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Guangfeng Qu _PhD Thesis

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SELECTED ISSUES ON THE PERFORMANCE OF EMBANKMENTS ON CLAY FOUNDATIONS (Spine title: Selected issues on the performance of embankments) (Thesis format: Integrated-article) By Guangfeng Qn Graduate Program in Engineering Science Department of Civil and Enviromental Engineering A thesis submitted in partial fulfillment of the requirement for the degree of Doctor of Philosophy Faculty of Graduate Studies The University of Western Ontario London, Ontario,Canada ©Guangfeng Qu 2008
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Page 1: Guangfeng Qu _PhD Thesis

SELECTED ISSUES ON THE PERFORMANCE OF EMBANKMENTS ON

CLAY FOUNDATIONS

(Spine title: Selected issues on the performance of embankments)

(Thesis format: Integrated-article)

By

Guangfeng Qn

Graduate Program

in

Engineering Science

Department of Civil and Enviromental Engineering

A thesis submitted in partial fulfillment

of the requirement for the degree of

Doctor of Philosophy

Faculty of Graduate Studies

The University of Western Ontario

London, Ontario,Canada

©Guangfeng Qu 2008

Page 2: Guangfeng Qu _PhD Thesis

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While these forms may be included in the document page count, their removal does not represent any loss of content from the thesis.

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Page 3: Guangfeng Qu _PhD Thesis

THE UNIVERSITY OF WESTERN ONTARIO

FACULTY OF GRADUATE STUDIES

CERTIFICATE OF EXAMINATION

Supervisor

Dr. Sean Hinchberger

Co- Supervisor

Dr. K.Y. Lo

Examining Board

Dr. Tim Newson

Dr. Ernest Yanful

Dr. John Dryden

Dr. James Blatz

The thesis by

Guangfeng Qu

Entitled

Selected issues on the performance of embankments on clay foundations

is accepted in partial fulfillment of the

Requirement for the degree of

Doctor of Philosophy

Date March, 17,2008 Dr. Jianddong Ren

Chair of Examining Board:

11

Page 4: Guangfeng Qu _PhD Thesis

ABSTRACT

This thesis examines selected issues related to the performance of earthfill

embankments constructed on soft clay foundations. The primary objectives of the thesis

are: to extend an existing elastic-viscoplastic (EVP) constitutive model to describe the

influence of micro-structure and strength anisotropy on the engineering response of soft

clay, to investigate the impact of clay structure on the performance of a full-scale test

embankment on soft clay, and to evaluate the significance of three-dimensional effects on

the behaviour of three test embankments constructed on soft clay foundations.

Firstly, in this thesis, generalized EVP theory is used to evaluate the viscous

response of 19 clays reported in the literature. It is shown that the viscous response of

clay, including rate-dependent and time-dependent behaviour in different types of

experiments, can be quantitively characterized using a unique set of viscous parameters.

A practical methodology to determine the EVP constitutive parameters is provided.

Next, an existing EVP constitutive model is extended to account for the influence

of micro-structure and anisotropy on the engineering response of rate-sensitive natural

clay. Microstructure and the process of destructuration are mathematically simulated

using a state-dependent fluidity parameter. The EVP model also incorporates a structure

tensor that can be used to describe strength anisotropy of natural clay. The extended

structured and anisotropic models are shown to describe the responses of undisturbed

structured clays, such as Saint-Jean-Vianney clay, Gloucester clay, and St. Vallier clay.

Lastly, four case studies are used to investigate the impact of microstructure and

destructuration on the performance of embankments founded on soft clay and the effects

of 3-dimensional geometry on test embankment behaviour. The Gloucester test

iii

Page 5: Guangfeng Qu _PhD Thesis

embankment is studied using the structured EVP model. This case is used to examine the

impact of destructuration on strength gain in the Gloucester foundation during staged

construction. In addition, three embankment cases in Vernon British Columbia, St.

Alban Quebec, and Malaysia are studied using 3-dimensional finite element analysis to

examine the impact of 3-dimensional geometry on the performance of test embankments.

Key words: elastic-viscoplastic, viscosity, rate-sensitivity, natural clay, microstructure,

anisotropy, case study, three-dimension.

iv

Page 6: Guangfeng Qu _PhD Thesis

CO-AUTHORSHIP

This thesis is prepared in accordance with the regulations for Manuscript format

thesis stipulated by the Faculty of Graduate Studies at The University of Western

Ontario.

Chapters 2 and 4 of this thesis are the current versions of manuscripts in

preparation for submission as papers, which will be co-authored by Guangfeng Qu and

S.D. Hinchberger. Chapter 6 is a modified version of a submitted paper co-authored by

G. Qu, S.D. Hinchberger and K.Y. Lo. Chapters 3 and 5 are the manuscripts currently in

review coauthored by S.D. Hinchberger and G. Qu, and S.D. Hinchberger, G. Qu, and

K.Y. Lo, respectively.

Guangfeng Qu conducted numerical analysis and wrote the draft of the chapters.

Dr. Sean Hinchberger assisted in interpretation of the results and the writing of the

chapters. Dr. K.Y. Lo assisted in the interpretation of the results and the writing in

Chapters 2, 5, and 6.

v

Page 7: Guangfeng Qu _PhD Thesis

ACKNOWLEDGEMENT

The author wishes to express his deepest gratitude and appreciation to his advisor,

Dr. Sean D. Hinchberger for his insightful guidance, friendly encouragement, and

continuous support throughout the research and graduate studies.

The constructive and critical advice given by Dr. K.Y. Lo is greatly appreciated.

The author also thanks Dr. Tim Newson, Dr. Julie Shang, Dr. M. Hesham El Naggar, and

Dr. Ernest Yanful for sharing their knowledge during the general course work.

The author wishes to acknowledge the Geotechnical Research Center, the

Department of Civil and Environmental Engineering at University of Western Ontario for

technical and clerical support.

Many thanks are given to the friends and colleagues for their supports and

interesting discussions during the past four years.

Finally, the author wishes to thank his wife, Yanming, for her love, support, and

patience.

VI

Page 8: Guangfeng Qu _PhD Thesis

TABLE OF CONTENTS

page

CERTIFICATE OF EXAMINATION ii

ABSTRACT iii

CO-AUTHORSHIP v

ACKNOWLEDGEMENT vi

TABLE OF CONTENTS vii

LIST OF TABLES xi

LIST OF FIGURES xii

NOMENCLATURE xix

CHAPTER 1 INTRODUCTION 1

1.1 Introduction 1

1.2 Definitions 3

1.3 Thesis Objectives and Outline 5

1.4 Original Contributions 7

References 10

CHAPTER 2 EVALUATION OF THE VISCOUS BEHAVIOUR OF NATURAL

CLAY USING GENERALIZED VISCOPLASTIC THEORY 16

2.1 Introduction 16

2.2 Theoretical Background 17

2.2.1 Brief introduction of elastic-viscoplastic theory 17

2.2.2 Strain-rate controlled testing 20

2.2.3 Link with the isotache concept 23

2.2.4 Alternative flow function - the exponential law 24

2.2.5 Stress-controlled testing 25

2.3 Evaluation 27

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Page 9: Guangfeng Qu _PhD Thesis

2.3.1 Rate dependency of preconsolidation pressure 27

2.3.2 Undrained shear strength versus strain-rate 29

2.3.3 Secondary compression 32

2.3.4 Summary 33

2.4 Selection of Parameters 34

2.4.1 The measurement of a 35

2.4.2 The measurement of a™ and yvp 36

2.5 Summary and Conclusion 38

References 41

CHAPTER 3 A VISCOPLASTIC CONSTITUTIVE APPROACH FOR RATE-

SENSITIVE STRUCTURED CLAYS 71

3.1 Introduction 71

3.2 Theoretical Formulation 75

3.2.1 Overstress viscoplasticity 75

3.2.2 Numerical overstress 77

3.2.3 Modification for soil structure 78

3.3 Methodology 81

3.3.1 Laboratory tests 81

3.3.2 Numerical approach 82

3.3.3 Selection of constitutive parameters 83

3.4 Evaluation (Saint-Jean Vianney Clay) 87

3.4.1 Theoretical behaviour of the model for CIU triaxial compression 87

3.4.2 Calculated and measured behaviour for constant rate-of-strain triaxial

compression 88

3.4.3 CIU triaxial creep tests 90

3.4.4 Theoretical response for constant rate-of-strain consolidation 93

3.4.5 Constant rate-of-strain consolidation 94

3.5 Summary and Conclusions 96

References 100

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Page 10: Guangfeng Qu _PhD Thesis

CHAPTER 4 THE STUDY OF STRUCTURE AND ITS DEGRADATION ON

THE BEHAVIOUR OF THE GLOUCESTER TEST

EMBANKMENT 131

4.1 Introduction 131

4.2 Background 132

4.3 Methodology 136

4.3.1 Model 1 -Hinchberger and Rowe Model 136

4.3.2 Model 2 - Structured Elastic-viscoplastic (EVP) Model 139

4.3.3 Finite Element Mesh 142

4.3.4 Constitutive Parameters 142

4.4 Results 144

4.4.1 Analysis using the Unstructured EVP Model (Model 1) 144

4.4.2 Analysis using the Structured EVP Model (Model 2) 147

4.5 Summary and Conclusions 151

References 155

CHAPTER 5 AN ANISOTROPIC EVP MODEL FOR STRUCTURED CLAYS 187

5.1 Introduction 187

5.2 General Approaches to Anisotropic Plasticity 188

5.3 Microstructure Tensor 190

5.4 Application to Tresca's Failure Criterion 193

5.5 Application to an Elastic-Viscoplastic Model 196

5.6 Evaluation 202

5.7 Summary and Conclusions 208

References 210

CHAPTER 6 CASES STUDY OF THREE DIMENSIONAL EFFECTS ON THE

BEHAVIOUR OF TEST EMBANKMENTS 234

6.1 Introduction 234

6.2 Methodology 235

6.3 St. Alban Test Embankment Case 236

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Page 11: Guangfeng Qu _PhD Thesis

6.3.1 Introduction 236

6.3.2 Soil Conditions 237

6.3.3 Geometry 238

6.3.4 Results 238

6.4 Malaysia Trial Embankment Case 239

6.4.1 Introduction 239

6.4.2 Soil Conditions 240

6.4.3 Geometry 241

6.4.4 Results 241

6.5 The Vernon Case 243

6.5.1 Introduction 243

6.5.2 Analysis 244

6.5.2 Results of Vernon Approach Embankment 246

6.5.3 Results of Waterline Test Fill 247

6.6 Discussion 249

6.7 Summary and Conclusion 250

References 252

CHAPTER 7 SUMMARY AND FURTHER WORK 279

7.1 Summary 279

7.2 Suggestions for Future Research 280

References 282

APPENDIXES 283

APPENDIX A 283

APPENDIX B 290

APPENDIX C 296

APPENDIX D 306

APPENDIX E 312

APPENDIX F 324

APPENDIX G 331

CURRICULUM VITAE 337

x

Page 12: Guangfeng Qu _PhD Thesis

LIST OF TABLES

page

Table 2.1 Geotechnical properties of 19 clays 48

Table 2.2 Summarized a for 19 clays 50

Table 3.1 Properties of Saint-Jean-Vianney clay, (after Vaid et al. 1979) 106

Table 3.2 Constitutive parameters for Saint-Jean-Vianney clay 107

Table 4.1 Material parameters used in both Model 1 and Model 2 for the numerical analysis of the Gloucester test embankment 159

Table 4.2 Viscosity-related parameters for Gloucester clay used by Model

1 and Model 2 160

Table 5.1 Comparison of elastic-viscoplastic models 215

Table 5.2 Constitutive parameters for Gloucester Clay 216

Table 5.3 Constitutive parameters for St.Vallier Clay 217

Table 6.1 Parameters used in the numerical analysis of the three cases 255

XI

Page 13: Guangfeng Qu _PhD Thesis

LIST OF FIGURES

page

Figure 1.1 Cross-section of embankment and typical undrained strength profile for the underlying foundation clay 13

Figure 1.2 Schematic of an oedometer apparatus and a typical compression

curve. 14

Figure 1.3 Definition of the orientation angle, / 15

Figure 2.1 Illustration of models for elastic viscoplastic materials 52

Figure 2.2 Illustration of relations between strain-rate and yield stress (or

undrained shear strength) in strain-rate controlled tests 53

Figure 2.3 The link between the EVP model and the isotache concept 54

Figure 2.4 The influence of the power law and exponent law flow functions

on the relationship between yield stress and strain-rate 56

Figure 2.5 Typical compression curve for secondary compression. 57

Figure 2.6 Ranges of strain-rates in laboratory tests and in situ (modified from Leroueil and Marques, 1996) 58

Figure 2.7 Relationship between preconsolidation pressure, a'p, and strain-

rate, smial, in log-log scale 59 Figure 2.8 Relationship between undrained strength, Su, and axial strain-

rate> zaxiai > in log-log scale 60

Figure 2.9 Relation between undrained strength and axial strain-rate for Drammen clay and Haney clay 61

Figure 2.10 Comparison of a estimated from rate-controlled oedometer tests and undrained triaxial tests ( See Table 2.2). 62

Figure 2.11 Evaluation on the ability of exponential and power law flow functions to represent the relationship between preconsolidation pressure and strain-rate 63

Figure 2.12 Comparison of a estimated from secondary consolidation tests, rate-controlled oedometer tests, and undrained triaxial tests ( See Table 2.2). 65

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Page 14: Guangfeng Qu _PhD Thesis

Figure 2.13 Comparisons of a_ac, a_oed, and acreep with aavg 66

Figure 2.14 Typical triaxial compression curves with step-changed strain-rates. 67

Figure 2.15 Illustration of the preferred range of load increment for the measurement of Ca 68

Figure 2.16 Normalized <r'p - s relationship at 10% vertical strain

(sv =10%) for Berthierville clay at a depth of 3.9-4.8m (data

from Leroueil et al. 1988) 69

Figure 2.17 Normalized cr'p - s relationship at 10% vertical strain

(ev =10%) for St. Alban clay from both laboratory tests and in

situ observance (data from Leroueil et al. 1988) 70

Figure 3.1 The influence of structure on the response of Bothkennar clay during oedometer compression (from Burland 1990). 108

Figure 3.2 The influence of structure on the response of London clay during undrained triaxial compression (from Sorensen et al. 2007 and Hinchberger and Qu 2007). 109

Figure 3.3 The state boundary surface, critical state line, and mathematical overstress of the structured soil model. 110

Figure 3.4 Estimation of the aspect ratio, R, for the elliptical cap. I l l

Figure 3.5 Estimation of the yield surface parameter, Moc , in the

overconsolidated stress range. 112

Figure 3.6 Estimation of the intrinsic compressibility, A,, and structure parameter, co0, from oedometer compression for SJV clay. 113

Figure 3.7 Intrinsic compressibility of different clays (adapted from Burland 1990). 114

Figure 3.8 Estimation of n and a ' j^ from undrained triaxial compression

and oedometer compression for SJV clay 115

Figure 3.9 Influence of continued post-peak straining on the power law exponent, n. 118

Figure 3.10 Theoretical behaviour of the structured soil model during CIU triaxial compression. 119

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Figure 3.11 Measured and calculated behaviour of SJV clay during CIU triaxial compression. 120

Figure 3.12 Measured and calculated undrained shear strength versus strain-rate for SJV clay. 122

Figure 3.13 Calculated and measured behaviour during CIU triaxial creep

tests on SJV clay 123

Figure 3.14 Calculated and measured creep-rupture life for SJV clay 125

Figure 3.15 Calculated and measured axial strain-rate versus time during CIU triaxial creep on SJV clay. 126

Figure 3.16 Comparison of strain-rate at failure for peak strength and creep rupture - SJV clay. 127

Figure 3.17 Theoretical behaviour of the structured soil model during constant-rate-of-strain K'0 -consolidation. 128

Figure 3.18 Calculated and measured behaviour during oedometer compression. 129

Figure 3.19 Measured and calculated compression curves of SJV clay during constant rate-of-strain consolidation. 130

Figure 4.1 (a) Geometry of the Gloucester test embankment and (b) properties of Gloucester clay 161

Figure 4.2 Influence of clay structure on the behaviour of Gloucester clay in undrained triaxial and oedometer compression tests 163

Figure 4.3 Rate-sensitivity of the undrained shear strength and preconsolidation pressure of Gloucester clay 165

Figure 4.4 Long-term oedometer creep tests on Gloucester clay (data from Lo et al. 1976) 167

Figure 4.5 The state boundary surface and critical state line for Model 1 and Model 2. 168

Figure 4.6 Illustration of the theoretical response of Model 1 (Hinchberger and Rowe Model) 169

Figure 4.7 Illustration of the theoretical response of Model 2 170

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Figure 4.8 Comparison of the measured behaviour in CRS oedometer test on Gloucester clay and the corresponding theoretical response of Model 2 171

Figure 4.9 Comparison of the measured settlement at Gauge SI with the

calculated settlement using Model 1 172

Figure 4.10 Illustration of the linear and bilinear virgin compression curves 173

Figure 4.11 Zones of strength gain due to consolidation, 15 years after the construction of Stage 1- Contours of (Su /Su0 )cons 11A

Figure 4.12 Zones of strength gain due to consolidation, 4 years after the construction of Stage 1. Contours of (Su /Su0 )cons 175

Figure 4.13 Comparison of measured settlement (Gauge SI) with calculated settlement using Model 2 176

Figure 4.14 Comparison of the measured and calculated settlement and excess pore water pressure using Model 1 and Model 2 177

Figure 4.15 Zones of strength loss due to destructuration, 15 years after construction of Stage 1. Contour of [Su /Su0) 179

Figure 4.16 Zones of net strength gain (i.e. consolidation overshadows destructuration), 15 years after construction of Stage 1. Contour ofSJSu0>l 180

Figure 4.17 Zones of net strength loss (i.e. destructuration overshadows consolidation), 15 years after construction of Stage 1. Contour ofSJSu0<l 181

Figure 4.18 Development of zones of net strength gain from the 4th year to the 15th year in Stage 1 182

Figure 4.19 Development of zones of net strength loss from the 4th year to the 15th year in Stage 1 183

Figure 4.20 Zones of net strength increase, 7 years after construction of Stage 2 184

Figure 4.21 Zones of net strength loss 7 years after construction of Stage 2 185

Figure 4.22 Comparison of the compression curve in laboratory test with the measured long-term field compression of Gloucester clay under the Accommodation building (from McRostie and Crawford, 2001) 186

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Page 17: Guangfeng Qu _PhD Thesis

Figure 5.1 Illustration of the microstructure tensor, a]-, and the generalized

stress tensor, a'i}2 for transverse isotropy. 218

Figure 5.2 Sample orientation, i. 219

Figure 5.3 The effect of Aon the anisotropy of cu from Tresca's failure

criterion. 220

Figure 5.4 The effect of stress ratio, a[/a'c, on the anisotropy of cu from

Tresca's failure criterion. 221

Figure 5.5 Conceptual behaviour of the 'structured' soil model. 222

Figure 5.6 The effect of sample orientation, i, on the measured and calculated peak and post-peak undrained strength of Gloucester clay. 223

Figure 5.7 The effect of sample orientation, i, on the measured (Law 1974) and calculated (a) axial stress versus strain and (b) excess pore pressure versus strain for Gloucester clay. 224

Figure 5.8 The comparison for sample orientations, /, of 0° and 90° on the measured (Law 1974) and calculated (a) axial stress versus strain and excess pore pressure versus strain (b) stress paths for Gloucester clay. 225

Figure 5.9 The effect of strain-rate on the peak strength of Gloucester clay (Data from Law 1974). 226

Figure 5.10 The effect of sample orientation, i, on the peak strength of St. Vallier clay during CIU triaxial compression tests. 227

Figure 5.11 The effect of sample orientation, /, on the measured (Lo and Morin 1972) and calculated (a) axial stress versus strain and (b) excess pore pressure versus strain for St. Vallier clay. 228

Figure 5.12 The effect of sample orientation, i, on the measured (Lo and Morin 1972) and calculated stress paths for St. Vallier clay. 229

Figure 5.13 Measured and calculated peak undrained shear strength versus

strain-rate for St. Vallier clay 0=0°). 230

Figure 5.14 Influence of A and co on apparent yield surface 231

Figure 5.15 Influence of destructuration on the apparent yield surface of St. Alban clay 232

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Figure 5.16 Compression curves from oedometer compression tests on intact and destructured specimens of St. Alban clay 233

Figure 6.1 Strength profile assumed and measured using field vane and undrained (UU and CIU) tests (experimental data from La Rochelle et al. 1974) 256

Figure 6.2 Plan view and cross-section of St. Alban test embankment 257

Figure 6.3 Generated Meshes for 3D and 2D FEM model 258

Figure 6.4 Measured and calculated vertical displacement of point 'O' for St. Alban Embankment 259

Figure 6.5 Spatial displacement contour of 3D model for St. Alban embankment (at failure) 260

Figure 6.6 Spatial displacement contour V.S. fissures at failure on the top surface on St. Alban Embankment 261

Figure 6.7 The statistic table for the prediction on the failure thickness of Malaysia test embankment (data from MHA 1989b) 262

Figure 6.8 Strength profiles for the Malaysia case (experimental data from

MHA 1989a) 263

Figure 6.9 Plan view of Malaysia test embankment 264

Figure 6.10 Measured and calculated settlement of Malaysia Trial Embankment 265

Figure 6.11 Velocity field in central cross-section of 2D model for the Malaysia trial embankment (at failure) 266

Figure 6.12 Velocity field in central cross-section of 3D model for the Malaysia trial embankment (at failure) 267

Figure 6.13 Plan view of Vernon embankment (modified after Crawford et al. 1995) 268

Figure 6.14 Longitudinal section through the embankment (after Crawford et

al. 1995) 269

Figure 6.15 Distribution of vane strength with depth 270

Figure 6.16 Vertical displacement of Vernon Approach Embankment in 2D analysis 271

Figure 6.17 Plan view and 3D model of Vernon approach embankment 272

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Figure 6.18 Vertical displacement of Vernon Approach Embankment in 3D

analysis 273

Figure 6.19 Spatial displacement contour of Vernon approach embankment 274

Figure 6.20 Plan view and cross section A-A of Waterline test fill 275

Figure 6.21 Measured and calculated displacement by 2D analysis for the Waterline Test Fill 276

Figure 6.22 Measured and calculated displacement by 3D analysis for the Waterline Test Fill 277

Figure 6.23 Illustration of 3D effect on the bearing capacity and the cases studied. 278

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NOMENCLATURE

st] deviatoric stress tensor

J2 secondary invariant of deviatoric stress tensor

(j'm mean effective stress

p' mean effective stress, /?'= (<J\ +<j'2+cr\ ) /3

q deviatoric stress, q = (cr\ -ar\ )

Sy Kronecker's delta

£tj total strain-rate tensor

seij elastic strain-rate tensor

svpy viscoplastic strain-rate tensor

s^i axial strain-rate

Su undrained compression strength

<j' apparent preconsolidation pressure

<y'^ static yield surface intercept

<j'ny ) dynamic yield surface intercept

a'}P overstress

G stress dependent shear modulus

v Poisson's Ratio

K slope of the e - ln(o^) curve in the overconsolidated stress range

A slope of the e - \n{a'v) curve in the normally consolidated stress range

Cs slope of the e - log(cr^) curve in the overconsolidated stress range

slope of the e-log(cr^) curve in the normally consolidated stress range, C.

Cc = ln(10)A

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Ca secondary compression index

e void ratio

n power law exponent

a rate-sensitivity parameter {=11 n)

yvp fluidity parameter, denoting the threshold strain-rate of viscosity

yf, yjp fluidity of the structured state and the destructed state, respectively

4>(F) flow function

Moc

Ccs

slope of the Drucker-Prager envelope in ^2j2 - a'm stress space -

normally consolidated stress range slope of limit state line in yJ2j2 - a'm stress space - over consolidated stress range

</>' effective friction angle

W angle of dilatancy

effective cohesion intercept in ^/2J2 - a'm stress space - normally consolidated stress range

, effective cohesion intercept of the limit state in ^U2 - o'm stress space -

over consolidated stress range

Mv dilation parameter to define plastic potential in O/C zone

R aspect ratio of the elliptical cap

sd damage strain

A weight ing parameter

b destructuration-rate parameter

co coefficient indicating the current degree of structure

co0 parameter indicating the initial degree of structure

i clay orientation respect to vertical direction

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A parameter of inherent soil anisotropy

77 coefficient of structure anisotropy at

W crest width of embankment

B base width of embankment

ABBREVIATION

EVP

CRS

3D

2D

elastic viscoplastic

constant rate of strain-rate

3-dimensional

2-dimensional

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1

CHAPTER 1

INTRODUCTION

1.1 Introduction

Recently, some researchers have begun to recognize the important effects of clay

viscosity. The most common effects of viscosity on clay behaviour include: variation of

undrained strength with strain-rate, variation of preconsolidation pressure with strain-

rate, and creep deformation under conditions of constant effective stress (i.e. secondary

compression). These phenomena cannot be accounted for in soil mechanics using

conventional elasto-plasticity theories. For example, in triaxial compression tests, a

reduction of the axial strain-rate by one order-of-magnitude usually results in a decrease

in the undrained strength of about 10% for several clays (e.g. Leroueil et al. 1985;

Graham et al. 1983). This introduces uncertainties for geotechnical designs where

stability is assessed using the undrained strength measured from standard laboratory tests

as a result of the significant difference between strain rates during experiments and those

operating during field performance. In addition, results from long-term consolidation

tests and field observations indicated that secondary compression accounts for a

significant portion of the long-term settlement of embankments founded on some clay

(e.g. Lo et al. 1976; Crawford and Bozozuk 1990; and Hinchberger and Rowe 1998).

Thus, there is a need to consider these viscous effects and their impact on the

performance of structures founded on or in natural clay.

Page 24: Guangfeng Qu _PhD Thesis

2

Most natural clays are structured to some degree, in addition to being rate-

sensitive. Leroueil and Vaughan (1990) and Burland (1990) have perhaps undertaken the

most comprehensive studies of the general influence of structure on the behaviour of

natural clay. The current and subsequent studies show that structure is as important as

other basic engineering properties, such as void ratio and stress history, governing the

engineering response of natural clay. It has been recognized that the degradation of

structure during loading (destructuration) may lead to a significant reduction in undrained

strength. Burland (1990) has shown that the measured yield stress from oedometer tests

on structured clays is often much higher than that for the corresponding remolded

samples. In most cases, structure permits natural clay to exist at a higher void ratio than

the corresponding destructured or remolded clay leading to high compressibility for

stresses exceeding the in situ yield stress.

Lastly, strength anisotropy is another characteristic of many natural clays, which

has been recognized by many researchers (e.g. Lo 1965; Lo and Morin 1972;

Pietruszczak and Mroz 1983; and Zdravkovic et al. 2002). Lo and Morin (1972)

measured the significant impact of anisotropy on the response of two natural clays from

eastern Canada during undrained triaxial tests on samples trimmed at different angles, / ,

to the vertical axis. As i was increased from 0° to 90°, the undrained strength of both

St. Vallier and Gloucester clay decreased by about 30% ~ 50%. Similar behaviour has

been reported by other researchers (e.g. Jardine et al 1997; Symes et al. 1984).

Hence, extending constitutive models for clay to account for the effects of

viscosity, structure, and anisotropy would be desirable to fully capture the key

engineering characteristics of natural clays. In addition, studying the performance of

Page 25: Guangfeng Qu _PhD Thesis

3

embankment on natural clays would help to improve modern geotechnical design. This

thesis focuses on these two issues. The following section defines important terms used

throughout the remainder of this thesis.

1.2 Definitions

To facilitate reading of the thesis, this section provides definitions and discussion

of some of the important terms and concepts utilized consistently throughout the thesis.

Embankment

Figure 1.1 shows a typical embankment cross-section and a typical undrained

strength profile for the underlying foundation clay. In Figure 1.1, the symbols, W and B,

represent the crest width and the base width of the embankment, respectively. The side

slope is denoted using H: V. The undrained strength profile of a soft clay deposit

typically comprises three layers: a crust, a transition layer, and a soft clay layer with

depth. The undrained strength is typically constant within the crust layer. It decreases to

a minimum value in the underlying transition layer, and then increases with depth in the

soft clay layer.

Preconsolidation pressure

The preconsolidation pressure (cr'p) of clay represents the maximum effective

vertical stress that the clay has experienced in the past. The preconsolidation pressure

can be estimated using an oedometer compression test. Figure 1.2 shows the schematic

of an oedometer apparatus, together with a typical compression curve of clay plotted as

void ratio versus logarithm of vertical effective pressure. Typically, the compression

curve has two distinct portions. The first portion is relatively flat, representing the elastic

state with low compressibility. The second portion has a greater slope and denotes the

Page 26: Guangfeng Qu _PhD Thesis

4

plastic state corresponding to high compressibility and irrecoverable strains. The

preconsolidation pressure can be determined from the transition stage between the two

portions using a widely accepted Casagrande procedure (see Holtz and Kovacs 1981 and

Craig 1997).

Structure

The term 'structure' used in this thesis specifically refers to the microstructure of

clay, which arises from fabric effects and inter-particle bonding or cementation. The

effect of structure on the mechanical response of natural clay is significant. Structure

typically imparts additional meta-stable strength to natural clay, which leads to strength

loss with large-strain. In addition, structured clay usually exists at higher void ratio than

the equivalent reconstituted clay. Such a state in clay is meta-stable, and leads to high

compressibility under further loading after yielding. The influence of structure is

illustrated for example by the dashed line in Figure 1.2.

Anisotropy

In this thesis, the term 'anisotropy' specifically refers to the variation of

undrained strength with rotation of principal stresses relative to the axis of natural

deposition of a clay. The undrained strength of clay is usually measured using a triaxial

compression apparatus where the drainage from the specimen is not permitted during

loading. In addition to the vertical specimen, clay can be trimmed at different angles, / ,

to the vertical axis (See Figure 1.3). The angle i denotes the sample orientation. A clay

with anisotropy typically yields different undrained strengths depending on the sample

orientation. In this case, to accurately access the stability of embankments and slopes,

the strength anisotropy has to be taken into account in accordance with the different

Page 27: Guangfeng Qu _PhD Thesis

5

orientation of the major principal stress along the potential failure surface (see Lo and

Milligan 1967).

Yield surface

Clays have a yield surface in generalized stress state. The yield surface is defined

as a surface in stress space, which denotes stress states at which yielding begins. Inside

of the yield surface, stress states are elastic. The classic yield surfaces include: Cam-clay

yield surface, Modified Cam-clay yield surface, and elliptical yield surface (see Roscoe

and Schofield 1963; Roscoe and Burland 1968; Chen and Mizuno 1990; Atkinson 1993).

For inviscid soil, the yield surface is mainly governed by stress history. For viscous clay,

the location of yield surface in stress space is also dependent on the loading strain-rate.

1.3 Thesis Objectives and Outline

This thesis has two aims: (i) to develop a general and efficient constitutive

framework, which can take into account the viscosity, structure, and anisotropy of natural

clays, and (ii) to study selected issues affecting the performance of earth-fill

embankments built on deposits of natural clay.

In Chapter 2, a general elastic-viscoplastic (EVP) theory is described and used to

derive the relationships between undrained strength and strain-rate, preconsolidation

pressure and strain-rate and the coefficient of secondary compression in terms of two

EVP viscosity parameters. Nineteen clays from the literature are used to show that a

unique set of viscous parameters can be used to describe the rate-sensitivity and time-

dependency of many natural clays.

Chapter 3 extends the EVP model to account for clay structure by introducing a

state-dependent fluidity parameter, and a damage law to describe the destructuration

Page 28: Guangfeng Qu _PhD Thesis

6

process. Calculated and measured behavior of Saint-Jean-Vianney clay is compared for

constant-rate-of-strain /^-consolidation, and both isotropically consolidated undrained

triaxial compression (CIU) tests and constant stress creep tests. The ability of the

extended constitutive framework is evaluated by comparing measured and calculated

creep rupture response, and the measured and calculated influence of strain-rate on the

peak undrained shear strength, post-peak undrained shear strength, and apparent

preconsolidation pressure of Saint-Jean-Vianney clay.

Chapter 4 further investigates the influence of structure degradation on the field

behaviour of a test embankment constructed at Canadian Forces Base (CFB) in

Gloucester, Ontario. The calculated long-term settlement obtained using both structured

and non-structured EVP models are compared with the measured response. This

comparison suggests that the extended EVP model gives improved predictions of

embankment behaviour. Then, the spatial distribution of 'destructuration' in the

Gloucester foundation is examined numerically with time after construction. The

locations of possible weakened zones (destructured) in soil foundation are identified and

the mechanism governing the formation of these zones is investigated. The results may

have implications for the design and analysis of stage constructed embankments

Chapter 5 introduces a tensor approach, which enables the EVP model to account

for the strength anisotropy of natural clays. The advantages and limitations of this

approach are discussed with reference to other constitutive alternatives. Then the new

model is evaluated by comparing the calculated behaviour in triaxial compression tests

with the measured behaviour of two anisotropic natural clays. The comparison shows

that the extended EVP model is able to simulate the anisotropic undrained strength and

Page 29: Guangfeng Qu _PhD Thesis

7

pore water pressure response of Gloucester clay and St. Vallier clay for various sample

orientations.

Chapter 6 examines three cases involving full-scale test embankments built on

soft clay deposits. The cases are examined using both two-dimensional (2-D) plane strain

finite element and three-dimensional (3D ) finite element analysis taking account of the

true 3D geometry of each case. By comparing the calculated collapse fill thickness from

2D and 3D analyses, it is shown that 3D effects are quite significant for all of the test

embankments examined. Finally, by comparing Finite Element (F.E.) results with a well

known bearing capacity factor, it is shown that the use of bearing capacity factors

commonly used for shallow foundations can be used to approximately assess 3D test

embankments with an aspect ratio of base length to base width less than 2. The analysis

and results presented provide practical insight into some of the key factors that should be

taken into account for the design and construction of embankments and test fills on soft

clay deposits.

Chapter 7 presents a summary of this study and suggestions for further work.

1.4 Original Contributions

The original contributions of this thesis are summarized as following:

Chapter 2 shows that the viscosity of clays can be mathematically quantified

using a unique set of constitutive parameters. In addition, practical guidance is given to

select and measure the viscous parameters directly from experiments without trial and

error. The research in this chapter has been presented in the following manuscripts:

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Qu, G. and Hinchberger S.D. (2007) Evaluation of the viscous behaviour of natural clay

using a generalized viscoplastic theory. Geotechnique, Submitted October 2007. Prepared

from the research presented in Chapter 2.

Hinchberger, S.D. and Qu, G. (2007) Discussion: the Influence of structure on the time-

dependent behaviour of a stiff sedimentary clay. Geotechnique. Accepted.

The structure and strength anisotropy effects of natural clays are accounted for

within a generalized elastic viscoplastic model described in Chapters 3 and 5. The

research in this chapter has been presented in the following manuscripts:

Hinchberger, S.D. and Qu, G.(2006) A viscoplastic constitutive approach for structured

rate-sensitive natural clays. Canadian Geotechnical Journal, Re-Submitted November

2007. Prepared from the research presented in Chapter 3.

Hinchberger, S.D., Qu, G. and Lo, K.Y.(2007) A simplified constitutive approach for

anisotropic rate-sensitive natural clay. International Journal of Numerical and Analytical

Methods in Geotechnical Engineering. Submitted January 2007, resubmitted October

2007. Prepared from the research presented in Chapter 5

The case studies in Chapter 4 and 6 highlight the significant influence of clay

structure and 3D geometry on the performance of test embankments founded on soft clay.

The research in these chapters has been presented in the following manuscripts:

Page 31: Guangfeng Qu _PhD Thesis

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Qu, G. and Hinchberger, S.D. (2007) Clay microstructure and its effect on the

performance of the Gloucester test embankment. Geotechnical Research Centre Report

No. GEOT2007-15, the University of Western Ontario, London, Ontario, CAN. Prepared

from Chapter 4.

Qu, G. Hinchberger, S.D., and Lo, K.Y. (2007) Case studies of three dimensional effects

on the behaviour of test embankments. Canadian Geotechnical Journal. Submitted

August 2007. Prepared from Chapter 5.

Page 32: Guangfeng Qu _PhD Thesis

10

References

Atkinson, J.H. 1993. An introduction to the mechanics of soils and foundations : through

critical state soil mechanics. McGraw-Hill Book Co., New York.

Burland, J.B. 1990. On the compressibility and shear strength of natural clays.

Geotechnique, 40(3): 329-378.

Chen, W.F., and Mizuno, E. 1990. Nonlinear analysis in soil mechanics : theory and

implementation. Elsevier Science Publishing Company Inc., New York, NY,

U.S.A.

Craig, R.F. 1997. Soil Mechanics. E & FN Spon, New York.

Crawford, C.B., and Bozozuk, M. 1990. Thirty years of secondary consolidation in

sensitive marine clay. Canadian Geotechnical Journal, 27(3): 315-319.

Graham, J., Noona, M.L., and Lew, K.V. 1983. yield states and stress-strain relationships

in a natural plastic clay. Canadian Geotechnical Journal, 20(3): 502-516.

Hinchberger, S.D., and Rowe, R.K. 1998. Modelling the rate-sensitive characteristics of

the Gloucester foundation soil. Canadian Geotechnical Journal, 35(5): 769-789.

Holtz, R.D., and Kovacs, W.D. 1981. An introduction to geotechnical engineering.

Prentice Hall, Inc., Toronto.

Jardine, R.J., Zdravkovic, L., and Porovic, E. 1997. Anisotropic consolidation, including

principal stress axis rotation: Experiments, results and practical implications. In

Proc. 14th Int. Conf. Soil Mech. Found. Engng. Hamburg, Vol.4, pp. 2165-2168.

Page 33: Guangfeng Qu _PhD Thesis

11

Leroueil, S., Kabbaj, M., Tavenas, R, and Bouchard, R. 1985. Stress-strain-strain rate

relation for the compressibility of sensitive natural clays. Geotechnique, 35(2):

159-180.

Leroueil, S., Bouclin, G., Tavenas, F., Bergeron, L., and La Rochelle, P. 1990.

Permeability anisotropy of natural clays as a function of strain. Canadian

Geotechnical Journal, 27(5): 568-579.

Lo, K.Y. 1965. Stability of slopes in anisotropic soils. Journal of the Soil Mechanics and

Foundations Division American Society of Civil Engineers, 91(SM4): 85-106.

Lo, K.Y., and Milligan, V. 1967. Shear strength properties of two stratified clays.

American Society of Civil Engineers Proceedings, Journal of the Soil Mechanics

and Foundations Division American Society of Civil Engineers, 93(SM1): 1-15.

Lo, K.Y., and Morin, J.P. 1972. Strength anisotropy and time effects of two sensitive

clays. Canadian Geotechnical Journal, 9(3): 261-277.

Lo, K.Y., Bozozuk, M., and Law, K.T. 1976. Settlement analysis of the gloucester test

fill. Canadian Geotechnical Journal, 13(4): 339-354.

Pietruszczak, S., and Mroz, Z. 1983. On hardening anisotropy of ko-consolidated clays.

International Journal for Numerical and Analytical Methods in Geomechanics,,

7(1): 19-38.

Roscoe, K.H., and Burland, J.B. 1968. On the generalised stress-strain behaviour of wet

clay. Cambridge Univesrity Press, Cambridge.

Roscoe, K.H., Schofield, A.N., and Thurairajah, A. 1963. Yielding of clays in states

wetter than critical. Geotechnique, 13(3): 211-240.

Page 34: Guangfeng Qu _PhD Thesis

12

Symes, M.J.P.R., Gens, A., and Hight, D.W. 1984. Undrained anisotropy and principal

stress rotation in saturated sand. Geotechnique, 34(1): 11-27.

Zdravkovic, L., Potts, D.M., and Hight, D.W. 2002. The effect of strength anisotropy on

the behaviour of embankments on soft ground. Geotechnique, 52(6): 447-457.

Page 35: Guangfeng Qu _PhD Thesis

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Figure 1.1 Cross-section of embankment and typical undrained strength profile for

the underlying foundation clay

Clay foundation

Depth Depth

Typical Strength Profile Su (kPa)

Transition Layer

Soft Clay Layer

Page 36: Guangfeng Qu _PhD Thesis

14

Figure 1.2 Schematic of an oedometer apparatus and a typical compression curve.

Elastic stage Elasto-plastic stage

Ae Schematic of an oedometer apparatus (after Holtz and Kovacs 1981)

*»K)

\ Meta-stable i

Page 37: Guangfeng Qu _PhD Thesis

15

Figure 1.3 Definition of the orientation angle, i

t Vertical Direction (Direction of deposition/gravity)

A j = 0°

"S. 1/ * J /

\ l - Sample !•----•

Ground level

l-45° See details. ' l . y \ Clay layer * ^_._.=^=^.-_._._ | p,- . t k i

"J Horizontal Direction " 7 7 ^ Z ^ 7 7 ^ s7^T

Page 38: Guangfeng Qu _PhD Thesis

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CHAPTER 2 EVALUATION OF THE VISCOUS BEHAVIOUR OF NATURAL CLAY

USING GENERALIZED VISCOPLASTIC THEORY

2.1 Introduction

In 1957, Suklje (1957) proposed the isotache concept to describe the time-

dependent behaviour of clay in one-dimensional compression. The isotaches were

defined as a series of t-a'v compression curves constructed from tests performed at

various constant strain-rates. Since then, the concept of isotaches has been extended

gradually over time to general stress space. For example, Tavenas et al. (1978) estimated

isotaches in p'-q stress space for St. Alban clay using a series of drained and undrained

triaxial compression tests and creep tests. Graham et al. (1983) studied the influence of

strain-rate on Belfast clay using undrained triaxial compression, undrained triaxial

extension and one-dimensional oedometer compression tests. The results of Graham et

al. (1983) were expressed in terms of isotaches also plotted in p'-q stress space.

In addition to rate-sensitivity, many natural clays exhibit significant creep or

secondary compression at constant effective stress during incremental oedometer tests.

Such behaviour is indicative of the viscous response of clay. Although it is generally

recognized that there are similarities between the time-dependent response of clay during

undrained and drained compression, so far there has not been a comprehensive study to

generalize the viscous characteristics of clay for these different stress paths (e.g. triaxial

compression and oedometer compression).

This chapter uses a generalized viscoplastic theory to examine the viscous

A version of this chapter has been submitted to Geotechnique 2007

Page 39: Guangfeng Qu _PhD Thesis

17

response of 19 clays reported in the literature. The main objectives of this study are: (i)

to investigate if a unique set of viscous parameters can be used to describe the rate-

sensitivity of clay during drained and undrained triaxial compression tests and the

secondary compression (or creep) response exhibited in incremental oedometer tests, (ii)

to link the isotache concept (Suklje 1957; Tavenas et al. 1977; Graham et al. 1983; and

Leroueil et al. 1985) with generalized elastic viscoplastic constitutive theory, and (iii) to

provide guidance for the selection of viscosity parameters for viscous clays. To achieve

these objectives, theoretical relationships are derived from viscoplastic theory for

undrained strength and preconsolidation pressure versus strain-rate expressed in terms of

two viscosity parameters called the fluidity parameter and rate-sensitivity parameter. In

addition, a theoretical relationship is derived relating the fluidity and rate-sensitivity

parameters to the secondary compression index. The measured behaviour of 19 clays is

evaluated using the derived relationships to show that a unique set of viscoplastic

parameters exist for the viscous response of clays during loading along stress paths

involving drained compression or undrained shear. Such a study should be of interest to

engineers and researchers in the field of soil mechanics.

2.2 Theoretical Background

2.2.1 Brief introduction of elastic-viscoplastic theory

Figure 2.1 illustrates the main characteristics of elastic-viscoplastic theory.

Figure 2.1a shows a general 1-D rheologic model for elastic-viscoplastic theory, which

comprises a linear elastic spring in series with a plastic slider and viscous dashpot in

parallel. For this type of model, the strain-rate, s , can be expressed in terms of elastic

Page 40: Guangfeng Qu _PhD Thesis

18

(se) and viscoplastic (svp) components as follows:

s =ee+svp

[2.1]

Perzyna (1963) proposed an overstress viscoplastic theory to describe the rate-

sensitivity of materials at yield during uniaxial tension. For a steel bar in tension (see

Figure 2.1b), the viscoplastic strain-rate proposed by Perzyna (1963) is:

axial

(. V

r vp axial

(1)

0

for

for O'axial- Vy > 0

° axial ~<Ty ^ 0 [2.2]

where y^is the fluidity parameter with unit of inverse time, n is a power law exponent,

<raxial is the rate-dependent axial yield stress, ay is the yield stress mobilized at very low

strain-rate. The plastic potential from von Mises failure envelop is unity (1).

Perzyna's theory has been extended to geologic materials (e.g. Desai and Zhang

1987, Katona and Mullert 1984, Adachi and Oka 1982), which typically possess a state

boundary surface denoted by A-C-E-0 in Figure 2.1(c). Stress states inside the state

boundary surface are elastic while stress states lying outside the surface are considered to

be viscoplastic. The yield surfaces A-C-E and B-D-F are typically referred to as static

and dynamic yield surfaces, respectively. The static yield surface (A-C-E) defines the

initial onset of time-dependent viscoplastic behaviour. The dynamic yield surface (B-D-

F) passes through the current stress state and is used to define the plastic potential for

associated flow and the degree of overstress. The term 'dynamic' yield surface is used

since viscoplasticity has typically been viewed as a dynamic process (see Sheahan 1996

and Adachi and Oka 1982). In accordance with Adachi and Oka (1982) and Hinchberger

and Rowe (1998), the EVP constitutive equation for normally-consolidated soil is:

Page 41: Guangfeng Qu _PhD Thesis

19

*, = * ; + # = < V T ; + ( * F ) > OF

da' [2.3]

where Cjjkl is the elastic compliance tensor and a- is the effective stress tensor. The

scalar function, ^ (F) , is the flow function governing the magnitude of the viscoplastic

strain-rate and F can be any valid yield surface function from plasticity theory. The

associated plastic potential, 8F

do' is a unit vector normal to the dynamic yield surface

in <y'm - yJ2J2 space (see Appendix A for details). The theoretical relationships derived

in the following sections also apply to the state boundary surface (ACEO) depicted in

Figure 1(d), which is commonly found for soils.

Two different flow functions, 0(F) , are evaluated. The first is based on the

power law (Norton 1929) extended to general stress states as follows:

<W = H<}/<S))" t2-4]

and

m)-{«? o-'W-o-'W >o my my

a>W _ ,(s) < Q my my

where yvp is the fluidity parameter and n is the power law exponent. As shown in Figure

2.1c, a'^ is the static yield surface intercept (Point A in Figure 2.1c) and a'm(^ is the

intercept of dynamic yield surface with the mean stress axis (Point B). The stress state

denoted by Point D in Figure 2.1c is a state of overstress (o'^-o'^ >0). This type of

flow function has been adopted by Adachi and Oka (1982) and Hinchberger and Rowe

(1998).

Page 42: Guangfeng Qu _PhD Thesis

20

The second form of <f>(F) considered is an exponential flow function:

^F) = f-cxp[n(-^-l)] [2.5] my

where again yvph the fluidity parameter and n governs the rate-sensitivity.

Finally, although there are many different hardening laws, in the following

discussion, kinematic strain hardening is assumed. Expansion or contraction of the static

yield surface ( c r ^ ) is governed by the viscoplastic volumetric strain (s^) viz.:

d < s ) = | ^ < s ) d ^ [2.6]

where e is void ratio, and A and K are the compression index and recompression index,

respectively.

2.2.2 Strain-rate controlled testing

In this section, the influence of strain-rate in rate controlled laboratory tests is

evaluated by deriving relationships between strain-rate and yield stress and strain-rate

and undrained shear strength for these tests.

The relationship between yield stress and strain-rate

First, considering CRS (constant rate of strain) isotropic compression, a

relationship between loga ' ^ and log(^ a , ) can be derived explicitly from elastic-

viscoplastic theory using Equations [2.3] and [2.4] as follows:

where all of the above parameters have been defined above, and 1/3 is the plastic

potential for axial strain in isotropic compression (see Appendix A). This plastic

£VP

axial fi^s/^s)" dF

da' axial .

Page 43: Guangfeng Qu _PhD Thesis

21

potential would apply to yield surfaces such as the modified Cam-clay model or the

elliptical cap model (See Figure 2.1c). Taking the logarithm of [2.7] gives:

l°&Zai) = nto& my

V ">y J

+ log(rv;') + log(l/3) [2.8a]

and re-arranging yields:

l o g ( < } ) = a l o g ( ^ ) + [ log(< s ) ) - a logfrvp) - a log(l/3) ] [2.8b]

where a( =11 n) is the rate-sensitivity parameter, and o'^ is the strain-rate dependent

isotropic yield stress corresponding to the axial strain-rate, sv£ial.

At yield and failure, the elastic component of strain, e°., can be neglected without

significant influence on the rate sensitivity relationship (see Appendix B). Hence, the

viscoplastic strain-rate in Equation [2.8b] can be expressed in terms of the total strain-

rate, viz.

log^i - 0 )= a \og(eaxial) + log(aJ'>)- a l og (^ ) - a log(i) [2.9]

Equation [2.9] shows that the power law flow function in Equation [2.4] implies a

linear relationship between log^cr^j and log(£Ta/), which is plotted as a straight line

A-B in Figure 2.2a.

Using a similar approach to that described above, relationships between log(S*d))

and l og fo^ ) and log\(T'p(d)) and l o g ^ ^ ) can be derived, where S(d) is the rate-

dependent undrained shear strength and <j'pd) is the rate-dependent preconsolidation

pressure. For most commonly used yield surfaces (e.g. Cam-clay, Modified Cam-clay,

and the elliptical cap), there is a fixed relationship between the top of the yield surface

Page 44: Guangfeng Qu _PhD Thesis

22

(see Point F in Figure 2.1c) and the yield surface intercept with the mean stress axis (see

Point B in Figure 2.1c) e.g.:

g(d) g(s)

A r ' ( d )

my my

[2.10]

Substituting Equation [2.10] into [2.9] and modifying the plastic potential for axial strain

during undrained tests gives:

log{s^)=alog(saxial) + log(5H( s>)-alog( r-)-«log(J |) [2.11]

and by similar argument, since S(ud) I cr'^A) is also constant:

logfo™ ) = a \og(saxial) + log(cx;(s>)- a logfr *) - a l o g ^ ) [2.12]

Equations [2.11] and [2.12] are also straight lines in log-log scale as shown in

Figures 2.2(c) and 2.2(b), respectively. Equation [2.12] is essentially consistent with the

following relationship used by Leroueil and Marques (1996) for the variation of

preconsolidation pressure versus strain-rate in oedometer tests:

log{a'p)=alog(eaxial) + A [2.13]

where a and A are constants.

Referring to Figure 2.2a, there are 3 characteristics of Equation [2.9] that should

be discussed. First, the power law flow function (Equation[2.4]) implies a linear log-log

relation between isotropic yield stress and axial strain-rate, represented by a straight A-B

line in Figure 2.2a. Second, the slope of line A-B, a = IIn , represents the rate-sensitivity

of the isotropic yield stress: as a increases, the yield stress becomes more rate-sensitive.

Third, the linear A-B line terminates at Point A, whose coordinates are <j'^} (the static

Page 45: Guangfeng Qu _PhD Thesis

23

yield surface) and yvp73 . Point A denotes the static yield surface intercept in Figure 2.1c

(i.e. (y'^y) = cr'^)). The value of yvp 13 can be considered as a threshold strain-rate above

which strain-rate effects are mobilized. For axial strain-rates less than yvp 13, the

isotropic yield stress is rate-insensitive (e.g. the EVP model retrogresses an elastic plastic

model). Similar principles apply to the preconsolidation pressure and undrained strength,

as shown in Figure 2.2(b) and 2.2(c) where again the slope, a, increases with the rate

sensitivity.

In summary, if a power law flow function (see Equation. [2.4]) is used in

conjunction with elastic-viscoplastic theory, then there will be linear log-log relationships

between S„d) - eaxial and cr'£A) - £axial, with the same magnitude of slope, a , as shown in

Equations [2.11] and [2.12]. In the following sections, these derived relationships will be

tested by evaluating the behaviour of 19 clays in rate-controlled undrained triaxial and

oedometer compression tests reported in the literature.

2.2.3 Link with the isotache concept

Figure 2.3a demonstrates the main characteristics of a power law EVP model, in a

generalized stress space with an additional axis of strain-rate. In contrast with

conventional critical state theory, the EVP model implies a family of dynamic yield

surfaces, which, as shown by the dashed lines (e.g. 1-2-3, 4-5-6, and 7-8-9) in Figure

2.3a, expand with increasing strain-rate. The static yield surface (A-C-E) in Figure 2.3a

defines the onset of time-dependent behaviour. Viscous behaviour is mobilized only

when the stress state exceeds the static yield surface. In addition, lines A-B, C-D, and E-

F shown in Figure 2.3a correspond to those shown in Figures 2.2(a), (b), and (c), and the

Page 46: Guangfeng Qu _PhD Thesis

24

lines A-B, C-D, and E-F can be linked to each other by the yield surface function.

As shown in Figure 2.3b, a series of isotaches can be constructed by projecting

the dynamic yield surfaces in Figure 2.3a onto the yJ2J2 -a'm plane. The projected

dynamic yield surfaces define the rate-dependent yielding in generalized stress space and

are essentially consistent with the isotache concept proposed by Suklje (1957), and

extended by Tavenas et al. (1978) and Leroueil et al. (1985). This correlation can be

attributed to the common assumption of the existence of a unique cr'-e -e*9 relationship

shared by both the EVP model and the isotache concept. It can be further deduced from

the EVP model that the spacing among isotaches is governed by the parameter, a . For

example, the spacing between isotaches 4-5-6 and 7-8-9 in Figure 2.3b is controlled by

the vertical distance between the points 4 and 7 in Figure 2.2a, which is governed by the

magnitude of a . Thus, a higher a leads to a series of isotaches with larger spacing, as

shown in Figure 2.3c.

There is one key difference between the isotache concept and EVP theory. In the

EVP model, the distribution of dynamic yield surfaces has a lower limit, the static yield

surface (ACE), below which the behaviour of clay is elastic and rate-insensitive. In

contrast, the isotache concept assumes that isotaches contract infinitely in stress space

with the reduction of strain-rate.

2.2.4 Alternative flow function - the exponential law

Several viscoplastic flow functions have been proposed for use in overstress

models (e.g. Adachi and Okano, 1974; Perzyna, 1963; Desai and Zhang, 1987; Fodil et

al., 1997). Recently, an exponent flow function was used by Rocchi et al. (2003) who

reported good agreement with the measured viscous behaviour of Batiscan clay.

Page 47: Guangfeng Qu _PhD Thesis

25

The basic exponential function is presented in Equation [2.5]. From Equations

[2.3] and [2.5], the following relationship between strain-rate and yield stress during

isotropic compression can be derived:

,'(*) acr'^ log(saxial) + l - a logO v / , ) - a log( - ) a my [2.14a]

where a-lln. As shown in Equation [2.14a], an exponential-law flow function implies

a linear relationship between \og(saxial) and <J'^ . Similarly, the following equations can

be obtained for undrained strength 5„ ' and preconsolidation pressure, a Ad) .

:(d)

,'(d)

«Sriog(*w) + l-a\og(yvp)-a\of>Q-) '(*)

a;*' =acr'p(s)log(eaxial) + l-alog(rvp)-a\ogQ-) a ,(.„)

[2.14b]

[2.14c]

Figure 2.4 illustrates the difference between a power law flow function and an

exponential flow function (see Equation [2.9] and [2.14a], respectively). Using a log-log

scale, the solid line representing a power law flow function is linear with a constant

slope; whereas the dash line representing an exponential flow function is convex and its

tangent slope gradually decreases with increased strain-rate.

2.2.5 Stress-controlled testing

Bjerrum (1967) defined secondary compression as delayed compression

(reduction of void ratio) at constant effective stress. Conventional plasticity theories can

not account for secondary deformation. Raymond and Wahls (1968) utilized Ca to

characterize creep deformation under constant effective stress as follows:

Ae = Ca-Alog(t) [2.15]

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26

In this section, a relationship between Ca and a = 1/n is explicitly derived from

elastic viscoplastic theory.

From Figure 2.5, considering secondary compression over the time interval

At = t2-t1, the volumetric strain is:

Aevol =Ca /(l + e0)-log(t2 ltx) = Ca /(l + c j - l og te I s2) [2.16]

where e0 is the initial void ratio and£x and e2 are the volumetric strain-rate at tx and

12 (Note: s1/s2 =t2lt\ fr°m Equation [2.15]). From EVP theory, the strain-rate at tx

and t2 are:

t =Yvp{a'w /(j'(s) )"

b \ I \vmy l u my-tl) da' [2.17a]

and

s =YVP((T'W/a'(s) )" b2 / \umy ' umy-tl)

JL dcrl

[2.17b]

where <r'^y)_n and cr'j£lt2 are the static yield surface intercepts at tt and t2, respectively.

Substituting [2.17a] and [2.17b] into [2.16] gives:

A*vo, = Ca 1(1 + e0) • n • l o g « > ( 1 / <r'£2)

From the hardening law, Equation [2.6]:

X-K

[2.18a]

A £ vol = l + en

l n \ u my-tl I u my-tl) [2.18b]

Combining equations [2.18a] and [2.18b] gives:

- = Cj[\n(10)-(A-K)] [2.18c]

Simplifying Equation [2.18c] yields:

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27

a=- = CJ(Cc-Cr) [2.19] n

where Cc and Cr are the compression index and recompression index, respectively

(Ce = ln(10)A and Cr = ln(10)/c).

Equation [2.19] defines the theoretical connection between the rate-sensitivity

parameter, a( = l/n), and the secondary compression index, Ca. The parameter, a,

plays an important role in this interrelationship. The above discussions in this section

describe the context in which the reported viscous behaviour of 19 clays will be evaluated

to assess if there is evidence supporting a unique set of viscosity parameters for clays.

It should be noted that a relationship similar to Equation [2.19] has been used by

other researchers (e.g. Mesri and Choi 1979; Kim and Leroueil 2001) viz.:

a=CJCc

Considering Cr is typically 10% of Cc for clays (Holtz and Kovacs 1981), the above

relationship is practically consistent with Equation [2.19] derived in this chapter.

2.3 Evaluation

This section first examines the influence of strain-rate on the preconsolidation

pressure of some natural and remolded clays, followed by undrained strength versus

strain-rate, and then the secondary compression behaviour. Table 2.1 summarizes the

conventional geotechnical properties of the clay, which originated from Hong Kong,

Norway, Northern Ireland, Britain, Sweden, the United States, and Canada.

2.3.1 Rate dependency of preconsolidation pressure

The preconsolidation pressure (cr'p) is very important in settlement calculations.

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For many clays, the preconsolidation pressure and the e-log(<r'v) curve are rate-

dependent ( e.g. Leonardo and Ramiah 1959; Crawford 1965; Bjerrum 1967; Vaid et al.

1979; Graham et al.1983; Leroueil et al. 1983; and Leroueil et al. 1985). Figure 2.6

summarizes the usual range of strain-rates used in laboratory tests and the range

mobilized in situ. It appears that in situ strain-rates are much lower than those used in

laboratory. In addition, long-term field observations by Crawford and Bozozuk (1990)

and Kabbaj et al. (1988) have shown that the use of laboratory measured a'p and

compression curve without accounting for rate effects may lead to significant

underestimation of in situ long-term settlement for viscous clay deposits.

The preconsolidation pressure, er'p , versus strain-rate can be obtained from

oedometer tests using any of the following test procedures: (a) Constant rate of strain

(CRS) oedometer test, where cr'p and s^^ can be measured directly, (b) Conventional

incremental oedometer tests (e.g. Drammen and Winnipeg clay) undertaken using

different load increment duration. For this case, the strain-rate corresponding to a'p is

estimated from the average strain-rates in the loading increment straddling <j'p (Graham

et al. 1983). (c) Incremental creep tests (e.g. Batiscan clay). Leroueil et al.(1985)

introduced a procedure using a series of incremental oedometer creep tests to construct

the CRS compression curves by connecting stress points associated with the same strain-

rate in Ae - ln(cr'p ) space.

Figure 2.7 summarizes the measured <j' plotted against saxial for 12 clays. From

Figure 2.7, it appears that the relationship between log(cr'p) and log(f(a..a/) is essentially

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linear regardless of the dramatically different magnitudes of cr'p ( from 40 to lOOOkPa)

and eaxial ( from 10E-8/min to 10E-2/min). As noted above, the effect of strain-rate on

(j'p can be represented by a, defined in Equation [2.12]. The parameter, a, can be

measured from the best fit line through the test data in log-log scale. It can be clearly

seen in Figure 2.7 that Ottawa Leda clay with a =0.104 exhibits greater rate-sensitivity

(<y'p) than Winnipeg clay with a =0.03. Table 2.2 summaries the measured values of a

from rate-controlled oedometer tests for 12 of the 19 clays studied. The magnitudes of a

fall in a range from 0.02 to 0.1. It should be noted that a has been measured over 2 to 3

orders of magnitude strain-rate for most of the clays reported in Figure 2.7. Only 2 clays

have been studied over 4 orders of magnitude strain-rate (See Berthierville and Batiscan

clays).

2.3.2 Undrained shear strength versus strain-rate

As a key parameter in stability analysis, the undrained shear strength (Su) of

many clays is also a function of strain-rate during loading. This observation was

confirmed by numerous studies both in the laboratory and using field vane tests (e.g.

Taylor, 1943; Bjerrum 1973; Torstensson 1977; Graham et al. 1983; Kulhawy and Mayne

1990; and Hinchberger 1996). Kulhawy and Mayne (1990) concluded that the average

change of Su is about 10% per log cycle change in strain-rate. In this section, the rate-

dependency of Su for each clay is studied and compared with the rate-dependence of the

preconsolidation pressure for the corresponding clay. This is done to investigate the

possible correlation between a from log(Su)-log(s ) relationship and a from

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30

log(cr'p ) - log(s ) relationship.

For 13 clays in Table 2.2, the Su and associated saxial were obtained either from

undrained triaxial compression tests at different constant strain-rates, undrained tests with

step-changed strain-rates (e.g. Winnipeg clay, London clay, and Belfast clay), or field

vane tests with different rotation-rates (e.g. Backebol clay).

Figure 2.8 plots the normalized undrained shear strength, SuN, (normalized by the

strength, Su, at eaxial = 1.0 min-1) versus strain-rate in a log-log scale for 11 clays. For

most clays in Table 2.2, the relationship between l o g ^ ^ ) and l o g ^ ^ , ) is apparently

linear (See Figure 2.8). Two exceptions are Haney clay and Drammen clay, as shown in

Figure 2.9. For Haney clay, when the strain-rate reduces to a threshold value of

2xlO~5mnT1 , the undrained strength becomes constant and unaffected by further

reduction in the strain-rate. Thus, the undrained strength of Haney clay becomes rate-

independent at strain-rates less than 2 xlO-5 min"1. Similar phenomenon can be seen for

Drammen clay, which has a threshold strain-rate of 5xl0~6 min"1 (Berre and Bjerrum,

1973). Even so, it is noted that when s > 2x10 5 min"1 for Haney clay and

E >5xl0~6 min-1 for Drammen clay, the relation of l o g ^ ^ ) -\og(s) is essentially

linear as seen for the other clays.

Therefore, a linear l o g ^ ^ ) - log(^) relationship can be obtained for each of 11

clays shown in Figure 2.8 for the range of strain-rates investigated (up to 4 orders of

magnitude). For Haney and Drammen clays, the linear relationship has a termination

point, corresponding to a threshold strain-rate below which Su is rate-insensitive. This

phenomenon may also occur in other natural clays at very low strain-rate.

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31

Interrelationship between a.uc and a_Qti

As summarized in Table 2.2 and Figure 2.10, the rate-sensitivity parameter, a,

measured from rate-controlled undrained tests (a . u c ) and oedometer tests (a.oed) appears

to be unique even though the stress paths in these two tests are different. The best

agreement has been found for Winnipeg clay where the difference between a_uc and a_oed

is only 0.001; whereas St. Jean Vianney clay has the worst agreement between a_uc and

«.oed, where the discrepancy is 0.007: This may be attributed to the natural variability of

clay samples and experimental error due to the triaxial equipment used ( See Vaid et al.

1979 and Roberson 1975). As also shown in Figure 2.10, the hollow circles representing

the interrelationship between a.uc and a.oed fall within the range of the bounded lines

that deviate +0.005 from the 1:1 line for the clays except Belfast clay (-0.006) and SJV

clay (-0.007). In general, the rate-sensitivity parameter, a , measured from rate-

controlled undrained and rate-controlled oedometer tests appear to be consistent.

However, more data over a wider range of the a values would be required for a more

definite conclusion to be drawn.

Exponential Flow Function

Figure 2.11(a) shows a comparison of the relationship between <j'p and saxial

derived from the power law (Equation [2.13]) and exponential law (Equation [2.14]) flow

functions, together with data from select clays (e.g. Batiscan, Winnipeg, Gloucester, and

Drammen clay). For Batiscan clay, Winnipeg clay, Drammen, and Gloucester clay, both

power law and exponential laws seem to fit well with the laboratory data over the range

of strain-rate measured. The difference between these two flow functions is negligible

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32

compared with the data. However, Figure 2.11(b) shows the results from laboratory tests

and field observations by Leroueil et al. (1983) for the Gloucester case. The data in

Figure 2.11(b) does not agree well with the exponential flow rule and the data suggest a

linear to slightly concave up relationship. From this comparison, it appears that a power

law is more representative of data over a large range of strain-rates than the exponential

law.

2.3.3 Secondary compression

As previously shown, the rate-sensitivity in oedometer compression tests and in

undrained triaxial compression tests can be quantified by the magnitude of a .

Furthermore, it is not clear if the parameter a can be used to characterize other viscous

behaviour, such as the time-dependent creep deformation that occurs in secondary

compression.

Table 2.2 summarizes a obtained using Equation [2.19], and Cr, Cc, and Ca for

11 clays reported in the literature. In some cases, Cr was not reported (e.g. for Winnipeg

clay, Belfast clay and Ska Edeby clay). For these cases Cr was deduced from the typical

relationship of Cr = Cc/10 from Holtz and Kovacs (1981). For all other clays, however,

Cr, Cc, and Ca were obtained directly from published experimental data, using higher

incremental loading stresses to minimize the possible influence of clay structure and

destructuration during secondary compression (Leroueil and Vaughan 1990; Burland

1990). Appendix C summarized the determination of these parameters.

Referring to Table 2.2 and Figure 2.12, it can be seen that acreep obtained from

Cr, Cc, Ca, and Equation [2.19] is in a good agreement with a_otAand a_uc . The best

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33

match was found for Sackville clay, where the difference is only 0.0001; whereas the

worst match was for San Francisco clay with a discrepancy of 0.012. It should be noted

that the samples used to measure a and a.uc were obtained respectively by

independent researchers (Arulanandan et al. 1971; Lacerda 1976) from different locations

and different depths. Again, considering the natural variability of clay and the potential

influence of clay structure during compression, the general match among acreep, a_otd and

or.uc is very encouraging.

2.3.4 Summary

In the preceding sections, the viscous behaviour in constant-stress tests and rate-

controlled tests was evaluated, using experimental data for 19 clays from Europe to North

America (see Table 2.1 for the references). The key observations are summarized below:

All of the clays summarized in this study exhibit an essentially linear relationship

between sa and Su , or between sa and ay p for strain-rates over 2 to 4 orders of

magnitude. This observation is consistent with Equations [2.11] and [2.12], which were

derived from EVP theory. For Haney clay and Drammen clay, the linear relationship has

a termination point at a threshold strain-rate, below which the undrained strength is rate-

independent. This is consistent with the concept of a static yield surface.

The strain-rate parameter, a, is unique for each of the 14 clays in Figure 2.13

regardless the type of experiment used to measure it. As shown in Table 2.2, the value of

acreep obtained from secondary compression using Equation [2.19] agrees well with a.oed

and aac measured from rate-controlled tests (oedometer and undrained tests,

respectively). Figure 2.13 compares auc, a and a.oed with the corresponding «avg

Page 56: Guangfeng Qu _PhD Thesis

34

for 14 clays. From this figure, it can be seen that most symbols fall in a narrow range of

± 0.005 from the 1:1 line. This is encouraging from an engineering point of view and it

suggests the viscous behaviour in rate-controlled tests (rate-dependency of yield stress)

and stress-controlled test (time-dependency of secondary deformation) have an inherent

correlation through the parameter, a .

Appendixes D and E discusse other factors that may have an impact on a, such

as temperature, plasticity index, liquidity index, and destructuration.

2.4 Selection of Parameters

An EVP model can be developed by coupling viscosity with conventional

elastoplastic theory. Thus, the parameters required in such a model can be divided into

two groups: elastoplastic and viscosity-related. If critical state concepts are adopted, the

elastoplastic parameters include e , v , A (= Cc /ln(10)), K (= Cr /ln(10)), M , and a

suitable yield surface function Ffo'^ ,e^ol), where e is void ratio, v is Poisson's ratio,

A and K can be estimated from oedometer compression tests, M can be obtained from

the constant volume effective friction angle, and svvpol is the plastic volumetric strain. The

parameters, A and K , can be determined from oedometer compression test or isotropic

compression test, and M is the slope of the critical state line. Methods to determine these

elastoplastic parameters can be found in the literature (e.g. Roscoe and Burland 1968;

Chen and Mizuno 1990; and Atkinson 1993). In addition, the yield surface can be

estimated from the stress path in undrained triaxial compression tests or determined more

precisely from a series of stress-path probing tests (e.g. Tavenas et al. 1979, Leroueil et

al. 1979; DeNatale 1983). To avoid repetition, only measurement of the three viscosity-

Page 57: Guangfeng Qu _PhD Thesis

35

related parameters, a, o*^, and yvp, are discussed below.

2.4.1 The measurement of a

The parameter, a , can be determined from either multiple CRS drained isotropic

compression tests, multiple CRS drained oedometer compression tests, or multiple CRS

undrained triaxial compression tests undertaken using various strain-rates. To minimize

the influence of natural variation, compression tests can be performed on one specimen

with step-changed strain-rates, from which the stress-strain curves at various constant

strain-rates can be interpolated (e.g. Richard and Whiteman 1963; Graham et al. 1983).

Examples of the step-changed strain-rate approach are shown in Figure 2.14. The

measured yield stresses can be plotted against the corresponding strain-rates in a log-log

scale, as illustrated previously in Figure 2.2abc. The slope of the regression line passing

through experimental data gives the magnitude of a.

If CRS drained oedometer or isotropic compression tests are adopted, the strain-

rate should be low enough to avoid generating significant excess pore water pressure,

since the pore water pressures vary within a specimen causing difficulties in

determination of the applied effective stress. The study on Batiscan clay (Leroueil et al.

1985) indicated that excess pore pressure was undetectable for strain-rates lower than

3xl0~6/min in CRS oedometer tests on specimens 19mm high and 50.8mm in diameter.

In addition, a can be obtained using Equation [2.19], where Ca , Cc, and Cr can

be measured from an oedometer consolidation test or K'0 triaxial test. This approach

provides an additional way to check a measured from CRS compression tests and it

permits evaluation of the consistency of different experiments. It is noted that this

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36

approach should be carefully used for structured natural clays, considering the influence

of destructuration on the measured values of Ca and Cc during the compression loading.

Ideally, Ca should be measured for load increments in the intrinsic state as shown in

Figure 2.15.

2.4.2 The measurement of <r'g a n d x p

cr'j^ and yvp can be determined from the linear log-log relationship obtained

during the measurement of a (see Figure 2.2). The first step is to examine the log-log

plot, and if the clay has a threshold strain-rate below which rate effects stop, Option A

can be used. If such a termination point does not exist, Option B can be adopted. Option

A and B are discussed below.

Option A

Referring to Figure 2.9, the undrained shear strength of Haney clay is rate-

sensitive for strain-rates in excess of 2xl0~5 /min . This signifies that Point E on the

static yield surface has been reached at eaxial = 2xl0"5 /min (see Figures 2.2c and 2.3a).

Correspondingly, as shown in Figure 2.9, the normalized static strength S^ is 0.65,

which gives S(u

s) = 268kPa (see Vaid and Campanella,1979). As a result, the static yield

surface intercept, <r'j^, is:

^ A S W [2.20]

where A is a constant which can be derived from the yield surface function (see Point E

and A in Figure 2.3b). For Haney clay, cr'^ =515kPa since A s 0.5 (see Vaid and

Campanella, 1977), and the fluidity parameter is yvp = V3?2x 2xl0"5 /min

Page 59: Guangfeng Qu _PhD Thesis

37

«2xlO~5min_1 (see Figure 2.2c). This approach can be applied to obtain the

parameters, cr'j^ and yvp, for Drammen clay (see Figure 2.9) and any other clay which

exhibit a threshold strain-rate in their log(iS'K ) versus log(£aj.ia/) relationships.

Alternatively, cr'^ a n d ^ can be obtained from the log(<r'p) versus log(f raa /)

relationship. For example, Figure 2.16 shows the variation of <r' with strain-rates for

Berthierville clay at a depth of 3.9-4.8m (Leroueil et al. 1988). The termination point

corresponding to static state can be reached at eCDdal = 9xl0~7 /min. As a result, the

fluidity parameter is yvp = V5/"3x 9xl(T7 /min «lxl0~6 /min (see Figure 2.2b).

Correspondingly, in Figure 2.16, the normalized static preconsolidation pressure is 0.92,

which gives cr'^)=79.8kPa (see Leroueil et al. 1988). The resultant static yield surface

intercept, cr'JJ, is:

< ) = A p X < [2-21]

where Ap is a constant which can be derived from the yield function and K'0 (see Point

A and C in Figure 2.3b).

OptionB

For cases where laboratory testing has not been done at strain-rates slow enough

to identify a termination point (e.g. Points C or E in Figures 2.2b and 2.2c), the fluidity

parameter, yvp, can be estimated from engineering cases.

Figure 2.17 shows the log(cr'p) versus l o g ( ^ a , ) relationship obtained from

laboratory and in situ observations for St. Alban clay (3.1-4.9m). An additional example

is presented in Figure 2.11b for Gloucester clay. For these two cases (Leroueil et al.

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38

1983 and 1988), the termination point has not been reached for strain-rates as low as

1(T8 min -1. Consequently, it appears that the strain-rate, 10~8 min-1, can be taken as the

upper bound of the fluidity parameter, yvp. Figure 2.7 shows that for strain-rates lower

than 10~10 muT1, the completion of 1% strain requires more than 190 years, which is out

of practical interest for engineers. Thus, for St. Alban clay and Gloucester clay, the

fluidity parameter, yvp , can be taken from the range between the upper bound

(10~8 min"1) and lower bound (1(T10 min-1).

Next, according to the assumed yvp, the parameter a'^ or S^s) can be easily

estimated from the log( a'^) versus log( saxial) relationship or the log( S^s)) versus

l°g(£axiai) relationship (see Figures 2.2b and 2.2c). Consequently, the resultant <r'^ can

be obtained through Equations [2.21] or [2.20]. However, the value of cr'^ deduced

from these upper and lower bounds yvp should not result in yield stresses below the

initial in situ stress state of the clay.

Using Option B, the EVP constitutive model would be conservative and capable

of accounting for rate-effects for the service life of most engineering projects (e.g. for 50

years if the strains do not exceed 5% ± ). In addition, if the actual yvp is higher than the

assumed value, the prediction on long-term settlement and stability by the EVP model

will be on the conservative side.

2.5 Summary and Conclusion

This chapter has evaluated the viscous response of the clays reported in the

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39

literature with the intent to examine if the viscous response of clay during drained and

undrained CRS laboratory tests and during drained constant stress tests can be described

within a general elastic viscoplastic theory. Both power law and exponential flow laws

have been used in conjunction with EVP theory to explicitly derive equations relating Su

and a'p versus strain-rate. The folio wings summarize the main findings:

1) A linear log -log relationship between strain-rate and preconsolidation pressure

(cr'p) or undrained shear strength (Su) can be obtained from the rate-sensitivity response

of all 19 clays for the ranges of strain-rate studied. This is consistent with the theoretical

equations derived from the power law EVP model.

2) This study shows strong evidence suggesting that the rate-sensitivity

parameter, a , measured from three different types of experiments (CRS undrained

triaxial compression, CRS oedometer compression, and oedometer creep tests) is

consistent for the clays studied. This consistency indicates that the viscous responses of

clay are inherently related and consequently it is possible to account for these apparently

different viscous behaviours using a single phenomenological constitutive theory.

3) In the EVP framework, a power law flow function appears more appropriate

than an exponential law flow function, especially for the cases involving a large range of

strain-rates and it is consistent with Ca from secondary compression theory.

4) The viscous response of the clays presented in this chapter can be fully

interpreted using the EVP framework with a power law flow function, provided a suitable

yield function, ^(cr^,^.) with an appropriate aspect ratio, A, is chosen. The rate-

sensitivity of & and 5„ and the time-dependency during secondary compression can be

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40

described using a single set of viscosity parameters, a, cr'^, and^vp. Particularly, the

minimum undrained strengths observed from the behaviour of Haney, Drammen, and

Berthierville (3.8-4.8m) clays appears to confirm the concept of the static yield surface in

the EVP model.

5) A link between the isotache concept and the EVP framework has been

demonstrated. Both of these two theories have been developed based on a unique

<j' -svp -e relation.

6) Novel and straightforward guidance has been provided to select and measure

all three viscosity-related parameters.

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41

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Leroueil, S., and Vaughan, P.R. 1990. The general and congruent effects of structure in

natural soils and weak rocks. Geotechnique, 40(3): 467-488.

Leroueil, S., Samson, L., and Bozozuk, M. 1983. Laboratory and field determination of

preconsolidation pressures at Gloucester. Canadian Geotechnical Journal, 20(3):

477-490.

Page 66: Guangfeng Qu _PhD Thesis

Leroueil, S., Kabbaj, M., and Tavenas, F. 1988. Study of the validity of a a - sv - £v rate

model in in istu conditions. Soils and Foundations, 28(3): 13-25.

Leroueil, S., Kabbaj, M., Tavenas, F., and Bouchard, R. 1985. Stress-strain-strain-rate

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159-180.

Lo, K.Y. 1961. Secondary compression of clays. Journal of Geotechnical and

Geoenvironmental Engineering, 87(4): 61-87.

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Mesri, G., and Castro, A. 1987. Ca / Cc concept and k'o during secondary compression.

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clay. In Engineering Plasticity, pp. 535-609.

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the Sackville test embankment. Canadian Geotechnical Journal, 35(3): 500-516.

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University of Technology, Gothenburg, Sweden.

Sheahan, T.C. 1995. Interpretation of undrained creep tests in terms of effective stresses.

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Page 68: Guangfeng Qu _PhD Thesis

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dependent behaviour of a stiff sedimentary clay. Geotechnique, 57(1): 113-124.

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319-326.

Tavenas, F., Leroueil, S., La Rochelle, P., and Roy, M. 1978. Creep behaviour of an

undisturbed lightly overconsolidated clay. Canadian Geotechnical Journal, 15(3):

402-423.

Taylor, D.W. 1948. Fundamentals of soil mechanics. John Wiley, New York.

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Soft Clays. Bangkok, pp. 387-397.

Vaid, Y.P., and Campanella, R.G. 1977. Time-dependent behavior of undisturbed clay.

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Jean-Vianney clay. Canadian Geotechnical Journal, 16(1): 35-42.

Wiesel, C.E. 1973. Some factors influencing in situ vane test results. In Proc. 8th

ICSMFE. Moscow, Vol. 1.2, pp. 475-479.

Page 69: Guangfeng Qu _PhD Thesis

47

Yin, J.-H., Zhu, J.-G., and Graham, J. 2002. A new elastic viscoplastic model for time-

dependent behaviour of normally and overconsolidated clays: Theory and

verification. Canadian Geotechnical Journal, 39(1): 157-173.

Zhu, G., and Yin, J.-H. 2000. Elastic visco-plastic consolidation modelling of clay

foundation at Berthierville test embankment. International Journal for Numerical

and Analytical Methods in Geomechanics, 24(5): 491-508.

Page 70: Guangfeng Qu _PhD Thesis

Tab

le 2

.1

Geo

tech

nica

l pro

perti

es o

f 19

cla

ys

1 2 3 4 5 6 7 8 9 10

Cla

y N

ame

Rec

onsi

tute

d L

ondo

n cl

ay,

Eng

land

Rem

olde

d B

osto

n bl

ue

clay

, Uni

ted

Stat

es

Win

nipe

g, C

entr

al C

anad

a

Glo

uces

ter

clay

, C

anad

a

Bat

isca

n cl

ay,

Can

ada

St. A

lban

cla

y, C

anad

a

Han

ey c

lay,

Can

ada

Hon

g K

ong

mar

ine

clay

, H

ong

Kon

g

Dra

mm

en c

lay,

Nor

way

St. J

ean

Via

nney

cla

y,

Can

ada

Ref

eren

ces

Lo

1961

;Sor

ense

n et

al.2

007;

G

aspa

rre

et a

l.200

7

Tay

lor

1948

Gra

ham

et

al.1

983

Law

, 197

4; L

o et

al,1

976;

L

erou

eil

et.

al,1

983

Ler

ouei

l et

al.

1985

;

Tav

enas

and

Ler

ouei

l,197

8;

Gra

ham

et a

l,198

3;

Vai

d an

d C

ampa

nella

,197

7

Yin

et

al. 2

002

Bje

rrum

196

7;

Ber

re a

nd B

jerr

um,

1973

;

Vai

d et

al,1

979

Wat

er

Con

tent

(%

)

23

39.9

60

60

79.6

90

57.4

51

42

Liqu

id

Lim

it (%

)

60

45.4

77

52

43

50

44

60

62

36

LI

(%)

0.08

0.77

0.62

1.27

2.74

2.74

0.92

0.65

1.38

PI

(%)

40

23.7

45

30

21

23

18

31.5

31

16

St

N/A

N/A

3

N/A

125

14

8

N/A

N/A

100

c c

c

Cc =

0.38

6, C

r =0.

184,

Ca

=0.0

36

CJC

C

=0.

018,

Cr =

CJ1

0

Cc

=1.4

95,

Cr =

0.05

8,

Ca

=0.

061

Cc=

0.24

, C

r = C

c/10

CJC

C

=0.

03

Cc

=0.

0793

, C

r =0.

018,

Ca

=0.0

025

Cc=

0.45

, C

r =0.

055,

Ca

=0.0

16

-1^

00

Page 71: Guangfeng Qu _PhD Thesis

Tab

le 2

.1

Geo

tech

nica

l pro

perti

es o

f 19

cla

ys (C

ont.)

11

12

13

14

15

16

17

18

19

Cla

y N

ame

Bel

fast

cla

y, N

.Ire

land

Sack

ville

cla

y,

Can

ada

Ska

Ede

by c

lay,

Sw

eden

Bac

kebo

l cl

ay (

7m),

Sw

eden

Ber

thie

rvill

e cl

ay,

Can

ada

St C

esai

re c

lay,

C

anad

a

Lou

isev

ille

clay

, C

anad

a

San

Fran

cisc

o B

ay M

ud.

Uni

ted

Stat

es

Led

a cl

ay,

Can

ada

Ref

eren

ces

Gra

ham

et

al,1

983

Hin

chbe

rger

199

6;R

ow a

nd

Hin

chbe

rger

199

8.

Wie

sel,1

973;

Mes

ri e

t al

. 199

5

Sallf

ors

1975

; Tor

sten

sson

19

77;L

erou

eil

et a

l 19

85.

Ler

ouei

l et

al.

1988

; Z

hu a

nd Y

in 2

000;

K

im a

nd L

erou

eil,2

001;

Ler

ouei

l et

al.

1985

Ler

ouei

l et

al.

1985

Aru

lana

ndan

et a

l. 19

71;

Lac

erda

197

6;

Kav

azan

jian

and

Mit

chel

l 19

80

Cra

wfo

rd,

1965

Wat

er

cont

ent

(%)

70

61

102

62

84.8

76.5

100

55

Liq

uid

Lim

it (%

)

90

47

99

46

70

70

93

31

LI

(%)

0.67

1.74

1.05

1.67

1.34

1.15

1.15

4

PI

(%)

60

19

65

24

43

43

48

8

St

7.5

N/A

25

22

28

~7

>50

c c

c

CJC

C =

0.05

,

Cr=

CJ1

0

Cr

=0.0

7;, C

c =

0.64

6,

Ca

=0.

0312

CJC

C =

0.05

,

Cr=

CJW

Cr

=0.

027,

Cc =

0.49

7,

Ca

=0.0

27

Cr=

0.1,

Cc

=0.7

5, C

a =0

.05

-1^

Page 72: Guangfeng Qu _PhD Thesis

Tab

le 2

.2

Sum

mar

ized

a

for

19 c

lays

1 2 3 4 5 6 7 8 9 10

11

Cla

y N

ame

Rec

onsi

tute

d L

ondo

n cl

ay,

Eng

land

R

emol

ded

Bos

ton

blue

cla

y ,

Uni

ted

Stat

es

Win

nipe

g, C

entr

al C

anad

a

Glo

uces

ter

clay

, C

anad

a B

atis

can

clay

, C

anad

a St

. Alb

an c

lay,

C

anad

a

Han

ey c

lay,

Can

ada

Hon

g K

ong

mar

ine

clay

Dra

mm

en c

lay,

Nor

way

St. J

ean

Via

nney

cla

y,

Can

ada

Bel

fast

cla

y, N

.Ire

land

Ref

eren

ces

Lo

1961

;Sor

ense

n et

al.2

007;

G

aspa

rre

et a

l.200

7

Tay

lor

1948

;

Gra

ham

et

al.1

983

Law

,197

4; L

o et

al,1

976;

L

erou

eil

et.

al,1

983

Ler

ouei

l et

al.

1985

; M

esri

et a

l. 19

95

Tav

enas

and

Ler

ouei

l, 19

78;

Gra

ham

et

al,1

983

Vai

d an

d C

ampa

nella

,197

7

Yin

et a

l. 20

02

Bje

rrum

196

7;

Ber

re a

nd B

jerr

um,

1973

Vai

d et

al.1

979

Gra

ham

et

al,1

983

"-«

fr

om

tria

xial

co

mpr

essi

on

(13

clay

s)

0.02

3

0.02

4

0.03

1

0.03

7

0.04

1

0.04

4

0.05

1

0.04

5

0.04

6

«-oe

d

from

oe

dom

eter

co

mpr

essi

on

(12

clay

s)

0.03

0

0.03

5

0.04

7

0.04

1

0.04

8

0.05

2

0.05

2

CI cr

eep

From

E

q.[2

.19]

(1

1 cl

ays)

0.01

8

0.02

0

0.04

3

0.03

3

0.04

1

0.04

1

0.05

6

(the

av

erag

e va

lue)

0.02

1

0.02

4

0.02

7

0.03

8

0.04

0

0.04

1

0.04

1

0.04

3

0.04

7

0.04

9

0.05

1

o

Page 73: Guangfeng Qu _PhD Thesis

Tab

le 2

.2

Sum

mar

ized

a

for

19 c

lays

(Con

t.)

12

13

14

15

16

17

18

19

Cla

y N

ame

Sack

ville

cla

y,

Can

ada

Ska

Ede

by c

lay,

Sw

eden

Bac

kebo

l cl

ay (

7m),

Sw

eden

Ber

thie

rvill

e cl

ay,

Can

ada

St C

esai

re c

lay,

C

anad

a

Lou

isev

ille

clay

, C

anad

a

San

Fran

cisc

o B

ay

Mud

. U

nite

d St

ates

Led

a cl

ay, C

anad

a

Ref

eren

ces

Hin

chbe

rger

199

6;

Row

and

Hin

chbe

rger

199

8.

Wie

sel,1

973;

Mes

ri e

t al.

1995

Sallf

ors

1975

; Tor

sten

sson

19

77;L

erou

eil

et a

l 198

5.

Ler

ouei

l et

al.

1988

; Z

hu a

nd Y

in 2

000;

K

im a

nd L

erou

eil,2

001;

Ler

ouei

l et

al.

1985

Ler

ouei

l et

al.

1985

Aru

lana

ndan

et

al. 1

971;

L

acer

da 1

976;

K

avaz

anjia

n an

d M

itche

ll 19

80

Cra

wfo

rd,

1965

«-u

c

from

tr

iaxi

al

com

pres

sion

(1

3 cl

ays)

0.05

3

0.05

4

0.05

3

0.06

5

«-oe

d

from

oe

dom

eter

co

mpr

essi

on

(12

clay

s )

0.05

8

0.05

6

0.06

7

0.06

9

0.10

4

cree

p

From

E

q.[2

.19]

(1

1 cl

ays)

0.05

3

0.05

6

0.05

7

0.07

7

(the

av

erag

e va

lue)

0.05

3

0.05

5

0.05

6

0.05

7

0.06

7

0.06

9

0.07

1

0.10

4

Page 74: Guangfeng Qu _PhD Thesis

52

Figure 2.1 Illustration of [G24]models for elastic viscoplastic materials

b)

c'P -V«P ^axial I

a , —a axial v

V °> J

c) d)

Critical state line

Page 75: Guangfeng Qu _PhD Thesis

Figure 2.2 Illustration of relations between strain-rate and yield stress (or

shear strength) in strain-rate controlled tests

(a)

- Derived from the EVP mbdel with a power law flow function

-

-.

-

'.. 0, ( »L- ' - A

— _ . rpy _ -r

1 1

* 1 1-

:

; ...^ —

1 i —

4 y

, j .

t

j : ~

• < 1 i

'

*

Ta

i \ •

i

-, . -

' !

Axial Strain Rate, min"1, in log scale

(b)

I

• Derived from the EVP model with a power taw flow function

-

, ,

'7\JfvZ-'Qyt _~"~~•*—'•— ~-y

1 ; ' ~ \ — i —

- - 'eyS

1 / * • / - X * "

t

1 1 *1 1 — -

Sf \

\

i

> D

or

(c) Axial Strain Rate, min '\ in log scale

I xittfi

u

....

._

I l ' l .

mvi

i . i

'• - I ' l l

.,i..L

J_L,

diffpn

5<

-:-f

S~7 "TIT

;v

j lheif

.......... 1)

(7 ill Lrv*f 3 !:

U =V

i m

: i

%

I

utfel with'ra p

•J f-i4-

-2-1 -r I r !

<

• • < •

^

H--

Swef:

*>

j —

I -

IS iv tlov

a

ur

MtinSJj

r-t-f

4-4 H

i | fill

5h:

"*p

J_j

• : i i i . i

.iillJRLI!

^ ,,L|J

i iii i ill : ..1

i ;H

i : l j

nt i..f...

r~i|:|--

-•

i i

-1:1

11

J Axial Strain Rate, min1 , in log scale

Page 76: Guangfeng Qu _PhD Thesis

Figure 2.3 The link between the EVP model and the isotache concept

(a) Yield surface family for the EVP model

(b) The correlation between dynamic yield surfaces and isotaches on stress space.

Critical state line

Isotach contour

a(s) 4 7 B a my m

Page 77: Guangfeng Qu _PhD Thesis

Figure 2.3 The link between the EVP model and the isotache concept (Cont.)

(c) The relationship between the magnitude of a and the spacing for isotaches

y[2J2

0 I -104 v«Wi

Isotaches

high

Page 78: Guangfeng Qu _PhD Thesis

Figure 2.4 The influence of the power law and exponent law flow functions on the

relationship between yield stress and strain-rate

CO Q. j £

CO o CO

o

b CD i _ 3 CO CO

Q . ^ CO > O Q. 2 o CO

Strain Rate, mirf1, in log scale

Page 79: Guangfeng Qu _PhD Thesis

57

Figure 2.5 Typical compression curve for secondary compression.

Ae

EOP: End of excess pore pressure dissipation

h log(time)

Page 80: Guangfeng Qu _PhD Thesis

Figure 2.6 Ranges of strain-rates in laboratory tests and in situ (modified from

Leroueil and Marques, 1996)

' ^taiirrate range" SniFifeldtohaVieur

l1

strain rate range ,1 In abpratory test

\ f -j- i ' ' "S . I. ... . . . . j ^ . -1 f i 1- -t Berttatefvite-Ol -

-J|..M t

|M&?4 'jpRS)oeBomet«r

strain rate range in Varje shear test

-A,

5b3 pictocpster

* !r - 1 j i " " " — • |T « H ^ Jriftrsined shear test

Time required for"!*?* strpfn Years years

1 i . . . , i MsJwtris i,daysi!.;

foMfl^strair. ^ r $ y ^ year l.'tto^h

• <

$e$ofids i

1 Mins >.

10-13 -(o-12 1011 10-'° 10"9 10"8 10"7 10"6 10"s 1CH 10"3 10"2 10"1 10° Strain rate, /m in

58

10-9 10"8 10"7 10"6 10s 10"4 10"3 10-2 10-1 10° 101 102 103

Equivalent strain rate with unit of %/hr

Page 81: Guangfeng Qu _PhD Thesis

Figure 2.7 Relationship between preconsolidation pressure, a'p, and strain-rate,

£ m i a i , i n log-log scale

CD Q .

CO CO

0

c o TO

"o (/) C

8 CD

c CO

co Q. Q. <

102 10"1

Strain rate, /min

A • O

• « n T O + V X

»

Batiscan clay Backebol clay Louiseville clay St Cesaire clay Gloucester Clay Belfast clay Winnipeg clay Drammen clay St.Jean Vianney clay Ottawa Leda clay Berthierville clay St. Alban clay

Page 82: Guangfeng Qu _PhD Thesis

60

Figure 2.8 Relationship between undrained strength, Su, and axial strain-rate, saxial,

in log-log scale

1

.9

.8

.7

I 6

n • w

CO

CO II z

co3

.5

.3

I

a=0.023 I

- a=0.0244\^= = 5 j f =«==3S==

o|=0.031'Jf ^

a=0.0441 -

a=0.046 a

a=0.065\

0

a=0.053/

|

|

- ^3^ <*^^"^

• D • V A

e A

• ©

'

a=0. 0 3 7 . ^ - *

a=0.045

Backebol clay Belfast clay Winnipeg clay Ottawa Leda clay Remolded Boston blue clay Gloucester Clay St.Jean Vianney clay Sackfill clay Hong Kong Marine clay San Francisco Bay Mud London clay

1 1

10-' 10"! 10"' 10-: 10": 10-' 10°

Strain rate, /min

Page 83: Guangfeng Qu _PhD Thesis

61

Figure 2.9 Relation between undrained strength and axial strain-rate for Drammen

clay and Haney clay

1 -

0.9

!E o.8 E

T—

II

ate

^ 0.7 CO —

3

CO II 2

W 0.6

0.5

0 Drammen clay o Haney clay

s 1 1

1 1 I

i

I o y

a=0.046| . r £ r

i<5/^ i f9dX s ^T JZf

•° T i X 1 !

1 y | i i

— c o - \ w \ ! | 0 1 ! ! 1

\ I 1 ^ I 1 4 E - d / m i n 1 • ' ' i

' 5

2El-5/min |

10-7 1Q-6 10-5 10-4 10-3 1Q-2 10-1 10°

Strain rate, /min

Page 84: Guangfeng Qu _PhD Thesis

62

Figure 2.10 Comparison of a estimated from rate-controlled oedometer tests and

undrained triaxial tests ( See Table 2.2).

CO CO CD

CD

c CO k-

T3 C

T3 CD

C o o cb *-* CO k_

E p

a o e d V S - a c r e e p

0.00 0.00

a from rate-controlled oedometer tests, a

Page 85: Guangfeng Qu _PhD Thesis

63

Figure 2.11 Evaluation on the ability of exponential and power law flow functions to

represent the relationship between preconsolidation pressure and strain-

rate

(a) Experiment results from Batiscan clay, Backebol clay, Gloucester clay, and Drammen

clay

a. 400

300

E 200 c o

' • * - •

CO ;u "o » c o o £ 100

c 2 cc Q. Q. <

A •

Batiscan clay Backebol clay Gloucester Clay Drammen clay Regression line using exponential flow function Regression line using power law flow function

-10-3 10-2 -10-1

Strain rate, /min

Page 86: Guangfeng Qu _PhD Thesis

Figure 2.11 Evaluation on the ability of exponential and power flow functions to

represent the relationship between preconsolidation pressure and strain-

rate (Cont.)

(b) Results measured from lab and in situ for Gloucester clay (data from Leroueil et al.

1983)

200 CO

a.

CO

3 (A V)

C

,o CO

TO o CO c o o CD

c 5 CO O. CL <

10-2

Strain rate, /min

Page 87: Guangfeng Qu _PhD Thesis

65

Figure 2.12 Comparison of a estimated from secondary consolidation tests, rate-

controlled oedometer tests, and undrained triaxial tests (See Table 2.2).

O aoedv.s.au

a> o

(A • * - » (0

E o

T3 a; o

•o

c o o a>

£ o

of v s a

o o o

o a. CD

•4-*

CO

0

C o o </i tn a) CO

E p

0.00

a from rate-controlled undrained tests, a uc

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66

2.13 Comparisons of a.uc , a_ot&, and a with a avg

.10

.08 lower bound

005

06 -Hong Kong njailrrerclay^J Raticr»an H a w 1

.04

.02 4

0.00 0.00 .02 .04 .06 .08 .10

avg

Page 89: Guangfeng Qu _PhD Thesis

67

Figure 2.14 Typical triaxial compression curves with step-changed strain-rates.

o

i

0.6 -

0.5 -

0.4 -

0.3 -

0.2 -

0.1 -

0.0 -

°1c

r

Confining pressure.kPa Axial strain rate

16%/h

0.255/h ~""~-'

i i

= 5%/h 0.5%/h

0.05%/h

i

f— Belfast clay (Graham, et al. 1983)

Winnipeg clay (Graham, et al. 1983)

i i

10 15 20 25 30

Axial Strain, %

Page 90: Guangfeng Qu _PhD Thesis

2.15 Illustration of the preferred range of load increment for the measurement

of C„

Compression curve on intact specimen

Structure effect

Compression curve on remolded specimen

Estimate Ca

for load increments exceeding Point A

5*

Vertical Effective Stress, a'v, in log scale (kPa)

Page 91: Guangfeng Qu _PhD Thesis

Figure 2.16 Normalized a' -e relationship at 10% vertical strain (sv -10%) for

Berthierville clay at a depth of 3.9-4.8m (data from Leroueil et al. 1988)

i

o

¥ • C O

Atev=10%

lab: A

in situ:—

Berthierville at a depth of 3.9-4.8;m

0.9

0.8 1 0 - 9 -I o-4 -to-3

Strain rate, /min

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70

re 2.17 Normalized a'p-s relationship at 10% vertical strain (ev = 10%) for St.

Alban clay from both laboratory tests and in situ observance (data from

Leroueil et al. 1988)

Ate =10%

lab: • ^aint Alban clay jat a depth of 3.1 -4.9m

in situ:—

10-4 10-3

Strain rate, /min

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CHAPTER 3

A VISCOPLASTIC CONSTITUTIVE APPROACH FOR RATE-

SENSITIVE STRUCTURED CLAYS

3.1 Introduction

It is generally recognized that most geologic materials are structured to some

degree (e.g. Leroueil and Vaughan 1990; and Burland 1990; Malandraki and Toll 2000).

For natural clay, there are two general forms of structure: (i) macrostructure which refers

to visible features such as fissures, joints, stratification and other discontinuities in an

otherwise intact soil mass (Lo and Milligan 1967; Lo 1970; Bishop and Little 1967; and

Lo and Hinchberger 2006) and (ii) microstructure which arises from fabric effects and

inter-particle bonding or cementation (Mitchell 1970). Although both types of structure

can strongly influence the engineering response of natural clay, macrostructure such as

fissures and joints can be seen with the naked eye and treated in engineering mechanics

either by introducing joints and/or contacts between discrete elements of intact material

(Cho and Lee 1993; Chen et al. 2000; Li et al. 2007) or by adopting a mass strength for

the clay (Lo 1970 and Lo and Hinchberger 2006). In contrast, the influence of

microstructure is comparatively more difficult to assess in part due to its microscopic

nature. Consequently, the majority of studies reported in the literature over the past 20 to

30 years have focused on either characterizing the influence of microstructure on the

strength and stiffness of natural clay (Leroueil and Vaughan 1990; Burland 1990;

Gasparre et al. 2007; Sorensen et al. 2007; etc.) or on constitutive proposals that include

A version of this chapter has been submitted to Canadian Geotechnical Journal 2007

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72

the effects of microstructure (Baudet and Stallebrass 2004; Callisto and Rampello 2004;

Karstunen et al. 2005).

Typically, clay microstructure, hereafter referred to as structure, is mechanically

characterized by comparing the response of natural intact clay to that of the

corresponding reconstituted material. Examples of the influence of structure on the

mechanical response of natural clay are given in Figures 3.1 and 3.2. Figure 3.1

compares the response of undisturbed and reconstituted Bothkennar clay during

oedometer compression (Burland 1990) and Figure 3.2 compares similar behaviour for

London clay during triaxial compression (see Sorensen et al. 2007 and Hinchberger and

Qu 2007). Additional examples of the behaviour of structured clay during oedometer and

triaxial compression tests can be found in Mesri et al. (1975), Philibert (1976), and Locat

and Lefebvre (1985).

As shown in Figure 3.1, structure permits natural clays to exist at higher void

ratios than the equivalent reconstituted materials. Such a state in clay is typically

metastable leading to high compressibility when loaded past its preconsolidation pressure

(Vaid et al. 1979; Leroueil et al. 1985). In addition, structure imparts additional strength

to the soil skeleton above that which can be typically accounted for by state-parameters

such as void ratio and stress history (see Figure 3.2). Again, this additional strength is

typically metastable leading to significant post-peak strength loss with large-strain (Lo

and Morin 1972) and creep-rupture at deviator stresses exceeding the large-strain post-

peak strength (Philibert 1976). Behaviour such as that depicted in Figures 3.1 and 3.2 has

lead various researchers to conclude: (i) that the effect of structure on the mechanical

response of natural clay is as significant as state parameters such as void ratio and stress

Page 95: Guangfeng Qu _PhD Thesis

73

history, which are commonly used in traditional soil mechanics models (Leroueil and

Vaughan 1990) and (ii) it is critical to include structure and loss of structure during

straining in constitutive models for natural clays (Baudet and Stallebrass 2004).

Recently, both rate-independent (Liu and Carter 1999; Baudet and Stallebrass

2004; Callisto and Rampello 2004; and Karstunen et al. 2005) and rate-dependent (e.g.

Kim and Leroueil 2001 and Rocchi et al. 2003) constitutive models have been proposed

to model the mechanical response of structured clay. However, since most structured

clays exhibit significant strain-rate sensitivity, creep and stress relaxation (Vaid et al.

1979; Leroueil et al. 1983; Silvestri et al. 1984; Leroueil et al. 1985), constitutive models

that account for the viscous behaviour of clay are desirable. In terms of time-dependent

constitutive proposals, the 1-dimensional elastic-viscoplastic model described by Kim

and Leroueil (2001) has been shown to provide an encouraging description of the

Berthieville test embankment (Kim and Leroueil 2001). Although 1-dimensional models

can be sufficient for practical problems involving 1-dimensional settlement, they are not

suited for the study of problems involving 2- or 3-dimensional behaviour. Rocchi et al.

(2003) proposed an elastic-viscoplastic constitutive model for 2-dimensional analysis of

structured clay. This model (Rocchi et al. 2003) was a useful step forward, however, it

has been shown to only roughly describe the engineering behaviour of structured clay

during K'0 compression. Currently, a time-dependent constitutive model capable of

describing the mechanical behaviour of structured clay for generalized 2-dimensional

loading and stress-paths other than K'a -compression does not exist.

The primary objective of this chapter is to describe the extension of an existing

elastic-viscoplastic constitutive model (Hinchberger 1996; Rowe and Hinchberger 1998;

Page 96: Guangfeng Qu _PhD Thesis

74

Hinchberger and Rowe 1998) to describe the influence of structure on the engineering

behaviour of rate-sensitive structured natural clay. In the extended model, soil structure

is accounted for mathematically using a state-dependent viscosity parameter, and a

damage law that describes 'destructuration' of the clay. The model is tested by

comparing calculated and measured behavior of Saint-Jean-Vianney (SJV) clay for

constant-rate-of-strain K'a -consolidation, and both isotropically consolidated undrained

triaxial compression (CIU) tests and constant load CIU triaxial creep tests. Though these

comparisons, it is shown that a single elastic-viscoplastic constitutive model can describe

behaviour such as accelerated creep rupture, the influence of strain-rate on the peak

undrained shear strength, large-strain post-peak undrained shear strength, and the

apparent preconsolidation pressure of a structured natural clay. In addition, the

constitutive model does not rely on multiple or nested yield surfaces, which simplifies the

formulation. The research presented in this chapter suggests a potential mathematical

link between the time-dependent response of natural clay during tests involving either

constant volume shear or volumetric compression. The model and its extensions should

be of interest to researchers and practitioners in the field of soil mechanics or

geomechanics.

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75

3.2 Theoretical Formulation

3.2.1 Overstress viscoplasticity

In the following sections, the elastic-viscoplastic model proposed by Hinchberger

and Rowe (1998) is extended to account for the effect of 'structure' on the engineering

behaviour of natural rate-sensitive clay. The Hinchberger and Rowe (1998) model is a

three-parameter elastic-viscoplastic formulation based on the elliptical cap yield surface

(Chen and Muzino 1990), Drucker-Prager failure envelope, Perzyna's theory of

overstress viscoplasticity (Perzyna 1963) and concepts from the critical state framework

(Roscoe et al. 1963). Full details of the constitutive model are presented by Rowe and

Hinchberger (1998) and Hinchberger (1996). The following is a brief summary of the

model.

In the normally-consolidated stress range, the constitutive relationship is:

" y y 2G 3(1 + e)(j'm ll y 2G 3(1 + e)a'm

lJ r ^ V " da'

W))- (<V<Ni M < ^ < ] [31]

0 M<><< s ) j

where stj is the deviatoric stress tensor, a'm is the mean effective stress, Stj is

Kronecker's delta, G is the stress dependent shear modulus, K is the slope of the

e - ln(ciy) curve in the over-consolidated stress range, e is the void ratio, yvp is the

fluidity parameter, &^ I o'^ is mathematically the overstress ratio (described below)

anddF/dcrJj is the plastic potential, which is derived as a unit norm vector. The flow

function, <|>(F), in Equation [3.1] is a power law (Norton 1929) similar to functions used

Page 98: Guangfeng Qu _PhD Thesis

76

by Adachi and Oka (1982) and Kantona (1984).

For normally consolidated clay, associated flow has been adopted (see Figure

3.3). Accordingly, the plastic potential, dFjda'y , is derived using the elliptical cap

equation:

F=(o'm - l ) 2 +2J2R2 -(og> -if =0 [3.2]

where cyjj^is the dynamic yield surface intercept, 1 and R are parameters defining the

aspect ratio of the elliptical cap, and J2 is the second invariant of the deviatoric stress

tensor, stj. In the constitutive formulation, the Drucker-Prager failure envelope is used to

define the critical state viz.:

F=Mcsa^+c;s-V2l7=0 [3.3]

where Mcs is the slope of the Drucker-Prager envelope and c'cs is the effective cohesion

intercept in *J2J2 - o'm stress space. The cap parameters 1 and R are determined so that

the top of the cap (point B in Figure 3.3) is coincident with the critical state line or

Drucker-Prager envelope. Lastly, strain hardening of the static yield surface, da'$, is

proportional to incremental plastic volumetric strain, <9e , viz.:

( X - K )

Thus, for normally consolidated clay, there are eight constitutive parameters that

must be determined for this model: the compression and recompression indices, X

and K , the critical state parameters, Mcs and c'cs, the static yield surface intercept, cr' -1,

the aspect ratio of the elliptical cap, R, the power law exponent, n , and the fluidity

Page 99: Guangfeng Qu _PhD Thesis

77

parameter, yvp . The distinction between static and dynamic yield surface will be

addressed below.

In the overconsolidated stress range, the constitutive equation (Equation [3.1])

incorporates the Drucker-Prager envelope:

F=M 0 C a ' m + c ; c -V2J^ [3.5]

where M o c and c'oc define the slope and cohesion intercept of the yield envelop in

•yJ2i2 - <*'m stress space. As a result, the state boundary surface or yield surface of the

soil is denoted by A-B-C in Figure 3.3 and defined by Equations [3.2] and [3.5]. As

noted above, the Drucker-Prager equation is also used to define the critical state line. In

this study, a non-associated flow rule was required to describe the volumetric response of

Saint-Jean-Vianney Clay in the overconsolidated state. Accordingly, the parameter M

has been utilized with Equation [3.5] to define the plastic potential, dg/da'^ (see point

D in Figure 3.3) and the resultant dilatant behaviour of Saint-Jean-Vianney clay for

plastic states of stress approaching the critical state from the dry side.

In total, eleven constitutive parameters must be measured to fully define the

elastic-viscoplastic material behaviour. Although the number of constitutive parameters

is significant, the parameters can be estimated from standard incremental oedometer

consolidation, and undrained triaxial compression tests undertaken at different strain-

rates.

3.2.2 Numerical overstress

Figure 3.3 illustrates the static (or reference) yield surface, the dynamic yield

surface and the definition of overstress adopted in the elastic-viscoplastic formulation. In

Page 100: Guangfeng Qu _PhD Thesis

78

viscoplastic theory, the static yield surface defines the yield loci mobilized at very low

strain-rates. Stress states that lie inside the static yield surface are elastic. The intercept

of the static yield surface with the mean stress axis is a ' ^ . The dynamic yield surface is

used to define the level of overstress and the plastic potential, dF/dcr'y, for time-

dependent plastic flow. The intercept of the dynamic yield surface with the mean stress

axis is c'^y*. In accordance with overstress viscoplasticity (Perzyna 1963), stress states

are permitted to exceed the yield surface of the material (in this case the static yield

surface). Points D and E in Figure 3.3 illustrate two states of overstress. Referring to

Figure 3.3, a dynamic yield surface is defined passing through states of overstress (e.g.

Points D and E) and, a'jff/a'®, defines the overstress ratio (&lff/a'£j= 1.1 implies

10% overstress). The resultant rate-of-plastic flow, sjf , is governed by the flow

function, <|>(F), in Equation [3.1]. As a result, a series of isotaches exists in yJ2J2 -a'm

stress space (see Figure 3.3), which defines states of equivalent overstress or flow

potential, (|)(F). Suklje (1957) proposed similar isotaches for equal volumetric strain-

rates in the e-a'v plane. In this chapter, the concept is applied to the magnitude of the

viscoplastic strain-rate tensor in ^2J2 -<y'm stress space.

3.2.3 Modification for soil structure

Most structured soils exhibit characteristics such as creep rupture during both

drained and undrained triaxial creep tests (Vaid et al. 1979; Lefebvre et al. 1982).

Previously, this type of behaviour has been modeled using overstress viscoplasticity

theory (Perzyna 1963). For example, Adachi et al. (1987) introduced a state-dependent

Page 101: Guangfeng Qu _PhD Thesis

79

fluidity parameter in the Adachi and Oka model (1982) to account for accelerated creep

rupture of Umeda clay (Sekiguchi, 1984). Aubrey et al. (1985) describe a similar

modification of the Adachi and Oka (1982) model utilizing a damage law. Recently,

Kimoto et al. (2004) incorporated state-dependent viscosity parameters in the Adachi and

Oka (1982, 1995) model to describe strain softening of structured clay. However, in spite

of the potential of this approach, relatively little attention has been given to the use of

state-dependent viscosity parameters to describe the behaviour of time-dependent

structured clay for generalized stress states.

Here, Equation [3.1] is extended using a state-dependent fluidity parameter to

describe the engineering behaviour of structured rate-sensitive clay. In the new

formulation, the parameter, oa0, is introduced to mathematically define the structure viz.:

coo={rTlfsPYn [3.6]

and

n=lla [3.7]

where yjp is the fluidity of the structured or undisturbed clay fabric, y^p is the fluidity of

the destructed or intrinsic fabric, and n is the power law exponent from the power law in

Equation [3.1], and a is the rate-sensitivity parameter (see Chapter 2). The structure

parameter, oo0, is related to common engineering parameters as shown below.

Next, the concept of damage strain, ed , is used to define the transition from an

initially viscous state (the structured state) to a more fluid destructed state viz.:

ded = A/(l-A)(de:P1)2+A(desvp)2 [3.8]

In Equation [3.8], originally proposed by Rouainia and Wood (2000), ded is the

Page 102: Guangfeng Qu _PhD Thesis

80

incremental damage strain, d e ^ and de^p are incremental plastic volumetric and plastic

octahedral shear strains, respectively. A is a weighting parameter, which is assumed to

be 0.5 similar to Baudet and Stellebrass (2004). Lastly, an exponential damage law is

introduced to describe the process of structure degradation:

aX8d)=[l + (co0n-l .o)e-b e d]1 / n [3.9]

where b is a material parameter governing the rate of destructuration, ed is the damage

strain, 6)0 defines the initial structure and co(ed) defines the state-dependent structure

level. On inspection of Equation [3.9], it can be seen that co(ed)=a)0 for undisturbed

clay (e.g. ed = 0 ) and that co(ed) decreases to 1 as the plastic strain and consequent

damage strain becomes large. Accordingly, the fluidity parameter is a function of

damage strain:

fp(ed)=yjp lcon{ed) [3.10]

and the viscoplastic strain-rate tensor is:

^p=Yvp(ed)(<t)(F))^ [3.H]

In the extended elastic-viscoplastic constitutive model, the fluidity of the

structured clay fabric, yJp, is assumed to be significantly lower than the fluidity of the

destructured fabric, y^p. For the undisturbed structured state, plastic deformation of the

clay fabric is initially restrained by the low structured fluidity, yjp , permitting overstress

to build up relative to the static state boundary surface. However, with continued plastic

straining, damage causes the soil viscosity to break down and the clay fabric to become

more fluid. This process is commonly referred to as destructuration (Baudet and

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81

Stallebrass 2004). Thus, it is hypothesized that structure is caused by viscous bonding

between particles and that destructuration is a stress relaxation phenomenon whereby the

viscosity of the structured soil is gradually reduced due to plastic strain until eventually

the destructured or intrinsic state is reached (governed by the Hinchberger and Rowe

(1998) model). This hypothesis is tested using Saint-Jean-Vianney clay. The following

sections describe the methodology of this study and selection of material parameters for

the structured soil model.

3.3 Methodology

3.3.1 Laboratory tests

Vaid et al. (1979) reported the results of constant rate-of-strain K„ -consolidation,

and CIU undrained triaxial compression and triaxial creep tests performed to study the

time-dependent behaviour of SJV clay. The experimental program and methodology is

described in detail by Vaid et al. (1979) and Campanella and Vaid (1972). Only those

details required for the present study are repeated here. The specimens utilized in the

laboratory program (Vaid et al., 1979) were trimmed from block samples retrieved from

the site of the SJV slide. Consequently, the samples are considered to be of a high

quality and the measured laboratory behaviour is considered representative of the

undisturbed natural clay; notwithstanding that limitations of the apparatus used by Vaid

et al. (1979) may have affected the measured response. In addition, Vaid et al. (1979)

observed that the block sample used in their testing program had distinct upper and lower

layers and that the behaviour of these layers was significantly different during the

laboratory testing. Thus, laboratory results are separated into upper and lower layers.

Page 104: Guangfeng Qu _PhD Thesis

82

Properties of Saint-Jean-Vianney clay are summarized in Table 3.1 and the experimental

results are reproduced and compared with the constitutive model in Figures 3.6, 3.8 and

3.11 to 3.19, inclusive.

3.3.2 Numerical approach

Calculated behaviour has been obtained by modeling laboratory test conditions

using the finite element program AFENA (Carter and Balaam 1995), which has been

modified by the authors to include a rate-sensitive 'structured' clay model. In all cases,

8-noded rectangular isoparametric elements were used assuming axisymmetric geometry.

For each test, the number of elements and time-steps were varied to ensure convergence

of the calculations. An undrained finite element formulation was used to obtain the

calculated behaviour of SJV clay for isotropically consolidated undrained (CIU) triaxial

compression tests. A fully drained formulation (e.g. uncoupled) was adopted for constant

rate-of-strain K'0 -consolidation tests. Chen and Muzino (1990) describe similar

formulations for elastoplastic analysis. A fully coupled formulation was used to model

undrained creep and creep-rupture (Hinchberger 1996). In all cases, an incremental

solution approach was adopted.

For all compression tests on SJV clay, compression was simulated by applying

boundary displacements at a rate that matched the displacement-rate in the corresponding

laboratory test. Smooth rigid end conditions were assumed. For triaxial compression of

overconsolidated clay, there is a limitation on the stress state that can be applied to the

specimen. It is normally assumed that the excess pore pressure in a triaxial specimen

cannot exceed the cell pressure. Thus, for calculated behaviour during CIU triaxial

compression and creep tests, stress states exceeding the triaxial limit were corrected back

Page 105: Guangfeng Qu _PhD Thesis

83

to the triaxial limit and the nodal forces required to make this correction were applied in

the force vector for the subsequent increment to maintain equilibrium. This type of

approach is commonly used in incremental elastoplastic analysis to correct stress states

that exceed the failure criterion.

As noted above, CIU triaxial creep tests were modeled using a fully coupled

formulation. To simulate the behaviour of SJV clay during CIU creep, uniform deviator

stresses were specified at the top mesh boundary. This approach ignores stress

concentrations within the sample due to the relatively stiff end-caps. Axial loads were

applied incrementally over a period of 30 seconds and maintained at a constant level for

the duration of the test. This was done to avoid numerical instability. A smooth rigid

boundary was adopted at the bottom of the finite element mesh and pore pressures were

constrained by the triaxial limit as described above (in this case ue < G'celi = 40 kPa).

3.3.3 Selection of constitutive parameters

The material parameters utilized in this chapter can be divided into three groups

as summarized in Table 3.2. The three groups include: (i) conventional elastoplastic

constitutive parameters, which define the variation of soil stiffness and strength versus

the state variables void ratio and stress history, (ii) the intrinsic viscosity parameters

(y^p and n), which govern the fluidity and rate sensitivity of the soil skeleton, and (iii)

structure and destructuration parameters ( co0andb ), which govern the structure

component of the constitutive behaviour. The following is a brief description of how the

parameters were derived from the experimental tests. Additional details can be found in

Qu and Hinchberger (2007).

A single set of elastic-plastic parameters were used for the analyses reported

Page 106: Guangfeng Qu _PhD Thesis

84

below. First, the critical state parameter, Mcs = 1.34, was determined from the measured

structured friction angle (()>' = 40°) of SJV clay reported by Vaid et al. (1979). Figures

3.4 and 3.5 illustrate selection of the state boundary surface parameters from laboratory

results in Saihi et al. (2002). In the N/C stress range, the aspect ratio of the elliptical cap

yield surface, R = 0.7 , was estimated from the stress path response of normally

consolidated SJV clay during CIU triaxial compression. Figure 3.4 illustrates this

parameter selection. Similarly, in the O/C stress range, the yield surface parameter,

Moc = 0.48, was estimated from CIU triaxial tests on overconsolidated specimens of SJV

clay as shown in Figure 3.5. The intercept of the Drucker-Prager envelop in the O/C

stress range, c^., is a dependent parameter determined by the yield surface intercept

(either a ^ or a ^ ) . The initial void ratio, e0 =1.15, was estimated from the natural

moisture content and specific gravity reported in Table 3.1 and Poisson's Ratio, v=0.33,

was assumed. Only one of the plastic constitutive parameters, M ¥ =0.01, was obtained

by some trial and error. Initially, calculations were performed assuming associated flow

in the O/C stress range; however, such calculations tended to overestimate the post-peak

pore pressures at large-strain by about 20%. Consequently, reduced dilatancy was

assumed. Further details are provided in Chapter 3.

In the constitutive model, compressibility of the intrinsic soil skeleton is defined

by the recompression and compression indexes, K and X, respectively. To estimate A,,

normalized one-dimensional compression curves for SJV clay where plotted as shown in

Figure 3.6 (e.g. data from each test was normalized by the mobilized preconsolidation

pressure c'p). Figure 3.6 also shows the assumed intrinsic compression line (ICL). For

Page 107: Guangfeng Qu _PhD Thesis

85

SJV clay, the intrinsic compression index, A,, was taken to be 0.26 giving an ICL parallel

too but below that of clays from Drammen, Tilbury, St. Andrews, Tilbury, Alvangen and

several ocean cores over the stress range lOOkPa to l,000kPa (see Figure 3.7). From

Figure 3.7, it can be seen that the assumed ICL for SJV clay is parallel to that measured

for other natural clays up to a vertical stress of about 2000kPa. For stresses exceeding

2000kPa, it is anticipated that the intrinsic compression index, X, of SJV clay would

reduce since ICL's are typically concave upward (Burland 1990). The recompression

index, K , was taken to be 0.02, which can be easily deduced from the measured

compression behaviour shown in Figure 3.6.

The power law exponent, n, can be estimated from data presented in Figure 3.8.

For elastic-viscoplastic models based on a power law flow function, (|)(F), n can be

obtained by plotting either undrained shear strength, S u , or apparent preconsolidation

pressure, a ' , versus strain-rate on a log-log scale. The power law exponent (n = 22) is

inversely proportional to the slope of this plot (see Figures 3.8a, b and c). In addition, it

should be noted that for many natural clays, including SJV clay, the power law exponent,

n , remains constant during 'destructuration' or straining as shown in Figure 3.9 for

Winnipeg clay, Belfast clay and London clay (see Figure 3.2 for the stress-strain response

of London clay). Exceptions to this have been noted by Sorensten et al. (2007).

The fluidity parameters (yjp and y,vp) and the static yield surface intercept ( a ^ )

are inter-related parameters and the most difficult parameters to assess for overstress

viscoplastic formulations. Detailed guidance on the selection of these parameters can be

found in Chapter 3. In the absence of specific testing to determine the fluidity of SJV

clay, a structured fluidity of lxlO"10 min"1 was assumed from long-term observations at

Page 108: Guangfeng Qu _PhD Thesis

86

the Berthierville, Gloucester and St. Alban test sites (see Leroueil 2006). These are also

Champlain clay deposits. The structured fluidity (lxlO10 min"1) defines the transition

from inviscous behaviour for strain-rates less than or equal to yjp to viscous behaviour

for strain-rates greater than yj p . Referring to Figure 3.8(a) and (b), the static yield

surface intercept for both the upper (a£y} =405kPa) and lower (a^y* =518kPa) layers

of SJV clay can be estimated from Point 'A' using Equations [3.2] and [3.5], which

define the state boundary surface. Alternatively, the static yield surface intercept can be

deduced from the apparent preconsolidation pressure versus strain-rate assuming

ysvp =lxl0"10min_1 , K'o=0.5 and using Equation [3.2]. Referring to Figure 3.8(c), the

static yield surface intercept estimated from the consolidation response varies from

370kPa to 410kPa, which is comparable to that deduced in Figure 3.8(a) for the upper

clay layer. Thus, it has been inferred that the constant rate of strain consolidation tests

were performed on clay from the upper layer although this is not explicitly stated by Vaid

et al. (1979).

The structure parameter, co0, can be obtained from either: (i) undrained shear

strength versus strain-rate (see Figures 3.8a and 3.8b) or (ii) from the intrinsic, o'p_{, and

structured, a ' s , preconsolidation pressures in oedometer compression (see Figure 3.6).

In this chapter, the latter approach is used. From Figure 3.6 and Equation [3.2], it can be

shown that the structure parameter is a>0 = a'p_s IG'^ =1.68. Lastly, from Equation [3.9],

the constitutive parameter b governs the rate-of-destructuration and the magnitude of

strain at which the intrinsic state is reached. Referring again to Figure 3.6, it can be seen

that SJV clay reaches the intrinsic state during 1-D compression at an axial strain of

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87

approximately 13% (e.g. 0.28/(1 + 1.15)=0.13), which can be achieved using Equation

[3.9] for b = 120. Similar analysis of the behaviour during CIU triaxial compression can

be used to deduce b = 4000. The rate of damage is significantly higher during CIU

triaxial compression, which can be attributed to strain localization.

3.4 Evaluation (Saint-Jean Vianney Clay)

3.4.1 Theoretical behaviour of the model for CIU triaxial compression

Figure 3.10 illustrates the basic features of the extended constitutive model during

CIU triaxial compression test on heavily over-consolidated structured clay. Initially, in

accordance with the test conditions, the clay is isotropically consolidated to a stress state

significantly lower than the static yield surface (see Point 1 in Figure 3.10). During

undrained triaxial compression, the effective stress-path moves from point 1 to 2 where

the triaxial limit is reached and then from point 2 to 3 on the Drucker-Prager envelope

where first yield occurs. Continued strain-rate controlled compression causes the stress-

state to exceed the static yield surface moving from point 2 to point 4 along the triaxial

limit. During this stage of the test, significant overstress builds in the model due to the

low fluidity of the structured soil skeleton, yjp . The initial low fluidity, yjp restrains

plastic deformation of the soil skeleton and the resultant load-displacement response is

essentially elastic from point 1 to 4. From point 1 to 4, components of the plastic strain-

rate tensor are finite but very small: non-associated flow is assumed (see Point 3).

At point 4, the overstress becomes large enough to cause significant plastic

straining and consequent destructuration, ed , which begins to dominate the constitutive

behaviour. During further compression, the soil fluidity increases from yjp to y^ in

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88

accordance with Equations [3.9] and [3.10] and the overstress built up during

compression from point 1 to point 4 dissipates from point 4 to 6. The strain-softening is

treated as a stress-relaxation problem and the rate of softening is governed by the

parameter b in Equation [3.9].

3.4.2 Calculated and measured behaviour for constant rate-of-strain triaxial

compression

As discussed above, Vaid et al. (1979) carried out constant rate-of-strain CIU

triaxial compression tests on specimens of SJV clay consolidated to an isotropic effective

stress of 40kPa. A low consolidation pressure was chosen to study the engineering

behaviour of SJV clay in a highly overconsolidated state. Figures 3.11(a) and (b) show

calculated and measured behaviour for the upper and lower layers during CIU triaxial

compression. As noted above, Vaid et al. (1979) reported the existence of both upper

and lower clay layers in the block sample used for their investigation. Figure[G36] 3.12

compares the measured and calculated peak and post-peak (large-strain) deviator

stress, a d , versus strain-rate and Table 3.2 summarizes the constitutive parameters used

in the computations.

Focusing on Figure 3.11(a) and (b), it can be seen that there is reasonable

agreement between the calculated and measured stress-strain response of SJV clay.

Differences between measured and calculated behaviour prior to reaching the peak

strength can be attributed to the elastic properties used in the analyses. The finite element

calculations were undertaken using an average elastic modulus deduced from all of the

undrained compression tests whereas the lower clay appears to be stiffer and the upper

clay is less stiff than the average value selected. Other than some variations, which can

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89

be attributed to natural variation of SJV clay, the agreement between measured and

calculated behaviour is reasonable.

Referring to the excess pore pressure response plotted in Figures 3.11(a) and (b),

there is generally good agreement between the measured and calculated excess pore

pressures at the peak strength and at the large-strain post-peak state (e.g. for axial strains

exceeding 2.5%). After reaching the peak strength, however, there is considerable

divergence of the calculated and measured behaviour particularly for the upper layer as

shown in Figure 3.11(a). Variations between the measured and calculated excess pore

pressure are less for the lower layer shown in Figure 3.11(b). Overall, the calculated and

measured response is for the most part similar and variances can be attributed to the use

of average constitutive parameters (E and b [G37]) for the computations and the natural

variation of the SJV clay.

Figure 3.12 compares calculated and measured peak and post-peak shear strength

for both the upper and lower clay layers. From Figure 3.12, it can be seen that there is

very good agreement between measured and calculated peak undrained shear strength

versus strain-rate for both upper and lower clay layers. The constitutive model

overestimates the large-strain post-peak strength ( e^^ > 3%) versus strain-rate for the

lower clay layer but gives good predictions of the post-peak strength for the upper layer.

In general, the data presented in Figure 3.12 suggests that the lower clay is more

structured than the upper clay and over prediction of the post-peak strength of the lower

layer is a consequence of using the same structure parameter for both layers (see Table

3.2). A higher structure parameter is[G38] also indicated by Figure 3.8(b) for the lower

layer. Considering that the structure parameter used in the computations was estimated

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90

from the e- loga^ response of SJV clay, the general behaviour of the model is quite

satisfactory.

3.4.3 CIU triaxial creep tests

In addition to triaxial compression, CIU triaxial creep tests were performed at

constant deviator stresses ranging from 430 kPa to 630 kPa. Figures 3.13(a) and (b)

compare measured and calculated axial strain versus log-time for the upper and lower

layers, respectively. Figure 3.14 shows measured and calculated creep rupture time. The

creep tests were simulated using the same constitutive parameters used in the previous

section (see Table 3.2).

Referring to Figures 3.13(a) and (b), all of the laboratory test specimens were able

to initially support the applied deviator stress, od, for some time prior to failure. Failure

was manifest by accelerated creep rates (creep rupture) accompanied by a rapid reduction

in pore pressure. The constitutive formulation described in this chapter is able to

simulate such behaviour. The theoretical response shown in Figures 3.13(a) and (b) is

very similar to the measured response. In the theoretical calculations, the applied

deviator stresses exceed the long-term static state boundary surface of the material. The

material begins to creep at a rate governed by the structured fluidity, yjp . However, with

time, damage or destructuration occurs (governed by Equations [3.8] and [3.9]) causing

the fluidity of the soil skeleton to increase from yjp to eventually y,vp. This process of

destructuration leads to accelerating axial creep rates and creep rupture. For the structure

parameter assumed in the analysis, co0 =1.68, the clay fluidity increases by almost five

orders of magnitude during the calculations due to damage strain.

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91

Detailed inspection of Figure 3.13(a) for the upper clay shows that the calculated

initial strain during each test exceeds the measured strain. This can be attributed to the

use of an average modulus of elasticity for the computations. For the upper layer, the

measured and calculated times to failure are close. For the lower clay layer shown in

Figure 3.13(b), the calculated and measured initial strains are in good agreement except

for the test undertaken at a deviator stress, ad , of 630kPa. The high initial strain

measured during this test is not consistent with the other experimental observations

suggesting possible sample disturbance. Again from Figure 3.13(b), there is good

agreement between calculated and measured time to creep rupture (rupture life) at a

deviator stress of 575 kPa. For od =630kPa and 440 kPa, however, the calculated creep

rupture times become approximate as discussed below. For both upper and lower layers

(see the lower parts of Figs. 13(a) and (b)), the rapid generation of excess pore pressure

that occurs at failure (rupture) is predicted by the model.

Figure 3.14 compares calculated and measured creep rupture life during CIU

triaxial creep tests. As observed above for the upper clay, there is good agreement

between the theoretical and measured rupture life. For the lower clay, the agreement

between measured and calculated behaviour is less accurate and can be characterized as

approximate. The difference between calculated and measured rupture life at

Gd = 630kPa can be attributed at least in part to the time required to apply loads to the

specimen during the computations (30 seconds). Considering, however, that natural

variation of Champlain clays can be quite significant (Robertson 1975), the constitutive

model appears to give useful predictions of creep rupture life even for the lower clay

layer. From an engineering point of view, predicting instability or meta-stability is an

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92

important characteristic whereas estimating the exact time of the instability is of lesser

importance.

Figure 3.15 shows the measured and calculated creep rates prior to creep rupture

illustrating the main limitation of the constitutive model. The constitutive model predicts

constant creep rates prior to creep rupture whereas the measured creep rates reduce with

time. Similar measured behaviour has been reported for other clays (Bishop and

Lovenby 1973 and Tavenas et al. 1978). However, on reinspection of Figures 3.13(a)

and (b), the axial strain that accumulates prior to creep rupture is generally less than

0.1%, which would be difficult to detect or measure in situ. Thus, from a practical point

of view, the inability to predict diminishing creep rates with time is not a significant

limitation. The phenomenon, however, can be predicted by allowing some strain-

hardening of the Drucker-Prager envelop similar to that done by Lade and Duncan[G39]

(1973) or by assuming some rotational hardening of the state boundary surface

introducing additional constitutive parameters (see Appendix F).

Lastly, Figure 3.16 compares calculated and measured strength (or creep stress)

versus strain-rate in both creep tests and triaxial compression tests. Figure 3.16(a) shows

that the relationship between undrained strength and strain-rate in the constant rate-of-

strain tests is consistent with the relationship between creep stress and the minimum

strain-rate in the constant stress tests (Vaid et al. 1979). This measured behaviour agrees

well with the theoretical relations. As shown in Figure 3.16(b), the measured creep rate

versus Gd exhibits a similar pattern, but with significant natural variation for the lower

clay layer whereas the data for the upper layer is more uniform. In general, from Figure

3.16, it can be seen that the constitutive model provides a good estimate. In addition,

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93

from a theoretical point of view, this figure shows that for a given clay the power law

exponent, n, in the constitutive model can be deduced from the minimum strain-rate

measured immediately prior to creep rupture.

3.4.4 Theoretical response for constant rate-of-strain consolidation

Figures 3.17(a) though (e) illustrate the theoretical behaviour of the constitutive

formulation for constant rate-of-strain K^ -consolidation. Figures 3.17(a) and (b) show a

typical stress path during strain-rate controlled K^,-compression. Figure 3.17(c) shows

the theoretical void ratio versus mean effective stress during K^ -consolidation. The

structure parameter is shown versus mean effective stress, a'm, and damage strain, ed , in

Figures 3.17(d) and (e), respectively.

Referring to Figure 3.17(a), the structured soil is assumed to initially behave as an

elastic material during K^ -compression as the stress state moves from point 1 to 2. At

point 2, the stress state reaches the static yield surface where there is a transition from

elastic to plastic behaviour. During continued compression, the material response from

point 2 to 4 remains predominantly elastic even though the stresses exceed the static yield

surface. This is evident in Figures 3.17(a), (b) and (c), inclusive. From point 2 to 4, the

structured fluidity and level of overstress are too low to cause significant plastic flow.

Thus, although the magnitude of the viscoplastic strain-rate tensor is finite, it is very

small and the material response is predominantly elastic (Figure 3.17c). As a result, the

ratio of vertical to horizontal stress from 1 to 4 is governed by Poisson's ratio.

At point 4, the combined overstress and structured fluidity are such that the

viscoplastic strain-rate becomes sufficiently large to dominate the constitutive behaviour

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94

causing destructuration. There is a change in the stress path from 4 to 5 as the specimen

adjusts to the plastic strain-rate tensor (or plastic potential). During the transition from 4

to 5, the static yield surface begins to expand due to strain hardening. Continued

compression beyond point 5 causes further destructuration and consequently increased

fluidity. Eventually, at point 6, the initial structure is destroyed and the compression

curves of the structured and intrinsic soil skeleton merge (see Figure 3.17c).

Although it is not entirely evident in Figures 3.17(a) through (e), the theoretical

behaviour during K^ -compression is analogous to that described for CIU triaxial

compression. Initially, significant overstress builds in the model from point 2 to 4 due to

the low fluidity of the structured soil fabric. The overstress reaches a maximum at point

4 and begins to dissipate as the magnitude of the plastic strain-rate tensor becomes large

enough to dominate the material behaviour. From point 4 to 6 in Figure 3.17, there is

stress-relaxation similar to that described in Figure 3.2 for CIU triaxial compression. As

shown in Figure 3.17(c), the overstress ratio, G'^ lo'^, is greatest at the mobilized

apparent preconsolidation pressure (point 4) and lowest at point 6 where destructuration

is complete. In accordance with the theory of overstress viscoplasticity, reducing the

rate-of-compression relative to that illustrated in Figure 3.17(c) will cause points 3, 4, 5,

6 and 7 to shift to the left toward 1, 2 and 7: the long-term compression curve.

Conversely, increasing the strain-rate will cause points 3, 4, 5, 6 and 7 to shift to the

right. The strain-rate parameter, n, controls the degree of rate-sensitivity (or shift).

3.4.5 Constant rate-of-strain consolidation

Vaid et al. (1979) conducted a series of constant rate-of-strain consolidation tests

on 6.1 cm diameter and 2.5cm high specimens using a K^-triaxial cell (Campanella and

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95

Vaid, 1972). Drainage was permitted from the top of each specimen and excess-pore

pressures measured at the bottom. The compressibility of SJV clay was studied using

strain-rates slow enough to allow almost complete dissipation of excess pore pressures.

However, Vaid et al. (1979) reported that the maximum excess pore pressure in the

fastest test was 7% of the applied vertical stress for stresses above 600kPa. Leakage was

also observed during the slowest tests as discussed below (Robertson 1975).

Figure 3.18(a) shows calculated and measured normalized compression curves

during K^ -compression. Figure 3.18(b) shows variation of the tangent virgin

compression index (Cc) versus vertical effective stress. Although Vaid et al. (1979) did

not specify the origin of the test specimens, it has been inferred that all tests were

performed on the upper layer (see previous discussion of Figure 3.8c). In addition, the

constitutive parameters used to obtain the calculated behaviour are the same as those

listed in Table 3.2 and used in prior computations.

From Figure 3.18(a), there is good agreement between the measured and

calculated normalized compression curves. The measured response is affected by natural

variation. Referring to Figure 3.18(b), the calculated and measured variation of Cc versus

vertical effective stress agrees well. In the proposed constitutive model, the initial high

compressibility mobilized after reaching the apparent yield stress is due to the high

structured fluidity, yjp , which permits the material to exist in a metastable state at a

higher void ratio than would be expected for the equivalent destructured or reconstituted

material. The post yield compressibility is governed by Equations [3.8] and [3.9].

To conclude, Figure 3.19 shows measured and calculated variation of the

e-loga'v response versus strain-rate. The calculated behaviour was obtained using a

Page 118: Guangfeng Qu _PhD Thesis

96

static yield surface intercept of o Sy = 405 kPa for tests undertaken at rates of 1.68xl0~2

and 6.78xl0"2%/min and o'^^TOkPa for the tests undertaken at 1.17xl0"3 and 3.48x10"

3%/min. Both static yield surface intercepts were deduced from the data plotted in Figure

3.8(c). Overall, there is good agreement between the calculated and measured response

of SJV clay during strain-rate controlled K^ -compression. The data presented in this

figure further illustrates the challenge of working with natural clays, which often exhibit

significant natural variation. However, in spite of the need for some interpretation of the

results, the proposed constitutive model is able to describe the general trends in behaviour

of SJV clay during drained K^ -compression using parameters that are readily deduced

from standard rate controlled laboratory tests.

3.5 Summary and Conclusions

In this chapter, an existing elastic-viscoplastic constitutive model has been

extended using a state-dependent viscosity parameter to describe the response of rate-

sensitive structured clay. The formulation has been tested by comparing calculated and

measured behaviour of Saint-Jean-Vianney clay during CJU triaxial compression, CIU

triaxial creep and constant rate-of-strain K„ -consolidation tests. Considering the

challenges introduced by natural variation, the agreement between calculated and

measured response was found to be reasonable notwithstanding some differences. The

proposed formulation has been shown to describe the predominant effects of stain-rate on

the engineering behaviour of Saint-Jean-Vianney clay. With the exception of the damage

parameter, b , in Equation [3.9], the behaviour of Saint-Jean-Vianney clay could be

Page 119: Guangfeng Qu _PhD Thesis

97

adequately described during both drained and undrained tests using a single set of

constitutive parameters.

Many natural clays develop strain-localization or shear banding at failure.

Accordingly, the higher damage parameter, b , required to describe shear failure

(b =4000 versus b =120) may be due to strain localization. In addition, it has been

recognized that the stiffness of triaxial apparatus can influence the rate of strain softening

(Lo 1972). Consequently, it must be recognized that the apparatus used by Vaid et al.

(1979) may have had an impact on the post-peak response of Saint-Jean-Vianney clay.

Most likely, both strain-localization and apparatus effects are incorporated in the damage

parameter, b , deduced above.

In terms of the rate-sensitivity of SJV clay, the research reported in this chapter

suggests that rate sensitivity and structure during drained and undrained laboratory

compression can be linked mathematically using state-dependent viscosity terms and

overstress viscoplasticity theory (Perzyna 1963). As shown above, the structure

exhibited in undrained compression and creep tests performed in a triaxial cell could be

described using a structure parameter deduced from oedometer compression tests. This is

considered to be new and of interest to researchers in the field of geomechanics.

Lastly, many natural structured clays exhibit significant anisotropy (Lo and Morin

1972). Both anisotropy and rate-sensitivity seem to be inherently linked for structured

clays such as St. Louis clay and St. Vallier clay (Lo and Morin 1972). In this study

anisotropy has been neglected. This is considered to be satisfactory for the present

investigation given the stress paths investigated (triaxial and K^ -consolidation) and the

absence of principal stress rotations. Regardless, there are normally significant principal

Page 120: Guangfeng Qu _PhD Thesis

98

stress rotations in situ and the impact of anisotropy on the engineering response of

structured clays could be quite significant.

Overall, based on the analyses presented, the following conclusions are drawn:

The proposed formulation is able to generally describe much of the engineering

behaviour of SJV clay using constitutive parameters that are determined from standard

rate-controlled laboratory tests. The formulation can describe metastable phenomena

such as accelerated creep rupture and high compressibility after reaching the apparent

preconsolidation pressure of structured clay in addition to the influence of strain-rate on

the peak shear strength, post-peak shear strength and the apparent preconsolidation

pressure of SJV clay.

It appears that the rate-dependent behaviour during undrained and drained

laboratory tests can be simulated with a power law and unique single power law exponent

for SJV clay and for the range of strain-rate studied.

The structure parameter deduced from drained oedometer compression tests can

also simulate the influence of structure during undrained triaxial creep and compression

tests.

At times, the proposed constitutive model becomes approximate particularly

where natural variations may have affected the measured response and average soil

parameters have been used in the computations. Specifically, there are differences

between calculated and measured post-peak excess pore pressures during CIU

compression (see Figure 3.10a - upper layer) and creep rupture life (see Figure 3.14 -

lower layer).

The main limitation of the proposed constitutive model is that it cannot describe

Page 121: Guangfeng Qu _PhD Thesis

99

the reduction of creep rates with time that are normally measured prior to creep rupture.

This is a minor limitation, however, since the strains that accumulate prior to creep

rupture are small and probably immeasurable in situ.

With the exception of the damage parameter b , a single set of constitutive

parameters can describe both drained and undrained behaviour of Saint-Jean-Vianney

clay over the range of strain-rates considered. Accordingly, it appears that it may be

possible to mathematically link the time-dependent behaviour of structured clay for stress

paths causing either shearing or compression. Traditionally, there has been an artificial

distinction between such behaviours (Tavenas et al. 1978).

The damage parameter, b , appears to be affected by strain localization. This

should be investigated further.

The constitutive model is proposed as an alternative to structured models that use

multiple or nested yield surfaces (Rocchi et al. 2003). Although the model can describe

most of the rate-sensitive and structured behaviour of SJV clay, the model should be

extended to include the effects of anisotropy, which can be pronounced in natural clays.

Page 122: Guangfeng Qu _PhD Thesis

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Mesri, G., Rokhsar, A., and Bohor, B.F. 1975. Composition and compressibility of

typical samples of Mexico city clay. Geotechnique, 25(3): 527-554.

Mitchell, J.K. 1976. Foundamental of soil behavioiur. Wiley, New York.

Norton, F.H. 1929. The Creep of Steel at High Temperature. McGraw-Hill Book Co.,

New York.

Perzyna, P. 1963. Constitutive equations for rate sensitive plastic materials. Quarterly of

Applied Mathematics, 20(4): 321-332.

Philibert, A. 1976. Etude de la resistance au cisaillement d'une argile Champlain. M.Sc.

Thesis, Universite de Sherbrooke, Quebec.

Qu, G., and Hinchberger, S.D. 2007. Evaluation of the viscous behaviour of natural clay

using a generalized viscoplastic theory. Geotechnique, submitted.

Robertson, P.K. 1975. Strain rate behaviour of Saint-Jean-Vianney clay. Ph.D Thesis,

University of British Columbia, British Columbia,Canada.

Rocchi, G., Fontana, M., and Da Prat, M. 2003. Modelling of natural soft clay destruction

processes using viscoplasticity theory. Geotechnique, 53(8): 729-745.

Roscoe, K.H., Schofield, A.N., and Thurairajah, A. 1963. Yielding of clays in states

wetter than critical. Geotechnique, 13(3): 211-240.

Rouainia, M., and Wood, D.M. 2000. Kinematic hardening constitutive model for natural

clays with loss of structure. Geotechnique, 50(2): 153-164.

Page 127: Guangfeng Qu _PhD Thesis

Rowe, R.K., and Hinchberger, S.D. 1998. The significance of rate effects in modelling

the Sackville test embankment. Canadian Geotechnical Journal, 35(3): 500-516.

Saihi, F., Leroueil, S., La Rochelle, P., and French, I. 2002. Behaviour of the stiff and

sensitive Saint-Jean-Vianney clay in intact, destructed, and remoulded conditions.

Canadian Geotechnical Journal, 39(5): 1075-1087.

Sekiguchi, H. 1984. Theory of undrained creep rupture of normally consolidated clay

based on elasto-viscoplasticity. Soils and Foundations, 24(1): 129-147.

Silvestri, V. 1984. The preconsolidation pressure of Champlain clay, Part II. Canadian

Geotechnical Journal, 21(3): 600-602.

Sorensen, K.K., Baudet, B.A., and Simpson, B. 2007. Influence of structure on the time-

dependent behaviour of a stiff sedimentary clay. Geotechnique, 57(1): 113-124.

Suklje, L. 1957. The analysis of the consolidation process by the isotache method. In

Proc. 4th Int. Conf. on Soil Mech. and Foun. Engen. London, Vol.1.

Tavenas, F., Leroueil, S., La Rochelle, P., and Roy, M. 1978. Creep behaviour of an

undisturbed lightly overconsolidated clay. Canadian Geotechnical Journal, 15(3):

402-423.

Vaid, Y.P., Robertson, P.K., and Campanella, R.G. 1979. Strain rate behaviour of Saint-

Jean-Vianney clay. Canadian Geotechnical Journal, 16(1): 35-42.

Page 128: Guangfeng Qu _PhD Thesis

106

Table 3.1 Properties of Saint-Jean-Vianney clay, (after Vaid et al. 1979)

Liquid Limit 36%

Plastic Limit 20%

Plasticity index 16%

Natural water content 42%

Degree of saturation 100%

Specific gravity of solid 2.75

Percent finer than 2um 50% Unconfined compressive strength

(test duration approx. 3min) 640kPa

Sensitivity Approx. 100

Activity P.I.(%<2um) 32%

Page 129: Guangfeng Qu _PhD Thesis

Table 3.2 Constitutive parameters for Saint-Jean-Vianney clay

Parameters

Initial Structure, Q)Q

Destructuration Parameter, b

Weighting Parameter, A

Power Law Exponent, n Structured Fluidity, yv

sp, (min"1)

Intrinsic Fluidity, yjp, (min-1)

Aspect Ratio of Elliptical Cap, R

Moc

Mv

Ccs

Poisson's Ratio, v Initial Void Ratio, e0

Recompression Index, K Compression Index, X

Clay

1.68 4000 (120)

0.5

22

l.OxlO"10

9-lxlO"6

0.7 1.34

0.48

0.011

0 0.33 1.15 0.02 0.26

* The damage exponent, b , was 120 for K'0 compression and 4000 for triaxial

compression

Page 130: Guangfeng Qu _PhD Thesis

108

Figure 3.1 The influence of structure on the response of Bothkennar clay during

oedometer compression (from Burland 1990[G40]).

2.2

2.0

1.8

1.6

O

'•a 1-t en •o O 1-2 >

1.0

- Attributed to structure \ f ^ ) / A \

" BothKennar clay from 6.5m depth \ N .

o In situ state

ICL (Intrinsic compression line)

, ,

\

1 10 100 1000 10000

Vertical Effective Stress, o ' v , kPa

Page 131: Guangfeng Qu _PhD Thesis

109

ure 3.2 The influence of structure on the response of London clay during

undrained triaxial compression (from Sorensen et al. 2007 and

Hinchberger and Qu 2007[G41]).

£a,a = 0.05% lh = 8.3£ - 6/ min

— i 1 1 1 1 1 1 1 1 1 1 1 1 1 i

0.0 .5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 5.0 5.5 6.0 6.5 7.0 7.5 8.0

Axial Strain, %

Page 132: Guangfeng Qu _PhD Thesis

110

Figure 3.3 The state boundary surface, critical state line, and mathematical overstress

of the structured soil model [G42].

Triaxial limit Critical state line

Resultant isotaches of constant (/>{F)

Associated flow rule \

\ \

\ \ \ \ \ V • -*-4— Dynamic yield surface

/(d) \ l (typical)

_ ' ( J ) '(d) my my

m

Page 133: Guangfeng Qu _PhD Thesis

I l l

Figure 3.4 Estimation of the aspect ratio, R , for the elliptical cap[G43].

nrj- 1UUU

(kPa) 900 -

800 -

700 -

600 -

500 -

400 -

300 -

200 -

100 -

0 -

Crjti

y/ Elliptical cap with

/ ~-^S3'^ ^ ^ Q

r i i - T — T - i r i

cal state line M=1.34 :

an aspect ratio of 0.7

\ - r " i

100 200 300 400 500 600 700 800 900 1000

<ym , kPa

Page 134: Guangfeng Qu _PhD Thesis

112

3.5 Estimation of the yield surface parameter, Moc, in the overconsolidated

stress range[G44].

uuu -

900 -

800 -

700 J

600 -

500 -

400 -

300 -

200 -

100 -

0 -

/ I W

/ u^i

I/'X r > X

Triaxial lirnit

/ The slope of the Lin

i : C

— 1 - • — — i — (

)

)

3

V-

yCr\t\ca\ state line

/ ' ' \ Mcs=1.34

)K/state line

"-- - -^--Dynamic yield surface

i - O -

\-w-i

Undrained triaxial tests on intact SJV clay \ (Saihi et al. 2002) \

i i

100 200 300 400 500 600 700 800 900 1000

cxm , kPa

Page 135: Guangfeng Qu _PhD Thesis

Figure 3.6 Estimation of the intrinsic compressibility, X, and structure parameter,

co0, from oedometer compression for SJV clay[G45].

0.0

to

CO

a: •g o > a> o> c CO x: O

0.1 4

0.2 4

0.3 4

0.4 4

0.5 4

0.6

=*?=

Estimated

IntFinsic Gdmpression

line k=0.26

Data from Vaidetal. 1979

Deviation due to natural variation

1.68x10"^%/min

3.48x10"°%/min

1.17x10"3%/min

! , —

e"2 e^1 e° e1

Normalized Vertical Effective Stress, c'v /a'p (kPa), in natural log scale

Page 136: Guangfeng Qu _PhD Thesis

114

Figure 3.7 Intrinsic compressibility of different clays (adapted from Burland

4H

3H

•g

2 2H

LL: Liquit Limit

LL=109

LL=80

LL=63

LL=46

Assumed A,=0.26 for St. Jean Viartney cla' with LL=35

-Q-

-*-

• St. Jean Vianney clay St. Andrew clay Oslofjord Ocean cores Tilbury Alvangen G. of mexico Gosport Pisa clay Avonmouth Drammen Grangemou Drammen Detroit Milazzo S. Joaqui Milazzo Po Valley

\ A L L = 6 4

= - - 1 1 = 6 2

LL=4oS5*fe - 1 -

101 10"1 10° 102 103 104 105

Vertical Effective Stress, a' , kPa

Page 137: Guangfeng Qu _PhD Thesis

115

Figure 3.8 Estimation of n anda'my from undrained triaxial compression and

oedometer compression for SJV clay

(a) Peak Undrained Shear Strength - Upper layer[G47].

05 Q.

1000

900

800 |-

700

600

500

400 h

300

200 -

100

i i i i i i r ...... Measured Peak Strength {Upper Layer)

Data from Vaid et al. 1979

n r

'2 J , = 224kPa

Note: From Figure 3.3, at Point A:

r ; ' ' = lxlO"")min"'

At I I

1Q-12 1Q-11 1Q-10 10-9 1Q-8 10-7 1Q-6 1Q-5 1Q-4 -| Q 3 10" 2 10"1 1 0 °

Strain Rate (/min)

Page 138: Guangfeng Qu _PhD Thesis

116

Figure 3.8 Estimation of n ando'^ from undrained triaxial compression and

oedometer compression for SJV clay (cont.)

(b) Peak Undrained Shear Strength - Lower layer.

(kP

a)

CM

CM

1000 900 800 700

600

500

400

300

200

100 -10-12 -| Q-11 1 0-io <| Q-9 10"8 10"7 10"6 10"5 10"4 10"3 10"2 10"1 10°

Strain Rate (/min)

i i i i I i i r

Measured Peak Strength (Lower Layer)

Note: From Figure 3.3, at Point A:

\rlp =1x10-'° din"

Page 139: Guangfeng Qu _PhD Thesis

117

Figure 3.8 Estimation of n anda'^y from undrained triaxial compression and

oedometer compression for SJV clay(Cont)

(c) Preconsolidation pressure versus strain-rate.

o-'1,:' = 52UPa a"''. = 0.796CT'''' = 417 kPa

<T"„" = 45lkPa o-f,! = 0.796er"„" = 358/tPu

a=0.045 n=1/a=22

Upper Layer]

B Measured apparent preconsolidation pressures (Vaidetal. 1979)

X;"=lxlO""min

J I I L .

-10-12 10-n -\Q-W 10'9 10"8 10"7 10"6 10"5 10"4 10-3 10"2 10"1 10°

Strain Rate (/min)

Page 140: Guangfeng Qu _PhD Thesis

118

Figure 3.9 Influence of continued post-peak straining on the power law exponent, n.

(a) Stress-strain behaviour for Belfast clay and Winnipeg clay during CU tests

0.7

o.i H

0.0

CT1C: Confining pressure.kPa Axial strain rate = 5%/h

0.5%/h

Belfast clay (Graham, et al. 1983)

Winnipeg clay (Graham, et al. 1983)

10 15 20 25 30

Axial Strain, %

(b) Relationshi[G48]p between axial strain and n

c CD c o a. x 0 £ i—

c i—

100

80

60

40

20

CD test on undisturbed London sample CU test on undisturbed London sample CU test on reconsituted London sample CU test on undisturbed Belfast clay CU test on undisturbed Winnipeg clay

— Data from Sorensen et al. (2007) —i and Hinchberger and Qu (2007) J Data from Figure 3.2

Data from Figure 3.9(a)

Best fit n=43 for London clay

Best fit n=29 for Winnipeg clay

Axial Strain,%

Page 141: Guangfeng Qu _PhD Thesis

119

Figure 3.10 Theoretical behaviour of the structured soil model during CIU triaxial

compression[G49].

(c)

lg(<0)

•••-

1 (b)

• 2 /

IY

,**

Slight *Iegati

. Triaxial Limit 1 14* Critical State Line

• 5 /

Jtry ^ ^ 6 / > »« . / X-<—Dynamic Yield

^vj(— Initial Static Yield Surface

Contraction Due to —uft 1

11 1 — • Vertical Strata €v 1

Slope is governed by the parameter b

J my6 ^ my u my6 0

6 f Destructured State

Vertical Straia e»

Page 142: Guangfeng Qu _PhD Thesis

120

Figure 3.11 Measured and calculated behaviour of SJV clay during CIU triaxial

compression,

(a) Upper layer

700 I p r

Axial Strain (%)

Axial Strain (%)

Page 143: Guangfeng Qu _PhD Thesis

Figure 3.11 Measured and calculated behaviour of SJV clay during CIU triaxial

compression. (Cont.)

(b) Lower layer[G50]

(0 0.

<D

55 Q 2 • >

<D Q

800

700

600

500

400

300

200

100 1,

Measured - 2.8x10"1%/mirt

Measured - 2.0x10"2%/min

Measured - 7.2x10"4%/min

Calculated -2.8x10"1%/mir

Calculated - 2.0x10_2%/mii

Calculated - 7.2x10"4%/mii

1.0 1.5 2.0 Axial Strain (%)

2.5 3.0

0.5 1.0 1.5 2.0 2.5 3.0

Axial Strain (%)

Page 144: Guangfeng Qu _PhD Thesis

Figure 3.12 Measured and calculated undrained shear strength versus strain-rate for

SJVclay[G51].

2000 CO Q_ -*

' CO

~b "c -t—•

CD *—» CO i —

CO CD

CO T3 CD

'c0 -T3

C Z)

1000 900 800 700 600

500

400

300

200

Calculated Peak and Residual Strength (Lower: Layer) Measured Peak and Residual Strength (Lower: Layer) Calculated Peak and Residual Strength (Upper; Layer) Measured Peak and Residual Strength (Upper; Layer)

100 0.0001

iJ-Largeistrain Strength

(3%)

0.001 0.01 0.1

Strain Rate (%/min)

10

Page 145: Guangfeng Qu _PhD Thesis

Figure 3.13 Calculated and measured behaviour during CIU triaxial creep tests on

SJV clay

(a) Upper layer[G52]

35

Stra

in,

xial

<

1.5-

1.0-

.5-

on-

i

I

•—[

l

1

._

!

ji i

ii [i ii ii

fr > i j

S

i I ii ;

ii I 1 ! 1 1

i

1 • 1

Stress Level=430KPa n M e a s u r e d

Rtrpss I evel=47nKPa J , , " = a - : > u l = u * . — _ Stress Level=470KPa

Stress Level=430KPa - i ~ „ , „ , , i „ f „ j stress Levei=470KPa J Calculated

100 Time (min)

1000 10000

20-

0 -

20-

40-

_ * A .

I t •*•* - <

! I |

n j

1 1

N i !|

! 1

1 1 ! ! ! i

1 i i 1 1 1

100 Time (min)

10000

Page 146: Guangfeng Qu _PhD Thesis

Figure 3.13 Calculated and measured behaviour during CIU triaxial creep

tests on SJV clay

(b) Lower layer[G53]

» Stress Level=630KPa » Stress Level=575KPa n Stress Level=550KPa

Stress Level=630KPa Stress Level=575KPa ^ — — ^ — Stress Level=550KPa

Measured

Calculated

10000

Page 147: Guangfeng Qu _PhD Thesis

125

Figure 3.14 Calculated and measured creep-rupture life for SJV clay[G54]

650

600 H

550 H

500

450 -\

400

f Upper Layer A Lower Layer

-V— Upper Layer -A— Lower Layer Df

• Measured'

Calculated

10 100 1000 10000

Rupture Life, tf, (min)

Page 148: Guangfeng Qu _PhD Thesis

126

Figure 3.15 Calculated and measured axial strain-rate versus time during CIU triaxial

creep on SJV clay.

(a) Measured (b) Calculated

I i :070.1 550-

10000

Page 149: Guangfeng Qu _PhD Thesis

Figure 3.16 Comparison of strain-rate at failure for peak strength and creep rupture

SJV clay,

(a) Upper layer

900

800

700

jk. Measured Critical Creep Rate In Creep Tests # Measured Strain Rate at Failure for Triaxial Shear Tests

Theoretical

1e-7 1e-6 1e-5 1e-4

Strain Rate /min

1e-3 1e-2

(b) Lower layer

900

800

£ 700

600

500

A Measured Critical Creep Rate In Creep Tests # Measured Strain Rate at Failure for Triaxial Shear Tests

Theoretical

1e-7 1e-6

For Lower Layer Clay

1e-5 1e-4

Strain Rate /min

1e-3 1e-2

Page 150: Guangfeng Qu _PhD Thesis

Figure 3.17 Theoretical behaviour of the structured soil model during constant-rate-

of-strain K^ -consolidation.

Elasti

BasticZone

Ae.

1

(c)

2

Vlscoplastic Zone

C 3 ^ 5

\ v\

\ v \ \

Long Term p Compression Curve

am

Overstress Created by Structure, <a

\ 6

\ \ \ 7 V

Points:

1. Starting Stress State

2. Static Yield Point

3. Apparent Yield (No Structure)

4. Apparent Yield (Structured Soil)

5. Stress State Adjusted To The Plastic Potential

6. End of Destructuratton

CD ^ Elastic Zone

(Or

1.0L (d)

Viscoplastic Zone

4,5 L1,2,3,4,5

Structured Zone I Non-structured Zone •

Page 151: Guangfeng Qu _PhD Thesis

129

Figure 3.18 Calculated and measured behaviour during oedometer compression[G55].

(a) Normalized compression curves.

Normalized Vertical Effective Stress, <f /o' kPa, in log scale

0.1 1 5

0.0

0.1

* 0.2

S 0.3

o 0.4 -

0.5

0.6

1 1 1 i • . i i

v% Estimated; ^ X y r

••Intrinsic compression line * J&

_ .

Measrued data

from Vaid et al. 1979!

. .

, o

I 1 1

— Structure effect

Theoretical

(Structured mode \

6.78x10"2%/min

1.68x10"2%/min

3.48x10"3%/min

1.17x10"3%/min

(b) Variation of compressibility (Cc) during loading

2.0

1.5

c o CO

£ 1.0 o O

0.5 A

0.0

Calculated Cc variation * Measured Cc variation

under the loading rate of 1.68 x 10"2%/min

500 1000 1500 2000 2500

Vertical Effective Stress, c'v, kPa

Page 152: Guangfeng Qu _PhD Thesis

gure 3.19 Measured and calculated compression curves of SJV clay during constant

rate-of-strain consolidation[G56].

100 1000

Vertical Effective Stress, a'v, kPa

Page 153: Guangfeng Qu _PhD Thesis

131

CHAPTER 4 THE STUDY OF STRUCTURE AND ITS DEGRADATION ON THE

BEHAVIOUR OF THE GLOUCESTER TEST EMBANKMENT

4.1 Introduction

Staged construction is often used to build embankments founded on soft clay

deposits. This construction method can be used to improve the stability of embankments

during construction by permitting time for excess pore pressure dissipation and

consolidation to occur, leading to increased strength in most cases. However, for some

embankments built on clay, staged construction has failed to produce significant strength

gain even after large vertical settlements and several years of consolidation (Holtz and

Broms 1972 and Stermac et al. 1967). Such behaviour has been attributed to strength

loss due to 'disturbance' or 'yielding' of the clay, which exceeds that normally expected

due to consolidation and reduction of void ratio. This phenomenon is thought to be due

to the breakdown of microstructure, which is a combination of fabric effects and

cementation bonding between clay particles (Mitchell 1976).

Many natural clays have microstructure to some extent (here after referred to as

structure). Structure can have a pronounced impact on the stress-strain-time response of

clay and the performance of embankments built on those deposits of clay. As discussed

in Chapter 3, structure has two important effects: (i) it imparts additional strength above

and beyond that normally anticipated from conventional soil mechanics models and (ii) it

permits clay to exist at higher void ratios than expected for the corresponding

Page 154: Guangfeng Qu _PhD Thesis

132

'unstructured' or reconstituted material. With respect to structured clay, only Karstunen

et al. (2005) has studied the influence of clay structure on the performance of

embankments (the Muro test embankment). However, most structured clays are very rate

sensitive and Karstunen et al. (2005) undertook their study using a rate-independent

elastic plastic constitutive model. As such, an analysis that takes into account both the

time dependent response of structured clay and the influence of structure on the

performance of a test embankment should be of interest to geotechnical engineers.

In this Chapter, the Gloucester test embankment (Bozozuk and Leonards 1972) is

examined using the finite element method with a constitutive model that accounts for the

viscous behaviour of Gloucester clay and its structure (see Chapter 3). The primary

objective of this chapter is to evaluate the impact of structure on the long-term settlement

of the Gloucester test embankment. The second objective is to numerically study the

distribution of 'destructuration' in the Gloucester foundation clay with time and to

compare the strength loss due to 'destructuration' to the strength increase that would

normally be expected due to compression and decreasing void ratio. The results of this

study should provide insight into the response of natural clay deposits to embankment

construction and/or staged loading.

4.2 Background

Gloucester test embankment

The Gloucester test embankment is located on a site near the southern outskirts of

Ottawa, Canada. The site is commonly referred to as Canadian Geotechnical Research

Site No. 1 at Gloucester. McRostie and Crawford (2001) recently summarized the

history of this site and the historic research activities undertaken there, including the

Page 155: Guangfeng Qu _PhD Thesis

133

Gloucester test embankment and performance monitoring of an Accommodation

building. Stage 1 of the Gloucester test embankment was constructed in 1967. After 15

years, a second stage was constructed beginning in June, 1982. Prior to construction of

the Stage 1 embankment, the upper 1.2m of the foundation deposit was excavated to

minimize the influence of the upper fissured clay. Then both stages 1 and 2 were built

within the excavation. Figure 4.1(a) shows the geometry of Gloucester test embankment.

The Gloucester test embankment was heavily instrumented and well documented

(Bozozuk and Leonards 1972; Lo et al. 1976; Fisher et al. 1982), as shown in Figure

4.1(a). However, only the centre settlement gauges (SI and S3) shown in Figure 4.1(a)

are considered in the following discussion.

The Gloucester foundation comprises an upper soft clay layer and a lower

medium to stiff clay layer (see Figure 4.1b). The upper clay layer extends from a depth

of 0 to 4m and comprises grey-brown, oxidized clay that is occasionally stratified with

silt. The average preconsolidation pressure in this layer is about 60kPa. Below that, the

lower layer extends from 4m to 19m and possesses relatively high preconsolidation

pressures, ranging from 80 kPa to 170 kPa. Finally, this layer is underlain with varved

clay and glacial till (Bozozuk and Leonards 1972; Lo et al. 1976; Leroueil et al. 1983).

The performance of the Gloucester test embankment has been studied by several

researchers. Fisher[i57] et al. (1982) predicted the field behaviour prior the construction

of the Stage 2 fill using an elastoplastic finite element model and the Gibson and Lo

(1967) model, and incorporating some engineering judgment. Lo et al. (1976) simulated

the performance of the Stage 1 fill, also using the Gibson and Lo (1967) model. Finally,

Hinchberger and Rowe (1998) utilized an elasto-viscoplastic constitutive model to

Page 156: Guangfeng Qu _PhD Thesis

134

simulate both Stages 1 and 2 of the Gloucester case. In spite of past efforts to model the

Gloucester test embankment, so far the case has not been studied using a constitutive

model that accounts for the impact of structure and destructuration on the response of the

Gloucester clay.

Clay structure

Figures 4.2a and 4.2b illustrate the influence of clay structure on the behaviour of

the Gloucester clay during undrained triaxial compression and oedometer compression

tests (Law 1974 and Leroueil et al. 1983). Figure 4.2a shows the stress-strain curves for

two specimens consolidated isotropically using different confining stresses (<T'C = 83kPa

and a'c = AOkPa). The apparent preconsolidation pressure of these two specimens[i58]

obtained from a depth of 2.4m is about 60 kPa (Lo et al. 1976). In Figure 4.2a, the

specimen consolidated to stresses less than & (<J\ = 40kPa <60kPa) exhibits a peak

strength and subsequent reduction of strength with continued compression. When the

consolidation pressure exceeds the preconsolidation pressure of the clay

(cr'c = 83kPa >60kPa), the clay structure is degraded during the consolidation process and

the specimen exhibits a strain-hardening response. The shaded area in Figure 4.2a can be

attributed to bonding and fabric or more generally structure, assuming the intrinsic or

fully destructurated state is reached during CRS triaxial compression (Such may not

always be the case). Figure 4.2b shows a typical compression curve from an oedometer

compression test[i59] on Gloucester clay (Leroueil et al. 1983). After yielding, high

compressibility is observed and with further straining, the compression index Cc reduces

Page 157: Guangfeng Qu _PhD Thesis

135

and becomes approximately constant for stresses exceeding Point A in Figure 4.2b. The

compression curve at large-strain in Figure 4.2b is essentially the intrinsic compression

line (Burland 1990). These characteristics of Gloucester clay are consistent with the

studies performed on other natural clays by Kabbaj et al. (1988), Burland (1990), and

Leroueil and Vaughan[i60] (1990).

Rate-sensitivity

The undrained shear strength and preconsolidation pressure of Gloucester clay are

both rate-sensitive. Laboratory data from both Leroueil et al. (1983) and Law (1974)

effectively characterize the rate-sensitivity of Gloucester clay. Figures 4.3a and 4.3b

show that the undrained shear strength and preconsolidation pressure versus strain rate is

essentially linear in a log-log plot. For an order change in strain rate, both the strength

and preconsolidation pressure vary by about 8%. A straight line can be fit through the

data with a slope a = 0.033. It should also be noted that the slope of the log-log plots is

consistent for both cr'p and Su.

Secondary compression

Lo et al.(1976) presented the results of long-term oedometer creep tests on

undisturbed Gloucester clay using a Rowe Cell. The data is reproduced in Figure 4.4,

which shows that more than half of the total compression during these tests occurred after

complete dissipation (see Aw=0) of the excess pore pressures. Such behaviour is

commonly referred to as secondary compression or delayed compression (Bjerrum 1967)

and is clearly an important characteristic of Gloucester clay.

Summary

Page 158: Guangfeng Qu _PhD Thesis

136

As discussed above, Gloucester clay is a structured, rate-sensitive, and time-

dependent natural clay. From the data presented above, the structure and rate-sensitivity

are significant characteristics of Gloucester clay and ideally both characteristics should

be accounted for in the analysis of this case. Below, a structured EVP model is used to

investigate the influence of structure and rate-sensitivity on the performance of the

Gloucester test embankment.

4.3 Methodology

This chapter uses an unstructured elastic-viscoplastic constitutive model

(Hinchberger and Rowe 1998) and a structured elastic-viscoplastic constitutive model

(see Chapter 3) to examine the performance of the Gloucester test embankment. Both

models are described in detail elsewhere. The following is a brief summary of both

models and their constitutive parameters.

4.3.1 Model 1 -Hinchberger and Rowe Model

Hinchberger and Rowe (1998) developed an unstructured EVP model, which

hereafter is referred to as Model 1 in this chapter. Model 1 is an overstress elastic-

viscoplastic (EVP) model based on Perzyna's theory of overstress viscoplasticity

(Perzyna 1963 and 1971). The constitutive equation is:

r dF e„ = e* +£? =^-+—^—^j-8u +ejf =—+-J^~Sii+yvp(<l)(F)) ,J ,J ,J 2G 3(l + e)(r'm y " 2G 3(1+ e)tr' J X ' W

[4.1]

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* ( / ) =

my

^ my

- 1 a' ( J >>(7' ( l )

^ my ^ my

o,(d)<o'{s)

my my

[4.2]

where stj is the deviatoric stress tensor, a'm is the mean effective stress, dtj is

Kronecker's delta, G is the stress dependent shear modulus, K is the slope of the

e- ln(o^) curve in the over-consolidated stress range, yvp is the fluidity parameter,

a( = l/n) is rate-sensitivity parameter, n = \la is the power law exponent, t r ^ i s the

intercept of static yield surface with mean stress axis, o'^ is the intercept of dynamic

yield surface, and a ^ / a ^ is the overstress ratio. dF

is the plastic potential,

which is derived as a unit norm vector. The flow function, <j>{F), in Equation [4.2] is a

power law function.

Figure 4.5 shows the state boundary surface for the Hinchberger and Rowe (1998)

model. In the normally consolidated stress range, the state boundary surface is defined

using an Elliptical cap equation:

/ = K - / ) 2+ 2 J 2 / ? 2 - ( < > - / ) 2 = 0 [4.3]

where / and R are parameters defining the aspect ratio of the elliptical cap, and J2 is

the second invariant of the deviatoric stress tensor, s;i. In the overconsolidated stress

range, the Drucker-Prager equation is used as:

f=MocG'm+c'-j2T2=0 [4.4]

where Moc is the slope of the Drucker-Prager envelope and c is the effective cohesion

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intercept in -yj2J2 - o'm stress space. The resultant state boundary surface, which

delineates elastic and viscoplastic stress states, is illustrated by A1-A2-A3 in Figure 4.5.

The kinematic strain-hardening of the state boundary surface occurs according to:

^=^-<^eZ [4.5] A — K

where do'^ is the incremental expansion of the state-boundary surface, e is void ratio,

A and K are the compression and recompression indices, and devvp

ol is the incremental

plastic volumetric strain.

In accordance with overstress viscoplastic theory, stress states are permitted to exceed

the state boundary surface of the soil. Point G in Figure 4.5 shows a typical state of

overstress. In accordance with Equation [4.1], the overstress ratio at Point G is

amv} I amv} a n ^ m e resultant plastic strain-rate tensor is: my w m y

ejf = fp mv

a>U) . w my ,

•1 dF

do': [4-6] V

Lastly, the Drucker-Prager equation is also used to define the critical state for the

Hinchberger and Rowe model (1998) viz.:

f=Mcsa'm -J2T2=0 [4.7]

where Mcs is the slope of the classic critical state line (see Figure 4.5). The elliptical cap

is defined such that the top of the cap coincides with the critical state line.

In summary, there are nine constitutive parameters required for this model. Each of

the constitutive parameters, e0, A , K , Moc, Mcs, a'^ , R, yvp, and a , can be derived

from standard laboratory tests as described in Chapter 2.

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Figure 4.6 illustrates the constitutive response of Model 1 during CRS (constant rate-

of-strain) oedometer and CRS undrained triaxial compression tests. In accordance with

EVP theory, Model 1 gives classic idealized compression behaviour during oedometer

compression. The compressibility is governed by the recompression K and compression

X indices in the overconsolidated (elastic) and normally consolidated (viscoplastic) stress

ranges, respectively. In addition, the preconsolidation pressure, o'p , is rate-sensitive.

Since a power law flow function is used in the Hinchberger and Rowe (1998) model (see

(j)(F)in Equation [4.2] ), there is a linear relationship between log(a')-log(e) with a

slope of a. The static yield surface intercept, a'^J, and fluidity parameter, yvp, define

the viscous range of the material. For strain-rates less than yvp (e.g. eMial < yvp), the

model becomes a rate-independent elastic-plastic model and the preconsolidation

pressure is rate-insensitive. The model becomes viscous and rate-sensitive for strain-

rates greater than yvp (see also Chapter 2).

Similar behaviour occurs during CRS triaxial compression. For strain-rates less

thanyvp, the material response is rate-independent and there is a classic elastic-plastic

strain-hardening stress-strain response. For strain-rates exceeding yvp, the undrained

shear strength is rate-sensitive and there is a linear relationship between log(Su) - log(e)

with a slope of a.

4.3.2 Model 2 - Structured Elastic-viscoplastic (EVP) Model

The Gloucester test embankment was also analyzed in this study using the

structured EVP model described in Chapter 3 (Model 2). The following is a brief

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summary of the model and the additional parameters required.

Model 2 is an extended Hinchberger and Rowe (1998) model. In this model,

structure is defined by:

where oo0 is the initial structure, cc = l / n ( n is the power law exponent in Equation

[4.2]), yjp is the fluidity of the undisturbed structured clay, Y^p is the fluidity of the

corresponding remoulded or destructured clay, and c ' and G' { are the structured and

intrinsic preconsolidation pressures as defined in Figure 4.2. The structured fluidity, yjp ,

is much lower than the destructured fluidity, yfp, and consequently co0 is greater than

one.

To simulate destructuration, the structure parameter is assumed to be a function of

plastic strain viz.:

aK£d)=[l + ((O0n-1.0)e-b£^ [4.9]

and

ed=\'o ^\-A){deZl)2+A(de:P)2dt [4.10]

where ed is the plastic damage strain, e ^ and ejp are plastic volumetric and octahedral

shear strains, A is a weighting parameter (assumed to be 0.5), and b is a parameter that

controls the rate-of-destructuration and the magnitude of plastic damage strain required to

reach the intrinsic state. This damage law was first proposed by Rouainia and Wood

(2000) for use with a rate-insensitive elastoplastic model.

The resultant viscoplastic strain-rate tensor of Model 2 is:

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vvp ?F

where (f)(F) = \<j'^) lo'^J - 1 is a power law flow function and the term a = \ln

defines the slope of the Su and o'p versus strain-rate in a log-log scale. On inspection of

Equations [4.8] through [4.11], the clay fluidity term in Equation [4.11], yl" l[co{ed)],

increases from the initial value, yvsp, and it approaches yjp with large plastic damage

strain. As noted above, the magnitude of plastic damage strain required to reach the

destructured state is governed by b in Equation [4.9].

Figure 4.7 shows the response of Model 2 during CRS oedometer and CRS

triaxial compression tests. Similar to Model 1, Model 2 implies linear log(Su)-log(e)

behaviour and linear log(a' ) - log(e) behaviour. These relationships apply to both the

undisturbed structured state and the intrinsic or destructured state. The initially low

structured fluidity, yjp , imparts additional strength to the clay above the post-peak

strength; whereas the post-peak strength is mobilized at large-strain or in the intrinsic

state. In Model 2, the additional strength is attributed to viscous effect[i61]s and is

denoted by the shaded area in Figure 4.7(c), which represents additional overs tress

caused by the initially low structured fluidity, yjp . Similarly, during the CRS oedometer

compression, the initially low structured fluidity, yjp» permits the clay to exist at a higher

void ratio after yielding than would otherwise be expected for the corresponding

destructured or remoulded clay. The shaded area in Figure 4.7(a) is additional overstress

due to yjp (structure). As a consequence of using EVP theory, the structured state in both

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CRS oedometer and CRS triaxial compression tests is metastable, since the fluidity will

increase with plastic damage strain and eventually reach the intrinsic fluidity as a

consequence of the soil being in a state of overstress.

The above discussions have described the constitutive models used to examine the

performance of the Gloucester test fill. Model 1 (Hinchberger and Rowe 1998) has 11

constitutive parameters; whereas, Model 2 (the Structured EVP model) has 13

constitutive parameters. The following sections describe the finite element mesh and

constitutive parameters used to re-examine this case.

4.3.3 Finite Element Mesh

The Gloucester test embankment is examined using finite element analysis. The

corresponding finite element mesh, shown in Figure 4.1a, consisted of 800 six-noded

plane-strain triangles and 1702 nodes. A rigid boundary condition was set at a depth of

20.2m and smooth boundaries are assumed at the embankment centerline and 75m

beyond the centerline. The construction process for Stages 1 and 2 was simulated by

adding the corresponding elements representing the embankment fill, layer by layer, into

the finite element mesh and incrementally increasing the body force due to gravity within

the added elements.

4.3.4 Constitutive Parameters

The constitutive parameters for Gloucester clay have been summarized in Table

4.1 and 4.2. The elastoplastic parameters, e0, v , A , K, Mcs, Moc , and R , were

estimated by Hinchberger (1996), from standard laboratory tests provided by the National

Research Council of Canada (NRC). The hydraulic conductivity, k, of the Gloucester

foundation soil was assumed to be dependent on the void ratio as follows:

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k = k0cxp(^-fi-) [4.12]

where k0 is the hydraulic conductivity at the reference void ratio, and Ck is the slope of

the e - log(fc) plot. The elastoplastic constitutive parameters are summarized in Table 4.1

and compared with laboratory results in Figure 4.1b. The same elastoplastic parameters

were used with Models 1 and 2.

Table 4.2 summarizes the viscosity-related parameters. The parameters, yvp and

n = \la , required in Model 1 for Gloucester clay were directly adopted from the study

by Hinchberger and Rowe (1998). The structure-dependent parameters (y]p, yjp, co0 and

b) required in Model 2 were estimated using a similar approach described in Chapter 3.

As shown in Figure 4.2, the structure parameter is coo =<7'p-s / °V, =1.18, which was

estimated from the intrinsic, a* {, and structured, <y'p_s, preconsolidation pressures in

oedometer compression on intact Gloucester clay specimens (Leroueil et al. 1983). For

analysis purpose, the structured fluidity, yvsp , was taken to be lxlO^min"1 (from

Hinchberger and Rowe 1998). The intrinsic fluidity yvp is an inter-dependent parameter,

which can be calculated using Equation [4.8]. The destructuration-rate parameter, b [i62],

was estimated using Equation [4.9] and to the magnitude of plastic strain required to

reach the intrinsic state during oedometer compression (see Point A in Figure 4.2).

Figure 4.8 compares the theoretical response of Model 2 during CRS oedometer

compression test with the actual response of Gloucester clay obtained at depth between

3.45m and 3.90m (Leroueil et al. 1983).

The embankment fill was modeled as a Mohr-Coulomb material with an effective

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friction angle </>' = 35°, a dilation angle y/ = 0°, c'=0kPa, and a unit weight of 18.4

kN/m3.

4.4 Results

This section presents the results of finite element analysis of the Gloucester test

embankment. Calculated long-term settlements using Model 1 and Model 2 are

compared with the measured data to assess the relative importance of structure in the

Gloucester case. In addition, the calculated change of strength in the Gloucester

foundation is studied. In most cases, strength gain due to consolidation is relied on

during the design of staged embankment. However, for natural clay, destructuration due

to plastic strain in the clay foundation may result in strength loss. In situ tests such as

field vane and cone penetration tests are typically used to investigate changes in the

undrained strength of foundation deposits to verify the design assumption (Stermac et al.

1967, Holtz and Broms 1972, and Koskinen et al. 2002). In the following sections, the

distribution of strength gain due to consolidation and strength loss due to destructuration

are studied with the intent to gain insight into the effect of structure and destructuration

on the staged construction.

4.4.1 Analysis using the Unstructured EVP Model (Model 1)

Settlement versus time response

Figure 4.9 shows the measured long-term settlement at Settlement Gauge SI

beneath the center of the Gloucester test embankment (see Figure 4.1 for the location). In

addition, the estimated time required for the primary consolidation (1.5[G63][G64] years)

is also shown in Figure 4.9 as reported by Lo (1976). From Figure 4.9, it can be seen that

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a significant amount of the total settlement of Stage 1 (34cm) can be attributed to

secondary compression (20cm +/-). With further load of the Stage 2 fill, the settlement

increased from 34cm up to about 70cm.

The calculated settlements versus time using Model 1 are presented in Figure 4.9.

Two types of theoretical curves have been generated using: (i) a linear virgin

compression curve, and (ii) bilinear virgin compression curves, as shown in Figures

4.10(a) and 4.10(b). For the bilinear calculations, the clay was assumed to be more

compressible immediately after reaching the preconsolidation pressure and less

compressible at stresses of either 20 or 40 kPa higher than the preconsolidation pressure.

Such an approach can approximately account for destructuration in compression.

From Figure 4.9, it can be seen that Model 1 gives calculated behaviour that is in

reasonable agreement with measured behaviour for Stage 1. For Stage 2, however, the

use of a linear virgin compression curve (see Figure 4.10a) leads to calculated settlements

significantly higher than those measured in Stage 2. Good agreement between calculated

and measured settlements can be obtained using a bilinear virgin compression curve with

a transition stress of 20kPa (see Figure 4.10b). Although a bilinear virgin compression

curve is common for structured clay (see Figure 4.2), the transition of compression index

from X to X12 occurs at stresses about 60kPa higher than the preconsolidation pressure

(see Point A in Figure 4.2). Consequently, the bi-linear curve required to fit the field

response is not entirely consistent with the actual compression response of Gloucester

clay.

Strength Increase Due To Consolidation

One of the important objectives of staged construction is to improve the strength

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of the clay deposit by allowing time for consolidation and consequent decrease in void

ratio. Here, the term 'consolidation' includes both primary and secondary consolidation.

Studies on remoulded clay have shown that the decrease in void ratio during

consolidation leads to expanding of yield surface and a corresponding increase in

undrained shear strength. In addition, Bjerrum and Lo (1963) have shown that the

undrained strength increased with the period of aging as well. Thus, it was considered to

be insightful to examine the relative strength increase in the Gloucester foundation

caused by consolidation.

Model 1 uses a classical critical state concept in which consolidation and the

resultant expansion of the yield surface (see Equation [4.9]) causes strength increase.

Thus, the undrained shear strength, S u , is a function of void ratio and stress history.

From the elliptical cap equation, it can be shown that the initial undrained strength prior

to Stage 1 constructing, Su0, is related to (j'^l viz.:

S B 0 = A O i 6 5 ] [4.13]

where A is a constant and depends on the aspect ratio of the yield surface, and a ^ is the

initial yield surface intercept prior to the construction in Stage 1 (see Figure 4.1b). In

addition, the relative increase in undrained strength due to hardening during consolidation

is:

rS >i o'^+do'}* mv„

o-'(s) [4.14]

V u° JCon my„

where d o ^ is the incremental expansion of the yield surface due to strain-hardening

(from Equation [4.9]).

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Figure 4.11 shows the contours of (Su I Su0 )cms 15 years after construction of

Stage 1. The contours represent zones of relative strength increase due to consolidation.

From Figure 4.11, it can be seen that the magnitude of (Su ISM)cgm is 1.4 in Zone A

below the embankment centerline. This indicates a 40% increase in undrained strength.

The zones influenced by consolidation extend 13m from the centre line and over 10m

deep into the foundation. Thus, from Model 1, significant increase in the undrained

strength of the Gloucester clay would be anticipated after 15 years of consolidation.

Figure 4.12 shows the contours of (Su I Su0)cgm 4 years after construction of Stage

1. The expansion of the (Su I'Su0)cons =1.2 contour from the 4th year to the 15th year of

Stage 1 suggests that the magnitude of strength gain due to secondary consolidation

increases considerably with time; whereas the extent of strength gain does not change

significantly. From Model 1, up to 20% strength gain would be anticipated 4 years after

construction of Stage 1.

4.4.2 Analysis using the Structured EVP Model (Model 2)

Long-term settlement

Figure 4.13 shows the calculated settlement versus time at Gauge SI, using the

structured EVP model (Model 2). From Figure 4.13, it can be seen that Model 2 gives

settlement predictions that are very close to those measured for both Stages 1 and 2. This

is an improvement over the unstructured EVP model, since referring back to Figure 4.8,

Model 2 gives a stress-strain response during CRS oedometer compression that is

consistent with that measured for Gloucester clay (see Figure 4.8) and using structure

parameters that are easily deduced from laboratory tests. Figure 4.14(a) presents the

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measured and calculated settlement during Stage 1 at Gauge SI and S3, using Model 1

and Model 2 respectively. This figure shows that the results from Model 2 agree better

with the measured data, compared with that from Model [i66] 1. Furthermore, both

models were found to give settlement with depth comparable to that measured in the

case. Figure 4.14(b) shows the measured and calculated excess pore water pressure 1

year after the construction of Stage 2. Both Model 1 and Model 2 slightly overestimate

the excess pore water pressure at all depths. Model 1 gives slightly higher excess pore

pressures within the upper soft clay layer and lower excess pore pressure within the

underlying medium to stiff clay layer, compared with Model 2.

Strength Loss Due To Destructuration

For Model 2, there are two competing effects on the strength change during

consolidation. The first is strength increase due to consolidation and consequent

hardening of the yield surface. This strength increase with time during the Gloucester

case can be examined by contouring (Su ISM)com using Equation [4.14]. However, for

the structured EVP model, there is also loss of strength caused by destructuration. From

Equations [4.9] and [4.10], the relative strength loss due to destructuration can be

represented viz:

V""0 )Str wo

where co0 is the intact structure, co{ed) represents the state-dependent structure.

Referring to Equation [4.15], destructuration causes a reduction of peak undrained

strength. For the Gloucester clay with &)0=1.18, the maximum strength loss is 15%,

representing complete transformation to the intrinsic state.

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The distribution of destructuration 15 years after the construction of Stage 1 is

shown in Figure 4.15. The degree of destructuration is denoted by contours of

[Su/Su0 ) . From Figure 4.15, it can be seen that the strength loss due to

destructuration is concentrated in two zones (Zone A and Zone B). Zone A is located in

the upper 5m-thick soft clay layer close to the centerline, where most of the vertical

compression in the foundation occurs ( Leroueil et al. 1983 and Figure 4.14(b). The large

plastic strain in this layer causes considerable destructuration. The magnitude of

[Su/Su0 ) in the center of Zone A ranges from 0.9 to 0.85 suggesting the undrained

strength would decrease by 10% to 15%. In Zone B under the embankment toe, the

magnitude of \SU I Su0 J varies from 0.95 to slightly higher than 0.9, indicating a

relative decrease in undrained strength by 5% tol0%.

Combined influence of Consolidation and destructuration

In reality, the variation of undrained strength is affected by both destructuration

and consolidation. The combined effects can be deduced from Model 2 by plotting the

ratio,5„/5M0:

( c \ ( ^ \ ( <i \ [4.16]

v "V V " ° J Com V "° JStr su

where \SU I Su0 J is the ratio representing the relative strength loss due to

destructuration, and the ratio, [Su/Su0)Cgnt, denotes the relative strength gain due to

consolidation.

Figures 4.15 and 4.16 present the calculated strength variation in the Gloucester

foundation under the combined influence of destructuration and consolidation at the end

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of Stage 1. Figure 4.16 shows zones of net strength gain (i.e. Su /Su0 >1) and Figure

4.17 shows zones of net strength loss (i.e. Su /Su0 <1). Referring Figure 4.16, it appears

that the strengthened zones are located mainly within the upper soft clay layer in Zone A.

However, the actual strength increase is only 30% in Zone A, compared to 40%, which

was deduced from conventional unstructured soil mechanics (Model 1). Figure 4.17

presents the contour of Su/Su0 <1, denoting the net strength loss in the foundation.

From Figure 4.17, it can be seen that there is an extensive weakened zone (Zone B) under

the toe of embankment, which reaches a depth of 3m. A second weakened zone (Zone C)

is located between depths of 8m and 13m and it extends laterally extending about 7m

from the centre line of the embankment.

In summary, 15 years after the construction of Stage 1, the strengthening effect

due to consolidation is significant; however, destructuration reduces the magnitude and

extent of the strengthened zone that would be expected from conventional soil

mechanics. In addition, there is some weakening in Zone B, which is likely on the

potential failure surface and may be of practical interest for stability analysis and design

of staged construction on structured natural clay.

Time effect on the strength variation

Figures 4.18 and 4.19 show the development of strengthened and weakened zones

in the Gloucester foundation from the 4th year to the 15th year after the construction of

Stage 1. As shown in Figure 4.18, the extent of strengthened zones does not change

significantly during this period. However, the magnitude of strengthening increases

considerably, as suggested by the expanded Su / Su0 =1.2 contour. The weakened zone in

Zone B under the embankment toe maintains the same size while the intensity of

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weakening increases, as suggested by the expanded SM/Su0=0.95 contour in Figure

4.19,. The other weakened zone located in Zone C expands in size slightly (about lm

downward). Simultaneously the degree of strength loss in this zone increases, but it does

not exceed 5%.

Influence of additional load (Stage 2)

Figure 4.20 shows the geometry after construction of the Stage 2 fill.

Correspondingly, the construction of Stage 2 increases the stresses imposed by the

embankment on the clay foundation. As a result, additional consolidation and

destructuration is induced by Stage 2, as discussed below.

Figures 4.20 and 4.21 show the distribution of net strength gain (Su /Su0 >1) and

strength loss( Su /SuQ <1) .respectively, at the end of Stage 1 and 7 years after the

construction of Stage 2. The net strength gain has been estimated using Equation [4.16].

Figure 4.20 shows that the zone of strength increase expands laterally by about 2m due to

the increased width of the fill base. In addition, the magnitude of strengthening also

increases, as shown by the expanded contour line for Su /Su0=1.2. In Figure 4.21, the

weakened zone in Zone B shifts laterally by about 2m outward, as a result of the new

location of the embankment toe. The weakened zone in Zone C also expands downward

and further outward from the centerline[G67].

4.5 Summary and Conclusions

This chapter has examined the influence of clay structure and its degradation on

the field performance of the Gloucester test embankment. Two different constitutive

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models, an unstructured EVP model and structured EVP model, have been used to

evaluate the long-term settlement of the Gloucester test embankment and to assess the

change in undrained strength with time. The following is a summary of the conclusions

drawn from this study:

1. More than 50% of Stage 1 settlements occurred at constant effective stress, due

to secondary compression. A similar observation on the long-term (33 years) settlement

of an Accommodation building founded on the same site has been reported by McRostie

and Crawford (2001), as shown in Figure 4.22. As a result, it can be concluded that a

constitutive model that can account for the viscous behaviour of Gloucester clay is

required to predict the long-term performance of infrastructure founded on Gloucester

clay.

2. The structured EVP model (Model 2) was capable of describing the long-term

performance of the Gloucester case and gave improved results compared to those

obtained using the unstructured EVP model, and using soil parameters consistent with

those measured in the Gloucester case.

3. During Stage 1 of the Gloucester case (the first 15 years), the undrained

strength of the foundation deposit is subject to the combined influence of destructuration

and consolidation. In Zone A (see Figure 4.16) directly below the embankment, the

strengthening effect due to consolidation overshadows the strength loss due to

destructuration. In Zone B near the toe and Zone C at depth below centerline, however,

the opposite was observed. In these zones, destructuration overshadows consolidation

causing a net decrease in undrained strength of between 5% and 10% in Zone B and 5%

in Zone C.

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4. The distribution of net strengthening and weakening in the Gloucester

foundation can be interpreted as follows. In Zone A below the embankment centerline,

the clay is confined and the predominantly volumetric compression results in hardening

of the yield surface. This hardening effect leads to strength gain that overshadows

strength loss caused by destructuration. In Zones B and C, however, there is more

deviatoric or shear strain and comparatively less volumetric strain. The net effect is a

reduction of strength due to the limited volumetric strains.

5. There is additional evidence reported in the literature of other cases that show

the existence of weakened and strengthened zones in clay foundations below

embankments. For example, eight years after construction of the 2-meter-high

Murro[G68] Embankment, an in situ investigation (Koskinen et al. 2002) was carried out

to access the increase of the undrained shear strength. As pointed out by Karstunen et al.

(2005) within the top 7 meters in the foundation, the undrained shear strength increased;

Below that, however, the undrained shear strength decreased. Another example is the

1.5-meter-high the Ska-Edeby embankment (Holtz and Lindskog 1972). For this case,

vane shear tests in 1961 and 1970 suggested that the vane shear strength increased about

5kPa within the upper 3 meter in the clay deposit, whereas there was a reduction in shear

strength for the clay at the depth between 3m and 5m. These trends of strength variation

under the Murro Embankment and the Ska-Edeby embankment agree well with that

calculated for the Gloucester embankment, where the undrained strength is strengthened

in the top 10m, but weakened between the depths of 10m and 15m.

6. Analysis of the Gloucester case has shown the possible existence of a

weakened or disturbed zone of clay near the toe of the Gloucester test embankment. It is

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154

conceivable that such a zone may influence the stability of embankments founded on

highly structured clay deposits and reduce the effectiveness of staged construction. As a

result, it is concluded that the importance of stress concentrations near the toe of

embankments should be explored further.

7. The structure of natural clay plays an important role in the distribution of

strengthened and weakened (disturbed) zones in embankment foundations. For a clay

deposit with more structure than the Gloucester case, the structure degradation would

lead to a greater reduction in undrained strength. As a result, the weakened zone would

expand; whereas the strengthen zone would contract relative to those deduced for the

Gloucester case. For Gloucester clay with &)0=1.18, the maximum reduction of

undrained strength is 15% ; While for St. Jean Vianney clay with coQ =1.1, the maximum

reduction ratio would be 42%. It can be inferred that the strength loss due to

destructuration would be more serious for the same embankment founded on St. Jean

Vianney clay than that on Gloucester clay.

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Bjerrum, L. 1967. Engineering geology of Norwegian normally-consolidated marine

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Bjerrum, L., and Lo, K.Y. 1963. Effect of aging on shear-strength properties of normally

consolidated clay. Geotechnique, 13(2): 147-157.

Bozozuk, M., and Leonards, G.A. 1972. The Gloucester test fill. In Proceedings of the

ASCE Specialty Conference on Performance of Earth and Earth-Supported

Structures, pp. 299-317.

Burland, J.B. 1990. On the compressibility and shear strength of natural clays.

Geotechnique, 40(3): 329-378.

Callisto, L., and Rampello, S. 2004. An interpretation of structural degradation for three

natural clays. Canadian Geotechnical Journal, 41(3): 392-407.

Carter, J.P., and Balaam, N.P. 1990. AFENA-A general finite element algorithm: users

manual, School of Civeil Engineering and Mining Engineering,University of

Sydney, Australia.

Chen, W.-F., and Mizuno, E. 1990. Nonlinear analysis in soil mechanics : theory and

implementation. Elsevier Science Publishing Company Inc., New York, NY,

U.S.A.

Page 178: Guangfeng Qu _PhD Thesis

156

Fisher, D.G., Rowe, R.K., and Lo, K.Y. 1982. Prediction of the second stage behaviour of

Gloucester Test Fill. In Geotechnical Research Report.

Hinchberger, S.D., and Rowe, R.K. 1998. Modelling the rate-sensitive characteristics of

the Gloucester foundation soil. Canadian Geotechnical Journal, 35(5): 769-789.

Hinchberger, S.D., and Rowe, R.K. 2005. Evaluation of the predictive ability of two

elastic-viscoplastic constitutive models. Canadian Geotechnical Journal, 42(6):

1675-1694.

Holtz, R.D., and Lindskog, G. 1972. Soil movement below a test embankment. In

Proceedings of the ASCE Specialty Conference on the Performance of Earth-

Supported Structures. Lafayette, Indiana. Purdue University, pp. 273-284.

Holtz, R.D., and Broms, B.B. 1972. Long-term loading tests at Ska - Edeby. In

Proceedings of the ASCE Specialty Conference on Performance of Earth and

Earth-Supported Structures. Sweden. Purdue University, Vol.1, pp. 435- 464.

Kabbaj, M., Tavenas, F., and Leroueil, S. 1988. In situ and laboratory stress-strain

relationships. Geotechnique, 38(1): 83-100.

Karstunen, M., Krenn, H., Wheeler, S.J., Koskinen, M., and Zentar, R. 2005. Effect of

anisotropy and destructuration on the behavior of Murro test embankment.

International Journal of Geomechanics, 5(2): 87-97.

Katona, M.G. 1984. Evaluation of Viscoplastic Cap Model. Journal of Geotechnical

Engineering, 110(8): 1106-1125.

Kim, Y.T., and Leroueil 2001. Modeling the viscoplastic behaviour of clays during

consolidation: Application to Berthierville clay in both laboratory and field

conditions. Canadian Geotechnical Journal, 38(3): 484-497.

Page 179: Guangfeng Qu _PhD Thesis

Law, K.T. 1974. Analysis of Embankments on Sensitive Clays. Ph.D Thesis, University

of Western Ontario, London, Ontario.

Leroueil, S., and Vaughan, P.R. 1990. The general and congruent effects of structure in

natural soils and weak rocks. Geotechnique, 40(3): 467-488.

Leroueil, S., Samson, L., and Bozozuk, M. 1983. Laboratory and field determination of

preconsolidation pressures at Gloucester. Canadian Geotechnical Journal, 20(3):

477-490.

Liu, M.D., and Carter, J.P. 2002. A structured Cam Clay model. Canadian Geotechnical

Journal, 39(6): 1313-1332.

Lo, K.Y., Bozozuk, M., and Law, K.T. 1976. Settlement analysis of the gloucester test

fill. Canadian Geotechnical Journal, 13(4): 339-354.

McRostie, G.C., and Crawford, C.B. 2001. Canadian Geotechnical Research Site No. 1 at

Gloucester. Canadian Geotechnical Journal, 38(5): 1134-1141.

Perzyna, P. 1963. Constitutive equations for rate sensitive plastic materials. Quarterly of

Applied Mathematics, 20(4): 321-332.

Perzyna, P. 1971. Thermodynamics of rheological materials with internal changes, 10(3):

391-408.

Rouainia, M., and Wood, D.M. 2000. Kinematic hardening constitutive model for natural

clays with loss of structure. Geotechnique, 50(2): 153-164.

Rowe, R.K., and Hinchberger, S.D. 1998. The significance of rate effects in modelling

the Sackville test embankment. Canadian Geotechnical Journal, 35(3): 500-516.

Silvestri, V. 1984. The preconsolidation pressure of Champlain clay, Part II. Canadian

Geotechnical Journal, 21(3): 600-602.

Page 180: Guangfeng Qu _PhD Thesis

Stermac, A.G., Lo, K.Y., and Barsvary, A.K. 1967. The performance of an embankment

on a deep deposit of varved clay. Canadian Geotechnical Journal, 2(3): 234-253.

Yin, J.-H., and Graham, J. 1996. Elastic visco-plastic modelling of one-dimensional

consolidation. Geotechnique, 46(3): 515-527.

Page 181: Guangfeng Qu _PhD Thesis

159

Table 4.1 Material parameters used in both Model 1 and Model 2 for the numerical

analysis of the Gloucester test embankment

Depth (m) K X e0 v Mcs R ° Ck M oc

(xlO m/min)

0.0-2.0 0.025 0.65 1.8 0.3 0.9 1.65 10.0 0.25 0.9

2.0-5.2 0.025 0.65 1.8 0.3 0.9 1.65 7.2 0.25 0.9

5.2-7.2 0.025 0.32 1.8 0.3 0.9 1.65 6.0 0.5 0.9

7.2-13.4 0.025 1.35 2.4 0.3 0.9 1.65 6.0 0.25 0.9

13.4-20.2 0.025 0.75 1.8 0.3 0.9 1.65 7.2 0.25 0.9

Page 182: Guangfeng Qu _PhD Thesis

160

Table 4.2 Viscosity[i69]-related parameters for Gloucester clay used by Model 1 and

Model 2

Model 1 (Hinchberger and Rowe Model)

a = l/n YVP

0.033 ixlO'8 /min

Model 2 Structured EVP model

a = lln 77 <°o

0.033 lxl0"8 /min 1-18

b

50

Page 183: Guangfeng Qu _PhD Thesis

161

Figure 4.1 (a) Geometry[i70] of the Gloucester test embankment and (b) properties of

Gloucester clay

(a) Geometry[i71] of the Gloucester test embankment and the according finite element

mesh (modified from Hinchberger 1996)

Distance from the centre (m) 5 10 15 20

Fissures

Preconsoiidation pressure

(kPa)

I 50 100 150

Boundaries: A-B: Smooth, rigid, no drainage; B-C: Smooth, rigid, drained; C D : Smooth, rigid, no drainage

10 15

1 r

1 * Soft clay • # layer

clay layer

• Oedometer(NRC) I—Assumed a' (sii

20 25

Page 184: Guangfeng Qu _PhD Thesis

ure 4.1 (b) Comparison[i72] of the adopted parameters with laboratory results of

Gloucester clay (from Hinchberger 1996)

4h

6b

8h

£ 10 Q.

Q

12

14

16

18

20

Compression

Index, X

1 2 — I —

8

T~

NUMERICAL

m

4QIJ&. o

*p o

a o

<3D <JE>

o (TO

C)

O

O

...o..

o o

LAB

Hydraulic

Conductivity (m/min)

5 10 15 50

Preconsolidation

Pressure (kPa)

100 150

FIELD

-t-O

— I — I — I —

NUMERICAL

o o

o

o

O"

Oi

o

LAB

D

-|—l—l—l—l—|—l—l—l—i—|—r-GROUNDWATER : —

i O LEVEL!

s Jo-

£ To D"

"b"

<\c o

\<8>.

O \Q O

YIELD SURFACE INTERCEPT -ELLIPTICAL CAP MODEL • « . ' M •:

°o\. & o

\ 0

my0

O LABORATORY

O oedometer (NRC) preconsolidation; pressure

Q o

h-

_ J ; i i L

\ o \

. . . . . . . . . \

_ i i iL_i_

10

12

14

16

18

20

Page 185: Guangfeng Qu _PhD Thesis

Figure 4.2 Influence of clay structure on the behaviour of Gloucester clay in

undrained triaxial and oedometer compression tests

a) Typical undrained[i73] triaxial compression[i74] [G75]response

2.0

1.5 H

(0

1.0 H

(0

0.5 4

0.0

Structured Specimen (a'c=40kPa)

Destructured Specimen (a'c=83kPa)

Data from Law 1974

8 10

Axial Strain,%

Page 186: Guangfeng Qu _PhD Thesis

Figure 4.2 Influence of clay structure on the behaviour of Gloucester clay in

undrained triaxial and oedometer compression tests (Cont.)

b) Typical oedometer[i76][G77] compression curve

a p - i a p - s

0.0

-0.1

-0.2 -

O

(0

•5 "0.3 'o > H—

o w g -0.4 4 to

JO

O

-0.5 -

-0.6 4

-0.7

10

0'p, =80.5kPa

f p-s ==95KPa

<*>o = G , p-s / t ' p - i

i =1.18

ICU: Intrinsic compression line

Measured Data from Leroueil et al. (1983) on Gloucester clay obtainted from 4.05-4.18m

10 100

Vertical effective stress (a'u), kPa, in log scale

Page 187: Guangfeng Qu _PhD Thesis

165

Figure 4.3 Rate-sensitivity of the undrained shear strength and pre[G78]consolidation

pressure of Gloucester clay

(a) Undrained strength

Data from Law 1974 • CAU peak strength o CAU large strain strength

10-3 10-2 10-1

Strain Rate (/min)

Page 188: Guangfeng Qu _PhD Thesis

166

Figure 4.3 Rate-sensitivity of the undrained shear strength and pre[G79]consolidation

pressure of Gloucester clay (Cont.)

(b) Preconsolidation pressure

200 CO

tn tn a)

c o CD

"5 CO c o o CD

c CD Q.

<

100

90

80 -

70 -

60 -

50

40

Measured data by Leroueil et al. (1983) at a depth of 4.08-4.15m Measured data by Leroueil et al.(1983) at a depth of 3.45-3.9m Usipg Constant Rate of Strain (CRS) oedometer tests

Estimated in-situ preconsolidation pressure from depths between 2.4 and 4.9m

(Leroueil et al 1983)

• Estimated ranges of preconsolidation pressure from conventional oedometer tests

(Leroueil et al 1983)

-10-8 10-' 1 0 -e -i 0-5

Strain rate, /min

10" 10": 10":

Page 189: Guangfeng Qu _PhD Thesis

167

Figure 4.4 Long-term oedometer creep[G80] tests on Gloucester clay (data from Lo

et al. 1976)

c o "co CO

O

o

2 4

4 4

6 4

8 4

Long-term consolidation tests (Loetal. JI976) AU=P

Sarjnple at -2.4 rpetre Sarinple at - 4.2 pnetre

10 10° 101 102 103 104 105 106

Time, mins

Page 190: Guangfeng Qu _PhD Thesis

Figure 4.5 The state boundary[i81] surface and critical state line for Model 1 and

Model 2.

pj2

B3

A3

o

State boundary surfac Dynamic yield surfa

^ ^ " - " A 2 /

" ^ — 1Y1oc /

/ / ^—-,

• /

/ f

;e:Al-A2-A3 , :e: B1-B2-B3 /c lass ical Critical State Line

AM«

/ Elliptical Caps B 2 / ^ /

^ \ G

Elas t ic^/ \ domain State boundary/ \

surface A l \

dF

P \~~~ State of overstress at 'G'

\ / Dynamic yield \ * surface \ Bl

a, /(s)

a '(d) a

Page 191: Guangfeng Qu _PhD Thesis

169

Figure 4.6 Illustration of the theoretical response[i82] of Model 1 (Hinchberger and

Rowe Model)

(a)

£A < eB < ec

(c)

log(eO

(b)

log(e)

(d)

I s r

a = \ln

log(e)

Page 192: Guangfeng Qu _PhD Thesis

170

Figure 4.7 Illustration of the theoretical[i83] response of Model 2

(a) (c)

Metastable Structure

&A < ^B < £c

CJ » C

1

*j£ 1 _~B'

C

B

A

S„c

S„B

$uA

ec

m

U £A

log(crp)

(b) (d)

= 77 = 7) log(£)

I ~— "™ ~~ Y ™" " T B ' P o s t P ^ strength

= r7 srf log(e)

Page 193: Guangfeng Qu _PhD Thesis

gure 4.8 Comparison of the measured behaviour in CRS oedometer test on

Gloucester clay and the corresponding theoretical response of Model 2

-0.7

-0.8

200

Measured Data from Leroueil et al. (1983) on Gloucester clay obtained from 3.45-3.90m Theoretical response (Model 2)

50 100 150

Vertical effective stress (o'v), kPa 200

Page 194: Guangfeng Qu _PhD Thesis

Figure 4.9 Comparison of the measured settlement at Gauge SI with the calculated

settlement using Model 1

1.5 years 5 years

1 I 15 years 20 years

1000 2000 3000 4000 5000 6000 7000 8000

Time (days)

Page 195: Guangfeng Qu _PhD Thesis

173

Figure 4.10 Illustration of the linear and bilinear virgin compression curves

(a) linear approach

Ae

Long Term Compression Curve

ln(<7„) •

>e v0

(b) Bilinear approach

Transition Residual phase

Page 196: Guangfeng Qu _PhD Thesis

Figure 4.11 Zones of strength gain due to consolidation, 15 years after the

construction of Stage 1- Contours[i84] of {Su/Su0)cons

25

Distance from the centre (m) 5 10 15 20

Zone A

Stage 1

T

Contours of ( 4 /5 „ 0 X, ) m

T

10 15 20

25

Preconsolidation pressure

(kPa)

50 100 150

- ! — r ~

tj> Soft clay layer

a . Medium to stiff clay layer

• •

• Oedometer(NRC) - Assumed a' J*\

25

Page 197: Guangfeng Qu _PhD Thesis

Figure 4.12 Zones of strength gain due to consolidation, 4 years after the construction

of Stage 1. Contours[i85] of (Su /Su0)cgns

Distance from the centre (m)

10 15

4 years after the construction of Stage 1 15 years after the constructio of Stage 1

Soft clay

K layer

, Medium to stiff clay layer

• Oedometer(NRC) -Assumed a'my

(s^

10 15 20 25

Page 198: Guangfeng Qu _PhD Thesis

Figure 4.13 Comparison of measured settlement (Gauge SI) with calculated

settlement using Model 2

? o

4-1

c

E <u C/)

0 i

-10 -

-20 -

-30 -

-40 -

-50 -

-60 -

-70 -

-80 -

1.5

• o

""^^^~

years 5 years

1 10 years

A

Stage 1

Measured Data in Stage 1 Measured Data in Stage 2 Caculated by Model 2

• • i • - — i — " i

15 years

J

i

°\

- — I — i-

20 years

\

Stage 2

— i ^ ^

1000 2000 3000 4000 5000 6000 7000 8000

Time (days)

Page 199: Guangfeng Qu _PhD Thesis

Figure 4.14 Comparison of the measured and calculated settlement and excess pore

water pressure using Model 1 and Model 2

(a) Comparison of the measured settlement (Gauges SI and S3) with the calculated

settlement using Model 1 and Model 2

c

<D C/D

-40 4

-50

-60

-70

-80

1.5 years 5 years 10 years 13 years

i. i

Measured Settlment (S1) in Stage 1 Calculated by Model 2 Calculated by Model 1 Measured Settlement (S3) in Stage 1 Calcualted by Model 2 Calculated by Model 1

1000 2000 3000 4000 5000 6000 7000 8000

Time (days)

Page 200: Guangfeng Qu _PhD Thesis

Figure 4.14 Comparison of the measured and calculated settlement and excess pore

water pressure using Model 1 and Model 2 (Cont.)

(b) Comparison of the measured extra pore water pressure[i86] with the calculated

settlement using Model 1 and Model 2

c g

'•4-»

CO >

LU

1 Year after the constructure of Stage 2

1 2

O

o Geonor Hydraulic Standpipe IRAD Vibrating Wire Calculated using Model 1 Calculated using Model 2

3 4 5

Excess Pressure Head (m)

Page 201: Guangfeng Qu _PhD Thesis

Figure 4.15 Zones of strength loss due to destructuration, 15 years[i87] after

construction of Stage 1. Contour of [Su I Su0) 'Str

25

Distance from the centre (m)

5 10 15 20 T T T

25

Contours of (sjSua\

10 15 20

Preconsolidation pressure

(kPa)

50 100 150

" i — r

i f Soft clay f . layer

, .Medium to stiff

' clay layer

>Oedometer(NF\C) I— Assumed &

25

Page 202: Guangfeng Qu _PhD Thesis

Figure 4.16 Zones of net strength gain (i.e. consolidation overshadows

destructuration), 15 years[i88] after construction of Stage 1. Contour of

SJSU0>1

25

Distance from the centre (m) 5 10 15 20

T T 25

20 I Stage 1

Zone A

c g 5 10 i

LU

Zone C

Contours of Su I Su(j > 1

10 15

Preconsolidation pressure

' (kPa)

50 100 150

i — r

^ Soft clay ' layer

a # Medium to stiff clay layer

• Oedometer(NPtC) — Assumed o'my

<s)>

20 25

Page 203: Guangfeng Qu _PhD Thesis

Figure 4.17 Zones of net strength loss (i.e. destructuration overshadows

consolidation), 15 years[i89] after construction of Stage 1. Contour of

su/su0<i

25

Distance from the centre (m) 10 15 20 25

20 4

Zone A

E, 15 C O

"«^ ro >

LU

K

Stage 1 .NylZone B

Contours of ; S„ / Sll0 < 1

10

Preconsolidation pressure

(kPa)

50 lio 150 T

f Soft clay £• layer

# ^Medium to stiff clay layer

• Oedometer(NRC) I— Assumed a' (s!l

15 20 25

Page 204: Guangfeng Qu _PhD Thesis

Figure 4.18 Development of zones of net strength gain from the 4th year to the 15th

year in Stage 1

Distance from the centre (m)

5 10 15 20

15 years after the construction of Stage 1 4 years after the construction of Stage 1

Preconsolidation pressure

(kPa)

5D 100 150

i f Soft clay *9 layer

Medium to stiff clay layer

• Oedometer(NRC) — Assumed a' Js\

10 15 20 25

Page 205: Guangfeng Qu _PhD Thesis

Figure 4.19 Development of zones of net strength loss from the 4th year to the 15th

year in Stage 1

25

Distance from the centre (m)

5 10 15 20 T T T

25

20

Zone A

15

c q > m 10

5 |

Contours of S„ / S,„, < 1

15 years after the construction of Stage 1 4 years after the construction of Stage 1

10 15 20

Preconsolidation pressure

(kPa)

50 100 150

i r

£ Soft clay ' layer

a , Medium to stiff clay layer

• •

• Oedometer (NFJC) I— Assumed o',

25

Page 206: Guangfeng Qu _PhD Thesis

Figure 4.20 Zones of net strength increase, 7 years [i90] after construction of Stage 2

Distance from the centre (m) 5 10 15 20 25

54 Contours of Sh/Sll0 > 1

Preconsolidation pressure

(kPa)

I 50 100 150

At the end of Stage1(i.e. just before the construction of Stage 2) 7 years after the construction of Stage 2

10 15 20

I S Soft clay * layer

a . Medium to stiff clay layer

• Oedometer (NF\C) I— Assumed 0'

25

Page 207: Guangfeng Qu _PhD Thesis

Figure 4.21 Zones of net strength loss 7 years after construction of Stage 2

25

Distance from the centre (m) 10 15 20 25

20

Zone A

15

Stage 2

Stage 1

y ; Lateral shift due to \ 1.0 the additional loads in Stage 2

Contours of S^ I Sll0 < 1

At the end of Stage 1 (i.e. just before the construction^ Stage 2) 7 years after the construction of Stage 2

10 15

Preconsolidation pressure

(kPa)

50 100 150

i — r

£ Soft clay ' layer

a s Medium : to stiff

* clay layer

• Oedometer(NRC) — Assumed a'my

(s))

20 25

Page 208: Guangfeng Qu _PhD Thesis

186

Figure 4.22 Comparison of the compression curve in laboratory test with the

measured long-term field compression of Gloucester clay under the

Accommodation building (from McRostie and Crawford, 2001)

en a> a. E o o

4H

10

Average of laboratory tests

80 100

In situ observation

0.5 year 1 year

2 years

— i —

20 — i —

40 — i —

60 80 100

Vertical effective stress (cr'v), kPa

Page 209: Guangfeng Qu _PhD Thesis

187

CHAPTER 5

AN ANISOTROPIC EVP MODEL FOR STRUCTURED CLAYS

5.1 Introduction

Structured[G91] clay deposits are widely distributed throughout the world. As a

result, many countries build significant infrastructure on or in these difficult soils.

During loading, these clays can exhibit engineering characteristics such as rate-

sensitivity, drained and undrained creep, accelerated creep rupture and significant

anisotropy (Lo et al. 1965; Lo et al. 1972; Tavenas et al. 1978; and Vaid et al. 1979).

Some of these characteristics, in particular anisotropy, have been attributed to the

microscopic structure of clay.

For many structured clays, both anisotropy and viscosity appear to be significant.

Lo and Morin (1972) found that anisotropy, strain-rate and time effects were pronounced

for St. Louis and St. Vallier clay from Eastern Canadian,. Tavenas et al. (1978) observed

similar behaviour for other clays from eastern Canada. The engineering significance of

both anisotropy and strain-rate effects has been well established. Recently, Hinchberger

and Rowe (1998) and Kim and Leroueil (2001) demonstrated the importance of viscous

effects for embankments founded on soft clay deposits. Similarly, Zdravkovic et al.

(2002) demonstrated the effect of anisotropy on embankment behaviour. Thus, a

constitutive model that can describe both anisotropy and viscous effects in 'structured'

clays would be useful in geomechanics.

This chapter describes a constitutive approach to model the time-dependent

Page 210: Guangfeng Qu _PhD Thesis

188

plastic behaviour of rate-sensitive anisotropic structured clay. The main objective of the

chapter is to demonstrate a novel approach to the anisotropic behaviour of viscous

'structured' clay at yield and failure. As a consequence of this study, some observations

are also made regarding the anisotropic elastic behaviour of 'structured' clay. The

constitutive approach described in the following sections utilizes non-linear elasticity

theory, overstress viscoplasticity (Perzyna 1963), a Drucker-Prager failure envelope, and

an elliptical cap yield surface (Chen and Mizuno 1990). Structure is accounted for by

adopting a viscosity parameter that is initially high (the structured viscosity) and that

decreases to the residual or intrinsic viscosity due to plastic strain or damage strain (see

chapter 3). The structured viscosity is made anisotropic using a tensor approach similar

to that described by Boehler (1987), Pietruszczak and Mroz (2001) and Cudny and

Vermeer (2004). The intrinsic viscosity is assumed to be isotropic. Theoretical

behaviour is compared with the measured response of Gloucester clay and St. Vallier clay

(Lo and Morin 1972) during undrained triaxial compression tests on samples trimmed in

different orientations, / , to the vertical axis. The comparisons show that the constitutive

model is capable of accounting for both anisotropy and strain-rate effects on the

engineering behaviour of these clays.

5.2 General Approaches to Anisotropic Plasticity

In general, four main approaches have been developed to describe the anisotropic

behaviour of clayey soils at yield and failure excluding those based on nested yield

surfaces. The approaches are:

(i) Rotational Kinematic Hardening Laws: The yield surface is assumed to

rotate under the influence of an anisotropic stress field (Davies and Newson

Page 211: Guangfeng Qu _PhD Thesis

189

1992; Whittle and Kavvadas 1994; Wheeler et al. 2003). Rotational

hardening models have been used to describe the response of embankments

built on natural clay soils (Zdravkovic et al. 2002; Oztoprak and Cinicioglu

2005).

(ii) Transformed[G92] Stress Tensor: A fabric tensor is used to modify the stress

tensor, <r',,, obtaining the transformed stress tensor, T' Yield and failure y *^ y

criterion are subsequently developed using T~ instead of &tj (Miura et al.

1986; Tobita 1988; Tobita and Yanagisawa 1992; Sun et al. 2004;).

(iii) The Fabric Tensor[G93] Approach: A fabric tensor is used to modify the

plastic energy dissipation formulation to develop new state boundary surfaces

(Muhunthan et al. 1996).

(iv) The Structure Tensor Approach: Boehler (1987), Pietruszczak and Mroz

(2001), and Cudny and Vermeer (2004) used the stress tensor, c'iy, and a

microstructure tensor, atj, to obtain an anisotropic scalar coefficient, n , that

can be used to give anisotropic characteristics to scalar parameters such as the

cohesion intercept, c', and effective friction angle, <f>'. Pietruszczak and

Mroz (2001) demonstrated the use of this approach to obtain an anisotropic

Mohr-Coulomb failure criterion.

In summary, all of these approaches are useful, however, the common limitations

of the first three are generally: (i) complex formulations, (ii) numerous material

parameters required and (iii) parameters that generally cannot be determined using

conventional laboratory tests. However, the fourth approach described by Pietruszczak

and Mroz (2001) is relatively straightforward and it can be implemented into viscoplastic

Page 212: Guangfeng Qu _PhD Thesis

190

formulations (Pietruszczak et al. 2004) with the introduction of only one additional

constitutive parameter for the case of transverse isotropy.

5.3 Microstructure Tensor

Transverse Isotropy

In accordance with Pietruszczak and Mroz (2001), material anisotropy can be

described using a microstructure tensor, atj, which describes the spatial distribution of

microstructure. In its general form, the microstructure tensor is:

a = •J

a a. xx xy xz

a a yx yy yz avc azy az

[5.1]

For clays deposited under the influence of gravity with horizontal bedding or laminations,

the principal directions of anisotropy are vertical and horizontal. In this case, the

microstructure tensor, ay , is coaxial with the axes of orthotropy of the material and it can

be simplified

a- = y

to:

axx

0

0

0 T

0

0 "

0 T

[5.2]

where the superscript, T, denotes transverse isotropy. For a transverse isotropic material,

the microstructure tensor can also be written in terms of the mean and deviatoric

components viz.:

Page 213: Guangfeng Qu _PhD Thesis

191

a,-, =

[5.3]

r

0

0

0

0

o" 0 T

a3 _

=

am -arA/2

0

0

0

a,

0

a -a A/2 m m

0

0

a + a A m m

fit[ + flj + a3 a3 — am 2a3 — 1ax

a — - , A — V a„ 2ax +a3

where a is the mean structure and A describes deviations from the mean. When aT is

normalized by am, the microstructure tensor becomes:

T

11 a m m a

a —a A/2 m m

0 a n

0

0 0

-amA/2 0

0 am +amA m m

l - A / 2 0 0

0 l - A / 2 0

0 0 1 + A

[5.4]

where the normalized microstructure tensor, a j , quantifies the spatial distribution of

structure with respect to the mean structure and the parameter, A, defines the degree of

inherent material anisotropy. The absolute magnitude of A is zero in the case of isotropy

and it increases as the degree of anisotropy increases. Researchers such as Oda and

Nakayama (1989) have shown that it may be possible to relate A to measurements of soil

fabric.

For most naturally deposited clays, the major principal anisotropic direction is

vertical (e.g. azz>axx=a ) . Correspondingly A is positive (see Figure 5.1a).

However, for heavily overconsolidated clays such as London clay (Ward et al. 1959) high

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horizontal stresses may lead to higher undrained strength in specimens of horizontal

orientation compared to those of vertical orientation. Accordingly, A could be negative

if the major principal direction of anisotropy is horizontal (see Figure 5.1b).

For clays with sub-horizontal bedding or laminations, a transform tensor, Q, can

be applied. For example, in the case of plane strain:

fl = = gx =

cos" i sin" i sin2/

sin2/ cos2/ -sin 2/

- 0.5 sin 2i 0.5 sin 2/ cos 2i

[5.5]

where i is the angle of the bedding or laminations relative to the horizontal axis. Thus,

the transform tensor can be applied to cases where the major principal directions of the

microstructure tensor are not oriented along the vertical direction.

From Pietruszczak and Mroz (2001), a scalar parameter, rj, can be derived to

define the anisotropy of a material using the generalized effective stress state, otj , and

_ r • 2

microstructure tensor, atj or atj . The diagonal components of atj represent the

resultant stresses on each of the principal planes of orthotropy (see Figure 5.1c):

( .2 \ ' 2 '2 ' 2 ' 2

9 U=(yx =°xx +(Jxy +°xz \(J'2)yy=C7'y2=axy2+°yy

2+°yz ( .l\ .2 . 2 . 2 . 2

F )«=<** = < T ^ +°zy +°zz

yi

2

[5.6]

The anisotropic scalar parameter, r\, can be obtained by taking the normalized

projection of the microstructure tensor on the generalized stress state viz.:

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193

2 _ . 2 . fr>.r - • • - _ - - r U i 0"« )

tr\fT9 j

[5.7]

which in the case of a vertically orientated (e.g. i=0°) specimen subject to a triaxial stress

state simplifies to:

( 1 - A / 2 W 2 +(1-A/2)cr '2 +(1 + A)(T'2

77 = •2 . 2 . 2

^ +<7y +(Jz

[5.8]

Equation [5.7] conforms to the Representation Theorem of Isotropic Functions (Wang et

al. 1970) and as such, r\ is independent on the choice of orthogonal coordinate system

viz.

[5.9]

where Q is the transform tensor. The scalar parameter, r\, accounts for the influence of

stress orientation and material orientation as illustrated in the following section.

5.4 Application to Tresca's Failure Criterion

To illustrate the use of the microstructure tensor, consider Tresca's failure criteria,

which is often used in soil mechanics:

f(a\,r])=a\ -a'3 -r]cu0 (<J\ >cr'3)

[5.10]

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194

where cu0 is the isotropic undrained shear strength and 77 represents the influence of

anisotropy on the undrained strength of clay. As shown above, the scalar coefficient, 77,

is derived from the microstructure tensor, aj,, and the stress tensor, o'„. The magnitude

of 77 depends on the relative orientation and magnitude[G94] of both a I and <7y.

Consider a series of undrained triaxial compression tests on clay specimens

trimmed at different orientations, i, to the vertical. In accordance with Equation [5.9],

the effect of sample rotation can be taken into account by transforming the structure

tensor using Equation [5.5] taking i equal to the angle formed by the specimen axis and

the vertical (see Figure 5.2). Now, given the following arbitrary triaxial stress state:

au

a\ 0 0 0 a\ 0 0 0 a\

=

"l 0 0"

0 1 0

0 0 4

[5.11]

where a\ is the cell pressure in a triaxial test, and &'a is the axial stress, the influence of

sample orientation, i, on 77 is shown in Figure 5.3 for A equal to 0, ±0.1 and ±0.2,

respectively.

Referring to Figure 5.3, when the anisotropic parameter A equals zero, 77 is

constant and equal to one. For this case, the resultant undrained shear strength is

isotropic. As A is increased from 0.0 to 0.1 and 0.2, respectively, the undrained shear

strength becomes increasingly more anisotropic and the strength of vertical samples

( i = 0°) exceeds that of horizontal samples ( i = 90°). Conversely, the strength of

horizontal samples ( i = 90°) exceeds that of vertical samples ( i = 0°) when A is

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195

negative. Thus, the parameter r\ can be used to modify Tresca's failure criteria obtaining

anisotropic undrained shear strength similar to that observed by Lo and Milligan (1967).

It can be shown that, for soils that reach a unique effective stress ratio at failure:

Tli = T W + (TW _ 1 W )C0S2i t5-12]

which is identical to the relationship used by Lo (1965) to describe the anisotropic

undrained shear strength of Welland clay in Canada.

Figure 5.4 illustrates the influence of the stress ratio, o\jo\ , on r]cu0. Consider

the following triaxial stress state:

[5.13]

which permits investigation of the influence of o\ \&'c , on the anisotropic parameter T|.

Referring to Figure 5.4, for stress ratios less than one, the undrained shear strength is

higher for horizontal specimens than for vertical specimens since the major principal

stress is acting in the radial direction. For stress ratios that exceed one, r\ increases to a

maximum of almost 1.2 for vertical specimens and stress ratios in the order of 6. Similar

trends can be observed for specimens trimmed at i = 45° and i = 90°, respectively. Thus,

the anisotropy is not only dependent on the orientation of the stress field relative to the

microstructure of the clay, i, but also on the stress ratio, o\ /CJ'C . It should be noted that

the parameter 77 approaches its upper limit as &a > 5<r'c. Although this complicates the

°ij =

°\ 0

0

0

<y'c

0

0

0

<*\.

= 0'c

1 0 0

0 1 0

_0 0 a\l&

determination of A somewhat, it has benefits that will be explored later in this chapter.

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196

5.5 Application to an Elastic-Viscoplastic Model

Overstress Viscoplasticity

The formulation presented in the following sections is based on the Hinchberger

and Rowe Model (Hinchberger 1996; Hinchberger and Rowe 1998). This model has a

state boundary surface defined by an elliptical cap yield function (Chen and Mizuno

1990) and Drucker-Prager envelope (see Figure 5.5a); it has provision for either isotropic

and anisotropic non-linear behaviour in the elastic stress range; and the plastic response is

defined within the framework of Perzyna's theory of overstress viscoplasticity (Perzyna

1963) utilizing concepts from critical state soil mechanics (Roscoe et al. 1963). A

summary of the Hinchberger and Rowe (1998) model can be found in Table 5.1;

however, in principal the following constitutive formulation could be adapted to any

overstress viscoplastic model.

The basic constitutive equation (from Hinchberger and Rowe, 1998) is:

£ =£e+evp

2G Xl + e)a'm y ^ >' -+-

dF

dot

[5.14a]

where the flow function, <|)(F) , is a power law viz.

<KF)= my os

my

- 1

[5.14b]

In Equations [5.13] and [5.14], e~ is the strain-rate tensor, stj is the deviatoric stress

tensor, a ' is the mean effective stress, 8U is Kronecker's delta, G is the stress

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197

dependent shear modulus, K is the slope of the e - l n ( a ^ ) curve in the over-

consolidated stress range, and e is the void ratio. The scalar function <j)(F) is called the

flow function, o,{^ is the overstress (see Hinchberger and Rowe 2005), c ' j^ is the static

yield surface intercept and dF/dcr'j is the normalized plastic potential for associated

plastic flow. An associated flow rule has been adopted in this chapter. It should be noted

that although the associated flow rule and isotropic plastic potential simplify the

formulation, such an assumption introduces a limitation in the model since the plastic

potential of most clays is anisotropic and in some cases non-associated (Graham et al.

1983 and Newson 1998).

The time-dependent plastic behaviour of clay is thus governed by the viscosity

parameter, u,, and the strain-rate exponent n . Viscosity, u., is the inverse of fluidity

(y'1' = l /( i) and as u, increases the soil becomes less fluid and viscous effects increase.

The rate-sensitivity is governed by n . As n increases the rate-sensitivity decreases.

Consequently, through varying n and \x, viscous rate-sensitive, viscous rate-insensitive

and inviscous plasticity can be modeled. The latter can be obtained by using an iterative

solution scheme to keep the stress-state on either the static yield surface or the Drucker-

Prager envelope (Zienkiewicz and Cormeau 1974).

Modification for Structure

Burland (1990) suggested that the engineering behavior of natural clays can be

described with reference to the remolded or intrinsic state. In accordance with this

concept, it has been hypothesized (See Chapter 3) that the viscous component of clay

structure can be defined in terms of the intrinsic and structured viscosities viz.:

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0)0 =

1

198

[5.15]

V r -mt J

where a}, is the initial structure parameter, fistr is the initial viscosity of the undisturbed

'structured' clay and jj,^ is the remolded or intrinsic viscosity (Hichberger and Qu 2007).

As a result, 'structured' clay is considered to have a high initial viscosity relative to the

residual or intrinsic viscosity[G95].

During loading, it is assumed that the initial viscosity, (0,str, is gradually damaged

by plastic strain until eventually the clay is completely destructured and the viscosity has

degraded to the intrinsic viscosity, jx^ . This process is commonly referred to as

'destructuration' (Rouainia and Wood 2000). Degradation of the clay viscosity is

assumed to occur as a function of damage strain viz.:

tfed) = /"int + <A,r - # * )«"*'" [5-16]

where b is a parameter that controls the rate-of-destructuration of clay and the damage

strain, s d , is:

ded=V(l-A)(de70l)2+A(de;

p)2 [5.17]

In Equation [5.17], (see Rouainia and Wood 2000), A is a weighting parameter and e vp vol

and e^ are plastic volumetric and octahedral shear strains (V3yoct), respectively. In this

chapter, the weighting parameter, A, has been assumed to be 0.5. It is also recognized

that the current model does not account for shear banding or strain localization and that

the parameter & in Equation [5.16] includes these effects for shearing modes of failure.

In summary, the Hinchberger and Rowe model (Hinchberger and Rowe 1998) has

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199

been modified by adopting a state-dependent viscosity parameter and the resultant plastic

strain-rate tensor is:

The conceptual behaviour of the 'structured' clay model is described below.

Conceptual Behaviour of the 'Structured' Model

The conceptual behaviour of the structured model has been described extensively

by Hinchberger and Qu (2007) for over consolidated materials such as St. Vallier (Lo and

Morin 1972) and Saint-Jean Vianney clays (Vaid and Campanella 1977; Vaid et al.

1979). Figure 5.5 illustrates the model behaviour for lightly over consolidated materials

during CIU triaxial compression tests.

Referring to Figures 5.5b and 5.5c, after initial isotopic consolidation to point 1 in

Figure 5.5b, triaxial compression of the soil specimen at a constant rate of strain will

cause the effective stress path to move on the elastic wall from point 1 to 2 where

yielding occurs. During continued compression, the 'structured' soil skeleton will

undergo plastic straining as the stress path moves from 2 to 3; however, the plastic strain-

rate during this phase of compression is very low due to the high viscosity of the

'structured' soil skeleton. Thus, the material behaviour is still predominantly elastic from

2 to 3 as shown in Figure 5.5b as overstress builds up relative to the long-term or static

yield surface (Hinchberger and Rowe 2005).

At point 3, the overstress and resultant plastic strain-rate becomes high enough to

begin destructuration of the clay and consequent increased fluidity of the clay skeleton.

From point 3 to 4, there is stabilization of the overstress during which the peak strength is

BF

da'. HM (<KF))

dF [5.18]

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200

reached. From point 4 to 5, however, the damage rate is high and there is a significant

reduction of overstress (stress relaxation) caused by the shear thinning or degrading soil

viscosity. Thus, strain softening is modeled as a stress-relaxation phenomenon. As

compression continues, it is assumed that eventually the plastic strain causes the viscosity

of the soil skeleton to decrease to the intrinsic viscosity; although this state may not be

reached during triaxial compression.

The conceptual behaviour described in Figure 5.5 applies to lightly over

consolidated materials such as Gloucester clay. In addition, during undrained triaxial

creep tests, application of a constant deviator stress exceeding that denoted by point A in

Figure 5.5a and 5.5b will cause time-dependent plastic creep followed by eventual creep

rupture of the material. However, applied deviator stresses below that denoted by point

A will cause time-dependent plastic creep that will eventually stabilize when the stress

state reaches the static yield surface. Sheahan (1995) summarizes such behaviour for

natural clays. In general, the model adopted in this chapter is identical that described in

Chapter 3 except that, in this study, an associated flow rule has been assumed in

conjunction with separate 'structured' and 'destructured' bounding surfaces. Appendix G

describes an alternative approach utilizing non-associated plasticity.

Modification for Anisotropy

To account for both time-dependency and anisotropy of natural clay at yield and

failure, it is hypothesized that the 'structured' viscosity of clay is anisotropic whereas the

intrinsic viscosity is isotropic. Studies by Law (1974) and Lo and Morin (1972) contain

experimental observations supporting this assumption for some clays from Eastern

Canada.

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201

Using the microstructure tensor, the structured viscosity can be modified as

follows:

H{ed,r\) = (jimt + {wstr ~/"int yhSd) [5.19]

where T| is the anisotropic scalar parameter defined by Equations [5.7] and [5.8].

Equation [5.19] can also be expressed in terms of the initial structure, CO;, viz.:

co(sd ,7])= (l + (ryo/ - l)e-*« ) ' " [5.20]

where oo(ed,T|) defines the remaining structure at any point after some destructuration,

ed , has occurred. The resultant anisotropic viscoplastic strain-rate tensor is:

Thus, a structure parameter and microstructure tensor have been used to extend

the Hinchberger and Rowe (1998) model to obtain an anisotropic rate-sensitive

constitutive model for structured clays. Clay structure is treated as a viscous bonding

phenomenon and the source of anisotropy is assumed to be the anisotropic distribution of

viscous bonds. The main characteristics of the constitutive model are summarized in

Table 5.1.

It is noted that for a tensor approach, adopting an associated plastic potential law

would lead to underestimation of the deviatoric plastic strain for natural clay subject to at

isotropic stress path. A non-associated flow rule can be utilized to overcome this

limitation and improve the prediction of the tensor approach on plastic strain under

loading. However, additional parameters have to be introduced for the non-associated

plastic potential law and these parameters must be deduced from non-standard laboratory

dF

a<rf, ^(ed,r?) (<KF))

dF [5.21]

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202

tests. Thus, for the sake of simplicity, the tensor approach in this chapter adopts an

associated plastic potential law and consequently only one parameter, A, is required to

describe the anisotropy characteristic of natural clay.

5.6 Evaluation

Methodology

This section compares calculated and measured behaviour of both Gloucester clay

and St. Vallier clay during undrained triaxial compression tests on specimens trimmed at

various orientations, i, to the vertical. Only tests performed at consolidation pressures

less than the in situ overburden stress were considered in the analysis. In addition, the

test results used below were obtained using high quality triaxial specimens trimmed from

block samples.

For Gloucester clay and St. Vallier clay, a series of isotropically consolidated

undrained (CIU) triaxial compression tests were evaluated. The measured behaviour has

been reported by Law (1974) for Gloucester clay and Lo and Morin (1972) for St. Vallier

clay. The calculated behaviour presented in Figure 5.6 through 5.13 was obtained using

the finite element (FE) program AFENA (Carter and Balaam 1990), which has been

modified by the authors to account for time-dependent plasticity and structure. A FE

analysis was undertaken for each test starting from the initial stress state reported during

the test. The sample was loaded by prescribing displacements to the top of the mesh at a

rate corresponding to the compression rate reported for each test. The FE calculations

were performed using 6-noded linear strain triangles in conjunction with axi-symmetric

conditions. The top and bottom mesh boundaries were assumed to be smooth (e.g.

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203

friction was neglected) and rigid. The FE calculations are summarized in Figure 5.6

through 5.9 for Gloucester clay and Figure 5.10 through 5.13 for St. Vallier clay. The

constitutive parameters used in the analysis are listed in Tables 5.2 and 5.3 for Gloucester

and St. Vallier clay, respectively.

Gloucester clay

Law (1974) conducted a series of CIU triaxial compression tests on specimens of

Gloucester clay trimmed at 0°, 30°, 45°, 60° and 90° to the vertical[i96] (see Figure 5.2).

The test results are summarized in Figure 5.6, which shows the measured and calculated

peak undrained shear strength of Gloucester clay versus sample orientation, i. Figure 5.6

also shows the measured and calculated post-peak strength at 8% axial strain and the

calculated intrinsic or residual strength of Gloucester clay at large-strain. The intrinsic or

residual state was assumed in the FE interpretation even though it is difficult to reach the

residual state in a triaxial apparatus.

From Figure 5.6, it is evident that the measured and calculated peak undrained

shear strength of Gloucester clay are strongly anisotropic. The peak strength of vertical

specimens (e.g. /=0°) is typically 40% higher than for horizontal specimens (e.g. i = 90°).

In general, there is overall good agreement between the calculated and measured peak

strength for all sample orientations, i.

At an axial strain of 8%, there is also good agreement between the calculated and

measured post-peak shear strength. The measured strength of Gloucester clay at 8% axial

strain is only slightly lower than the calculated strength for the values of / considered. At

the intrinsic state, which is reached at 12% axial strain (assumed), the theoretical strength

of Gloucester clay is isotropic (see Figure 5.6). Overall, it is concluded that the trends of

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calculated undrained shear strength are comparable to the measured trends of undrained

strength versus sample orientation, i.

Calculated and measured deviator stress and excess pore pressure versus axial

strain are compared in Figure 5.7 up to 12% axial strain. From Figure 5.7, it can be seen

that there is adequate agreement between the measured and calculated behaviour

notwithstanding the notable differences in the elastic range as discussed below. In the

post-peak stress range, the measured rate of strength reduction is somewhat higher than

the calculated rate for specimens trimmed at / of 0° and 30°. However, the theoretical

response is considered to be a reasonable idealization considering the probable impact of

such factors as natural variability on the laboratory measurements. In addition, the

calculated excess pore pressures are generally within 15% of the measured excess pore

pressures for axial strains up to 10%. The difference between calculated and measured

pore pressures can be attributed to the isotropic elastic theory used to obtain the

calculated behaviour as discussed in the following paragraph.

Figure 5.8 shows the calculated and measured stress path during triaxial

compression tests on specimens at i=0° and 90°, respectively. In accordance with

Graham and Houlsby (1983), an anisotropic elastic parameter, (3 = E V / E h , can be

derived from the deviation of the measured stress path from the theoretical isotropic

stress path for / = 0° (see Figure 5.8). For Gloucester clay, the anisotropic parameter, (3,

is approximately 1.6 assuming a Poisson's ratio of 0.3, where Ev and Eh are the vertical

and horizontal elastic modulus, respectively. Reanalysis of the CIU triaxial test using

cross-anisotropic elastic theory in the elastic-viscoplastic constitutive model produced

Curve '2' in Figure 5.8, which is in close agreement with the measured stress path.

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To conclude, Figure 5.9 summarizes the effect of strain-rate on the undrained

strength of Gloucester clay. Again, the constitutive model is capable of describing the

overall variation of undrained shear strength versus strain-rate, and as such, the

constitutive results are considered to be encouraging. For Gloucester clay, the

constitutive model is capable of describing both the variation of peak and post-peak

strength versus sample orientation and the effects of strain-rate on the mobilized strength.

The peak strength of Gloucester clay varies by about 10% per order of magnitude change

in the strain-rate. This is quite significant and in many cases it should not be ignored by

engineers (Marques et al. 2004).

St. Vallier clay

To complete the evaluation, the anisotropic behaviour of St. Vallier clay during

CIU triaxial compression tests was also considered. St. Vallier clay is considered

because it exhibits different anisotropy behaviour from Gloucester clay, which may be of

interest. The behaviour of St Vallier clay during CIU triaxial compression was reported

by Lo and Morin (1972). Figure 5.10 through 5.13, inclusive, compare the calculated and

measured behaviour and the constitutive parameters for this case are summarized in

Table 5.3.

Overall, there is also good agreement between the calculated and measured peak

undrained shear strength versus sample orientation of St. Vallier clay (see Figure 5.10).

From Figure 5.10, it can be seen that the undrained shear strength of St. Vallier clay is

highly anisotropic. The peak undrained shear strength of vertical specimens, /=0°, is 1.8

times that of the horizontal specimens (i=90°), which is a significant difference. Figure

5.11 compares the calculated and measured deviator stress and excess pore pressure

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206

versus axial strain for vertical and horizontal specimens. The overall trends in the

measured and calculated data are considered to be consistent. Similar to Gloucester clay

(see Figure 5.9), slight differences between the measured and calculated data may also be

attributed to the anisotropic elastic response of St. Vallier clay.

Figure 5.12 shows the calculated and measured stress paths for triaxial

compression tests on specimens at i = 0° and 90°. For St. Vallier clay, the elastic

anisotropic parameter, (3, is 1.14 . Similarly, Curve 2 in Figure 5.12 shows the stress

path calculated using cross-anisotropic elasticity in conjunction with the structured

elastic-viscoplastic model for i = 0°. Again, the calculated and measured behaviour

agree. Thus, it appears that the constitutive framework is able to also account for the

variation of peak undrained shear strength of St. Vallier clay versus sample orientation.

The effect of strain-rate on the measured and calculated undrained peak shear

strength of St. Vallier clay is summarized in Figure 5.13. Referring to Figure 5.13, an

order of magnitude increase in the applied strain-rate causes a 15% increase in the peak

undrained shear strength of St. Vallier clay. In comparison, the peak strength of

Gloucester clay increased by only 10% for an order of magnitude increase in the applied

strain-rate. The increased rate-sensitivity is accounted for by decreasing the exponent, n,

in the constitutive model for St. Vallier clay (see Table 5.3). The results in Figure 5.13

further highlight the significant influence of strain-rate on the engineering behaviour of

clays from Eastern Canada.

The influence of destructuration on anisotropy

Figure 5.14 illustrates apparent yield states derived from the anisotropic

structurered constitutive model assuming a>0 = 1.52 and A = 0.45. Since the yield stress

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207

in an EVP model is governed by strain-rate, the term ' apparent' is used to denote

isotaches in general stress space and the apparent yield surfaces depicted in Figures 5.14a

and 5.14b correspond to normalized isotaches. From Figure 5.14a, it can be seen that as

A increases, the apparent yield surface predicted by the proposed constitutive model

becomes increasingly anisotropic. Similarly, in Figure 4.15b, as the structure

parameter, a> , decreases, the apparent yield surface becomes more isotropic. For

comparison purposes, Figure 5.15 shows the effect of destructuration on St. Alban clay.

This figure summarizes the influence of anisotropic consolidation (K'0 ranges from 0.5

to 0.6) on the apparent yield surface of St. Alban clay measured using drained triaxial

probing tests (Leroueil et al. 1979). From Figure 5.15, it can be seen that as the

volumetric strain increases from 8% to 20% during K'0 consolidation, the apparent yield

surface of St. Alban clay becomes more isotropic. The behaviour depicted in Figure 5.15

is consistent with that shown in Figure 5.14b for CD0 =1.52 and A = 0.45. The parameter

co0 =1.52 can be estimated from the structured and intrinsic compression curve for St.

Alban clay shown in Figure 5.16[197]. Figure 5.16 also demonstrates the destructuration

of St. Alban clay with increase of volumetric strain. Based on Figure 5.16, the structured

and intrinsic compression curves for St. Alban clay are almost equal for volumetric

strains exceeding 20% (e.g. the intact clay is destructured).

Figuress 5.15 and 5.16 suggest that destructuration of a natural anisotropic clay

can lead to a reduction of its anisotropy even for K\ -consolidation where K'0 =0.5-0.6.

Similar behaviour has been reported for Winnipeg clay and Onsoy Clay, by Graham et al.

(1983) and Lune et al. (2006), respectively. Furthermore, as shown in Figure 5.6, the

undrained peak strength of Gloucester clay exhibits significant anisotropy (e.g. 40%

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difference for undrained strengths for / = 0° and i = 90°); whereas the post-peak strength

of Gloucester clay is nearly isotropic (e.g. 7% different for i = 0° and / = 90°). This

suggests that destructuration in the undrained triaxial compression tests[G98] reduces the

strength anisotropy of Gloucester clay.

5.7 Summary and Conclusions

This chapter presented a constitutive approach for modeling the rate-dependent,

anisotropic behaviour of structured clay. The foundation of the constitutive framework is

an existing overstress elastic viscoplastic model (Hinchberger 1996; Hinchberger and

Rowe 1998), which has been extended using a state-dependent viscosity parameter to

account for the effects of clay 'structure' (Hinchberger and Rowe 2005). A tensor

approach similar to that described by Boehler (1987), Pietruszczak and Mroz (2001) and

Cudny and Vermeer (2004) has been used to incorporated anisotropic viscoplasticity into

the model, which has been shown to describe some of the key engineering characteristics

of two clays from Eastern Canada.

For St. Vallier and Gloucester clay, the effects of strain-rate (or time) and sample

orientation are clearly significant and a constitutive framework that can account for these

two effects is considered to be desirable. Other factors that may affect the response of

natural clay during triaxial compression tests include but are not limited to end effects

and strain localization both of which have been ignored. In accordance with Equations

[5.16] and [5.17], the damage parameter, b , governs the rate of structural degradation of

the clay skeleton. Presently, it is not clear how this parameter may be affected by strain

localization and future development should focus on this important issue. However, the

model captures most of the anisotropic and time-dependent characteristics of these clays,

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which are clearly very significant.

Based on the analyses and discussions presented above, the following

observations and conclusions may be made:

(i). The extended Hinchberger and Rowe (1998) model can describe the effect of strain-

rate and sample orientation on the peak undrained shear strength of Gloucester clay

and St. Vallier clay.

(ii). The constitutive approach described above can also approximate the nearly

isotropic post-peak strength of Gloucester clay during CIU triaxial compression.

(iii). The plastic response of St. Vallier clay is more anisotropic ( A = 0.3 and

cui=0/cui=90=1.8 ) than that of Gloucester clay (A = 0.15 and cui=0/cui=90=1.4 ).

However, the opposite can be observed for the elastic anisotropy where (3 = 1.6 for

Gloucester clay compared to (5 = 1.15 for St. Vallier clay. As a result, it is

concluded that the degree of elastic and viscoplastic anisotropy may not necessarily

be interrelated for structured clay.

(iv). For Gloucester clay, it is concluded that both cross-anisotropic elasticity (e.g.

Graham and Houlsby 1983; Love 1927) and anisotropic viscoplasticity should

ideally be accounted for in a constitutive model for this material. The need to

account for the anisotropic elasticity of St. Vallier clay is less evident.

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References

Boehler, J.P. 1987. Applications of tensor functions in solid mechanics. Springer,

Wien.

Burland, J.B. 1990. On the compressibility and shear strength of natural clays.

Geotechnique, 40(3): 329-378.

Carter, J.P., and Balaam, N.P. 1990. AFENA-A general finite element algorithm:

users manual, School of Civeil Engineering and Mining

Engineering,University of Sydney, Australia.

Chen, W.F., and Mizuno, E. 1990. Nonlinear analysis in soil mechanics : theory and

implementation. Elsevier Science Publishing Company Inc., New York, NY,

U.S.A.

Cudny, M., and Vermeer, P.A. 2004. On the modelling of anisotropy and

destructuration of soft clays within the multi-laminate framework. Computers

and Geotechnics, 31(1): 1-22.

Davies, M.C.R., and Newson, T.A. 1992. Critical state constitutive model for

anisotropic soil. In Proceedings of the Wroth Memorial Symposium, 07/27-

07/29/92. Oxford, UK. Publ by Thomas Telford Services Ltd, London, Engl, p.

219.

Graham, J., and Houlsby, G.T. 1983. Anisotropic elasticity of a natural clay.

Geotechnique, 33(2): 165-180.

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Graham, J., Noona, M.L., and Lew, K.V. 1983. Yield states and stress-strain

relationships in a natural plastic clay. Canadian Geotechnical Journal, 20(3):

502-516.

Hinchberger, S.D. 1996. The behaviour of reinforced and unreinforced embankments

on rate senstive clayey foundations. Ph.D Thesis, University of Western

Ontario, London.

Hinchberger, S.D., and Rowe, R.K. 1998. Modelling the rate-sensitive characteristics

of the Gloucester foundation soil. Canadian Geotechnical Journal, 35(5): 769-

789.

Hinchberger, S.D., and Rowe, R.K. 2005. Evaluation of the predictive ability of two

elastic-viscoplastic constitutive models. Canadian Geotechnical Journal,

42(6): 1675-1694.

Hinchberger, S.D., and Qu, G. 2007. A viscoplastic constitutive approach for

structured rate-sensitive natural clay. Canadian Geotechnical Journal, Re-

Submitted November 2007.

Kim, Y.T., and Leroueil 2001. Modeling the viscoplastic behaviour of clays during

consolidation: Application to Berthierville clay in both laboratory and field

conditions. Canadian Geotechnical Journal, 38(3): 484-497.

Law, K.T. 1974. Analysis of Embankments on Sensitive Clays. Ph.D Thesis,

University of Western Ontario, London, Ontario.

Lo, K.Y. 1972. An approach to the problem of progressive failure. Canadian

Geotechnical Journal, 9: 407-429.

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Lo, K.Y., and Milligan, V. 1967. Shear strength properties of two stratified clays.

American Society of Civil Engineers Proceedings, Journal of the Soil

Mechanics and Foundations Division American Society of Civil Engineers,

93(SM1): 1-15.

Lo, K.Y., and Morin, J.P. 1972. Strength anisotropy and time effects of two sensitive

clays. Canadian Geotechnical Journal, 9(3): 261-277.

Love, A.E.H. 1927. A treatise on the mathematical theory of elasticity. Cambridge

University Press, Cambridge,England.

Marques, M.E.S., Leroueil, S., and de Almeida, M.d.S.S. 2004. Viscous behaviour of

St-Roch-de-1'Achigan clay, Quebec. Canadian Geotechnical Journal, 41(1):

25-38.

Miura, K., Miura, S., and Toki, S. 1986. Deformation behavior of anisotropic dense

sand under principal stress axes rotation. Soils and Foundations, 26(1): 36-52.

Muhunthan, B., Cudny, M., and Masad, E. 1996. Fabric effects on the yield behavior

of soils. Soils and Foundations, 36(3): 85-97.

Newson, T.A. 1998. Validation of a non-associated critical state model. Computers

and Geotechnics, 23(4): 277-287.

Oda, M., and Nakayama, H. 1989. Yield function for soil with anisotropic fabric.

Journal of Engineering Mechanics, 115(1): 89-104.

Oztoprak, S., and Cinicioglu, S.F. 2005. Soil behaviour through field instrumentation.

Canadian Geotechnical Journal, 42(2): 475-490.

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Pietruszczak, S., and Mroz, Z. 2001. On failure criteria for anisotropic cohesive-

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natural clays with loss of structure. Geotechnique, 50(2): 153-164.

Sun, D.A., Matsuoka, H., Yao, Y.P., and Ishii, H. 2004. An anisotropic hardening

elastoplastic model for clays and sands and its application to FE analysis.

Computers and Geotechnics, 31(1): 37-46.

Tavenas, F., and Leroueil, S. 1978. Effects of stresses and time on yielding of clays.

In Proc of the hit Conf on Soil Mech and Found Eng, 9th, Jul 11-15 1977.

Edited by P.C.O.X. ICSMFE. Tokyo, Jpn. Jpn Soc of Soil Mech and Found

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Tavenas, F., Leroueil, S., La Rochelle, P., and Roy, M. 1978. Creep behaviour of an

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elastic solids - a unified numerical solution approach. International Journal for

Numerical Methods in Engineering, 8(4): 821-845.

Page 237: Guangfeng Qu _PhD Thesis

Tab

le 5

.1

Com

pari

son

of e

last

ic-v

isco

plas

tic m

odel

s

Hin

chbe

rger

and

R

owe

(199

8)

Hin

chbe

rger

and

Q

u (2

007)

P

rese

nt C

hapt

er

Ela

stic

Mod

el

Yie

ld F

unct

ion

Lim

it Su

rfac

e

Flow

Fun

ctio

n,

4>(F)

K=

(l

+ e

)ar'

IK

a

nd

G,V

m

1 m

y os

my

-1

f=(<

-lf-

2J

2R

2+(<

;»-l

f=0

f =

CJ^

M+

C^C

-

V^

T =

°

" N/c

Cri

tica

l S

tate

f=C

T^M

+<

c-7

^7 =

0 -

O/C

Yie

ld

my

os

MM

m

y M

^»7)

m

y os

<j;

my

-1

Har

deni

ng L

aw

rK.)

_(

! +

£)

„-C

(X

-K)

to

Page 238: Guangfeng Qu _PhD Thesis

Table 5.2 Constitutive parameters for Gloucester Clay

Parameter Initial void ratio, e

tic Yield Surface Intercept o'^ , (kPa)

Visoplastic Strain-rate Exponent, n Mstruc

V

Recompression Index, K Compression Index, X

Aspect Ratio of Elliptical Cap, R A (weighting Parameter) Anisotropy Parameter A

Structured viscosity, |j,str, (min) Damage Exponent, b

Structure parameter, co0

Value 1.8

48.5

30 1.20 0.3

0.02 0.63 2.5 0.5

0.15 1E8 50

1.18

Page 239: Guangfeng Qu _PhD Thesis

Table 5.3 Constitutive parameters for St.Vallier Clay

Parameter Initial void ratio, e

tic Yield Surface Intercept o'^, (kPa)

Visoplastic Strain-rate Exponent, n Mstruc

V Recompression Index, K Compression Index, A

Aspect Ratio of Elliptical Cap, R A (weighting Parameter) Anisotropy Parameter, A

Structured viscosity, /ustr, (min) Damage Exponent, b

Structure parameter, co0

Value 1.6

70

25 1.85 0.3

0.01 0.65 1.8 0.5 0.3

2.5E9 200

1.37

Page 240: Guangfeng Qu _PhD Thesis

218

Figure 5.1 Illustration of the microstructure tensor, al, and the generalized stress

tensor, ov for transverse isotropy.

(a) Structure Tensor with positive A (b) Structure Tensor with negative A (c) Generalized stress state

X X

t

(a) (b)

( C )

Page 241: Guangfeng Qu _PhD Thesis

219

Figure 5.2 Sample orientation, /.

a.

4 &

i = 45°

"7 /

/ 1/ Y

/ = 60°

1 / \

H* LW d£ / = 90°

. . . - • .1 X

Page 242: Guangfeng Qu _PhD Thesis

.3 The effect of A on the anisotropy of cu from Tresca's failure criterion.

2 h

/: Orientation angle

7]: Anisotropy scalar

0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4

T) i=90°

Page 243: Guangfeng Qu _PhD Thesis

221

Figure 5.4 The effect of stress ratio, (5'al<5'c, on the anisotropy of cu from Tresca's

failure criterion.

o o 3

o II

_cc CO o W

>> Q. O

1.4

1.2

o <n

' c

<

1.0 - —

0.8

F 0 . 6 -

0.4

0.2

0.0

- < ^ -~ / F ^'~-—.

-

n i=0 , A - 0.2 i=45°, A = 0.2 i=90°,A = 0.2

i i i I I i i i i

6 7 8 9 10

Vertical Stress Ratio, a'fa'

Page 244: Guangfeng Qu _PhD Thesis

222

Figure 5.5 Conceptual behaviour of the 'structured' soil model.

fij2

Structured Overconsolidated Yield envelope

/ /

/ Af =1.2

Destructured Critical State Line

(Classical)

M = 0.9

Associated Plastic Flow

Dynamic yield surface for point '3' (Expands to states of overstress e.g.

'3'defining dFfdcj'y )

my my

(a) m

/277A

(b) (c)

Page 245: Guangfeng Qu _PhD Thesis

ure 5.6 The effect of sample orientation, i, on the measured and calculated peak

and post-peak undrained strength of Gloucester clay.

30

25

20

15

10

_o-~- , Measured (Lavy 1974)

Calculated

Intrinsic strength at ea=20%(assumed)

—i 1 1 1 1 r -

0 10 20 30 40 50 60 70 80 90 I I

-20 -10

Orientation angle, i

Page 246: Guangfeng Qu _PhD Thesis

224

Figure 5.7 The effect of sample orientation, i, on the measured (Law 1974) and

calculated (a) axial stress versus strain and (b) excess pore pressure versus

strain for Gloucester clay.

(a) cfl 60 Q.

50

40

30

20

10

- i=0 Measured - i=30 Measured - i=45 Measured

—o— i=90 Measured

8 10 12

Vertical Strain (%)

30

20

10

60

50

40

30

20

10

(b)

- i=0 Calculated - i=30 Calculated - i=45 Calculated

T i=ou uaicuiaiea —•— i=90 Calculated

8 10 12

Vertical Strain (%)

8 10 12

Vertical Strain (%)

8 10 12

Vertical Strain (%)

Page 247: Guangfeng Qu _PhD Thesis

225

Figure 5.8 The comparison for sample orientations, /, of 0° and 90° on the measured

(Law 1974) and calculated[i99] (a) axial stress versus strain and excess

pore pressure versus strain (b) stress paths for Gloucester clay.

(a)

CO Q . -*_

<r> D

60

50

40

30

20

10

irf\

I?

r

^vj

O

o —

"°~"-~ ft==

• ^ *

\-0 Measured i=90 Measured i=0 Calculated i=90 Calculated

"•^ir 3

"~*

Q.

</> CO

2 a. So

o a. <n o> CD

a HI

8 10 12

Vertical Strain (%)

8 10 12

Vertical Strain (%)

(b)

Page 248: Guangfeng Qu _PhD Thesis

226

Figure 5.9 The effect of strain-rate on the peak strength[ilOO] of Gloucester clay

(Data from Law 1974).

10-5 io-<

ratio

-c

reng

t

To

shea

r U

nd ra

ined

1 -i

.9

.8

.7

.6

Calculated -^

o

i

o

i

'

Lab CAU — * £ s ^

•^\a=Un=0.033

1

i

- LabUU

^—p^ 1

i

103 10"2

Strain rate, %/min

10-1 10°

Page 249: Guangfeng Qu _PhD Thesis

227

Figure 5.10 The effect of sample orientation, i, on the peak strength of St. Vallier clay during CIU triaxial compression tests.

140

S. 120

P 100 CD

co CD

. C (/) co CD

Q_ " O CD C

'CO

•o c

80

60

40 4

20 4

Calculated

Measured J r o m i o and MorirL(1912X

45 90

Orientation angle, i

Page 250: Guangfeng Qu _PhD Thesis

228

Figure 5.11 The effect of sample orientation, /, on the measured (Lo and Morin 1972) and calculated (a) axial stress versus strain and (b) excess[G101] pore pressure versus strain for St. Vallier clay.

180

CO

a. en

D i

Calculated,i=0

Measured, r=Q

1 1 1 1 1

0.0 0.5 1.0 1.5 2.0 2.5 3.0 Vertical Strain (%)

o Calculated

MoaGuk)d,i=0°

i=90°

0.0 0.5 1.0 1.5 2.0 2.5 3.0

Vertical Strain (%)

Page 251: Guangfeng Qu _PhD Thesis

229

Figure 5.12 The effect of sample orientation, i, on the measured (Lo and Morin 1972) and calculated stress paths for St. Vallier[G102] clay.

i i u -

120 -

100 -

80 -

60 -

40 -

20 -

0 -

O i

Calculated i=0° J W

K./L* ; < ~ _jfjpf i i

/ t Calculated i=90° .

••••[••

I

i

1 (

<?l

I 1— O /

1/

9=2.55° in (ar a3) - am' space

p = 1.14 = Ev /Eh ( See Graham and Houlsby, 1983)

Curve '2' (Cross-anisotropic elasticity)

— 0 — Measured Stress Path i=0 --*- Measured Stress Path i=90

i i

50 100 150 200

a ', kPa

Page 252: Guangfeng Qu _PhD Thesis

230

Figure 5.13 Measured and calculated peak undrained shear strength versus strain-rate for St. Vallier clay (/=0°).

85

60

55

•! CO D.

4 - »

treng

CO

lear

CO T3 CD C CO

ou

75 -

70 -

65 -

i

I j

j »

GaJeiilated-

Measured by Lo aniMoriri (1972)

10": 10' 10-3 10-2

Strain rate, %/min

Page 253: Guangfeng Qu _PhD Thesis

Figure 5.14 Influence of A and co on apparent yield surface

(a[G103]) Variation of A

V 2-V<" A For a given structure parameter

1.32Su

Su

6) 0 =1.52

(b[G104]) Variation of m

my Julio*. T For a given anisotropic parameter

A = 0.45

1.32Su

Su

M=0.91

C00 =1 .52 (Intact state)

CO = 1.3—1 Partly G) = 1.1 -T destructured

CO = 1 (Intrinsic state)

<7' lo'w

m my

1.0

Page 254: Guangfeng Qu _PhD Thesis

Figure 5.15 Influence of destructuration on the apparent yield surface of St. Alban

clay

^ 2 / a ' ( d )

my

1.4

1.2 4

a 1c K' Sv/V

Surfaced 53kPa 0.5 Surfaced 58kPa 0.6 Surface ;3 80kPa 0,5

8% 14% 20%

Surface! 1(53KPa)

^yv o\c : Vertical consolidation stress

K'0 : Consolidation stress ratio, cr'1c/a'3c.

5vA/: Volumetric compression strain in consolidation

Page 255: Guangfeng Qu _PhD Thesis

Compression curves from oedometer compression tests on intact and

destructured specimens of St. Alban clay

(J „ i <j _ _ p-i p-s

10

-10

-15

-20 4

-25

100

= ^ C 3 T T -a'p.s=35kPa \ ^

\

: : _ , ' , _ ! \ "

°>o _ a P-S' GP-\ -1-52 \ \ Intact sample

a j=23kPa

Remolded sample

10 100 Mean effective stress (o'm), kPa, in log scale

Page 256: Guangfeng Qu _PhD Thesis

234

CHAPTER 6 CASES STUDY OF THREE DIMENSIONAL EFFECTS ON THE

BEHAVIOUR OF TEST EMBANKMENTS

6.1 Introduction

Trial embankments or test fills are usually constructed to assist in the design of

important embankments on difficult foundations (Dascal et al. 1972; Tavenas et al. 1974;

La Rochelle et al. 1974). In some cases, these structures are built to investigate

geotechnical technology such as geosynthetic reinforcement (Rowe and Soderman 1984;

Alfaro and Hayashi 1997; Rowe et al. 1995) or prefabricated wick drains (Crawford et

al.1992; Burgado et al. 2002). Since trial embankments are often heavily instrumented

and the foundation soils extensively investigated, these structures make interesting cases

for researchers and engineers to study. For most studies involving trial embankments, the

geometry is usually simplified to the two-dimensional (2D) plane strain case neglecting

the three-dimensional (3D) geometry and its effect (Tavenas et al.1974; Indraratna et

al.1992; Crawford et al. 1995; Zdravkovic et al. 2002). Thus, it is important to evaluate

to what extend 3D effects may influence the behaviour of test fills so as to improve the

interpretation of their behaviour and performance.

This chapter uses the finite element software ABAQUS to investigate 3D effects

on the behavior of tiiree full-scale test fills: the St. Alban test embankment (La Rochelle

et al. 1974), the Malaysia trial embankment(MHA 1989b; Indraratna et al. 1992), and the

Vernon test fill (Crawford et al. 1995). Back analysis of these cases highlights some

important considerations in the design and interpretation of test embankments. From this

A version of this chapter has been submitted to Canadian Geotechnical Jouranl 2007

Page 257: Guangfeng Qu _PhD Thesis

235

study, a shape factor commonly used in bearing capacity calculations is evaluated for use

with 2D embankment collapse calculations. The analysis and evaluation described in the

following sections should be of interest to geotechnical engineers and researchers

involved in the study of embankments on soft soils.

6.2 Methodology

In this chapter, the 2D and 3D behaviour of embankments built on soft cohesive

soil was studied using the elasto-plastic finite element software ABAQUS. In each case,

the embankment fill and foundation soils were discretized using linear eight-node brick

elements and four-node plane strain elements for 3D and 2D analysis, respectively. The

typical finite element mesh comprised a rough rigid boundary which was extended at the

bottom of the soft foundation soil and smooth rigid boundaries on its lateral sides. Some

typical meshes are illustrated throughout the paper.

The foundation soil was modeled as an elastic-perfectly plastic material. The

constitutive parameters include: undrained strength (cu), undrained elastic modulus( Eu),

Poisson ratio( v), bulk unit weight( 7), and coefficient of earth pressure( K0) defined in

terms of total stresses. A typical undrained strength profile comprised a crust underlain

by soft soil layers. In all cases, the foundation clay was assumed to have a constant Eu

for each layer and failure was assumed to be governed by the Mohr-Coulomb failure

criterion with (j)u = 0°, cu varying with depth, and a dilation angle, y/, of 0°. Typical

foundation layers were idealized as having an undrained shear strength, cu0, at the top of

the layer and a gradient of cu with depth, pc . The fill was also modeled as an

elastoplastic material with a constant Young's modulus(£'), Poisson ratio(v = 0.3), bulk

Page 258: Guangfeng Qu _PhD Thesis

236

unit weight( y), effective friction angle, ((/)') , and cohesion intercept, (c'), and dilation

angle(i^). Soil properties for each case are summarized in Table 6.1 and discussed

below.

The construction process was numerically simulated by activating both the weight

(body force) and stiffness of fill elements layer by layer using an incremental, iterative,

and load-adjusting solution scheme to ensure convergence of elastoplastic solutions.

6.3 St. Alban Test Embankment Case

6.3.1 Introduction

In 1972, the geotechnical research group of Laval University built four test

embankments at Saint Alban to investigate the behavior of embankments on sensitive

Champlain clay. Deposits of Champlain clay are widespread in eastern Canada. In this

case, three of the four test embankments were built with different side slopes to study the

influence of slope inclination on the deformation behavior (La Rochelle et al. 1974). One

test embankment was constructed to failure to study the collapse of embankments on

sensitive soft clays. This case was used by Zdravkovic et al.(2002) to demonstrate the

effect of strength anisotropy on the embankment behaviour using the 2D MIT-E3

constitutive model (Whittle and Kavvadas 1994) which requires 15 material parameters.

In contrast, this chapter investigates 3D effects using a simple undrained strength profile

and elastoplastic analysis.

The St. Alban case has also been investigated by Trak et al.(1980), who used 2D

limit equilibrium analysis to show that the factor of safety of test embankment 'A' at

failure(La Rochelle et al. 1974) was 1.20 and 0.93 using the vane strength profile and the

Page 259: Guangfeng Qu _PhD Thesis

237

relationship cu - 0.22cr' , respectively. From this assessment, Trak et al. (1980)

concluded that using cu = 0.22c'' for the strength profile was slightly conservative in

this case. It is noted that 3D geometric effect was neglected in the limit equilibrium

analysis; however, in this chapter, 2D and 3D FEM analyses are performed to investigate

the St. Alban test embankment.

6.3.2 Soil Conditions

The foundation at St. Alban comprised a 1.5m-thick weathered crust and a 8m

thick layer of soft silty marine clay, which was underlain by a 4m thick soft clayey silt.

Below the clayey layers was a deposit of fine to medium sand extending to 24.4m depth.

For subsequent analysis of this case, undrained conditions were assumed due to

the relatively short period of construction (10 days from Oct. 4 to Oct. 13, 1972) and the

low permeability of Champlain clays ranging from 10~10 m/s to 10~9 m/s (Tavenas et al.

1983). As shown by Tavenas et al. (1983), such an assumption is not strictly correct near

the drainage boundaries of the clay but should be adequate to assess the relative

behaviour of 2D and 3D embankments.

The Champlain clay deposit has been studied utilizing in situ field vane tests (17

in situ vane tests), cone tests ( 8 static cone tests), and laboratory tests on tube and block

samples (La Rochelle et al. 1974; Tavenas et al. 1974; Leroueil et al. 1979). As pointed

out by La Rochelle et al. (1974), the vane and cone tests across the site at St. Alban

indicated that there was no significant variation of undrained shear strength horizontally

across the site but a relatively typical variation of undrained shear strength with depth.

The clay sensitivity varied between 14 and 22. The measured undrained strength from

field vane and triaxial tests are shown in Figure 6.1, together with the undrained strength

Page 260: Guangfeng Qu _PhD Thesis

238

profile used in subsequent FE analysis in this case (the solid line in Figure 6.1). The

undrained strength profile for the 1.6m-thick weathered crust layer was corrected to

15kPa due to the probable existence of fissures. The undrained shear strength was then

assumed to increase at a rate of 2.1kPa per meter from 7kPa at a depth of 1.5m. The

assumed undrained elastic modulus and bulk unit weight are summarized in Table 6.1.

The fill materials consisted of uniform medium to coarse sand with an effective

friction angle, <p', of 44° based on drained triaxial tests (La Rochelle et al. 1974). For

analysis, the dilation angle, y/, was assumed to be half of the effective friction angle.

6.3.3 Geometry

A plan view and cross section of the test embankment are shown in Figure 6.2.

The ratio of crest length to width was 4:1 at the designed height of 4.6m and the

corresponding ratio of length to width at the base was about 2:1. The right (front) side

slope in Figure 6.2a was 1.5H:1V and the other slopes were 2H:1V. A 1.5m high berm

was placed on the left side and at the ends to ensure the failure occurred on the right side.

The test embankment failed at a fill thickness of 4.0m before reaching its design height.

For analysis, the 2D analysis considered the central cross section A-A as shown in

Figure 6.2b;whereas, the 3D analysis took into account symmetry and thus only half of

the trial embankment was modeled. The 2D and 3D finite element meshes are shown in

Figure 6.3a and 6.3b.

6.3.4 Results

As shown in Figure 6.4, the calculated failure fill thickness for 2D and 3D FE

analysis were 3.6m and 4.0m respectively, based on the vertical displacement curves of

the embankment at a central point "O" (See Figure 6.2). Despite the 10% difference

Page 261: Guangfeng Qu _PhD Thesis

239

between predicted failure thicknesses, the magnitude of settlement from both 2D and 3D

analysis at the same fill thickness are very similar. The contour of spatial displacement at

failure is shown on the 3D model in Figure 6.5, which indicates that the development of

failure in the longitudinal direction is restricted by the length of the fill (due to the

stabilization effect of both end- slopes). In Figure 6.6, the observed and computed

extents (plan view) of failure are compared, and the agreement is reasonable. It can also

be seen that the mobilized failure mass for the St. Alban embankment has strong 3D

characteristics. As such, failure of the St. Alban test fill is 3D in nature and use of a 2D

model results in underestimation of the failure thickness by about 10% compared with

that obtained by 3D analysis.

It is interesting to note that 3D analysis yields a higher factor of safety than 2D

analysis for the St. Alban case. As a result, cu = 0.22<r'p investigated by Trak et al.

(1980) is actually a reasonable estimate of strength profiles, considering that 3D analysis

would give a factor of safety 10% higher than that obtained by Trak et al. (1980) using

2D analysis (0.93).

6.4 Malaysia Trial Embankment Case

6.4.1 Introduction

The Malaysia trial embankment was built to failure at Muar flat in the valley of

the Muar River in Malaysia. Muar clay is a very soft clay which caused frequent

instability problems during construction of the Malaysian North-South Expressway. The

Malaysia trial embankment was built between 27th Oct. 1988 and 4th Feb. 1989. The fill

was placed at a rate of about 0.4m/week until it failed at a fill thickness of 5.4m.

The Malaysia case was fully instrumented and well documented (MHA 1989a).

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240

A series of comprehensive field and laboratory tests were carried out before the

embankment construction, which provided parameters for researchers and engineers to

predict the embankment behavior. An International Symposium entitled: "Trial

Embankment on Malaysian Marine Clays" was held in November 1989 and 31 class A'

predictions of the embankment performance were received from experienced researchers

and engineers (MHA 1989b); each employing different methods of analysis ranging from

stability charts and limit equilibrium analysis, to undrained and drained finite element

analysis (e.g. Brand and Premchitt 1989). In one case, a centrifuge model test was used

(Nakase and Takemura 1989). Subsequent to the symposium, Indraratna et al. (1992)

reported a calculated failure thickness of 5.0m using a modified Cam-clay model and 2D

FEM analysis. All predictions of the failure thickness are summarized in Figure 6.7,

where it can be seen that there was a wide variation of predicted failure thickness ranging

from 2.8m to 9.5m. The majority of predictors underestimated the failure thickness: the

average predicted failure thickness was 4.7m, whereas the actual failure thickness was

5.4m. This discrepancy reflects the difficulty of geotechnical prediction and also

suggests there may be some characteristics that have not been fully explored by the

predictors.

6.4.2 Soil Conditions

Figure 6.8 summarizes the Malaysian soil profile. As reported by MHA( 1989a),

the subsoil consists of a 2m-thick weathered crust underlain by a 6m-thick deposit of very

soft silty clay and a 10m thick layer of silty clay. The upper clay deposits overly a 0.5m

peat layer, 3.5m sandy clay, and then dense sand. According to field and laboratory tests,

the undrained strength increases linearly with depth below the weathered crust.

Page 263: Guangfeng Qu _PhD Thesis

241

For the analysis of this case, the undrained strength of the crust was corrected to

one third of the field vane strength to account for the likely presence of fissures (Lo and

Hinchberger 2006). The engineering parameters of the fill and foundation subsoil used in

the analysis are summarized in Table 6.1.

6.4.3 Geometry

A plan view and cross-section of the Malaysia trial embankment are presented in

Figure 6.9a and 6.9b. With respect to the designed thickness of 6m, the ratio of crest

length to width was 2, while the aspect ratio at the base of the main fill was 1.4. Similar

to the St. Alban case, a 2.5m high berm was placed around three sides of the fill to force

the failure toward one side.

6.4.4 Results

Figure 6.10a shows the calculated fill thickness versus vertical displacement at

point "O" (See Figure 6.9) beneath the center of the embankment. From this Figure, it

can be seen that the displacement increases linearly as the fill thickness increases during

the initial stage of construction. When approaching to the critical height, however, a

small increase in fill thickness results in large displacement. As shown in Figure 6.10b,

initially the net fill height increases with fill thickness until reaching a maximum value at

a critical point, where upon it decreases with the addition of fill indicating that the

incremental vertical displacement exceeds the corresponding increment in fill thickness.

When further loads are applied, the net fill height decreases and full collapse occurs.

Thus, the state with the maximum net height is considered as a critical state and the

corresponding thickness is taken as the calculated failure thickness. According to Figure

6.10, the calculated failure thickness for 2D and 3D analysis are 4.2m and 5.2m

Page 264: Guangfeng Qu _PhD Thesis

242

respectively. Therefore, in the case of Malaysia test fill, consideration of 3D geometric

effects results in a 20% increase in the calculated failure thickness relative to the 2D

analysis.

In Figure 6.10a, the deformation curve of the 2D model follows closely with that

of the 3D model until failure occurs. It appears that in this case the 3D geometry does

not significantly influence the deformation prior to imminent collapse. This is consistent

with the fact that the calculated settlement by predictors using 2D analysis agree well

with the measured data of the Malaysia trial embankment in spite of the relatively large

discrepancy of predicted failure thickness (Brand and Premchitt 1989).

Figure 6.11 and 6.12 show the velocity fields at failure for 2D and 3D models,

respectively. The trend of movement of the failure mass is shown by the direction of the

velocity vectors, and the length of velocity vectors represents the relative magnitude of

movement. Both 2D and 3D failure surfaces were estimated based on the velocity fields

at the respective failure thickness ( 4.2m for 2D analysis and 5.2m for 3D analysis). As

shown in Figures 6.11 and 6.12, the estimated failure surfaces for 2D and 3D analysis are

generally comparable though 2D and 3D models predicted different failure thickness.

As shown above, the failure thicknesses predicted using 2D and 3D analysis of

the Malaysia trial fill differ by about 20%. Thus neglecting 3D geometric effects will

lead to underestimation of the failure thickness. From an engineering point of view, it

seems to be conservative to adopt the plane strain assumption. However, to evaluate the

strength of subsoil based on the behaviour of a trial embankment, the 2D model will, in

return, lead to an overestimation of the available foundation strength profile, which could

lead to inadequate designs for long embankment on such soft soils. This will be

Page 265: Guangfeng Qu _PhD Thesis

243

discussed and highlighted further during evaluation of the Vernon case below.

6.5 The Vernon Case

6.5.1 Introduction

The final case considered is the Vernon embankment presented by Crawford et al.

(1992, 1995). In this case, two consecutive failures occurred during construction of an

approach embankment on soft clay in British Columbia. The embankment failures

occurred in spite of the fact that two test fills were built successfully on either side of the

failures and that the test fills were higher than the approach embankment that failed.

Figure 6.13 shows a site plan of the Vernon approach embankment and the

location of the two test fills. The Vernon case comprised the West Abutment Test fill

which was constructed to a maximum fill thickness of 11.5m, with wick drains in the

foundation; and the east test fill or Waterline Test Fill which was built to a maximum fill

thickness of 12m, without wick drains. Both test fills were constructed in 1986 and

remained stable for approximately 3 years before being incorporated into the Vernon

approach embankment. Figure 6.14 shows a cross-section of both the Waterline and

West Abutment Test fills. Since the wick drains may influence the test fill behaviour,

only the Waterline test fill is selected for comparative analysis with the Vernon approach

embankment.

Construction of the Vernon approach embankment commenced in early

December 1988 and progressed slowly to a fill thickness of between 7m and 9.5m by

June 30th, 1989. At this time, the embankment failed (first failure) on the north side

encompassing a portion of the West Abutment Test Fill. The extent of the first failure is

shown in Figures 6.13 and 6.14. At the time of the first failure, the West Abutment Test

Page 266: Guangfeng Qu _PhD Thesis

244

Fill had been in place for approximately 3 years, and according to the results of

monitoring, the excess pore pressures generated during construction of this test fill had

dissipated (see Crawford et al. 1992).

The failed approach embankment was redesigned with 5m thick and 30m wide

berms on both sides of the original embankment and reconstruction commenced in

August 1989 at a very slow rate. In March 1990, a second failure occurred that was

much larger in extent and included most of the first failure. The second failure occurred

at a fill thickness of about 11.2m and it involved both sides of the approach fill. The

extent of the second failure is also shown in Figures 6.13 and 6.14. The approach

embankment was eventually completed using berms and lightweight fill; however, the

case raises an obvious but perplexing issue: In what way were the results of the two test

fills misleading?

6.5.2 Analysis

The subsurface conditions in the Vernon Case are summarized in Figure 6.15. In

the Vernon case, the foundation soils comprised about 4m of interlayered sand, silt and

clay underlain by a 5m thick crust comprising stiff to very stiff clay then a deep deposit

of soft to firm silty clay. Figure 6.15 summarizes the results of field vane tests done in

1960 and 1985 in addition to the undrained strength profiles investigated in this study.

For the purpose of analyzing the Vernon case, the undrained strength of the crust was

reduced to 40kPa in accordance with Lo (1970) and Lo and Hinchberger (2006) to

account for the probable effect of fissures on the mass strength of the crust. The

undrained strength was assumed to be constant at 40kPa from the ground surface to 6m

deep then it was assumed to decrease linearly from 6m to a depth of 9m below which the

Page 267: Guangfeng Qu _PhD Thesis

245

strength increased linearly with depth. Three different strength profiles were

investigated: Profiles L(0.84M), M and H(1.08M) which denote lower, middle and upper

strength profiles (see Figure 6.15). The L and H profiles are 84% and 108% of the M

profile as a whole.

Lo and Hinchberger (2006) studied the 3D effect in this case using 2D

axisymmetric FE analysis, where the 3D geometry of test embankment was simplified as

axisymmetric. In addition, the three profiles used by Lo and Hinchberger (2006) have the

same crust strength but slightly different strength for the soft clay underlying the crust.

This chapter utilizes a real 3D model to account for the geometry characteristic of the test

embankments.

Table 6.1 summarizes the material parameters used in the analysis. The

foundation clay was modeled as an undrained material with a unit weight of 16 kN/m3,

friction angle (pu = 0°, and undrained shear strength, cu, that varied with depth (see

Figure 6.15). The fill was considered to be a drained material with a unit weight of 20.4

kN /m3 , and effective friction angle, <f>', of 30°, in accordance with that reported in the

case (Crawford et al. 1992, 1995)

The Vernon case was studied using both 2D and 3D finite element analysis as

described in the following: (i) The first failure was evaluated using 2D and 3D finite

element analyses to assess the mobilized undrained strength of the clayey foundation and

to investigate the role of 3D effects on the approach embankment performance, (ii) Next,

the Waterline Test Fill was analyzed using 2D and 3D finite element analyses. The back-

calcualted strength profiles by 2D (H) and 3D (L) analysis of the Waterline Fill are

compared with the mobilized strength obtained from the first failure of the Vernon

Page 268: Guangfeng Qu _PhD Thesis

246

approach embankment. The purpose of these analyses was to investigate the degree to

which 3D effects may have affected the performance and consequent lessons learned

from the failure of the Vernon approach embankment.

6.5.2 Results of Vernon Approach Embankment

As shown in Figure 6.13 and 6.14, the Vernon approach embankment was

constructed between the Waterline test fill and West Abutment test fill. In order to

evaluate the first failure, Station 27+80 was considered for 2D analysis since it is situated

at the midpoint of the first failure.

Figure 6.16 shows the calculated failure thickness (8.2m, 9.8m, and 10.8m) for

the L-profile, M- profile, and H-profile respectively. Compared with the actual failure

thickness of 9.9m, the M-profile provides the best fit and it is thus considered to be the

approximate mobilized strength profile for the first failure from 2D analysis,

notwithstanding that there could be other interpretations.

However, the assumed plane strain condition of the 1st failure may not strictly

satisfy the actual condition for the Vernon approach embankment. As shown in Figure

6.13 and 6.17, the height and width of the approach embankment increase toward the

bridge site. The longitudinal slope of the embankment crest was also about 3.2% (See

Figure 6.14). Thus, each cross section in the approach embankment varied geometrically

and consequently the degree of divergence from a plane-strain condition is unknown.

In light of this, a 3D analysis was done to compare with the 2D analysis discussed

above and to explore to what extent the first failure may have been affected by 3D

effects. Accordingly, the true 3D geometry of the approach embankment was modelled

as shown in Figure 6.17. The crest width was constant at 22m with 1.5H:1V side slopes.

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247

The crest aspect ratio, length/width, was approximately 9.8 and the average base aspect

ratio was 4.2. The plan view and cross sections of both ends are shown in Figure 6.17.

Figure 6.18 compares the results of 3D analysis and 2D analysis using the M-

profile. The predicted failure thickness from 3D analysis was 10.3m, which was 0.4m

higher than the 2D prediction. Since the calculated failure thickness of the Vernon

approach embankment is only 4% higher for the 3D case compared to that calculated for

2D analysis, it is concluded that the choice of Station 27+80 for 2D analysis of the first

failure was acceptable.

Figure 6.19 shows the displacement contours of the 3D model at the failure

thickness, together with the vectors indicating the direction and relative magnitude of

movement of the ground surface. The extent of the calculated failure mass is between

station 27+35 and station 28+20 and spreading about 50m outward from central line.

Referring to Figure 6.13 and 6.14, the observed limit of the first failure agrees well with

that calculated by 3D analysis.

6.5.3 Results of Waterline Test Fill

Since the Waterline fill was used to conclude the final approach embankment

would be stable, the performance of this test fill was analyzed in detail.

For 2D analysis, the central cross section of the Waterline test fill was considered

because of its symmetrical geometry. Figure 6.20 shows the geometry considered. The

measured and calculated displacement of centre point 'O' below the Waterline fill are

presented in Figure 6.21. From Crawford et al (1995), the measured vertical

displacement curve was essentially linear, which indicates that the behaviour of the

Waterline fill was predominantly elastic. The predicted failure thickness from 2D

Page 270: Guangfeng Qu _PhD Thesis

248

analysis were 8.3m for the L-profile, 10.8m for the M-profile, and 11.8m for the H-

profile, respectively. Considering that the Waterline test fill was stable at a thickness of

11.8m, the 2D analysis suggests that the H-profile is the lower bound strength available

in situ. The M-profile, however, was back calculated from the first failure of the Vernon

approach embankment and this discrepancy warrants further investigation.

Accordingly, a 3D model was undertaken to account for the geometry of the

Waterline test fill. The results of the 3D analysis are presented in Figure 6.22. From

Figure 6.22a, it can be seen that the predicted failure thickness is 11.8m using the L-

profile and that the embankment is stable at 11.8m for both the M- and H-strength

profiles. Thus, it can be deduced from the 3D analysis that the L-profile is a lower bound

for the available in situ foundation strength.

Based on the analysis and discussion above, there is a consistent interpretation of

the Vernon case. If the M-strength profile shown in Figure 6.15 is adotped, then a 3D

analysis indicates that the Waterline test fill is stable at a fill thickness of 11.8m whereas

the approach embankment fails at a fill thickness of 9.8m. This is what was observed in

this case. A 2D-analysis on the Waterline test fill, however, yielded the H-profile as the

lower bound strength profile, which may lead to an inadequate design for the approach

embankment. The FE analyses suggest that 3D effects may have contributed to the

failure of the approach embankment before reaching the height of the adjacent Waterline

Fill, notwithstanding that natural soil variability may have also played a role. From the

FE analysis, the ratio of 3D collapse thickness of the Waterline test fill to the 2D collapse

thickness is 1.4, which is significant.

Page 271: Guangfeng Qu _PhD Thesis

249

6.6 Discussion

From the detailed analysis of the above cases, the base aspect ratio (L/B) of length

over width can be utilized to represent the 3D geometry of test embankments. In

addition, the ratio of the calculated failure thickness by 3D and 2D FE analysis

(Hf3D I Hf2D) can be used to quantify 3D effects. Hf3D I Hf 2D is plotted against the

base aspect ratio (L/B) in Figure 6.23. As shown in Figure 6.23, the 3D effect

represented by Hf3D/Hf2D are inversely proportional to the base aspect ratio. It is

qualitatively consistent with the shape factor equation utilized by Skempton (1951) to

account for geometric effects on the bearing capacity of spread foundations, e.g.:

^ ^ = 1 + — [6.1] Quit,2D L I B

where L and B are the length and width of the foundation; qultiD and qult 2D are the

ultimate bearing capacity of a rectangular foundation and the bearing capacity of a

infinitely long foundation, respectively.

Equation [6.1] is plotted in Figure 6.23 for comparison with the St. Alban,

Malaysia, and Vernon cases. For the Vernon approach embankment and the St. Alban

test embankment with aspect ratios (L/B) equal to or larger than 2.0, the corresponding

case points in Figure 6.23 plot very close to Equation [6.1]. This suggests that 3D

geometry effects on test embankments with a aspect ratio greater than 2 are reasonably

close to those deduced from Equation [6.1]. For the cases of Malaysia trial fill and the

Waterline test fill, the difference between the predicted failure thicknesses by 2D and 3D

analysis increases from 20% up to 40% as the aspect ratio decreasing from 1.4 to 1.2.

The corresponding points representing these two cases in Figure 6.23 (from 2D and 3D

Page 272: Guangfeng Qu _PhD Thesis

250

FE analyses) lie above Equation [6.1], indicating that 3D effects on test embankments

with an aspect ratio less than 2 is greater than that expected for foundation bearing

capacity.

It is noted that other factors such as side slopes and berms of the test fills may

also influence the 3D effect to some degree, and that these factors may account for some

of the difference noted in Figure 6.23.

6.7 Summary and Conclusion

Three full-scale test fills have been evaluated utilizing finite element analysis

(ABAQUS) accounting for 2D and 3D geometries, respectively. The key findings

resulting from these case studies are summarized as follows:

Considerable difference (10% to 40%) of die predicted failure thicknesses

obtained by 2D and 3D analysis was found for all three cases. Considering 3D geometry

results in an increase in the predicted failure thickness of test fills. This finding is

qualitatively consistent with the shape factor equation in bearing capacity theory

(Skempton, 1951) for base aspect ratios (L/B) greater than 2. However, when the base

aspect ratio is less than 2, the 3D effect on test embankments becomes considerably

greater than that suggested by bearing capacity theory.

3D analysis agrees better with the field behaviour. Beside the influence of 3D

geometry, the calculated extent of failure by 3D analysis agrees fairly well with the field

observations in the St. Alban and Vernon cases.

Assuming plane strain conditions in the analysis of test fills may potentially lead

to the overestimation of the available soil strength and consequently inadequate design of

long embankments on the same site. As shown in Vernon case, neglecting the 3D

Page 273: Guangfeng Qu _PhD Thesis

251

geometry and its impact on the behaviour of the Waterline test fill could have been

misleading for the design of the long approach embankment.

It is recommended that 3D geometry should be considered in the design and

interpretation of test fills whose base ratios of length to width are less than 2. In this

situation, the influence of 3D geometry should be taken into account to reasonably

evaluate the behaviour of the trial fills, including failure thickness, strength profiles, and

stress in the reinforcement in the test embankment.

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252

References

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system on soft clay foundation. Soils and Foundations, 37(4): 33-46.

Bergado, D.T., Fannin, R.J., Holtz, R.D., and Balasubramaniam, A.S. 2002. Prefabricated

vertical drains (PVDs) in soft Bangkok clay: A case study of the new Bangkok

International Airport project. Canadian Geotechnical Journal, 39(2): 304-315.

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Toh, and S.F. Chan. Kuala Lumpur. The Malaysian Highway Authority, Vol.2, pp.

10-18.

Crawford, C.B., Jitno, H., and Byrne, P.M. 1994. Influence of lateral spreading on

settlements beneath a fill. Canadian Geotechnical Journal, 31(2): 145-150.

Crawford, C.B., Fannin, R.J., and Kern, C.B. 1995. Embankment failures at Vernon,

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Indraratna, B., Balasubramaniam, A.S., and Balachandran, S. 1992. Performance of test

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La Rochelle, P., Trak, B., Tavenas, F., and Roy, M. 1974. Failure of a test embankment

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142-164.

Leroueil, S., Tavenas, F., Brucy, F., La Rochelle, P., and Roy, M. 1979. Behavior of

destructured natural clays. Journal of the Geotechnical Engineering Division,

105(6): 759-778.

Lo, K.Y. 1970. The operational strength of fissured clays. Geotechnique, 20(1): 57-74.

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microscopic structures in clays. In Proc. 4th International Conference on Soft Soil

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Page 277: Guangfeng Qu _PhD Thesis

Tab

le 6

.1

Para

met

ers

used

in

the

num

eric

al a

naly

sis

of t

he th

ree

case

s

Cla

y D

epos

it

Dep

th, m

U

ndra

ined

Sh

ear

Stre

ngth

, kPa

y s

at(K

N/m

3)

K0

EK(K

Pa)

St. A

lban

test

em

bank

men

t

Cru

st

0-1.

6

c u0

= 1

5kP

a

A,

=0

19

1.0

1.5E

7

Soft

cla

y

1.6-

40

c„0

= I

kPa

p c>

=2.

\kP

alm

17

0.9

2.5E

7

Mal

aysi

a

Cru

st

0-2

c„0

= 2

5kP

a

A.=

0

19.8

1.0

2.5E

7

tria

l em

bank

men

t U

nder

lyin

g so

ft c

lay

2-40

c„0

= 8

kPa

p c_

=lA

8kP

a/m

16.0

0.9

8E6

Ver

non

case

Cru

st

0-6

c u0

= A

QkP

a

20

1.04

1.8E

7

(M-P

rofi

le)

Tra

nsiti

on

laye

r 6-

9

c u0

= 4

0kP

a

p Cj

=-2

.67k

Pa/

m

17

0.85

1.5E

7

Soft

cla

y

9-80

c u0

= 3

2kP

a

p c_

=l.0

3kP

a/m

17

0.85

2.5E

7

0'=

44°

yr

= 2

Fill

Mat

eria

ls

E'=

2E

8kP

a c'

= 5

kPa

v =

0.3

y s

al=

19kN

/m3

^'=3

^=

15

° E

'=5.

1E6k

Pa

c'=

5kP

a v

= 0

.3

y .

=20

.5kN

/m3

^'=

33

° ^

=1

E'=

\5E

lhP

a c'

=5k

Pa

v =

0.3

y s

al=

20.5

kN/m

3

Page 278: Guangfeng Qu _PhD Thesis

256

Figure 6.1 Strength profile assumed and measured using field vane and undrained

(UU and CIU) tests (experimental data from La Rochelle et al. 1974)

0 10 2m i i i i i r i

Om

Undrained Strength, (kPa)

20 30 40 50 60 70

-2m

o . -4m <D Q

-6m 4

-8m 4

-10m

i i I i ; i i i i i i i I i i i i I I I I — I I I

Assumed Strength Profile

7kPa

In-situ Average Vane Strength

In-situ Minimum Vane Strength;

In-situ Maximum Vane Strength

ncreasing rate = 2.1

Page 279: Guangfeng Qu _PhD Thesis

257

Figure 6.2 Plan view and cross-section of St. Alban test embankment

(a) Plan view

- 4 . 6 —i 6.1 1 7.6 , 6 . 9 -

A — t — ^ * " \^^^2^

X ' X 6 ?

Point 'O'

(b) A-A Section

Page 280: Guangfeng Qu _PhD Thesis

258

Figure 6.3 Generated Meshes for 3D and 2D FEM model

(a) Plane strain analysis

(b) 3D analysis

Page 281: Guangfeng Qu _PhD Thesis

259

Figure 6.4 Measured and calculated vertical displacement of point 'O' for St. Alban

Embankment

o.oo

-.02

- . 0 4 - • • • •

-.06 -

-.08

« -.10

-.12 4-

-.14 H

0.0

2D analysis . — 3D analysis I R23 Centre Point

1.0

Hf2D=3.6m B(3D=4.0m

1.5 2.0 2.5 3.0 3.5 4.0

Embankment thickness,m

4.5 5.0

Page 282: Guangfeng Qu _PhD Thesis

260

Figure 6.5 Spatial displacement contour of 3D model for St. Alban embankment (at

failure)

U, Magnitude + 9.842e-01 +9.022e-01 + 8.202e-01 +7.382e-01 + 6.SSle-01 + S.741e-01 + 4.921e-01 +4.101e-01 +3.281e-01

t +2.4Sle-01 +1.640e-01 + 8.202e-02 + 0.000e+00

Page 283: Guangfeng Qu _PhD Thesis

261

Figure 6.6 Spatial displacement contour V.S. fissures at failure on the top surface on

St. Alban Embankment

Projected contours from Figure 6.5

Observed extent of fissures

Measured (La Rochelle et al. 1974)

Calculated extent of failure

3DFEM Analysis

......

sm

•—7*—~t—

X.

Page 284: Guangfeng Qu _PhD Thesis

262

Figure 6.7 The statistic table for the[il05] prediction on the failure thickness of

Malaysia test embankment (data from MHA 1989b)

C/2

a o o

• a

pre

o ^ 1) ran

Z

11 10 9

8 7 6 5

4 3 2 1 0

A.ctual failure thickness = 5.4 m

4 5 6 7

Predicted thickness, m

Page 285: Guangfeng Qu _PhD Thesis

263

Figure 6.8 Strength profiles[i 106] for the Malaysia case (experimental data from

MHA 1989a)

Dense Sand i i i i | i i i i [ i i i i I i f i i I i i i i I i i i i | i i

0 10 20 30 40 50 60 70

Undrained Strength, (kPa)

Page 286: Guangfeng Qu _PhD Thesis

6.9 Plan view of Malaysia test embankment

h -

! _^^ Berm

i

_ / ^ Main Fill

H _ ^ ^ j

^ ^ s .

A-A Section

s 71

+

Berm

Berm

IZ

Main Fill

Point '0 '

Plan View

Page 287: Guangfeng Qu _PhD Thesis

Figure 6.10 Measured and calculated settlement[il07] of Malaysia Trial Embankment

b)

Failure Thickness : Hf 3D = 5.2m

2D analysis 3D analysis

8

Fill Thickness,m

Page 288: Guangfeng Qu _PhD Thesis

266

Figure 6.11 Velocity field in central cross-section of 2D model for the Malaysia trial

embankment (at failure)

Scale: [ 5m

Page 289: Guangfeng Qu _PhD Thesis

267

Figure 6.12 Velocity field in central cross-section of 3D model for the Malaysia trial

embankment (at failure)

Scale: p ^

Velocity Field on A-A section

Page 290: Guangfeng Qu _PhD Thesis

268

Figure 6.13 Plan view of Vernon embankment (modified after Crawford et al. 1995)

LIMIT OF SECOND FAILURE

LIMIT FIRST

STRUCTURE

KEY : 0 1960 BORINGS & 1985 BORINGS • 1990 BORINGS

Page 291: Guangfeng Qu _PhD Thesis

269

Figure 6.14 Longitudinal section through the embankment (after Crawford et al. 1995)

— i r FAILURE • 30 JUNE '89

FAILURE • 10 MAR. '90

SURFACE, 10 MAR. M90

FINAL ffAVEMENT SFC.

WATERLINE FILL

: X * « /

WEST ABUTMENT FILL

SETTLEMENT PLATE

j . 1 . . .

MAXIMUM SETTLEMENT

- A * "

| - WICKS 1986 -l l l l l l l l l l l l l l l l l l l l l l l l l l l l l l l l

8 +

8 +

WEST SURVEY STATION EAST

Page 292: Guangfeng Qu _PhD Thesis

ure 6.15 Distribution of vane strength [i 108]with depth

Crust

Transition Layer

-10

-20 -4-Clay Layer

-30 +

Measured Vane Strength 1985 (Crawford 1992) Measured Vane Strength 1960 (Crawford 1992)

-40

-10

4 -20 H Profile .

Strength Profile(M)

L Profile

4 -30

_L J_ 0 20 40 60 80 100 120 140

Undrained Strength, (kPa)

-40

Page 293: Guangfeng Qu _PhD Thesis

Figure 6.16 Vertical displacement of Vernon Approach Embankment in 2D

analysis [G109]

10

E «-- 8

2D ^na fyg jg^^g^^^ iQf i i g j r

2D analysis(M Strength Profile)

2D analysis(L Strength Profile)

• * f

4f

Fill Thickness,m

E c CD

E CD O co Q. CO

b "CO _o V-4 L . CD >

0.5

0.0

-0.5

-1.0

-1.5

-2.0

-2.5

"^^r~Z: Z * * * J M *

' A ^ * ^ 2D analysis(H Strength Profile)

2D analysis(M Strengthi Woffle!)''

- 2D analysis(L StrengthProfile)

* measured data (Crawford et al.,1995) - i

12 8 10

Fill Thickness,m

Page 294: Guangfeng Qu _PhD Thesis

272

Figure 6.17 Plan view and 3D model of Vernon approach embankment[G 110]

Z 2^ Station 26+20

Station 27+8C

Page 295: Guangfeng Qu _PhD Thesis

Figure 6.18 Vertical displacement of Vernon Approach Embankment in 3D

analysis [ G i l l ]

1 1 1 1

0 1 2 3 4 5 6 7 8 9 10 11 12 Fill Thickness,m

o.o

-.5

-1.0 -

-1.5 -

-2.0

-2.5

^"W^'^^^gi^gmci^

3D analysis(M Strength Profile)

J2D analysis(M sirength Profile)

— i 1 1 1 1 1 1 1 1 1 ^i 1

0 1 2 3 4 5 6 7 8 9 10 11 12

Fill Thickness,m

Page 296: Guangfeng Qu _PhD Thesis

274

Figure 6.19 Spatial displacement contour of Vernon approach embankment[Gl 12]

Station 26+20

Station 27+35

Station 27+80

Station 28+20

Page 297: Guangfeng Qu _PhD Thesis

275

Figure 6.20 Plan view and cross section A-A of Waterline test [Gl 13]fill

54.2

16.; 21 , 7,6 32

1 I

t r

A

11,40 Poorer l-»

4

17,1 - 1 0 •>

x

17,1

Point O

A-A Section

Page 298: Guangfeng Qu _PhD Thesis

Figure 6.21 Measured and calculated displacement by 2D analysis for the Waterline

Test Fill

12

11

10

9

8

7

6

5

4

3

2

1

0

J2D analysis(H Strength Profile) = . - . . = , , = . ^ = 4 * ^ ;

|2D analysis(M Strength Profile)

2D ahalysjs(L Strength Profile)

A

y

. /

^

The fill thickness of the Waterline test embankment

H=11.8ni

* measured data (Crawford et al. 1a92)

6 10 11 7 8 9 10 11 12 13

Fill Thickness,m

10 11 12 13

Fill Thickness,m

Page 299: Guangfeng Qu _PhD Thesis

Figure 6.22 Measured and calculated displacement by 3D analysis for the Waterlme

Test Fill

(a)

e

Heig

ht,

Fill

N

et

12

11

10

9

8

7

6

5

4

3

2

1

0

(b)

3D knalysis(M Strength'Profile) -—^ £ 3D jtna|ysis(L Strength Profile)

; The fill thickness of the Waterlinq test embankment: j 4 _ _ 4 ..._, 4 ; ~H=Tx.8m.|.i.

8 9 10 11 12 13 Fill Thickness,m

0 1 2 3 4 5 6 7 8 9 10 11 12 13

Fill Thickness,m

Page 300: Guangfeng Qu _PhD Thesis

278

Figure 6.23 Illustration of 3D effect on the bearing capacity and the cases studied.

1.5

1.4 4

Q 1.3 CM

X

1.2 4

1.1

1.0

Waterline fill . • • - •

Shape factor from Equation [6.1]

Malaysia

St. Alban fill

Vernon approach embankment

T i : r T 1 1 r

0 1 2 3 4 5 6 7 8 9 10 11

Base aspect ratio, L/B

Page 301: Guangfeng Qu _PhD Thesis

279

CHAPTER 7

SUMMARY AND FURTHER WORK

7.1 Summary

In this thesis, a general constitutive framework has been developed to account for

viscosity, structure, and strength anisotropy of natural clay. In addition, selected issues

affecting the performance of embankments on clay foundations were investigated.

This thesis first introduces a simple elastic viscoplastic model and describes an

approach to determine the viscosity-related parameters required in this model. Some of

the fundamental principles in EVP theory are validated based on the viscous responses of

19 clays reported in the literature by different researchers.

By introducing a state-dependent fluidity parameter, an existing EVP model is

extended to account for structure and its degradation on the engineering behaviour of

natural clay. The extended constitutive model was successfully used to simulate the

rupture response and rate sensitivity of Saint-Jean-Vianney clay.

Then a tensor approach was coupled with the EVP model to simulate the strength

anisotropy of natural clays. This model was shown to be able to simulate the measured

orientation-dependent strengths and pore water pressure responses in undrained triaxial

tests on two natural clays.

The Gloucester test embankment was examined to investigate the influence of

structure and destructuration on its field performance. This study shows that the use of a

structured EVP model improves the numerical simulation over long-term settlement of

the Gloucester test embankment, compared with the use of an unstructured EVP model.

Page 302: Guangfeng Qu _PhD Thesis

280

In addition, contours of strength change in the Gloucester foundation highlight the

influence of destructuration, which reduces the strength gain due to consolidation and

even leads to net strength loss in some local zones in the clay deposit. Thus, considering

destructuration is important to evaluate the in situ settlement and the stability of

infrastructures on or in structured natural clays.

Lastly, three full-scale test embankments built on soft clay deposits were studied

to investigate the influence of three-dimensional (3-D) geometry on their in situ

performance. Both two-dimensional (2-D) plane strain finite element analysis and three-

dimensional (3-D) finite element analysis are performed for each case. By comparing the

calculated collapse fill thickness from 2D and 3D analyses, it is shown that 3D effects are

quite significant for all test embankments, which have dramatically different fill

thicknesses and underlying clay deposits. Finally, a suggestion is provided to estimate the

3D effect based on the aspect ratio of the fill base length to the base width.

7.2 Suggestions for Future Research

Although the developed constitutive model is able to simulate the main

characteristics of the natural clays studied, it is acknowledged that the behaviour of

natural clay is complicated and the numerical simulation for some clays is very

challenging. The following summarizes several interesting issues deserving further

investigation.

There are currently few studies on the static yield state and the threshold strain-

rate require to reach it except those reported by Sheahan et al (1995) and Hinchberger

(1996). The possible reason is that the magnitude of the threshold strain rate according to

the static yield state is far lower than the strain-rates commonly used in laboratory tests.

Page 303: Guangfeng Qu _PhD Thesis

281

As an alternative, the static yield state may be evaluated using long-term consolidation

tests, where a very low strain-rate would be reached after a long period of creep.

This thesis studied the viscosity of clay macroscopically. It would be helpful to

explore the microscopic mechanism of the viscosity behaviour for clays. The rate-

process theory, proposed for the atom and molecule level by Glasstone et al. (1941),

assumes a balance of input energy and the energy barrier among the equilibrium position

for particles. This theory has been introduced into soil mechanics to interpret the

viscosity mechanism (Mitchell et al. 1968; Feda 1989). Obviously, as a mixture of water,

particles, and possibly air, clay is far more complicated than metal and consequently the

application of Gloasstone's rate-process in soil mechanic faces considerable challenges.

However, it is worth further study to gain insight into the viscosity mechanism at a

microscopic level for clay viscosity.

Clay structure has been modeled by adopting a state-dependent fluidity parameter

in this thesis. However, as mentioned previously, the rates of structure damage with

plastic strain during undrained triaxial compression and oedometer compression tests

appear different. This discrepancy may be attributed to the strain localization during

undrained triaxial compression. To investigate this issue, a numerical simulation

including strain localization in triaxial tests may be helpful to address this discrepancy

and improve the understanding in the development of shear bands in specimens during

undrained compression tests.

Page 304: Guangfeng Qu _PhD Thesis

282

References

Feda, J. 1989. Interpretation of creep of soils by rate process theory. Geotechnique, 39(4):

667-677.

Glasstone, S., Laidler, K.J., and Eyring, H. 1941. The theory of rate process. McGraw

Hill, New York.

Hinchberger, S.D. 1996. The behaviour of reinforced and unreinforced embankments on

rate senstive clayey foundations. Ph.D Thesis, University of Western Ontario,

London.

Mitchell, J.K., Campanella, R.G., and Singh, A. 1968. Soil creep as rate process.

American Society of Civil Engineers Proceedings, Journal of the Soil Mechanics

and Foundations Division, 94(SM1): 231-253.

Sheahan, T.C. 1995. Erratum: interpretation of undrained creep tests in terms of effective

stresses. Canadian Geotechnical Journal, 32(3): 557.

Sheahan, T.C. 1995. Interpretation of undrained creep tests in terms of effective stresses.

Canadian Geotechnical Journal, 32(2): 373-379.

Page 305: Guangfeng Qu _PhD Thesis

283

APPENDIXES

APPENDIX A

ON THE PLASTIC POTENTIAL IN EVP MODEL

This appendix introduces the definition of plastic potential, and addresses the

necessity of the plastic potential normalization in EVP theory. Lastly, the typical plastic

potentials for undrained triaxial compression tests, oedometer compression tests, and

isotropic compression tests are summarized.

Definition of plastic potential

The plastic potential defines the direction of plastic strain increments. In stress

space, the plastic potential governs the relative magnitudes of volumetric and deviatoric

incremental plastic strains. For example, in Figure Al, the plastic potential for Point B is

vertical, suggesting no volumetric incremental plastic strain at the current stress state;

whereas the plastic potential for Points Tl or T2 suggests no deviatoric incremental

plastic strain at an isotropic stress state. Point A depicts a stress state with both

volumetric and deviatoric components of strain.

Necessity of normalization on plastic potential

This section illustrates the need of the normalization on plastic potential in EVP

theory through a simple example.

As shown in Figure Al, an elliptical yield surface is assumed in this appendix

with an associated flow rule.

Page 306: Guangfeng Qu _PhD Thesis

284

/ ' < T : - 2 C T 1 / 3 ^ 2

2 m my

v + {fir2)

2-(2<7'my/3)2 [Al]

where / is the yield surface function, which can be used to derive the plastic potential if

an associated flow rule is assumed.

Considering two isotropic stress states (see Points Tl and T2 in Figure Al), their

volumetric plastic potentials are shown as following:

df _v'm-2<j'my/3 a'm

do'm 2 6

Consequently,

[A2]

a/ TI = 1 0 JL °>6° do' ao-: IU =15 ^

Equation [A3] shows that the magnitude of plastic potential, — — , increases with

the magnitude of o'm , which is inconsistent with EVP theory in which [G114]—-— is a

a°"m

unit vector. As previously mentioned, the plastic potential defines the direction of plastic

strain according to the stress state. In this case, the stress states for both Tl and T2 are

isotropic, and consequently the plastic potentials for these two points should be same.

Thus, there is a need to normalize plastic potential in the EVP theory to address this

discrepancy.

In this appendix, the plastic potential function, —— , is normalized viz.:

Page 307: Guangfeng Qu _PhD Thesis

285

d<rf.

do'.

a<x'

\2

+ 3/

\2 [A4]

In Equation [A4], the plastic potential is normalized as a unit vector in the o'm -

yj2J2 stress space. As a result, the normalized plastic potentials for Points Tl and T2 can

be expressed as:

do'

71

a' =60

Tl [A5]

3<r' #

3^2^

a<xl

n

a' =90

3a' T2

+ 3/

\ 2 ' < = 9 0

= 1 [A6]

dJlT2

It can be clearly seen that the normalized plastic potentials for the stress points Tl

and T2 are same and consistent with the definition of plastic potential in EVP theory.

Typical plastic potentials for standard experiments

For oedometer compression tests, the corresponding boundary condition can be

represented by: £horizontal =0 , ewrf = eatfa, , and £dev= yf2/3(eaxua-ehorizimlal )=4lT$ e ^ .

Assuming that the elastic strain at yielding is negligible compared to the plastic strain, the

axial plastic potential in oedometer test can be expressed viz.:

Page 308: Guangfeng Qu _PhD Thesis

286

3f df

^O'axial

dv'axial de axial

oedometer

da' v

+ j

3/ 3^2^

V(j£v0/)2+feJ2 [A7]

y

For undrained triaxial compression tests, the boundary condition includes

mial . For isotropic compression, the ^horizontal = " £ axial ^ £vol = 0 > a n d £dev = ^ ^ £ ,

boundary condition includes: e .fl/ =e axial horizontal ' vol axial ' evoi - 3 £fflrifl/' a n d £*„ - 0 .

The normalized axial plastic potentials for undrained triaxial tests and isotropic

compression tests are derived respectively:

3/ . axial

de axial

undrained AdeJ^deJ j ( 0 ) ^ M ^3

d£axial

4faJ+faJ W^f

[A8]

[A9]

Tables Al and A2 summarize the boundary conditions and the normalized axial

plastic potentials for undrained triaxial compression test, oedometer compression test,

and isotropic compression test, respectively. These values are utilized in Equations from

[2.7] to [2.12] in Chapter 2.

Page 309: Guangfeng Qu _PhD Thesis

Table Al Summarized boundary conditions in standard experiments

Isotropic Oedometer Undrained triaxial

compression compression compression

test test test

'axial axial axial 'axial

'horizontal ' axial 0 ' £ axial ' ^

^vol ~ V^ £ horizontal "*" ^ axial > 3e axial 'axial 0

^dev V r, V & axial ' ^horizontal * axial 'axial

Page 310: Guangfeng Qu _PhD Thesis

288

Table A2 Summary of normalized plastic potentials for standard experiments

Normalized Isotropic Oedometer

plastic potential compression compression

Undrained triaxial

compression

1 V375 0

#

l/3(=0.33)

V275

(=0.82) (=0.77)

Page 311: Guangfeng Qu _PhD Thesis

289

Figure Al Illustration of plastic potential in stress space

(V^-K/3)2

Om ,kPa

Page 312: Guangfeng Qu _PhD Thesis

290

APPENDIX B

THE RELATIVE MAGNITUDE OF e' AND ej IN EVP MODEL y y

Typically, in an EVP model, the total strain-rate comprises two components,

elastic strain-rate and viscoplastic strain-rate. The objective of this appendix is to

evaluate the assumption that the elastic strain-rate at or after yielding is negligible

compared with viscoplastic strain-rate. A numerical simulation of compression tests was

performed to investigate the relative magnitudes of the elastic, et, and viscoplastic, ejf,

strain-rates.

A schematic diagram (Figure Bl) shows the stress path of a constant rate of strain

(CRS) isotropic compression test. The isotropic compression test is chosen because the

plastic potential along this stress path can be conveniently assumed to be unity, although

this is approximate. The assumed constitutive parameters for the numerical analysis are

listed as following: o™ =50kPa, a =0.033( n = 30 ), f =1.0 xl0~8 /min, X =0.65,

K 7 A = 0 . 1 , and the applied volumetric strain-rate,eml =1x10"^/min.

Figure B2a compares the relative magnitudes of the elastic and viscoplastic strain-

rates during the isotropic compression. At beginning of loading, the ratio of elastic strain-

rate to total strain-rate is close to unity (see the dashed line in Figure B2a), suggesting

elastic strain-rate dominates during this period. Then, elastic strain-rate abruptly

decreases as the stress approaches the apparent yield stress or isotache corresponding to

the applied strain-rate (see Figure B2b for the determination of the apparent yield stress).

Figure B2a shows that at or after yielding, the elastic strain-rate is about 4% of the total

strain-rate. Accordingly the viscoplastic strain-rate increases up to 96% of the total strain-

Page 313: Guangfeng Qu _PhD Thesis

291

rate at or after yielding (see the solid line in Figure B2a).

A sensitivity study was done to investigate the influence of K IX. This study

found that the ratio, Kl X, has some influence on the ratio of the elastic strain-rate to the

total strain-rate, eeml to evol, at yielding. As shown in Figure B3, the ratio of £e

vollsvol at

yielding increases with the ratio of Kl X. For KIX values ranging from 5% to 30%, the

ratio of £evolleml at yielding varies from 2% to 12%. Thus, the maximum difference

between eeml andevo/ at yielding is 12%. For the typical KlX ratio of 0.1 for most soils

(Holtz and Kovacs 1981), the elastic strain-rate is within 5% of the magnitude of

viscoplastic strain-rate. Therefore, from an engineering point of view, the strain-rate at or

after yielding is approximately equal to the viscoplastic strain-rate.

The following further evaluates the assumption of neglecting the elastic strain-rate

in the context of the rate-sensitivity analysis. Figure B4 shows the log( a'p ) and log( e )

relations in terms of the strain-rate accounting for elastic strain-rate and the strain-rate

neglecting elastic strain-rate, respectively. The measured data from Batiscan clay is also

shown in Figure B4. It can be seen that the effect of neglecting ee is minor, even in the

case of KlX =0.3. It is then concluded that elastic strain-rate component can be neglected

in the rate-sensitivity analysis of clays.

Although this conclusion is derived from the isotropic compression tests, this

statement is considered applicable for oedometer compression tests and undrained triaxial

compression tests.

Page 314: Guangfeng Qu _PhD Thesis

292

Figure B1 Stress path in CRS isotropic compression test

Dynamic yield surface „ A with increased £ "p

Static yielding surface Stress path in CRS isotropic compression

Page 315: Guangfeng Qu _PhD Thesis

Figure B2 Comparison of the elastic strain-rate with the viscoplastic strain-rate during

CRS isotropic compression^ 115].

(a) Variation of elastic and viscoplastic strain-rates with loading stress

o '•«->

CO

CD

CD i— •

'co -I—»

CO

1.4 35 40 45 50

Effective vertical stress, kPa

55 60 65

1.2 -

1.0

.8

.6

•4 -|

.2

0.0

Visocplastic strain-rate / Total strain-rate Elastic strain-rate / Total strain-rate

Apparent yield stress

(b) Determining the apparent yield stress

0.000

,- -.005

it)

"eg -.010 o •c CD

> -.015

.020 40 50 60

Effective vertical stress, kPa, in log scale

Page 316: Guangfeng Qu _PhD Thesis

294

Figure B3 Relationship between eevolleml and KIX in isotropic compression tests

0.00

0.04

KA,

Page 317: Guangfeng Qu _PhD Thesis

Figure B4 Influence of neglecting elastic strain-rate in the rate-sensitivity analysis.

Neglecting elastic strain-rate (assuming KJ'X = 0.3) Neglecting elastic strain-rate (assuming K/X = 0.1) Total strain rate Measured rate-senstivity for Batiscan Clay

-10-3 1Q-2 -10-1

Strain rate, /min

Page 318: Guangfeng Qu _PhD Thesis

296

APPENDIX C

DETERMINATION OF THE PARAMETERS, Cr,Cc, Ca

Cr and Cc are the recompression index and compression index respectively.

Figure CI shows a typical response of clay in an oedometer compression test, in terms of

the void ratio versus the effective vertical stress in a semi-log scale. Cr and Cc can be

determined by the following equations:

Cr=Ae/A\og(a'v) for<7'v<<7'p [CI]

Cc = Ae/Alog(cr'v) for <r'v > &p [C2]

where e is the void ratio, a\ is the effective vertical compression pressure, and o' is

the preconsolidation pressure.

The determination of Cr and Cc is graphically shown in Figure CI, where Cr

characterizes the pseudo - elastic segment of the compression curve and Cc describes the

plastic segment.

Ca is the secondary compression index. Figure C2 shows a typical compression

curve from a drained constant stress creep test. It can be seen that Ca is measured from

the segment of compression curve after the dissipation of excess pore water pressure (see

EOP in Figure C2). Raymond and Wahls (1976) and Mesri and Godlewski (1979)

defined Ca viz:

C a =Ae/Al0g(O [C3]

where e is the void ratio and t is the time elapse after the beginning of creep tests. In

Page 319: Guangfeng Qu _PhD Thesis

297

addition, Figure C2 graphically shows the measurement of Ca . Alternatively,

C^ = A£/Alog(0 is also used to describe the secondary compression. The relationship

between Ca and C^ is:

Ca£=Caex{l + e0) [C4]

where e0 is the initial void ratio. It is noted that Cr, Cc, Ca , and C^ are all

dimensionless parameters[Gl 16][G117]

Page 320: Guangfeng Qu _PhD Thesis

298

Figure CI Measurement[G118] of Cr and Cc

CD o"

' •*•-•

TO Cd

-a o >

Vertical Effective Stress, a'v, in log scale (kPa)

Page 321: Guangfeng Qu _PhD Thesis

299

Figure C2 Measurement[G119] of Ca

Ae

EOP: End of pore pressure dissipation

log(time)

Page 322: Guangfeng Qu _PhD Thesis

300

Figure C3 Measurement of Ca from secondary compression tests on London[il20]

clay (data from Lo 1961)

• & X «

sJTO w**0 o^50 1^w\J

** 330 3X> 350 IB 15

41

to 340380 360 1825 t-

345 385 365 1S30

2 3 4 5 104

Time (min) 2 3

Page 323: Guangfeng Qu _PhD Thesis

301

Figure C4 Measurement of Ca from secondary compression tests on[G121]

Gloucester clay (data from Lo et al. 1976)

"5 o o o

12 h

°Ooo o

Au=0

^

LABORATORY DATA

O Loetal. 1976

Depth Stress Increment 4.3m 43.2 - 82.7 kPa

CCCE=0.022, e0=1.8

Ca=0.061

^ 'Q.

« S ^

S.

I I I I I I I I I \ I | | I 1 | J I I I I I I M 1 I I I t I M I I I I I I I I I | I | | | I i I I I I

10 100 1000 10000 100000 100000C

Elapsed Time (min)

Page 324: Guangfeng Qu _PhD Thesis

Figure C5 Measurement of Ca from secondary compression tests on Drammen

(data from Bjerrum 1967; Berre and Bjerrum 1973)

TIME IN YEARS 0.1 ! 10 100 1000 3000

Page 325: Guangfeng Qu _PhD Thesis

Figure Co Measurement of Ca from secondary compression tests on Sackville clay

(data from Hinchberger 1996)

-1 -

-2

^ -3r-c CO

55 1? -4 x ^ <

- °---o.... " ' 0 . .

o. o.

o.

-

— _ LABORATORY DATA

O Data from Hinchberger (1996)

Depth Stress Increment • 3.8m 50-100kPa

Cocs=0.0115 e0=1.7

- Ca=0.0311

i i i i i i 111 i l l

Q

O

Q * -

'—.

1 1 1 1

^o. \

M i l

""-'Q.. ^

^ Cas r^-.

1 ^O

i i i i i i 11

10 100 1000 Elapsed Time (min)

Page 326: Guangfeng Qu _PhD Thesis

304

Figure C7 Measurement of Ca from secondary compression tests on

Berthierville[il22] clay (data from Leroueil et al. 1988)

0.00 LABORATORY DATA

- Data from Leroueil et al. 1988 Depth Stress Increment

I I

-.05 -

.10 h

.15 h

-.20

-.25

2.23-3.48m 135kPa

Cae=0.01 e0=1.7 Ca=0.027

_i i i i 1111

Note:

The test at the highest increment stress (135kPa) is chosen to obtain Ca, because the influence of clay destructuration on the secondary compression is assumed to be less significant for the clay sample at high increment stress than the clay samples at low increment stress.

Cas T — — —-1 135kPa

J i i i 1111

10 100 1000 _l_uj

10000

_ 1 I I I I 1 1 1

100000

Elapsed Time (min)

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305

Figure C8 Measurement of Ca from secondary compression tests on St. Alban[il23]

clay (data from Tavenas et al. 1988)

St Alban Clay

LABORATORY DATA (Tavenas et al. 1978)

Long-term Oedometer creep test Depth Stress Increment 3m 28.0 kPa

Ccce=0.015 e0=2.43

Ccc=0.05

j i i i 11 in i i i i 1 1 1 1 1 _i i ' i i ' ' i ^uL

10 100 1000 10000 100000 100000C

Elapsed Time (min)

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306

APPENDIX D

FACTORS AFFECTING a

This appendix investigates several factors that may have an impact on a, such as

temperature, plasticity index, sensitivity, liquidity index, and destructuration.

The influence of temperature has been investigated by several researchers (e.g.

Boudali et al.1994; Graham et al. 2001;Marques et al. 2004). Marques et al. (2004)

presented a detailed study on the temperature effect on the behaviour of St-Roch-de-

F Achigan clay. In Figure Dl, it can be seen that the slope for the log( <r' ) and log(eaiaal)

relationships appears to be independent on the change of temperature from 10°C to 30°C

and 50°C. Similar observations were reported by Boudali et al. (2004). Therefore, the

parameter a appears not to be sensitive to temperature.

The parameter, a , seems independent on the plastic index (PI). Table 2.1

summarizes the soil properties (e.g. water content and plasticity index) for the clays. The

values of a are plotted against the plasticity index (PI) for 18 clays in Figure D2. There

is no clear evidence for the correlation between a and PI. Thus, it seems that the rate-

sensitivity, represented by a, is independent on PI. This finding is consistent with the

study by Graham et al. (1983).

The correlations of a with St (Sensitivity), and LI (Liquidity index) are presented

in Figures D3, and D4 respectively. As shown in Figures D3, the correlation of a with

St can be approximately represented by a linear line, which shows the trend for most

clays presented except St. Alban clay and Batiscan clay. In Figure D4, the correlation

between a and LI can be represented by the following equations:

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307

Best fit line: a = 0.05xLI [Dl]

Upper bound: a = 0.08xL7 [D2]

Lower bound: a = 0.03xZi [D3]

As shown in Figure D4, most clays fall in the range defined by the two bound

lines. However, it is noticed that the three Leda clays (St. Alban clay, Batiscan clay, and

Ottawa Leda clay) are located outside of the range defined by Equations [D2] and [D3].

These three Leda clays are the Champlain Sea Clay from eastern Canada, which is

characterized by the extraordinarily high water content and liquidity index. Therefore,

the proposed relationship between a and LI may be not applicable for some Leda clay.

Hinchberger and Qu (2007) discussed the influence of destructuration on a. The

comparison of a measured at different strains for London clay, Belfast clay and

Winnipeg clay respectively shows that the a measured at various strains appears to be

consistent. Thus, a is considered independent on the structure damage during

loading[il24]. (more details is referred to Appendix E).

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308

Figure Dl Influence of temperature on the rate-sensitivity parameter, a forSt-

Roch-de-F Achigan clay (modified from Marques et al. 2004)

200

13 o ieo.

.5 140<

Temperature • 10 °c

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309

Figure D2 Variation of viscosity exponent, a, with Plasticity index[il25] ( for clays listed in Tables 2.1 and 2.2)

.10

.08

8 o

.06 4

>

.04

O

O 0 0

O O

o

o

.02 4 o

o o

0.00 10

—r-

20 30 40 50 60 70

Plasticity lndex.%

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310

Figure D3 The correlation between[i 126] a and St (Sensitivity)

.12

.10

.08 4

.06

.04

.02

0.00

a /

...v/.n... /

/

a =0.025 + 0.0016*St

: /

/

/

a Batiscan clay

""SrAlbah clay

20 40 60 80 100 120 140

St

Page 333: Guangfeng Qu _PhD Thesis

D4 The correlation between a and[il27] LI (Liquidity index)

31

.12

.10 4

.08

.06 4

Upper bound

a=g.08*LI Best fit line oc=0.05*LI

/

; /

/ .

Ottawa Leda clay

.04

.02

0.00

Lower bound a=0.03*LI

_. Batiscan clay " 0 ~ St. Alban clay

Leda ciay

LI

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312

APPENDIX[G128] E

INFLUENCE OF STRUCTURE ON THE TIME-DEPENDENT BEHAVIOUR OF

A STIFF SEDIMENTARY CLAY

Sorensen et al. (2007) have decided to study the influence of microstructure on

the time-dependent response of undisturbed and reconstituted London clay using drained

and undrained triaxial compression tests (CIU and CID) with step changes in the applied

strain-rate. The paper presents interesting behaviour and Sorensen et al. (2007) should be

commended for demonstrating the viscous response of London clay.

The primary influence of microstructure on the engineering response of London

clay can be seen in Figure El a, which compares the stress-strain response in the

undisturbed and reconstituted states. Figure Elb shows similar behaviour from triaxial

compression tests on Rosemere clay from Eastern Canada (Philibert 1976). From Figure

El, it can be seen that there are similarities in the relative stress-strain response of both

materials in spite of their vastly different index properties (e.g. IL = 0 versus I I ~ 1.2).

The stress-strain response of both clays during triaxial compression is characterized by:

(i) reaching a peak shear strength followed by post-peak strength reduction with large-

strain, (ii) predominantly strain hardening response of the reconstituted or disturbed

materials, and (iii) at large-strain, the post-peak strength of the undisturbed clay

approaches that of the reconstituted and 'cut' materials, respectively. The difference in

behaviour (the shaded areas in Figures El a and Elb) is typically attributed to the effects

of microstructure or weak bonding between the clay particles and aggregates of clay

particles. Such behaviour is analogous to that typically observed in oedometer

consolation tests on undisturbed and reconstituted materials (Burland 1990).

A version of this appendix has been accepted in Geotechnique 2007

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313

Regarding the time-dependency or rate-sensitivity of London clay, Sorensen et al.

(2007) quantify viscous effects using the jump in deviatoric stress induced immediately

after changing the axial strain-rate. Although such an approach has merit, the following

presents an alternative interpretation of the rate-sensitive response of London clay using

the theory of overstress viscoplasticity (Perzyna 1963). The current authors hope that this

alternative interpretation will provide additional insight into the viscous response of

undisturbed and reconstituted London clay.

Theoretical Background

Perzyna (1963) originally proposed the theory of overstress viscoplastic for the

yielding of steel at high temperature. This theory has been subsequently adapted to

geologic materials by researchers such as Adachi and Oka (1982), Katona and Mulert

(1984), Desai and Zhang (1987) and Hinchberger and Rowe (1998) to name a few. For

an elastic-viscoplastic material, the strain-rate tensor can be decomposed into elastic and

viscoplastic components as follows:

e„ = 85+63" [El]

At yield or failure, the viscoplastic strain-rate typically dominates (Chapter 2). A

form of the viscoplastic strain-rate tensor is (e.g. Katona and Mulert 1984 and Desai and

Zhang 1987):

^=^(f))y/^ijhj{^/^y-^k^^j] [E2]

where ^ is a viscosity constant with units of inverse time (typically s_I), f is the yield

function from classical plasticity theory, §(f) is called the flow function and it is derived

from f , and [3f /da^ J is the plastic potential, which is derived as a vector of unit length.

Page 336: Guangfeng Qu _PhD Thesis

314

The Macauley brackets ( ) in Equation [E2] imply (j)(f) = 0 for f < 0 and

HfHq/qoY-liorf>0.

The flow function, (|>(f), in Equation [E2] is a power law (Norton 1929) where q0

represents the long-term strength (reached at very low strain-rates), q is the strain-rate

dependent deviator stress at yield and the term q/q0 is the overstress (e.g. q/q0 =1.1

implies 10% overstress). An upper bound estimate of q0 , q 0 =125kPa±, can be

obtained for London clay from the deviator stress reached after 4 days of stress relaxation

(see Figure 3 in Sorensen et al. 2007).

Considering axial strain-rate only, the viscoplastic strain-rate at yield is

approximately:

e;W((4/<7j"-l)(V273) [E3]

where V2/3 is an estimate of the plastic potential, 3f / 3 o u , derived assuming constant

volume deformation. Although London clay exhibits dilatant behaviour during the

triaxial tests (see the pore pressure response in Figure 8, Sorensen et al. 2007), the plastic

potential has a negligible impact on the following discussion and derivation. Taking the

logarithm of Equation [E3] and rearranging, it can be shown that (Qu and Hinchberger

2007):

log(q) = alog(eaxial)+As [E4]

for q/q0 > 1.1. In Equation [E4], As =log(q0u.a) and a = \ln . Leroueil and Marques

(1996) and Soga and Mitchell (1996) have used a similar relationship to evaluate the rate-

sensitivity of various clays.

Thus, elastic-viscoplastic constitutive models based on a power law flow function

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315

(e.g. Adachi and Oka 1982, Katona and Mulert 1984, Hinchberger 1996, Hinchberger

and Rowe 1998, and Desai and Zhang 1987) imply a linear relationship between log(q)

and log(e) for stress states at yield or failure. In such a theory, the rate-sensitivity

(variation of q versus £) at yield or failure is governed by a , which is the inverse of the

power law exponent, n . The following is a re-evaluation of the strain-rate effects

measured by Sorensten et al. (2007) for London clay using the above theoretical

framework.

Interpretation of Rate-Effects

Figure El a shows the deviator stress, q, versus axial strain response reported by

Sorensen et al. (2007). The data is re-plotted in Figure E2 using a semi-log scale. From

Figure E2, it can be seen that there is relatively uniform variation of log(q) versus axial

strain, notwithstanding that rate-effects appear to be less pronounced for the reconstituted

material at axial strains in excess of about 5%.

Extracting deviator stress versus axial strain-rate from Figures El (a) and E2, a

series of essentially parallel linear lines can be obtained in log(q) - log© space. Figure

E3 summarizes the log(q) versus log(e) data extracted from undrained triaxial

compression tests on undisturbed London clay at axial strains of 1, 1.5, 2, 2.5, 3, 4, and

4.5%. Figure E4 shows similar data for the reconstituted material at axial strains of 1, 2,

3, 4, and 5%. The slope, a , of the lines in Figures E3 and E4 represents the rate-

sensitivity of London clay. When compared in Figure E5, the data suggests that the mean

value of a is about 0.023 (n=44) and that both the undisturbed and reconstituted

materials have essentially the same rate-sensitivity. Furthermore, the rate-sensitivity

Page 338: Guangfeng Qu _PhD Thesis

316

parameter, a , estimated from drained triaxial tests on intact material (see Figure 9 in

Sorensen et al. 2007) is also plotted in Figure E5. It can be seen that the rate sensitivity

parameter estimated from CID triaxial tests is the same as that deduced from the CIU

tests. Thus, the rate-sensitivity is identical for both drained and undrained triaxial

compression and for the intact and remolded materials.

For comparative purposes, Figure E6 shows the results of step tests on Belfast and

Winnipeg clay (Graham et al. 1983). The strain-rate parameter, a , is plotted in Figure

E7 for both clays. From Figure E7, it can be seen that a varies from 0.035 to 0.041 (24<

n < 29) for Belfast clay, and from 0.033 to 0.036 (28 < n < 30) for Winnipeg clay. Both

clays are more rate-sensitive than London clay. In addition, Belfast, and Winnipeg clay

do not show reduced rate-sensitivity with continued straining (or destructuration) after

reaching the peak strength; even for axial strains in excess of 15%. In contrast, the rate-

sensitivity of London clay diminishes with large axial strains in excess of about 5%;

however, additional testing is required to confirm this behaviour.

Summary

From the above discussion and interpretation, it can be concluded that the rate-

sensitivity of undisturbed London clay is the same as that of the reconstituted material.

Thus, the structure of London clay appears to have a negligible impact on its rate

sensitivity, whereas, the primary influence of structure appears to be exhibited by the

shaded areas in Figures la and 2. The above interpretation, has utilized a power law in

conjunction with Perzyna's theory of overstress viscoplastic (Perzyna 1963) and clearly

other interpretations are possible. However, Sorensen et al. (2007) hope that this

discussion provides an alternative perspective to that of Sorensen et al. (2007) for

Page 339: Guangfeng Qu _PhD Thesis

317

consideration.

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318

Figure El Stress-strain behaviour during triaxial compression tests on London clay (Reconstituted and Undisturbed) and Rosemere clay (Undisturbed and 'Precut').

(a) London Clay (Sorensen et al. 2007)

600

Axial Strain, % (b) Rosemere Clay (Philibert 1976)

Axial Strain (%)

Page 341: Guangfeng Qu _PhD Thesis

319

Figure E2 Stress-strain response of London clay in semi-log scale (Re-plotting Figure la in a semi-log scale)

Page 342: Guangfeng Qu _PhD Thesis

Figure E3 The rate sensitivity parameter, a, measured from undrained triaxial compression tests on undisturbed London clay

Undr^inkttriaxia! triaxial corripression test)onjurjdisthibed Lohdon clay:

oc=0.021 at e=2.5% prerp#akj-4

apO.Q21 at e=2% pre-pedk!—

apO.026 at e=^1.5% ;pre-peak-

a^0.b2!4ate=1% pre-peak—

(k=0.023 at Peak

a=0.021 af!e=4.0% post-peaks a=0.017ate=4.5% post-peak!

10-7 10e 10-5 10"4 10- 3 10-2

Strain rate, /min, in log scale

Page 343: Guangfeng Qu _PhD Thesis

Figure E4 The rate sensitivity parameter, a , from undrained triaxial compression tests on OC reconstituted London clay

UndraineditrWxjial compressiqn!te?t qn OC! reconstituted Londonjclay

a=0.016ate=?5%

a=0.022 at e*4%; 0=0.022 at p=3% I \ ^ "\ i ! i ix=0.023 at e=2%

!|a=0.023:ate=1<^i

10-7 10-6 10-5 10"4 103 102

Strain rate, /min, in log scale

Page 344: Guangfeng Qu _PhD Thesis

Figure E5 Summary of a obtained from undrained triaxial compression tests on reconstituted London clay, and drained and undrained tests on undisturbed London clay

.10

.08

O .06 •o

c 03

8 .04

.02

0.00

-Jt— CD test on undisturbed sample -•— CU test on undisturbed sample -O— CU test on reconsituted sample

0.00

Axial Strain

Page 345: Guangfeng Qu _PhD Thesis

323

Figure E6 Stress-strain relations in CAU tests on Belfast clay and Winnipeg clay

.1 H

0.0

<J1C: Confining pressure.kPa

0.00

Axial strain rate = 5%/h 0,.5°/<^

Belfast clay (Graham, et al. 1983)

Winnipeg clay (Graham, et al. 1983)

.05 .10 .15 .20 .25 .30

Axial Strain, %

Page 346: Guangfeng Qu _PhD Thesis

324

Figure E7 Parameter a measured for Belfast clay and Winnipeg clay

Belfast clay (drahaml Hlj al. 1983)

V-oc=0.035 M Reak a=0.040 M *f W/o post-peak o oc=6.041 i H e(=N5% post-peak

2i

Winnipeg clay (JGrahanfi,! M bil. 1983)

a=0.033 at Peak ] I

a=0.036 at e=10% post-piak]

a=0.033 at e=15% post-pieak

10" 7 10£ 10E 10J 10-3 10-2

Strain rate, /min

Page 347: Guangfeng Qu _PhD Thesis

325

APPENDIX F

ON THE DECREASE OF STRAIN-RATE IN THE O/C CREEP TESTS

During the undrained creep test on Saint-Jean-Vianney clay at dry side in stress

space, the axial strain-rate was found to decrease with time prior to creep rupture.

Considering the incremental strain from the completion of loading to the creep rupture

was less than 0.2% for each creep test, the decrease of strain-rate is negligible from an

engineering point of view. However, theoretically, the overstress[G129] concept alone

can not explain this phenomenon.

It is noted that the influence of this decrease of strain rate in. creep is minor

considering-4he~4elal4ftefe^ ereep-was-ftet-e*eeed 0.2%, which is out of

engineering irrtefestrAlse-the in-situ creeps are often' in drained'Conditions, wMeh-fetiew

has been successfully used to simulate "the •s#-ain-rate -decrease- during -the drained creep

test and the undrained creep test with stress state in the "wet: side (e.g. Kutter et al. 1.992

and-Hinehberger 4 996).

To investigate the possible reasons for this phenomenon, this appendix re­

evaluates this creep tests on SJV clay using modified approaches with various

assumptions to simulate the decrease of strain-rate. The hypotheses adopted in the

modified approaches are described below, together with the comparison of the calculated

and measured response of SJV clay.

In the first approach, it is assumed that the Drucker-Prager envelop would be

hardened due to plastic work, as suggested by Lade and Duncan (1973). The slope of the

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326

Drucker-Prager envelop in the -J2J2 -<Jm stress space can be represented using the

effective friction angle viz:

M = 2 S w * ' [Fl] CS -> • , i L J

3-srn0

where Mcs is the slope of the Drucker-Prager envelop in Figure Fl, and 0' is the

effective friction angle.

The hardening law can be expressed using an exponential equation:

Mcs=M1-(Mz-Ml)xe'CWp [F2]

wp=jcr'yde? [F3]

where Mt and M2 represent the initial and final slopes, respectively, c is the hardening

parameter, and wp is the plastic work. The magnitude of the final slope, M2=1.34, was

obtained according to <p'= 40° reported by Vaid et al.(1979). The other two parameters,

M[ =1 and c =20 were obtained using a trial and error approach.

As shown in Figure Fl, the increase of the slope of the Drucker-Prager envelope

due to hardening leads to a contraction of dynamic yield surface and consequently a

decrease in the overstress. As a result, the calculated strain-rate during the creep tests

would reduce with time.

Figure F2 shows the comparison of the measured and calculated strain-rate versus

time during the undrained creep tests. It appears that the decrease of strain-rate can be

simulated by accounting for the hardening of the Drucker-Prager envelope.

In the second approach, it is assumed that the stress path in the central part of the

triaxial specimen was permitted to follow the elastic stress path during initial loading, not

Page 349: Guangfeng Qu _PhD Thesis

327

the triaxial limit (see the dash line in Figure F3). In this approach[G130], more overstress

develops relative to the static yield surface in the central part of the specimen: a

consequence of the assumed stress state. Compared with analyses where the triaxial limit

was enforced throughout the specimen (see the solid stress-path line in Figure F3), the

higher level of overstress in the modified analysis causes significantly higher strain-rates

and more dilatancy early on in the simulation. Thus the overstress and consequent creep

rates reduce with time as the stress state moves right toward the static yield surface,

producing calculated creep rates similar to measured creep rates, as shown in Figure F4.

In summary, both of the two approaches used in this appendix are capable of

simulating the decrease of strain-rate and subsequent creep rupture during the undrained

triaxial creep tests on SJV clay. Another alternative is to assume rotational hardening of

the state boundary surface, which would give similar results with those two approaches.

In addition, the decrease of strain-rate can also be attributed to external factors, for

example, the sample bulging under constant loads and consequent stress decrease on the

specimen top. However, given the lack of experimental evidence to support these

hypotheses, a definitive conclusion can not be drawn as to the reason for the decrease of

strain-rate during the undrained creep tests at the dry side in stress space for SJV clay.

Further experiments on the overconsolidated natural clay are desired to testify these

hypotheses or investigate the external factors.

Page 350: Guangfeng Qu _PhD Thesis

328

Fl Illustration of the hardening[il31] of the Drucker-Prager envelope.

Inereaseof M due lo .Hardening effect

Dynamic yield surfaces corresponding MI and M2

, N \ Contraction of the N \ dviuunlc vield

N x surfaces during creep \J*\ tests

\ 'X

\ \ \ \

m

Page 351: Guangfeng Qu _PhD Thesis

329

Figure F2 The measured and calc[G132]ulated strain-rate variation during the creep

tests accounting for the hardening of the Drucker-Prager envelope

430

j—Calculated

10-H

Measured

10-5

10 100 Time (min)

1000 10000

Page 352: Guangfeng Qu _PhD Thesis

330

Figure F3 Comparison of stress paths in CIU undrained creep on Saint-Jean-Vianney clay

Critical State Line

y'U) my

Page 353: Guangfeng Qu _PhD Thesis

331

Figure F4 The measured and calculated stress-rate versus time using the second approach

10° •

10-' •

Rat

e, %

/MIN

C

reep

Stra

in

5

Axi

al

1 0 4 '

10* •

i

ad=470-

\

rr— 1 1 1

7 I / I / I / 1

/ 1 r /

-o

X^F i\ ^^=\v^ I

; ^* • , A (Measured i

Calculated |

ad=430

1000 10000

Time (min)

Page 354: Guangfeng Qu _PhD Thesis

332

APPENDIX G

A NON-ASSOCIATED VISCOPLASTIC APPROACH

The main body of the research in Chapter 5 has focused on the use of associated

viscoplasticity to describe the engineering behaviour of 'structured' anisotropic time-

dependent clay. This appendix describes an alternative approach based on a non-

associated flow rule in the over consolidated stress range (i.e. the dry side) and an

associated flow rule in the normally consolidated stress range (see Figure Gl). Based on

the results presented below, it can be seen that the engineering behaviour of Gloucester

clay can be described using either the approach presented in the main body or using the

approach summarized in Figure Gl.

Figures G2 to G4 compare the calculated and measured behaviours of Gloucester

clay during undrained triaxial compression tests. Figure G2 shows the measured and

calculated peak and post-peak strengths for specimens with the orientations of

i=0°,30o,45°,60o,and90°. The corresponding curves of deviator stress versus axial

strain and excess pore pressure versus axial strain are presented in Figure G3. Deviator

stress versus axial strain curves for i = 0° and i = 90° are compared in Figure G4.

As shown in Figure G2, a non-associated approach is also able to reproduce the

measured peak and post-peak strengths of Gloucester clay. The calculated deviator

stresses increase up to the peak strength after which there is a reduction of strength with

axial strain after mobilization of the peak strength (see Figures G3 and G4). The

calculated behavior agrees well with the measured behaviour. From Figures G3 and G4,

the general trends of the calculated and measured pore water pressure with strain are

Page 355: Guangfeng Qu _PhD Thesis

333

comparable, although the excess pore pressures are underestimated by the non-associated

approach.

Overall, the non-associated approach can reproduce the major characteristics of

the stress- strain behavior and strength for Gloucester clay in undrained triaxial tests.

Page 356: Guangfeng Qu _PhD Thesis

Figure Gl Conceptual behaviour of the non-associated soil model

A / 2 ^

M , = -0.03

V

Unassociated Plastic Potential Law Destructured Critical State Line

I I

M,j=0.0 Af.=0.03

M=0.9

Associated Plastic Potential Law

Typical Stress Path - —> M Static yield surface

Page 357: Guangfeng Qu _PhD Thesis

335

Figure G2 The effect of sample orientation, i, on the measured and calculated peak and post-peak undrained strength of Gloucester clay, (using a non-associated approach)

30 Using a non-associated approach

Peak

O Measured strength (Law 1975) • Calculated strength (This paper)

10

5 -4

Measured post-peak strength at 8% strain Calculated post-peak strength at 8% strain Calculated post-peak strength at 20% strain

-20 -10 10 20 30 40 50 60 — i —

70

— i —

80 90

Orientation angle, i

Page 358: Guangfeng Qu _PhD Thesis

336

Figure G3 The effect of sample orientation, i, on the measured and calculated (a) axial stress versus strain and (b) excess pore pressure versus strain for Gloucester clay, (using a non-associated approach)

(a)

8 10 12

Vertical Strain (%)

30

20

10

i > 8 10 12

Vertical Strain (%)

(b)

CO 0.

o Q_ <n to

g 111

60 CO Q .

e o- 50

40

30

20

10

- i=0 Calculated - i=30 Calculated - i=45 Calculated

—•— i=90 Calculated

i-^

8 10 12 Vertical Strain (%)

ol 8 10 12

Vertical Strain (%)

Page 359: Guangfeng Qu _PhD Thesis

337

Figure G4 The comparison for sample orientations, /, of 0° and 90° on the measured and calculated axial stress versus strain and excess pore pressure versus strain

a. .*_

CO

D

(0 Q.

l l £

8 10 12 Vertical Strain (%)

8 10 12

Vertical Strain (%)

Page 360: Guangfeng Qu _PhD Thesis

338

CURRICULUM VITAE

Name : Guangfeng Qu

PLACE OF BIRTH: Hehei, China

POST-SECONDARY EDUCATION AND DEGREES:

Ph.D University of Western Ontario 2003-2008

Master of Science University of Tianjin 2000-.2003

Bachelor University of Tianjin 1996-.2000

HONORS & SCHOLARSHIPS

2006 Novak Award

2005 John Booker Award

2003-2006 IGSS (International graduate student scholarship)

2003-2007 Graduate Special Scholarship

2003 Outstanding Graduation Thesis of Master of Science

1999 Tianjin University Academically Outstanding Student Honor with privilege of

being directly admitted into the graduate school without Mandatory Admission

Examinations

1998 and 2000 Tianjin University People's Scholarship (The First Class)

RELATED WORK EXPERIENCE:

2000 Engineer in Jun Hua Foundation Engineering Technology Group

2003-2007 Teaching and Research Assistant, University of Western Ontario

Page 361: Guangfeng Qu _PhD Thesis

Publications

Qu, G. and Hinchberger S.D. (2007) Evaluation of the viscous behaviour of natural clay using a generalized viscoplastic theory. Geotechnique, In review

Hinchberger, S.D. and Qu, G. (2007) Discussion: the Influence of structure on the time-dependent behaviour of a stiff sedimentary clay. Geotechnique. In press

Qu, G. Hinchberger, S.D., and Lo, K.Y. (2007) Case studies of three dimensional effects on the behaviour of test embankments. Canadian Geotechnical Journal. In review.

Hinchberger, S.D. and Qu, G.(2006) A viscoplastic constitutive approach for structured rate-sensitive natural clays. Canadian Geotechnical Journal, Re-Submitted November 2007

Hinchberger, S.D., Qu, G. and Lo, K.Y.(2007) A simplified constitutive approach for anisotropic rate-sensitive natural clay. International Journal of Numerical and Analytical Methods in Geotechnical Engineering. In review

Qu, G. and Hinchberger, S.D. (2007) Clay microstructure and its effect on the performance of the Gloucester test embankment. Geotechnical Research Centre Report No. GEOT2007-15, the University of Western Ontario, London, Ontario.


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