. The measurements were performed on a JEOL-2100 high-resolution

transmission electron microscope (HRTEM) at an accelerating voltage of 300 kV with a

Lorentz lens. The JEM-2100 features a high-stability goniometer stage specifically tuned

for large angle tilt applications. The JEM-2100 has three independent condenser lenses

and is capable of producing high probe current for any given probe size, which allows for

improved analytical and diffraction capabilities.

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Fig 2.4. (a) Picture (courtesy Institute of materials research and engineering IMRE, A*Star,

Singapore) and (b) Schematic showing the layout of components inside TEM.

SAED is a useful tool to identify crystal structures and examine crystal defects,

which is used in conjunction with TEM. The atoms act as diffraction gratings to the high-

energy electrons in TEM. This is because their wavelengths are fraction of a nanometer

and the spacing between atoms in a solid is only slightly larger; causing electrons to be

diffracted. Depending upon the crystal structure of the sample to be analyzed, some

fraction of the electrons are scattered at particular angles, while others pass through the

sample without deflection. As a result, the image on the screen is a series of spots called

the selected area diffraction patterns. Each spot corresponds to a diffraction condition of

the sample's crystal structure. If the sample is tilted, the same crystal stays under

illumination, but different diffraction conditions are activated, and different diffraction

spots appear or disappear. In SAED, the users can choose from which part of the

specimen the diffraction pattern is to be obtained. A selected area aperture is located

(a) (b)

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below the sample holder, which can be inserted into the beam path. This thin strip of

metal contains different size holes and can block the beam. SAED pattern on the small

user defined area is obtained by moving the aperture hole to the section of the sample to

be visualized.

2.4.2 Material composition

The composition of the synthesized materials, phase‟s present, surface area and

crystallinity information was obtained using x-ray diffraction, x-ray photoelectron

spectroscopy, Fourier transform infrared spectroscopy and Brunauer–Emmett–Teller

(BET) Measurements.

2.4.2.1 X-ray diffraction (XRD)

XRD is a common technique used to determine the crystallographic structures of

solids, including lattice constants, orientation of single crystals, defects, stresses and the

chemical composition. A beam of x-rays with wavelengths ranging between 0.7 and 2 Å

is projected on the specimen, which is diffracted by the crystalline phases present in the

specimen by Bragg‟s law, given by:

nλ = 2d sinθ (2.1)

Here d is the spacing between atomic planes in the crystalline phase, λ is the wavelength

of the x-ray and θ is the angle between the incident ray and scattering planes.

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Fig 2.5. Schematic diagram depicting the technique of x-ray diffraction.

A crystal lattice is made up of 3-D spatial distribution of atoms. These atoms are

arranged to form a series of parallel planes separated by a distance of d [8]. The planes

vary in orientation from material to material each with its own unique d-spacing. In XRD,

a monochromatic x-ray beam is projected onto a crystalline material at an angle of θ (Fig

2.5). Diffraction only occurs when the distance traveled by the rays reflected from

successive planes differ by a whole number n of wavelengths. The XRD pattern is

obtained by plotting the angular positions and intensities of the resultant diffracted peaks.

A Philips x-ray diffractometer with Cu Kα radiation was used in this work.

2.4.2.2 X-ray photoelectron spectroscopy (XPS)

X-ray photoelectron spectroscopy (XPS) is a surface chemical analysis technique

that measures the elemental composition of a material. The material to be analyzed is

irradiated by a beam of monochromatioc and low energy x-rays and the resulting energy

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of the photoelectrons that have escaped from the surface are measured. The analysis and

detection of photoelectrons require that the sample be placed in a high-vacuum chamber.

An electrostatic analyzer analyzes the energy of the photoelectrons, and an electron

multiplier tube or a multichannel detector, such as a microchannel plate, detects the

photoelectrons. A spectrum with a series of photoelectron peaks is thus obtained. As the

binding energy of the peaks is characteristic of each element, these peaks can be used to

identify the elements that exist within the material surface. In addition, XPS also provides

information on the existing chemical bonding in the specimen since the chemical state of

the photoelectron emitted can alter the binding energy. XPS has to be performed under

ultra-high vacuum (UHV) conditions at pressures lower than 10−7

Pa [9-10]. XPS for this

work was performed on a VG ESCALAB MKII spectrometer equipped with a non-

monochromatized Mg-Kα x-ray source (1253.6 eV photons).

Fig 2.6. Picture of XPS (image courtesy Surface science laboratory, physics department, National

University of Singapore).

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2.4.2.3 Fourier transform infrared spectroscopy (FTIR)

FTIR is another widely used infrared (IR) spectroscope for quantitative analyses,

where IR radiations pass through a sample. Some of the IR radiation is absorbed by the

sample and some of it is transmitted. The resulting IR spectrum represents fingerprint of

the sample with absorption peaks corresponding to the frequency of vibrations between

the bonds of the atoms. Because each material is a unique combination of atoms, no two

compounds produce the exact same infrared spectrum. Therefore, infrared spectroscopy

can result in a positive identification of different kinds of material. In addition, the size of

the peaks in the spectrum is a direct indication of the amount of material present. In

general the instrument consists of a black body source from where the IR is emitted (Fig

2.7). The beam firstly passes through an aperture, and then enters the interferometer

where the “spectral encoding” takes place. Finally the beam enters the sample

compartment where it is transmitted through or reflected off from surface of the sample

[11]. This is where specific frequencies, unique to the sample, are absorbed. The beam

passes through the detector for final measurements. Perkins Elmer spectrum 2000

equipment was used in this study.

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Fig 2.7. Schematic depicting the working of FTIR

2.4.2.4 Brunauer–Emmett–Teller (BET) measurement

BET measurements on samples were conducted using Quantachrome Nova 1200

with N2 as the adsorbate at liquid nitrogen temperature. BET method is used to measure

the total surface area of a material. In 1938, Stephen Brunauer, Paul Hugh Emmett,

and Edward Teller [12] published an article about the BET theory for the first time;

“BET” consists of the first initials of their family names. BET theory aims to explain the

physical adsorption of gas molecules on a solid surface and serve as the basis for analysis

of the specific surface area of a material. The concept of the theory is an extension of

the Langmuir theory, which is a theory for monolayer molecular adsorption, to multilayer

adsorption. It follows certain hypotheses like (1) gas molecules physically adsorb on a

solid in layers infinitely; (2) there is no interaction between each adsorption layer; and (3)

the Langmuir theory can be applied to each layer. Surface area and pore size distribution

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are measured by the use of nitrogen adsorption/desorption isotherms at liquid nitrogen

temperature and relative pressures (P/Po) ranging from 0.05-1.0. The large uptake of

nitrogen at low P/Po indicates filling of the micropores (< 20 Å) in the material. The

linear portion of the curve represents multilayer adsorption of nitrogen on the surface,

and the concave upward portion of the curve represents filling of meso- (20-500 Å) and

macropores (> 500 Å). An entire isotherm is needed for one to calculate the pore size

distribution of the material.

Fig 2.8. Picture of BET equipment used to obtain surface area and pore distribution information

(image courtesy Multidisciplinary laboratory, Engineering Science program, National University

of Singapore).

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2.4.3 Optical property

The optical properties of the synthesized materials were studied using

spectroscopy technique and photoluminescence. The reagent solution was dip coated on

Si substrates and dried in air at 60 °C for 24 hr, before annealing in nitrogen ambience at

300-500 °C with heating rate of 1 °Cmin-1

for 30-60 min.

2.4.3.1 UV-visible spectroscopy

When radiation interacts with matter, a number of processes can occur like

reflection, scattering, absorbance, transmittance and fluorescence/phosphorescence.

When measuring UV-Visible spectra, we want only absorbance to occur. Since light is a

form of energy, absorption of light by matter causes the energy content of the molecules

(or atoms) to increase. In general, the total potential energy of a molecule can be

represented as the sum of its electronic, vibrational and rotational energies. The amount

of energy a molecule possesses in each form is not a continuum but a series of discrete

states. In some molecules, photons of UV and visible light have enough energy to cause

transitions between different electronic energy levels. The wavelength of light absorbed

is equal to the energy required to move an electron from a lower energy level to a higher

energy level.

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Fig 2.9. UV-Vis spectrophotometer (a) the equipment and (b) the sample stage for both solid and

powder samples ((image courtesy Multidisciplinary laboratory, Engineering Science program,

National University of Singapore).

When light passes through or is reflected from a sample, the amount of light

absorbed is the difference between the incident radiation (Io) and the transmitted radiation

(I). The amount of light absorbed is expressed as either transmittance or absorbance, and

they are defined as follows:

oI

IT (2.2)

and TA log (2.3)

A spectrophotometer is an instrument to measure the absorbance of the sample as a

function of wavelength of the electromagnetic radiation (Fig 2.9). The key components

comprises of a tungsten-halogen or deuterium lamp to generate the radiation, a dispersion

device and a detector, which converts visible light into electrical signal. Experiments

were done on UV-1800 Shimadzu for this work.

(a) (b)

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2.4.3.2 Photoluminescence (PL)

If a semiconductor material is exposed to light, with photons of energy equal or

greater than the optical energy gap of the solid, the light is absorbed by exciting the

electrons from the valence to conduction extended states. This creates a hole in the

valence extended state. Thus, the absorption of every photon creates a pair of electron

and hole in a semiconductor. The Coulomb interaction existing between electrons and

holes gets activated as soon as they are excited [13]. Eventually, these excitations relax

and the electrons return to the ground state. Photoluminescence (PL) occurs when an

excited pair of charge carriers in a solid recombines radiatively [13]. This light can be

collected and analyzed to yield a wealth of information about the material. The

wavelength of the light provides information on transition energies, and the intensity is a

measure of the relative rate of radiative and non-radiative recombination [14]. The optical

transition energy obtained from PL analysis can be used to determine the key

specifications for optoelectronic devices, the color of LEDs and the wavelength of laser

diodes [14]. In this work, PL properties were measured using Accent Rapid

Photoluminescence Mapping (RPM 2000) with He-Cd laser at 325 nm and 1.8 mW. Four

key parameters define PL peaks: peak wavelength, peak intensity, full width at half

maximum (FWHM) and area of the peaks (integrated PL intensity). The PL peak

parameters are all excitation power dependent [14].

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2.4.4 Electrical property

Information regarding the electronic behavior of the synthesized materials was

obtained through performing current-voltage (I-V) and capacitance-voltage (C-V)

measurements on a probe station. Hall measurements were also carried out on

synthesized materials coated on a Si substrate.

2.4.4.1 Probe station

The probe station (Fig 2.10) is a setup with four probes to probe two terminal and

three terminal devices. I-V and C-V measurements were carried out on HP 4140B

semiconductor parameter analyzer and Agilent 4284A LCR analyzer, respectively. The

probe station uses MDV-CV system to minimize any possible environmental influences.

The measurements are taken with a 4-point probe measuring system or on a Tektronix

370A programmable curve tracer. The curve tracer is controlled by a computer to get the

portable data. Field effect transistors, diodes and contact resistance measurements are

typically done on this system. Important device characteristics, such as frequency

dispersion, flatband voltage, interface trap density and leakage current, can be extracted

from I-V and C-V curves. The metal-oxide-semiconductor (MOS) structure (area 7.8x10-3

cm2) was fabricated on TiO2 using SiO2 dielectric and Al electrode. The IV characteristic

was obtained using gold contacts on the film. For I-V measurements, the gate voltage is

swept from -3V to +3V and measured at 10 kHz. For C-V measurements, the MOS

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device on SiO2 substrate was used with aluminum (Al) as back contact. For Hall

measurements gold was evaporated on the edges of TiO2 film.

Fig 2.10. Image of 4-probe station (courtesy: Multidisciplinary laboratory, Engineering Science

program, National University of Singapore). The sample stage is in the center.

2.4.5 Photovoltaic device characterization

The assembled solar cells were tested for solar energy conversion efficiency and

incident photon-to-collected-electron conversion efficiency. The electron transport

properties and recombination effects in solar cells were studied by electrochemical

impedance spectroscopy. The cell performance is evaluated over a number of fixed days

at specific intervals to ascertain the stability of the device. After every evaluation, the

cells were stored in the desiccator cabinet at room temperature.

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2.4.5.1 Solar simulator

A Solar Simulation system also known as sun simulator reproduces full spectrum

light equal to natural sunlight. The ground level spectrum of natural sunlight is different

for various locations on earth. Sun's radiation must travel through the atmosphere before

reaching the earth and this distance changes as the day progresses, due to the changing

angle of the sun. With the sun is directly overhead, the radiation travels the shortest

distance through earth's atmosphere to reach the earth. The spectrum of this radiation is

referred to as "Air Mass 1 Direct" (AM1D). For standardization purposes sea level is

used as a standard reference site. The global radiation with the sun overhead is referred to

as "Air Mass 1 Global" (AM1G). The spectrum of sun's radiation in space does not pass

through any air mass hence it is referred to as “Air Mass 0” (AM0). Since solar radiation

reaching the earth's surface varies significantly with atmospheric condition, location, time

of the day, earth/sun distance, and solar activity, standard spectra have been developed to

provide a basis as the standardization of theoretical evaluation of the effects of solar

radiation. The most widely used standard spectra are those published by The Committee

Internationale d'Eclaraige (CIE), the world authority on radiometric and photometric

nomenclature and standards. The solar simulator consists of a light source and a power

supply. The light source has an ellipsoidal reflector that surrounds the lamp and collects

most of the lamp output. The radiation from the lamp is focused onto an optical integrator

that helps to produce a uniform diverging beam. The beam is diverted 90° by a mirror

onto a collimating lens. Special filters are placed between the mirror and the collimating

lens to shape the radiation spectra to match various air masses. The output is a uniform

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beam that closely matches the sun's radiation spectra for a given air mass. The power

supply unit provides constant electrical power to the xenon arc lamp. All of our systems

come with a standard closed loop light intensity controller. This helps in assuring stable

light intensity. In addition, the power supply unit houses control circuitry for several

control features. For this work, the photocurrent-voltage of the samples was measured

with AM1.5 solar simulator (Newport Inst., model 91160A) with an AM filter (81088A).

A 150 W Xe lamp was used as the light source. The photoelectrochemical performance

of the solar cells was measured at 25 °C with a source meter (Keithley 2420) and

Newport IV test station software. The light intensity corresponding to AM 1.5 (100

mWcm-2

) was calibrated using a standard silicon solar cell (Oriel, SRC-1000-TC). The

lamp provides uniform illumination in the area of 10 × 10 cm2.

Fig 2.11. Solar simulator (a) the equipment and (b) the sample stage covered with black box

(image courtesy Engineering design studio, Engineering Science program, National University of

Singapore).

(a) (b)

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2.4.5.2 Incident photon-to-current conversion efficiency (IPCE)

IPCE is the ratio of number of charge carriers collected by the solar cell to the

number of photons of a given energy shining on the solar cell. It relates to the response of

the solar cell to the various wavelengths in the spectrum. If all the photons of a certain

wavelength are absorbed and the resulting minority carriers are collected, the IPCE of

that particular wavelength has a value of one. IPCE ideally has a square shape, where the

efficiency value is fairly constant across the entire spectrum of wavelengths measured.

The reduced value of efficiency at any wavelength may be due to recombination effects

in the solar cell. In other words, IPCE can be viewed as the collection probability due to

the generation profile of a single wavelength, integrated over the device thickness and

normalized to the number of incident photons [15]. IPCE is also sometimes referred to as

quantum efficiency. IPCE spectra were measured at a spectral resolution of 5 nm using a

300 W xenon lamp and a grating monochromator equipped with order sorting filters

(Newport/Oriel). The incident photon flux was determined using a calibrated silicon

photodiode (Newport/Oriel). Photocurrents were measured using an auto ranging current

amplifier (Newport/Oriel). The control of the monochromator and recording of

photocurrent spectra were performed using the TRACQ Basic software (Newport).

2.4.5.3 Electrochemical impedance spectroscopy (EIS)

EIS is a recent tool in laboratories that is slowly making its way into the service

environment. It is also called AC Impedance Spectroscopy. The usefulness of this

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technique lies in the ability to distinguish the individual contributions of components

under investigation. For example, if the behavior of a coating on a metal when in salt

water is required, by the appropriate use of impedance spectroscopy, a value of resistance

and capacitance for the coating can be determined through modeling of the

electrochemical data. The EIS technique involves applying small sinusoidal potential

perturbations to an electrochemical system over a wide frequency range and measuring

the magnitude and phase of the resulting current. The modeling procedure uses electrical

circuits built from components, such as resistors and capacitors to represent behaviors of

the material under investigation [16]. Changes in the values for the individual

components indicate their behavior and performance. EIS is a non-destructive technique

and so can provide time dependent information about the ongoing processes. Here a small

sinusoidal voltage is placed on the sample over a wide frequency range 105-10

-3 Hz. The

controlling computer system measures the magnitude of the current induced by the

potential and in addition the phase angle between the potential and current maxima.

EIS for this work was recorded with a potentiostat PGSTAT 302N (Autolab, Eco

Chemie, The Netherlands) under an illumination of 100 mWcm−2

. The frequency range

was varied from 0.05 Hz to 100 KHz and magnitude of the alternating signal was 10 mV.

The conductivity of the electrolyte system was derived from the complex impedance

measurements. Fig 2.12 shows the transmission line model used to model a DSSC. This

model serves for the analysis of thin film electrodes. The model applies either to porous

electrodes or to diffusion in thin films. Here Rs describes the resistance of the quasi-solid

electrolyte, Rct and Cct describe the recombination resistance and the chemical

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capacitance of the DSSC, Dx1 relates to the interface of the photoelectrode and the

electrolyte and Ws encompass the finite Warburg impedance elements associated with the

diffusion of tri-iodide in the electrolyte. Rdiff is the diffusion resistance of the electrolyte.

Fig 2.12. Model used for EIS measurements for DSSC.

WRs Rct

Cct

Dx1 Ws

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References

[1] I. K. Ding, J. Melas-Kyriazi, N. L. Cevey-Ha, K. G. Chittibabu, S. M. Zakerruddin,

M. Grätzel and D.McGehee, Organic Elect. 11 (2010) 1217-1222.

[2] G. Z. Cao, Nanostructures & Nanomaterials: Synthesis, Properties & Application,

Imperial College Press (2004).

[3] Welcome to the World of Scanning Electron Microscopy, Iowa State University,

Materials Science & Engineering Dept. (2009). Webpage:

http://mse.iastate.edu/microscopy/college.html

[4] G. I. Goldstein, D. E. Newbury, P. Echlin, D. C. Joy, C. Fiori and E. Lifshin,

Scanning electron microscopy and x-ray microanalysis. New York: Plenum Press (1981)

[5] C. C. Lin, H. P. Chen and S. Y. Chen, Chemical Physics Lett. 404 (2005) 1-3.

[6] L. A. Bendersky and F. W. Gayle, J. Res. Natl. Stand. Technol. 106 (2001) 997-1012.

[7] C. T. K. -H. Stadtländer, Microscopy and Microanalysis 9 (2003) 269-271.

[8] B. E. Warren, X-ray Diffraction, Addison-Wesley Pub. Co. (1990).

[9] J. Chastain (Ed.), Handbook of X-Ray Photoelectron Spectroscopy. Minmesota:

Perkin-Elmer Corporation (1992).

[10] J. C. Vickerman, Surface Analysis-The Principal Techniques, John Wiley & Sons

(1997).

[11] H. Günzler and H. U Gremlich, IR Spectroscopy, Wiley-VC Pub. (2002).

[12] S. Brunauer, P. H. Emmett and E. Teller, J. Am. Chem. Soc. 60 (1938) 30.

[13] J. Singh and K. Shimakawa, Advances in Amorphous Semiconductor, Taylor &

Francis, London (2003) 96-98.

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[14] S. Wang, High Speed Photoluminescence Mapping a Vital Production Tool (Special

Feature Characterization), CompoundSemiconductor.net (2001).

[15] Source Webpage: http://en.wikipedia.org/wiki/Quantum_efficiency

[16] B. E. Conway, J. Bockris and R. E. White, Modern Aspects of Electrochemistry,

Kluwer Academic/Plenum Pub., New York, 32 (1999) 143-248.

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Chapter 3: Mesoporous Titanium Dioxide (TiO2) Film for

Liquid Dye-Sensitized Solar Cell (DSSC)

This chapter discusses the mesophase ordering and structuring of titanium dioxide

(TiO2) carried out to attain optimized pore morphology, high crystallinity, stable porous

framework and crack-free films. It is observed that the pore structure (quasi-hexagonal

and lamellar) can be controlled via the concentration of copolymer, resulting in two

different types of micellar packing. The calcination temperature is also controlled to

ensure a well-crystalline and stable porous framework. P25 nanoparticles are added in

mesoporous TiO2 film, which act as scattering centers and also function as active binders

to prevent formation of microcracks. Dye-sensitized solar cell (DSSC) made finally made

from different pastes and tested for efficiency.

3.1 Introduction

Grätzel and co-workers [1-4] reported the solar cells based on nanocrystalline TiO2,

which imitates the process of photosynthesis. Since then, DSSC has been attracting much

attention throughout the world. The metal oxide semiconductor is one of the main

components that strongly influence the light harvesting capability of the solar cell.

Among wide-band gap metal oxide electrodes, TiO2 has been the cynosure of all eyes

owing to its peculiar physical and chemical properties [5], although few studies have

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explored other oxides like ZnO [6-7], SnO2 [8], Nb2O5 [9] and CeO2 [10]. However, after

the demonstration of the hierarchically ordered uniform mesoporous TiO2 thin films by

D. Grosso [11], a new avenue of titanium dioxide applications is opened. Since then,

ordered porous films of TiO2 have been used in photocatalyst [12], water purification

[13], gas sensing [14] and photovoltaic devices [15].

It has already been shown that ordered mesoporous film of TiO2 could increase the

efficiency of photovoltaic devices. This comes from the benefits of increased surface

roughness, surface area and uniform porosity [16-18]. Well-ordered mesopores with good

degree of crystallinity provide high transparency and sufficient surface area for dye

absorption [19]. The challenge is, however, to achieve high degree of crystallinity and at

the same time preserve the order of the mesoporous structure. Although much work has

been carried out to solve this problem, there is still a scope to better understand the

mechanisms and parameters involved. Normally dip-coating/ spin-coating, and

precalcination procedures are reapeated many times to obtain thick TiO2 films [20-21].

Apart from being time consuming, the repetitive coating and sintering procedures lead to

the degradation of the film‟s mesostructure, eventually leading to cracks in the film [22].

Thus it is difficult to obtain a thick and crack free film. Films made up of smaller size

particles are used to obtain a high surface area. On the other hand, good light scattering

can be achieved either by employing larger nanoparticles or through additional scattering

layers in the TiO2 layer [23-25]. The usual consequence is that films, with high surface

area (small nanoparticles) exhibit poor light scattering while films with good light

scattering (big nanoparticles) end up with smaller surface areas for dye adsorption.

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This work reports the synthesis of well-organized and highly crystalline mesoporous

TiO2 film. Triblock copolymer (Pluronic P123) is used as the template and the process of

evaporation induced self-assembly (EISA) is carried out. Annealing time and temperature

are varied to optimize the films for solar cell application, and issue of microstructure

collapse is addressed. A good crystallinity film with continuous, ordered pores and

anatase phases is obtained when annealed at 430 °C for 15 min. The synthesized film is

crack free with TiO2 particle size in the range of 10-15 nm, thickness of about 150 nm

and pore diameter in the range of 8-10 nm. The pore structure can be controlled by the

concentration of copolymer, which results in two different types of micellar packing,

forming quasi-hexagonal pores and lamellar pores. The short-circuit photocurrent density

(Jsc) of the cell made from a mesoporous/P25 TiO2 film has a higher efficiency of ~6.5 %

compared to the other homogeneous films. A combination of factors, such as increased

surface area, introduction of light scattering particles and crystalline nature of the

mesoporous/P25 film, are the main factors leading to enhanced cell performance.

3.2 Experimental

3.2.1 Synthesis of mesoporous TiO2

All reagents and chemicals were of analytical grade and were used as received. For

synthesis, 1.2 g triblock copolymer HO(CH2CH2O)20(CH2CH(CH3)O)70(CH2CH2O)20OH

designated EO20PO70EO20 or Pluronic P123 was added slowly into 20 g ethanol. The

amount of Pluronic P123 was varied between 1.0 to 2.0 g to investigate its effect on the

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pore structure. Another solution was prepared by slowly adding 3.4 g of titanium

ethoxide into 0.3 ml concentrated HCl. The precursor solution was prepared by mixing

the two solutions under vigorous stirring for 2-3 h. The solution was then aged in a sealed

glass container at 13 °C for 2 days. Dip coating, based on solvent evaporation, was used

to prepare thin mesoporous films on Si(100) substrates. For DSSC application, the aged

solution was dried at room temperature to form a gel. The gel was converted into fine

paste using deionized (DI) water, and then spread on fluorine doped tin oxide (FTO)

glass (resistivity 15 Ω per square) by „doctor blade‟ technique. No binder was used in this

preparation. The films were allowed to dry in ambient conditions before heating at

various temperatures ranging between 350-550 °C for 30 min in air. The deposited films

on Si and FTO were also calcined at above temperature ranges with the heating rate of 1

°C min-1

in nitrogen ambience for 15-30 min to obtain mesoporous films. However, the

mesoporous TiO2 film on FTO was found to crack after heat treatment. Hence,

commercial TiO2 nanoparticles Degussa P25 (~30 nm in diameter) were added into the

mesoporous TiO2 gel at 5 % concentration by weight. Three types of thick films namely

the TiO2 nanoparticles, mesoporous and mesporous/P25 mixture were prepared on FTO

for DSSC applications. These films were calcined at 430 °C for 15 min.

3.3 Results and discussion

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3.3.1 Effect of polymer concentration

Mesoporous TiO2 is obtained through micellization by using polymers as

structure directing agents. The pore size and geometry (hexagonal, cubic or lamellar) are

determined by the structure of the polymer. Micelle formation is a process of force

balance and no strong bonding is involved. The balance of the force is disturbed by any

change in the solution (like pH, polymer concentration etc.), and usually results in the

change of micellar structure. Typical evolution of micelle structure is: spherical →

cylindrical → wormlike → liquid crystal. In general, polymer monomers segregate and

form micelles. Then, oxide precursors undergo hydrolysis and condensation around these

micelles. The initial micelles are spherical in shape and individually dispersed in the

solution. They change to a cylindrical shape due to the shift of force balance inside the

micelle, which happens with increased polymer concentration. Continued increase of

polymer concentration results in an ordered parallel hexagonal packing of cylindrical

micelles. At a higher concentration, lamellar micelles would form. Direct arrangement of

spherical micelles forms cubic structures, while hexagonal and tetragonal structures result

from direct assembly of cylindrical micelles.

It is essential to be able to tune and tailor specific mesoporous structures since

they determine the specific surface area and charge carrier transport path of the material.

Tuning of the pores is firstly carried out via the self-organisation of TiO2 nanoparticles,

which is directly related to the block copolymer P123 template (Fig 3.1). P123

amphiphilic triblock copolymer is a nonionic surfactant and the driving force for the

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micelle forming is the result of the hydrophilicity between the polyethylene oxide (PEO)

and polypropylene oxide (PPO) chains. Titanium dioxide hydrate has an affinity for

binding to the P123 unit, which then creates the self-assembled mesoporous structures.

The fabrication can be obtained following the evaporation induced self-assembly process

which is based on the evaporation of an organic solvent promoting self-assembly of the

surfactant and the simultaneous condensation of the inorganic oxide precursor. The aging

temperature is controlled to be as low as 13 °C to slow down the mesostructure formation

process. The long aging process promotes full framework condensation to effectively

allow self-assembly of nanostructures into ordered pores.

Fig 3.1. Schematic diagram showing the pore formation in TiO2 film.

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The pore morphology can be easily tuned with the appropriate amount of

copolymer. SEM images (Fig 3.2) are samples synthesized at different amounts of block

copolymer. In general, when 1.0 and 1.5 g of P123 were used, well-structured pores were

obtained (Fig 3.2a and b respectively). High magnification shows that the film has a high

density of quasi-hexagonal pores of ~10 nm in diameter. With an increase in copolymer

concentration to 2.0 g, stripes of lamellar pores are observed (Fig 3.2c). It is noted that

quasi-hexagonal pores transform to stripes of lamellar pores as the amount of copolymer

increased beyond a critical micelle concentration (CMC) to Ti ratio due to the occurrence

of copolymer micelles fusion or aggregation. It is noteworthy that the tuning of pore

structure with two different types of alignments is due to micellar packing; quasi-

hexagonal pores resulting from the close-packed spherical micelles and stripes of aligned

pores resulting from the close-packed cylindrical micelles [26].

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Fig 3.2. SEM images of different pore morphologies obtained by varying copolymer

concentration (a and b) quasi-hexagonal and (c) lamellar pores.

3.3.2 Effect of calcination temperature

Apart from good control of the well-structured pores, one is also concerned with

the crystallinity quality and stability of the porous framework. A high degree of

crystallinity is necessary for efficient photovoltaic operation, which requires calcination

at elevated temperatures. These temperatures are much higher than the degradation

100 nm

100 nm

100 nm

(a)

(b)

(c)

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96

temperature of polymer P123. During annealing of the film, the oxidation of polymer

P123 takes place, which results in degradation of the hydrophilic chains, and eventually

forms pores. It has been shown that at lower temperatures, cleavage of C-O bond takes

place, while at higher temperatures C-C cleavage and dehydration become favorable

leading to pore formation [27]. However, it is known that upon calcination at elevated

temperatures, the ordering of mesoporous matrix collapses, due to the thermal diffusion

of TiO2 species. Therefore, optimization is required to synthesize ordered film with high

crystallinity.

In order to observe changes in pore ordering and crystallinity, films are synthesized at

various temperatures and then analyzed under TEM. Fig 3.3 shows TEM images of the

mesoporous TiO2 films synthesized at three different temperatures. The film grown at

300 °C for 15 min shows ordered pores (Fig 3.3a) with diffused diffraction rings in

SAED pattern indicating that the film is amorphous in nature (inset Fig 3.3a). However,

upon calcination at 550 °C for 15 min, the ordered matrix of the pores collapsed (Fig

3.3b) but much sharper diffraction rings can be observed (inset Fig 3.3b). The diffraction

ring pattern indicates that the film calcined at 550 °C is polycrystalline in nature. The

first few rings indexed for this film represent (101) and (004) planes. Hence, as the

temperature is increased from 300 to 550 °C, degree of crystallinity is improved while

ordering collapses. Fig 3.3c shows TiO2 film synthesized at 430 °C for 15 min. This film

prepared under optimized conditions shows ordered porous mesostructure with good

crystallinity. The mesoporous film prepared at optimal conditions is thermally stable and

has a well-organized microstructure. The average pore size estimated from TEM for this

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film is about 9 nm. The film morphologies are also investigated by SEM, as shown in Fig

3.4.

Fig 3.3. HRTEM images and corresponding SAED patterns of mesoporous TiO2 after annealing

at (a) 300 °, (b) 550 ° and (c) 430 °C for 15 min.

(101)

(004)

20 nm 20 nm 20 nm

(b)(a) (c)

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Fig 3.4. SEM images of mesoporous TiO2 films obtained after calcination at (a) 300 ° (b) 430 °

and (c) 500 °C for 15 min.

The pore size and pore volume are adjustable to a certain extent simply by

varying concentration of the templating compounds. Low-resolution TEM images (Fig

3.5a and b) of films calcined at 430 °C for 15 min are shown with short range ordering of

pores. Lattice fringes of (101) plane of TiO2 anatase phase are revealed (Fig 3.5c), with

an inter-planar spacing, d value of ~0.36 nm. The electron diffraction pattern (inset Fig

3.5c) displays the Debye-Scherrer rings of anatase TiO2. Diffraction rings are indexed as

(101) and (004), which suggest the formation of crystalline anatase TiO2 film with fine

(a)

(b)

(c)

100 nm

100 nm

100 nm

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grains. However, upon calcination at 500 °C (Fig 3.5d) the ordered matrix of the pores

collapses or rather coalescences. As the temperature increases from 350 to 550 °C, the

degree of crystallinity is observed to improve while the ordering of the mesoporous

structure deteriorates. From the TEM results, the collapse of the quasi-hexagonal pores

and the aggregation of TiO2 nanoparticles are observed for the mesoporous film which

has been calcined at 550 °C. Thus, calcination temperature of 430 °C is optimized to

achieve high crystallinity without compromising the stability of the pores framework. All

the characterization techniques discussed henceforth, are on mesoporous TiO2 films

obtained by calcination at 430 °C for 15 min.

Fig 3.5. TEM images of mesoporous TiO2 films annealed at 430 C (a and b) low and (c) high

resolution and (d) TEM image of film annealed at 500 C. Inset shows the selected electron

diffraction pattern of the film annealed at 430 C.

50 nm

50 nm100 nm

10 nm

(a) (b)

(d)(c)

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Fig 3.6 shows the wide angle XRD pattern of the mesoporous TiO2 film after

calcination at 430 °C, which confirms the formation of crystalline oxide and well

organized structured film. The XRD pattern obtained clearly shows well-resolved, sharp

peaks of anatase phase with peaks at 2θ = 25.6, 38.1, 48.03 and 54.05° (JCPDS no. 21-

1272). The crystallinity and planes of the film revealed by the XRD pattern are consistent

with the SAED results.

Fig 3.6. Wide angle XRD pattern obtained from mesoporous TiO2 film after calcination at 430 °C

for 15 min.

Effective removal of the organic template is verified by XPS technique. The XPS

spectra for Ti of as-prepared sample show two peaks for Ti2p3/2 at 457 and 458.7 eV (Fig

3.7a), implying two different chemical environments for Ti ions. The binding energy of

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457 eV corresponds to the formation of Ti2O3 [28], while 458.8 eV signifies TiO2. Fig

3.7b shows the Ti2p spectra for annealed film with binding energy for Ti2p3/2 at 458.2

eV, while for Ti2p1/2 at 463.6 eV, indicating the formation of anatase TiO2 [29]. The

Ti2O3 at 457 eV is not observed in the annealed film (Fig 3.7b), since it is fully converted

to TiO2 upon annealing. Fig 3.7c shows O1s for the as-prepared sample, fitted with three

peaks. Binding energy of 529.5 eV signifies Ti-O in TiO2 and 531 eV corresponds to

hydroxyl groups (–OH) and physiosorbed water. The peak at 532.7 eV corresponds to C-

O bonds [30]. The large hydroxyl content is attributed to the nature of the mesoporous

surface, which reacts rapidly with moisture to form hydroxylated surface as a means of

producing better neutralization of charge, following Pauling‟s rule of electro-neutrality

[31]. Also, the defective sites on the TiO2 film surfaces are supposed to be good

adsorbents for water molecules [32]. The binding energy corresponding to the C-O

bonds disappears upon the thermal treatment of the film (Fig 3.7d) due to removal of

organic content.

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Fig 3.7. XPS spectra of Ti2p for (a) as-synthesized film, (b) film calcined at 430 °C and of O1s

for (c) as-synthesized film and (d) film calcined at 430 °C.

The FTIR spectra obtained for both as-synthesized and annealed films are shown

in Fig 3.8a. The almost disappearance of C–O stretching band between 1025-1250 cm-1

is

used to determine the presence of surfactant (P123) before and after ethanol extraction

and calcination at 430 °C. For as-synthesized film before annealing, the symmetrical and

asymmetrical –CH2 stretching occurred at 2877 and 2969 cm-1

along with a sharp peak at

around 1081 cm-1

, due to incomplete condensation. These peaks are reduced after heating

the film. Strong transmittance observed at 1714 and 3300 cm-1

arises from vibrations of -

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CH3 and C-H bonds. These peaks are also reduced after calcinations, as the organic

species present in the film degrade. To understand the thermal properties of the fabricated

porous TiO2 film and to determine the change in weight loss, thermal analysis is carried

out. TiO2 films showed substantial weight loss during 100-150 °C (Fig 3.8b) when

polymer P123 decomposed. Evaporation of volatile species, like water, ethanol and HCl,

has taken place at temperatures lower than 150 °C. Between 300-450 °C, remaining

residual organic matter is removed. The as-synthesized film revealed total weight loss of

63 %.

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Fig 3.8. (a) FTIR spectra of (i) as synthesized and (ii) after calcination at 430 °C and (b) TGA

plot for the mesoporous TiO2 film containing P123 amphiphilic triblock copolymer.

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3.3.3 Electrical and optical characterization

I-V characteristics are obtained using gold contacts on the film (Fig 3.9a).

Synthesized TiO2 film is photosensitive, giving higher current density under illumination

with UV lamp at a wavelength of 254 nm. Photoexcitation leads to a higher reverse

current, due to the generation of charge carriers. The TiO2 film shows a small current

value even at zero bias voltage. It can also be seen that under reverse bias, the magnitude

of the current is lower than that during forward bias, indicating that holes are the minority

carriers. For C-V measurements, the MOS device on SiO2 substrate is used with

aluminum (Al) as back contact. Fig 3.9b shows the hysteresis curve obtained for the film

at 1000 KHz, concurs with the ideal C-V curve for n-type substrate with Al contacts. This

confirms that mesoporous TiO2 film is indeed n-type. The area under the hysteresis

signifies the amount of traps and defects present in the dielectric film. These defects

primarily arise from oxygen vacancies in TiO2 [33].

For Hall measurements, gold is evaporated on the edges of TiO2 film. Hall

coefficient is determined to be approximately -0.03 m2C

-1. The number of conducting

electrons is computed to be 20.8x1019

m-2

with a sheet resistivity of 17.77 ohm per

square. The negative Hall coefficient confirmed that the synthesized TiO2 film is indeed

n-type, which is consistent with I-V and C-V results. Even though these results match

with those published in literature [34], it should be noted that the values obtained should

be treated as an estimation, to illustrate the relative values rather than the absolute values.

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Fig 3.9. (a) I-V curves and (b) C-V hysteresis for mesoporous TiO2 film.

The TiO2 solution is dip coated on FTO glass and calcined at 430 °C for 15

min for UV-vis measurements. The average transmittance is found to be about 90 % in

the visible region (Fig 3.10). Since visible light constitutes 50 % of the solar energy

reaching the surface, if the film is used as photoanode, 90 % transmittance would allow

the entire incident light to be absorbed by the dye.

0

2

4

6

8

10

12

14

-2.5 -1.5 -0.5 0.5 1.5 2.5

Cu

rre

nt

(mA

)

Voltage (V)

In Dark

Under Light

0

1

2

3

4

5

6

7

8

9

-2 -1 0 1 2

Cap

acit

ance

(F)

Voltage (V)

(a)

(b)

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107

Fig 3.10. UV-Vis transmittance spectrum for mesoporous TiO2 film.

3.3.4 Effect of scattering centers on DSSC performance

After the optimization of pores structures and calcination temperatures, thick TiO2

pastes are prepared on FTO glass by doctor blade technique. Steps pertaining to DSSC

fabrication are described in chapter 2 under section 2.2. To have a better dye absorption,

TiO2 films of approximately 10 µm thickness are prepared. However, thick mesoporous

TiO2 films (Fig 3.11a) are observed to crack, leading to a poor film quality. The

mesoporous TiO2 film shows numerous cracks of about tens to hundreds of micrometer in

length across the whole surface. Though the film shows numerous microcracks, ordered

quasi-hexagonal pores can still be observed at high magnification (Fig 3.11b). The

cracking issue is caused by the stress induced during the film shrinkage due to the

decomposition of triblock copolymer and subsequent crystallization of the film,

especially prominent with thicker films [22]. Subsequently, TiO2 nanoparticles of ~30 nm

0

10

20

30

40

50

60

70

80

90

100

250 300 350 400 450 500 550 600 650 700

Tran

smis

sio

n (%

)

Wavelength (nm)

UV Visible

Page 130: Agarwala Shweta Ece

108

diameter are added to mesoporous TiO2, essentially functioning as an active binder

(“glue”) to strongly bind the mesoporous TiO2 matrix to circumvent delamination and

cracking issues. The top and cross-sectional SEM views of mesoporous/P25 mixture film

are shown (Fig 3.11 c and d). The mesoporous/P25 film is uniform as well as crack-free

and shows no delamination from the FTO substrate.

Three types of thick films namely the TiO2 nanoparticles, mesoporous and

mesporous/P25 mixture are prepared. Fig 3.12 shows the XRD patterns of all the calcined

samples. All the samples show formation of crystalline TiO2 phase in the films. XRD

pattern clearly shows well-resolved and sharp peaks of anatase phase for mesoporous

TiO2 film. The crystallinity and planes of this mesoporous film are consistent with SAED

results as discussed earlier. It is noted that high degree of crystallinity is necessary for

efficient photovoltaic operation. Rutile phase of TiO2 has been reported to exhibit lower

efficiency than anatase phase [35]. This is due to the close packed structure of rutile

phase, which leads to lower surface area [36]. Moreover, electron transport is relatively

faster in anatase phase than in rutile phase, as anatase phase has higher conduction-band

edge energy [37]. Hence, anatase is the preferred phase for efficient functioning of

DSSC. Thus it is important to analyze the ratios of anatase and rutile phases present in

each sample by taking the ratio of the area under the two most intense peaks of the

anatase IA (101) and rutile IR (110) diffraction peaks [38].

Page 131: Agarwala Shweta Ece

109

Fig 3.11. SEM images of (a) low and (b) high magnification mesoporous TiO2 films. SEM

images of (c) top and (d) cross sectional views of mesoporous/P25 film.

TiO2 nanoparticle spectra show the composition of both anatase (~80%) and

rutile phase (~20%), while mesoporous TiO2 has pure anatase phase. On the other hand,

the mesoporous/P25 film shows predominantly anatase phase (~87%) and small amount

of rutile phase (~13%). The approximate crystallite sizes of the samples are calculated

using Scherrer‟s formula [39] as follows:

(3.1)

where t is thickness of crystallite, k constant dependent on the shape of the crystallite, λ

x-ray wavelength, B full width at half maxima (FWHM) and θ Bragg angle. The values

(b)

100 nm

(d)

5 µm

50 µm

(a)

(c)

50 µmFTO

TiO2

B B cos

k t

Page 132: Agarwala Shweta Ece

110

are summarized in Table 3.1. The calculated crystallite sizes of the TiO2 nanoparticles,

TiO2 mesoporous and mesoporous/P25 films are 29, 10 and 15 nm, respectively.

Fig 3.12. XRD patterns of nanoparticles, mesoporous and mesoporous/P25 mixture TiO2 films.

„A‟ represents the anatase and „R‟ the rutile phase of TiO2.

Table 3.1 summarizes various parameters obtained from BET characterization for

the three samples. The specific surface area of mesoporous TiO2 is found to be 189 m2g

-1,

which is about 3.4 times higher than the surface area of TiO2 nanoparticles (56 m2g

-1).

The addition of TiO2 nanoparticles to mesoporous matrix does not change the surface

area significantly (180 m2g

-1). A high surface area is desired for a good amount of dye to

be chemisorbed [40]. The particle size D is given by the following equation:

20 30 40 50 60

Inte

nsi

ty (

a.u

.)

2θ (Degree)

P25 Nanoparticles

Mesoporous TiO₂

Mesoporous/P25

A

A

A

A

A

A

AR R RR

R

Page 133: Agarwala Shweta Ece

111

D= 6000/ [SBET . ρ] (3.2)

where SBET is the BET specific surface area and ρ the density of the TiO2 (4.2 gml-1

). The

average particle size is estimated by assuming that particles are of similar density as well

as similar spherical shape and size, thus contributing to some extent towards inaccuracies

especially for the mesoporous/P25 sample. The particle size obtained by the BET method

shows similar trend as the crystallite size calculated from the Scherrer‟s formula, though

large discrepancies of the crystallite size data are expected.

Fig 3.13 reveals Nitrogen (N2) adsorption-desorption isotherms for all the

samples. The mesoporous TiO2 and mesoporous/P25 mixture samples exhibit type IV

nitrogen isotherm while the TiO2 nanoparticles exhibits a type III isotherm. Type III

isotherm has adsorption and desorption branches of isotherm that coincide, since no

adsorption-desorption hysteresis is displayed, indicating a non-porous material. On the

other hand, adsorption on mesoporous and mesoporous/P25 TiO2 samples proceeds via

multilayer adsorption followed by capillary condensation (Type IV isotherm). The

adsorption process is initially similar to those of macroporous solids, but at higher

pressures the amount adsorbed rises steeply due to the capillary condensation in

mesopores. Capillary condensation and evaporation do not take place at the same

pressure, thus leading to the formation of hysteresis loops. The isotherm of mesoporous

TiO2 exhibits hysteresis loop type H1, which represents materials with cylindrical pore

geometry and high degree of pore size uniformity [41]. The isotherm of mesoporous/P25

seems to be an intermediate between Type H1 and H3. H3 hysteresis loop does not level

off at relative pressures close to the saturation vapor pressure. It signifies material

Page 134: Agarwala Shweta Ece

112

comprises of aggregates (loose assemblages) of mesoporous particles [41]. This implies

that after mixing nanoparticles into the TiO2 mesoporous, it does not lose its

mesoporosity. Monolayer adsorption for the mesoporous TiO2 is completed at a relative

pressure of 0.4. However, the monolayer adsorption for mesoporous/P25 is not completed

until it reaches a relative pressure of 0.6. This indicates that mesoporous TiO2 possesses

much smaller pore sizes than the mesoporous/P25 sample. The pores in mesoporous TiO2

originate from the previously occupied block copolymer micelles space. The removal of

the triblock copolymer template leads to the formation of pores with narrow size

distribution (~8-10 nm). For mesoporous/P25 sample, the larger pores ~16 nm (Table

3.1) are presumably formed by the aggregation of small mesoporous TiO2 particles with

larger TiO2 nanoparticles when calcined at 450 °C. Larger pores are expected to have

better electrolyte/dye wetting and filling, which prevents charge from building up in the

dye layer which escalates charge recombination process.

Page 135: Agarwala Shweta Ece

113

Fig 3.13. Nitrogen adsorption-desorption spectra of nanoparticles, mesoporous and

mesoporous/P25 films.

Table 3.1. Physical properties of nanoparticles, mesoporous and mesoporous/P25 TiO2 films

Sample Anatase

%

Rutile

%

Crystallite

size

(nm)

Particle

size

(nm)

Surface

Area

(m2g

-1)

Pore

size

(nm)

Dye

Adsorbed

(molecm-3

)

P25 80 20 29 25.5 56 12 6.1 x 10-7

Mesoporous

TiO2

100 0 10 7.5 189 9 4.7 x 10-7

Mesoporous

/P25

88 12 15 8.0 180 16 1.5 x 10-6

0

20

40

60

80

100

120

140

160

180

200

0 0.2 0.4 0.6 0.8 1

Vo

lum

e S

TP (

cc/g

)

Relative Pressure (P/PO)

P25 Nanoparticles

Mesoporous TiO₂

Mesoporous/P25

Page 136: Agarwala Shweta Ece

114

The adsorption of the N719 dye-molecules in the three TiO2 films (same

thickness) is compared before the cell construction. The amount of dye loaded in each

sample is obtained by desorbing the samples into 0.02 M NaOH in 2 ml ethanol. All the

samples are 2 cm x 2 cm in size with a thickness of approximately 10 µm. Fig 3.14a

shows the UV-Vis absorption spectra of the dye loaded samples. All Ruthenium-based

dyes exhibit ligand-centered charge transfer (LCCT) transitions (π-π*) as well as metal-

to-ligand charge transfer (MLCT) transitions (4d-π*). N719 dye shows the absorption

maximum at wavelengths corresponding to 380 and 518 nm. The distinct peaks seen

around wavelengths 372 and 509 nm for the TiO2 nanoparticles, mesoporous and

mesoporous/P25 films are attributed to the MLCT transfer absorption band of the N719

dye. A small shift (~10 nm) is observed in the MLCT peaks of the dye loaded samples as

compared to the peaks of N719 the dye alone. This is due to the interactions of dye

molecules with TiO2. The dye loading capability of each sample is shown in Table 3.1.

The results show the high dye absorbance of the mesoporous/P25 film as compared to the

other two homogeneous (TiO2 nanoparticles and mesoporous) samples. This may be

attributed to the presence of relatively larger pores, which are expected to have better dye

wetting and loading.

Light scattering properties of the TiO2 films are investigated and shown in Fig

3.14b. The incident light, which is reflected back into the cell results in enhanced

absorption in the cell. It can be observed that the mesoporous/P25 film exhibits an

improved reflectance over the mesoporous TiO2 film, although the nanoparticles film

shows the highest reflectance properties. This suggests that the addition of larger

Page 137: Agarwala Shweta Ece

115

nanoparticles promotes light scattering, which contributes to an increase in the diffuse

reflection component in the spectrum. It can also be seen that the mesoporous/P25 films

possess good reflectance characteristics both in the short and long wavelength region

ranging from 350-800 nm, unlike mesoporous film, which has a slight dip in reflectance

in region from 400 to 600 nm. From the reflectance spectra, it is apparent that there is an

improvement ~30 % in the reflectance (visible light range) due to the contribution of

larger particles and rough surfaces of the mesoporous/P25 film.

Fig 3.14. Optical properties of nanoparticles, mesoporous and mesoporous/P25 films: (a) UV-Vis

absorption of dye loaded samples and (b) diffused reflectance spectra.

(a)

(b)

325 375 425 475 525 575 625

Ab

sorb

ance

Wavelength (nm)

P25 Nanoparticles

Mesoporous TiO₂

Mesoporous/P25

0

10

20

30

40

50

60

300 400 500 600 700 800

Ref

lect

ance

(%)

Wavelength (nm)

P25 Nanoparticles

Mesoporous TiO₂

Mesoporous/P25

Page 138: Agarwala Shweta Ece

116

Fig 3.15a displays the photocurrent density-voltage characteristics of the cells

made from different films under simulated irradiation (global AM 1.5. 100 mWcm2). The

device fabrication procedure is described in detail in chapter 2 under section 2.2. Table

3.2 shows the summary of their photovoltaic properties. The active area of the electrodes

is 0.5 cm x 0.5 cm. The low efficiency of the mesoporous film (<1 %) is due to the

presence of microcracks, which leads to poor adhesion to the photoanode. As can be

seen, Jsc of the mesoporous/P25 film is about 1.6 and 7.2 times higher than homogeneous

TiO2 nanoparticles and mesoporous DSSC respectively. The results suggest better charge

injection and transportation of photoexcited electrons in the DSSC made from

mesoporous/P25 film. The increase in the open circuit voltage (Voc) and the fill factor

(FF) of the DSSC mesoporous/P25 film indicates the suppression of the charge

recombination process at the TiO2/electrolyte interface. Hence, mesoporous/P25 DSSC

gives a higher efficiency of 6.46 % than the other DSSC (TiO2 nanoparticles and

mesoporous) films. It is well known that the IPCE of a DSSC is a combined result of the

light harvesting efficiency, electron-transfer yield and electron collecting efficiency in the

external circuit.

Fig 3.15b shows the IPCE spectra obtained for the three DSSC structures. The

absolute IPCE for mesoporous/P25 DSSC is significantly higher than the other two

DSSC over the entire wavelength region. Adding large particles of Degussa P25

influences the electrical contact between the TiO2 nanoparticles and also increases the

light harvesting capability of the entire cell, thus increasing the electron yield of the

DSSC. This result is in good agreement with the high short-circuit photocurrent density

Page 139: Agarwala Shweta Ece

117

observed in the solar cell. The increase in efficiency may be attributed to four main

factors. Firstly, the mesoporous/P25 TiO2 film is crystalline and predominantly anatase

phase which helps in better electron transport. Secondly, the high surface area of

mesoporous/P25 film helps in better dye adsorption. Thirdly, addition of larger TiO2

nanoparticles of size ~30nm helps in better light scattering and formation of bigger pores.

Lastly, mesoporous structure of hybrid film helps in rapid and efficient interfacial

electron transfer between TiO2 and redox active species of the electrolyte [5].

Fig 3.15. Performance of DSSC made from nanoparticles, mesoporous and mesoporous/P25

films: (a) Current density–voltage and (b) IPCE curves.

0

2

4

6

8

10

12

0 0.2 0.4 0.6 0.8

Ph

oto

curr

ent

De

nsi

ty (

mA

.cm

-2)

Photovoltage (V)

P25 Nanoparticles

Mesoporous TiO₂

Mesoporous/P25

0

10

20

30

40

50

60

70

400 450 500 550 600 650 700

IPC

E (%

)

Wavelength (nm)

P25 Nanoparticles

Mesoporous TiO₂

Mesoporous/P25

(a)

(b)

Page 140: Agarwala Shweta Ece

118

Table 3.2. Photovoltaic characteristics for different films measured under illumination with AM

1.5 simulated sunlight.

3.4 Conclusions

Systematic tuning of pores structures has been demonstrated via the concentration of

copolymer, which results in two different types of micellar packing. Also the calcination

temperature is optimized to be 430 C as it results in well-crystalline and stable porous

framework. The synthesized mesoporous TiO2 film shows poor adhesion to FTO

substrate, leading to microcracks formation. This issue is addressed by adding

nanoparticles into mesoporous film. The nanoparticles essentially function as active

binders for the mesoporous film. The resultant film has dominant anatase phase, high

surface area, big pore diameter and high diffuse reflectance properties. The photocurrent

density of the DSSC made from hybrid TiO2 film is 1.6 and 7.2 times higher. The overall

current conversion efficiency of 6.46 % is achieved for DSSC made from

mesoporous/P25 mixture film. Enhanced photovoltaic performance is a result of uniform

DSSC Voc

(V)

Jsc

(mAcm-2

)

FF

(%)

Efficiency

(%)

Nanoparticle 0.77 7.60 67.9 4.08

Mesoporous 0.77 1.84 63.0 0.90

Mesoporous/P25 0.77 12.02 70.1 6.46

Page 141: Agarwala Shweta Ece

119

crack free film, better dye loading and improved light harvesting capability of the

modified film. The mesoporous/P25 film with integrated nanoparticles scattering centers

and mesoporous structure has resolved conflicting factors of providing large surface areas

as well as strong light scattering for high efficiency DSSC.

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120

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Chapter 4: Titanium Dioxide (TiO2) Nanotubes for Liquid

Dye-Sensitized Solar Cell (DSSC)

3D nanoparticles in the mesoporous TiO2 film exhibit high surface area but suffer

from low diffusion coefficient, which limits the conversion efficiency of DSSC. 1D

nanostructures provide directional mobility and enhance the diffusion coefficient. This

chapter concentrates on the fabrication of highly ordered titanium dioxide (TiO2)

nanotubes on Ti foil using electrochemical anodization technique. The anodization

voltage and duration have been systematically varied to obtain nanotubes of varying

diameters and lengths, which are then used in DSSC.

4.1 Introduction

Ever since Desilvestro et al. [1] reported the absorption of Ru-based complex on

TiO2 electrode, a new road for solar energy conversion has been opened. Later on Grätzel

and co-workers [2-4] extended this concept to make a DSSC. For a high conversion

efficiency of DSSC, both reaction kinetics and thermodynamics of the cell are crucial.

The rate constant for the electron injection from conduction band of semiconductor has to

be faster than the de-excitation of the dye [5]. Also, the regeneration time for the dye has

to be fast to avoid depletion effects [6]. DSSC made with nanoparticle morphology

suffers from low electron transport time constants, like electron diffusion coefficients [7-

Page 146: Agarwala Shweta Ece

124

8]. The reason is the transport of electron via trapping and de-trapping mechanism in the

semiconductor, leading to electron recombination via defects, surface states and grain

boundaries. To overcome this problem research has now been focused on utilizing one-

dimensional (1D) nanostructures for the DSSC.

1D nanostructures are expected to significantly improve the electron transport due

to directional electron mobility and decreased intercrystalline contacts. Accelerated

electron transport and lower recombination are expected, as electron motion is not limited

by the random walk inside the semiconductor. Among 1D nanostructures, nanotubes are

especially researched. Sol-gel and hydrothermal synthesis are the most common routes to

synthesize them [9-10]. The nanotubes produced, however, lack in 1D orientation and

good crystallinity. This hinders the unidirectional electron flow that is expected along the

length of the tube. Therefore, synthesis of vertically aligned nanotubes by anodization in

an appropriate electrolyte has been significant. Zwilling [11] and co-workers firstly

introduced the process of anodization of Ti and Ti alloys in chromic acid-HF mixture.

Electrochemical anodization also has the versatility to grow TiO2 nanotube arrays on any

Ti substrate independent of its geometry.

In this work, vertically oriented TiO2 nanotube arrays with controllable diameter

and length were synthesized on a Ti foil. Due to the high performance [12-13], ease of

preparation and availability of materials, ethylene glycol (EG) based electrolyte is chosen

for anodization. The nanotubes are investigated for their potential applications in liquid

DSSC. Variation in the length and diameter of the nanotube arrays has been demonstrated

Page 147: Agarwala Shweta Ece

125

to critically influence the solar conversion efficiency of the DSSC. It is demonstrated that

even with low surface area morphology, high DSSC efficiency can be achieved if

directional transport with less grain boundaries is available for electrons to transport.

4.2 Experimental

4.2.1 Anodization of Ti foil

The electrochemical electrolyte was prepared by adding 0.25 wt % of ammonium

fluoride (NH4F) and 1 vol % of distilled water into ethylene glycol (C2H6O2, EG). The

mixture was used in the anodization after aging for 24 h. 2.0 mm thick Ti foil was

sonicated with isopropyl alcohol, methanol, and ethanol and finally dried under nitrogen

stream to serve as anode. The cathode was prepared by sputtering 280 nm thick platinum

layer on a glass slide. Both anode and cathode were separated by approximately 3 cm in a

beaker and supported by retort stand to a programmable DC power supply. Applying

varying voltages for 2 h with 10 V intervals grew the nanotubes. Finally, the grown TiO2

nanotubes were annealed at 450 °C for 30 min at a ramp rate of 5 °C/min in Carbolite

CWF1200 burn-off furnace. Nanotube grown Ti foil is used as the working electrode for

fabricating DSSC, as described in section 2.2 under chapter 2. The Ti foils were reused

after each experiment by polishing with 600-grade silicon carbide paper for first 10 min

and 800-grade silicon carbide paper for another 10 min. This polishing process is to

achieve a smooth surface for nanotubes to grow without the formation of disordered top

layers of nanotubes (“nanograss”).

Page 148: Agarwala Shweta Ece

126

4.3 Results and discussion

4.3.1 Effect of anodization voltage

Anodization of Ti foil is carried under different voltages for 2 h using the EG

electrolyte. Below 20 V, no growth of nanotubes is observed. When anodization is

carried out at 20 V, nanotubes of ~30 nm diameter are formed, but the growth is not

uniform (Fig 4.1a). The nanotubes are not fully formed and broken tops can be observed.

Also the tube length varies across the sample indicating that the anodization is not

consistent throughout the foil. Fig 4.1b, c and d show the FESEM images of the TiO2

nanotube array at 30, 40 and 50 V, respectively. It can be seen that the diameter of

nanotubes increases as the anodization voltage increases. When the anodization voltage

reaches 50 V, the inter-tube spacing broadens and leads to formation of larger diameter

tubes. The increased spacing between the tubes is not good for fabricating DSSC, as the

electrolyte seeps through and leads to short-circuit. Fig 4.2a shows the top view of the

nanotubes grown by anodization at 60 V for 2 h. The TiO2 nanotubes in the array have

similar length (~14 μm), internal diameter (~180 nm) and wall thickness (~10 nm). The

tubes are uniform and compact as revealed by the tilted view of FESEM (Fig 4.2b). Such

a compact packing of the arrays can reduce the contact between Ti foil and electrolyte,

which is considered vital to suppress the dark current in the DSSC [14]. Fig 4.2c reveals

that the TiO2 nanotubes grow vertical to the Ti foil, featuring highly parallel 1D

nanostructures.

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127

Fig 4.1. SEM images of TiO2 nantubes grown for 2 h at different voltages of (a) 20, (b) 30, (c) 40

and (d) 50 V.

Despite the substantial changes in the nanotube diameter, it is noteworthy that the

overall nanotube architecture is retained over the entire anodization voltage range. Fig

4.3a displays the trend of nanotube growth with the anodization voltage. Nanotube

diameters seem to obey power law dependence from 30-60 V. TiO2 nanotubes are well

aligned and no change is the alignment is observed when the applied voltage is varied.

Also the nanotubes produced using higher anodization voltages are much straighter and

have rough surface. This may be ascribed to the slower chemical dissolution rate of the

anodic reaction, which leads to formation of straight-line tubes in stable sites. The lower

anodization voltages produce nanotubes by fast chemical dissolution process, which leads

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128

to smother tube surface because there is insufficient time for the nanotubes to grow on

stable sites of Ti foil. Fig 4.3a and b show a bunch of closely packed nanotubes annealed

at 450 °C for 30 min. The inset of Fig 4.3a reveals that the exterior walls are relatively

smooth and continuous. The dark areas may result from either varying crystalline density

or due to overlap of nanotubes. The broken edges of the nanotubes arise during the

sample preparation for TEM measurements. The selected area electron diffraction

(SAED) pattern of the calcined nanotubes (inset of Fig 4.3b) shows polycrystalline

structure composed of anatase basic units with phase of (101).

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129

Fig 4.2. SEM images of TiO2 nanotubes grown at 60 V for 2 h (a) top, (b) tilted and (c) cross-

sectional view.

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130

Fig 4.3. (a) Graph showing variation of TiO2 nanotube diameter and length with anodization

voltage. (b) and (c) TEM images of an nanotubes.

The crystal structure is also confirmed by XRD analysis (Fig 4.4). The as-

prepared TiO2 nanotube arrays are commonly amorphous after anodization. The XRD

pattern shown indicates that calcined nanotubes are crystalline and composed of pure

anatase TiO2 phase (JCPDS file no. 21-1272). Good crystallinity is required for smooth

electron flow in the nanotubes for an efficient DSSC. Annealing TiO2 nanotubes at 450

°C does not lead to single crystalline material but forms very large grains. These grain

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sizes are considerably larger than those observed for Grätzel nanoparticles and therefore

higher electron mobility can be expected for nanotubes.

Fig 4.4. XRD spectrum of TiO2 nanotubes showing the anatase composition.

The top and bottom morphologies of the nanotubes are investigated to understand

the growth mechanism of the tubes. Tiny pits are observed on the bottom oxide surface,

which are created due to localized dissolution of the Ti metal (Fig 4.5a). This happens

when the growth of the oxide at the Ti/TiO2 interface becomes equal to the rate of

dissolution of the Ti foil. The rate of chemical dissolution is determined by the fluoride

concentration in the electrolyte. Small voids are formed, which cause the tube to space

out, and distinct tube walls to form. The chemical etching during the growth makes the

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tubes walls thinner at the top than at the bottom. Under severe cases, the upper part of the

nanotubes may become so thin that the tube upper parts may collapse completely.

Formation of „nanograss‟ on tube tops is a common problem encountered when TiO2

nanotubes are grown for extended periods of time (Fig 4.5b and c). This feature is

believed to originate due to inhomogeneous etching of the tube top, which leads to the

thinning of the tube walls. The grass on the tube tops poses a problem for dye adsorption

and hence affects the electron transport through the nanotubes. Ti foil is polished prior to

anodization to get rid of the grass [15]. A protective layer is formed over the top surface

of the Ti foil which delays the chemical attack on the tubes.

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Fig 4.5. SEM images of (a) bottom surface, (b) top surface with nanograss and (c) top view of

TiO2 nanotubes grown on Ti foil.

Since the Ti Foil is opaque to light and constitutes both the photoanode as well as

electrode, the DSSC has to be illuminated from the counter electrode side. Hence, it is

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called back illumination. As a result, light has to pass through the Pt-coated FTO, which

cuts down the amount of light reaching the dye molecules. It is, therefore, advisable to

use a thinner layer of Pt in these cells. In this work the counter electrode is coated with 2

nm Pt layer. In addition, the light has to pass through the electrolyte as well, which

further reduces the amount of light that reaches the dye. These two factors can adversely

affect the overall efficiency of the cell.

4.3.2 Growth mechanism of TiO2 nanotubes

The electrochemical anodization is a process in which a layer of oxide is created

over a metal surface (fig 4.6). The metal being anodized (titanium foil) is connected to

the anode of a DC power supply and an inert metal (Platinum sputtered on glass) is

connected to the cathode. The two electrodes are immersed in an electrolyte, which

consists of EG, NH4F and H2O. When the DC power is turned on, electrons flow from the

Pt to the Ti foil. Growth of the nanotubes can be described as selective etching and is a

competition between several electrochemical and chemical reactions listed below.

Anodix oxide layer formation on Ti foil can be described as:

Ti + 2H2O → TiO2 + 4H+ + 4e

- (4.1)

Afterwards, chemical dissolution of TiO2 as soluable fluoride complex takes place.

TiO2 + 6F-+ 4H

+ → [TiF6]

2- + 2H2O (4.2)

Direct complexation of Ti4+

ions migrating through the film also happens.

Ti4+

+ 6F- → [TiF6]

2- (4.3)

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135

Fig 4.6. Anodization setup for the growth process of TiO2 nanotubes.

When the DC power supply is switched on, the voltage across the anode and the

cathode induces an electric field. Firstly an oxide layer is formed, leading to decay in

current due to the reduction of electroconductivity of the layer. However, the oxide layer

that has formed resists the current flow. After the oxide layer is formed, the Ti4+

metal

ions migrate from the Ti foil to the electrolyte. The migration happens under the

influence of an electric field, caused by the applied voltage. Next, a field-assisted

dissolution of TiO2 takes place at the Ti/electrolyte interface [16-17]. Due to the

roughness of the barrier layer, different parts of the film have different film thickness L1

and L2 (fig 4.7). Such non-uniformity results in an uneven distribution of electric field

with the film, causing faster ion migration in the thinner areas. This effect can be

particularly pronounced due to the high mobility of the fluoride ions. The difference in

ion transport results in difference in local current density, leading to difference in local

dissolution rates. During this stage, the surface is activated and pores start to grow. This

is accompanied by rise in the current due to an increase in available surface area. Afetr

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sometime, many pores have been initiated and a tree-like growth takes place. The

individual pores start interfering with each other and competing for the available current.

This leads to re-distribution of local current density, resulting in equal sharing of current

between pores and accompanied by the self-assembly of the pores. The current passing

through the electrode is stabilized and steady-state growth of nanotubes occurs. The

overall rate of the whole process in steady-state phase is limited by the diffision of

fluoride ions inside the channel from the bulk solution to the growing nanotubes and

transport of [TiF6]2-

in the opposite direction. Both field-assisted dissolution and chemical

dissolution of the oxide layer occur during this process, but the field-assisted process

dominates in the initial stages of the anodization [18]. This is due to the stronger electric

field across the initially thin oxide layer. The length of the nanotube stops increasing

when the rate of chemical dissolution at the top of the tube equals to the rate of oxide

formation and inward movement of the Ti/TiO2 interface at the base of the tube.

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137

Fig 4.7. Schematic for the growth process of TiO2 nanotubes.

In aqueous solution electrolytes at constant potential, most metals give rise to

current-time curves with an exponential decay shape. This shape correspondes to the

passivation of the electrode surface which, results from a barrier layer formation of low

conductivity. However, addition of fluoride ions results in an initial exponential decay of

current followed by an increase in current and later quasi-steady state level. Fig 4.8 plots

the curve of current density, with respect to time in the initial anodization state. The

steady state growth of nanotubes starts from stage “A”, as marked in the Fig 4.8.

Considerable current fluctuations could arise from the suppressed heat transfer around the

electrodes in ethylene glycol solution. As seen from the graph, the anodization starts with

a relatively high current density. This is because there is no barrier layer present to inhibit

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138

the current flow. However, the current decreases sharply due to the formation of the

oxide layer. The initial oxide layer persists only for a few seconds at the beginning and

thereafter the formation of oxide bundle occurs. Thus, the drop in the current is both due

to the formation of compact oxide layer and the formation of oxide bundles on the

surface, after which the bundles begin to disperse into the electrolyte. As the anodization

proceeds, the conductivity of the electrolyte increases causing the applied anodization

potential to shift away from the electrolyte towards the oxide layer. With a larger electric

field across the oxide layer, the oxide starts to form more rapidly, thus causing the current

density to rise to a maximum value, which is represented by the peak around 500 s. The

current then begins to drop to a rate of oxide formation, which is determined by the rate

of field-assisted oxide growth, field-assisted dissolution and chemical etching.

Fig 4.8 Current-time graph of the anodization process for the growth of TiO2 nanotubes.

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139

4.3.3 Effect of anodization voltage on DSSC performance

The effect of anodization voltage on the physical features of TiO2 nanotubes is

studied. The voltage applied during anodization is varied from 20-60 V, keeping duration

constant to 2 h, to obtain an optimized morphology for the DSSC photoanode. Fig 4.9

shows the J-V curves for the DSSC assembled with different photoanodes. The

parameters of the DSSC are summarized in Table 4.1. It can be observed that as the tube

diameter increases the conversion efficiency of the DSSC increases. As discussed earlier

with a low anodization voltage, the nanotube growth is not uniform, which leads to low

solar conversion efficiency. With the application of higher voltages (50-60 V) the

nanotubes are longer, bigger in diameter and more uniform. Due to their aspect ratio the

nanotubes are expected to have a low surface area compared to nanoparticle morphology.

The length of the nanotubes can be tuned from 2 to 14 μm by simply increasing the

anodization voltage from 20 to 60 V, accompanied with increased internal diameter from

30 to 180 nm. The fill factor (FF) and conversion efficiency first decreases and then

gradually rises with the anodization voltage. The initial decrease in FF may be due to a

thicker barrier layer that forms at higher voltages, thus increasing the series resistance of

the DSSC. The Voc is slightly lower for 20 and 40 V nanotubes. The lower Voc may be

scribed to the higher series resistance and higher number of recombination centers

present for the tubes. Consistent with reported literature, the internal quantum efficiency

of the DSSC increases with the tube length [19-21]. The important point to note is that

even though nanotubes have low surface area, they still show a decent efficiency. This

efficiency comes from directional electron transport in the nanotubes. The nanotubes

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140

grown at 60 V for 2 h shows the best solar conversion efficiency and are used to

incorporate Ag nanoparticles.

Fig 4.9. J-V curve for the DSSC made with TiO2 nanotubes grown at different anodization

voltages.

0

2

4

6

8

10

12

0 0.2 0.4 0.6 0.8

Ph

oto

curr

en

t D

en

sity

(m

A.c

m-2

)

Photovoltage (V)

20 V

30 V

40 V

50 V

60 V

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141

Table 4.1. Photovoltaic characteristic of TiO2 nanotubes grown at different anodization voltages.

Anodization

Voltage

(V)

Tube

Diameter

(nm)

DSSC

Efficiency

(%)

Fill

factor

(%)

Jsc

(mAcm-2

)

Voc

(V)

20 30.0 0.2 64.4 0.6 0.50

30 40.0 1.0 53.8 3.0 0.62

40 60.0 2.3 58.0 7.0 0.58

50 100.0 3.7 58.6 9.7 0.63

60 180.0 4.5 68.2 10.6 0.62

4.3.4 Effect of anodization duration on DSSC performance

The anodization duration is also varied to ascertain its effect on DSSC

performance. The anodization voltage was kept constant at 60 V for this experiment. As

anodization duration increases, the length of TiO2 nanotubes increases almost linearly

until 2 h. There is a sharper increase in tube length between 1 and 2 h, which corresponds

to the relatively larger current densities during the initial growth process. Overall

conversion efficiency increases with the length of TiO2 nanotubes up to 14 μm. Any

further increase in tube length results in a decrease in conversion efficiency (fig 4.10). As

the length of the nanotubes increases, the electron diffusion length becomes shorter and

more defects are introduced in the tube morphology, thus hindering the electron transport.

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142

Also, longer tubes give poorer efficiency as they start to loose stability and break mid-

way. Thus the optimized TiO2 nanotube has an approximatel length of 14 μm. The DSSC

performance parameters for the nanotubes grown at different anodization time intervals

are summarized in Table 4.2.

Fig 4.10. J-V curve for the DSSC made with TiO2 nanotubes grown for different anodization

time.

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143

Table 4.2. Photovoltaic characteristic of TiO2 nanotubes grown for different anodization duration.

Anodization

Duration

(h)

Tube

Length

(μm)

DSSC

Efficiency

(%)

Fill

factor

(%)

Jsc

(mAcm-2

)

Voc

(V)

0.5 4.5 0.3 49.0 1.0 0.62

1.0 8.0 1.7 65.2 3.7 0.70

2.0 14.0 4.5 68.2 10.6 0.62

3.0 20.0 3.0 60.0 7.6 0.65

4.0 9.0 1.1 55.0 3.4 0.60

4.4 Conclusions

The aim of this work is to demonstrate the effect of directional mobility in 1D

nanostructures. Such morphology leads to high efficiency DSSC even when the surface

area is low. High efficiency DSSC using TiO2 nanotubes have been demonstrated in this

work. TiO2 nanotubes are optimized by varying electrochemical anodization conditions

(e.g. voltage and duration). It is found that the performance of the solar cells strongly

depends on the morphology and structure of the nanotubes. DSSC with an overall

conversion efficiency of 4.5 % are obtained due to the optimization of the nanotubes.

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References:

[1] J. Desilvestro, M. Grätzel, L. Kavan and J. Moser, J. Am. Chem. Soc. 107 (1985)

2988-2990.

[2] B. O‟Regan and M. Grätzel, Nature 353 (1991) 737-740.

[3] M. Grätzel, Nature 414 (2001) 338-344.

[4] M. K. Nazeerudin, F. D. Angelis, S. Fantacci, A. Selloni, G. Viscardi, P. Liska, S. Ito,

B. Takerv and M. Grätzel, J. Am. Chem. Soc 127 (2005) 16835-16847.

[5] M. Grätzel, Inorg. Chem. 44 (2005) 6841-6851.

[6] S. E. Koops, B. O‟Regan, P. R. F. Barnes and J. R. Durrant, J. Am. Chem. Soc. 131

(2009) 4808-4818.

[7] J. Nelson, Phys. Rev. B Condens. Matter Mater. Phys. 59 (1999) 15374-15380.

[8] J. Bisquert, Phys. Rev. Lett. 91 (2003) 010602.

[9] G. R. Patzke, F. Krumeich and R. Nesper, Angew. Chem. Int. Ed. 41 (2002) 2446-

2461.

[10] D. V. Bavykin, J. M. Freidrich and F. C. Walsh, Adv. Mater. 18 (2006) 2807-2824.

[11] V. Zwilling, E. Darque-Ceretti, A. Boutry-Forveilli, D. David, M. Y. Perrin and M.

Aucouturier, Surf. Interface Anal. 27 (1999) 629-637.

[12] M. Paulose, K. Shankar, S. Yoriya, H. E. Prakasam, O. K. Varghese, G. K. Mor, T.

A. Latempa, A. Fitzgerald and C. A. Grimes, J Phys. Chem. B 110 (2006) 16179-16184.

[13] H. E. Prakasam, K. Shankar, M. Paulose and C. A. Grimes, J. Phys. Chem. C 111

(2007) 7235-7241.

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[14] S. Ito, P. Liska, P. Comte, R. Charvet. P. Péchy, U. Bach. L. Schmidt-Mende, S. M.

Zakeeruddin, A. Kay, M. K. Nazeeruddin and M. Grätzel, Chem. Commun. 34 (2005)

4351-4353.

[15] D. Kim, A. Ghicov and P. Schmuki, Electrochem. Commun. 10 (2008) 1835-1838.

[16] V. P. Parkhutik and V. I. Shershulsky, J. Phys. D: Appl. Phys. 25 (1992) 1258-1263.

[17] D. D. Macdonald, J. Electrochem. Soc. 140 (1993) L27-L30.

[18] B. J. Hwang and J. R. Hwang, J. Appl. Electrochem. 23 (1993) 1056–1062.

[19] D. Kim, A. Ghicov and P. Schmuki, Electrochem. Commun. 10 (2008) 1835-1838.

[20] A. Ghicov, S. Albu, R. Hahn, D. Kim, T. Stergiopolous, J. Kunze, C. A. Schiller, P.

Falaras and P. Schmuki, Chem. Asian J. 4 (2009) 520-525.

[21] K. Zhu, N. R. Neale, A. Miedaner and A. J. Frank, Nano Lett. 7 (2009) 69-74.

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Chapter 5: Iron Oxide (Fe2O3) Nanoflowers for Liquid Dye-

sensitized Solar Cell (DSSC)

Three-dimensional (3D) nanoparticles in mesoporous TiO2 film exhibit good

optical transparency and large surface area but have weakness of small diffusion

coefficient. In order to overcome these limitations, one-dimensional (1D) nanotubes are

introduced. However, nanotubes have the drawback of low surface area. Hybrid

nanostructures are combination of 3D and 1D morphologies and have recently emerged

as a promising candidate for DSSC, as they can combine good dye adsorption with better

electron transport properties. A lot of research on nanomaterials has been carried out in

the recent years. Currently there is lack of research on such nanostructures which have

efficient electron transport and high surface area. This chapter discusses on developing

hybrid α-Fe2O3 flowerlike morphology, which exhibit both superior electron transport

and high surface area. Due to its simplicity, the synthesis process can be easily

reproduced and scaled up. In-depth studies on dye-sensitized solar cell (DSSC) are

carried out so as to gain understanding on the effect of morphological variation on

surface area and transport properties. Furthermore, the hybrid α-Fe2O3 nanostructures are

studied as potential candidates for DSSC for the first time.

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5.1. Introduction

Metal oxides are topic of intense research due to their potential use in the

development of electronic devices. Many exciting properties emerge when the spatial

dimensions of these materials are reduced to nanoscale. Hence, over the years a large

number of metal oxides with complex structures have been successfully synthesized [1-

5]. Among these much attention has been focused on hematite (-Fe2O3) nanostructures

because of their various applications [6-11]. It is an abundant, stable and environmental

friendly n-type semiconductor with a band gap of 2.2 eV, sufficient to utilize ~ 40 % of

the sunlight. Alpha iron oxide (hematite) is the most frequently occurring polymorph

with a rhombohedral-hexagonal structure. The hematite lattice is composed of alternating

iron bi-layers with oxygen layers in parallel to (001) basal plane. Various shapes and

dimensions of -Fe2O3 nanostructures are available such as nano-wires [12], nanorod

[13], nanotubes [14], hollow fibers

[15], nanorings

[16] and cubes

[17]. The performance

of -Fe2O3 is strictly influenced by its morphology, size and porosity. Jain et al. [18]

reported that the electrochemical properties of nanocrystalline -Fe2O3 are dramatically

superior to those of microscale -Fe2O3. Yu et. al. [19] reported enhanced visible light

photocatalytic activity for hollow spheres of -Fe2O3. Apart from chemical vapor

deposition and template-assisted methods, solution based methods for the preparation of

-Fe2O3 nanostructures is gaining widespread popularity due to ease of fabrication and

economic reasons. However, self-assembly synthesis of different -Fe2O3 morphologies

still remains a great challenge.

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Three-dimensional (3D) nanoparticles have been extensively employed in DSSC

due to combination of optical transparency and large surface area. However, nanoparticle

based DSSC have the primary weakness of small diffusion coefficient (D). The electron

transport phenomenon in DSSC is a combination of trapping and de-trapping

mechanisms, which is highly dependent on the Fermi level. A typical DSSC made with

TiO2 nanoparticles [20] shows D of the order of 10

-4 cm

2s

-1. In order to overcome the

apparent limitation of nanoparticles, one-dimensional nanorods and nanotubes are

introduced [21-22]. The appreciable increase in diffusion coefficient of nanorods and

nanotubes comes from increased diffusion length (L), thus benefitting the charge

separation and transport. Compared to 3D nanoparticles, nanorod morphology lacks in

surface area, significantly decreasing the photocurrent density and therefore limiting the

conversion efficiency [21]. Hybrid nanostructures have recently emerged as a promising

candidate for DSSC, as they can combine good dye adsorption with better electron

transport properties. Achieving high dye adsorption is possible on a 3D spherical surface,

while presence of 1D nanostructures can direct the electron transport. Hybrid

combination of TiO2 nanowires with P25 nanoparticles in DSSC achieved 6.01 % solar

conversion efficiency, which is 60 % higher than DSSC based on only TiO2 nanowires

[23]. 7.12 % conversion efficiency is recorded when TiO2 nanorods (~20 nm diameter)

are used in conjunction with P25 nanoparticles [24]. The efficiency of ZnO based DSSC

is also improved using hybrid structures [25].

In this work, hybrid α-Fe2O3 flower-like morphology is synthesized to achieve

high surface area with high diffusion coefficient for better electron transport. A simple

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149

and reproducible solution route is used to synthesize the nanostructures. Abundance of

Fe2O3 in nature and economical solution based method make this work very attractive for

fabricating cheap devices. The performance of devices is investigated for different

morphologies of α-Fe2O3 nanostructures, through chracterization of microstructure,

electronic and optical properties. The possibility of using -Fe2O3 as a new electrode

material for dye sensitized solar cells is explored for the first time. To the best of our

knowledge the photovoltaic properties of Fe2O3 in DSSC have not been reported so far.

The performance of the devices is evaluated based on the surface area, grain boundaries

and diffusion coefficients characteristics. The findings on probing the effect of hybrid

nanostructures on various properties are of great importance to surface dominated

applications.

5.2. Experimental

5.2.1 Synthesis of α-Fe2O3 nanoflowers

In a typical experiment, 2 mmol iron chloride (FeCl3.6H2O) and 2 mmol sodium

sulfate (Na2SO4) are added into 40 mL deionized water and stirred until totally dissolved.

The solution is heated in autoclave at 120 °C for 6 h and then cooled to room

temperature. The products are collected by centrifugation and washed with de-ionized

(DI) water and absolute ethanol several times and later dried in air at 60 °C for 12 h. The

as-prepared FeOOH powder is annealed in air at 400 °C for 2 h at a ramping rate of 1

°Cmin-1

to convert to Fe2O3. Various samples with different amounts of iron chloride

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150

hexahydrate ranging from 0.04 to 1 mM are prepared. The powders are converted to fine

paste using DI water and poly(ethylene glycol) (PEG) for DSSC. The process of

fabricating DSSC is described in detail in section 2.2 under chapter 2.

5.3. Results and discussion

5.3.1 Characterization of α-Fe2O3

Fig 5.1 depicts the top view SEM images of 0.04 mM sample with a flower like

morphology. The film is composed of bundle of nanoflowers (Fig 5.1a). The morphology

is almost spherical in shape and uniform throughout the sample (Fig 5.1b). At high

magnification, it can be seen that the film is an interconnected network of large petal like

structures originating from the core (Fig 5.1c). The average diameter is about 1 m with a

petal thickness of about 50 nm. A closer observation reveals that few of the nanoflowers

are hollow (Fig 5.1d). Other researchers have also reported such hollow structures among

other morphologies [26, 27-28]. Dissolution of the core in the reacting solution is

postulated to be one of the possibilities. However, the exact mechanism of formation was

unclear. The 0.04 mM sample is calcined in air at 400 C for 2 h. Calcination does not

change the overall morphology of the nanoflowers (Fig 5.1e and f). The size and texture

of the nano-flowers remains almost the same, as confirmed by SEM. The TEM images of

nanoflowers (Fig 5.2a and b) clearly depict closely packed petals, which agree with the

SEM images. The petals of the nanoflower are straight and have relatively uniform

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thickness (Fig 5.2c). However, TEM image of the petals reveal that some of them may

have been disjointed or misaligned during the process of calcination (Fig 5.2d).

Fig 5.1. FESEM images at (a), (b) low magnification and (c), (d) high magnification of

nanoflower of -FeOOH. (e) and (f) -Fe2O3 nano-flowers after calcination at 400 C.

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Fig 5.2. TEM images of (a), (b) nanoflowers and (c), (d) petal like structures originating

from nanoflowers.

A high resolution TEM (HRTEM) image taken from as prepared -FeOOH

sample is shown in fig 5.3a and b. The lattice fringes are visible with a spacing of 0.25

nm and 0.34 nm corresponding to (211) and (130) planes of -FeOOH respectively. The

corresponding SAED pattern (Fig 5.3c) of as prepared sample is not very sharp,

representing almost amorphous nature of the nanoflowers. Upon calcination, the lattice

fringe spacing being determined is 0.25 nm (Fig 5.3e), corresponding to the (110) lattice

plane of -Fe2O3. The nanoflowers are polycrystalline as seen in SAED data (Fig 5.3f).

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Fig 5.3. (a) TEM, (b) HRTEM and (c) SAED pattern of as-obtained -FeOOH nanoflowers. (d)

TEM, (e) HRTEM and (f) SAED pattern of - Fe2O3 nanoflowers after calcination at 400 C for

2 h.

The ferric solution processed at 120 C does not yield hematite phase directly.

The XRD analysis (Fig 5.4a) identifies the phase of the product to be goethite (α-

FeOOH) [JCPDS No: 29-0713] and akaganeite (β-FeOOH) [JCPDS No: 34-1266]. Hence

the final phase of the 0.04 mM un-annealed sample is composed of a mixture of - and β-

FeOOH. The nanoflowers seem to be polycrystalline in nature before calcination. The

crystallite size of the sample is calculated using Scherrer‟s formula [29], and is calculated

to be approximately 0.9 m, and close to value estimated by SEM. A phase change

occurs on calcination at 400 C of the goethite structures, as detected by XRD (Fig 5.4b).

All peaks are indexed to rhombohedral phase of hematite [JCPDS No: 89-2810]. The

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strong and sharp peaks indicate that calcined Fe2O3 powder is highly crystalline. The

crystallite size of the calcined nanoflowers is estimated to be 0.6 m. The results agree

well with the SAED data.

Fig 5.4. XRD pattern of (a) as-obtained -FeOOH and (b) -Fe2O3 nanoflowers.

α-Fe2O3 is an extrinsic semiconductor with an indirect band gap of 2.2 eV, but a

direct band gap has also been reported [30-31]. UV-Vis measurements were employed to

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deduce the band gap of α-Fe2O3 films. The films prepared of α-Fe2O3 are red-brown and

semi-transparent. The thickness is measured to be approximately 1.5 μm. The onset of

absorption is revealed around 2 eV in the UV-Vis absorption spectrum of Fig 5.5a. The

transmittance spectrum of the film is shown in Fig 5.5b. The average transmittance is

found to be about 55 % in the visible region. However, still Fe2O3 is chosen for DSSC as

it is cheap, easily available and chemically stable. The nature and onset of the electronic

transitions can be estimated using the following equation.

mhAh g0 E (5.1)

where α is the absorption coefficient, hν the photon energy and Eg the band gap energy.

Ao and m are constants and depend on the type of electronic transition, where m takes the

value of ½ for direct and 2 for indirect band gap transitions. To establish the type of

band-to-band transition in the α-Fe2O3 samples, the absorption data is fitted to eq. 1 for

both indirect and direct band gap transitions. Fig 5.5c shows the (αhν)1/2

versus photon

energy plot for an indirect transition and Fig 5.5d shows the (αhν)2 versus photon energy

for a direct transition. The approximate value of the band gap Eg was calculated by

extrapolating photon energy to αhν = 0. The extrapolation yields an Eg value of 2.18 eV

for indirect and Eg = 3.46 eV for direct transition. The estimated values are similar to the

ones reported in literature [31-32]. The indirect band gap allows absorption in UV and

blue part of visible light region, which gives α-Fe2O3 its reddish-brown color. For direct

band gap semiconductors, electronic transition from the valence band to the conduction

band is electrical dipole allowed. The electronic absorption as well as emission are

usually strong for such semiconductors. For indirect band gap semiconductors, the

valence band to the conduction band electronic transition is electrical dipole forbidden

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156

and the transition is phonon assisted, i.e., both energy and momentum of the electron–

hole pair are changed in the transition. Both their absorption and emission are weaker

compared to those of direct band gap semiconductors, since they involve a change in

momentum. Hence a direct band gap transition would result in a more efficient

absorption of solar energy and therefore much better photovoltaic devices. This might be

the research direction for use of α-Fe2O3 as an efficient photovoltaic material.

Fig. 5.5 (a) Absorption and (b) Transmission spectra of 0.04 mM sample, (c) Plot of

(αh)1/2

versus photon energy for indirect transition and (d) Plot of (αh)2 versus photon energy

for indirect transition.

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157

Time dependent experiments were carried out to understand the growth

mechanism of the -FeOOH nanoflowers. The samples were collected from reacting

solution mixture at different time intervals during the growth process are observed under

SEM. Fig 5.6a shows the growth obtained after 30 min with 0.04 mM of FeCl3.

Aggregates of solids can be clearly observed. With increased reaction time to 1 h, more

growth of particles can be seen (Fig 5.6b). The average particle size as estimated from

SEM is approximately 100 nm. For the growth time of 2 and 3 h, the particles increase in

size (~400 nm) and tend to agglomerate together (Fig 5.6c and d). Assembly of 3D

structures can be observed when the reaction time reaches 4 h (Fig 5.6e). However, at this

time the structures are of varying shapes and sizes. At 6 h reaction time almost spherical

nanoflower morphology can be obtained (Fig 5.6f). Authors have also carried out TEM

analysis on the time dependent experiments to further investigate the growth mechanism

(Fig 5.7). On the basis of the time dependent experiments, the α-Fe2O3 nanoflowers are

grown via aggregation of nanoparticles followed by nucleation and growth of

nanoneedles. In the initial stage, primary α-FeOOH nanoparticles are formed through the

hydrolyzation of Fe3+

, which serve as the nuclei in the growth process. In the work

reported, the presence of Na2SO4 is believed to play a crucial role for the formation of the

unique self-assembled structures. It is well known that the aggregation process involves

the formation of larger nanoparticles by reducing the interfacial energy of the smaller

particles. However, the interaction between unprotected building units is generally not

competent to form stable and uniform microstructures [32]. The presence of Na2SO4

provides the necessary strong surface protection to form flower-like structures [32]. The

sulphate ions serve as ligand to Fe3+

, and may adsorb on the facets parallel to the c-axis

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158

of -FeOOH nuclei [33]. The nanoneedle gradually evolved into 3D flower-like

superstructures through oriented attachment to reduce the surface energy. It is speculated

that the flower like structures form because bidentate (Fe-O-SO2-O-Fe) type structures

which are formed between the nanoneedles [33].

Fig 5.6. FESEM images of the products obtained after growth at 120 C for (a) 0.5 h, (b) 1

h, (c) 2 h, (d) 3 h, (e) 4 h and (f) 6 h.

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159

Fig 5.7 TEM images for samples prepared at 120 C for different reaction time: (a) 0.5 h, (b) 1 h,

(c) 4 h and (d) 6 h.

5.3.2 Effect of varying FeCl3 concentration

The effect of FeCl3 dosage on the final morphology of the product is investigated.

Amount of Na2SO4, DI water and other experimental conditions are kept constant. The

reaction mixture for growing nanoflowers contains Fe3+

ions from ferric chloride and

SO42-

ions from sodium sulphate. The ratio of these ions in solution determines the

reaction rate and hence the final morphology. Fig 5.8a is the SEM image of the product

obtained with 0.12 mM FeCl3 as the dosage. 0.12 mM dosage yields almost spherical

nanoflower like morphology. However, no hollow structures could be observed as with

0.04 mM concentration. On the contrary, the nanoflowers have a solid core as revealed

by the SEM image of a broken nanoflower (Fig 5.8b). The nanoflower morphology is

conserved until the concentration of FeCl3 reaches 0.4 mM (Fig 5.8c and d). When the

concentration is increased to 0.8 mM (higher concentration of Fe3+

ions), the spherical

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160

shape of the nanoflower starts to give way (Fig 5.8e). The nanoflowers are no longer

spherical and nanorods are disoriented (Fig 5.8f). Also the nanorods grow longer and

wider. When the Fe3+

ions are further increased in the reacting solution (1 mM), the

flower like morphology is completely absent (Fig 5.8g). The final product at 1 mM is

composed of needle like palates, which tend to originate from the center (Fig 5.8h). The

needles are sparse and wider in size. The change in morphology with dosage of FeCl3 is

also confirmed by TEM. The spherical nanoflower morphology at 0.12 mM

concentration and disoriented nanorod formation at 1 mM is clearly visible in TEM

images (Fig 5.9). With increasing FeCl3 concentration nanorods seem to grow in size. For

0.12 mM solution the range of length and width of petals is 0.8-1 μm and 50-70 nm

respectively. The petal shaped structures grow 1.5 μm in length and 90-130 nm in width

when the concentration reaches 1 mM. TEM imaging brings out the difference in nanorod

dimension for 0.12 and 1 mM samples (Fig 5.9).

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161

Fig 5.8. SEM images of samples with various FeCl3 concentrations: (a, b) 0.04 mM, (c, d) 0.12

mM, (e, f) 0.4 mM and (g, h) 1 mM.

Zeng et al. [34] previously studied the effect of SO42-

ions concentration on the

morphology of the product. They observed that with low SO42-

ion concentration, urchin-

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162

like morphology is obtained, but with higher SO42-

concentration, the reaction rate

becomes faster and only nanoparticles are formed. It is well established that a prerequisite

for obtaining controlled 3D growth is due to the separation of nucleation and growth

process. This separation is absent when the amount of SO42-

ions increases in the

solution. Combining the knowledge from the two studies (Zeng et al. and this work), it

can be safely inferred that if the amount of Fe3+

ions is higher, the reaction speed tends to

slow down, thus leading to oriented 3D growth. Hence, spherical nanoflower morphology

is obtained. If the amount of Fe3+

ions is increased (as for 0.8 and 1 mM samples),

needle-like petals are formed. At this concentration, there is no clear boundary separating

the nucleation and growth process. The aggregation of nanoparticles may be absent,

leading to core-less structures with only petals growing in all directions (Fig 5.8h).

Table 5.1 summarizes the various parameters obtained from BET characterization

for the different α-Fe2O3 samples. The specific surface area of the sample made from

0.04 mM FeCl3 is found to be the highest (~109 m2g

-1). As the FeCl3 concentration is

increased in the reacting solution, the surface area tends to decrease. This could be due to

formation of large and compact structures leading to a reduction of surface to volume

ratio. A high surface area is desired for a good amount of dye to be chemisorbed for

DSSC [35]. BJH analysis shows that there is not much change in the pore size. However,

pore volume shows a drastic decrease as the FeCl3 concentration is increased. For 0.04

mM sample with nanoflower morphology the pore volume is the highest (~0.27 ccg-1

),

but it decreases to 0.05 ccg-1

for 1 mM sample, with the disordered array of petal shaped

structures. As discussed earlier, core formation is absent for 1 mM sample. The

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163

decreasing pore volume corresponds to decreasing core size of the nanoflowers with

increasing FeCl3 dosage. This tends to indicate that the core of the nanoflowers is porous

in nature. The core of the nanoflowers may be composed of aggregates of smaller

particles contributing towards the pore volume. This also explains the high surface area

for the 0.04 mM sample. Fig 5.9 reveals N2 adsorption-desorption isotherms for all the

samples. The 0.04 and 0.12 mM products exhibit type IV nitrogen isotherm while 0.4 and

1 mM samples exhibit type III isotherm. Type III isotherm has adsorption and desorption

branches of isotherm that coincide, since no adsorption-desorption hysteresis is

displayed, indicating a non-porous material. On the other hand, adsorption on 0.04 and

0.12 mM samples proceeds via multilayer adsorption followed by capillary condensation

(Type IV isotherm). The adsorption process is initially similar for both these samples, but

at higher pressures the amount adsorbed rises for the 0.04 mM morphology due to the

capillary condensation in pores. Capillary condensation and evaporation do not take place

at the same pressure, thus leading to the formation of hysteresis loop in the range of 0.6-

1.0 P/Po. Monolayer adsorption for the sample containing 0.04 mM FeCl3 is completed at

a relative pressure of 0.61. However, the monolayer adsorption for 0.12 mM sample is

not completed until it reaches a relative pressure of 0.65. This indicates that 0.04 mM

possesses slightly smaller pore size than 0.12 mM sample.

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164

Table 5.1. BET results for different samples of α-Fe2O3.

Sample Surface Area

(m2g

-1)

Pore size

(nm)

Pore Volume

(ccg-1

)

0.04 mM 109 25 0.27

0.12 mM 75 30 0.15

0.4 mM 59 34 0.08

0.8 mM 55 29 0.07

1 mM 30 25 0.05

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165

Fig 5.9. Nitrogen adsorption-desorption isotherms at 77 K for nano-flowers produced at different

FeCl3 concentrations.

3.5 Photovoltaic performance of α-Fe2O3 nanoflowers

Depleting fossil fuels and climate changes have sparked intense interest in solar

energy harvesting. The focus of the research community is to fabricate high efficiency

photovoltaics from low cost and environmental friendly semiconductors. Iron oxide

makes a big portion of the earth‟s crust and that makes it an attractive candidate for low

cost photovoltaic. However, Fe2O3 has not been exploited for photoconversion due to

poor charge carrier mobility. This work demonstrates that answer to this problem may lie

in ordered quasi-3D nanostructures with high surface areas. Fig 5.10a depicts J-V

characteristics of the DSSC made from 0.04 and 1 mM FeCl3 concentration, named D1

Page 188: Agarwala Shweta Ece

166

and D2 respectively. 0.04 mM concentration is chosen to make the photoanode because it

possessed a high surface area (~109 m2g

-1), while 1 mM sample depicts the 1D nanorod

arrangement. Under direct illumination, D1 has a short-circuit current density (Jsc) of

around 4.3 mAcm-2

, accompanied by an open-circuit voltage (Voc) of 0.6 V and fill factor

(FF) of 63.5 %. On the other hand, DSSC made of ball milled 1 mM powder, shows

poorer performance. The reported values for D2 cell are: 2.7 mA.cm-2

Jsc, 0.5 V Voc and

58.5 % FF. The photoconversion efficiency recorded for D1 and D2 cells are 1.8 and 0.8

% respectively. It should be noted that the series resistance of the D1 cell (R at Voc) is

much less compared to D1 device (Table 5.2). The J-V behavior of the DSSC can be

modeled using an equivalent circuit with the following equation:

s h

ssp h

R

JRAV

nkT

AJRVqJJJ

/1exp0 (5.2)

and

s

sh

sphRAJ

RJ

JRAV

J

JJ

q

nkTJAP 22

00

/ln

(5.3)

where Jph is the photocurrent density, Jo the initial current density, J the total current

density, Rs the series resistance, Rsh the shunt resistance, A the effective cell area, n the

diode factor, k the Boltzmann constant, T the temperature and P the output power. As the

series resistance increases the output power, leading to a higher FF. Hence, it is clear that

the higher photovoltaic activity of the hybrid quasi-3D nanoflowers originate from their

unique structures.

The photocurrent action spectra of the cells are shown in Fig 5.10b, which

displays IPCE spectra as a function of wavelength. D1 cell shows a better photo-electrical

Page 189: Agarwala Shweta Ece

167

response, and its absolute IPCE is obviously higher than that of D2 cell over the entire

wavelength region of 400-700 nm. This is also in good agreement with the observed

higher Jsc of D1 cell. The maxima of IPCE contributed by the N719 dye absorption at

approximately 520 nm in the visible range are 23 % for D1 and 8.4 % for D2,

respectively. An ideal photoanode has to satisfy many criteria, which can be illustrated by

the continuity equation, introduced for DSSC by Lindquist [36]. The equation describes

the electron generation, diffusion and interception.

0)(

2

2

n

ax

oi nj

xn

x

nDeI

t

n

(5.4)

with boundary conditions,

(5.5)

(5.6)

where n, ηinj, Io and α represent electron concentration, charge injection efficiency,

incident photon flux and absorption coefficient respectively. It is clear that the

absorption coefficient is directly proportional to the effective molar concentration of the

dye, which is determined by the effective surface area available. Furthermore, the pore

volume affects the DSSC performance by changing both the light absorption coefficient

and the diffusion coefficient (D). It is evident that increased Jsc for D1 cell comes from

high dye loading capability of the film due to high surface areas. The influence of the

surface area can also be observed from the relation of Voc and Jsc for a DSSC.

TK

qV

o Benn )0(

0)(

dx

ddn

Page 190: Agarwala Shweta Ece

168

r

inj

ocI

I

q

kTV ln

(5.7)

where

][ 3

IknI etcbr (5.8)

Here Iinj is the current due to the electron from the excited dye, Ir the recombination

current, ncb the concentration of electrons at the electrode interface and ket the rate

constant for the reduction of the tri-iodide in the electrolyte by the electrons in the

conduction band of Fe2O3. Because Iinj is proportional to the amount of dye on the

electrode, it must increase by using a high surface area film. This is exactly what is

observed for the cells made. The hybrid quasi-3D α-Fe2O3 nanostructures of D1 are

superior to 1D nano-rods of D2, as they have high surface areas and high pore volumes.

An increased Voc also suggests a decreased rate of Ir by lowering the electric resistance

for the electron transport. In order to confirm this theory, UV-vis adsorption spectra of

dye washed samples are recorded (Fig 5.10c). The amount of dye loaded in photoanode is

obtained by desorbing the samples into 0.02 M NaOH (Table 5.2). Distinct peaks can be

seen at ~375 and 515 nm for D1 and D2, which are attributed to the metal-to-ligand

charge transfer (MLCT) absorption band of N719 dye. The results clearly show higher

dye absorbance for D1 sample. This may be attributed to the presence of larger pores and

higher surface area of the film, leading to better dye wetting and loading.

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169

Fig 5.10 (a) J-V characteristics, (b) IPCE curves of DSSC and (c) UV-vis absorption spectra of

dye loaded samples made with 0.04 and 1mM FeCl3 concentration.

0

0.1

0.2

0.3

330 430 530

Ab

sorb

an

ce (

a.u

.)

Wavelength (nm)

D1

D2

0

1

2

3

4

5

0 0.2 0.4 0.6

Ph

oto

curr

ent

Den

sity

(mA

/cm

2)

Voltage (V)

D1

D2

0

5

10

15

20

25

400 500 600 700

IPC

E (

%)

Wavelength (nm)

D1

D2

(c)

(b)

(a)

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170

Table 5.2. Quantity of dye absorbed and photovoltaic characteristics of 0.04 and 1 mM samples.

DSSC Voc

(V)

Jsc

(mAcm-

2)

FF

(%)

R at

Voc

R at

Isc

η

(%)

Dye

Adsorbed

(molescm-3

)

D

(cm2s

-1)

D1 0.6 4.3 63.5 77.7 8697.2 1.8 4.7 x 10-7

1.0 x 10-2

D2 0.5 2.7 58.5 119.6 8521.3 0.8 3.0 x 10-7

2.0 x 10-3

It is already shown that the hybrid quasi-3D nanostructures are similar to 3D

nanostructures but superior to 1D nanorods as far the surface area is concerned. To

understand the role of morphology on the device performance and evaluate diffusion

coefficient, electrochemical impedance spectroscopy is carried on photoanode of D1 and

D2. The complex impedance analysis helps in determining the inter-particle interactions

like grain boundary effects. Due to the polycrystalline nature of hybrid α-Fe2O3 samples,

the barrier is modeled as a double layer. It can be observed that Z‟ decreases frequency,

indicating an increase in AC conductivity of the films. All the curves merge at high

frequencies (>103 Hz) (Fig 5.11a). The variation of Z” with frequency reveals peaks in

the low-frequency region. The peak intensity for the 0.04 mM sample is lower and the

peak position shifts towards lower frequency. This indicates that the losses are lower in

the film. The curves show that Z” exhibits maximum value and then decreases

continuously with further increase in frequency. Such behavior indicates the presence of

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171

relaxation in the system (Fig 5.11b). The Nyquist plots of D1 and D2 are shown in Fig

5.11c. Both the samples show one arc, indicating that the relaxation time of the bulk and

grain boundaries are close to each other and overlap. This response is attributed to

FeIII

/FeII redox species in the α-Fe2O3 matrix

[37]. Diameter of the D1 sample is smaller,

indicating a smaller transport resistance. The intercept of the semicircle with the real axis

at a low frequency represents the sum of the resistances of the grains and grain

boundaries. It is evident from Fig 5.11b that the resistance is lower for D1 samples with

hybrid morphology, thus paving the path for better electrical transport.

Page 194: Agarwala Shweta Ece

172

Fig 5.11. Variation of (a) Z‟, (b) Z” as a function of frequency and (c) Nyqusit plots of the doctor

bladed films with 0.04 and 1 mM FeCl3 concentration.

The electron transport in DSSC is through diffusion since there is negligible band

bending at the nanostructured semiconductor surface and the cationic species. The

0E+0

4E+7

8E+7

1E+8

2E+8

20 400

-Z"

(Ω)

Frequency (Hz)

0E+0

4E+7

8E+7

1E+8

2E+8

0E+0 1E+8 2E+8 3E+8

-Z"

(Ω)

Z' (Ω)

0.04 mM

1 mM

(c)

(b)

0E+0

1E+8

2E+8

3E+8

4E+8

50 500

Z' (

Ω)

Frequency (Hz)

(a)

Page 195: Agarwala Shweta Ece

173

electrolyte solution surrounds the nanostructured electrode and screens the injected

electrons effectively. In order for the injected electrons to reach the FTO, electron

diffusion length (L) should be longer than the thickness of the film. It is important to

study the electron diffusion coefficient, L = (D)1/2, where is the electron lifetime also

because D depends on the electrode morphology. The value of D is computed for both

D1 and D2 samples for a 10 m thick film (Table 5.2). Diffusion coefficient of hybrid

quasi-3D nanostructures is higher than 1D nanorods. The effect of increased D can be

many folds. The following relation relates D to the mobility of electrons (μe):

(5.9)

As the diffusion coefficient increases, the mobility of the semiconductor increases.

However, in DSSC the mobility is trap controlled. This indicates that for D1 sample of

hybrid nanostructures, the mobility is high and traps are smaller in number. Charge

transport in metal oxides is expected to be governed by a multiple-trapping process,

where the electrons thermally detrap from sub-bandgap states to the conduction band, and

are transported a short distance before being retrapped [38]. However, the location of the

traps and trap densities are still debatable. Diffusion coefficient relates inverse

proportionality to the number of traps [39]. Assuming that the traps are located at the

surface of the nanostructures, diffusion coefficient should scale with r2/3

, where r is the

radius of nanoparticles.

With all other parameters equal, and assuming that electron motion is a random

walk between uniformly distributed trap sites, idealized 1D diffusion should be faster

than a fully 3D case [40]. However, hybrid quasi-3D nanoflowers synthesized in this

e

kTD e

Page 196: Agarwala Shweta Ece

174

work lie in between 1D and 3D nanostructures. With identical structural sizes and

fabrication method, it is reasonable to expect comparable trap densities in both 1D nano-

rods and quasi-3D nanoflowers. However, the transport performance of the nanorods is

lower quasi-3D nanoflowers. This could be due to the random orientation of the

nanorods, some contacts exist among them. The other explanation could be that hybrid

quasi-3D nanoflowers have more number of grain boundaries than 1D nanorods. Thus the

number of possible necks is enhanced providing multiple paths for electrons to

transverse. Kopidakis et al. [41] has demonstrated a strong dependence of electron

diffusion with crystal size and the nano-flowers used here are much larger than

nanoparticles used for fabricating standard DSSC. Therefore, quantitative comparison

between the 3D nanoparticles and quasi-3D nanoflowers is not justified.

This work demonstrates a beginning stage for Fe2O3 as the potential candidate for

photovoltaics. As already discussed the synthesized α-Fe2O3 is an indirect band gap

semiconductor. We feel any step taken for synthesizing direct band gap morphology

would lead towards a more favorable material for the solar cell applications. This can be

achieved by incorporating the structures with relevant dopants. It is also theoretically

possible to enhance the conversion efficiency by changing the shape, size, porosity and

thickness of the synthesized morphology. Detailed experimental investigations at these

factors are underway in our laboratory.

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175

5.4. Conclusions

In summary, quasi-3D nanoflowers of α-Fe2O3 are synthesized using solution

process with FeCl3 and Na2SO4 as the precursors. Tunability of the material is

demonstrated through the change in precursor concentration. Formation of such

structures requires suitable Fe3+

:SO42-

ion ratio in the reaction mixture. The proposed

growth mechanism indicates that an intermediate product of flower like goethite is

formed first, which changes to hematite phase on calcination at 400 °C. An in-depth

understanding is gained on of how surface area and transport properties are affected by

variation in morphology. The high surface area leads to better dye wetting in DSSC,

which contributes to 1.8 % power conversion efficiency. A systematic understanding of

the devices performance is derived from the investigation of few important parameters,

which include surface area, grain boundaries and diffusion coefficients of the photoanode

film. The understanding of structural (morphology) directed properties will have huge

impact on the future utilization of such hybrid nanostructures for myriad surface

dominated applications such as photocatalyst, solar cell, sensor etc.

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176

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Chapter 6: Quasi-Solid-State Dye-sensitized Solar Cell (DSSC)

This chapter explores the potential of replacing liquid electrolyte with quasi-solid-

state electrolyte made from poly (ethylene oxide)/LiI/KI system. It is observed that the

introduction of KI in a conventional PEO/I2/LiI electrolyte system prevents the

crystallization of the polymer matrix and enhances the ionic conductivity. The electrolyte

is optimized for various potassium iodide (KI) concentrations. Furthermore,

diphenylamine (DPA) is added to reducethe sublimation of iodine leading to even high

ionic conductivity, without compromising on the electrochemical and mechanical

stability. The most promising feature of the electrolyte is increased device stability.

6.1 Introduction

Depleting fossil fuels and climate changes have sparkled intense interest in solar

energy harvesting. The focus of the research community is to fabricate high efficiency

photovoltaic from low cost and environmental friendly semiconductors. One of the

promising concepts for photovoltaic is DSSC. In the DSSC, the key ingredient is

electrolyte, which provides the internal electric conductivity. At present, acetonitrile-

based liquid-state electrolyte is commonly used. The use of liquid electrolyte, however,

demands perfect sealing of the device to avoid leakage and evaporation of the solvents.

Also, current liquid electrolytes suffer from poor stability due to the decrease of tri-iodide

concentration through sublimation of iodine. Both these issues affect the long-term

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stability and performance of the liquid electrolyte. Hence much work has been focused on

substituting the liquid electrolyte by polymer electrolytes [1-3], gel electrolytes [4-5],

organic or inorganic hole conductors [6-8] and less volatile ionic liquids [9-10].

Among the many alternatives, PEO based electrolytes have sparked widespread

interest after Ren et al. [11] used them in quasi-solid-state DSSC and reported an

efficiency of 3.6 %. The repeating units (-CH2-CH2-O-) in PEO present a favorable

arrangement for the effective interaction of the electron pair on the oxygen with the metal

cation. This happens because PEO chains are arranged in a helical conformation with a

cavity, which creates an ideal distance for oxygen-cation interaction. Pure PEO

electrolytes, however, suffer from low ionic conductivity (~8.4x10-5

Scm-1

) [12]. The

problems associated with the use of pure PEO polymer electrolytes arise from low ionic

diffusion, which resulted in low penetration of the polymer inside a nanostructured

photoanode. This increases the interfacial charge-transfer resistance between the

electrode and the electrolyte. The ionic conductivity of these electrolytes is based on

segmental motion combined with strong Lewis-type acid-base interactions between the

cation and the donor atoms. Higher ionic mobility is prevalent in the amorphous

polymermatrix rather than in the crystalline state.

In order to enhance the overall conversion efficiency and the transport properties

of the DSSC, the nature or composition of the electrolytes must be improved. One way is

to add organic/inorganic molecules (plasticizers) in the electrolyte. Inorganic

nanoparticles are now commonly used after Scrosati [13] successfully incorporated TiO2

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182

nanoparticles to the polymer electrolyte. Inorganic nanoparticles act as fillers and

decrease the degree of crystallization of the polymer matrix. Although, plasticized

polymer electrolytes exhibit high efficiencies [14-16], they tend to compromise on the

mechanical properties of the electrolyte [17]. Selecting a proper metal salt for the

electrolyte is also important. This is because a small size metal cation easily steers

through the dye and tends to intercalate in the pores of the working electrode [18]. Park et

al. [19] has shown that a small size cation (like Li+) leads to a smaller solvated ion cloud,

faster diffusion and higher efficiency. However, a larger cation (like K+ or Na

+) helps to

better separate the polymer chains and decreases the crystallinity, thus leading to higher

ionic conductivity [12]. Work from several groups have shown that electrolyte stability

can be increased either through gelation of the ionic liquid electrolyte or by addition of

phenothiazine, which in turn reduces the sublimation of iodine [20-23].

The aim of this work is to systematically investigate the enhancement of ionic

conductivity and long-term stability of PEO based electrolyte with diphenylamine (DPA)

in a TiO2 nanoparticle photoanode, without compromising the mechanical properties.

Thus, a filler free polymer electrolyte (with metal cation) is synthesized here. Keeping

the importance of cation size in mind, both Li+ and K

+ ions are used in the present

electrolyte. Using KI in conjunction with LiI enhances the ionic conduction of the PEO

based polymer electrolyte by decreasing the crystallization of the PEO matrix and

separating the polymer chains. In addition, diphenylamine (DPA), which forms an

interactive bond with I2, is added to the polymer electrolyte to reduce the sublimation of

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iodine. The effect of different dosages of DPA on DSSC performance is evaluated here

and its effect systematically studied.

6.2 Experimental

6.2.1 Synthesis of PEO/I2KI/LiI electrolyte

Polymer electrolyte was prepared by adding 0.264 g of PEO (Mw ~200,000) to 50

ml of acetonitrile. 0.1 g of lithium iodide (LiI) and 0.019 g of iodine were then added to

this mixture under continuous stirring. Finally potassium iodide (KI) was added. A total

of six electrolyte solutions were made, with KI weight percentage varying from 10.5 % to

20.5 %. Finally, diphenylamine (DPA) was added. A total of five electrolyte solutions

were made, with the DPA content varying from 0.002 to 0.01 g. The electrolytes were

stirred continuously overnight. All the electrolytes were heated (~70 °C) to evaporate the

solvent, up to the point that the final product had a gel-like character. DSSC is fabricated

using commercially available TiO2 powder Degussa P25, N719 dye and Pt counter

electrode. The process of making DSSC is described in detail in section 2.2 under chapter

2.

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184

6.3 Results and discussion

6.3.1 Effect of KI concentration

It is well known that the conductivity of PEO-blended electrolytes containing

metal salts increases with the size of the cation [24]. However, ionic conductivity of the

electrolyte also depends on many other factors. The total conductivity of an electrolyte

can be expressed by the following equation:

(6.1)

where n is the total number of dissociated charge carriers, q the total charge carried and μ

the mobility of the carriers. Dissociated carriers (n) are in turn related to the dissociation

energy (U) and dielectric constant (ε) as follows [25]:

(6.2)

Hence, ionic conductivity can be enhanced by incorporating metal salts, having bigger

ionic radius, higher mobility, higher dielectric constant and lower dissociation energy.

The ionic radius of the K+ ions (1.38 Å) is larger than that of Li

+ ions (0.76 Å) [29].

Hence, it is expected that K+ ions would have higher ionic conductivity. However, K

+

ions have lower ε (596.34) than Li+ ions (722.95), which will tend to lower the ionic

conductivity. Hence, we chose to incorporate both the metal ions in the polymer chain to

balance out the negative effects of both. Li+ cations get adsorbed onto the TiO2 layer [26]

and help decrease the Fermi energy level of the TiO2 layer for better charge collection.

K+ ions get attracted to the ether oxygen [21] and help to make the polymer more

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185

amorphous. Adding bigger K+ ions in the electrolyte helps to decrease the crystallization

of the PEO polymer, thus acting as filler.

Figure 6.1 shows the XRD pattern of the quasi-solid state electrolyte with varying

amount of KI. The electrolyte without KI has sharp and well-defined peaks at 26.8°,

34.0°, 38.2°, 51.9°, 60.9° and 62.1° indicating semi-crystalline nature. The crystalline

peak intensities are progressively decreased with the increase in the KI concentration, and

nearly vanish at 14.5 wt%. This suggests that KI does prevent PEO from crystallizing.

The reduced crystallinity of PEO is due to interaction of KI with ether oxygens of the

polymer chain. This increased amorphous phase of PEO with 14.5 wt % KI will favor

inter and intra-chain ion movements and improve the electrical conduction. Further

addition of KI causes agglomeration and phase separation, thus increasing the

crystallinity and the diffusion resistance of the electrolyte.

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186

Fig 6.1. XRD spectra of PEO/LiI based electrolyte with various KI loading.

6.3.2 Effect of DPA concentration

One of the conditions for the electrolyte to be suitable for use in DSSC is that the

light absorption by the electrolyte in the visible region should be as low as possible. This

is to ensure that maximum light is absorbed by the N719 dye. N719 dye has an

absorption maximum in the range of 350-550 nm with two prominent peaks around 380

and 530 nm. Thus it is clear that the absorption coefficient of the electrolyte should be

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187

minimum around the above wavelengths. The UV-vis absorption measurements of quasi-

solid electrolyte (fig 6.2a) indicate that the absorption maximum occurs at the range of

350-400 nm. The UV-vis measurements were made on “doctor bladed” film of the

electrolyte on a glass slide. The broad maxima around 365 nm is due to [I ] and [I-]

[27].

The absorption spectrum of the DPA incorporated electrolyte overlaps with the N719 dye

in the range of 380-400 nm, while the rest of the visible region has insignificant

absorption. This weak absorption for wavelengths above 450 nm allows the use of highly

concentrated electrolyte in DSSC.

The XRD patterns of the KI incorporated PEO/LiI/I2 quasi-solid electrolytes with

and without DPA are shown (Fig 6.2b). Both the electrolytes are mainly amorphous in

nature, which is a clear indication that the KI ions effectively prevent the polymer PEO

from crystallization. Since the intensity of the broad peak at ~25 is diminished (19 %),

we can infer that the amorphous nature of the electrolyte is slightly increased on addition

of DPA. This also confirms the effective interaction between DPA and the polymer

chain. The increased amorphous phase of PEO with DPA will favor inter- and intra-chain

ion movements and thus improve the electrical conduction. The route of reducing the

crystallinity of electrolyte to enhance the ionic conductivity (σ) in PEO polymer

electrolytes is well known in literature.

3

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188

Fig 6.2. (a) Absorption spectrum for the 0.004 g DPA loaded electrolyte and (b) XRD spectra of

PEO/KI/LiI based electrolyte with and without DPA loading.

6.3.3 Effect of KI concentration on DSSC performance

Figure 6.3 displays the photocurrent density-voltage characteristics of the cells

under simulated irradiation (global AM 1.5), made from different KI concentrations in

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189

the electrolyte. It was found that the short-circuit current density (Jsc) increased with KI

weight percentage. For the PEO based electrolytes, the ionic conductivity is governed by

the transport of ions [28]. The increased Jsc is attributed to decreased crystallinity in

the polymer chain, leading to enhanced charge transfer. The highest Jsc (9.10 mAcm-2

)

was reported for 14.5 wt % KI. The inset of Fig 6.3 shows the trend of the conversion

efficiency with KI concentrations. The Jsc decreases when the KI concentration increases

beyond 14.5 wt %. This may be due to formation of ion pairs and crosslinking sites that

hinder the motion of the ions in the polymer chain and reduce the ionic mobility [29].

Table 6.1 summarizes the solar cell performance parameters obtained for different KI

concentrations.

Fig 6.3. I-V curves for DSSC using quasi-solid electrolyte at various KI loading. Inset shows the

calculated cell efficiencies at different wt % of KI.

0

1

2

3

4

5

6

7

8

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8

Cu

rren

t d

en

sity

/

mA

cm

-2

Photovoltage / V

10.5 wt %

12.5 wt %

14.5 wt %

16.5 wt %

18.5% wt %

012345

10 12 14 16 18 20

Eff

icie

ncy

/ %

KI concentration / wt %

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190

Table 6.1. DSSC performance at various KI loadings in the quasi-solid electrolyte.

KI

Concentration

(wt %)

Voc

(V)

Jsc

(mAcm-2

)

FF

(%)

Efficiency

(%)

R at Voc

(Ω)

10.5 0.6 5.5 67.5 2.5 67.0

12.5 0.7 6.7 73.0 3.6 65.8

14.5 0.7 9.1 66.2 4.5 59.7

16.5 0.6 6.8 62.3 2.8 63.7

18.5 0.6 6.2 59.4 2.4 73.0

The room temperature ionic conductivity (σ) of the PEO/I2/LiI/KI (14.5 wt % KI)

system is compared with pure polymer PEO/I2/LiI, PEO/I2/KI and plasticized

PEO/I2/LiI/TiO2 systems. All the electrolytes (film thickness ~100 µm) are deposited on

the Pt coated FTO glasses, using a spacer (~0.05 mm). Table 6.2 lists the values of the

ionic conductivities obtained. The ionic conductivity values of the pure polymer and

plasticized electrolyte systems are close to that reported in literature [12, 30-31]. The

optimized electrolyte with 14.5 % KI in PEO/I2/LiI matrix gives a conductivity value of

3.0 x 10-3

Scm-1

, which is much higher than polymer and metal salt matrix electrolytes.

The ionic conductivity of 14.5 wt % KI is almost comparable to that achieved by adding

TiO2 filler (Table 6.2). Hence, this work demonstrates the enhancement of ionic

conductivity of the polymer electrolyte without incorporating any inorganic fillers.

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191

Table 6.2. Computed ionic conductivity values for various electrolyte systems.

Electrolyte σ (Scm-1

)

PEO/I2/LiI 1.9 x 10-5

PEO/I2/KI 5.6 x 10-5

PEO/I2/LiI/TiO2 2.0 x 10-3

PEO/I2/LiI/KI 3.0 x 10-3

In order to determine the factors that influence the stability of the quasi-solid state

electrolyte DSSC, EIS is carried out. The nyquist plot for the fresh and 5 days aged

sample is shown in Fig 6.4a. As expected, the aged device showed higher diffuse related

resistance and electron transport resistance compared to the fresh device. Also, in the

kinetic region, the fresh device showed a blue shift in the peak related to the electrolyte

diffusion suggesting more rapid charge transfer than the aged device. With time, the

solvent tends to evaporate and hence the polymer chains start to crystallize leading to

poor ionic conductivity in the device. The inset of Fig 6.4a shows the equivalent circuit

model of the impedance of the quasi-solid electrolyte DSSC. The transmission line model

is used where Rs describes the resistance of the quasi-solid electrolyte, Rct and Cct

describe the recombination resistance and the chemical capacitance of the DSSC, Dx1

relates to the interface of the photoelectrode and the electrolyte and Ws encompass the

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192

finite Warburg impedance elements associated with the diffusion of tri-iodide in the

electrolyte. Rdiff is the diffusion resistance of the

3/ II in the quasi-solid electrolyte.

Aging of the DSSC mainly affects Rct and Rdiff, whose values change by twice the

initial value. Hence, the loss in the DSSC efficiency can be attributed to the degradation

of the electrolyte over time, which tends to increase the recombination in the device. The

bode phase plots of EIS spectra (Fig 6.4b) display the frequency peaks of the charge

transfer process at different interfaces for the two devices. The electron lifetime for the

recombination (τe) in the devices is determined by the equation, τe = 1/ωmin = 1/2πfmax.

Table 6.3 summarizes the quantitatively fitted results using the equivalent circuit model.

It can be observed that the fresh device exhibits lower values for Rs, Rct and Rdiff,

implying a more efficient charge transfer process at the TiO2/electrolyte interface and the

Pt counter electrode/redox electrolyte interface. The circuit model uses constant phase

elements of the capacitance (CPE). This comes from the non-ideal frequency dependent

capacitance arising from the non-uniform distribution of the current by the material

heterogeneity [32]. CPE is defined by two values, CPE-T and CPE-P. CPE-P is a

constant ranging from 0 to 1. Our results show a CPE-P value of 1, which is caused by

the appearance of a double layer capacitance due to rough and porous surface of the

photoelectrode [32]. From the above discussion, it can be concluded that with aging the

overall resistance of the device increases (due to crystallization of the polymer matrix),

which leads to shorter electron lifetime and higher electron recombination in the device.

The stability of the device with quasi-solid electrolyte is much better than what is

observed with liquid electrolytes.

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193

Fig 6.4. (a) Nyquist plots and (b) the Bode plots of the fresh and aged quasi-solid state DSSC.

Inset shows the equivalent circuit model of the DSSC.

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194

Table 6.3. Fitted impedance parameters for the fresh and aged DSSC with 14.5 wt % KI in the

electrolyte.

D2 Film

Thickness

(μm)

Rs

(Ω)

Rct

(Ω)

Rdiff

(Ω)

Cct

(µF)

τe

(ms)

D

(cm2s

-1)

Fresh

Device

9.0 23.7 16.7 23.8 21.0 23.0 3.2 x 10-5

Aged

device

9.0 24.5 6.3 42.5 24.4 11.0 1.8 x 10-5

6.3.4 Effect of DPA concentration on DSSC performance

Table 6.4 shows the photovoltaic behavior of DSSC containing different amounts

of DPA. All quasi-solid-state DSSC are similar in assembly and measurement procedure.

It can be seen that the cell efficiency and Jsc increases even on addition of a small

quantity of DPA (Fig 6.5). When the DPA is introduced into the KI filler polymer

electrolyte, the cell efficiency increases from 4.5 to 4.7 %. Jsc initially increases with the

concentration of DPA up to 0.004 g, where a power conversion efficiency of 5.8 % is

achieved. Jsc drops beyond 0.004 g DPA concentration as a result of increased

recombination in the device. Another reason could be a higher concentration of DPA

absorbs some of the visible light in the range of 350-420 nm, thus lowering the visible

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195

light absorption of the N719 dye. It is thus evident that there exists an optimum

concentration of DPA below or above which the quasi-solid electrolyte loses its optimum

performance. For iodine-based electrolyte, the decrease in [I

3 ] ion concentration is

accompanied with increase in [I-] concentration [33]. The increase in the photocurrent

values as more DPA is added may be a direct result of increased conductivity of the

electrolyte. This could be a consequence of an increased mobility of the redox species in

the polymer electrolyte, which intensifies the mass transfer in such medium. When 0.002

g DPA is added in the electrolyte, Voc decreases from 0.75 to 0.68 V. The relatively high

values of fill factor reflect low series resistance of the 0.004 g DPA electrolyte. For all

other DSSC, the high series may result from resistance losses arising from low ionic

mobility of the redox species. The cell efficiencies at different DPA loadings in the KI

polymer electrolyte are also displayed (inset Fig 6.5). The enhanced device performance

with DPA incorporated electrolytes can be explained by the interaction of highest

occupied molecular orbital (HOMO) of donor DPA with the lowest unoccupied

molecular orbital (LUMO) of acceptor iodine. Higher stabilization energy can be

achieved by reducing the energy difference between HUMO of DPA and LUMO of

iodine, resulting in improved charge-transfer from donors to acceptors. The observed

power conversion efficiencies of these cells are much higher than those reported using

pure polymer of PEO/KI/I2 system (=8.4x10-5

Scm-1

) [12] and filler incorporated

polyethylene glycol systems using TiO2 nanotubes ( =2.4x10-3

Scm-1

) [34].

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196

Table 6.4. Photovoltaic characteristics of DSSC at various DPA loadings in the quasi-solid-state

electrolyte.

DPA

Concentration

(wt % )

Voc

(V)

Jsc

(mA cm-2

)

FF

(%)

Efficiency

(%)

R at Voc

(Ω)

0.0 0.75 9.1 66.2 4.5 60.0

0.002 0.68 12.9 60.0 5.1 46.0

0.004 0.60 13.9 66.6 5.6 40.0

0.006 0.68 12.8 58.7 5.1 57.0

0.008 0.64 12.6 60.0 4.8 50.3

0.01 0.55 12.2 65.4 4.4 32.8

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197

Fig 6.5. J-V characteristics of DSSC employing quasi-solid electrolyte with different amount of

DPA. Inset shows the variation of conversion efficiency with DPA loading.

IPCE is a powerful method to evaluate the light absorption, charge separation and

transport, and charge collection in the DSSC device. Photocurrent action spectra of the

DSSC employing the polymer electrolyte with and without DPA are shown (Fig 6.6).

Because of the UV cut-off effect caused by the glass substrate, the spectra under 400 nm

are deteriorated. IPCE obtained for electrolyte with DPA is higher than that without

DPA in the wavelength region of 490-560 nm. An increased absorption in visible light

region for the range of 575-700 nm is observed for DPA added electrolyte. The evidence

of the improvement in IPCE further confirms the higher Jsc achieved for the DPA

incorporated electrolyte. The initial number of photo-generated carriers, electron

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198

injection efficiency and the rate of recombination determine Jsc for the DSSC. Assuming

the same injection efficiency and dye loading capacity of the TiO2 nanoparticle films, it is

reasonable to say that the increment in Jsc is due to reduced recombination rate in the

device.

Fig 6.6. IPCE curves of DSSC employing quasi-solid electrolyte with 0.0 and 0.0004 g DPA.

Inset shows the variation of conversion efficiency with DPA loading.

To further elucidate the photovoltaic performance of DSSC, made using 30 ml

titanium isopropoxide solution, the EIS is performed. The best devices using

PEO/KI/LiI/I2 and PEO/KI/DPA/LiI/I2 electrolyte system are used to study the effect of

DPA addition in the electrolyte. The role of the electrolyte in DSSC is to facilitate the

reduction of the photo-oxidized dyes. An effective electrolyte should be capable of

suppressing the recombination at the semiconductor-electrolyte interface, while

promoting effective charge transport. The equivalent circuit that is used to model the

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199

impedance of the DSSC is shown (Fig 6.7a). The Nyquist plots for the DSSC device with

and without DPA incorporated PEO/KI/LiI/I2 electrolyte systems are also shown (Fig

6.7b). Typically there are three arcs in the impedance spectrum of a DSSC. The response

at the high-frequency range (500000-1000 Hz) is attributed to charge transfer process at

the electrolyte/Pt interface. The mid-frequency range between 1000-1 Hz is governed by

charge transfer process at TiO2/dye/electrolyte interface. It is generally assumed that

these frequencies represent the recombination process between electrons in TiO2 and

electrolyte. In the low-frequency region of 1-0.0002 Hz, the arc represents the mass

transport resistance of ions in the electrolyte. A large semi-circle at low frequencies for

DPA added electrolyte indicates an improved ion motion in the electrolyte. In the fit, the

mid-frequency arc is not distinguishable and sometimes missing in the spectra, indicating

a small charge-transfer resistance at the TiO2/dye/electrolyte interface. It may also

happen that the charge-transfer at the TiO2/dye/electrolyte interface is strongly dominated

by that at Pt/electrolyte interface. As seen from Table 6.6, the charge transport resistance

(Rt) is lower for the DPA electrolyte DSSC, indicating that introduction of DPA reduces

the charge transport resistance at the interface of Pt counter electrode and quasi-solid

state electrolyte. At the same potential, the DPA incorporated electrolyte DSSC has a

slightly larger charge transfer (recombination) resistance (Rct), which confirms the earlier

claim of lower recombination rate in DPA electrolyte. The difference in Rct for both

electrolytes at the electrolyte/Pt counter electrode interface is clearly visible in the

zoomed spectra in high frequency region (Fig 6.7c). Rt is observed to be much smaller

than Rct, which is typically required for a high efficiency device [35].

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200

The electron transport or collection time (d) associated with the electron transport

from the injection sites to the FTO and the electron lifetime (n) can be calculated as:

d = Rt . C (6.3)

n = Rct . C (6.4)

Comparing the electrolytes, it can be observed that electrolyte with DPA has the longest

lifetime but collection time is shorter for electrolyte without DPA. Since the efficiency of

the DSSC employing DPA incorporated electrolyte is higher, it can be inferred that

although electron collection time is better for electrolyte without DPA, its effect is easily

compensated by the increased electron lifetime in DPA added electrolyte. The effective

diffusion length (Ln) of electrons in TiO2 film is yet another critical parameter that affects

the charge collection efficiency. It can be calculated as:

d

nnnn LDL

(6.5)

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201

Fig 6.7. (a) The equivalent circuit model of the DSSC, (b) Nyquist plots and (c) zoomed spectra

in the high frequency region for 0.0 and 0.004 g DPA added quasi-solid electrolyte DSSC.

As can been seen from Table 6.5 that Ln increases as the DPA is added into the

PEO/KI/LiI/I2 electrolyte. Ln is much larger than the TiO2 thickness for both the

electrolytes, which indicates good collection efficiency. The increase in Ln may be caused

by suppression of the recombination rate in DPA electrolyte, as already seen. The

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202

conductivity of the electrolytes (σ) is derived from the complex impedance

measurements. It is calculated using the following equation:

bAR

L

(6.6)

where Rb is the bulk resistance determined from the intersection of the high-frequency

semicircle with the real axis, L is the thickness of the film and A is the area of the sample.

An increment of ~30 % is achieved when DPA is added in the filler free PEO/KI/LiI/I2

electrolyte system. It is important to note that this increase in ionic conductivity is

achieved without compromising the mechanical strength of the electrolyte, as no

inorganic filler is added. The fitted values of Rt, Rct and Cμ at bias of 0.65 and 0.7 V are

shown (Fig 6.8). The dependence of Rct on the applied forward bias [36] can be expressed

as:

)exp(TK

qVRR

B

oct

(6.7)

where Ro is a constant, β the transfer coefficient, q the elemental charge, KB the

Boltzmann constant and T the temperature. The plot demonstrates a much stronger that

forward bias dependence for electrolyte without DPA. It is known that once the electrons

transport along the TiO2 surface, the surface traps enhance Rt and reduce σ. When DPA is

added to the electrolyte, the trap related recombination might be suppressed, which

reduces Rt and increases σ. The reduction in Rt is consistent with increased Rct at the

TiO2/electrolyte interface. The chemical capacitance (Cμ) increases with the applied

potential in both the electrolytes, indicating a high charge accumulation and effective

electrical communication between the Fermi level in TiO2 and FTO. The Cμ can be

estimated as

Page 225: Agarwala Shweta Ece

203

]exp[TK

qVCC

B

o

(6.8)

where Co is a constant and α = T/To; To being the characteristic temperature indicating

the depth of the distribution. From this discussion, it is clear that the only downside of

adding DPA in the electrolyte seems to be lower Voc for the device. Voc is mainly

influenced by the rate of recombination in DSSC and the shift in the conduction band

edge (Ec) of metal oxide semiconductor. Li+ cations are known to shift Ec of TiO2

downwards. It is suspected that DPA incorporated electrolyte shifts the Ec by a greater

quantity, which in turn leads to lower Voc. However, the suppressed interfacial charge

recombination and better electron lifetime compensates the adverse effect of band edge

movement on Voc. Hence the net effect is increased overall conversion efficiency of the

DSSC employing DPA added electrolyte.

Table 6.5. Fit results of impedance spectra for DSSC for DPA free and 0.004 g DPA incorporated

electrolyte system.

Device Rt

(Ω)

Rct

(Ω)

Cct

(µF)

τd

(ms)

τn

(ms)

Dn

(cm2s

-1)

Ln

(cm)

ηcc

(%)

σ

(Scm-1

)

No

DPA

3.0 18.4 470.0 1.4 8.6 2.9x 10-3

5.0 84.0 2.7x10-3

With

DPA

2.4 21.5 360.0 0.8 8.0 4.5x 10-3

6.0 89.5 3.3x10-3

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204

Fig 6.8. Forward bias dependence of (a) transport resistance (Rt), (b) charge transfer

(recombination) resistance (Rct) and (c) chemical capacitance (Cμ) of DSSC with no and 0.004 g

DPA.

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205

6.4.5 Stability of DSSC

In order to ascertain the reproducibility, five different devices from different

batches of materials were made and tested. The trend of η % and Jsc are recorded for the

tested devices (Fig 6.9a). The study of the stability of DSSC with the DPA incorporated

quasi-solid state electrolyte is important. One of the motivations for the substitution of

liquid electrolyte with the quasi-solid electrolyte is to minimize leakage and solvent

evaporation; thus ensuring longer stability and longer life for the DSSC. An evaluation of

the efficiency during the ageing period for DSSC assembled with PEO/KI/DPA/LiI/I2

electrolyte system is given (Fig 6.9b). An initial decay in efficiency is reported which is

followed by a slight increase. This could be attributed to better wetting of the TiO2

nanoparticle film by the electrolyte through improved seepage of the electrolyte. The

efficiency, however, continues to drop after a week but eventually a plateau of stability is

achieved after 25 days.

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206

Fig 6.9. (a) DSSC performance of five devices tested for reproducibility. (b) Stability for the

quasi-solid state DSSC containing 0.004 g DPA.

It has been suggested that the initial decay in the performance followed by a

plateau of stability might be an intrinsic property of DSSC assembled with polymer

electrolytes. This trend is independent of the cell size, substrate type and exposure time

(a)

(b)

5.6

5.7

5.8

1 2 3 4 5η

%

13.7

13.8

13.9

1 2 3 4 5

J sc

(mA

.cm

-2)

No. of Devices Tested

2

2.5

3

3.5

4

4.5

5

5.5

6

1 4 7 10 13 16 19 22 25 28 31 34 37 40

η %

Time (days)

0.004 g DPA

No DPA

Page 229: Agarwala Shweta Ece

207

[24]. The deposition of the quasi-solid electrolyte takes place under heating; hence no

residue solvent is left behind. Therefore, the loss of performance for the DSSC cannot be

attributed to the evaporation of the solvent. The loss of power conversion efficiency over

time may come from degradation of the N719 dye. It is well understood that the

regeneration of the dye in DSSC is a fast process. However, under lack of favorable

conditions the dye may be in oxidized state for long periods, leading to its degradation

through the loss of –NCS ligand [37]. This is especially true for the quasi-solid state

DSSC because the ion mobility is low in the electrolyte. This can lead to slow

regeneration or incomplete filling of TiO2 nanoparticles by the electrolyte. Hence, the

degradation of the DSSC device may be due to a number of reasons, which may not be

independent of each other. Desorption of the dye, degradation of counter electrode and

changes in electron transport in the semiconductor are some of them. The DPA added

quasi-solid DSSC loses only 11 % of the initial performance. The stability figures are

much impressive compared to liquid electrolyte DSSC, which losses almost half of the

conversion efficiency after 5 days. It is also note worthy that this stability is achieved

without adding any plasticizer or inorganic filler, which might compromise the

mechanical strength of the electrolyte. The stability results of the DPA incorporated

quasi-solid electrolyte ascertain the benefits of replacing the liquid component.

6.4 Conclusions

The work focuses on fabricating quasi-solid-state DSSC using DPA and KI in the

electrolyte. The addition of KI to PEO/LiI/I2 increases the ionic conductivity of the

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208

electrolyte. The concentration of KI is optimized to obtain a high efficiency DSSC. 14.5

wt % of KI yields a homogeneous polymer electrolyte with the conductivity of the order

3x10-3

Scm-1

and energy conversion efficiency of 4.5 %. Further increase in the KI

concentration caused a drop in the DSSC efficiency due to the formation of cross-linking

networks in the electrolyte, as confirmed by XRD analysis. An energy conversion

efficiency of 5.8 % was obtained by employing a light scattering layer with the KI

incorporated polymer electrolyte. Furthermore, DPA is added to stabilize the electrolyte

yielding conversion efficiency of 5.8 %, which is attributed to the enhanced ionic

conductivity (~3.5x10-3

Scm-1

). The device is stable and retains 89 % of the initial

efficiency after 40 days. Results indicate that PEO/KI/DPA/LiI/I2 system would form a

promising polymer electrolyte for the DSSC.

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209

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[8] N. Ikeda, K. Teshima and T. Miyasaka, Chem. Commun. 16 (2006) 1733–1735.

[9] P. Wang, S. M. Zakeeruddin, J. E. Moser and M. Grätzel, J. Phys. Chem. B 107

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[10] R. Kawano, H. Matsui, C. Matsuyama, A. Sato, Md. A. B. H. Susan, N. Tanabe and

M. Watanabe, J. Photochem. Photobiol. A: Chem. 164 (2004) 87–92.

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Sol. Cells 71 (2002) 253-259.

[12] G. P. Kalaignam, M. S. Kang and Y. S. Kang, Solid State Ionics 177 (2006) 1091-

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Paoli and A. F. Nogueira, Int. J. Photoenergy 75483 (2006) 1-6.

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S. Himmler, P. Wasserscheid, Solid State Ionics 177 (2006) 3141–3146.

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Page 234: Agarwala Shweta Ece

212

Chapter 7: Conclusions

Metal oxides are topic of intense research due to their potential uses in the

development of electronic devices. Many exciting properties emerge when the spatial

dimensions of these materials are reduced to nanoscale. The present research has

concentrated on both the fundamental and the engineering aspects regarding next

generation metal-oxide nanomaterials for solar cells. While this thesis did not find the

"holy grail" solution to the energy problem, but several important strides are made in this

direction. This thesis represents thorough investigation of metal-oxide nanostrctures in

DSSC application, an alternative technology for silicon solar cells. The focus of the thesis

is on synthesizing large surface area, high crystallinity and defect free structures with the

aim of better dye loading and better electron transport in the solar cells. Investigations are

carried out on structural, electrical, optical and transport properties of the synthesized

materials. The discussion begins with a review on the materials, their applications and

common practices adopted in the research community. To investigate the metal-oxide

nanostructures, the first task is to synthesize the nanomaterials. Solution based processes

like hydrothermal and sol-gel are adopted in this work, as these are easy to perform, cost

effective and can be easily extended to different substrates.

The first chapter emphasizes the importance of obtaining optimum thickness, high

crystallinity, high surface area and controlled porosity of 3D mesoporous TiO2 film for

Page 235: Agarwala Shweta Ece

213

fabricating high solar conversion efficiency DSSC. The study also helped create TiO2

film with high surface area (using smaller size particles) and good light scattering

properties (larger nanoparticles) without employing the conventional repetitive coating

and sintering procedures. The solar conversion efficiency is improved to 5.46 % by

incorporating light scattering centers to better harvest the incoming light.

1D nanostructures of TiO2 are synthesized through the anodization route to help

improve the electron transport due to directional electron mobility and decreased inter-

crystalline contacts. J-V curves reveal accelerated electron transport and lower

recombination in the DSSC devices made of TiO2 nanotubes. This is because the electron

motion is not limited by the random walk inside the semiconductor, as is the case for 3D

nanoparticles.

After investigating the performance of 3D nanoparticles and 1D nanotubes,

hybrid nanostructures are synthesized. 3D nanoparticle based morphologies have the

primary weakness of small diffusion coefficient (D), whereas 1D nanostructures lack

good surface areas. Hybrid nanoflowers of Fe2O3 are used in DSSC for the first time, as

they combine good dye adsorption with better electron transport properties. The hybrid

-Fe2O3 nanostructures comprises of 1D nanorods, to direct the electron transport,

nucleating radially from 3D porous core required for high dye adsorption. We tried to

understand how hybrid morphology affects the device performance and compared it with

1D nanorods.

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214

The DSSC with the above morphologies are assembled with liquid iodide

electrolyte. The last part of the thesis deals with fabricating DSSC using quasi-solid

electrolyte. LiI and KI are incorporated in the PEO polymer chain to enhance ionic

conductivity and avoid issues of leakage and evaporation of the solvents. The important

finding of this research is incorporating LiI and KI together, without any inorganic fillers,

which helps to maintain the mechanical strength of the electrolyte. In addition,

diphenylamine (DPA), which forms an interactive bond with I2, is added to the polymer

electrolyte to reduce sublimation of iodine. The effect of different dosage of KI and DPA

on DSSC performance is evaluated and its effect systematically studied.

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215

Chapter 8: Future Work

Charge transport in mesoporous systems is a puzzling phenomenon and remains

the most researched topic even today. Several interpretations have been given like the

diffusion theory [1] and the Montrol Scher model [2], but the exact mechanism is far

from understood. Simulating the results for different trap densities, particle sizes, porosity

and ionic motion in the electrolyte can help us better understand the electron transport

mechanism in the mesoporous TiO2 system.

For the work carried out on mesoporous TiO2, future research can be directed

towards synthesizing long range ordered systems. A desirable morphology of the film

would have mesoporous channels aligned in parallel to each other and vertically to the

FTO glass electrode. Such morphology will give better control towards of pores and lead

to better diffusion of the dye and electron transport.

In order to fabricate a device for energy conversion based on the as-synthesized

1D nanostructures, it is very important to have a controlled growth of these

nanostructures. In other words, it is essential to be able to pattern the growth of these

nanostructures. Future work can be directed towards fabricating ordered TiO2 nanotubes

using templating methods.

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216

The working of DSSC with different morphology metal oxides and electrolyte

systems can be better understood through the use of time and frequency domain

measurements techniques such as intensity modulated photocurrent spectroscopy (IMPS)

and photovoltage spectroscopy (IMVS). These techniques will help throw light on the

behavior of recombination kinetics and carrier mobility in different metal oxide

nanostructures. The rate constants of charge transfer and recombination in the

photoanode films can be obtained and quantitatively related to the electron transport

resistance across the film.

There is also need to synthesize alternative redox couples for the DSSC

employing plasmonic effects. This is required because iodine in the redox electrolyte

reacts with metal nanoparticles and etches them away. Hence the stability of plasmonic

DSSC with Ag nanoparticles is an issue. Cobalt based complexes using derivatives of

[Co(bip)2]3+/2+

may be attractive alternative to triiodide/iodide couple redox for Ag

nanoparticle system.

References

[1] H. Rensmo, S. Sodergren and L. Patthey Chem. Phys. Lett. 274 (1997) 51-57.

[2] J. Nelsom Phys. Rev. B 59 (1999) 15374-15380.

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217

Appendix A- Silver (Ag) Nanoparticles

A.1 Introduction

Apart from manipulating the semiconductor morphologies for enhancing the solar

conversion efficiencies, other routes have also been employed, like adding scattering

centers and using reflective surfaces. Another promising concept to improve the solar

conversion efficiency is to use localized surface plasmon. In the present study, silver

(Ag) nanoparticles are used with TiO2 nanotubes to scatter the light and generate

localized surface plasmonic effect. Ag is chosen for the work due to its higher absorption

and lower cost. Surface plasmon resonance when applied to solar cells increases the

photocurrent response over a wide range of wavelengths [1]. The resonant frequencies of

the surface plasmon depend greatly on the particle‟s material, size, shape and spatial

orientation [2]. The challenge in using surface plasmon resonance in solar cells rely on

optimizing the geometric properties of the metallic nanoparticles to obtain a large

electromagnetic field while having a coverage low enough such that it does not block off

too much of the incident light. Fortunately, the light interaction cross-section is larger

than the geometric cross section of the metallic particle as the polarizability increases at

its resonant frequency. Being a new field especially in photovoltaic applications, the

excitation of surface plasmon to increase the efficiency of DSSC is not well studied.

Furthermore plasmon enhancements for Ag nanoparticles have not been as thoroughly

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218

investigated as Au nanoparticles. The higher absorbance helps it to serve as a better

material for use in solar cells.

A.2 Synthesis of silver (Ag) nanoparticles

1 mL of 38.8 mM tri-sodium citrate (C6H5O7Na3.2H2O) was added into 49 mL of

boiling aqueous solution containing 9 mg of silver nitrate (AgNO3) under vigorous

stirring. The mixture was boiled for 1 h and cooled to room temperature. The as-prepared

silver colloid was centrifuged at 8500 rpm for 10 min to remove larger nanoparticles.

Half of the collected silver nanoparticles were dried in Memmert oven to obtain SEM

images and the other half were suspended in distilled water to be implemented into

DSSC. The suspension of Ag nanoparticles was spin coated on the TiO2 nanotube film at

1500 rpm for 40 sec. The concentration of sodium citrate was varied between 20-80 mM

to study the effect of sodium citrate concentration on the silver nanoparticles size. Other

parameters, such as reaction temperature and reaction time were also varied.

A.3 Characterization of Ag Nanoparticles

In metal nanoparticles, collective electron oscillations known as surface plasmons

can be excited by light. When light is impinged on the localized surface plasmon on the

metal nanoparticle surface, the irradiated light is scattered and absorbed on the surface.

This results in an evanescent wave with a strong electromagnetic field to be generated on

the metal nanoparticle surface. This wave remains localized on the surface at a distance

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219

less than the diameter of the metal nanoparticle. Localized surface plasmon enhances the

optical phenomenon such as Raman scattering and light absorption, and the level of

enhancement strongly depends on the material and the surface states [3]. Stuart and Hall

[4] pioneered the work on Plasmon enhamced light sensitive devices. When a particle is

under the action of an electromagnetic (EM) field, electron start to oscillate, transforming

energy from the incident EM wave into another form of energy. The electrons can also be

accelerated, and then they radiate energy in a scattering process. Two mechanisms are

proposed to explain the photocurrent enhancement by metal particles in solar cells: light

scattering and near-field concentration of light. The contribution of each mechanism and

resonance frequency of the oscillations is determined by the dielectric properties, shape

and size of the metal nanoparticles. The research done here is to obtain spherical silver

nanoparticles with different dimensions. The SEM images of the synthesized Ag

nanoparticles are shown in fig A.1. Concentration of tri-sodium citrate is varied to obtain

nanoparticles of different sizes. Citrate acts as stabilizing agent after silver nanoparticles

are formed [5]. For 20 mM tri-sodium citrate the average diameter of 105 nm is obtained

with almost spherical nanoparticles (fig A.1a). The diameter increases to 115 nm for 40

mM tri-sodium citrate (fig A.1b). For higher concentration of tri-sodium citrate, the

diameter of nanoparticles tends to decrease. For 60 and 80 mM concentrations the

nanoparticle diameter is 87 and 85 nm respectively (fig A.1c and d). For 80 mM the

nanoparticles are elongated in shape and agglomeration is observed.

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220

Fig A.1. SEM images of Ag nanoparticles grown at different sodium citrate concentrations of (a)

20, (b) 40, (c) 60 and (d) 80 mM.

The variation of diameter with the concentration of sodium citrate is plotted in

graph A.2a. The reaction time of the synthesis process for Ag nanoparticles is also varied

(Fig A.2b). The time is varied from 0.5-2 h keeping the temperature and tri-sodium

citrate concentration fixed at 90 °C and 40 mM respectively. The Ag nanoparticles are

relatively larger for reaction time of 0.5 and 2 h. it is to be noted that when size of the

metal particle becomes large (>50 nm), the radiation effects becomes important [6]. The

displacement of the electronic cloud is no longer homogenous even for spherical

particles. Thus high multipolar charge distributions are induced [6].

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221

Fig A.2. Size variation of Ag nanoparticles with (a) concentration of sodium citrate and (b)

reaction time.

UV-Vis absorbance is measured for synthesized Ag nanoparticles (Fig A.3). Ag

nanoparticles exhibit intense absorption peaks due to the surface Plasmon excitation [7].

The absorption band in visible region (400-550) is typical for Ag nanoparticles. It can be

observed that as the particle size increases (for 40 and 80 mM samples) the absorption

peak shifts towards the red wavelength [8]. Larger particles exhibit more scattering and

re-radiation, leading to radiative damping correction. The overall effect is broadened

plasmon resonance [9]. For larger particles the accelerated electrons produce an

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222

additional polarization field that depends on the ratio between the size of the particles and

the wavelength of the incident light [9]. This secondary radiation causes electrons to lose

energy and they experience a damping effect, which makes the surface plasmon

resonance wider, as observed for the Ag nanoparticles. The peak for 80 mM sample is

much broader than others. This broadening can be attributed to the clusters of

nanoparticles.

Fig A.3. UV-Vis absorbance spectra of Ag nanopartcles synthesized using different

concentrations of sodium citrate.

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223

A.4 Effect of Ag nanoparticles on DSSC performance

Fig A.4 and Table A.1 illustrates the relation between the size of Ag nanoaprticles

and their DSSC performance. The measurements were made under AM 1.5 simulated

sunlight. Particles grown using 40 mM tri-sodium citrate concentration (diameter 115

nm) show low Jsc. This may be because the particle size is big enough to show surface

plasmonic effect. Ag nanoparticles with 20 mM concentration (105 nm) also show low

Jsc, as the particles are agglomeration. 60 mM Ag nanoparticles when used for DSSC

showed the best efficiency due to better dispersion and surface Plasmon effect. The

DSSC efficiency decreased again as the concentration of sodium citrate is increased to 80

mM, due to the formation of some rod like structures along with nanoparticles. These

rods may lower the effective surface of the Ag nanoparticles leading to lower dye

absorption and lesser scattering effect. The DSSC using 60 mM Ag nanoparticles appears

to have the largest improvements in J-V characteristics compared to the other cells. This

can be explained by the higher coverage of Ag nanoparticles on the DSSC surface,

resulting in higher plasmon resonance effect that enhances the electric field around the

particles, increasing the effective molecular absorbance of the dye. The Voc, in general,

shows a negative shift as the Ag nanoparticles decreases in size. For small Ag

nanoparticles, the Voc adopts more negative potential; whereas bigger Ag particles take up

more positive potentials. The magnitude of Voc generally decreases with increasing Ag

nanoparticle size, except for 80 mM nanoparticles. The larger phototovoltage (0.7 V)

for DSSC with 60 mM Ag nanoparticles suggest more negative Fermi-levels in the

photoanode film. This is consistent with the results obtained by Kamat et al. [10], whose

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224

previous studies showed that noble metal or metal ion doped semiconductor

nanocomposites exhibit negative shifts in their Fermi levels compared to the pure

semiconductor. By shifting the Fermi level closer to the conduction band, the

semiconductor film facilitates charge rectification and improves the conversion

efficiency. It is to be noted that the performance of DSSC without Ag nanopartcicles and

with 40 mM is almost the same. This may point out to the fact that large nanoparticles

(>100 nm) may not show any surface plasmon resonance. DSSC made with only TiO2

nanotube anode yields a solar conversion efficiency of 4.5 % with Jsc of 10.6 mAcm-2

.

When 60 mM Ag nanoparticles are added on top of TiO2 nanotubes, the Jsc increases

(11.6 mAcm-2

) leading to conversion efficiency of 5.5 %.

Fig A.4. (a) J-V curve for DSSC decorated with different concentration Ag nanoparticles and (b)

energy-level diagram of DSSC.

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225

Table A.1. Photovoltaic characteristic of TiO2 nanotubes grown at 60 V for 2 h and loaded with

different Ag nanopartilces.

Sodium Citrate

Concentration

(mM)

Ag Nanoparticle

Diameter

(nm)

DSSC

Efficiency

(%)

Fill

factor

(%)

Jsc

(mAcm-2

)

Voc

(V)

0 - 4.5 68.2 10.6 0.62

20 90-100 3.6 64.2 8.6 0.65

40 100-120 4.5 68.3 10.5 0.62

60 70-80 5.5 68.8 11.6 0.69

80 90-140 3.1 64.2 7.2 0.65

It can be concluded that the absorption coefficient of the DSSC increases by

localized surface plasmon of Ag nanoparticles, which in turn increases the number of

photoelectrons generated. The scattering of light and the evanescent wave with a strong

electromagnetic field are considered localized surface plasmon effects in DSSC. When

exposed to light, the surface of each Ag nanoparticle produces a strong local magnetic

field due to a large absorption coefficient of the Ag surface plasmon. The large size of Ag

nanoparticles (>50 nm) may also lead to the scattering of light, which may increase the

absorption of sunlight by the DSSC. Enhanced scattering increases the Isc due to increase

in optical path lengths, thus leading to higher efficiency.

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A. 5 Conclusions

Further increase in cell performance up to 1 % has been achieved using surface

plasmon resonance effect by Ag nanoparticles. This significant improvement in

efficiency is due to plasmonic effect and scattering mechanism, leading to 10 % increase

in photocurrent.

Reference

[1] M. Ihara, K. Tanaka, K. Sakaki, I. Honma and K. Yamada, J. Phys. Chem. B 101

(1997) 5153-5157.

[2] Y. Shinkai, H. Tsuchiya and S. Fujimoto, ECS Transactions 16 (2008) 261-266.

[3] K. Arya, Z. B. Su and J. L. Birman, Phys. Rev. Lett. 54 (1985) 1559-1562.

[4] H. R. Stuart and D. G. Hall, Appl. Phys. Lett. 73 (1998) 3815-3817.

[5] A. Van Hoonacker and P. Englebienne, Current Nanoscience 2 (2006) 359-371.

[6] C. Noguez, J. Phys. Chem. C 111 (2007) 3806-3819.

[7] X. Gao, G. Gu, Z. Hu, Y. Guo, X. Fu and J. Song, Colloids and Surfaces A 254

(2005) 57-61.

[8] T. Huang and X. H. N. Xu, J. Mater. Chem. 20 (2010) 9867-9876.

[9] M. Meier and A. Wokaun, Opt. Lett. 8 (1983) 581-583.

[10] P. V. Kamat, Pure Appl. Chem. 74 (2002) 1693-1706.

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Appendix B- Scattering Titanium dioxide (TiO2) Particles

B.1 Introduction

Exceptionally high refractive index and whiteness of TiO2 makes it attractive for

wide variety of products including coatings, paints, plastics, paper, rubber printing inks,

synthetic fibers, ceramics, cosmetics, and even toothpaste. Improvement of light harvest

efficiency in the dye-sensitized solar cell with titanium dioxide (TiO2) electrode by light

scattering has been reported [1-5] in literature. The scattering is determined by the

composition of the incident light, optical properties of the particles, medium, size, shape,

concentration, surface roughness, and spatial arrangement of the particles. Light-

scattering effect can be achieved by additional layers on top of TiO2 films. Addition of

the scattering layers with the large particles ensures adequate light trapping in the device

[6], due to the increase of absorption path length of photons and optical confinement.

Characterization of the scattering of light by titanium dioxide particles has been the

subject of significant research for many decades. Ferber and Luther [2] and Rothenberger

et al. [3] confirmed the light-scattering effect with the transport theory and the many-flux

model, respectively.

In this work, light scattering particles of TiO2 were synthesized. The morphology

was optimized by varying the concentration of tetrabutoxytitanium (TBT). Pure anatase

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phase TiO2 nanoparticles with diameter in the range of 90-130 nm are then used with

quasi-solid state electrolyte to fabricate DSSC.

B.2 Synthesis of TiO2 scattering particles (TiO2-SP)

For the synthesis of scattering layer of TiO2, 0.5 ml tetrabutoxytitanium (TBT)

was added to 10 ml of ethylene glycol under nitrogen purging. The solution was

magnetically stirred overnight at room temperature. The resulting solution was poured

into an acetone bath (~120 ml) containing 0.3 ml of DI water, under vigorous stirring.

The white precipitate was separated using centrifugation, followed by repeated washing

with DI water and ethanol. This step was necessary to ensure removal of ethylene glycol

from the surface of titanium dioxide glycolate particles. The spherical particles of

titanium gylcolate were converted to pure anatase TiO2 by annealing in air at 450 °C for

30 min.

B.3 Characterization of TiO2-SP

TiO2-SP nanoparticles are prepared from four different concentrations of TBT in

acetone. The diameter and density of the nanoparticles can be easily tuned by changing

the concentration of TBT. When 0.05, 0.1 and 0.5 ml TBT is used well dispersed uniform

and spherical nanoparticles are obtained (Fig B.1a, b,c). This uniformity can be attributed

to ethylene glycol which reduces the hydrolysis rate of TBT. As observed, the diameter

of these particles increases with the amount of TBT (50-130 nm). This happens due to

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increased number of nuclei present to form titanium glycolate. With further increase in

TBT (Fig B.1d), the particles tend to fuse together to form larger agglomerates. The TBT

concentration of 0.5 ml in 120 ml acetone gives polydispersed particles with largest

diameter in the range of 90-130 nm. Hence, this concentration of TBT is used to prepare

light scattering layer for the DSSC. The spherical nature of the TiO2-SP is also confirmed

by TEM. Fig B.1 e and f show the TEM images of the particles after annealing at 450 °C

for 30 min. The image clearly shows that the spherical morphology of the particles is

essentially preserved during the annealing process.

Fig B.1. SEM images at (a) 0.05 ml, (b) 0.1 ml, (c) 0.5 ml, (d) 1 ml TBT concentration, (e) and (f)

TEM images of TiO2-SP.

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Fig B.2 shows XRD pattern of TiO2-NP films after annealing at 450 ºC for 30

min. For TiO2-SP, the sample containing 0.5 ml TBT was chosen. XRD pattern displays

well-resolved and sharp peaks. It can be observed that the particles are polycrystalline in

nature and have anatase as the predominant phase. The peaks are indexed corresponding

to (101), (004), (200) and (105) anatase phase of TiO2 (JCPDS file No. 21-1272).

However, there is a small amount of (110) rutile phase also present in TiO2-SP (JCPDS

file No. 21-1276).

Fig B.2. XRD spectrum of TiO2-SP film. „R‟ represents the rutile phase of TiO2.

B.4 DSSC Performance of TiO2-SP with quasi-solid electrolyte

To enhance the conversion efficiency of DSSC, a 300 nm thick scattering layer

(TiO2-SP) is coated on TiO2 electrode. The photovoltaic performance of the device D1

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(without scattering layer) and D2 (with scattering layer) are shown in Fig B.3a. An

increase of 29 % was recorded in the conversion efficiency for D2 compared to D1. For

the same quasi-solid electrolyte, energy conversion efficiency was increased to 5.8 % for

D2. The improved photovoltaic performance is mainly due to increased Jsc and fill factor.

Enhanced Jsc is attributed to better dye loading and increased light harvesting capability

of the film. TiO2-SP particles (~100 nm) also promote better penetration of the dye,

which reduces the series resistance of device. The enhanced fill factor is linked to the

rapid diffusion of the polymer electrolyte in the TiO2 film. However, the photovoltage

decreases due to poor connectivity between the FTO and the electrolyte. The summary of

the various solar cell parameters is given in Table B.1. The inset (Fig B.3a) shows the

incident photo-to-current conversion efficiency (IPCE) obtained for D1 and D2. It is

well-known that light of a shorter wavelength is relatively more scattered on a rough

surface than longer wavelength. This is because the scattering efficiency of light is

proportional to λ-4

, where λ is the wavelength of incident light. The IPCE spectra indicate

that the improvement of quantum efficiency for D2 is relatively higher in shorter

wavelength region (400-600 nm) than in longer wavelengths.

The light scattering properties of the synthesized TiO2 films are investigated with

diffuse reflectance spectra as shown in Fig B.3b. Considerable increase in the reflectance

can be observed after the addition of 100 nm TiO2-SP particles in D2 electrode. TiO2-SP

exhibits high reflectance in the whole visible region (400-800 nm). The reflection for D1

and D2 reduces dramatically under 400 nm because of the light absorption caused by the

band transition of TiO2 (band gap 3.0 eV).

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Fig B.3. (a) IV characteristics and (b) reflectance spectra of DSSC with and without TiO2-SP

layer. Inset shows IPCE of the DSSC.

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Table B.1 Photovoltaic characteristics of DSSC with 14.5 wt % KI electrolyte measured under

illumination with AM 1.5 simulated sunlight.

DSSC Voc

(V)

Jsc

(mAcm-2

)

FF

(%)

Efficiency

(%)

D1 0.7 9.1 66.2 4.5

D2 0.6 12.6 71.0 5.8

B.5 Conclusions

DSSC device is modified by adding light scattering particles to a TiO2 electrode

in quasi-solid state electrolyte. The TiO2 films with light scattering incorporated showed

enhanced performance (29 %), compared with nanocrystalline TiO2 films, which were

used as the controls. In particular, the photocurrent density (Jsc) reached ~12.6 mAcm-2

under a one-sun condition. This was attributed to the light scattering effect and decrease

in internal resistance through the porous structure with a minor loss in electron transport.

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References

[1] A. Usami, Chem. Phys. Lett. 277 (1997) 105-108.

[2] J. Ferber and J. Luther, Sol. Energy Mater. Sol. Cells 54 (1998) 265-275.

[3] G. Rothenberger, P. Comte and M. Grätzel, Sol. Energy Mater. Sol. Cells 58 (1999)

321-336.

[4] A. Usami, Sol. Energy Mater. Sol. Cells 59 (1999) 163-166.

[5] A. Usami, Sol. Energy Mater. Sol. Cells 64 (2000) 73-83.

[6] S. Hore, C. Vetter, R. Kern, H. Smit and A. Hinsch, Sol. Energy Mater. Sol. Cells 90

(2006)

1176-1188.

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Appendix C- List of Publications Related to this Thesis

Journals

1) S. Agarwala, G. W. Ho, “Self-Ordering Anodized Nanotubes: Enhancing the

Performance by Surface Plasmon for Dye-Sensitized Solar Cell”, J. Solid State

Chem. (in press).

2) S. Agarwala, L. Zhihan, E. Nicholson, G. W. Ho, “Probing Morphology-Device

Relation of Fe2O3 Nanostructures towards Photovoltaic and Sensing

Applications”, Nanoscale 4 (2012) 194-205.

3) B. Zhang, L. Yu, S. Agarwala, M. L. Yeh, H. E. Katz, “ Structure, sodium ion

role, and practical issues for β-alumina as a high-k solution processed gate layer

for transparent and low-voltage electronics”, ACS Appl. Mater. Interfaces 3

(2011) 4254-4261.

4) S. Agarwala, C. K. N. Peh, G. W. Ho, “Investigation of Ionic Conductivity and

Long-term Stability of LiI and KI coupled Diphenylamine Quasi-Solid-State Dye-

Sensitized Solar Cell”, ACS Appl. Mater. Interface 3 (2011) 2383-2391.

5) S. Agarwala, L. N. S. A. Thummalakunta, C. K. N. Peh, A S W Wong, G W Ho,

“Co-existence of LiI and KI in filler-free, quasi-solid-state electrolyte for efficient

and stable dye-sensitized solar cell”, J. Power Sources 196 (2011) 1651.

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236

6) S. Agarwala, K. Moe, A. S. W. Wong, V. Thavasi, G. W. Ho, “Mesophase

ordering of TiO2 with high surface area and strong light harvesting for dye-

sensitized solar cell”, ACS Appl. Mater. Interfaces 2 (2010) 1844.

7) S. Agarwala, G. W. Ho. “Synthesis and tuning of ordering and crystallinity of

mesoporous titanium dioxide film”, Mater. Lett. 63 (2009) 1624.

Conference Proceedings

1) S. Agarwala, G. W. Ho, “Electronically functional metal-oxide for solar cells

applications”, International conference on materials for advanced technologies

(ICMAT), Singapore (Jun 2011).

2) G. W. Ho, W. L. Ong, Z. Lim, M. Kevin, S. Agarwala, Z. Lee, G. H. Lee,

“Synthesis, Alignment, and fabrication of metal-oxide nanostructures on non

conventional substrates for multifunctional room temperature sensors”,

International conference on materials for advanced technologies (ICMAT),

Singapore (Jun 2011).

3) G. W. Ho, S. Agarwala, M. Kevin, “Mesophase Ordering and Structuring of

Porous Titanium Dioxide and other Oxide Nanomaterials with High Surface Area

and Strong Light Harvesting Matrix for Dye-sensitized Solar Cell”, Materials

Research Society (MRS) Spring Meeting, San Francisco, USA (Apr 2011).

4) G. W. Ho, S. Agarwala, W. L. Ong, “Titanium Dioxide Nanobelts and

Mesoporous Film for Dye-sensitized Solar Cell and Gas Sensing Applications”,

Materials Research Society (MRS) Spring Meeting, San Francisco, USA (Apr

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237

2011).

5) S. Agarwala, G. W. Ho, “Mesophase ordering and structuring of porous TiO2 for

dye-sensitized solar cell”, Materials Research Society Singapore (MRSS),

Singapore (Mar 2010).

6) S. Agarwala, G. W. Ho, “Morphological changes in mesoporous TiO2 with

variation in annealing temperature”, International conference on materials for

advanced technologies (ICMAT), Singapore (Jun 2009).

7) S. Agarwala, G. W. Ho, “Mesoporous TiO2 film for solar cell application,” Book

chapter: Compound Semiconductor photonics (2009).


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