Country Operations Business Plan
August 2018
India 2019–2021
This document is being disclosed to the public in accordance with ADB's Public Communications Policy 2011.
CURRENCY EQUIVALENTS (as of 26 July 2018)
Currency unit – Indian rupee (₹)
₹1.00 = $0.0146 $1.00 = ₹68.7017
ABBREVIATIONS
ADB – Asian Development Bank COBP – country operations business plan CPS − country partnership strategy
ECEC – East Coast Economic Corridor TA − technical assistance
NOTE
In this report, "$" refers to United States dollars.
Vice-President Wencai Zhang, Operations 1 Director General Hun Kim, South Asia Department (SARD) Country Director Kenichi Yokoyama, India Resident Mission, SARD Team leader Rajeev Singh, Senior Country Specialist, SARD Team members Neeraja Kulkarni, Senior Programs Officer, SARD Bhisma Rout, Programs Analyst, SARD
In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.
CONTENTS
I. CONSISTENCY OF BUSINESS PLAN WITH COUNTRY PARTNERSHIP STRATEGY 1
II. INDICATIVE RESOURCE PARAMETERS 1
III. SUMMARY OF CHANGES TO LENDING AND NONLENDING PROGRAMS 2
APPENDIXES
1. Country Assistance Results Areas 3 2. Indicative Assistance Pipeline 5 3. Assistance Program for Current Year 16 4. Indicative Knowledge Publications and Events 22
1
I. CONSISTENCY OF BUSINESS PLAN WITH COUNTRY PARTNERSHIP STRATEGY 1. The Asian Development Bank (ADB) country partnership strategy (CPS) for India, 2018–2022, aims to accelerate India’s inclusive economic transformation. The country operations business plan (COBP), 2019–2021 is aligned with the three strategic pillars of the CPS: (i) boosting competitiveness to create more and better jobs, (ii) providing inclusive access to infrastructure networks and services, and (iii) addressing climate change and increasing climate resilience. About 45% of the proposed program under the COBP will contribute to the first pillar, 95% for the second pillar, and 58% for the third pillar. 2. Following the embedded principles of the CPS, the proposed program is driven by front-end strategic studies such as in East Coast Economic Corridor (ECEC) that is identifying transformative investments, and pursues wider and deeper partnerships with low-income states building their capacities for project operations. The COBP’s 3-year pipeline for ECEC amounts to $2.4 billion and for low-income states amounts to $5.8 billion. The proposed pipeline is also aligned with the government’s flagship programs in energy, transport, urban, and skills sectors and aims to demonstrate high value addition in implementation and their impacts.
II. INDICATIVE RESOURCE PARAMETERS 3. India, a group B developing member country, is eligible for regular ordinary capital resources lending. The indicative resources available for commitment during 2019–2021 for sovereign operations amount to $7.54 billion. Against this, the proposed lending program for 2019–2021 is $10.61 billion, comprising $3.53 billion for 2019, $3.55 billion for 2020, and $3.53 billion for 2021. Overprogramming of about 40% is included to place the program on the trajectory of scaling up of sovereign lending, as requested by the government, to $3 billion or more per year. This will also allow for greater project readiness and quality at entry, thereby enhancing project implementation and portfolio performance. Nonsovereign resources will supplement sovereign lending operations. Cofinancing and funding from other sources, including the regular OCR regional cooperation and integration set-aside, will be explored. 1 The final amount of assistance will be subject to resource availability and project readiness.2 4. The 3-year program reflects the government’s priorities and ADB’s comparative advantage and is primarily focused on infrastructure. In terms of resource allocation, the transport sector will account for 46%, urban infrastructure and services for 27%, energy for 16%, agriculture and natural resources for 6%, finance and public-sector management for 2%, and human development for 3%. The program also reflects the thematic priorities of the CPS, and promotes private sector investments, regional cooperation and integration, and gender equality and social inclusion. 5. The technical assistance (TA) program is aligned with the lending program, to support project preparation and capacity development for project implementation. Following the country knowledge plan under the CPS, strategic planning studies at the state level and systematic knowledge products will also be delivered, exploring ways to add higher value on relevant thrusts of Strategy 2030.3 The program will provide a sound basis for developing a robust lending program, and well-performing project implementation portfolio. 6. ADB's nonsovereign operations will also pursue increased annual lending of $1 billion, and focus on innovative and inclusive infrastructure, and will catalyze the development of the
1 The pilot period for the OCR regional cooperation and integration set-aside fund is up to 2019. 2 Time sliced multitranche financing facility and additional financing will be used, as required, for phasing assistance,
and to balance resource commitment with resource availability. 3 ADB. 2018. Strategy 2030: Prosperous, Inclusive, Resilient, Sustainable Asia and the Pacific. Manila.
2
finance sector. Support will be diversified to finance initiatives in the areas of transport, power, urban infrastructure, agribusiness, health, education, small and medium-sized enterprises, affordable housing, and financial inclusion. In addition to direct funding, private equity funds that operate in ADB’s strategic priority areas will be supported. Synergy with sovereign operations will be maintained where possible, such as in ECEC.
III. SUMMARY OF CHANGES TO LENDING AND NONLENDING PROGRAMS 7. Changes from the COBP, 2018−2020 are outlined below.4 (i) Transport sector. Additions include the stronger pipelines for urban rail transport such as
the Delhi−Meerut rapid transit system program and Chennai metro project, and for ECEC investments including Tuticorin port expansion. A state highway project and a rural connectivity project in Maharashtra were also added. On the other hand, the Vadhavan port and the second Uttar Pradesh road projects were dropped. The modality of the Mumbai metro project has been changed from a multitranche financing facility to a regular project, and the amount reduced from $1.1 billion to $925.0 million.
(ii) Water and other urban infrastructure and services sector. The pipeline has added new projects to provide inclusive urban and municipal services in Kerala and Uttarakhand, which will further augment project implementation systems and capacity building on the previous projects. New urban projects in Himachal Pradesh, Jharkhand, and Punjab will provide the first partnership opportunity with ADB, along with rural water supply projects in Andhra Pradesh and Bihar, and a smart city project in Tripura. These projects have replaced TA loans in Uttar Pradesh and Punjab, and three smart city projects from the pipeline.
(iii) Energy sector. The pipeline has added a new project in Meghalaya which will primarily enhance energy distribution systems and their efficiency. On the climate-oriented energy efficiency agenda, the second phase of the Demand-Side Energy Efficiency Project has replaced the Industrial Energy Efficiency Finance Project. The previously proposed subregional energy program, Gujarat smart grid project, and power projects in Odisha and Jharkhand have been excluded from the pipeline.
(iv) Agriculture, natural resources, and rural development sector. New additions to the pipeline are the agribusiness network project in Maharashtra, and horticulture project in Himachal Pradesh to enhance high-value agriculture production and value chains. A new irrigation project in Gujarat would add to ADB’s expansion into large-scale irrigation projects in India to enhance water use efficiency and productivity. These replace the previously proposed project on national water use efficiency improvement and the sustainable coastal project in Maharashtra.
(v) Human development (education and health) sector. A new state-level skills project replaces the Kerala skills (additional financing) project. Two health projects have been replaced with “Supporting Comprehensive Primary Health Care in Urban Areas” project. New projects will be processed on the basis of the demonstration of good performance of ongoing projects, and strong demand and ownership of partner states.
(vi) Finance and public-sector management. Building on the progress of ongoing loans (in Punjab and West Bengal), the pipeline is adding one state-level policy-based loan to assist with public sector management and a small and medium-sized enterprises development project.
8. The TA program is adjusted to align with the lending program, particularly in the priority areas of low-income states and ECEC.
4 The changes pertain to the sovereign program.
Appendix 1 3
COUNTRY ASSISTANCE RESULTS AREAS
Key Country Development Outcomes that ADB Contributes to
ADB
Key Areas of Assistance Indicative Resource Available for Commitment in 2019–2021
Changes from Last COBP
1. Transport
Better connectivity between domestic and international markets Better connectivity in rural and urban areas Environmentally sustainable transport system Job creation and income-earning opportunities improved
Railway infrastructure and rolling stock, expressways, national highways, provincial, district and rural roads, ports, urban transport, urban transport planning and reforms, PPPs, and multimodal transport facilities
Amount: $4.894 billion (regular OCR) and $600 million (cofinancing) Share of COBP envelope: 46%
Two projects have been dropped and five have been added.
2. Water and Other Urban Infrastructure and Services
Improved supply of drinking water, sanitation, and waste management services Healthier population Improved job creation and income-earning opportunities
Drinking water system, sanitation systems, industrial wastewater, wastewater management, tariff policy and sector development, urban governance, urban planning, urban environmental policies, smart cities, and PPPs
Amount: $2.927 billion (regular OCR) Share of COBP envelope: 27%
Five projects have been dropped and eight have been added.
3. Energy
Greater availability and reliability of energy supply Higher efficiency and carbon mitigation through power generation from renewable sources Improved job creation and income-earning opportunities
Strengthening and loss reduction of electric power transmission and distribution network, capacity development of state utilities, renewable energy, energy efficiency, cross-border power transmission lines and gas pipelines, and an enabling environment for private sector participation
Amount: $1.650 billion (regular OCR) Share of COBP envelope: 16%
Five projects have been dropped and two have been added.
4. Agriculture, Natural Resources, and Rural Development
Improved agriculture productivity and rural incomes Improved water management efficiency
Farm production enhancement, agribusiness, crop and noncrop value chain infrastructure and investments, surface and groundwater irrigation, irrigation systems management, flood protection, flood risk management, ecosystem management, marine ecosystem and coastal resources, PPPs,
Amount: $641 million (regular OCR) Share of COBP envelope: 6%
Two projects have been dropped and two have been added.
4 Appendix 1
Key Country Development Outcomes that ADB Contributes to
ADB
Key Areas of Assistance Indicative Resource Available for Commitment in 2019–2021
Changes from Last COBP
improved basin water management, and improved water use efficiency in irrigation
5. Finance and Public-Sector Management
Efficient use of public finances
Infrastructure investment funds, finance sector policies and strategies, and PPPs Public expenditure and fiscal management, revenue mobilization, reforms, and restructuring
Amount: $200 million (OCR) Share of COBP envelope: 2%
Two projects have been added.
6. Education
Improved employability and productivity of growing workforce
Reform and scaling up of technical and vocational education and training; introduction of vocational education in high schools and colleges; PPPs; industry engagement; and strengthening of assessment, certification, and monitoring of results
Amount: $100 million (regular OCR) Share of COBP envelope: 1%
Two projects have been dropped and one has been added.
7. Health
Healthier population Health system development to improve urban health care.
Amount: $200 million (regular OCR) Share of COBP envelope: 2%
Two projects have been dropped, and one has been added.
ADB = Asian Development Bank, COBP = country operations business plan, OCR = ordinary capital resources, PPP = public–private partnership. Source: ADB estimates.
Appendix 2 5
INDICATIVE ASSISTANCE PIPELINE
Table A2.1: Lending Products, 2019–2021
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
2019 Firm
1.Chennai−Kanyakumari Industrial Corridor Power Sector Investment Project
ENE GI IEG, GCD, PSD, RCI, KNS, PAR
SAEN 2018 715.0 500.0 0.0 0.0 500.0 215.0 0.0
2. Clean Energy Finance Investment Program (tranche 2)
ENE GI IEG, ESG, GCD, PSD
SAEN 300.0 150.0 0.0 0.0 150.0 150.0 0.0
3. Scaling Up Demand-Side Energy Efficiency (Sector) Project
ENE GI IEG, ESG, GCD, KNS,
PAR
SAEN 2019 600.0 300.0 0.0 0.0 300.0 300.0 0.0
4. Delhi−Meerut Regional Rapid Transit System Investment Program (tranche 1)
TRA GI IEG, GEM, ESG, GCD,
PSD
SATC 2018 500.0 350.0 0.0 0.0 350.0 150.0 0.0
5. Mumbai Metro Rail Systems Project
TRA GI IEG, GEM, ESG, GCD,
PAR
SATC 1,765.0 925.0 0.0 0.0 925.0 490.0 350.0a
6. Rajasthan State Highway Investment Program (tranche 2)
TRA GI IEG, ESG, GCD, PSD
SATC 760.0 280.0 0.0 0.0 280.0 480.0 0.0
7. Delhi Water Supply Improvement Investment Program (tranche 1)
WUS GI IEG, GEM, ESG, GCD, KNS, PAR
SAUW 2013 226.0 158.0 0.0 0.0 158.0 68.0 0.0
8. Second Madhya Pradesh Urban Services Improvement Investment Project
WUS GI IEG, GEM, PSD, ESG,
PAR
SAUW 428.6 300.0 0.0 0.0 300.0 128.6 0.0
6 Appendix 2
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
9. Rajasthan Secondary Town Development Investment Project
WUS TI-G IEG, GEM, PSD, ESG, KNS, PAR
SAUW 2017 428.6 300.0 0.0 0.0 300.0 128.6 0.0
10. Visakhapatnam− Chennai Industrial
Corridor Development Program (tranche 2)
WUS, IND, TRA
GI IEG, ESG, RCI, GEM, GCD, ESG,
PAR
SAUW 364.3 255.0 0.0 0.0 255.0 109.3 0.0
11. Project Readiness Financing for the North Easter Region of India
WUS, TRA, ENE
GI IEG, ESG, RCI, GEM, GCD, ESG,
PAR
INRM 10.0 10.0 0.0 0.0 10.0 0.0 0.0
Total (2019 Firm) 6,097.5 3,528.0 0.0 0.0 3,528.0 2,219.5 350.0
2019 Standby 1. Uttar Pradesh Power
Distribution Improvement Project
ENE GI IEG, GEM, ESG, GCD
SAEN 2017 428.6 300.0 0.0 0.0 300.0 128.6 0.0
2. Chhattisgarh Roads Connectivity Project
TRA GI IEG, ESG, PSD
SATC 2019 550.0 350.0 0.0 0.0 350.0 200.0 0.0
3. Promoting Public-Private Partnership in Madhya Pradesh Road Sector Project
TRA GI IEG, PSD SATC 2019 942.0 490.0 0.0 0.0 490.0 452.0 0.0
4. South Asia Subregional Economic Cooperation Road Connectivity Investment Program (tranche 3)
TRA GI IEG, GCD, RCI
SATC 71.5 50.0 0.0 0.0 50.0 21.5 0.0
5. Jharkhand Urban Infrastructure Investment Project
WUS GI IEG, GEM, GCD
SAUW 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0
Total (2019 Standby)
2,277.9 1,390.0 0.0 0.0 1,390.0 887.9 0.0
Appendix 2 7
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
2020 Firm 1. Ara Canal Water
Productivity Improvement Project (formerly Bihar Irrigation Project)
ANR GI IEG, GEM, ESG, GCD
SAER 2018 492.0 341.0 0.0 0.0 341.0 151.0 0.0
2. Uttar Pradesh Power Distribution Improvement Project
ENE
GI IEG, GEM, ESG, GCD
SAEN 2017 428.6 300.0 0.0 0.0 300.0 128.6 0.0
3. Uttarakhand Transmission Strengthening and Distribution Improvement Project
ENE GI IEG, ESG, GCD,
SAEN 2018 250.0 200.0 0.0 0.0 200.0 50.0 0.0
4. State-Level Public Sector Management Program
PSM GI IEG, GCD, PSD
SAPF 2019 287.5 200.0 0.0 0.0 200.0 87.5 0.0
5. Chhattisgarh Roads Connectivity Project
TRA GI IEG, ESG, PSD
SATC 2019 550.0 350.0 0.0 0.0 350.0 200.0 0.0
6. Indore Metro Rail Project (Phase 1)
TRA GI IEG, GEM, GCD, PAR
SATC 2019 609.4 250.0 0.0 0.0 250.0 109.4 250.0a
7. Promoting
Public−Private Partnership in Madhya Pradesh Road Sector Project
TRA GI IEG, PSD SATC 2019 942.0 490.0 0.0 0.0 490.0 452.0 0.0
8. Second Rural Connectivity Investment Program (tranche 3)
TRA GI IEG, GEM, ESG, GCD,
PSD
SATC 280.0 140.0 0.0 0.0 140.0 140.0 0.0
9. Second South Asia Subregional Economic Cooperation Roads Investment Project
TRA GI IEG, GCD, RCI
SATC 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0
10. Tamil Nadu Industrial Connectivity Project
TRA GI IEG, PSD SATC 2019 692.0 484.0 0.0 0.0 484.0 208.0 0.0
8 Appendix 2
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
11. Gujarat Water Supply and Sewerage Project and Nyari Zone Water Supply Project
WUS GI IEG, GEM, ESG, GCD
SAUW 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0
12. Jharkhand Urban Infrastructure Investment Project
WUS GI IEG, GEM, GCD, ESG
SAUW 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0
13. Kerala Urban Water Supply Improvement Project
WUS TI-H IEG, GEM, GCD, ESG
SAUW 2019 285.8 200.0 0.0 0.0 200.0 85.8 0.0
Total (2020 Firm) 5,674.7 3,555.0 0.0 0.0 3,555.0 1,869.7 250.0
2020 Standby 1. Construction of
Rainwater Harvesting Structure and Construction of Small Ponds or Jalkunds Program in Meghalaya
ANR GI IEG, GEM, ESG, GCD
SAER 2018 75.0 60.0 0.0 0.0 60.0 15.0 0.0
2. Maharashtra Agribusiness Network Project
ANR GI IEG, GEM, ESG, GCD,
PSD
SAER 2021 142.9 100.0 0.0 0.0 100.0 42.9 0.0
3. State-Level Skills Development Project
EDU GI IEG, GEM, GCD
SAHS 2019 142.9 100.0 0.0 0.0 100.0 42.9 0.0
4. Meghalaya Power Project
ENE GI IEG, GEM, ESG, GCD,
SAEN 2018 156.3 125.0 0.0 0.0 125.0 31.3 0.0
5. Maharashtra Rural Connectivity Improvement Project
TRA GI IEG, GEM, ESG, GCD,
PSD
SAER 285.8 200.0 0.0 0.0 200.0 85.8 0.0
Total (2020 Standby)
802.9 585.0 0.0 0.0 585.0 217.9 0.0
2021 Firm
1. Himachal Pradesh Horticulture Development Project
ANR GI IEG, GEM, ESG, GCD,
PSD
SAER 250.0 200.0 0.0 0.0 200.0 50.0 0.0
2. Maharashtra Agribusiness Network Project
ANR GI IEG, GEM, ESG, GCD,
PSD
SAER 2021 142.9 100.0 0.0 0.0 100.0 42.9 0.0
Appendix 2 9
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
3. State-Level Skills Development Project
EDU GI IEG, GEM, GCD
SAHS 2019 142.9 100.0 0.0 0.0 100.0 42.9 0.0
4. Scaling Up Demand-Side Energy Efficiency (Sector) Project (additional Financing)
ENE GI IEG, GEM, ESG, GCD,
SAEN 400.0 200.0 0.0 0.0 200.0 200.0 0.0
5. Supporting Comprehensive Primary Health Care in Urban Areas (RBL)
HLT GI IEG, GEM, GCD
SAHS 400.0 200.0 0.0 0.0 200.0 200.0 0.0
6. Chennai Metro Investment Program (tranche 1)
TRA GI IEG, GEM, GCD, PSD
SATC 2020 285.8 200.0 0.0 0.0 200.0 85.8 0.0
7. Delhi−Meerut Regional Rapid Transit System Investment Program (tranche 2)
TRA GI IEG, GEM, ESG, GCD,
PSD
SATC 428.6 300.0 0.0 0.0 300.0 128.6 0.0
8. Maharashtra State Highway Project
TRA GI IEG, GCD, PSD
SATC 500.0 350.0 0.0 0.0 350.0 150.0 0.0
9. Sikkim Major District Roads
TRA GI IEG, GCD, PSD
SATC 2018 95.0 75.0 0.0 0.0 75.0 20.0 0.0
10. Tuticorin Port Expansion Project
TRA GI IEG, RCI, PSD
SATC 2021 428.6 300.0 0.0 0.0 300.0 128.6 0.0
11. Second Uttarakhand State Highways Investment Project
TRA GI IEG, GCD SATC 2020 250.0 200.0 0.0 0.0 200.0 50.0 0.0
12. 24x7 Surface Water Supply Project in Patiala
WUS GI IEG, GEM, ESG, GCD
SAUW 104.8 73.3 0.0 0.0 73.3 31.5 0.0
13. Andhra Pradesh Water Supply Project
WUS GI IEG, GEM, GCD
SAUW 2021 285.8 200.0 0.0 0.0 200.0 85.8 0.0
14. Delhi Water Supply Improvement Investment Program (tranche 2)
WUS GI IEG, GEM, ESG, GCD, KNS, PAR
SAUW 188.6 132.0 0.0 0.0 132.0 56.6 0.0
15. Himachal Drinking Water Supply Project
WUS GI IEG, ESG, GCD, GEM
SAUW 120.4 96.3 0.0 0.0 96.3 24.1 0.0
10 Appendix 2
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
16. Rajasthan Secondary Town Development Investment Project (Phase 2)
WUS TI-G IEG, GEM, PSD, ESG, KNS, PAR
SAUW 2017 285.8 200.0 0.0 0.0 200.0 85.8 0.0
17. State-Level Urban Development Investment Project
WUS TI-G IEG, ESG, GCD, PSD
SAUW 2019 250.0 200.0 0.0 0.0 200.0 50.0 0.0
18. Tamil Nadu Urban Flagship Investment Program (tranche 2)
WUS GI IEG, GEM, GCD, ESG, PAR, KNS
SAUW 361.5 253.0 0.0 0.0 253.0 108.5 0.0
19. Uttarakhand Urban Development
WUS GI IEG, GEM, ESG, GCD
SAUW 2020 200.0 150.0 0.0 0.0 150.0 50.0 0.0
Total (2021 Firm) 5,120.7 3,529.6 0.0 0.0 3,529.6 1,591.1 0.0
2021 Standby 1. Gujarat Irrigation
Project ANR GI IEG, GEM,
ESG, GCD SAER 2021 359.5 250.0 0.0 0.0 250.0 109.5 0.0
2. Solar Rooftop Investment Program (tranche 2)
ENE GI IEG, GEM, ESG, GCD,
PSD
SAEN 160.0 80.0 0.0 0.0 80.0 80.0 0.0
3. Uttar Pradesh Power Distribution Improvement Project (additional financing)
ENE GI IEG, GEM, ESG, GCD
SAEN 185.8 130.0 0.0 0.0 130.0 55.8 0.0
4. Small and Medium-sized Enterprises Development Project
FIN GI IEG, GEM, GCD, PSD
SAPF 400.0 200.0 0.0 0.0 200.0 200.0 0.0
5. Promoting
Public−Private Partnership in Madhya Pradesh Road Sector Project (additional financing)
TRA GI IEG, PSD SATC 250.0 175.0 0.0 0.0 175.0 75.0 0.0
6. Bihar Water Supply Project (Phase 1)
WUS GI IEG, GEM, GCD
SAUW 286.0 200.0 0.0 0.0 200.0 86.0 0.0
7. Gujarat Water Supply and Sewerage Project (Phase 2)
WUS GI IEG, GEM, ESG, GCD
SAUW 2019 298.6 209.0 0.0 0.0 209.0 89.6 0.0
8. Himachal Pradesh Tourism Project (Phase 1)
WUS GI IEG, GEM, GCD, ESG
SAUW 150.0 120.0 0.0 0.0 120.0 30.0 0.0
Appendix 2 11
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
9. Jharkhand Urban Infrastructure Investment Project (Phase 2)
WUS GI IEG, GEM, GCD, ESG
SAUW 2019 368.6 258.0 0.0 0.0 258.0 110.6 0.0
10. Smart City Projects in Agartala City
WUS GI IEG, GEM, GCD, ESG
SAUW 76.9 61.5 0.0 0.0 61.5 15.4 0.0
Total (2021 Standby)
2,535.4 1,683.5 0.0 0.0 1,683.5 851.9 0.0
ADB = Asian Development Bank; ADF = Asian Development Fund; ANR = agriculture, natural resources, and rural development; COL = concessional OCR lending; EDU = education; ENE = energy; ESG = environmentally sustainable growth; FIN = finance; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov’t = government; HLT = health; IEG = inclusive economic growth; IND = industry and trade; INRM = India Resident Mission; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; PSD = private sector development; PSM = public-sector management; RBL = results-based lending; RCI = regional cooperation and integration; SAEN = South Asia Energy Division; SAER = South Asia Environment Natural Resources and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management, Financial Sector, and Trade Division; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TI-G = targeted intervention—geographic dimensions of inclusive growth; TI-H = targeted intervention—income poverty at household level; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: ADB (Strategy and Policy Department). 2017. Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The project and program pipeline is prepared based on the expected year of signing, but may be adjusted subject to implementation readiness. a Potential source of cofinancing: New Development Bank. Source: ADB estimates.
12 Appendix 2
Table A2.2: Multitranche Financing Facilities, 2019–2021
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
Total
ADB Gov’t Co-
finance
Regular OCR COL
ADF Grants Total
2019 Firm
1. Delhi−Meerut Corridor Regional Rapid Transit System Investment Program
TRA GI IEG, GEM, ESG, GCD,
PSD
SATC 2018 2,928.4 2,049.3 0.0 0.0 2,049.3 879.1 0.0
2. Delhi Water Supply Improvement Investment Program
WUS GI IEG, GEM, ESG, GCD, KNS, PAR
SAUW 2013 415.0 290.0 0.0 0.0 290.0 125.0 0.0
Total (2019 Firm) 3,343.4 2,339.3 0.0 0.0 2,339.3 1,004.1 0.0 2021 Firm 1. Chennai Metro
Investment Program (Tranche 1)
TRA GI IEG, GEM, GCD, PSD
SATC 2020 668.0 467.5 0.0 0.0 467.5 200.5 0.0
Total (2021 Firm) 668.0 467.5 0.0 0.0 467.5 200.5 0.0
ADB = Asian Development Bank; ADF = Asian Development Fund; COL = concessional OCR lending; ESG = environmentally sustainable growth; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov’t = government; IEG = inclusive economic growth; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; PSD = private sector development; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: ADB (Strategy and Policy Department). 2017. Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The multitranche financing facility pipeline is prepared based on the expected year of signing. Source: ADB estimates.
Appendix 2 13
Table A2.3: Nonlending Products and Services, 2019–2021
Assistance Name Sector Division Assistance
Type
Sources of Funding
ADB Others
Total ($'000) Source
Amount ($'000) Source
Amount ($'000)
2019 1. Gujarat Irrigation ANR SAER TRTA TASF 1,000 0 1,000 2. Maharashtra Sustainable Coastal
Protection and Management ANR SAER TRTA TASF 225 0 225
3. Preparation of Maharashtra Agribusiness Network Project
ANR SAER TRTA TASF 750 0 750
4. Preparing Highly Efficient Pressurized Irrigation Projects in India
ANR SAER TRTA TASF 1,000 0 1,000
5. Skills Development Project for Industry Priority Sectors
EDU SAHS TRTA TASF 1,000 0 1,000
6. State-Level Skills Development Project EDU SAHS TRTA TASF 1,000 0 1,000 7. Capacity Building of Tamil Nadu Power
Project ENE SAEN TRTA TASF 500 0 500
8. Scaling Up Demand-Side Energy Efficiency Project
ENE SAEN TRTA 0 CTF 2,000 2,000
9. Meghalaya and Uttarakhand Power ENE SAEN TRTA TASF 500 0 500 10. Promoting Industrial Energy Efficiency ENE SAEN TRTA TASF 500 TBDa 1,000 1,500 11. Supporting the National Urban Health
Mission (supplementary) HLT SAHS TRTA TASF 2,000 0 2,000
12. State-Level Public Resource Management Program
PSM SAPF TRTA TASF 225 0 225
13. Operational Capacity Development for Regional Rail System
TRA SATC TRTA TASF 500 0 500
14. Preparing the Second SASEC Roads Program
TRA SATC TRTA TASF 500 0 500
15. Preparing the States Rural Connectivity Improvement Projects
TRA SAER TRTA TASF 1,000 0 1,000
16. Preparing Transport Sector Projects TRA SATC TRTA TASF 1,000 0 1,000 17. Preparation of Andhra Pradesh Water
Supply Project WUS SAUW TRTA TASF 1,000 0 1,000
18. Preparation of Himachal Pradesh Drinking Water Supply Project
WUS SAUW TRTA TASF 1,000 0 1,000
19. Preparing Urban Projects WUS SAUW TRTA TASF 1,000 0 1,000 20. Uttarakhand Urban Sector Development
Infrastructure Project WUS SAUW TRTA TASF 1,500 0 1,500
Total 16,200 3,000 19,200
2020 1. Capacity Development for Irrigation
Management ANR SAER TRTA TASF 1,500 0 1,500
14 Appendix 2
Assistance Name Sector Division Assistance
Type
Sources of Funding
ADB Others
Total ($'000) Source
Amount ($'000) Source
Amount ($'000)
2. Construction of Rainwater Harvesting Structure and Construction of Small Ponds or Jalkunds Program in Meghalaya
ANR SAER TRTA TASF 1,000 0 1,000
3. Assam and Maharashtra Power Projects ENE SAEN TRTA TASF 1,000 0 1,000 4. Uttar Pradesh Power Distribution Project ENE SAEN TRTA TASF 500 TBDb 2,000 2,500 5. Second State-Level Public Resource
Management Program PSM SAPF TRTA TASF 225 0 225
6. Capacity Building for State Roads TRA SATC TRTA TASF 1,000 0 1,000 7. Institutional Strengthening of the Bihar
Rural Road Sector for Sustainable Development
TRA SAER TRTA TASF 1,000 0 1,000
8. Institutional Strengthening of the Madhya Pradesh Rural Road Sector for Sustainable Development
TRA SAER TRTA TASF 500 0 500
9. Institutional Strengthening of the Maharashtra Rural Road Sector for Sustainable Development
TRA SAER TRTA TASF 500 0 500
10. Preparing Transport Sector Projects II TRA SATC TRTA TASF 1,000 0 1,000 11. Capacity Development for Jharkhand
Urban Infrastructure Investment Program WUS SAUW TRTA TASF 500 TBD 500 1,000
12. Capacity Development for Smart City Development
WUS SAUW TRTA TASF 1,000 0 1,000
13. Gujarat Urban Infrastructure Development Project
WUS SAUW TRTA TASF 1,000 0 1,000
14. Preparing the Urban Sector Project WUS SAUW TRTA TASF 1,000 0 1,000 15. Urban Sector Projects in Low-Income
States WUS SAUW TRTA TASF 1,500 0 1,500
Total 13,225 2,500 15,725
2021 1. Preparation of Gujarat Irrigation Project ANR SAER TRTA TASF 500 0 500 2. Preparation of the Second Skills
Development Project EDU SAHS TRTA TASF 500 0 500
3. Preparation of Assam Power Distribution Project
ENE SAEN TRTA TASF 1,000 0 1,000
4. Preparation of Jharkhand Power Project ENE SAEN TRTA TASF 1,000 0 1,000 5. Preparation of ECEC Port Project TRA SATC TRTA TASF 1,000 0 1,000 6. Preparation of ECEC Roads Project TRA SATC TRTA TASF 1,000 0 1,000 7. Preparing Transport Sector Projects III TRA SATC TRTA TASF 1,000 0 1,000 8. Supporting Chennai Metro Project TRA SATC TRTA TASF 1,000 0 1,000 9. Supporting Sikkim Major District Roads
Project TRA SATC TRTA TASF 500 0 500
Appendix 2 15
Assistance Name Sector Division Assistance
Type
Sources of Funding
ADB Others
Total ($'000) Source
Amount ($'000) Source
Amount ($'000)
10. Supporting Andhra Pradesh Water Supply Project
WUS SAUW TRTA TASF 1,000 0 1,000
11. Supporting State-Level Urban Project WUS SAUW TRTA TASF 1,000 0 1,000 12. Supporting Uttarakhand Urban Project WUS SAUW TRTA TASF 500 0 500
Total 10,000 0 10,000
ADB = Asian Development Bank; ANR = agriculture, natural resources, and rural development; CTF = clean technology fund; ECEC= East Coast Economic Corridor; EDU = education; ENE = energy; HLT = health; PSM = public sector management; SAEN = South Asia Energy Division; SAER = South Asia Environment, Natural Resources, and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management, Financial Sector, and Trade Division; SASEC = South Asia Subregional Economic Cooperation; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TASF = Technical Assistance Special Fund; TBD = to be determined; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: ADB (Strategy and Policy Department). 2017. Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The TA pipeline is prepared based on the expected year of signing. a Potential source of funding is the Clean Energy Financing Partnership Facility. b Potential source of funding is the Japan Fund for Poverty Reduction subject to the Government of Japan’s approval. Source: ADB estimates.
16 Appendix 3
ASSISTANCE PROGRAM FOR CURRENT YEAR
Table A3.1: Lending Products, 2018
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
ADB
Total Regular
OCR COL ADF
Grants Total Gov’t Co-
finance
2018 Firm 1. Assam Integrated
Flood and River Erosion Risk Management and Investment Program (tranche 2)
ANR GI IEG, ESG, GEM, GCD, KNS, PAR
SAER 83.5 59.8 0.0 0.0 59.8 23.7 0.0
2. Karnataka Integrated and Sustainable Water Resources Management Investment Program (tranche 2)
ANR GI IEG, GEM, ESG, GCD
SAER 153.0 95.0 0.0 0.0 95.0 58.0 0.0
3. Madhya Pradesh Irrigation Efficiency Investment Project
ANR GI IEG, ESG, GCD, PSD,
KNS
SAER 2016 535.7 375.0 0.0 0.0 375.0 160.7 0.0
4. Himachal Pradesh Skills Development Project
EDU GI IEG, GEM, GCD, KNS,
PAR
SAHS 2016 100.0 80.0 0.0 0.0 80.0 20.0 0.0
5. Madhya Pradesh Skills Development Project
EDU GI IEG, GEM, GCD, KNS,
PAR
SAHS 2016 240.0 150.0 0.0 0.0 150.0 90.0 0.0
6. Assam Power Sector Investment Program (tranche 3)
ENE GI IEG, ESG, GCD
SAEN 306.0 200.0 0.0 0.0 200.0 106.0 0.0
7. Himachal Pradesh Clean Energy Transmission Investment Program (tranche 3)
ENE GI IEG, ESG, GCD
SAEN 136.0 105.0 0.0 0.0 105.0 31.0 0.0
8. Accelerating Infrastructure Investment Facility in India (tranche 3)
FIN GI IEG, ESG, PSD, KNS
SAPF 300.0 300.0 0.0 0.0 300.0 0.0 0.0
Appendix 3 17
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
ADB
Total Regular
OCR COL ADF
Grants Total Gov’t Co-
finance
9. Bihar State Highways III Project
TRA GI IEG, ESG, GEM, GCD,
PSD
SATC 304.0 200.0 0.0 0.0 200.0 104.0 0.0
10. Karnataka State Highways Improvement III Project
TRA GI IEG, ESG, GCD, PSD,
PAR
SATC 2014 655.0 346.0 0.0 0.0 346.0 202.0 107.0a
11. Railway Sector Investment Program (tranche 3)
TRA TI-G IEG, ESG, GCD
SATC 330.0 120.0 0.0 0.0 120.0 210.0 0.0
12. Second Rural Connectivity Investment Program (tranche 1)
TRA GI IEG, ESG, GEM, GCD,
PSD
SATC 2014 665.3 250.0 0.0 0.0 250.0 415.3 0.0
13. Second Rural Connectivity Investment Program (tranche 2)
TRA GI IEG, ESG, GEM, GCD,
PSD
SATC 300.0 110.0 0.0 0.0 110.0 190.0 0.0
14. South Asia Subregional Economic Cooperation Road Connectivity Investment Program (tranche 2)
TRA GI IEG, ESG, RCI, PSD
SATC 307.8 150.0 0.0 0.0 150.0 157.8 0.0
15. Bihar Urban Development Investment Program (tranche 2)
WUS GI IEG, ESG, PSD, GCD, GEM, KNS
120.0 84.0 0.0 0.0 84.0 36.0 0.0
16. Infrastructure Development Investment Program for Tourism (tranche 4)
WUS, TRA
GI IEG, ESG, GEM, GCD, PSD, PAR
SAUW 44.0 31.0 0.0 0.0 31.0 13.0 0.0
17. Karnataka Integrated Urban Water Management Investment Program (tranche 2)
WUS GI IEG, ESG, GEM, GCD,
PAR
SAUW 109.8 75.0 0.0 0.0 75.0 34.8 0.0
18 Appendix 3
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
ADB
Total Regular
OCR COL ADF
Grants Total Gov’t Co-
finance
18. Kolkata Environmental Improvement Investment Program (tranche 3)
WUS GI IEG, ESG, GEM, PSD, GCD, KNS,
PAR
SAUW 143.0 100.0 0.0 0.0 100.0 43.0 0.0
19. Tamil Nadu Urban Flagship Investment Program (tranche 1)
WUS, ENE
GI IEG, ESG, GEM, GCD, KNS, PAR
SAUW 2015 477.0 169.0 0.0 0.0 169.0 306.0 2.0b
20. West Bengal Drinking Water Sector Improvement Project
WUS GI IEG, ESG, GEM, GCD, PSD, KNS,
PAR
SAUW 349.0 240.0 0.0 0.0 240.0 106.0 3.0c
Total (2018 Firm) 5,659.1 3,239.8 0.0 0.0 3,239.8 2,307.3 112.0
2018 Standby 1. Odisha Skills
Development Project EDU GI IEG, GEM,
GCD, KNS, PAR
SAHS 2013 162.0 102.0 0.0 0.0 102.0 60.0 0.0
2. Sikkim Major District Roads Upgradation Project (PRF)
EDU GI IEG, GCD, PSD
SATC 5.3 5.0 0.0 0.0 5.0 0.3 0.0
3. Assam Urban Infrastructure Development Investment Program (tranche 2)
WUS GI IEG, ESG, GEM, GCD, KNS, PAR
SAUW 213.0 149.0 0.0 0.0 149.0 64.0 0.0
Total (2018 Standby)
380.3 256.0 0.0 0.0 256.0 124.3 0.0
ADB = Asian Development Bank; ADF = Asian Development Fund; ANR = agriculture, natural resources, and rural development; COL = concessional OCR lending; EDU = education; ENE = energy; ESG = environmentally sustainable growth; FIN = finance; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov’t = government; IEG = inclusive economic growth; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; PRF = project readiness financing facility; PSD = private sector development; RCI = regional cooperation and integration; SAEN = South Asia Energy Division; SAER = South Asia Environment Natural Resources and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management, Financial Sector, and Trade Division; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TI-G = targeted intervention—geographic dimensions of inclusive growth; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: ADB (Strategy and Policy Department). 2017. Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The project and program pipeline is prepared based on the expected year of signing. a Source of cofinancing: private sector. b Source of cofinancing: Clean Energy Financing Partnership Facility. c Source of cofinancing: Japan Fund for Poverty Reduction. Source: ADB estimates.
Appendix 3 19
Table A3.2: Multitranche Financing Facilities, 2018
Project/Program Name Sector Poverty
Targeting
Strategic Agendas
and Drivers of Change Division
Year of
TRTA/ PDA
Cost ($ million)
ADB
Total Regular
OCR COL ADF
Grants Total Gov’t Co-
finance
2018 Firm 1. Second Rural
Connectivity Investment Program
TRA GI IEG, ESG, GEM, GCD,
PSD
SATC 2014 1,225.3 500.0 0.0 0.0 500.0 725.3 0.0
2. Tamil Nadu Urban Flagship Investment Program
WUS, ENE
GI IEG, ESG, GEM, GCD, KNS, PAR
SAUW 2015 1,267.0 500.0 0.0 0.0 500.0 765.0 2.0
Total (2018 Firm) 2,492.3 1,000.0 0.0 0.0 1,000.0 1,490.3 2.0
2018 Standby 1. Delhi Water Supply
Improvement Investment Program
WUS GI IEG, GEM, ESG, GCD, KNS, PAR
SAUW 2013 415.0 290.0 0.0 0.0 290.0 125.0 0.0
Total (2018 Standby)
415.0 290.0 0.0 0.0 290.0 125.0 0.0
ADB = Asian Development Bank; ADF = Asian Development Fund; COL = concessional OCR lending; ENE = energy; ESG = environmentally sustainable growth; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov’t = government; IEG = inclusive economic growth; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; PSD = private sector development; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: ADB (Strategy and Policy Department). 2017. Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The multitranche financing facility pipeline is prepared based on the expected year of signing. Source: ADB estimates.
20 Appendix 3
Table A3.3: Nonlending Products and Services, 2018
Assistance Name Sector Division Assistance
Type
Sources of Funding
ADB Others
Total ($'000) Source
Amount ($'000) Source
Amount ($'000)
1. Preparing the Ara Canal Water Productivity Improvement Project
ANR SAER TRTA TASF 1,000 0 1,000
2. Supporting Madhya Pradesh Skill Development Project
EDU SAHS TRTA 0 JFPRa 2,000 2,000
3. Enhancing Capacity of State Utilities in Preparing Energy Sector Projects
ENE SAEN TRTA TASF 750 0 750
4. Preparation of Power Sector Improvement Projects in Meghalaya and Uttarakhand
ENE SAEN TRTA TASF 225 0 225
5. Expanding Infrastructure Financing Capacity
FIN SAPF TRTA TASF 500 0 500
6. Strengthening Capacity of the National Urban Health Mission (Supplementary TA 8899)
HLT SAHS TRTA TASF 500 0 500
7. Capacity Building of the Aid Accounts and Audit Division of the Ministry of Finance
ICT INRM KSTA TASF 725 0 725
8. Second Capacity Building for Project Implementation
MUL INRM KSTA TASF 1,500 0 1,500
9. Enhancing Gender Equality and Social Inclusion Results in ADB India Operations
MUL INRM KSTA 0 JFPRa 2,000 2,000
10. Strengthening Knowledge Partnerships MUL INRM KSTA TASF 1,000 0 1,000 11. Strategic Road Mapping for Accelerating
Regional Connectivity Integration and Inclusive Growth
MUL INRM KSTA TASF 3,000 0 3,000
12. Supporting Project Preparation Facility for the Northeastern Region
MUL INRM KSTA TASF 1,000 JFPRa 1,000 2,000
13. Supporting the Second West Bengal Development Finance Program
PSM SAPF TRTA TASF 500 0 500
14. Delhi−Meerut Regional Rapid Transit System Corridor
TRA SATC TRTA TASF 1,000 0 1,000
15. Enhancing Sustainability and Innovation in Rural Road Development
TRA SATC TRTA TASF 500 0 500
16. Supporting Logistics Sector Development TRA SARC KSTA TASF 1,000 EAKPF 1,000 2,000 17. Strengthening Institutional Capacity for
Project Development and Urban Governance in Tamil Nadu
WUS SAUW TRTA TASF 1,000 0 1,000
18. Strengthening the Capacity of Kolkata Municipal Corporation to Resilient Urban Services
WUS SAUW TRTA 0 UCCRTF 2,000 2,000
Appendix 3 21
Assistance Name Sector Division Assistance
Type
Sources of Funding
ADB Others
Total ($'000) Source
Amount ($'000) Source
Amount ($'000)
19. Strengthening Smart Water Management and Climate Disaster Resilience in Selected Districts of West Bengal
WUS SAUW TRTA 0 UCCRTF 2,000 2,000
20. Supporting the Preparation of a Comprehensive Master Plan for the
Chennai−Kanyakumari Industrial Corridor
WUS SAUW KSTA 0 EAKPF 1,600 1,600
Total 14,200 11,600 25,800
ADB = Asian Development Bank; ANR= agriculture, natural resources, and rural development; EAKPF = e-Asia Knowledge Partnership Fund; EDU = education; ENE = energy; FIN = finance; HLT = health; ICT = information and communication technology; INRM = India Resident Mission; JFPR = Japan Fund for Poverty Reduction; KSTA = knowledge and support technical assistance; MUL= multisector; PSM = public sector management; SAEN = South Asia Energy Division; SAER = South Asia Environment Natural Resources and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management Financial Sector and Trade Division; SARC = South Asia Regional Cooperation and Operations Coordination Division; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TA = technical assistance, TASF = Technical Assistance Special Fund, TRA = transport, TRTA = transaction technical assistance, UCCRTF = Urban Climate Change Resilience Trust Fund; WUS = water and other urban infrastructure and services. Note: ADB (Strategy and Policy Department). 2017. Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The TA pipeline is prepared based on the expected year of signing. a JFPR-funded TA subject to the Government of Japan’s approval. Source: ADB estimates.
22 Appendix 4
INDICATIVE KNOWLEDGE PUBLICATIONS AND EVENTS
Table A5.1: Knowledge Publications and Events for 2019
Title of Publication or Event Subject Type
Department or Sector Group or Thematic Group
Technical Assistance
Accelerating Infrastructure Building for Inclusive Growth Finance; economics Technical study SARD Trust Fund or Initiative
BIMSTEC Master Plan for Transport Connectivity RCI Technical study SARD RETA 8009 Business Model for Operationalizing Jogighopa Multimodal
Logistics Park Industry and trade; RCI Technical study SARD TA
SASEC Coordinated Border Infrastructure Study (Phase 2) Industry and trade; RCI Technical study SARD TA Affordable Housing, Challenges, and Learnings from Country
Experiences Finance Working paper SARD TA or Admin Core
Budget (Staff) National Integrated Logistics Development Plan Industry and trade; RCI Technical study SARD TA SASEC Sanitary and Phytosanitary Technical Barriers to Trade
Regional Study Industry and trade; RCI Technical study SARD TA
India Coastal Shipping Studies RCI; transport Technical study SARD TA Masterplan Studies for Tamil Nadu Economics; industry
and trade Technical study SARD TA
20 Years Partnership with Kolkata City Urban development; water
Technical study SARD To be determined
Odisha Economic Corridor (Integrated Development Plan) Industry and trade; RCI Technical study SARD TA Tamil Nadu Corridor Economics; industry
and trade Working paper SARD TA 7734-IND
Odisha Corridor Economics; industry and trade
Working paper SARD TA 7734-IND
Workshop on Automation of Work Processes Related to External Debt Management
Governance and public-sector management
Training or Capacity
Development
SARD TA 9471-IND
India Capacity Development Resource Centers: 30 workshops Capacity development Training or Capacity
Development
SARD TA
West Bengal Corridor Development Industry and trade Report SARD TA 7734-IND Rating of Industrial Parks Industry and trade Report SARD TA 7734-IND Study on Existing Funds Flow Process Governance and
public-sector management
Report SARD TA 9471-IND
India's Act East Policy RCI; industry and trade Report SARD TA Job Growth in South Asia Economics Report SARD TA Public Finance in India and other South Asian Countries Governance and
public-sector management
Report SARD TA
Appendix 4 23
Title of Publication or Event Subject Type
Department or Sector Group or Thematic Group
Technical Assistance
Uttarakhand Emergency Assistance Project: ADB’s Role in Disaster Rehabilitation
Economics Report SARD TA
Developing Global Value Chains in India Economics; RCI Working Paper SARD Non-TA West Bengal Corridor Industry and trade Working Paper SARD TA
Total number of publications = 22 Total number of events = 2
ADB = Asian Development Bank, BIMSTEC = Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation, RCI = regional cooperation and integration, RETA = regional technical assistance, SARD = South Asia Department, SASEC = South Asia Subregional Economic Cooperation; TA = technical assistance. Note: “Publications” may include databases, multimedia, and other forms of documentation. “Events” may include event organization and training or capacity development. Sources: ADB estimates.
24 Appendix 4
Table A5.2: Additional Knowledge Publications and Events Delivered in 2018
Title of Publication or Event Subject Type
Department or Sector Group or Thematic
Group Technical
Assistance
India Development Effectiveness Brief 2018 ANR, education, energy, environment Transport, urban development
Report SARD TA 7734-IND
Tip Sheet: Gender-Inclusive Approaches in the Energy Sector
Energy, gender Training or capacity
development material
SARD DOC budget (non-TA)
Enabling Smart Urban Redevelopment in India through Floor Area Ratio Incentives
Urban development Technical study SARD RETA 7997
Training Program on Women Skills Training in DDU-GKY Gender, social development and protection, education
Report SARD JFPR 9145
Rajasthan Delhi−Mumbai Industrial Corridor: An Analysis Economics, industry and trade, transport Report SARD TA 9031-IND
Financing Urban Cluster Development in South Asia Finance, urban development Technical study SARD TA Jogighopa Multi-Modal Logistics Park: Gateway to the Northeast of India (Addendum to the Final Report)
Industry and trade, RCI Technical study SARD TA 9231
Updating and Enhancement of the BIMSTEC Transport and Logistics Study Final Report
Transport Technical study SARD RETA 7997
Asian Development Outlook (Supplement: India) Economics Report SARD Admin Core Budget (Staff)
Assam: India's Expressway to ASEAN Transport, RCI, economics Report SARD TA 7734-IND
Enhancing Employability: Case Study of Additional Skills Acquisition Program in Kerala
Industry and trade, education Working paper SARD TA 7734-IND
India's Act East Policy Economics Working paper SARD Admin Core Budget (Staff)
Tariff Appraisal Study: Balancing Sustainability and Efficiency with Inclusive Access
Energy Technical study SARD RETA 8311
Remote Sensing, GIS-Based Decision Support System for Climate Risk Screening in SARD (Information Update)
Climate change, disaster risk management, environment
Awareness raising brochure
or leaflet
SARD RETA 8572
Energy Technology Innovations in South Asia: Implications for Gender and Social Inclusion
Energy, gender Working paper SARD RETA 8311
Asian Development Outlook (Update: India) Economics Report SARD Admin Core Budget (Staff)
Appendix 4 25
Title of Publication or Event Subject Type
Department or Sector Group or Thematic
Group Technical
Assistance Gender Equality Results Case Study: Rural Connectivity Investment Program
Gender Report SARD RETA 8311
Gender Equality Results Case Study on Infrastructure Development Investment Program (Project 1)
Gender Report SARD RETA 8311
Inclusive Growth and Infrastructure Economics, industry and trade Working paper SARD TA 7734-IND
Training Program on Women Skills Training in DDU-GKY Gender Training or Capacity
Development
SARD JFPR 9145 (Grant)
Launch of Development Effectiveness Brief Economics Event SARD TA India Capacity Development Resource Centers: 30 workshops
Capacity development Training or Capacity
Development
SARD TA
Compliance with the Business Reforms Action Plan in Tamil Nadu
Industry and trade Policy brief SARD TA 7734-IND
Ease of Doing Business for MSMEs in Tamil Nadu Industry and trade Policy brief SARD TA 7734-IND
Uttar Pradesh Infrastructure Framework Plan Industry and trade Report SARD TA 7734-IND
Maharashtra Agriculture Value Chain Scoping Study Agriculture and natural resources Report SARD TA 7734-IND
Vizag−Chennai Industrial Corridor: Master Plan (Volume 1)
Industry and trade, RCI Technical study SARD TA
Vizag−Chennai Industrial Corridor: Master Plan (Volume 2)
Industry and trade, RCI Technical study SARD TA
Vizag−Chennai Industrial Corridor: Master Plan (Volume 3)
Industry and trade, RCI Technical study SARD TA
Total number of publications = 25 Total number of events = 4
ADB = Asian Development Bank; ANR= agriculture, natural resources, and rural development; ASEAN = Association of Southeast Asian Nations; BIMSTEC = Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation; DDU-GKY = Deen Dayal Upadhyaya Grameen Kaushalya Yojana; DOC = Department of Communications; GIS = geographic information system; JFPR = Japan Fund for Poverty Reduction; MSMEs = micro, small, and medium-sized enterprises; RCI = regional cooperation and integration; RETA = regional technical assistance; SARD = South Asia Department; TA = technical assistance. Note: “Publications” may include databases, multimedia, and other forms of documentation. “Events” may include event organization and training or capacity development. Sources: ADB estimates.
26 Appendix 4
Table A5.3: Innovation, Advanced Technology, and Pilot Initiatives to be Implemented in 2019
Item Nature Project Number
Sector or Theme Division
1. Demand-Side Energy Efficiency Project in India (promotion of smart meters, electric
vehicles, and efficient water pumps for irrigation and drinking water⎯some of which are using solar; other technologies like high-efficient LED lights and efficiency buildings will also be promoted)
TCH 52196 ENE SAEN
2. Chennai−Kanyakumari Industrial Corridor Power Sector Investment Project (use of static devices [i.e., power electronics] for voltage and reactive power control and smart substation control system)
TCH 51308 ENE SAEN
3. Uttar Pradesh Power Distribution Rehabilitation Project (use of smart meters to facilitate real-time energy auditing at distribution transformer level)
TCH 51395 ENE SAEN
4. Delhi Water Supply Improvement Investment Program (use of trenchless technology, automated meter reading, and SCADA)
TCH 47176 WUS SAUW
5. Kerala Urban Water Supply Improvement Project (use of trenchless technology and SCADA)
TCH 52154 WUS SAUW
Total number of innovation, advanced technology, and pilot initiatives = 5
ENE = energy, LED = light-emitting diode, SAEN = South Asia Energy Division, SAUW = South Asia Urban Development and Water Division, SCADA = supervisory control and data acquisition, TCH = advanced technology, WUS = water and other urban infrastructure and services. Source: ADB estimates.