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ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF TAJIKISTAN TO CONDUCT 2020 PHC Dr. Parviz KHAKIMOV, Program Analyst on Population and Development, UNFPA CO in Tajikistan
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Page 1: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF TAJIKISTAN TO CONDUCT 2020 PHC

Dr. Parviz KHAKIMOV,

Program Analyst on Population and Development,

UNFPA CO in Tajikistan

Page 2: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

OBJECTIVE OF THE ASSESSMENT

The objective of the assessment are three folds:

• to define internal/existed capacities that can be replicate for

PHC;

• to define the areas of further support/assistance;

• to develop an action plan in this stage.

Page 3: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

AN APPROACH

The U.S. Census Bureau’s Tool for Assessing Statistical Capacity (TASC)

are employed with the aim to provide a quantitative measure of the capacity

of Agency on Statistics under the President (AS) of the Republic of

Tajikistan to conduct 2020 PHC.

Each of the operational modules is divided into four subsections, exceptInstitutional Capacity and Administrative Records modules:

• Human and physical capital;

• Methodological soundness and international standards;

• Quality assurance;

• Written procedures and documentation.

Page 4: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

AN APPROACH

The Institutional Capacity module asks questions concerning:

• Legal Environment;

• Data confidentiality & Protection;

• Organizational Structure;

• Human and Physical Capital;

• Stakeholders Coordination.

Page 5: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

AN APPROACH

The Administrative Records module asks questions concerning:

• The legal basis for the use of administrative records;

• The skills of staff to link records;

• The harmonization of concepts and definitions between the various

registers;

• Availability and use of metadata in linkages.

Page 6: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

OUTLINE1. Overall Capacity

2. Institutional Capacity

3. Planning and Managing

4. Mapping

5. Sampling

6. Questionnaire Content and Testing

7. Field Operations

8. Data Processing

9. Data Analysis and Evaluation

10. Data Dissemination

11. Publicity

12. Mobile Data Capture

13. Administrative Records

Page 7: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

1. Overall Capacity of the AS on 2020 PHC

67%

39%

5%

50%

81%

96%

51%

23%

44% 41%

54%

0%

50%

100%

Assessing Overall Capacity

Page 8: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

2. Institutional Capacity

100%

67%

47%

80%

42%

0%

50%

100%

Legal Environment Data Confidentialityand Protection

OrganizationalStructure

Human and PhysicalCapital

StakeholderCoordination

Institutional Capacity

Page 9: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

3. Planning and Managing

33% 33% 33%

17%

0%

50%

100%

Human and PhysicalCapital

MethodologicalSoundness and

InternationalStandards

Quality Assurance Written Proceduresand Documentation

Planning and Management

Page 10: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

4. Mapping

0% 7%13% 0%

0%

50%

100%

Human and PhysicalCapital

MethodologicalSoundness and

InternationalStandards

Quality Assurance Written Proceduresand Documentation

Mapping

Page 11: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

MappingTo strengthen the capacity on using map for PHC the following steps need to be

taken:

The AS should works with Land Committee, Geodesy and Cadastre and any other

national mapping agencies to obtain spatial data (such as topography, roads, legal

boundaries) to avoid duplication of effort.

AS should established mapping unit within Census Department and organized a

training or hire the experienced staff in uses of Geographic Information Systems

(GIS), including:

• collection, preparation, use, and publication of maps and management of

geospatial data for census/survey purposes;

• creating thematic maps to highlight a specific topic;

• implementation and basic technology requirements;

• database development and management;

• freely data dissemination through AS website (e.g., shapefiles, geodatabases,

KML) all geospatial datasets of administrative/statistical geography;

• produce maps using GIS software for enumeration;

Page 12: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

Mapping

• thorough review of map dissemination products before they are publicly released (data

accuracy, correct positioning, clarity of map elements, etc.);

• GPS-verified national datasets uses for census/survey operations (e.g., road network,

housing location points, or landmarks);

• digitization and integration of digitized data from different sources;

• updates spatial data to reflect changes in administrative boundaries and re-delineate

statistical areas;

• developing enumeration area maps to facilitate enumerator orientation meaning that they

are legible, scaled appropriately, have clear and unambiguous boundaries, and are

designed so that an enumerator can canvass the entire area in the time allotted;

• if available, use of satellite or aerial imagery to verify physical features (housing units,

roads, rivers) and boundaries;

• verify pertinent spatial data (e.g., boundaries, housing units, structures) in the field prior to

enumeration; (xiv) instruction of enumerators to note errors, inconsistencies, or updates in

their EAs and the update the spatial database after verification;

• prepare formal training materials for field staff detailing how to read maps, how to use

maps during enumeration, and how to correct map errors;

• produce or manage the delivery of reference and thematic maps via the AS website using

multiple formats, including interactive web maps and static map products.

Page 13: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

Mapping

Mapping unit has a formal plan inventories should kept of geospatial products, including:

• GIS databases;

• Datasets;

• map products an covering the entire census/survey mapping process, including review

of existing maps and data;

• interaction with other government mapping offices;

• digitizing;

• fieldwork;

• map correction and revision;

• map production.

Mapping staff should have hardware (e.g., computers, plotters, or servers) and software that

are up to date, sufficient to complete required tasks, and adequately supported by SCS IT

staff;

GIS data sets and databases should documented with standardized metadata that includes

data sources, authors, production methods, and dates of production.

Page 14: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

5. Sampling

33%

67%

0% 0%0%

50%

100%

Human andPhysical Capital

MethodologicalSoundness and

InternationalStandards

Quality Assurance Written Proceduresand

Documentation

Sampling

Page 15: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

6. Questionnaire Content and Testing

67%

58%

83%

100%

0%

50%

100%

Human and PhysicalCapital

Methodological Soundnessand International

Standards

Quality Assurance Written Procedures andDocumentation

Questionnaire Content and Testing

Page 16: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

7. Field Operations

92%

100%

92%

100%

50%

100%

Human and Physical Capital Methodological Soundnessand International Standards

Quality Assurance Written Procedures andDocumentation

Field Operations

Page 17: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

8. Data Processing

20%

33%

77%

60%

0%

50%

100%

Human and PhysicalCapital

Methodological Soundnessand International

Standards

Quality Assurance Written Procedures andDocumentation

Data Processing

Page 18: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

9. Data Analysis & Evaluation

25%

0%

25%

7%0%

50%

100%

Human and PhysicalCapital

Methodological Soundnessand International

Standards

Quality Assurance Written Procedures andDocumentation

Data Analysis and Evaluation

Page 19: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

10. Data Dissemination

13%

50%56%

50%

0%

50%

100%

Human and PhysicalCapital

MethodologicalSoundness and

InternationalStandards

Quality Assurance Written Proceduresand Documentation

Data Dissemination

Page 20: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

11. Publicity

28%

67%

17%

33%

0%

50%

100%

Human and Physical Capital Methodological Soundnessand International Standards

Quality Assurance Written Procedures andDocumentation

Publicity

Page 21: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

12. Mobile Data Capture

12%

22%

53%

44%

0%

50%

100%

Human and PhysicalCapital

MethodologicalSoundness and

InternationalStandards

Quality Assurance Written Proceduresand Documentation

CAPI Summary

Page 22: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

Mobile Data Capture

The capacity of the SCS to employ mobile data capture is weak

• For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen. Backup questionnaires and/or mobile devices should available throughout the country to avoid delays;

• a multi-disciplinary working group should establish that includes experts in design, field operations, and programming and analysis that make joint decisions;

• a multi-disciplinary working group should evaluate the advantages and disadvantages of using mobile data capture;

• a multi-disciplinary working group should evaluate the infrastructure and resource requirements of such a system and the readiness of the SCS to deliver such a system given constraints (time, budget, scope);

• SCS can program devices with access to imagery and vector map data;

• edits can be made to census geography in the field and stored in the same format as the centralized data;

Page 23: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

Mobile Data Capture

• the enumeration universe should be populate programmatically based on the centralized

data captured during the housing unit listing operation and quality assurance is an

integrated part of the listing software control system;

• the SCS should have the resources to design and deploy a digital data storage and

transmission system that protects data security to best practice standards;

• SCS centrally stores and integrates the captured spatial data with subsequent census or

survey operations for address/housing unit listing;

• a digital system should create by the SCS that links the enumerator to the device and to

the enumeration area. The system allows for reassignment;

• testing should be done to simulate data transmission and load-testing (simulating the

amount of data that could be downloaded to a server at one time).

• A system should be in place that monitors data capture rates, evaluating performance

against benchmarks and directing corrective action if benchmarks are not met;

Page 24: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

Mobile Data Capture

A system for verifying data capture activity should be in place and the process should be responsive to feedback based on verification:

• KEYING: keying operator progress is monitored for accuracy;

• SCANNING: OMR and OCR accuracy are sampled, supplemental keying by operators verified for accuracy;

• MOBILE DATA CAPTURE: operational control system includes simultaneous data verification

SCS permanent staff should has following expertise for all steps of the data capture system:

• KEYING: 1) create a data entry program, 2) program skip patterns and range and consistency checks;

• SCANNING: 1) design a form that meets the specifications of the scanning system; 2) set and monitor quality assurance standards for printing; 3) create a program that can capture the data from the form;

• MOBILE DATA CAPTURE: 1) create a program that enables field data capture 2) create a program that manages assignments and data transfer, 3) incorporate maps.

Page 25: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

Mobile Data CaptureQuestionnaires should designed and tested in accordance with the data capture system chosen:

• KEYING: 1) designed for keyer speed and accuracy, 2) minimized page flipping;

• SCANNING: 1) tested for handwriting clarity and darkness, 2) accuracy is checked for character recognition, 3) formatted for accurate scanning;

• MOBILE DATA CAPTURE: 1) taken advantage of easier inclusion of skip patterns or filter questions, 2) conducted content usability testing, 3) conducted device usability testing

Enumerator training should include aspects specific to the data processing system used:

• KEYING: 1) handwriting practice;

• SCANNING: 1) handwriting practice, 2) using appropriate writing instrument, 3) handling of questionnaires;

• MOBILE DATA CAPTURE: 1) how and how often to charge the device; 2) how to fill out the questionnaire and use the map; 3) how and how often to transmit data, and; 4) troubleshooting.

Most advanced data archival and data processing software and hardware need to be used for PHC;

Change control and version management procedures should be used when developing requirement and specifications for hardware and software and it should be systematic.

Page 26: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

13. Administrative Records

0%

75%

0%

33%

0%

50%

100%

Human and Physical Capital Methodological Soundness andInternational Standards

Quality Assurance Written Procedures andDocumentation

Administrative Records

Page 27: ASSESSING CAPACITY OF THE AGENCY ON STATISTICS OF ... SESSION_4.pdf•For PHC should procedures in place for what to do, when questionnaires and/or mobile devices are lost or stolen.

THANK YOU!


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