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Copernicus Institute Research Institute for Sustainable Development and Innovation Bio-based polymers – A sustainable solution for the next decades Annual Meeting 2008 of the Dutch Polymer Institute Crowne Plaza Antwerp, Antwerp, Belgium 25-26 November 2008 Dr. Martin Patel Utrecht University, Department of Science, Technology and Society (STS) / Copernicus Institute, Utrecht, Netherlands Tel.: +31 30 253-7634, Fax +31 30 253-7601, [email protected]
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Page 1: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Bio-based polymers – A sustainable solution for the next decadesAnnual Meeting 2008 of the Dutch Polymer Institute

Crowne Plaza Antwerp, Antwerp, Belgium25-26 November 2008

Dr. Martin PatelUtrecht University, Department of Science, Technology and Society (STS) / Copernicus Institute, Utrecht, NetherlandsTel.: +31 30 253-7634, Fax +31 30 253-7601, [email protected]

Page 2: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 3: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 4: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Bio-based polymers - Truly needed?

• Material performance often lower

• High costs for production and processing

• Total energy (= NREU + REU) often higher than for conventional

• Small share of fossil fuels

• Last drops of oil for high value added products

• (Potential) Competition with food

• Threat to biodiversity

• Biodegradable polymers - May cause additional GHG (methane!)- Carbon sequestration in compost is low- No solution for littering

The cons:

Page 5: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Bio-based polymers - Truly needed?

• World Energy Outlook by the International Energy Agency (IEA): - Oil price in 2030: 29 $/bbl (IEA, 2004) 120 $/bbl (Nov. 2008)

• IPCC, Feb. 2007: Evidence now “unequivocal” that global warming is man-made

Pros:

Page 6: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Bio-based polymers - Truly needed?

• World Energy Outlook by IEA (Nov. 2008): - Oil price in 2030: 29 $/bbl (IEA, 2004) 120 $/bbl (Nov. 2008)

• IPCC, Feb. 2007: Evidence now “unequivocal” that global warming is man-made

• Chem. ind. sector by far largest industrial energy user

Pros:

Page 7: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Bio-based polymers - Truly needed?

• World Energy Outlook by IEA (Nov. 2008): - Oil price in 2030: 29 $/bbl (IEA, 2004) 120 $/bbl (Nov. 2008)

• IPCC, Feb. 2007: Evidence now “unequivocal” that global warming is man-made

• Chem. ind. sector by far largest industrial energy user

• Large-scale investments in renewables and energy efficiency, while more oil available for chemicals pressure GHG policy,

image loss

Pros:

• Innovation, rejuvenation of sector

Page 8: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 9: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Life cycle assessment (LCA) is...Life cycle assessment (LCA) is the only comprehensive way of assessing the environmental impacts of a product or a service.

Page 10: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Steps of an LCA

New: * ISO 14040 (Principles & Framework)* ISO 14044 (Requirements & Guidelines)

Old:ISO 14040, 14041, 14042 and 14043

State-of-the-art of LCA methodology

Goal & scopedefinition

Life cycle assessment framework

Inventoryanalysis

Impact assessment

Interpretation

Direct applications

Product development& innovationStrategic planningPublic policy makingOther

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Naturalresources Emiss.

ProductPost-consumerwaste

Land Emiss.

Emiss.

Cradle-to-Factory Gate

Cradle-to-Grave

Processing

Process waste

Mining/ Extraction

Agriculture,Forestry

Use WasteM'mt

Landfill

Sewage Treatment

Emiss.

System boundaries

State-of-the-art of LCA methodology

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Thermoplastic starch - Flow diagrammePower 0.5 MJ

Fossil fuels 1.62 MJFossil fuels 1.35 MJ Biogas 0.06 MJ

Land use 2.23 kg 0.67 kgFertilizers potatoes starchetc.

Power 2.56 MJ

Power 0.76 MJFossil fuels 1.68 MJ 1 kg

Fossil fuels 0.39 MJ Biogas 0.06 MJ

Land use 0.385 kg 0.33 kgFertilizers maize DM starch/etc. sorbite

Source: CARBOTECH, 1996

Power (not modelled) Fossil fuels 0.11 MJ

CultivationPotatoes

37.7 t/ha

CultivationMaize12.5 t/ha

ProductionStarch

ProductionStarch/Sorbite

Coproducts: Pulp, proteins, fats

Coproducts: Pulp, proteins, glucose sirup

ProductionThermoplastic starch (TPS)

Polymer conversion toEnd products

Waste m'mt(80% incin., 20%

landf.)

State-of-the-art of LCA methodology

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

• Non-renewable energy use (NREU)• Renewable energy use (REU)• Total energy use (TEU = NREU + REU)• Land use• CO2 equivalents (CO2)• Abiotic Depletion (ADP)• Ozone Layer Depletion (ODP)• Photochemical oxidant formation (smog precursor) (POF)• Water use (process, cooling) (PW, CW)• Acidification (ACID)• Eutrophication (EUTRO)• Human toxicity• Aquatic toxicity• Terrestrial ecotoxicity

Important Environmental Impact Categories

State-of-the-art of LCA methodology

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

• There is no pre-defined, standardized list.• The list is incomplete, important missing categories are:

- Biodiversity- GMO- Water (aggregated assessment)- Soil erosion- Soil fertility and carbon content of soil- Types of land use (agriculture, forest; climate zone)

• Toxicity impacts are highly uncertain; improvement of methodology and data is subject to continuous improvement.

Caveats w.r.t. Environmental Impact Categories

Caveats in LCA

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 16: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

0 20 40 60 80 100 120 140

BioPET: first use + 2 x mechan. recy. + MSWI with en. recov.

BioPET: first use + 2 x mechan. recy.

BioPET: first use + mechan. recy.

PLA05 (without wind)

BioPET: single use + landfill

Pchem PET: single use + MSWI with en. recov.

Pchem PET: single use + landfill

Coal-based PET: single use + landfill

Pchem HDPE: single use + landfill

Coal-based HDPE: single use + landfill

Non-renewable energy use (GJ/t)

Development potentials of PET in perspectivePreliminary results

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Polyethylene from oil, coal and biomass

-40

-20

0

20

40

60

80

100

120

140

160

HDPEPchem

PE Coal Bioaverage

PE Biomaize

PE Biosugarcane

Ener

gy (G

J/t)

REUNREU

Calculations based on BREW Study (2006) and Ph.D. thesis Tao Ren (forthcoming).

Preliminary results

Page 18: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 19: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation M. K. Patel, based on several UU studies, 2008

Cradle-to-factory gate energy use – Overview (2/2)

-50%-30%

Preliminary results

Page 20: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

PLA with and without wind energy

kg CO2eq/kg PLA

MJ/kg PLA

0.32.0GWP

27.250.2NREU

2006with

wind energy

2005without

wind energy

Is in line with EU goals for 2020: Reduce overall emissions to at least 20% below 1990 levels, save 20% energy, and reach 20% renewables.

Technology perspective vs. company perspective

Source: PLA data from Ingeo/NatureWorks LLC, Vink et al. 2007

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Comparison of PLA with PET, per kg

0.3

27.2

PLAwith

wind energy2006

3.3

80.8

PET

kg CO2 eq./kg

MJ/kg

2.0GWP

50.2NREU

PLAwithout

wind energy 2005

Critical factor for material use (dies): If 1.6 more PLA than PET (possible for diverse commercial products)

Functional unit

Density PET: 1.35 – 1.39 kg/litreDensity PLA: 1.25 kg/litre

Sources: PLA data from Ingeo/NatureWorks LLC, Vink et al. 2007; PET data from PlasticsEurope

Page 22: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Outer Packs

18 19 20 21 22 23 24 25 26 27 28 29 30 31 32

CO

2 equ

ivale

nts

(kg

CO

2/m2 )

0.0

0.1

0.2

0.3

0.4production transportincineration w/ recovery

Bio-based materials for Outer packaging filmsCradle-to-grave: incineration with energy recovery

Food company project (1/2)

18) PE

20) bio-based PE

21) PP

22) PLA

23) Cellulose

25) Paper/PP

26) Paper/PLA

28) Paper/PE

31) Paper/BBP

32) Paper/EVA

Caveat: Snapshot for current technology.

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

1) Paper/PP/PVdC

3) Paper/PP/EVOH

4) Paper/cellulose

5) PP/PP

7) Paper/PP

8) Cellulose/PP

9) PLA/PP

11) PLA/PLA

15) Paper/PLA

16) Paper/PLA/Alu

17) Paper/PET/PE

Bio-based materials for high-barrier food packaging filmsGlobal warming potential of Inner Packs including wind credits and future technology for PLA film production; cradle-to-grave: incineration with energy recovery

5 7 8 9 11 15 16 17b

CO

2 equ

ival

ents

(kg

CO

2/m2 )

0.0

0.1

0.2

0.3

0.4

0.5

0.6

production, PLA with wind, future film prod.transport incineration with recovery total, default calculations total, future film prod., no wind total, PLA with wind, default film prod.total, PLA NG with wind, future film prod.

impr

oved

co

nver

sion

win

d cr

edits

Food company project (2/2)

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Energy and GHG emissions in perspectivePaperFoam project (1/2)

Page 25: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Energy and GHG emissions in perspectiveCradle-to-grave (MSW incineration plant with energy recovery)

PaperFoam project (2/2)

0%

20%

40%

60%

80%

100%

Weight NREU REU CED (NREU+REU)

GHG emissions

Paperfoam Jewelcase Digipack

Page 26: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 27: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Land use (2/2)

M. K. Patel, based on several UU studies, 2008

0.29

0.22

0.36

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

Ethano

l PDO ABE

Acrylic

acid

Lacti

c acid

Succin

ic ac

id Adip

ic ac

id C

itric a

cid C

aprol

actam

Lysin

e PHA

Ethylen

e Ethy

l lacta

te PLA PTT

Starch

polym

ers

Viscos

e Aus

triaVisc

ose A

siaTen

cel

Cotton

(US & C

hina)

All biot

ech p

roduc

tsLa

nd u

se in

ha/

t

Medium Low High

Polymers White Biotechnology from

maize starch

Monomers White Biotechnology from

maize starch

Natural polymers

Preliminary results

Page 28: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Carbon flux in CH in 2005

Source: Mueller & Baccini

UK soils have lost 15% of carbon in 1978-2003, equals 15 million tonnes (Bellamy, 2005)

Page 29: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Global ethanol production and conclusions for bio-based polymers (1/2)

39 million t 125 million tEtOH EtOH

24 million t ethylene 76 million t ethylene37% of all polyethyene 119% of all polyethyene

10% of all thermoplastics 31% of all thermoplastics8% of all polymers 25% of all polymers

Preliminary results

Page 30: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Global ethanol production and conclusions for bio-based polymers (2/2)

Land use Land usemillion ha million ha

39 million t 14 125 million t 45EtOH EtOH

24 million t ethylene 76 million t ethylene37% of all polyethyene 119% of all polyethyene

10% of all thermoplastics 31% of all thermoplastics8% of all polymers 25% of all polymers

For comparison: * USA: 165 million ha arable land * World: 1,550 million ha arable land, under cultivation

3,100 million ha total arable land

Preliminary results

Page 31: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Rethinking demand

14 grammes PET

Total NREU (material + processing)

≈ 1.4 MJ (with processing)

77 grammes almond bread

= 355 kcal

≈ 1.5 MJ (without processing)

Page 32: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Truly needed?

Measuring environmental sustainability

Bifurcation

More evidence

Limits to growth

Building block for sustainable development

Contents

Page 33: Bio-based polymers – A sustainable solution for the next ... · Treatment Emiss. System boundaries State-of-the-art of LCA methodology. Copernicus Institute ... Paperfoam Jewelcase

Copernicus InstituteResearch Institute for Sustainable Development and InnovationBiobased raw material

Bio

degr

adab

ility

Fully BiobasedPartially BiobasedFully fossil-based

Non

-B

iode

grad

able

Part

ially

B

iode

grad

able

Fully

B

iode

grad

able -TPS

-Starch blends (with biobased and biodegradable copolymers)-PLA-PHA/PHB-Cellulose film

-Starch blends (with biodegradable fossil-based coplymers)-Vegetable-oil based polyesters

-PBS-PBSL-PBSA

- Starch blends (with polyolefins)

-Biobased PE-Biobased PP-Biobased PA-Biobased PB-PO3G

-Biobased PTT, PBT-Biobased PET-Biobased PVC-Biobased PUR-Biobased polyacrylates-Biobased ABS-Biobased Epoxy resin-Biobased SBR-Alkyd resin

-PE-PP-PET-PVC-PUR-ABS-Epoxy resin-Synthetic rubber

Biodegradable vs. Bio-based

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Technical Substitution Potential

1) PS (all types) and EPS2) ABS/SAN3) Including other partially biobased polyesters4) Partially biobased polymers5) For PE, PP, PVC, PS, PET and PA, consumption data are for 2006 (PlasticsEurope, 2008); For ABS, PBT, PMMA and other polyacrylates, consumption data are for 2003 (PlasticsEurope,

2004); For Epoxy resin and synthetic rubber, consumption data are for 2000 (Ullmanns, 2007)

All values in 1000 tonnes PE-LD PE-HD PP PVC PS 1) PET PUR PA ABS 2) PC PBT PMMA

Other Polyacryl

ates

Epoxy resin

Synthetic rubber Other Total % subst

Consumption in W. Europe 5) 8,415 5,940 9,405 6,435 3,465 3,465 2,970 863 646 336 180 204 205 370 1,810 4,790 49,500 100

Starch polymers 673 475 752 0 277 0 238 0 0 0 0 8 0 0 0 0 2,424 5PLA 0 594 941 0 347 693 0 86 0 0 0 10 0 0 0 0 2,671 5PHA 1,683 1,188 941 644 693 347 297 0 65 0 0 10 0 0 0 0 5,866 12Vegetable oil-based polyesters

168 119 188 0 69 0 59 0 0 0 0 2 0 0 0 0 606 1

Cellulose films 0 0 941 644 347 520 0 0 0 0 0 0 0 0 0 0 2,450 5Biobased PE 5,891 3,564 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9,455 19Biobased PP 0 0 5,173 0 0 0 0 0 0 0 0 0 0 0 0 0 5,173 10

Biobased PVC 4) 0 0 0 5,148 0 0 0 0 0 0 0 0 0 0 0 0 5,148 10

Biobased PET 4) 0 0 0 0 0 1,213 0 0 0 0 0 0 0 0 0 0 1,213 2

Biobased PTT 3) 0 0 470 0 0 693 0 259 0 67 180 10 0 0 0 0 1,680 3

Biobased PUR 4) 0 0 0 0 0 0 2,376 0 0 0 0 0 0 0 0 0 2,376 5

Biobased PA 0 0 0 0 0 0 0 259 0 0 0 0 0 0 0 0 259 1

Biobased Polyacrylates 4) 0 0 0 0 0 0 0 0 0 0 0 0 205 0 0 0 205 0

Biobased Epoxy resins 4) 0 0 0 0 0 0 0 0 0 0 0 0 0 278 0 0 278 1

Biobased ABS 4) 0 0 0 0 0 0 0 0 581 0 0 0 0 0 0 0 581 1

Biobased Synthetic rubber 4) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1,448 0 1,448 3

Sum volumes 8,415 5,940 9,405 6,435 1,733 3,465 2,970 604 646 67 180 41 205 278 1,448 0 41,832 85

Total polymer cons. Western Europe: ~50 million t p.a.

Technical potential bio-based:~42 million t p.a. (85%)

Preliminary results

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0.0

0.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

4.5

2003 2007 2009 2010 2011 2020

Cap

acity

(mill

ion

tonn

es p

er y

ear)

Global capacities of bio-based polymers (in kt)(historical data for 2003-2007; announcements for >2007)

0.17

0.42

0.92

4.25

PLA

Starch plastic

PHA

Biobased PE

OtherBiobased monome

1.9

2.6

equivalent to ≈ 1.2 million ha

Preliminary results

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Bio-based chemicals or biofuels?

22.5

60

32

0

10

20

30

40

50

60

70

Bioethan

ol

Petrol

Pchem

ethan

ol

Non

-ren

ewab

le e

nerg

y us

e in

GJ

Heating value ethanol9.5 GJ saved per tonne bioethanol for use as fuel

37.5 GJ saved per tonne bioethanol for use as chemical7.5

Production of 1 tonne ethanol (on 0.36 ha)

2

Savings by bioethanol GJ saved/t ethanol

GJ saved/ha

- used as fuel 9.5 26 - used as chemical 37.5 104

M.K. Patel: Understanding bio-economics. European Plastics News, March 2008, pp.28-29

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Conclusions• Important opportunities for reducing environmental

impacts (esp. NREU and GHG)

• Likely to be needed (policy?)

• Substantial differences across the polymers and final products

• Some drawbacks still not fully understood (soil, toxicity of agricultural chain)

• Challenge: Maximize (environmental) benefits by - optimal portfolio of bio-based polymers- closing loops by reuse and recycling- avoidance of excessive material use

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Copernicus InstituteResearch Institute for Sustainable Development and Innovation

Acknowledgements

• Li Shen

• Barbara Hermann

• Manuela Crank

• Tao Ren

Dr. Martin PatelUtrecht University, Department of Science, Technology and Society (STS) / Copernicus Institute, Utrecht, NetherlandsTel.: +31 30 253-7634, Fax +31 30 253-7601, [email protected]


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