Bare Trustee AgreementsApproved Fund Managers as of March 31, 2017
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1
Includes Deposit accounts
Mutual FundOverseasAberdeen Global Services S.A.2
Aberdeen Global II Funds
Aberdeen Global Funds
Mutual FundCanadaAcker Finley Asset Management Inc.3
QSATM Funds
Mortgage Investment FundCanadaACM Advisors Ltd.4
ACM Commercial Mortgage Fund
Hedge FundCanadaAcorn Global Investments Inc.5
Acorn Global Investments Inc.
Pooled FundCanadaAddenda Capital Inc.6
Addenda Pooled Funds
Mutual Fund / Pooled FundCanadaAGF Investments Inc.7
Acuity family of mutual funds
AGF Pooled funds
AGF Elements family of mutual funds
Harmony family of mutual funds
AGF family of mutual funds
Acuity Pooled funds
Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.8
AHF Credit Opportunities Fund - Series A, F and I
Limited PartnershipCanadaAIP Asset Management9
AIP Global Marco Fund LP
GIC'sCanadaAldergrove Credit Union10
Limited PartnershipCanadaAlgonquin Capital Corporation11
Hedge FundCanadaAlignvest Capital Management Inc.12
Alignvest Income Fund Trust
Alignvest Opportunities Fund Trust
Pooled FundCanadaAlignvest Investment Management Corporation13
Mutual FundCanadaAlphaNorth Asset Management14
Pooled FundCanadaAntares Investment Management, Inc.15
Hedge FundCanadaArrow Capital Management Inc.16
Page 1 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited17
Alpha Scout Fund and RSP Fund
Robson Alpha Scout Fund
Mutual Funds / Hedge Funds / LSF'sCanadaAston Hill Asset Management Inc.18
Mutual FundCanadaATB Investment Management Inc.19
Pooled FundCanadaAurion Capital Management Inc.20
Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.21
Auspice Diversified Trust
Mutual FundCanadaAventine Management Group Inc.22
BTH Tactical Growth Fund
Aventine Canadian Equity Fund
Mutual FundCanadaB.E.S.T Investment Counsel Limited23
B.E.S.T. Active 365 Fund LP
B.E.S.T. Total Return Fund Inc.
The Business, Engineering, Science & Technology Discoveries Fund Inc.
GIC's / Investment Savings AccountsCanadaB2B Bank24
GIC'sCanadaBank of America, National Association (Canada Branch)25
OtherCanadaBank of Canada26
Investment Savings Account / GIC'sCanadaBank of Montreal27
GIC'sCanadaBank of Montreal Mortgage Corp.28
GIC'sCanadaBank of Nova Scotia29
National Trust Company / Victoria&Grey MortgageCorp.
Scotia Mortgage Corporation
Montreal Trust Company of Canada
Bank of Nova Scotia
Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.30
Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.31
Pooled FundCanadaBellwether Investment Management Inc.32
Bellwether family of funds.
Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd33
Pooled FundCanadaBirchLeaf Investments Inc.34
BirchLeaf Growth Fund
Limited PartnershipCanadaBlack Swan Dexteritas Inc.35
BSD Global Tech Hedge Fund LP
Mutual FundCanadaBlackBridge Capital Management Corp.36
Mutual FundCanadaBlackheath Fund Management Inc.37
Page 2 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Blackheath
Mutual FundOverseasBlackRock (Luxembourg) SA38
BlackRock Global Funds
Mutual FundCanadaBlackRock Asset Management Canada Limited39
BlackRock Asset Management Canada Limited
Mutual FundCanadaBloombergSen Inc.40
BloombergSen Partners RSP Fund
Mutual Fund/Hedge Fund/Pooled FundCanadaBlumont Capital Corp.41
Northern Rivers Capital Mgmt. family of funds
Exemplar Portfolios Ltd.
Blumont family of funds
Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.42
BMO Mutual Funds
Segregated FundCanadaBMO Life Assurance Company43
BMO Guaranteed Investment Funds
Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.44
Mutual FundCanadaBMO Private Investment Counsel Inc.45
GIC's / Investment Savings AccountsCanadaBMO Trust Company46
Linked NotesCanadaBNP Paribas (Canada)47
Mutual FundCanadaBNP Paribas Investment Partners Canada Ltd.48
Mutual FundOverseasBNY Mellon Global Management Ltd.49
BNY Mellon Global Management Ltd. family of funds
Universal Liquidity Funds PLC
Mutual FundCanadaBrandes Investment Partners & Co.50
Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC51
Mutual FundCanadaBrickburn Asset Management Inc.52
Brickburn family of mutual funds
Dominion Equity Resource Growth Fund
Pooled FundCanadaBridgingFinance Inc.53
Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.54
Bristol Gate U.S. Equity Fund LP
Limited PartnershipCanadaBroadview Capital Management Inc.55
Broadview Dark Horse LP
Mutual FundCanadaBrompton Funds Limited56
Pooled FundCanadaBrookfield Investment Management (Canada) Inc.57
Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.58
Soundvest North American Opportunity Pool
Hedge FundCanadaBT Global Growth Inc.59
Page 3 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
BT Global Growth Fund L.P.
Pooled FundCanadaBull Capital Management Inc.60
Balanced Class Shares
Global Equity Class Shares
EFG Private Portfolio Series ING
Canadian Equity Class Shares
Mutual FundCanadaBullion Management Services Inc.61
Mutual FundCanadaBurgundy Asset Management Ltd.62
Mutual Fund / Segregated FundCanadaC.I. Investments Inc.63
Castlerock Investments Corp. family of funds
United Financial Management Ltd. family of funds
KBSH Capital Management Inc. family of funds
Artisan Portfolios
Lakeview Asset Management family of funds
Optima Strategy Pools
Includes Synergy Asset Management
Mutual FundCanadaCADO Investment Fund Management Inc.64
Maple Leaf Income Class
Maple Leaf Resources Class
Mutual FundCanadaCaldwell Investment Management Ltd.65
Segregated FundCanadaCanada Life Assurance Company (The)66
GIC'sCanadaCanadian Tire Bank67
Canadian Tire Bank
GIC'sCanadaCanadian Western Bank68
Mutual Fund / GIC'sCanadaCanadian Western Trust69
Mutual FundCanadaCanoe Financial LP70
Enervest Diversified Income Trust
Enervest Natural Resources Fund
Enervest Oil Sand Total Return Trust
Mutual FundCanadaCanso Fund Management Ltd.71
Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.72
Hedge FundCanadaCelernus Investment Partners Inc.73
Celernus Mortgage and Income Trust Fund
Celernus Absolute Growth Fund
REITCanadaCenturion Asset Management Inc.74
Pooled FundCanadaCGOV Asset Management75
Mutual FundCanadaCGS Asset Management Ltd.76
CGS Resource Fund Ltd.
Mutual FundCanadaChou Associates Management Inc.77
Page 4 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / GIC's / Linked NotesCanadaCIBC78
Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.79
GIC'sCanadaCIBC Investor Network80
CIBC Mortgages Inc. (FLT)
CIBC Mortgages Inc.
CIBC Trust Corporation
Services Hypothecaires CIBC Inc.
CIBC
Pooled FundCanadaCidel Asset Management Inc.81
GIC'sCanadaCoast Capital Savings Credit Union82
Surrey Metro Savings Union
GIC'sCanadaCoastal Community Credit Union83
GIC'sCanadaCommunity Trust Company Ltd.84
GIC'sCanadaConcentra Bank85
Mutual FundCanadaConnor, Clark & Lunn Capital Markets Inc.86
Mutual FundCanadaConnor, Clark & Lunn Funds Inc.87
CC&L fund family
Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.88
Pooled FundCanadaCornerstone Investment Counsel Ltd.89
Blueprint Global Strategies Pool
Limited PartnershipCanadaCortland Credit Group Inc.90
Cortland Credit Strategies L.P.
Mutual FundCanadaCote 100 Inc.91
Mutual FundCanadaCounsel Portfolio Services Inc.92
Pooled FundCanadaCovenant Capital Management Inc.93
Labor Sponsored FundCanadaCovington Capital Corporation94
Covington Funds
Unit TrustCanadaCovista Capital Corp.95
Covista Value Fund Trust
Pooled FundCanadaCowan Asset Management Limited96
Cowan Absolute Return Fund
Mutual FundCanadaCQI Capital Management L.P.97
CQI Income Opportunities Fund
CQI Equity Opportunities Fund II
Genesis Partners Fund LP
CQI Equity Opportunities Fund I
Page 5 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Linked NotesOverseasCredit Suisse AG98
Mutual FundCanadaCredit Suisse Inc.99
GAF International Fund
Mutual FundCanadaCrystal Wealth Management System Ltd.100
Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.101
Limited PartnershipCanadaCygnus Investment Partners L.P.102
Cygnus/KKR Multi-Strat Fund LP
Pooled FundCanadaCypress Capital Management Ltd.103
Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.104
Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.105
Deans Knight Equity Growth Fund
Deans Knight Income Fund
Deans Knight Equity Growth Fund II
Deans Knight Capital Pool Funds
Mutual FundCanadaDelbrook Capital Advisors Inc.106
Delbrook Resource Opportunities Fund
GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québe107
Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.108
Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.109
Mutual FundCanadaDesjardins Société de placement inc.110
Mutual FundCanadaDesjardins Trust Inc.111
Maestral Funds
Pooled FundCanadaDi Tomasso Group Inc.112
The Di-Tomasso Equilibrium Fund
Hedge FundCanadaDifference Capital Management Inc.113
Mutual FundCanadaDimensional Fund Advisors Canada ULC.114
Mutual FundCanadaDiscovery Capital Management Corp.115
Mutual FundCanadaDixon Mitchell Investment Counsel Inc.116
Dixon Mitchell Small Cap Fund
Limited PartnershipCanadaDonville Kent Asset Management Inc.117
Donville Kent Asset Management
Mutual FundCanadaDuncan Ross Associates Ltd.118
Limited PartnershipCanadaEast West Investment Management Corporation119
East West Canada Fund LP
Hedge FundCanadaEdgeHill Partners120
Page 6 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
EdgeHill family of funds.
Mutual FundCanadaEdgePoint Wealth Management Inc.121
Edgepoint family of mutual funds
Mutual FundCanadaEducators Financial Group Inc.122
GIC'sCanadaEffort Trust Company (The)123
Segregated FundCanadaEmpire Life Insurance Company124
Interest investment options provided within an insurance contract
Segregated Funds
Mutual FundCanadaEmpire Life Investments Inc.125
Empire Life
Unit TrustCanadaEnTrust Focus Partners LP126
EnTrust 49 Focus Fund
Pooled FundCanadaEpic Capital Management Inc.127
Mutual FundCanadaeQuaTe Asset Management Inc.128
Mutual FundCanadaEquilibrium Capital Management Inc.129
GIC's / Investment Savings AccountsCanadaEquitable Bank130
GIC'sCanadaEquity Financial Trust Company131
Mutual FundCanadaEquium Capital Management Inc.132
Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.133
Ewing Morris Flexible Income Fund LP
Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.134
Excalibur Small Cap Opportunities LP
Excalibur Limited Partnership
Mutual FundCanadaExcel Funds Management Inc.135
Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.136
Faircourt Pooled Monthly Income Fund (Pooled Fund)
Faircourt Dividend Fund (Mutual Fund)
Mutual FundCanadaFederated Investors Canada ULC137
Federated Strategic Value U.S. Equity Dividend Fund
Mutual FundCanadaFidelity Investments Canada ULC138
Mutual FundCanadaFiducie Desjardins Inc.139
Mutual FundCanadaFieldhouse Capital Management Inc.140
Fieldhouse Pro Funds Inc.
Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation141
Pooled Fund / Hedge FundsCanadaFiera Quantum Limited Partnership142
Page 7 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundOverseasFIL Limited143
Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.144
Mutual FundCanadaFirst Asset Investment Management Inc.145
REITCanadaFirst Reliance Asset Management146
First Reliance Real Estate Investment Trust
GIC'sCanadaFirst West Credit Union Ltd.147
Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Nati148
Mutual FundCanadaForesters Financial Investment Managent Company of Canada I149
Pooled Fund / Hedge FundsCanadaForge First Asset Management Inc.150
Forge First Long Short Trust
Forge First Multi-Strategy Trust
Mutual Fund / Hedge FundCanadaFormula Growth Limited151
Formula Growth Fund
Formula Growth Hedge Funds Class F
Formula Growth Hedge Funds Class A
Pooled FundCanadaFoyston, Gordon & Payne Inc.152
Family of Pooled Funds
FGP Funds
Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.153
Bissett Mutual Funds
Franklin Templeton Mutual Funds
Mutual FundU.S.Franklin Templeton Investor Services154
Franklin California, Tax Free Income Fund
Mutual FundCanadaFront Street Capital 2004155
Mutual FundCanadaFrontFour Capital Corp.156
FrontFour Opportunity Fund
Mutual FundCanadaFT Portfolios Canada Co.157
Mutual FundCanadaFulcra Asset Management Inc.158
Fulcra Focused Yield Fund
Mutual FundU.S.Gabelli Funds (The)159
Pooled FundCanadaGalibier Capital Management Ltd.160
Galibier Canadian Equity Pool
Galibier Opportunities Fund
Galibier U.S. Equity Pool
Mutual FundCanadaGalileo Global Equity Advisors Inc.161
Investment FundsCanadaGalliant Advisors LP162
Galliant Equity Long/Short Fund LP
GIC'sCanadaGeneral Bank of Canada163
Page 8 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaGenFund Management Inc.164
Pooled FundCanadaGenus Capital Management165
Mutual FundCanadaGestion Ferique166
Hedge FundCanadaGFI Investment Counsel Ltd.167
Good Funds
Mutual FundCanadaGlobal Growth Assets Inc.168
Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.169
Hedge FundCanadaGold Investment Management Ltd.170
FC Fund
Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.171
Mutual FundCanadaGoodwood Inc.172
Goodwood Funds
OtherCanadaGovernment of Quebec (for Placements Quebec)173
Unit TrustCanadaGrafton Asset Management Inc.174
Global Energy Growth Fund
Mutual FundCanadaGravitas Securities Inc.175
Pooled FundCanadaGreenchip Financial Corp.176
Pooled FundCanadaGreystone Managed Investments Inc.177
Greystone Pooled Fund Trusts
Limited PartnershipCanadaGroundlayer Capital Inc.178
.
Labor Sponsored FundCanadaGrowth Works Capital Ltd.179
Working Opportunity Fund (EVCC) Ltd.
Pooled FundCanadaGuardian Capital LP180
Vega Funds
Guardian Funds
Vector Funds
Limited PartnershipCanadaHamilton Capital Partners Inc.181
Mutual FundCanadaHarvest Portfolios Group Inc.182
Pooled FundCanadaHemisphere Capital Management Inc.183
Pooled FundCanadaHeward Investment Management Inc.184
Limited PartnershipCanadaHGC Investment Management Inc.185
HGC Arbitrage Fund LP
Mutual FundCanadaHighstreet Asset Management Inc.186
Page 9 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Limited PartnershipCanadaHighwater Capital Management Corp.187
Highwater Diversified Opportunities Fund
Mutual FundCanadaHillsdale Investment Management Inc.188
GIC's / Investment Savings AccountsCanadaHollis Canadian Bank189
GIC'sCanadaHome Bank190
GIC's / Investment Savings AccountsCanadaHome Trust Company191
GIC'sCanadaHomEquity Bank192
Unit TrustCanadaHorizons ETFs Management (Canada) Inc.193
Pooled FundCanadaHR Strategies Inc.194
Mutual FundCanadaHSBC Bank Canada195
Structured Alternative Investment Return Securities
Mutual FundCanadaHSBC Investment Funds (Canada) Inc.196
Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.197
Malachite Aggressive Preferred Fund
Mutual FundCanadaI.A. Michael Investment Counsel Ltd.198
ABC Funds
Mutual FundCanadaI.G. Investment Management Ltd.199
Mutual FundCanadaIA Clarington Investments Inc.200
GIC's / Investment Savings AccountsCanadaICICI Bank Canada201
Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.202
GIC'sCanadaIndustrial Alliance Trust Inc.203
GIC'sCanadaIndustrial and Commercial Bank of China (Canada)204
Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.205
Unit TrustCanadaInflection Management Inc.206
Inflection Strategic Opportunity Fund
Mutual FundCanadaIntegra Capital Management Corp.207
Mutual Fund / Segregated FundCanadaInvesco Canada Ltd.208
Mutual FundOverseasInvestec Asset Management Limited209
Page 10 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Limited PartnershipCanadaInvico Capital Corporation210
GIC'sCanadaIsland Savings Credit Union211
Mutual Fund / Segregated FundCanadaIvari212
Pooled FundCanadaJ. Zechner Associates Inc.213
Pooled FundCanadaJ.C. Clark Ltd.214
Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited215
Pooled FundCanadaJDM Investments Partners Ltd.216
Investment Partners Fund
Hedge FundCanadaJM Fund Management Inc.217
JM Catalyst Fund
Mutual FundCanadaJovFinancial Solutions Inc.218
Pooled FundCanadaK J Harrison & Partners Inc.219
Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.220
The K2 Principal Trust
Pooled FundCanadaKAI Asset Management Inc.221
KAI Core Equity Pool
Hedge FundCanadaKCS Fund Strategies Inc.222
KCS Fund Strategies Inc.
KCS Great White North Fund
Absolute Core Return Fund
GIC'sCanadaKEB Hana Bank Canada223
Pooled FundCanadaKensington Capital Advisors Inc.224
Limited PartnershipCanadaKFL Capital Management Ltd.225
KFL Partners' Fund LP
Mutual Fund / Pooled FundCanadaKingwest & Company226
Limited PartnershipCanadaKootenay Capital Management Corp.227
Kootney Energy RSP Fund
Kooteny Global Energy Absolute Return Fund Ltd. Partnership
Mutual FundCanadaLandry Investment Management Inc.228
GIC'sCanadaLaurentian Bank of Canada229
Includes B2B Trust term deposits
GIC'sCanadaLaurentian Trust of Canada Inc.230
Pooled FundCanadaLaurus Investment Counsel231
Hedge FundCanadaLawrence Park Capital Partners Ltd.232
Page 11 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Lawrence Park Capital Partners
GIC'sCanadaLBC Trust233
Mutual Fund / Pooled FundCanadaLDIC Inc.234
Includes LDIC Closed-End Funds
Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)235
Mutual FundOverseasLegg Mason Global Funds PLC236
Mutual FundCanadaLeith Wheeler Investment Funds237
Mutual FundCanadaLeon Frazer & Associates Inc.238
Mutual FundCanadaLester Asset Management Inc.239
Hedge FundCanadaLightwater Partners Ltd.240
Lightwater Long/Short Funds
Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited241
Limited PartnershipCanadaLionGuard Capital Management Inc.242
Mutual FundCanadaLongbow Capital Inc.243
Pooled FundCanadaLorne Steinberg Wealth Management Inc.244
Steinberg Global Value Equity Fund
Steinberg High Yield Fund
Mutual FundCanadaLysander Funds Limited245
Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.246
Mutual FundCanadaMackie Research Capital Corporation247
Grafton Energy Growth Fund
The Absolute Resource Company L.P.
Pooled FundCanadaMacNicol & Associates Asset Management Inc.248
The Global Opportunities Fund (LP)
The Absolute Return Fund (LP)
The Emergence Fund (LP)
The Conservative Income Fund (LP)
360 Degree U.S. Reality Income Fund
Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC249
GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)250
Deferred Annuities
Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited251
Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Part
Manulife Financial Corp family of funds
GIC's / Investment Savings AccountsCanadaManulife Bank of Canada252
Page 12 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC's / Investment Savings AccountsCanadaManulife Trust Company253
Mutual Fund / Pooled FundCanadaMarquest Asset Management Inc.254
MineralFields 2011 Super Flow - Through Limited Partnership
Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnersh
Marquest Mining Quebec 2014-I Super Flow-Through LP
Marquest Mutual Funds Inc. - Various
Marquest Mining 2013-I Super Flow-Through Limited Partnership
Marquest Mining B.C. 2013-I Super Flow-Through Limited Partnership
Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership
Marquest Mining B C 2014-I Super Flow-Through LP
Marquest Mining 2014-I Super Flow_through LP
Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership
MineralFields 2011-V Super Flow - Through Limited Partnership
Marquest-MineralFields 2012 Super Flow-Through Limited Partnership
Marquest Mining 2013-II Super Flow-Through Limited Partnership
Matrix Fund Management family of mutual funds
Marquest Investment Fund
Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership
Marquest Bridge Fund
Hedge FundCanadaMarret Asset Management Inc.255
Marret
Mutual FundCanadaMatco Financial Inc.256
MFI series of funds
Mutual FundCanadaMawer Investment Management Ltd.257
Mutual FundCanadaMaxam Capital Management Ltd.258
GIC'sCanadaMCAN Mortgage Corporation259
Mutual FundCanadaMcElvaine Investment Management Ltd.260
The McElvaine Investment Trust
Mutual FundCanadaMcLean Asset Management Ltd.261
ROMC Trust
Mutual FundCanadaMcLean Budden Limited (Royal Trust)262
Mutual FundCanadaMD Financial Management Inc.263
Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.264
MFG Diversified Strategy Fund
Linked NotesCanadaMerrill Lynch Canada Inc.265
Mutual FundCanadaMiddlefield Limited266
Mutual FundCanadaMontrusco Bolton Investment Inc.267
Bolton Tremblay Funds inc.
Pooled FundCanadaMorgan Meighen & Associates Limited268
Smedley Fund Family
Page 13 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Unit TrustCanadaMorguard Financial Corp.269
Morguard Real Estate Equity Fund
Mutual Fund / Pooled FundCanadaNatcan Investment Management Inc.270
Mutual Fund / Pooled FundCanadaNatcan Trust Company271
Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.272
Includes PPN's
GIC'sCanadaNational Bank of Canada273
National Bank Trust GIC's
National Bank of Canada GIC's
Natcan Trust GIC's
Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.274
Mutual FundCanadaNational Trust Company275
Tourism & Entertainment Growth Fund Inc.
Family of Funds
Unit TrustCanadaNewGen Asset Management Limited276
Mutual FundCanadaNewport Private Wealth Inc.277
Hedge FundCanadaNext Edge Capital Corp.278
Mutual FundCanadaNGAM Canada LP279
Mutual FundCanadaNiagara Capital Partners Ltd.280
Niagara Access Alpha Fund
Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.281
NWM family of funds
SPIRE LP's
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNorrep Capital Management Ltd.282
Mutual FundCanadaNorth Growth Management Ltd.283
GIC'sCanadaNorthern Savings Credit Union284
Terrace & District Credit Union
Limited PartnershipCanadaNorthStream Capital Inc.285
NorthStream Credit Strategies Fund LP
Mutual FundCanadaNorthwest & Ethical Investments L.P.286
Mutual FundCanadaOcean Rock Investments Inc.287
Mutual FundCanadaO'Leary Funds Management LP288
GIC'sCanadaOmista Credit Union Limited289
Mutual Fund / Hedge Fund / GIC'sCanadaOne Financial Corporation290
Page 14 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaOnex Credit Partners, LLC291
OCP Debt Opportunity Class
Onex Credit Partners LLC
Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.292
Pooled FundCanadaOrientation Finance inc.293
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.294
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.295
Rendez-vous Global Equity Fund LP - $CDN and $US
Palos Family of funds
Hedge Fund / Limited PartnershipCanadaPan Asset Management Ltd.296
Iron Fund LP
Mutual FundCanadaPathfinder Asset Management Ltd.297
Partners' Fund
Pooled FundCanadaPavilion Advisory Group Ltd.298
GIC'sCanadaPeace Hill Trust Company299
Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.300
Mutual Fund/Hedge Fund/Pooled FundCanadaPenbrooke Partners Investment Management Ltd.301
Penbrooke Opportunities Fund LP
Labor Spons. Fund / Ven. Cap. FundCanadaPenderFund Capital Management Ltd.302
GIC'sCanadaPeoples Trust Company303
Mutual FundCanadaPerennial Asset Management Corp.304
Perennial Equity Portfolio
Perennial Fixed Income Portfolio
Hedge FundCanadaPerformance Capital Ltd.305
Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.306
Pooled FundCanadaPerron & Partners Wealth Management Corp.307
Kipling Private Investment Portfolios
Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.308
SaskWorks Venture Fund Inc.
Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management309
Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.310
Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited311
PIMCO Funds - Global Investor Services
Hedge FundCanadaPolar Asset Management Partners Inc.312
Polar Fund Management II Inc.
Altairis
Page 15 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.313
GIC'sCanadaPresident's Choice Bank314
Hedge FundCanadaPrimevest Capital Corp.315
Limited PartnershipCanadaPropel Capital Corporation316
Canadian Large CAP Enhanced Fund
Pooled FundCanadaProvisus Wealth Management Limited317
Mutual FundCanadaPurpose Investments Inc.318
Purpose Funds Series A, F & I
Mutual FundCanadaPursuit Financial Management Corp.319
Mutual FundCanadaPutnam Investment Inc.320
Pooled FundCanadaQuadrant Asset Management321
QAM Tracking Pools
Mutual FundCanadaQuantum Leap Asset Management Limited322
Quantum Leap Mortgage Investment Fund
Pooled FundCanadaQV Investors Inc.323
QV Pooled Funds
Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.324
Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.325
Mutual FundCanadaR.N. Croft Financial Group Inc.326
Mutual Fund / Limited PartnershipCanadaRadiant Investment Management Ltd.327
Radiant Performance Fund LP
Pooled FundCanadaRadin Capital Partners Inc.328
Radin Capital Partners
Pooled FundCanadaRayne Capital Management Inc.329
Rayne Capital Opportunities Trust
Rayne Capital Opportunities Fund LP
Rayne Capital LP
Linked NotesCanadaRBC Dominion Securities Inc.330
Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.331
Segregated FundCanadaRBC Life Insurance Company332
Mutual FundCanadaRCM Valule Opportunities Trust/RCM Partners Inc.333
RCM Partners Inc.
Mutual Fund / Hedge FundCanadaRedwood Asset Management Inc.334
Ark Fund Management family of funds
Redwood Asset Management family of funds
GIC'sCanadaResmor Trust Company335
Page 16 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaResolute Funds Ltd.336
Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.337
Pooled Funds
Mutual Fund / Limited PartnershipCanadaRival Capital Management Inc.338
Rival North American Growth Fund L.P.
Rival North American RRSP Growth Fund
Pooled FundCanadaRiver Plate House Capital Management Inc.339
Pooled FundCanadaRoadmap Capital Inc.340
Hedge FundCanadaRobson Capital Management Inc.341
Mutual Fund TrustCanadaRoss Smith Asset Management Inc.342
Ross Smith Capital Investment Fund
Ross Smith Opportunity Fund
Pooled FundCanadaRoundtable Capital Partners Inc.343
Roundtable Dividend & Income Fund
Roundtable Focus Equity Fund
Roundtable Growth Fund
Roundtable Everkey Global Fund
Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)344
GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada345
Royal Trust Corp.
Royal Bank Mortgage Corp.
Royal Bank of Canada
Connor Clark Private
Merchant Private Trust
Royal Trust Company (The)
Mutual FundCanadaRoyal Trust Company (The)346
The First American Fund
The Protected American Fund
T.A.L. Private Management Pooled Funds
T.A.L. Investment Pooled Funds
Classified Investment Trusts
First Trust Canada Funds
RT Capital Inc.
Mutual Fund / Hedge FundCanadaRP Investment Advisors LP347
Mutual FundCanadaRussell Investments Canada Limited348
Russel Group mutual funds
Life Points mutual funds
Soverign mutual funds
Mutual FundU.S.Sanford C. Bernstein & Co. LLC349
Mutual FundCanadaScotia Capital Inc.350
Cassels Blaikie Canadian Fund (U.S.)
Pinnacle family of funds - May 7-07
Page 17 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Scotia Capital family of funds
The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07
Mutual FundCanadaScotia Securities Inc.351
Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.352
Mutual FundCanadaSEI Investment Canada Company353
Mutual Fund / Limited PartnershipCanadaSentry Investments Inc.354
Hedge FundCanadaSentry Select Investments Inc.355
Pooled FundCanadaSeymour Investment Management Ltd.356
Family of funds managed by Seymour Investment Management Ltd.
.
Mutual FundCanadaSherpa Asset Management Inc.357
Pooled FundCanadaSIA Wealth Management Inc.358
SIA Wealth Management Private Investment Pools
Pooled FundCanadaSilvercove Fund Management Ltd.359
Limited PartnershipCanadaSilvercreek Management Inc.360
Silvercreek family of funds
Mutual FundCanadaSmart Investments Ltd.361
Principal Protected NoteCanadaSociete Generale (Canada)362
CI Protected Coverage Notes, Series 1
Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.363
Thales Fund Management Inc. family of funds
Spartan Fund Management Inc. family of funds
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaSprott Asset Management L.P.364
Sprott Flow-Through Limited Partnerships
Sprott Hedge Funds
Sprott Closed-End Funds
Sprott Mutual Funds
GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)365
Ideal Segregated Funds
Guaranteed Interest Rate Contracts
Mutual FundCanadaStandard Life Mutual Funds Ltd.366
Mutual FundCanadaStandard Life Trust Company367
Hedge FundCanadaStanton Asset Management Inc.368
GIC'sCanadaState Bank of India (Canada)369
Mutual FundCanadaSteadyhand Investment Management Ltd.370
Steadyhand Equity Fund
Page 18 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Steadyhand Income Fund
Steadyhand Global Equity Fund
Steadyhand Small Cap Equity Fund
Steadyhand Savings Fund
GIC'sCanadaSteinbach Credit Union Limited371
GICs
GIC'sCanadaStella Maris Credit Union Ltd.372
Limited PartnershipCanadaStephenson & Company Capital Management Inc.373
Stephenson & Company North American Opportunity Fund LP
Mutual FundCanadaStone Asset Management Limited374
Mutual FundCanadaStrathbridge Asset Management Inc.375
Limited PartnershipCanadaStratigis Capital Advisors Inc.376
Uber Strategies LP
Goforth Technical Fund LP
GIC'sCanadaStreet Capital Bank of Canada377
Pooled FundCanadaSuccessful Investor Wealth Management Inc.378
Segregated FundCanadaSun Life Assurance Co. (Canada)379
Individual Variable Insurance Contracts
GIC'sCanadaSun Life Financial Trust Inc.380
Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondia381
GIC'sCanadaSunshine Coast Credit Union382
Hedge FundCanadaSW8 Asset Management Inc.383
Mutual FundCanadaT.E. Investment Counsel Inc.384
Prosperity Mutual Funds
GIC's / Investment Savings AccountsCanadaTangerine Bank385
Pooled FundCanadaTaylor Asset Management Inc.386
Taylor Partners Fund
Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.387
GIC's / Linked NotesCanadaTD Bank Financial Group388
TD Pacific Mortgage Corp. - GIC's
TD Bank - GIC's & Linked Notes
The Canada Trust Compay - GIC's
TD Mortgage Corp. - GIC's
Linked NotesCanadaTD Securities Inc.389
Pooled FundCanadaTempered Investment Management Ltd.390
Tempered Global Value Fund
Page 19 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.391
Pooled FundCanadaTetrem Capital Management Ltd.392
Pooled FundCanadaThird Eye Capital Management Inc.393
Third Eye Capital Alternative Credit Trust
Pooled FundCanadaThornmark Asset Management Inc.394
Thornmark Investment Funds
Limited PartnershipCanadaTimbercreek Asset Management Ltd.395
Limited PartnershipCanadaTimelo Investment Management Inc.396
Timelo Strategic Opportunities Fund
Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.397
TIS Preservation & Growth Fund Class A and Class F Units
Mutual FundCanadaTonus Capital Inc.398
Tonus Partners Fund
Hedge FundCanadaToronto Trust Management Ltd.399
Friedberg Mercantile Group family of funds
Mutual FundCanadaTradex Management Inc.400
Pooled FundCanadaTrapeze Asset Management Inc.401
Trapeze Value Trust
Income TrustCanadaTrez Capital Corporation402
Pooled FundCanadaTri Delta Investment Counsel Inc.403
Limited PartnershipCanadaTriumph Asset Management Inc.404
Triumph Capital Appreciation Fund LP
Pooled FundCanadaTrivest Wealth Counsel Ltd.405
Pooled FundCanadaTurtle Creek Asset Management Inc.406
Turtle Creek Equity Fund
Turtle Creek Investment Fund
Pooled FundCanadaUBS Global Asset Management (Canada) Co.407
UBS (Canada) Balanced Fund A
Mutual FundCanadaValue Partners Investment Inc.408
Mutual FundCanadaValue-Contrarian Asset Management Inc.409
GIC'sCanadaVancouver City Savings Credit Union410
Pooled FundCanadaVantage Asset Management Inc.411
Vantage Protected Performance Fund
Mutual FundCanadaVantage Point Investment Management Inc.412
The Vantage Point Funds
Hedge FundCanadaVenator Capital Management Ltd.413
Venator family of mutual funds
Page 20 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC's / OtherCanadaVersaBank414
Mutual FundCanadaVertex One Asset Management Inc.415
Hedge FundCanadaVision Capital Corporation416
Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.417
Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.418
Mortgage Investment Corporation of Eastern Ontario (MICEO)
Frontenac Mortgage Investment Corp.
Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.419
Waratah fund family
Mutual FundCanadaWave Cycle Mutual Funds Ltd.420
Business Cycle Funds
Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership421
Panorama Fund
Panorama Private Client Fund
Pooled FundCanadaWealthCo Asset Management Inc.422
WealthCo Pooled Funds
WealthCo Asset Management Inc.
Mutual FundCanadaWells Asset Management System Inc.423
Mutual FundCanadaWest Face Capital Inc.424
WFC Opportunities Trust
Mutual FundCanadaWestcap Mgt. Ltd.425
Golden Opportunities Fund Inc.
Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union426
GIC'sCanadaWindsor Family Credit Union427
Mutual FundCanadaYorkville Asset Management Inc.428
Heritage Yorkville Mutual Funds
Southbridge Health Care Fund
Mutual FundCanadaYTM Capital Asset Management Ltd.429
GIC's / Investment Savings AccountsCanadaZag Bank430
Page 21 of 22Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits)
issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with
the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be
made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these
agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it
deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which
conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the
mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will
indicate the third party mutual fund(s) covered by the agreement.
Note:
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Page 22 of 22Listing of Approved Fund Managers by Name
Bare Trustee AgreementsJanuary 1, 2017Deletions from List since
Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement
Date Removed
Acernis Capital Management Inc. Fund dissolved.Pooled FundCanada 3/3/2017
Acernis Funds (Class A Units & Class F Units)
MacDougall Investment Counsel
Inc.
Fund now managed by Majestic Asset Management.
Pooled FundCanada 3/3/2017
Page 1 of 1Listing of Deletions from List
Bare Trustee Agreements
Additions to List Since January 1, 2017
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
Street Capital Bank of Canada Canada GIC's 1/17/2017
Equium Capital Management Inc. Canada Mutual Fund 3/17/2017
Page 1 of 1Listing of Additions to List
Bare Trustee AgreementsJanuary 1, 2017Name Changes and Mergers since
Fund Manager Region Type of ProductFunds covered by agreement
Date Comments
Page 1 of 1Listing of Name Changes and Mergers