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Assessing the Status and Performance of Rural Drinking Water Supply Sector and Programs in Jharkhand A REPORT SUBMITTED BY INDIAN INSTITUTE OF MANAGEMENT RANCHI RANCHI, JHARKHAND
Transcript

Assessing the Status and Performance of Rural Drinking Water

Supply Sector and Programs in Jharkhand

A REPORT

SUBMITTED BY

INDIAN INSTITUTE OF MANAGEMENT RANCHI

RANCHI, JHARKHAND

ii

Assessing the Status and Performance of Rural Drinking Water

Supply Sector and Programs in Jharkhand

A REPORT

Submitted To

Department of Drinking Water and Sanitation

Government of Jharkhand

On

April 9, 2013

IIM Ranchi Study Team:

1. Prof. M.J Xavier (Director, IIM Ranchi)

2. Prof. Subir Verma (Professor, IIM Ranchi)

3. Prof. Amit Sachan (Assistant Professor, IIM Ranchi)

i

Acknowledgements

We owe this work to three entities. First and foremost is Mr. Sudhir Prasad, Additional Chief

Secretary and Principal Secretary, Drinking Water and Sanitation Department, Jharkhand. It

was because of his foresight, commitment and belief in our capability to deliver high quality

and authentic work within strict deadlines that we believe we were entrusted with the

responsibility by the World Bank for doing the State and Sector Assessment. His high degree

of involvement did not only ensure that the work went on the right direction from the very

outset but it got completed within the stipulated time frame. No words would be enough to

express our gratitude to him for being the inspirer and the beacon in our work.

The second entity to whom we owe our work is the World Bank and its team headed by Ms.

Smita Mishra, Chief Economist, Mr. Manu Prakash and Mr. Vaibhav Lodha for their inputs

and observations. We thank them for their support and assistance.

Finally, we owe our work to Mr. Shardendu Narayan, Engineer-in-Chief, Drinking Water

and Sanitation Department, Jharkhand who was instrumental in guiding us and enabling us

all through. He explained to us the technical intricacies of the water supply schemes to the

minutest detail and provided all help in ensuring that the assessment study happens in the

manner expected. Mr. Sanjay Jha, Executive Engineer, PMU and his team consisting of Mr.

Sharma and Ms. Asha provided us with significant understanding and insights. Mr. Tanvir

Akhtar, SE, Dumka, Mr. Raghu Nandan Sharma, EE, Jamshedpur, Mr. Pramod Kumar, EE,

Dhanbad -1, Mr. V.N. Singh, EE, Khunti provided us all the help and support in meeting the

functionaries of Gram Panchayats, VWSC members, Aganwadi and Schools as also local

households. This report is due to the interaction with the myriad stakeholders at the Gram

ii

Panchayat and Village level and had it not been the Junior Engineer and Assistant Engineers

of the area, the access to the data and information would not have been forthcoming. We

thank all of them and the scores of respondents of our study.

We acknowledge the assistance of our Research Assistance, Ms. Shovana Samantha, Ms.

Divya and Mr. Tushar in the conduct of this study.

Prof. (Dr.) M.J.Xavier

Prof.(Dr.) Subir Verma

Prof. (Dr.) Amit Sachan

iii

Executive Summary

The objective of the study was to generate information for the design of a rural drinking

water supply component of the RWSS– LIS Project with a vision to accelerate effective,

sustainable and improved services. The study assesses the sector and program status as well

as the performance of the rural drinking water supply schemes in the state. Information

provided here relates to the sector status, institutions and capacities, sector programs, key

actors, finances, scheme designs and technologies, service levels (quality and quality),

operation and maintenance, monitoring and governance. It then provides inputs for the

improvements in the design and implementation of the RWSS-LIS Project.

The assessment provides both quantitative and qualitative information organized around the

parameters of Technical and Service Delivery, Sector policies and programs, Institutional

Mechanism, Economic and Sector finances, Social and Environmental context. The

methodology of the study involved the use of both qualitative and quantitative research

methods as also both primary and secondary data. The study was confined to the 4 Districts

of Jharkhand viz. Dhanbad, Dumka, Khunti and Jamshedpur. These districts have been

selected with care and have appropriate diversity in terms of issues and their facets. From

within each sampled district, 5 schemes through random sampling method were selected.

Within the Gram Panchayats (GPs) that were served by the scheme, habitations, households,

schools, and other institutions such as aganwadi and community/primary health centres, were

randomly selected. The study involved field visits and interaction with stakeholders at

different levels including officials of State Departments (identified by the department),

District, Block, GPs, NGOs, PRIs, Experts and Policy Makers, along with other key

grassroots stakeholders and relevant persons. Interviews, using semi-structured

questionnaires, and Focused Group Discussions were conducted with various stakeholders.

The study unravelled the following as key issues and has suggested appropriate

recommendations for dealing with them.

The first and the foremost is the Low Sustainability of Water Sources/Schemes. The study

found that inadequate recharge of aquifers, check dams, rainwater harvesting, etc. has led to

rapid decline in the ground water table in Jharkhand. In several instances, the water source,

iv

largely in case of rivers and ponds, have dried up causing the habitation to slip back. The

study recommends that a multi pronged approach which is holistic and participatory at the

village level, involving afforestation, blanket ban on cutting of trees and groundwater

recharge needs to be followed to ensure sustainability. Strategies should include a water

budget with community monitoring of water tables to balance demand with available water as

well as local measures for rainwater harvesting and groundwater recharge. DW&SD may also

consider giving GPs more power over local water sources, so that agricultural and industrial

use could be regulated so as not to jeopardize domestic water requirement. Besides, there is

an urgent need of enacting a comprehensive Ground and Surface Water Development

legislation and its effective enforcement especially in over exploited blocks.

The second major issue that has emerged is that of water quality which is affected by both

point and non-point sources of pollution, wherein the non-point sources like coal mining, iron

sources etc. was found to be more likely to impact the ground water quality, than point

sources (open defecation near the source of water). The study found that water quality testing

is yet to take off in most of the pipe water supply schemes. The water testing kits are in the

process of being supplied to the community. However some crucial areas which require

urgent interventions are adequate training to concerned persons in the DW&SD officials and

community members in using the testing kits and regular testing of water through these kits,

and a system of replenishment of components (reagents, litmus paper, etc.); a detailed plan

for handholding and supporting the trained persons in using the testing kits and follow up in

case of detection of quality issues; and training on waste water management to prevent

contamination and for reuse and recycling.

Then is the issue of inadequacy in the knowledge of the VWSC members and the resources

available to them for water management. The study found out that the VWSC participation is

very limited in the state. In water supply schemes, it is largely limited to jointly identifying

the water sources and selection/ possession of site for development of water supply scheme,

and planning for location of hand pumps. The involvement of women in planning for the

water supply schemes, and particularly in decision making for location of hand pump in the

villages, is further limited probably due to low education level and local customs and

mindset. The study recommends that VWSC members who are managing the PWSS should

be provided with strong technical support for Civil, Mechanical, Electrical and Financial

Skills. This is based on the belief that water security planning is posited at the village level

v

which in turn requires the knowledge of water resources management in the village, aquifer

or watershed. It was indeed commendable to find that DW&SD has started training of VWSC

and mukhiyas on software issues like raising awareness on need for recharge, avoiding water

wastage and the need to plan for balancing availability and consumption, as well as, hardware

issues which are focussed on building physical structures that can capture rainwater and

surface water runoff, and/or help recharge ground water like ooranis, check dams, subsurface

dykes etc. It is also important community members be trained on using and maintaining the

water testing kits on a priority basis. The lack of knowledge and skills amongst Jal Sahiyas in

certain places was appalling. The study recommends that the selection of community

members be done on certain well laid down criteria such as their interest levels, academic

qualifications, etc. It is also paramount that the DW&SD should not leave VWSC abandoned

once project infrastructure has been built. VWSC need continuous support, including

training, technical support, access to professional services and financing to supplement their

own resources.

Another issue that has emerged is inadequate Operation and Maintenance of WSS. In several

places the shortage of DW& SD staff at the lower level has led to a situation where one gang

is responsible for maintaining 1000 hand pumps or schemes across 5-10 villages, thereby

causing some of the hand pump/ schemes to get neglected. Places where fluoride were

detected last year, FTP has not been installed even till date; and wherever it has been installed

it is not being used. There are also other problems which are not related to the Department

but pose a challenge in terms of their task accomplishment. In some districts, there is acute

electricity problem, leading to non-functioning of the scheme for the period. At times even if

the power is available, low voltage has caused the scheme to be non-functional. Pipeline

distribution in these schemes was also found not only to be inadequate but instrumental in

creating a further divide between the rich and poor. Since most of the PWSS were found

unable to meet the service level throughout the year, the VWSC members lamented their

inability to generate money from the consumers thereby exacerbating their inability to

manage the scheme. The study recommends that the DW&SD speed up the process of

introducing standard operating procedures for O&M of hand pumps and piped water supplies

and make efforts to ensure that the local resource person is quickly identified and properly

trained.

vi

The study also found out an appalling lack of awareness with regard to water supply schemes

in the state. This was not only at the user level. Even the VWSC members, when queried,

were not aware about their roles and responsibilities. Around 30% of the Jal Sahiyas did not

know why they have been appointed! It is also important to make the community aware of

the need for regular water quality testing and required follow up. The study recommends that

DW&SD develop a comprehensive IEC strategy detailing out target groups, key messages,

media vehicles and monitoring plan. As this is a very specialized area, DW&SD could

consider using services of a specialized agency from public/ private sector for this.

The study also found out a lag between planning of new schemes, survey and execution

thereby leading to slippages and forcing a significant chunk of rural community to go out of

the net of the water supply network. Planning, decentralization, use of project management

technique and improved monitoring of the schemes is a way out. It is important the DW&SD

builds a strong reporting system based on service levels and community feedback. The

monitoring of the schemes must move beyond quantitative data to capture the qualitative

aspects of the schemes on monthly/quarterly basis in the reporting system. For example, in

case of hand pumps the current reporting system only tells the number of hand pump in a

particular district but how many are able to provide the drinking water is not clear. In case of

PWSS, the information is on the number of schemes. Now the next level of reporting should

be on the service levels of these PWSS. Reporting should be on the number of total house

hold, number of house hold having connection and revenue received by VWSC. The report

recommends that reporting system must also provide the information on the water table in

each block especially in terms of zones that have gone red (i.e. the withdrawal is more than

the recharge of ground water), going to be red (i.e. the withdrawal is at a pace and amount

that the ground water recharge would not be able to replenish over next 2-3 years) and green

(i.e a zone where the recharge is more than the withdrawal with no danger looming in the

near future). This will help the DW&SD to quickly and clearly identify the regions on which

it has to focus first and prioritize the necessary interventions.

Finally, the report suggests that sustainability plans should be prepared especially for over-

exploited, critical and semi-critical blocks in terms of ground water table for taking up

scientifically located recharge measures and water harvesting structures on a watershed or

aquifer basis. These would be prepared using Ground Water Prospects (HGM) maps, GIS and

GPS techniques to ensure maximum water conservation to benefit drinking water sources in a

vii

cost effective manner. These plans should be financed by convergence of NRDWP

Sustainability MNREGAS as well as Watershed Development Programmes.

All in all while this State Sector Assessment has shown that the commendable efforts being

made by the DW&SD to ensure that this most important resource of human civilization is

available on sufficient, sustainable and equitable basis to all, there are certain significant

challenges and issues which needs to be urgently addressed. A holistic, participatory,

communitarian strategy and solution with the support of the State is the need of the hour.

viii

Abbreviation and Acronym

APL Above Poverty Line

ARWSP Accelerated Rural Water Supply Program

BRC Block Resource Centres

CCDU Communication and Capacity Development Unit

CLTS Community Led Total Sanitation

CRSP Central Rural Sanitation Program me

DW&SD Drinking Water and Sanitation Department

DWSC District Water and Sanitation Committee

DWSM District Water and Sanitation Mission

GDP Gross Domestic Product

GP Gram Panchayat (village local self-government)

ICDS Integrated Child Development Scheme

IEC Information, Education and Communication

IHHL individual household latrine

IPC Interpersonal Communication

IDWSSD International Drinking Water Supply & Sanitation Decade

MDG Millennium Development Goal

MVS Multi village scheme

MIS Management Information System

NRDWP National Rural Drinking Water Programme

NDWM National Drinking Water Mission

NFHS National Family Health Survey

NGP Normal Gram Puraskar (Clean Village Prize)

NGO Non-Government organization

NRHM National Rural Health Mission

O&M Operation and Maintenance

PC Production Centre

PRA Participatory Rural Appraisal

PRI Panchayati Raj Institution (Local Government system)

RGDWM Rajiv Gandhi Drinking Water Mission

SWSSO State Water and Sanitation Support Organizations

PHED Public Health Engineering Departments

SHG Self Help Group

SIRD State Institutes for Rural Development

SLWM Solid Liquid Waste Management

SSHE School Sanitation and Hygiene Education

SRP Sector Reform Project

SWSM State Water and Sanitation Mission

TSC Total Sanitation Campaign

VWSC Village Water and Sanitation Committees

WSP Water and Sanitation Program

ZP Zillah Panchayat/Paris had (district local government)

ix

Contents

Acknowledgements .................................................................................................................................. i

Executive Summary ................................................................................................................................ iii

Abbreviation and Acronym .................................................................................................................. viii

Introduction ............................................................................................................................................ 1

Evolution of Water Programs ............................................................................................................. 2

Jharkhand State .................................................................................................................................. 4

Objectives of the Study ........................................................................................................................... 6

Methodology ........................................................................................................................................... 9

Tools Designed for the Study ............................................................................................................ 10

Sampling plan .................................................................................................................................... 11

Issue Matrix ....................................................................................................................................... 12

Current Situation ................................................................................................................................... 13

Technical and Service Delivery Aspects .......................................................................................... 13

Sector Polices and Programs ............................................................................................................. 22

Institutional ....................................................................................................................................... 30

Economic and Sector Finances.......................................................................................................... 32

Social ................................................................................................................................................. 36

Environmental ................................................................................................................................... 39

Key Issues and Recommendations ........................................................................................................ 42

Annexures ............................................................................................................................................. 51

Annexure 1: Roles and Responsibilities ............................................................................................ 51

Annexure 2: Various Phases of village work ..................................................................................... 54

Annexure – 3: Household Level Interview Schedule ........................................................................ 55

Annexure – 4: Issues for Focus Group Discussion............................................................................. 57

Annexure – 5 A: Scheme Level Questions for Hand Pump ............................................................... 59

Annexure – 5 B: Questions for Piped Water Supply Scheme............................................................ 61

Annexure – 6: Interview Schedule for Gram Panchayat ................................................................... 65

Annexure – 7: Questions for Assessment of Drinking Water Facilities in Village Level Institutions 67

Annexure – 8: Information to Be Collected From Districts ............................................................... 69

Annexure – 9: Information to Be Collected From State Offices ....................................................... 74

x

List of Tables

Table 1: Sampling Plan ......................................................................................................................... 11

Table 2: Issue Matrix ............................................................................................................................ 12

Table 3: Scheme Details as on 09/02/2013 ........................................................................................... 14

Table 4: Coverage of SC/ST/Minority Habitations (Coverage as on 09/02/2013) ............................... 14

Table 5: Physical Progress during 2012-13 as on 09/02/2013 .............................................................. 15

Table 6: Status of Pipe Water Schemes ................................................................................................ 18

Table 7: Key Strategy/ Policy Initiative as on July, 2012 ..................................................................... 24

Table 8: Financial Progress Program funds (Rs in Crore) as on 10/02/2013 ........................................ 33

Table 9: Financial Progress Support Activities (Rs. in Crore) as on 10/02/2013 ................................. 34

Table 10: RFD Targets and Achievements (up to 16/02/2013) 2012-2013 .......................................... 38

Table 11: Testing of Sources in Habitations (2012-2013) .................................................................... 39

Table 12: Quality Affected Habitations Contamination Wise as on 01/04/2012 .................................. 39

xi

List of Figures

Figure 1: Population Comparison for urban and rural areas from 2001 to 2011 .................................... 5

Figure 2: Availability of Water in various States.................................................................................. 13

Figure 3: Number of Hand Pumps District wise in Jharkhand ............................................................. 17

Figure 4: Children at Aganwadi ............................................................................................................ 20

Figure 5: Child Carrying Water ............................................................................................................ 21

Figure 6: Hand Pump with Soak Pit...................................................................................................... 24

Figure 7: Water Treatment Plant ........................................................................................................... 27

Figure 8: Single Village Scheme based on Solar Power in Dumka ...................................................... 29

Figure 9: Cemented Platform of Handpump (red colouring is because of iron in water) ..................... 35

Figure 10: Children remains unfit due to diseases (Anganwadi) .......................................................... 36

Figure 11: Reduction in medical expenses of family(HH) ................................................................... 36

Figure 12: Water Treatment Plant ......................................................................................................... 38

Figure 13: Drainage at Hand Pump....................................................................................................... 41

Figure 14: Fluoride Treatment Plant at Hand Pump ............................................................................. 46

1

Introduction

Water is the most essential requirement of human life. Clean and adequate supply of water is

crucial to livelihood opportunities, environmental stability, and maintenance of ecosystems as

well as public health. India being among the 191 countries, who have given their commitment

to Millennium Development Goals (MDG), the Government of India is supplementing the

efforts of the State Governments for providing all citizens with adequate water for drinking,

cooking and other domestic basic needs on a sustainable basis. A direct relationship exists

between water, sanitation, health, nutrition and human well-being. Consumption of

contaminated drinking water, improper disposal of human excreta, lack of personal and food

hygiene and improper disposal of solid and liquid waste have been the major causes of

diseases in our country.

Groundwater is the basic source of drinking water for most of rural India, and certainly for

most rural habitations in Jharkhand. As needs expand and as groundwater faces competing

uses, it is fast becoming increasingly unreliable in providing for the basic needs of drinking

and domestic use. In fact, many regions now face systematic drinking water shortage.

Habitations in the State have ground water as source where water is drawn through deep tube

well. The single village scheme is that scheme where water is pumped from a local source

such as bore well or tube well to a single village; whereas Multi village schemes are those

schemes where water is pumped from remote sources such as river or canal into multiple

villages. When surplus surface water exists in neighbouring areas, a multi-village drinking

water scheme (MVS) may be the best option. In principle, this is technically the simplest with

the most quantifiable costs and benefits. It is also the workhorse for most rural habitations of

the world.

According to Rajiv Gandhi Drinking Water Mission (RGDWM) 2005 figures, about 96% of

rural population is considered as fully covered and 35% of the population has access to

sanitation facilities. The increase in coverage since last decade is an indicator of the

investment made by Government in this sector. To accelerate the pace of coverage of

problem villages with respect to provision of drinking water, the Government of India

2

introduced the Accelerated Rural Water Supply Programme (ARWSP) in 1972–73, to support

States and UTs with financial and technical assistance in implementing drinking water supply

schemes in rural areas. In order to address the major issues like sustainability, water

availability and supply, water quality, etc., the Rural Drinking Water Supply Guidelines were

revised with effect from 1st April, 2009. The revised program is known as National Rural

Drinking Water Programme (NRDWP). NRDWP has the goal to provide every rural person

with adequate water for drinking, cooking and other domestic basic needs on a sustainable

basis. It is provided that this basic requirement would meet certain minimum water quality

standards and be readily and conveniently accessible at all times and in all situations.

Evolution of Water Programs

Rural drinking water supply is one of the important subjects entrusted to the States as per the

Seventh Schedule of the Indian Constitution. Therefore, the drinking water supply schemes

are planned and implemented by the respective State Governments. However, Government of

India has been providing assistance to the states for providing adequate and safe drinking

water in the villages. The first major step in rural water supply came with the Accelerated

Rural Water Supply Program (ARWSP) in the 1970s that provided the State Government full

independence for implementing water supply schemes in problem villages. By March 1981,

the coverage of rural water supply was 30.8 per cent. Following the International Drinking

Water Supply & Sanitation Decade (IDWSSD) [1981-91], the second major venture came in

the form of the National Drinking Water Mission (NDWM), later renamed as the Rajiv

Gandhi National Drinking Water Mission (RGNDWM). The Mission issued comprehensive

guidelines for ARWSP (1986), helped formulate National Water Policies (1987 and 2002)

and introduced the Sector Reform Project (SRP) in 1999.The Guiding principles were to

increase community participation in place of centrally monitored and supply driven approach.

The SRP transformed into the Swajaldhara in 2003.

The Rural Water Supply (RWS) sector has now entered the fourth phase emphasizing

sustainability of water supply in terms of availability, adequacy, convenience, affordability

and equity while also adopting decentralized approach involving PRIs and community

organizations. It is based upon the paradigm of community ownership and management of

water resources in the region. For, it is the people living in rural habitations and villages who

are the best judge of how much water they need, how to use it, and what measures they to

3

take to ensure drinking water security. Accordingly, the Department of Drinking Water

Supply in 2012 issued guidelines to Gram Panchayats (GP) and Village Water and Sanitation

Committees (VWSC) on how to plan, implement, operate, maintain and manage water

supplies and to ensure their sustainability. All this will lead, it is hoped, to drinking water

security in rural India meaning thereby that every person in rural India will have enough

water for drinking, cooking and other domestic needs at all times and in all situations.

Enshrined in the new approach is the emphasis on the adoption of appropriate technology,

revival of traditional systems, conjunctive use of surface and ground water, conservation, rain

water harvesting and recharging of drinking water sources. The Gram Panchayats (GP), as

representatives of the community, is envisaged to spearhead these multipronged efforts

towards securing drinking water security in rural India. The Gram Panchayats, through

Village Water and Sanitation Committees (VWSCs), have to mobilize communities, educate

them and ensure they get training and technical support to achieve drinking water security.

The program is realistic enough in not expecting the rural communities to achieve all of the

above on their own. As such the Block Resource Centers (BRCs), District Water and

Sanitation Missions (DWSMs), State Water and Sanitation Support Organizations

(SWSSOs), Public Health Engineering Departments (PHEDs), Training institutions like the

State Institutes for Rural Development (SIRDs) and NGOs all have a critical role in providing

support.

Indeed the Rajiv Gandhi Rural Drinking Water Mission is in keeping with the Eleventh

Schedule of the Constitution which has laid down that a Panchayat will have jurisdiction

over as many as 29 areas like agriculture, land reforms, minor irrigation, animal husbandry,

fisheries, social forestry, rural housing, poverty alleviation programmes, public distribution

system and primary and secondary schools. According to the Constitution, the legislature in

the state has to provide powers and authority as may be necessary to enable the panchayats to

function as institutions of self-governance. Powers include preparation of plans for economic

development and social justice and implementation of such schemes for economic

development and social justice.

4

Jharkhand State

Jharkhand is a newly formed state and has 24 districts with 212 blocks. The total area is

79.70 lakh hectares and the total population is 2, 69, 09, 428. About 29% of the area of the

state is covered with forests. About 40% of the population belongs to SC and ST

communities and the level of literacy is very low compared to other states.

The vision of Jharkhand State Water policy is to ensure the sustainable development and

optimal use and management of state water resource to provide the greatest economic and

social benefit for the people of the state of Jharkhand in a manner that maintains ecological

values with rivers and adjoining lands. Since independence of India and till formation of the

State of Jharkhand in 2000, some investments were made in the water sector for the

development of water storage projects and other water supply related schemes. Water

resources is critical to the people of Jharkhand for their health and wellbeing: sustenance of

environmental values, rural and urban water supply, agricultural production on which the

rural income mostly depends, rural livelihood, hydropower generation, industrial, and

benefits for commerce and industry on which growth in employment is dependent and to

meet the needs of a growing population. The geographical area of the state is 79 lakh ha. And

cultivable area is 38 lakh ha. Out of this, 80% of the area is drought prone. About 7% areas is

flood prone. The highly variable rainfall in Jharkhand ranging from 1000 to 1400 mm mainly

occurs within four-month period between June to September with the number of rainy days

varying between 60 and 80. The estimated average annual availability of water resources

consists of 27.726 km3 of surface water and 5.251 km

3 of subsurface. Of the 16 river basin

systems, more than 50% of this average annual availability is found in the five major river

basins viz. Subarnarekha, Damodar Barakar, North Koel, Gumani and South Koel of the

State.

Rural drinking water supply is a State subject and has been included in the Eleventh Schedule

of the Constitution of India, among the subjects that may be entrusted to Panchayats by the

States. Jharkhand being a state with more than 53% of households and 75% of the districts

influenced by Left Wing Extremist menace, the major challenge is to find and engage

credible stakeholders. The last Panchayat elections took place in the state 32 years back

creating an absolute shortage of village institutions for program planning and delivery. Of the

5

total population of Jharkhand state, around 75.95 percent live in the villages of rural areas.

Total population of rural areas of Jharkhand state is 25,036,946. It was 2, 09, 52,088 in 2001.

Rural males and rural females were 1, 06, 79,596 and 1, 02, 72,492 respectively in 2001. This

figure has increased to 1, 27, 75,468 and 1, 22, 61,478.

Figure 1: Population Comparison for urban and rural areas from 2001 to 2011

The population growth rate recorded for this decade (2001-2011) was 19.50%. In rural

regions of Jharkhand state, female sex ratio per 1000 males is 960, while the same for the

child (0-6 age) was 952 girls per 1000 boys. In Jharkhand, 4,247,095 children (0-6) live in

rural areas. Child population forms 16.96 per cent of total rural population. In rural areas of

Jharkhand, literacy rate for males and female stands at 74.57 % and 49.75 % respectively.

Average literacy rate in Jharkhand for rural areas is 62.40 percent. Total literates in rural

areas are 12,973,765.

In India, as per the Census Report 2011, around 35.8% people have access of drinking water

near the premises. Rest 17.6% people have to travel far away to bring water. In Jharkhand

around 23.2% people have drinking water facility within the premises, 44.9% have near the

premises whereas 31.95 have to go miles to fetch water. In India about 50% household have

tap water facility. Himachal Pradesh, Sikkim, Goa Tamil Nadu are the states where more than

75% of household use tap water, though in states like Sikkim (56%), Jammu and Kashmir

0

5000000

10000000

15000000

20000000

25000000

30000000

35000000

Population size Population size (Rural) Population size (Urban)

2011 2001

6

(29%), and Gujarat (29%), households have high percentage of tap water from untreated

source as well. In Jharkhand 13% households have access to tap water with 10 % from

treated source and 3% from untreated sources. Hand pumps and tube wells are much in vogue

in states like Bihar, Uttar Pradesh, Chhattisgarh, West Bengal and Jharkhand. 33.55 % of

total population of India use hand pumps and 8.5% use tube wells. In Bihar, around 86% of

population use hand pumps (highest in all states) whereas this percentage is 43.8% in

Jharkhand. In Kerala, around 62% household have wells whereas Jharkhand has 37%, which

is second highest among all states. Though covered well is not much in practice in any state

except Kerala (15%). In Jharkhand only 2% have covered well. Sikkim (11%), Jammu &

Kashmir (6.2%), Andhra Pradesh (5.5%) people also use spring as drinking source. In

Jharkhand altogether less than 2% of households use spring, tank, pond and lake as sources

for drinking water.

Apart from access, the quality of drinking water is also a matter of concern. The DW&SD of

drinking water and sanitation Department points out existence of chemical contamination like

Fluoride and Iron in different parts of the state. Arsenic contamination is also noticed in some

parts of the state. Given this alarming situation, it is an urgent task for government and other

drinking water supply agencies to enhance the accessibility to and improve the quality of

drinking water. The proposed Rural Water and Sanitation Project with support from World

Bank would be an effective step to bridge the gaps in supply of drinking water in Jharkhand.

In this context, it is pertinent to assess the status of existing services of drinking water in

Jharkhand, the gaps therein and assess requirements to fill gaps. The objectives of this study

flows from the same as presented in the next section.

Objectives of the Study

The objective of the study is to generate information for the design of a rural drinking water

supply component of the RWSS– LIS Project with a vision to accelerate effective, sustainable

and improved services. The study will assess the sector and program status as well as the

performance of the rural drinking water supply schemes in the state, and provide inputs in the

design and implementation of the RWSS-LIS Project. Information required would relate to

the sector status, institutions and capacities, sector programs, key actors, finances, scheme

7

designs and technologies, service levels (quality and quality), operation and maintenance,

monitoring and governance.

The above objectives of the study will be realized through the evaluation of the current status

of the Rural Drinking Water Sector and Program. The study will cover the following

parameters of the Sector and Programs:

1. Technical and Service Delivery: embracing the assessment of (1) the coverage, the

geographic distribution of the coverage within the state and its trend over the last 10 years

of the Rural drinking water supply schemes; (2) the range of schemes and technologies in

operation , their functionalities and issues related to procurement, design and

implementation, operation and maintenance and other technical aspects and most

importantly the pace at which the schemes and technologies are coping with the emerging

demands; and (3) Standards of service delivery in terms of per capita access, hours of

supply, quality, quantity, household access and public stand posts, emergency supply,

etc., and issues that aid and constrain improvements in service levels in terms of quality,

quantity, accessibility and regularity.

2. Policies and Programs Implementation : This will involve assessment of (1) the sector

policies, plans, programs and strategies operating at state level especially those that were

initiated in the last 10 years with a focus on evaluating the performance in terms of

delivery of water, service standards and norms of implementation, subsidies, incentives

and cost sharing structures in the schemes, research and development initiatives; (2) the

legal and regulatory framework in water supply and water quality, and water resources;

(3) water security, water quality and water safety initiatives; and (4) integration and

convergence with other programs. Overall the assessment under this head will evaluate

the extent to which the sector policy and strategy is appropriate and conducive for

motivating stakeholders to change and improve and the extent to which the sector

policy/strategy is being followed in practice, and the reasons thereof for any lag or

shortfall.

3. Institutional: involving the assessment of (1) institutional goals and vision, set up, roles

and responsibilities for rural water supply in the state amongst the myriad agencies –

public sector, private sector and civil society actors all levels (State, district, block, GP

8

levels); (2) sector capacities, staffing, and skills at State, district, block, GP levels to

plan, design, manage, and operate and maintain program and schemes (3) status of

decentralization in the context of drinking water supply and in particular the transfer of

schemes to PRIs; (4) major institutional issues affecting improved rural water supply

delivery and performance; and (5) M&E systems and information on existing water

supply services. The overall assessment of the institutional aspect of Drinking Water

Sector and Status will be focused on four aspects: (1) identification of dysfunctional

practices and reasons for their continuation especially the absence of self- correction in

the sector; (2) appropriateness of the institutional arrangements of the sector for meeting

sector goals (3) the incentives/disincentives driving decision making in the sector; and

(4) measures that have tended to improve coordination and break down the barriers to

cooperating between institutions.

4. Economic and Sector Finances: Assessment will be carried out of (1) the level and role

of investments in rural drinking water supply delivery by public, private, community

entities; (2) estimation of the average unit cost of different types of and cost per person;

(3) water tariff policy and implementation and measures for cost recovery for water

supply facilities; and (4) accountabilities and audit arrangements. In sum the analysis will

assess (1) the extent to which the sector is financially sustainable in the short and long

term; (2) current capital and operating financing effective in creating improved

performance; (3) the criteria used for investment prioritization; and (4) estimated funding

requirements.

5. Social: covering the evaluation of (1) the adequacy of the participatory practices and

level of participation and ownership of the rural drinking water supply system amongst

different population groups and in particular the marginalized and disadvantaged section

of the rural community; (2) issues that aid/ constrain inclusion and equity. Overall the

social assessment would focus on the extent to which the sector is amenable to inclusion,

equity and accountability and changes that have happened over time.

6. Environmental: The assessment of the environmental aspect of the Sector will go into

the information available on the status of water supply services at household, institutions,

community and village level especially from quantity and quality perspectives as also on

the pollution of water sources (ground and surface water).

9

In sum the study will assess the performance of all types of schemes (hand pumps, piped

water, multi-village and single village schemes, etc.) and related issues of service levels

(quantity and quality), systems and source sustainability; and scheme planning, designing,

management, procurement and contracting, operation and maintenance. Assessment will

provide quantitative and qualitative information and cover infrastructural coverage and

community satisfaction as well as community ownership and participation levels.

Methodology

The methodology of the study will involve the use of both qualitative and quantitative

research methods as also both primary and secondary data. It is necessary that study uses the

language, concepts, terms and approaches steeped in the local context. Thus a comprehensive

assessment of rural drinking water supply sector schemes and strategies will also not only

assess, but also, benchmark service level, performance, achievements, shortcomings, issues

and challenges of the sector both in local and national context. The study will therefore

involve the following:

Collection of Secondary data on the existing schemes and the social aspects of the

project. The data and information will be sourced from Drinking water and sanitation

department of Jharkhand, National and State Census report, Sector Plan and

Evaluation Reports, NRDWP Guidelines, 11th and 12th Plan Report, JMP Report etc.

The existing material, records, reporting standards and accountability norms will also

be studied and reviewed.

Primary data collection at the State level involving triangular participatory approach.

The study will involve field visits and interaction with stakeholders at different levels

including officials of State Departments (identified by the department), District,

Block, GPs, NGOs, PRIs, Experts and Policy Makers, along with other key grassroots

stakeholders and relevant persons. Interview using a semi-structured questionnaire

will also be conducted.

10

In order to triangulate the findings of the secondary data and observations, focus

group discussions will be conducted with the PRI representatives, community, village

level government functionaries and other stakeholders. At least one group discussion

per sample GP will be conducted using a structured discussion guideline.

Open ended interactions will also be used to gain insights of the ground situation of

family/community status, access and use of water supply facilities, management,

quality and sustainability of the water supply facilities, participation in programs and

in operation and maintenance, level of awareness, etc. Observation technique will also

be employed to assess the performance of the schemes.

Tools Designed for the Study

Based upon the key issues identified in the study, we have formulated and designed the

following tools, questionnaire and format for carrying out the study:

1. Household interview Questionnaire

2. Scheme-level Questionnaire

a. For hand pump

b. Pipe water supply

3. Discussion Cues for Focus Group Meetings

4. Gram-Panchayat level Questionnaire

5. Questionnaires for other Institutions

6. Format for collecting data from State / District level Offices

The above tools are enclosed in Annexure section of this report.

11

Sampling plan

This study is confined to the 4 Districts of Jharkhand viz. Dhanbad, Dumka, Khunti and Purvi Singbhum. These districts have been selected with

care and have appropriate diversity in terms of the issues in all their facets. From within the sampled district, 20 Gram Panchayats (GPs) and 20-

25 schemes through random sampling method was selected. Within GPs, habitations (minimum 2-3 from each GP), households (minimum 20

from each GP), schools (minimum 1 from each GP), and other institutions (minimum 1 from each GP), were selected randomly, but in such a

manner that the objective of the study is subserved.

Table 1: Sampling Plan

Districts No. of

GPs to

be

covered

No of schemes to be covered

Hand Pump Piped Water Schemes Total

Schemes Multi-village

in single GP

Multi-village in

more than one

GP

Single Village

Schemes

Mini Water

supply

schemes

Quality

affected GPs/

schemes

20 6 3 3 6 3 4 25

Purvi

Singhbhum

1.Chota

govindpur

2.Bagbera 3. Bharagora 1

4. Ghatsila

scheme

5 Chota

Govindpur

Ghora bandha

6. Kitadi

Gariban patti

7. Bahalia

Dhanbad 8. Patlawadi

9.Nirsa Block 10.Baliapur 11.Chandkua

Panchayat

Khunti 12.Lafrus

Bhingra

13. Tapkara 14. Torpa 15.Anigra

16. Okra

Dumka 17.Kaharwill

18.Nonihat 19.Nonigram

20.Mayurnach

21.Ghasipur

12

Issue Matrix

The issue matrix has been developed capturing of information for all the concerned issues. The issue matrix is given below.

Table 2: Issue Matrix

S.N. Issues House Hold

Interview Schedule

(Refer Annexure 3)

Focus Group

Discussion

( Refer

Annexure 4)

Other

Institutions

Interview

Schedule

(Refer

Annexure 7)

Gram

Panchayat

Interview

Schedule

(Refer

Annexure 6)

Scheme level

information

from District

Offices

refer Annexure

5A & 5B & 8)

Other Secondary sources of

information

1 Technical and

Service

Delivery

Aspects

Q.nos. 1.1 to 1.8,

2,3,5

Q.nos.1,4,5,6,7,

15

Q.nos. A(5-

7,12,15),

Q. nos. 1, 2,13 Q. nos. A,L,N Census 2001 & Census 2011

Data

Meeting with Executive

Engineers in PHED HQ &

District Offices

2 Sector Policies

and Programs

. Q.nos 6.1-6.7, 7.1-

7.4,8.1-8.4

Q.nos

2,17,20,21

Q.nos A(14,16,

17)

Q.nos 3,6,7, 17 State Water Policy Paper,

Discussion with PHED state

level officials

3 Institutional

Aspects

Q.nos 6.1-6.7,

3.1-3.6,

7.1-7.4

Q.nos

2,17,20,21,

22,24, 26

Q.nos A(1-

4,9,10,11,13)

Q.nos 4,5,

7,8,11,

12,15

Discussion with PHED state

level officials.

Assessment of reports and

policy documents

4 Economic and

Sector

Finances

Q.nos 5.1-5.6 Q.nos 10,11,

2,18,

19,23

Q.nos 4, 9, 10,

5 Social Aspects Q.nos 9, 10, Q.nos

8,9,13,14,16

Q.nos A(18),

B(1,2,3,4,,5,6,7,

8)

Q.nos 15, 20,

21

Discussion with PHED district

& GP level officials

6 Environmental

Aspects

Q.nos 6.5-6.7, 9 Q.nos 14,16,

24, 25

Q.nos 6, 18, 19 Discussion with PHED district

& GP level officials

13

Current Situation

In the present study, the survey was done in Dhanbad, Dumka, Khunti and Purvi Singbhum

through structured interview technique and focused group discussions. Data was collected

from the officers of the DW&SD, members of Gram Panchayat, Jal Shaiyas, Mukhiyas,

village household and other relevant respondents. Secondary data was collected by accessing

the documents existing with the DW&SD, Jharkhand, the website of DW&SD India and

2011 Census Survey Report. The study has assessed the sector and program status as well as

the performance of the rural drinking water supply schemes in the state to provide inputs in

the design and implementation of the RWSS-LIS Project.

Technical and Service Delivery Aspects

As per the census 2011 (Figure 2) data, in Jharkhand around 23.2% people have drinking

water facility within the premises, 44.9% have near the premises whereas 31.95% have water

facility away from the premises. This availability of drinking water source data can be

validated with the scheme data that piped water is only available to 13% of the household and

well and hand pump water is available to 35.5 and 43.8% of the population respectively.

Figure 2: Availability of Water in various States

0102030405060708090

100

Availibility of water Within The Premises Near The Premises Away

14

Table 3 compares the scheme details of Jharkhand state with India. The Habitations covered

by PWSS are 7.6% while in India this percentage is about 29.94%. However, the percentage

of habitation covered by hand pump/borewell is more in Jharkhand as compared to India.

Table 3: Scheme Details as on 09/02/2013

S.N. Particulars State No State

Percentage India No

India

Percentage

1 Habitations covered by PWSS 9058 7.6 498906 29.94

2 Habitations covered by

Handpumps/ Bore wells 64786 54.35 742101 44.54

3 Habitations covered by Others 2144 1.8 42889 2.57

4 Habitations where scheme detail

Not entered in IMIS 43203 36.25 382179 22.94

5 Total 119191 100 1666075 100

Source: http://indiawater.gov.in

The coverage data of the SC, ST, minority and LWE concentrated habitations is presented in

the table 4. This data shows that the coverage in all these habitations is above 95%.

Table 4: Coverage of SC/ST/Minority Habitations (Coverage as on 09/02/2013)

Particulars Total

Habitations Coverage % Coverage

SC Concentrated Habitations 16588 16509 99.52

ST Concentrated Habitations 64322 63482 98.69

Habitations in Minority Concentrated Districts 17055 16530 96.92

LWE Concentrated Habitations 82006 79579 97.04

Source: http://indiawater.gov.in

As per the data available on the website of Government of India, the target marked was of 41,

793 habitations and the achievement are of 11, 822 habitations, which is about 28% of the

target marked.

15

Table 5: Physical Progress during 2012-13 as on 09/02/2013

S.N. Particulars Target Marked Achievement

1 Partially Covered 16244 4954

2 Quality Affected 339 57

3 Minority Districts 2778 578

4 Minority Blocks 2526 661

5 LWE Districts 10881 3194

6 SC Dominated 1589 398

7 ST Dominated 7436 1980

Source: http://indiawater.gov.in

Initiatives have been taken by the DW&SD in terms of both pipe water supply and hand

pumps. Table 10 presents the data of the pipe water supply schemes and the Figure 3 about

the hand pump installed in the state. When villagers were asked to compare the current

situation with the situation 5-10 years ago on various service levels such as coverage, time

taken to get water, health problems, quality of water etc. every villager said that the

improvement has taken place on all the aspects.

Some of the service level issues associated with the hand pump are as follows:

1. Based upon to our interaction with the rural households in the sampled GPs and

subsequent field survey, it was discovered that the actual range of non-functioning hand

pumps, including those which have recently suffered breakdowns because of pumps or

pipes or mishandling issues is to the tune of around 7-10%. This number goes up during

summers to around 14% because of drop in water table or because of disuse due to

increased turbidity of the water ejected. While all hand pumps are used for drinking

water, some hand pumps are more preferred than the others for drinking purposes due to

the better quality and taste of water. The figure quoted by the households is normally on

the higher side. On the other hand, the reports of the Department at the field level do not

have to be readily accepted, for their data is based upon the complaints received and thus

there maybe a gap between actual and reported.

2. In most of the places, Water Table has gone down by almost 2 feet while in other places it

is even more. In one village, in Dhanbad, for instance, water table which was at the depth

of 32 meters in 2009 has receded to 39 meters today. Problems related to receding of

16

Water Table was also observed in other places in Dhanbad and in Purbi Singhbhum.

Incidentally, these are also the places where hand pumps are the most prolific (refer

Figure 3). In Nirsa Block in Dhanbad, 60 to 62 villages are situated around the coal

mines of Eastern Coal Fields and the moment the drilling starts it hits the coal seam. As a

result, most of the hand pumps go dry within one month. Those that do function after

rainy season go completely dry during summers. Indeed in this coal belt, ground water is

a huge problem and surface water seems to be the only sustainable option.

3. In summers, when water sources dry up or plummet to new depths, people have to get

water from just any source where water is available. In some places, children also help by

carrying water for long distance on cycle. A lot many village households, especially those

who are poor, make temporary and Kutcha (mud) well during the summer season.

4. There are places which have high iron content in the water. In such places, water that

comes out of the hand pumps are red in colour. Also the GI pipe in hand pumps get

quickly rusted, within 4 to 5 years thereby contaminating the water. Households in such

iron affected water areas lamented that when they boil rice, it turns yellow in colour.

Again, hand pump throws out muddy water when it is, and this is a common occurrence,

not handled properly by villagers. In areas where water is affected by fluoride, fluoride

treatment units were installed on the hand pump. But in one such a village, after one

month, the fluoride treatment unit collapsed. In other areas, Fluoride was detected in

February last year, but till date the FTP has not been attached to the hand pump.

5. According to the officials of the DW&SD, the responsibility for repairing the hand pump

is with the Gram Panchayat. Gram Panchayats were given money for operation and

maintenance of the handpumps in their region about two years back. As of now a sum of

Rs. 300 to 400 per hand pump for operation and maintenance has been given to Jal

Sahiya of the Gram Panchayat. In some Aganwadis and school buildings, Force lift hand

pump has been installed. But most of them have failed and now are in disuse. In any case,

even now the O &M of handpumps in GPs is being done by the local DW&SD officials.

The reason is that the villagers are not trained for the repair work. Indeed, the hand pump

repair kit that had been given to the mukhiya, has remained largely unused in their house.

17

6. In piped water supply schemes, in 60% of the places the quality of water supplied is

acceptable. In the rest, the quality is not good as a result of which households do not use

water supplied through pipes for drinking purposes. The water from Water Treatment

Plant is also not tested regularly. In some blocks, during rainy season the red colour

worms are observed in water. None of the villages surveyed have received the water

testing kit. In some villages, it was pointed out that the number of persons suffering from

kidney related ailments have noticeably gone up. Nonetheless, incidence of water borne

diseases have, according to the households surveyed, significantly gone down over the

last 3-4 years.

Source: http://indiawater.gov.in

Figure 3: Number of Hand Pumps District wise in Jharkhand

7. The DW&SD has fixed Rs. 62 per month as the amount to be collected from each

household that has opted for piped water supply connection. This amount is based on the

assumption that each household takes 10,000 litres of water per month at the rate of Rs.

6.2 for 1,000 litres. However, there is no way to know that this is the amount of water

being supplied to the households as there is no provision of water meter in houses even

till date.

8. In any case, the duration of water supply in households is determined by the elevation at

which houses are located. Those at higher elevation get the supply for less than half an

hour. For those houses situated on the low elevation level water is available for more

0

5000

10000

15000

20000

25000

30000

18

time. Even then, the pressure of water in piped water supply schemes is not adequate. As

a result the quantity of water supplied to each house turns to be meager.

9. Usually Pipe water supply connection is taken by APL families. Families that is BPL and

even poorer and socially disadvantaged who typically stay in farther areas of the village

do not get piped water. These households are dependent upon Stand Posts for their water

needs. According to officials from the DW&SD, these stand posts will be closed off

because no one is responsible and can be held accountable for it. Both the members of the

GP and the Department complained that Stand Posts needs to be repaired every 15 days.

The other issues associated with Stand post are theft of tap and wastage of water. One

really wonders what will happen to these families once the stand posts are dismantled.

10. Schemes where VWSC are responsible for the O&M of pipe water supply schemes, the

Department is only concerned with the Accounting process. It was also observed that very

few government institutions such as schools, Aganwadi, public health care units etc. have

piped water supply connection. Only 15% of the Aganwadis have piped water supply

connection in Dhanbad. The situation is worse in other districts and blocks.

11. Some of the constraint facing the PWSS are shortage of staff especially at Water

Treatment Plant, pipeline distribution, capacity of WTP and Tank, technical knowledge of

VWSC members, leakage in pipeline, leakage in tank, water source drying up and low

number of household opting for and paying for water supply connection.

Table 6: Status of Pipe Water Schemes

S No District

With on-

going PWS

With Completed

PWS With Total

1 Bokaro 227 651 818

2 Chatra 93 179 256

3 Deoghar 1 467 468

4 Dhanbad 48 261 297

5 Dumka 263 1101 1282

6 Garhwa 111 328 383

7 Giridih 66 507 542

8 Godda 117 392 436

9 Gumla 302 228 435

10 Hazaribag 88 236 315

11 Jamtara 110 14 118

12 Khuti 203 64 256

19

13 Koderma 82 26 105

14 Latehar 54 114 143

15 Lohardaga 52 187 202

16 Pakur 0 251 251

17 Palamu 296 141 420

18 Paschim Singhbhum 2 654 655

19 Purbi Singhbhum 93 186 262

20 Ramgarh 69 87 148

21 Ranchi 323 279 507

22 Sahibganj 142 211 322

23 Sareikela And

Kharsawan

44 192 208

24 Simdega 134 206 269

Total 2920 6962 9098 Source: http://indiawater.gov.in

12. Another set of problem is due to the consumers themselves. Some consumer have

connected motor to the water pipe for drawing more water thereby reducing the amount

of water available to the others. Since the water is supplied only for one hour, there are

numerous cases of some household subsisting on meagre amount of water. Some of the

GP have tried to go around the problem by ensuring that electricity supply gets switched

off during the time when the water is supplied.

13. In some regions and in Purbi Singhbhum especially, there is terrain related problem. As a

result the pipe line pressure is not uniform. In summers, normally the water source dries

up and for 2-3 months, there is no pipe water supply. During these dire times, people

depend on hand pumps and tanker. People wait for endless hours near the wells in the

morning so that they can take the water from the well which gets filled up through the

night.

14. Another set of problem related to terrain is the variation in the water bearing capacity of

the ground. Some areas especially in the riverine basin in Pakur, Sahebganj (Dumka

Division), Baragorha (Purbi Singhbhum) etc. have alluvial soil which tends to collapse

upon boring and therefore needs to be gravel packed thereby lead to escalation of costs by

one and a half time. On the other hand are the terrain in the coal belt of Dhanbad in which

the boring hits the wall of seam as soon as it begins. The water table becomes a

humungous issue over here. The same is also true in the Ghorabanda region of

Jamshedpur.

20

Figure 4: Children at Aganwadi

15. There were instances of water supply schemes being abandoned after a couple of years of

functioning due to drying up. Less recharge of aquifers, absence of check dams, rainwater

harvesting, and depleting ground water table has severely dogged water supply schemes

in Jharkhand. Indeed some of the piped water supply schemes are currently not

operational and have closed down.

16. One reason for the problem is that the VWSC has been unable to manage the high O&M

cost. In one of the scheme, the research team came across a situation where the

submersible pump which takes out water from the dam burns down every six months. The

cost of each repair is to the tune of Rs 20000. Since the revenue collected by this VWSC

is Rs 3000 per month, they have no financial wherewithal for the VWSC to do the O&M

of the scheme. Other reasons for defunct scheme are the electricity failure, old and brittle

pipeline and drying up of water source. Incidentally, the moment water supply gets

disrupted for 4-5 months in PWSS, the word of mouth is enough to turn away potential

customers and deter the existing customers from paying the monthly dues.

21

Figure 5: Child Carrying Water

22

Sector Polices and Programs

1. Many hand pumps and pipe water supply schemes have been designated as projects under

NRDWP program. Maintenance of Hand pump is a big issue. Government of Jharkhand

gave 2 lakh to the GPs after election for use in case of water emergency. Most of the GPs

used the money for repairing of hand pumps. Some have used it also for installing the

hand pump. At the time of distribution of the money to the GP, the process of expenditure

was not told to either to the GP or to the officials of the Department. In fact the grass root

level employees of the Department did not even know the purpose for which the money

was given. After one year, people from the Department were asked to do the audit of the

expenditure made from this money by the Mukhiya. These officials from the Department

admitted that at this stage they can only verify things that are visible from outside and

hence they are in no position to comment on the quality of the material used. They have

also no idea as to how many water tankers came in past one year. The Mukhiyas and

Panchayat members feel that they have been short changed by the Government because it

did not tell them the process of spending the money, the head on which it could be spent,

the requisition system which required the signature of 10 persons, the need to store the

materials that were found defective and the stipulation that the material replaced had to be

purchased only from authorized shops. The cemented platforms on which hand pump

have been placed was also found to broken at some places as both the DW&SD officials

and the GP feel that it has to be maintained by the other.

2. Within our sample GPs, 30 % of the Jal Sahiyas have received training. Only 30% of the

Jal Sahiyas knew that there is a provision of training. Others had simply no idea. In about

10% GP, Jal Sahiyas have not been elected and the Mukhiya did not know whom to

communicate the same. The Department currently is providing training to one Jal Sahiya

per GP with the idea that the trained Jal Sahiya will train remaining Jal Sahiyas in the GP.

On the issue of repairing of hand pumps, the DW&SD has stipulated that within each GP,

a team of 3 unemployed persons has to be trained for the job. The intention was that this

will reduce the labour cost and labour time for maintenance while providing employment

to the hitherto unemployed.

23

3. Currently government is in charge of the hand pumps and the pipe water supply schemes

funded by NRDWP, MNP etc. None of Pipe water schemes have been fully transferred to

VWSC. Till date the DW&SD has been supporting the VWSC by either bearing the

expenses of water treatment plant and electricity bills or by providing collateral amount to

that collected by the VWSC as an incentive. DW&SD have been reminding the VWSC

that it is they who will have to assume full ownership of the water supply schemes in their

Panchayat in the next 2 to 3 years. However, none of the VWSC whom we interviewed

were ready to fully own the schemes. The main reason is that O&M cost is more than the

revenue collection. The government has told the VWSC that they can increase the current

rate of 62 to 100 or 150 per house hold based on their costs. In case of HYDT PWS the

cost is about Rs 100 and in case of surface water supply scheme where WTP is there the

cost per household is Rs. 150. According to the field staff of DW&SD, the major

component of the cost in water supply, irrespective of whether it is HYDT or Surface

water schemes, are the expenses on electricity and O&M. The problem is that VWSC

feel that they cannot increase the revenue to be collected per household without driving

away potential customers. For instance, the Bagbera pipe water supply scheme, is

managed by the VWSC. This scheme when started was managed by a different

community and was then closed down for 2 years due to operational issues. After

Panchayati Raj elections, the scheme was revived by the Mukhiya and local people. They

invested their own money and started the scheme but now they have a problem in that

their variable cost is turning out to be more than their revenue collection. In last six

months the revenue collected by them is the Rs. 1.7 lakhs whereas just the electricity bill

is to the tune of Rs. 3.4 lakhs.

4. The development initiatives are in the direction of the solar powered pipe water supply

schemes. In villages, electricity is a major problem. There is frequent incidence of poles

falling down, wire theft, load shedding, voltage fluctuation and transformers burning out.

So any scheme that is not dependent upon an erratic power supply is potentially a good

scheme. Strategies are being developed to strengthen the functioning of the VWSC as an

institution to plan and implement water and sanitation sector interventions in the rural

area.

5. Key policy initiatives and their implementation in Governance and Woman

Empowerment domain during the last two years is as under::

24

Figure 6: Hand Pump with Soak Pit

Table 7: Key Strategy/ Policy Initiative as on July, 2012

S.NO Key Strategy/ Policy Initiative as on July,2012 Physical Progress (No)

1 Village Water and Sanitation Committee to

facilitate program planning and implementation

without any Government representative

16982 as on June,2012

2 Regular Meeting of Village Water & Sanitation

Committee shall be convened to ensure

participation (Minimum once in every Quarter)

Estimated that 32000

meetings convened

3 ‘JalSahiya’, exclusively a Village Women

facilitating program intervention in the village is

office bearer and signatory of VWSC

More than 17000 Jal Sahiyas

appointed

4 To be considered as a formal Meeting of VWSC at

least 33% of women participation is must

Average participation rate is

around 50%

5 Single village Schemes shall be planned and

implemented through VWSC

More than 20 schemes

developed

6 VWSC is mandated to have more than 50%

participant as Women members to discourage male

domination

More than 85000 Women

mobilized

25

While these were key steps in Governance and Women Empowerment domain by SWSM,

Jharkhand has taken up important process and policy reform to encourage innovation and

private sector participation as per the mandate of 11th&12th five year plan. Key policy

reforms by the mission in this dimension at the onset of 12th five year plan are;

1. Collaboration with National & international Organizations in water and sanitation

domain.

2. Engaging Private Sector to facilitate operation and maintenance in P-P-P (Public-

Private & Panchayat Partnership) Mode.

3. Bringing in new socio- technical innovations in program planning and implementation

SWSM, formed as per the guidelines for WSSO was initially working on ad-hoc basis

assisting the Department primarily in data management at state level. Regular visit and direct

interaction with field officials and PRI representative was considered as key to effective

social Mobilization. VWSC is result of appropriate mix of efforts from Engineers, IEC

Experts, and HR Professionals and other subject matter specialists who help VWSC through

continued guidance. Key incidents and policies that may be considered as display of

Leadership in participatory process are:

1. Regular guidance note to VWSC

2. Awarding performing PRI and individuals

3. Regularization of Program Review at state Level

4. Computerization of Grievance Management System

5. Regular Field Visit by SWSM Officials

6. There is no norm or law on private boring and private utilization of the ground water. At

places where pipe water scheme are operational, about 20% of the households have done

private boring and are lifting water by hand pump or jet pump. These Household are

economically better off and have the potential to pay for the water services. This rampant

private borings is also leading to the decrease in water table. In pipe water supply

schemes one of the problems that has emerged is that the every household do not get

adequate water supply. One reason for this is that some households have connected the

motor to their pipe water connection and suck out more water thus depriving others of

26

their share. Some of the household which take water from pipeline also supply water to

the nearby household.

7. In GPs, where PWS is currently operating, about 15% of the Government establishment

(schools, aganwadi and primary health centers) have piped water connection. A burning

issue for the VWSC is that who will bear their cost of connection and the electricity bill.

8. In pipe water supply scheme, water quality is acceptable in 50% of the locations. In the

rest, quality is an issue. Households do not use the pipe water supply for drinking

purposes. The water from WTP is also not tested regularly. None of the villages have

received the water testing kit. In case of Hand pump supply schemes, 50% of the hand

pumps provide water which can be used for drinking purposes. The typical complaints are

red water, sour taste, muddy water etc. The situation becomes worse in summers. Even in

quality affected GPs, till date water testing kit has not been given. The water quality

testing laboratory of the department is in Ranchi where test is free. While at other places

it costs Rs. 1000. This prohibitive cost and the inconveniences related to getting water

tested in Ranchi are the main reasons why none of the GPs, even if they want to test

water, have not done so. Given the number of water supply schemes and the geographical

spread of these, it is clear that the present capacity of Testing laboratory is insufficient for

undertaking regular testing and monitoring of water quality. Under central scheme, the

state has begun providing portable water testing kits at villages for regular testing of

water quality. These water testing kits are yet to reach most villages. The department has

also recently begun training of Jal Sahiyas, Mukhiya and VWSC members for water

testing through the testing kits.

27

9. The new hand pump being constructed by government have soak pits. The additional cost

of soak pit is about Rs. 9000 to 10000. But at some places it was observed that the drain

leading to the soak pit got blocked due to polythene resulting in overflowing of the drain

and the turning of the ground around the soak pit marshy. In places where the ground

water level were about 500 fts rendering tubewell driven supply impossible, pipe water

supply were not satisfactory. Educating the villagers about water harvesting and soak pits

is now a key challenge.

10. Almost all the pipe water supply scheme surveyed were found supplying to about 20% of

the household in that region. In some of the places, pipelines were old and had developed

blockages. In some schemes, sluice valve is a problem rendering water supply uneven.

Then is the issue of the time taken from initial survey for pipeline distribution network in

a multi village scheme to finally laying down the network and supplying water. It is about

5 to 6 years. Based on initial survey for pipeline distribution, the capacity of WTP and

tank get decided. By the time scheme starts, the region expands and the number of

households swell by atleast 20% or 30%. As a result, a good portion of the population

gets excluded from the piped water supply network.

Figure 7: Water Treatment Plant

28

11. The two solar based single village scheme surveyed by research team will be operational

by the mid of 2013. These schemes have been designed at the capacity of 40 and 55 lpcd.

The scheme is just sufficient to meet the needs for some years and will become grossly

inadequate after 10-15 years. Interestingly the goal of the DW&SD is to provide 70 lpcd

and one wonders as to how a scheme designed to supply 55 lpcd will be able to meet that

aspiration.

12. A convergence between water and sanitation scheme is also being created, though

implementation is yet to see the light of the day. For implementation a village household

will get Rs. 4,600 from MGREGA and 4,500 from NBA to construct toilet. The

households themselves have to contribute about Rs. 900. Villagers are quite excited by

this and in about 50% of the Panchayats visited, VWSC members have prepared the list

of household where it will be implemented.

29

Figure 8: Single Village Scheme based on Solar Power in Dumka

30

Institutional

1. Jharkhand had Panchayati Raj elections 2 years back only. This involved 1.43 crore

electorates in 24 districts, to elect 3,207 rural representatives. The Rural Development

and Panchayati Raj Department of Jharkhand has geared up its machinery to implement

power transfer in a phased manner to the elected bodies as laid down in the Constitution.

Till now there are still some GPs where Jal Sahiyas have not been appointed. Training of

Mukhiya, Jal Sahiya and Panchayats Samiti members is in progress in the state. Hand

pump repairing tool kit has been provided in about 70% of the Panchayats. The DW&SD

has to appoint 32,000 Jal Sahiyas. The idea behind Jal Sahiyas appointment was that since

the DW&SD did not have any officials at the village and Panchayat levels, a need was

felt to appoint some kind of staff at the grass root level. The first phase for Jal Sahiyas

was to get the training for hand pump repair and second phase to work on the

implementation of small scheme.

2. At the Panchayat level, the department has given mukhiya the responsibility of

maintaining toilets and addressing the issues of water, sanitation and hygiene. The current

survey of 4 districts and 20 GP revealed that Mukhiyas have exhausted the money given

to them to tide over the emergency arising from acute water shortage in their area. They

are now waiting for the new fund. Mukhiya, Jal sahiya and VWSC members are also not

clear about what to do. All these members are not fully aware of their roles. VWSC

members are also not clear about their roles and responsibilities. The officials of the

DW&SD repeatedly exhort them to take ownership of the water supply related

infrastructure, mobilize revenue by collecting tax from the users and then use them for

O&M. However, an approach seeking close user involvement in maintaining the schemes,

water quality and looking at other aspects like hygiene is yet to be adequately addressed.

3. In some of the villages where VWSC committees exist, the VWSC lacked the capacity to

manage the water resources and supply related issues. It also came out during interviews

and focus group discussions that these committees do not even meet regularly. The

31

participation of women in decision making for water supply areas, including site selection

for installing community hand pump/stand post in the villages, seemed negligible. The

tussle between MLA and Mukhiya over whose diktat will prevail in site selection for

installing handpumps is also creating the problem for the DW&SD on the ground. Grass

root officials of the DW&SD say that they have to keep all stakeholders happy, save their

job and keep a balance between all elected members.

4. As far as the department’s work force is concerned, the role of DW&SD is now changing

from project mode to program mode. However, the officers of the Department, especially

at the grass root level, need to change their outlook as well as get trained in the new

paradigm. There is also shortage of adequate staff on the ground. For about 250 hand

pump, a gang of 1 mechanic and 2 assistants is needed. The reality is that the position of

mechanic and assistants have not been filled for any years. In Jharkhand, hand pumps

have been installed in large number. Now in every GP, 3 unemployed persons will be

trained for repairing hand pump. Every GP will receive Rs. 300 to 400 per hand pump per

year for repairing. But when this was asked to the mukhiya that have they decided on the

names of 3 persons, about 80% of the mukhiya did not know about this development.

Money has also not been received by 80% of the Jal Sahiyas due to bouncing of the

cheques and the problems with the IFSC code required for transfer of money directly into

the account of Jal Sahiyas.

32

Economic and Sector Finances

1. Last Panchayat election took place in the state 32 years back which created an

absolute shortage of village institutions for program planning and delivery. Now the

Panchayati Raj institutions are being galvanized to shoulder key responsibilities for

program planning and delivery. VWSCs have been formed and they are being

entrusted with crucial responsibilities of water revenue collection. The DW&SD has

told the VWSCs that the standard rate is Rs. 62 per month for PWSS. This is based on

assumption that each household takes 10, 000 liters of water per month which works

out to Rs. 6.2 for 1,000 liters. As per the latest communication by the DW&SD to

VWSC, the latter can increase the current rate of 62 to 100 or 150 per house hold

based on their cost. The reason for giving this discretionary power to VWSC is to

make it financially independent. The only way to make this VWSC model sustainable

is to provide professional and technical support and financial independence.

2. In case of HYDT, PWS the cost is about Rs 100 and in case of surface water supply

scheme where WTP is there, the cost per household is 150. As per the estimate of the

DW&SD, major component of the cost in both the cases are the electricity and O&M

expenses. To promote community managed schemes, tariff of water were reduced

from Rs. 4.40 per unit to Rs.1.10 per unit as per the department. But this information

is still not available to VWSCs and the department officials who work at grass root

level.

3. Department officials are currently doing audit of the schemes which have been

transferred to communities. The research team came across only one scheme which

one can say is fully transferred to community. But that community also expressed that

they urgently need department’s support in terms of finances and technical

knowledge. And if this support is not provided in time, the scheme may become

defunct. Some VWSC are only collecting only Rs. 30 from the household which

barely covers the salary of the motor operator. The Mukhiya at one location have been

threatened by village members from collecting water dues and since the Mukhiya is

an elected member he does not want to pick up a quarrel as it will affect his vote

bank. In cases where there is no PWSS, the VWSC members when asked about the

willingness to the households to pay for the water, were optimistic about the same.

33

VWSC member said that the villagers first show resentment to any demand for

payment as historically they never had to pay for water; but after some persuasion and

attracted by the benefits they agree to pay. They cited the example of how households

now pay electricity dues. In GPs were the PWSS is working there are about 30%

people who do not pay because of low service levels. VWSC is also facing problem

in convincing those people who are working on the daily wages and are BPL to take

water supply connection.

4. Table 8 presents the central allocation, central release and state release for the year

2010-11, 2011-12 and 2012-13. Further year wise allocation is divided in to SC, ST

and General.

Table 8: Financial Progress Program funds (Rs in Crore) as on 10/02/2013

Year Opening

Balance

Central

Allocation

Central

Release

State

Release

Exp(Central) of

avl Central fund

% Exp(Central) of

avl Central fund

2010-2011 85.3 157.63 129.95 103.74 127.92 59.43

2011-12 Total 87.33 149.22 140.82 186.09 167.4 73.37

2011-12 SC 15.72 29.99 31.89 35.28 39.33 82.59

2011-12 ST 24.45 45.62 44.42 51.47 43.51 63.18

2011-12 GEN 47.16 73.61 64.51 99.34 84.56 75.73

2012-13 Total 65.11 168.83 148.63 96.73 129.42 60.55

2012-13 SC 11.72 32.53 28.66 17.43 32.47 80.42

2012-13 ST 18.23 51.08 44.98 27.02 32.62 51.6

2012-13 GEN 35.16 85.22 74.99 52.29 64.34 58.41

Source: http://indiawater.gov.in

5. DW&SD is giving a fixed amount of Rs 300-400 per hand pump for repair in a year

to VWSC. The issue came out during FGD and interviews that this amount is not

sufficient. Research team discussed the option of charging a fixed amount from

villagers for the repair of Hand pump. To this VWSC members expressed that it will

be very difficult because people will only pay for the hand pump from which they

take water. In past villagers have contributed money on case to case basis. Since Hand

Pump is located on the road side, not even the people residing nearby want to take the

responsibility. Table 9 presents the Allocation from central and state in the support

activities. Central allocation for support activities is 12.92 Crores in 2012-13 and 7.79

Crore in 2011-12.

34

Table 9: Financial Progress Support Activities (Rs. in Crore) as on 10/02/2013

Year Opening

Balance

Central

Allocation

Central

Release

State

Release

Exp(Central)

of avl Central

fund

% Exp(Central)

of avl Central

fund

2010-11 4.52 8.3 0 0 0.27 6.06

2011-12 4.3 7.79 4.32 0 2.44 28.34

2012-13 6.18 12.92 0.51 0 2.27 33.89

Source: http://indiawater.gov.in

6. The GP has directly received/receives funds from two sources. One was in the form of

water emergency allocation of Rs. 2 lakhs just after they had been elected. The other is in

the form of Rs. 300 per hand pump being given by the Department for their operation and

maintenance. Since the Department had no information with regard to the allocation of

Rs. 2 lakh they have neither collected nor are being given a proper account of the

expenditure made by the Mukhiya. On the other hand, most of the Mukhiya with whom

the research team interacted claimed that they have already exhausted the fund. As far as

the utilization of Rs. 300 per hand pump given by the Department is concerned, the

utilization also has been made and 50% of the GP are reporting the expenses made as per

the audit format issued by the Department. Even this is happening after follow up by the

Department officials and their persistent persuasion.

35

Figure 9: Cemented Platform of Handpump (red colouring is because of iron in water)

36

Social

1. The VWSC members are enthusiastic about the responsibility they have been entrusted with

by the Department of Drinking Water and Sanitation. However, at the same time they lack

technical skills as well as resources for water management. There is no doubt that the

situation has improved on all the service levels for past ten years. DW&SD is also promoting

VWSC by contributing amount equal to collected by them. There is a provision of online

complaint, call center and Pragya Kendra for communicating with the DW&SD. But only

about 30 to 40% of the VWSC members know about these developments. One reason is that

the training of the Jal Sahiyas started just 6 months ago.

2. Diseases related to water has reportedly gone down. Cases of Diarrhea and dysentery do

occur during rainy season. There is also a complaint with regard to aches in joints and yellow

coloring of teeth. Malaria is a problem; but this is more because of sanitation reasons. Caste

issues are not there. The situation of women has improved in last five years with regard to

water services. The following figure obtained through a survey of 480 anganwadi and 2500

households is revealing of progress made in this direction.

Figure 10: Children remains unfit due to

diseases (Anganwadi)

Figure 11: Reduction in medical expenses of

family(HH)

3. Panchayats are finding it very difficult to change the mentality with regard to protection of

government property. There are incidences of thefts of tank pipe and hand pump equipment.

Yes, 12%

No, 88% Yes , 82%

No, 18%

37

It is also observed that places where people are contributing, they are also taking the

ownership of the government assets. Once villagers contribute for hand pump repair, then

they take proper care in handling it also for future. The places where there is a water scarcity,

community was found talking about rain water harvesting, saving water, soak pits, better

O&M etc. This indicates that O&M and sustainability of assets can be improved when

community involvement is there. Table 10 presents the RDF targets and achievements by 16

Feb 2013.

4. Some of the social issues also relate to the fact that the it is either the Mukhiya or the MLA

which decides on the location and their consideration is largely political in nature. The

DW&SD has no role in deciding the location. So if there is a region where there is shortage,

DW&SD cannot go ahead and install the facility. The initiative has to come from the elected

representative. The tussle between MLA and Mukhiya over whose writ will run in terms of

selecting the site for installing hand pump is also creating the problem for the DW&SD

officials working at grass root level. DW&SD officials in field say that they have to keep all

stakeholders happy and also save their job and keep a balance between all elected members.

38

Figure 12: Water Treatment Plant

Table 10: RFD Targets and Achievements (up to 16/02/2013) 2012-2013

S.No Activity Target Ach % age

1 No. of Persons to be Trained for water quality testing

using FTKs 68460 4044 5.91

2 No. of water quality tests done in labs 518523 46472 8.96

3 No. of water quality tests done using FTKs 2052237 189 0.01

4 No. of Sub division Labs set up 60 0 0.00

5 Provision of Water Supply in Schools 0 368 0.00

6 No of Sustainability structures constructed 53868 4949 9.19

7 No PWSS handed over to Panchyat 12591 213 1.69

8 No. of VWSC members Trained 95802 206889 215.95 Source: http://indiawater.gov.in

39

Environmental

1. There is no question that Jharkhand has been successful in providing access to basic

water supply facilities for nearly everyone; the challenge now is how to provide

higher levels of service with sustainable sources and systems that provide good

quality water to a growing population. In 2012 -13 out of 120154 habitations only

301 habitations are 100% tested in labs and 1235 are partially tested in labs. And in

the state 98.7% of the habitations are not tested at all. Refer table 11.

Table 11: Testing of Sources in Habitations (2012-2013)

No of Total Habitations in Jharkhand 1,20,154

Habitations where 100% Sources Tested in Labs 301

Habitations where Partial Sources Tested in Labs 1,235

Habitations where No Sources Tested in Lab 1,18,618

Source: http://indiawater.gov.in

2. Out of the total, 1.2 lakhs habitations 412 (Refer table 12) are found to be having

quality affected water. Within quality affected, iron is present in about 90% of the

habitation and fluoride in about 10%. Nitrate and arsenic is found in one habitation

only.

Table 12: Quality Affected Habitations Contamination Wise as on 01/04/2012

Total Fluoride Arsenic Iron Salinity Nitrate

412 41 1 369 0 1

Source: http://indiawater.gov.in

3. Since 1947, with increasing growth of the population, the per capita water availability

has fallen from over 5,000 m3/year to about 1,700 m3/year. This is due to massive

over-exploitation of groundwater mostly to meet irrigation demand and increasing

scarcity in drinking water during summer months. Due to deeper drilling of aquifers,

drinking water sources are increasingly becoming contaminated with natural

contaminants like fluoride, arsenic and salinity. The new guidelines of NRDWP calls

for deeper involvement by the communities through the Panchayati Raj system and

has made improved norms in terms of quantity and quality of water to be supplied.

The most important point is the stress on ensuring sustainability of water supply

system as a whole. There is an emphasis on rainwater harvesting and recharging to

40

ensure sustainability of groundwater resources as also to switch over to conjunctive

use surface and ground water. As part of the endeavor to set in motion the

implementation of these new guidelines, the Jharkhand State Water and Sanitation

Mission supported training workshops for PHED Engineers, PRIs and NGOs on

building sustainability into the water supply systems. These are significant pointers to

the way the government of Jharkhand is thinking in terms of institutional structures at

the village level for giving effect to participatory management. An important

component of these workshops was to create an understanding of the need to prepare

Village Water Security Plans.

4. The research team also found that in about 30% of GPs, VWSC members is aware

about water security issues and in about 15% are also working on it. People have

understood that ground water is like a bank and that rampant withdrawal will lead to

exhaustion of this most important source of human survival. In some Panchayats

people are converting dry well into rain water harvesting reservoir. Some mukhiyas

also are making efforts in telling those who are constructing new houses that they

should go for rainwater harvesting. Last year due to this initiative, 5 persons

constructed the rain water harvesting system in one particular village. Now the new

hand pump being constructed by DW&SD also have soak pits. The additional cost of

soak pit is about 9 to 10 thousand rupees. But at some places it was observed that the

drain which led to the soak pit was blocked by the polythene leading to the

overflowing of the drain. In places where the water level is about 500 fts and the

pipe water supply is not satisfactory, the VWSC member were found putting great

emphasis on educating the villagers on water harvesting and soak pits.

41

Figure 13: Drainage at Hand Pump

42

Key Issues and Recommendations

In view of the above going, the following are the key issues and challenges with regard to the

Drinking Water Supply in rural India. Accordingly, some recommendations have also been

made in this section.

1. Inadequate Community knowledge

The VWSC members lacked technical skills as well as resources for water management. The

VWSC participation is very limited in the state. In water supply schemes, it is largely limited

to jointly identifying the water sources and selection/ possession of site for development of

water supply scheme, and planning for location of hand pumps. The involvement of women

in planning for the water supply schemes, and particularly in decision making for location of

hand pump in the villages, is very limited probably due to low education level and local

customs and mindset.

The VWSC members who are managing the PWSS should be provided with a strong

technical support for Civil, Mechanical, Electrical and Financial Skills. VWSC members also

lack interpersonal skills which is making their job of convincing the villagers to take water

connection and pay for water services quite difficult. Annexure 1 presents the roles and

responsibilities of VWSC members and Annexure 2 presents the work to be done in various

phases by VWSC members. With the current level of knowledge and skills, this expectation

seems to be rather high and therefore unattainable in the short run.

At the village level, water security planning should start with the knowledge of water

resources management in the village, aquifer or watershed. According to the WSS experts,

the following should happen at the village level: (1) water budgeting exercise; (2) monitoring

of ground water levels and rainfall with rain gauges; (3) water conservation and recharge; (4)

demand management of water; and (5) a shared Village Water Vision.

DW&SD has started training of VWSC and mukhiyas on software as well as hardware issues.

Software inputs concentrate on raising awareness on need for recharge, avoiding water

wastage and the need to plan for balancing availability and consumption. Hardware issues are

43

focussed on building physical structures which can capture rainwater and surface water

runoff, and/or help recharge ground water like ooranis, check dams, subsurface dykes etc.

Water quality testing needs to be given adequate thrust. For this, the training of community

members in using and maintaining the water testing kits should be done on a priority basis.

The selection of community members should be done based on certain criteria such as their

interest levels, academic qualifications, etc. We are convinced that the DW&SD should not

leave VWSC abandoned once project infrastructure has been built. VWSC need continuous

support, including training, technical support, access to professional services and financing to

supplement their own resources.

2. Responsiveness to Water Quality Testing

Water quality in Jharkhand is affected by both point and non-point sources of pollution,

wherein the non-point sources like coal mining, iron sources etc. are more likely to impact

the ground water quality, than point sources (open defecation near the source of water).

Water quality testing is yet to take off in Jharkhand. The water quality testing is quite

negligible in most of the pipe water supply schemes. This is clearly an area of concern, as not

testing of the water quality of the schemes would render the consumers vulnerable to myriad

water borne diseases that may be caused due to poor quality of water. This problem may be

very severe in areas where rampant mining has been continuously leading to depletion of

resources, as well as pollution of water resources. A system of concurrent testing of water

quality is also urgently needed, for which under central assistance a beginning has been made

for providing water testing kits to community. The water testing kits are in the process of

being supplied to the community.

However, the critical areas that require urgent focus are: adequate training to concerned

persons in the DW&SD officials and community members in using the testing kits and

regular testing of water through these kits, and a system of replenishment of components

(reagents, litmus paper, etc.). Post training, a detailed plan for handholding and supporting

the trained persons in using the testing kits and follow up in case of detection of quality

issues, needs to be developed and rigorously followed. Training on waste water management

should be given to prevent contamination and for reuse and recycling.

44

3. Low Sustainability of Water Sources/Schemes

Less recharge of aquifers, check dams, rainwater harvesting, etc. is reported to be rapidly

depleting the ground water table in Jharkhand. The groundwater table has steadily declined in

the last decade by a few meters. For recharging the sources to ensure sustainability, various

practices like afforestation, prevention of cutting down trees and groundwater recharge needs

to be done. The survey conducted by the State’s groundwater directorate that monitors

groundwater resources every year before and after the monsoon, also presents a gloomy

picture. While the groundwater table in Bokaro has gone down to 31 feet compared to 29 feet

earlier, in Jamshedpur the water table has slipped to 41 feet as against 39 feet earlier. Again

in the State capital, the water lever had dwindled to 40 feet compared to 37 feet in the

previous year. Dhanbad recorded 47 feet compared to 45 feet in the previous year. The

situation has come to such a sorry pass that in some parts of Ranchi deep boring till even

1,000 feet has failed to yield water.

One of the water supply scheme is based upon water sourced from a pond and the local

chieftain of that place has prevented the DW&SD from excavation of the pond. So the

capacity cannot be increased. However, maintenance of the water sources, including the

protection of the catchment areas is very difficult. In several instances, the water has dried up

causing the habitation to slip back, largely in case of rivers.

A holistic and participatory approach in villages needs to be followed to ensure drinking

water. This should take into account availability of water through groundwater, surface water,

rainwater and sea water (where applicable) sources, allocation of water to irrigation, and for

domestic purposes; and reuse and recycling of wastewater. Strategies should include a water

budget with community monitoring of water tables to balance demand with available water as

well as local measures for rainwater harvesting and groundwater recharge. DW&SD may also

consider giving GPs more power over local water sources, so that agricultural and industrial

use could be regulated so as not to jeopardize domestic water requirement. There is an urgent

need of enacting a comprehensive Ground and Surface Water Development legislation and its

effective enforcement especially in over exploited blocks. MIS reporting of over exploited

blocks is also needed.

45

4. Inadequate Operation and Maintenance of WSS

For many years, recruitment has not happened in the DW&SD leading to shortage of

manpower to maintain the schemes at grass root level. This has led to a situation where, one

gang is responsible for maintaining 1000 hand pumps or schemes across 5-10 villages,

thereby causing some of the hand pump/ schemes to get neglected. Places where fluoride

were detected last year, FTP has not been installed even till date; and wherever it has been

installed it is not being used.

46

Figure 14: Fluoride Treatment Plant at Hand Pump

River pumping schemes in the state are generally planned for areas/ habitations where gravity

schemes are not possible, as it provides soft surface water. However, there are various

problems related to operation and maintenance of these schemes. In some districts, there is

acute electricity problem, leading to non-functioning of the scheme for the period. At times

47

even if the power is available, low voltage causes the scheme to be non-functional. Pipeline

distribution in these schemes is also not adequate. The schemes are creating the further

divide between the rich and poor. Most of the PWSS are not meeting the service level

throughout the year and this is creating a problem for VWSC in that they do not get the

sufficient amount of money from consumers resulting in their inability to manage the scheme.

Some of the VWSC members expressed that since these schemes are not sustainable that is

why government is giving its management to them.

DW&SD should speed up the process of introducing standard operating procedures for O&M

of hand pumps and piped water supplies. Currently the Department has given hand pump

repairing kits to some GPs. However, training of the local user group is yet to take place.

VWSC has also been tardy in identifying the local resource persons. For piped water supply

systems with community standposts and/or household connections, the DW&SD/BRC and

VWSC needs to make sure that community based operators receive training to gain the

technical and financial skills to do the job.

5. Lack of IEC/ Awareness

IEC/ awareness is largely a neglected area with regard to water supply schemes in the state.

At the user level, in many villages there were instances of taps in the stand posts being

deliberately left open. This has led to a situation where water continuously flowed from the

stand posts, and accumulated around the stand post, making the entire areas around the stand

post muddy, a den for breeding of mosquitoes and a reason for the malaria around. In case of

ring wells, the wells were open type without any top cover. This in cases also led to

contamination of the ring wells. In case of hand pumps, the cemented platforms are broken

and the drain is also not being properly maintained. Around 15 to 20 of the soak pits are not

getting water from the drain-- either it is broken or blocked. VWSC members are not aware

about their roles and responsibilities. Around 30% of the Jal Sahiyas do not know why they

have been appointed.

Water quality testing is another area where, apart from training and required logistical

support for providing and replenishing consumables in the water testing kits, it would be a

considerable challenge to make the community aware of the need for regular water quality

testing and required follow up.

48

IEC is an important tool for addressing behavioural issues for judicious water uses, better

community participation in management of water supply schemes, water testing and follow

up, and conservation of water sources. The DW&SD should develop a comprehensive IEC

strategy, after a detailed formative research for identifying problem areas, and related

behavioural issues. The IEC strategy should detail out target groups, key messages, media

vehicles and monitoring plan, which should be implemented in right earnest. As this is a very

specialized area, DW&SD could consider using services of a specialized agency from public/

private sector for this.

6. Weak Planning and Monitoring

In most of the places visited by the research team , it was discovered that where the new

scheme is in process of being launched, survey has been done for pipeline and the documents

have gone for approval. In the schemes were construction is going on, the survey of pipeline

happened 4-5 years back. There is thus a huge time lag between survey and execution of

water supply project resulting into inevitable slippage. As a result a large number of rural

community tend to get out of the net of the water supply network. The approach in water

supply sector should move from a project mode which focuses on creating infrastructure, to a

programme mode which focuses on providing, improving and sustaining high standards of

drinking water supply services.

Decentralisation as against centralisation is expected to take care of the needs and preferences

of communities as powers and responsibilities get devolved to lower levels. It is also

expected to increase accountability of the government in the delivery of services. Therefore,

delivery of services is expected to be better through decentralised institutions than through

centralised institutions. Decentralization puts planning, implementation, operation and

maintenance in the hands of beneficiaries. Some of the VWSCs seem to be disinterested as

well as angry with the implementation time taken by the department. A work plan for

implementation of these schemes is lacking and it should be communicated to the VWSC.

It is recommended the whole implementation period should be made shorter from the present

period. The plan for a financial year should be formulated in the previous year so that it is

approved and sanction orders issued by the beginning of the financial year. Plan should have

49

a clear listing of proposed schemes during the plan year, each district/ block wise. This would

enable greater transparency in the plan and issuance of the water supply schemes as well as

improved monitoring of the schemes. The water supply schemes should be proposed based on

the gaps identified in the online reporting. The gap identification should also take into

consideration; the changes in existing situation (slipped back habitations, new habitations).

For this the DW&SD should build a strong reporting system based on service levels and

community feedback. The monitoring of the schemes is primarily quantitative. The

qualitative aspects of the schemes need to be captured on monthly/quarterly basis in the

reporting system. A system of regular visits and feedback from DW&SD staff, to ascertain

the regular use of the testing kits by the community members, and retraining them will be

required to enable the continuous use of water quality testing kits by all villages/ habitations.

7. Convergence with Other Program

Government of India has established many flagship development programmes to improve

rural health and livelihoods and provide sustainable infrastructure. These include MNREGAs,

Watershed Development Programmes, BRGF, NRHM, ICDS, TSC, SSA and NRLM.

NRDWP promotes conjunctive use of surface, groundwater and roof water rainwater

harvesting and actively supports convergence with other development programmes such as

the MNREGAs and Watershed Development Programmes.

It is recommended that sustainability plans should be prepared especially for over-exploited,

critical and semi-critical blocks in terms of ground water table for taking up scientifically

located recharge measures and water harvesting structures on a watershed or aquifer basis.

These would be prepared using Ground Water Prospects (HGM) maps, GIS and GPS

techniques to ensure maximum water conservation to benefit drinking water sources in a cost

effective manner. These plans should be financed by convergence of NRDWP Sustainability

MNREGAS as well as Watershed Development Programmes.

8. Online Reporting

There is no doubt that the online reporting system has improved in last five-ten years. These

online reports add to the intelligence, alertness, awareness of departments by providing them

50

information in the form of progress and other issues. These reports also help department

officials in decision- making. But the current reporting system is working on the project

mode which focuses on creating infrastructure. However now the Department has moved to a

programme mode which focuses on providing, improving and sustaining high standards of

drinking water supply services. Decentralization is happening. Planning, implementation;

operation and maintenance are now in the hands of beneficiaries. The idea behind this is that

it creates ownership and commitment to action. It is suggested that the new reporting system

should move ahead with the new goals of the department.

For example, in case of hand pumps the current reporting system only tells the number of

hand pump in a particular district but how many are able to provide the drinking water is not

clear.

The current reporting system should also provide the information on the water table in each

block especially in terms of zones that have gone red (i.e. the withdrawal is more than the

recharge of ground water), going to be red (i.e. the withdrawal is at a pace and amount that

the ground water recharge would not be able to replenish over next 2-3 years) and green (i.e a

zone where the recharge is more than the withdrawal with no danger looming in the near

future). This will help the DW&SD to quickly and clearly identify the regions on which it

has to focus first and prioritize the necessary interventions. In case of PWSS, the information

is on the number of schemes. Now the next level of reporting should be on the service levels

of these PWSS. Reporting should be on the number of total house hold, number of house hold

having connection and revenue received by VWSC.

51

Annexures

Annexure 1: Roles and Responsibilities

What are the roles and responsibilities of institutions/persons at the village level?

Gram Sabha (GS):

The Gram Sabha comprises of the larger community and is responsible for decisions like:

How much drinking water do we need?

What are the sources of drinking water available and what are the most appropriate

sources?

What kind of water supply scheme do we want?

How much can each household contribute to building the scheme?

How much should households pay in user fee charges?

What subsidies can be given to Schedule Casts (SCs), Schedule Tribes (STs) and

Below Poverty Line (BPL) households?

The Gram Sabha approves the village plans and reports from the GP/VWSC on financial

accounts, implementation progress and operational performance. It is also an institution for

social audit.

Gram Panchayat (GP):

The GP owns/manages the water supply scheme for the community and is responsible for:

1. Approving investment plans and getting financing Approving annual budgets and user

fee charges after discussion in the Gram Sabha

2. Approving MoU’s/contracts with operators

3. Co-ordinating with the block and district and Support Organizations like the Block

Resource Centre (BRC)

4. Hiring trained mechanics for regular preventive maintenance for handpumps and

trained operators for piped water supplies

Sarpanch/President of Gram Panchayat:

As the head of the village, the Sarpanch has toprovide overall leadership to the process of

ensuring drinking water security for the villages/households. The Sarpanch is responsible for

organizing Gram Sabha with active participation from all stakeholders, formation of a

capable VWSC, conflict resolution in a transparent and just manner, monitoring construction

to ensure quality, monitoring expenditure to ensure that the funds available are used in a cost-

effective manner, providing equitable water supply to all including SCs, STs and poorer

households, co-ordination with the block/district and Support Organizations

Panchayat/Ward members:

Panchayat/Ward members are responsible for providing leadership at the ward level, building

awareness of ward citizens, mobilizing active participation of ward citizens in Gram Sabha

meetings, ensuring that the needs of all the sections in their wards have been adequately

52

represented in the village plans and monitoring the process of planning,construction,

expenditure and day to day management of water supply

The Pani Samiti/Village Water and Sanitation Committee (VWSC):

The VWSC is a standing committee of the GP and is responsible for planning,

implementation, operation, maintenance and management of village drinking water security:

Collecting household contributions and user fees Opening and managing a bank account

Preparing annual budgets and recommendations for user fee charges Organizing people to be

vigilant about not wasting water and keeping water clean Ensuring professional support for

hand pump caretakers and piped water supply operators:

Ensuring access to spare parts for hand pumps and trained mechanics for regular preventive

maintenance Ensuring the operators handling piped water supply systems are provided with

adequate training to gain the technical and financial skills needed to do the job. The VWSC is

also responsible for procurement of goods and services, supervising contract sand works and

making payments.

The VWSC should comprise of about 6-12 members including:

1. Members of the GP

2. Fifty percent women

3. Representation of SCs, STs and poorer sections of the village

Operators and Handpump Caretakers:

The responsibility of operators and handpump care takers includes day to day operation and

maintenance of the handpump and piped water supply systems

The Gram Sabha meets at six stages:

1. Program introduction (understanding the goals of the NRDWP)

2. VWSC formation

3. Needs assessment (what do users want?) and Resource mapping (what are our

existing sources and systems?)

4. Discussion of the Village Water Security Plan and approving it

5. Discussion of the operating plan (for operation and maintenance), setting up tariffs

and mechanism for collection

6. Presentation of accounts and social audit

What is the role of the National Rural Health Mission and ASHA?

The Accredited Social Health Associate (ASHA) under the National Rural Health Mission

(NRHM) also has a role which complements the role of the VWSC.

What assistance can we get from the Government?

The Government of India provides technical and financial assistance to the State

Governments through the NRDWP for rural drinking water supply projects with the goal of

providing every rural person with enough safe water for drinking, cooking and other domestic

53

needs at all times and in all situations. GPs/VWSCs need to understand the norms and the

assistance available in terms of:

Service levels – Access and usage, quantity, quality and reliability, responsiveness of service

providers, and user’s satisfaction

Cost recovery – How much do households contribute for construction? What are the user fee

charges for water supply? How much money is available from the Government?

GPs/VWSCs need to understand how to achieve and sustain these objectives:

What are the service standards that they want?

How to set community contributions and user fee charges?

What is the support available under the NRDWP and other Government programs?

54

Annexure 2: Various Phases of village work

Preparatory Phase

This is about how to get started. 1. What assistance can we get from the Government?

2. How do we form a VWSC?

3. What training is available and from whom?

4. How do we get the community to participate?

Planning Phase

This is about how to prepare a Village Drinking Water Security Plan.

1. How do we get information on our source and system?

2. How do we use the information to plan?

3. What should our proposal to the district contain?

Implementation Phase

This is about how to implement the plan.

1. What is an annual action plan?

2. How do we do procurement?

3. How do we ensure good quality?

Operations and Maintenance Phase

This is about how to operate and maintain the system.

1. What are the key operating functions?

2. How do we manage our finances?

3. How do we manage our assets?

Monitoring Phase

This is about how do we monitor our progress and performance.

1. What is a social audit?

2. How do we report our progress and performance?

55

Annexure – 3: Household Level Interview Schedule

District Block GP Village

1. Drinking Water Services

i. What is the main drinking water source? how many years

ii. What is the distance of your main water source from your home

iii. For how many months in a year water is available from the source(s)?

iv. Do you get enough water for your daily requirements?

v. Do you get enough supply of drinking water during the summer season?

vi. How many numbers of buckets /pot of water per day do you bring from the source(s)?

(Express in liters)

vii. What is the average time takes to bring water from the source?

viii. For tap water

for how many hours /per day the water is being supplied? Do they feel the smell of bleaching

powder indicating that the water is disinfected?

ix. How many times in a day do you/your family member go to bring water?

x. Who does generally go to collect the water?

Other than drinking, what is/ are the source for other uses?

xi. What are the other requirements getting fulfilled by these above sources

2. Quality of Water

i. What is the quality of water drinking water in summer? And in other season?

ii. When the water is not good, it is 1: Hard water, 2: Salty, 3: Muddy, 4: Has bad smell, 5:

Contaminated

iii. If the water is not good, what it does contain? (1: Iron, 2: Fluoride, 3: Arsenic, 4: Any other

(specify), 5: None of these, 6- Do not know

iv. Do you take any measures to purify the water?

v. If yes, what do you do? (1: Filter, 2: Boil, 3: Both, 4: Other measures)

vi. Do you know govt is providing testing kit to Panchayats.

3. O&M

i. No. of time nearest water source got defunct in last one year and its reasons.

ii. Do you know who is responsible for repairing? (1: Engaged Individual 2: Govt/ GP, 3:

Agency, 4: People, 5: Other, 6: Do not know)

iii. Generally who repairs the water source? (1: Engaged Individual 2: Govt/ GP, 3: Agency, 4:

People, 5: Other, 6: Do not know)

iv. Approximate time it takes to repair any defunct water source

v. Is there any user/beneficiary /O&M committee for drinking water source?

vi. Does beneficiary /O&M committee play any role in repairing water source?

4. Water cleaning

i. Are there any arrangement/ initiative to de-germinate water sources?

56

ii. If yes, what is that (1: Spreading Bleaching, 2: Cleaning frequently, 3: Other)

iii. If yes, who does this work

iv. Who is doing that?

v. what practice you use to drink clean water (cover it, filter it, use phitkiri, boil , water use long

handed water mug, keep water above, nothing)

7. Payment for water

i. Do you have to pay for drinking water services?

ii. If yes, how much?

iii. Have you ever contributed for construction/repair of drinking water source? Eg HP repair,

iv. If yes, how much and for what reason?

v. Are you willing to pay for better quality of drinking water services?

vi. Are you willing to pay for 1. Pipe water, 2. De-germination, 3. Water testing 4. HP Repair

8. Sources of Drinking Water 10 years back

i. How far were the water sources 10 years back

ii. What was the type of your drinking water source?

iii. How far accessible were the water sources 10 years back?

iv. Water used to be available for how many months?

v. What was the quality of drinking water?

vi. Have you heard of rain water harvesting and water shedding?

vii. Why is government constructing soak pits along with hand pump?

9. Planning

i. Have you/your family/community members ever been consulted for providing drinking water

services?

ii. If yes in which way?

iii. Generally who take decisions for drinking water project implementation?

iv. During implementation of the drinking water project nearest to you

10. Grievance

i. Do you have any Complain regarding Drinking water? If yes, what?

ii. If yes have you ever raised it?

iii. If yes where? If No Why?

iv. If raised, was your point taken into consideration? (Fully/Partially/ No)

11. What are the diseases you/your family faced in last two year?

Name of the Diseases

12 Any other Suggestion

57

Annexure – 4: Issues for Focus Group Discussion

Name of Panchayat: ………………………………

Name of Block: ………………………..

Name of District: …………………………………

1. What type of water facility are available in your area.

2. Are there any Government schemes of water supply

3. What are the problems faced by the people of your area regarding water supply?

i. Well gets dried up.

ii. Hand pumps get damaged.

iii. Tube wells do not work – Non supply of electricity / Burning of transformer / Mechanical

defect etc.

iv. Pond and river water are polluted

v. Others

4. How much water in litre per day per person is required?

i. Drinking

ii. Cooking

iii. Bathing and washing the cloth

iv. Latrine / Sanitation

v. Animal

vi. Others

5. How much water per person per day you are getting? …………………………………

6. Position of water availability

in summer season - Good / Average / Poor

In other season – Good / Average / Poor

Overall - Good / Average / Poor

7. Availability of water source

I. In the premises - …………..%

II. In the nearby (up to 50 meters ……. %)

III. 50 to 200 meters ……………%

IV. 200 to 500 meters …………..%

V. More than 500 meters ………..%

8. Who normally fetches water from the source?

Man / Women / Children

9. How much time is spent daily to collect water from outside sources?

10. Do you pay for water supply?

11. If yes, how much per household?

58

12. Are you ready to pay for quality water if it is made available in your house?

13. Do the SC/ST in your area have different water supply sources?

14. Are you satisfied with the water quality?

15. What are the quality related problems in water? i. Water is muddy

ii. Contaminated with fluoride / iron

/ arsenic

iii. Water is hard

iv. ……………………..

16. In your area what is the situation of water borne disease?

17. Whether you people are consulted in selection of site of the water supply schemes

18. Are villagers ready to give land for construction of water supply schemes?

19. Is there any agency like NGO / others helping you for good water supply?

20. Is there any involvement of public with Govt. Agencies in planning and maintenance of drinking

water facilities?

21. Have any schemes been transferred to Panchayat / Village Committee?

22. Are you able to complain about break down in water supply services?

23. Is there any public movement demanding better water supply?

24. Have you heard of rain water harvesting and water shedding?

25. Why is government constructing soak pits along with hand pump?

26. Any other issues coming from the FGD.

59

Annexure – 5 A: Scheme Level Questions for Hand Pump

Date:

District

Block

GP

Village

Location

1. General Information

1.1 Location

1.2 Year of Installation

1.3 Functionality Working/Not Working

1.4 If not working, duration and reason

1.5 Implementing Agency

1.6 No. of household/Population served

1.7 Max. Distance of HH fetching water from the source

2. Technical Details

2.1 Depth

2.2 Strainer length

2.3 Diameter of Pipe

2.4 Material of Strainer

2.5 Material of Pipe

2.6 Any leakages in pipes as observed during water supply

timing

3. Financial Details

3.1 Total Expenditure / Expenditure per capita

3.2 Name of the fund

3.3 Sanctioning Authority GP/Block/District/PHED/Others

3.4 Recommending Authority GP/Block/District/PHED/Others

4. Maintenance

4.1 Maintaining Authority IA/GP/Beneficiary

4.2 Breakdown in last one year

4.3 Nature of breakdown

4.4 Average recovery time from breakdown

4.5 Average repairing cost of last one year

5. Environmental Issues

5.1 Availability of Platform (Y/N)

5.2 Provision for water drainage (Y/N)

5.3 If there is any problem with Hand pump to any one,

give reasons

5.4 Any other issues pertaining to this Handpump

60

6. Beneficiary Feedback

Beneficiary 1 Beneficiary 2 Beneficiary 3

6.1 Whether you get

water daily from

this scheme?

Yes / No Yes / No Yes / No

6.2 Whether you get

enough drinking

water for your

requirement?

Yes / No / Partially Yes / No / Partially Yes / No / Partially

6.3 Whether you get

odourless and

colourless water

for drinking?

Yes / No Yes / No Yes / No

61

Annexure – 5 B: Questions for Piped Water Supply Scheme

Date: District

Block

GP

Village

Location

1. General Details

1.1 Year of Installation

1.2 Name of the Funding Agencies of the

Scheme

1.3 Name of the Implementing Agency

1.4 Name of the Recommending Agency

1.5 Who selected the site for pump house and

overhead tank

1.6 How the land is acquired?

1.7 Name of the Agency employed during

Planning and Design

1.8 Name of the Agency Employed for

Supervision during Planning, Design and

Construction

1.9 Expenditure involved in Completion of

Scheme / Cost per capita

1.10 Whether land cost is included in the

expenditure

Yes/No

1.11 Agency Employed for Operation &

Maintenance

1.12 Public Participation Planning Yes/No

Site Selection

Construction Yes/No

1.13 Year wise expenditure on O&M (from

starting of the Scheme)

Year Amount (Rs.)

2012

2011

2010

1.14 Is there any provision to collect tariff from

beneficiary

Yes/No

1.15 If yes; give details Per Family/person

(fixed): Rs.

As per actual use (rate): Rs.

1.16 Year wise revenue collection (from

Starting of the Scheme)

Year Amount (Rs.)

2012

2011

2010

1.17 Functionality Working/Partially /Not Working

1.18 If partially working/not working provide details

GP Village Reason Duration Expenditure to

62

Restore

1.19 GP and Village wise number of household and population covered under the scheme

GP Village Household Population

SC ST Gen Total SC ST Gen Total

1.20 GP and Village wise number of household and population

GP Village Household Population

SC ST Gen Total SC ST Gen Total

1.21 GP and village wise no. of standposts and household and population taking water from the stand post

GP Village SP Household Population

SC ST Gen Total SC ST Gen Total

1.22 Institutions Covered, name and address (Village)

Name of the Institution Village and GP No. of

connection

Population served

Permanent Floating

1.23 Village wise Max. Distance of HH fetching water from the source

GP Village SC ST Gen

2.

Technical Details

2.1 Capacity of the Scheme (MLD)

2.2 Design Population

Design Year

2.3 Length of pipe network

2.4 Design Water Supply (per capita per day)

in Litres

2.5 Whether Water Supply is Intermittent/Continuous

2.6 If Intermittent; please provide time and

duration of water supply

2.7 Source of water supplied Ground Water/Surface Water

63

2.8 Is any treatment provided to the water

before supply

Yes/No

2.9 If Yes give description

2.10 Type of disinfection employed Chlorine/Ozone/UV/Other/Not applied

2.11 Method of Control to various equipments Manual/Semi-manual/Automatic

2.12 Total number of tube wells in the scheme

2.13 Details of tube wells & pumps

N

o.

Location Depth

, m

Size, mm Strainer

depth

Pump

(HP)

Type Water Quality Remark

2.14 Total number of Overhead tanks in the

scheme

2.15 Details of Overhead tanks

No. Location Capacity Height Type Remark

Design Period of the various component of water supply scheme a.

2.16 Storage by dam

2.17 Infiltration works

2.18 Tube well

2.19 Engine and Pump

2.20 Water treatment unit

2.21 Overhead tank

2.22 Pumping main

2.23 Distribution network

3. Quality and Service

3.1 Water Quality Monitoring from service

area

Quarterly/half yearly/Yearly/More than a year/not done

3.2 Parameters monitored pH,Color,Taste,Turbidity,TDS,Microbiological

3.3 Average Number of samples taken

3.4 Name of the agency who monitor water

quality

3.5 Whether sufficient quantity of water is

available to the consumer ?

Yes/No

3.6 If no, how much? 80%/60%/40%/ less than 40%

3.7 Whether sufficient pressure of water is

available to the consumer

Yes/No

Are there any pit taps in piped water

supply which indicate poor pressures

3.8 Major Break Down

Nature of the Break

Down

Location Time to

restore

Expenditure Agency Remarks

Pipe failures

Pump failures

4. Beneficiary Feedback

Beneficiary 1 Beneficiary 2 Beneficiary 3

64

4.1 Whether you get

water daily from this

scheme?

Yes / No Yes / No Yes / No

4.2 Daily duration of

water supply (in

hours)

4.3 Whether you get

enough drinking

water for your

requirement?

Yes / No / Partially Yes / No / Partially Yes / No / Partially

4.4 Whether you get

odourless and

colourless water for

drinking?

Yes / No Yes / No Yes / No

65

Annexure – 6: Interview Schedule for Gram Panchayat

Date:

Name of the GP

Block

District

1. Drinking Water Sources

Working Defunct

No. of Wells in the GP

No. of hand pumps in the GP

No. of Tap Water Sources

No. of Other Water Sources

3. Drinking Water Services at Common Places

A) Is there proper drinking water facility (hand pump/tap/well) in school?

B) Is there proper drinking water facility (hand pump/tap/well) in aganwadi?

4. Is there improvement in water facility during last 5 years?

5. Do you get difficulty in getting fund? Are you consulted in scheme designing? How do you spend

the funds in improving, repairing and installing water sources?

6. What are steps GP takes to de-germinate water sources?

7. How the spots of Tube well/Well/Tap have been selected?

8. What is the average time GP usually takes to repair a defunct water source?

9. Role of User/Beneficiary Committee:

10. Is GP charging water tariff? If yes how much?

11. Is there any water tariff policy in the GP?

12. is there any Village Water and Sanitation Committee? What is their role?

13. How the water sources are being monitored: Are there any instances of failure of drinking water

sources; if so due to what reason? (Drought, over exploitation etc.) Have any ground water recharge

measures implemented which has ensured source sustainability.

14. Problems related to service of drinking water and suggestions

15. Issues and problems associated with transferring PHED/Other department schemes to Gram

Panchayat.

16. Do GP takes any specific scheme for SC/ST/ backward community? If yes, give details.

66

17. Are members of GP Committee getting training of Repairing and managing water resourses.

18 What is GP doing in Water harvesting and water shedding.

19. Is GP Maintaining the Soak pits constructed by govt.

20. Are women’s participating in the decision making.

21. Are women getting more time due to better water services.

67

Annexure – 7: Questions for Assessment of Drinking Water Facilities in

Village Level Institutions

District Block GP Village

A. Drinking Water Facilities

1) Name of the Institution

2) No. of employees in the institution

3) Average Number of people turning up daily in the Office/Institution

4) If School, number of students

5) Drinking water services available

6) If available, is it 1: Inside the campus, 2: outside the campus

7) If outside of the campus, how far is it?

8) Type of Service (Hand pump/Pipe water)

9) Who implemented it? (this office/GP/other agency)

10) Fund supported by which authority?

11) In last one year, how many times it got defunct?

12) At that time, what is alternative drinking water source? How far is it?

13) Who repair defunct water source?

14) 10 years back what was/were the sources of drinking water?

15) Type of Service (Hand pump/Pipe water)

16) Do you have quality testing kit in the institution?

17) Who takes care of O&M of these sources?

18) What is the percentage of girls and their age group? Has this percentage increased in past 5

years?

B .Additional Questions for Health Centres

1. What are the Common diseases people of this area suffer from?

2. Do people from this village report to your health facility for treatment of diarrhea, vomiting

and dysentery?

3. On Average how many such cases do you get in a month?

4. In which month(s) this incident increases?

5. Have there been any deaths in village covered by your health facility due to either

(a) Cancer (b) Respiratory disease

(c) Kidney disease (d) Diabetes

(e) Stroke (f) none of them (g) Info not available

6. Are the visible signs of arsenic sis such as color changes in skin and hard patches on palms

and soles evident in people/ malnourished people of your area?

7. Do the people/ malnourished people of your village in general suffer from hypertension and

diabetes?

68

8. Do the people served by your facility suffer from these diseases?

(a) Mottled teeth (b) Pain and tenderness in bones

(c) None of them (d) Info not available

69

Annexure – 8: Information to Be Collected From Districts

A. CURRENT STATUS OF EXISTING RURAL PIPED LINE WATER SUPPLY

SCHEMES

S.

N.

Na

me

of

Blo

ck

Nam

e of

Sche

me

Type

of

Sche

me

(SV/

MV/

Mini/

Qualit

y

affect

ed)

Name

of

progra

mme

Year of

complet

ion

Hor

se

Pow

er /

type

Whet

her

out of

order

Reas

on

for

fault

/ Out

of

Orde

r

Weathe

r OHT

has

been

constru

cted

Capac

ity of

the

OHT

Covere

d

populat

ion

A.1. Reason for poor progress of tap water supply scheme:

B. PLAN AND ACHIEVEMENT FOR LAST 10 YEARS IN DIFFERENT TYPE OF

DRINKING WATER SCHEMES

Year /

Type of

scheme

For tap water supply schemes For hand pump

Allocation

for work

Expenditure No. of

tube well

installed

Allocation

for work

Expenditure No. of

hand

pump

installed

2002-03

2003-04

2004-05

70

2005-06

2006-07

2007-08

2008-09

2009-10

2010-11

2011-12

B 1. Population Coverage under Drinking Water Service

Percentage of

Population

Fully Covered Partially Covered Not Covered

C. WATER QUALITY

C1. Block / village affected by quality problem viz. Arsenic, fluoride and Iron etc. and their

magnitude quantity present in the water.

Name of

Block in

District

Whether

affected by

quality

problem

(Yes / No)

Compound

found in

water

(Arsenic /

Iron /

Fluoride)

Magnitude of

the

contamination

(severe /

average)

Number

of

affected

villages in

the block

Type of

health

symptoms

seen the

population

due to use of

71

contaminated

water

C2. Action initiated to manage the problem of

1. Arsenic

2. Fluoride

3. Iron

C3. Arrangement for water testing in the district – Quality testing, manpower, infrastructure available

and constraint.

District No. of

quality

testing labs

No. of

personnel

Availability of

infrastructure

No. of

samples

tested during

2011-12

Specific

constraints

C4. One quality testing report for each block should be given.

D. INFRASTRUCTURE AVAILABLE WITH THE DEPARTMENT IN DISTRICT TO

EXECUTE SCHEMES

D1. Infrastructure available.

D2. Infrastructure required

E. DETAILED COST (MODEL) OF A HAND PUMP AND TAP WATER SCHEMES

E1. Representative cost estimates and population served by the schemes

Name of schemes Cost Population served

Hand pump

Tube wells based tape water

supply schemes

72

E2. Representative cost estimates (model) of handpump and tap water schemes should be given.

F. AQUIFER / STRATA CHART OF SOME TUBEWELLS

Copy of strata map for 2-3 representative tubewells may please be supplied.

G. PRESENT ORGANIZATIONAL STRUCTURE INCLUDING MAN POWER AT

DISTRICT LEVEL AND BELOW AND GAPS THEREIN

H. SYSTEM OF AWARDING CONTRACT AND IMPROVEMENTS REQUIRED THEREIN

I. FUND FLOW FROM STATE TO DISTRICT (FREQUENCY)

J. MONITORING AND EVALUATION OF DRINKING WATER SCHEMES IN THE

DISTRICT

K. WATER TARIFF POLICY

i. Whether water tariff is in place for rural area – Yes / No

ii. If yes, what is the monthly charge?

iii. How has this charge been decided?

iv. What is the % of collection of water tariff?

L. OPERATION AND MAINTENANCE POLICY

i. Who bears the cost of maintenance?

ii. Whether the fund allocation is as per requirement?

iii. Whether schemes after completion are being transferred to local committee / Panchayat?

73

M. AVAILABILITY OF SURFACE WATER IN THE DISTRICT

N. DESIGN ASPECTS OF THE PIPED SCHEMES

a. Water Supply Level :lpcd

b. Design years for Headwork

c. Design years for OHT

d. Design years for Distribution System

e. Depth of Tubewell

f. Norms for standpost: No. of household per standpost

g. Type of Pipes used for Distribution System (HDPE/Iron/Others)

h. Minimum distance between two tubewells:

O. HOW MANY SCHEMES HAVE BEEN TRANSFERRED TO PRIs?

P. REASONS FOR NOT TRANSFERRING THE SCHEMES TO PRIs?

Q. 1. How many village level water & sanitation committee formed?

Q 2. What is the composition of this committee?

Q 3. Problems in formation

74

Annexure – 9: Information to Be Collected From State Offices

A. CURRENT STATUS OF EXISTING RURAL PIPED LINE WATER SUPPLY SCHEMES

S.N. Name

of

District

Number of tap

water supply

schemes in district

How

many

schemes

are out of

order

Reason

for fault

/ being

out of

order

No. of

schemes

where

OHT has

been

constructed

Capacity

of the

OHT

Covered

population

A.1. Reason for poor progress of tap water supply schemes:

B. PLAN AND ACHIEVEMENT FOR LAST 10 YEARS

B1. DIFFERENT TYPE OF CENTRAL AND STATE GOVERNMENT SCHEMES AND

ACHIEVEMENT FOR LAST 10 YEARS

Year /

Type of

schemes

For tap water supply schemes For hand pump

Allocation

for work

Expenditure No. of

tube well

installed

Allocation

for work

Expenditure No. of

hand

pump

installed

2002-03

2003-04

2004-05

2005-06

75

2006-07

2007-08

2008-09

2009-10

2010-11

2011-12

B 1. Population Coverage under Drinking Water Service

Percentage of

Population

Fully Covered Partially Covered Not Covered

C. WATER QUALITY

C1. Block / village affected by quality problem viz. Arsenic, fluoride and Iron etc. and their

magnitude / quantity present in the water.

Name of

District

Whether

affected by

quality

problem

(Arsenic, Iron

and fluoride)

Magnitude of the

contamination

(Severe/ average)

Number of

affected

Blocks in

the District

Number of

affected

villages in

the District

Type of

Health

symptoms

seen in the

population

due to use of

contaminated

water

76

C2. Action initiated to manage the problem of

1. Arsenic

2. Fluoride

3. Iron

C3. Arrangement for water testing in the district – Quality testing, manpower, infrastructure available

and constraint.

District No. of

quality

testing labs

No. of

personnel

Availability of

infrastructure

No. of

samples

tested during

2011-12

Specific

constraints

C4. One quality testing report for each district should be given.

D. INFRASTRUCTURE AVAILABLE WITH THE DEPARTMENT TO EXECUTE

SCHEMES

D1. Infrastructure available.

77

D2. Infrastructure required

E. DETAILED COST (MODEL) OF A HAND PUMP AND TAP WATER SCHEMES

E1. Representative cost estimates and population served by the schemes

Name of schemes Cost Population served

Hand pump

Tube wells based tape water

supply schemes of various size

E2. Representative cost estimates (model) of handpump and tap water schemes should be given.

F. AQUIFER / STRATA CHART OF SOME TUBEWELLS

Copy of strata map for 2-3 representative tubewells may please be supplied.

G. PRESENT ORGANIZATIONAL STRUCTURE INCLUDING MAN POWER AT STATE

TO BLOCK LEVEL AND BELOW AND GAPS THEREIN

H. SYSTEM OF AWARDING CONTRACT AND IMPROVEMENT REQUIRED THEREIN

I. FUND FLOW FROM STATE TO DISTRICT (FREQUENCY)

J. DRINKING WATER POLICY OF THE STATE

K. WATER TARIFF POLICY

i. Whether water tariff is in place for rural area – Yes / No

ii. If yes, what is the monthly charge?

iii. How has this charge been decided?

iv. What is the % of collection of water tariff?

78

L. OPERATION AND MAINTENANCE POLICY

i. Who bears the cost of maintenance?

ii. Whether schemes after completion are being transferred to local committee / Panchayat?

M. SYSTEM OF MONITORING AND EVALUATION OF DRINKING WATER SCHEMES

IN THE STATE. YEAR-WISE NAME OF EVALUATION STUDIES DONE IN LAST 5

YEARS.

N 1. DESIGN ASPECTS OF THE PIPED SCHEMES

a. Water Supply Level :lpcd

b. Design years for Headwork

c. Design years for OHT

d. Design years for Distribution System

e. Depth of Tubewell

f. Norms for standpost: No. of household per standpost

g. Type of Pipes used for Distribution System (HDPE/Iron/Others)

h. Minimum distance between two tubewells:

N2. PLAN FOR UPGRADATION OF SCHEMES AND TECHNNOLOGIES TO KEEP PACE

WITH EMERGING DEMAND

O. HOW MANY SCHEMES HAVE BEEN TRANSFERRED TO PRIs?

P. REASONS FOR NOT TRANSFERRING THE SCHEMES TO PRIs?


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