8/3/2019 James A Beaty Jr Financial Disclosure Report for 2009

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A o / o F INANCIAL DISCLOSURE REP ORT ~ , , p o , . , ~ e q ~ i , e a ~ ~ E l S i e sin Government .4ct of 1978mow FOR CALENDAR YEAR 2009 ( .~ usc app. IOl.l l l)I. Person Reporting (lasl name, firsL m iddle initiat) 2. Court or Organization 3. D~te ul ReportBeaty Jr., James A. US District Cou~ - 4th Ctr. 0~/13/20

4. Title (Article llI judges indicate active or semor s{atus; 5~. Repo~ T)~e (check appropr tatc ~pe) 6. Reporting Periodmagisuatcjudges tndicatc full- or pan-lime} ~ Nominafior.. DateArticle Ill Judge ~ Initial ~ Annual ~ t,nal12/3 t/2~9

5b. ~ Amended Repo~7. Chambers or Off ice Address 8. On the ba*i~ of th* inform~tlon ontlined ia this Re~ tad anymodificitlon~ [~slnlng thereto, it il, in my opinion, ia2~ I N. Main Street - Suite 24~ with tpplictble law~ and rgulttion~.Winston-Salem, N.C 27101-3984

Reviewing O~icrr

I M P O R T A N T N O T E S : The instructions accompanying this form mu~t be fotlowe~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P 0 S I T l 0 N S . ! ~ , o , a ~ i n d i v i d u a l only; see p p . 9 - 1 3 of filing instr, crionx.)----] NONE (No reportable positions.)

POSITIQN N A M L : O F O R G A N I ZA T I O N / E N T I T YI Foundation Board Membes Western Carolina University

2. BoardofTrustccs Senior Services of Forsylh County

3 Board Member New Winston Museum

c , - : - - < , 5 3

~ N O N E (No reportable agreements.) -r~--~ - ~ ~D A T ~ P A R T I ~ S A N D T F R M S m ~

I.

8/3/2019 James A Beaty Jr Financial Disclosure Report for 2009

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F INANCIAL DISCLOSURE REP ORT N . . . .. f~ . . . . . R e p o r , i . ePage 2 of 8 Bevy,, Jr., James A.

[05.13/201

III. NON-INVE STMENT INCOME. ~,po,a,x individuat andsp .... ; see pp. 17-24 of filin g i .......ions.JA. Filers Non- inves tment Income

NONE ~o reportable non-investment income.)D A T E S O U R CE A N D T Y P E

(yours, not s~uses)1. 2009 NC Judicial Retirement Vested Benefit $31,342 ~2.

3.

4.

B . S p o u s e s N o n - l n v e s [I n e n t I n c o m e - t f r o u , , ,r ~ m a r r i ed d u t i n g a n ~ , p o r r i o n o [ t h e r e p o r ti n g ) ta r o t , m l ,l e te this(Dollar ornou~t not required e~cept for h onoraria.}

~ NONE (No reportable non-investment income.)D A T E S O UR C E A N D T Y P E

I. 2009 Thc Speech Center-Clerical

3,4.

| * t ~ l v . I ) 1 5 ~ I ~ / l i ~ | ~ " r ~ ~ I ~ I ~ ~ " ! ~ / ~ 1 ~ ! ~ I ~ , I L , I I V l 1 ~ u I \ , D I L . I V I I L , I ~ 1 " O ...... p ..... ion. lodging, fo od ........ i .....

N O N E (No reportable reimbursements.)SOLIR(~.~ D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.3.4.

5.

8/3/2019 James A Beaty Jr Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPOR TPage 3 of 8 Be~y Jr., James A. 05 / I 3 / 2 010

V . G I F T S . a ~ , -~ a , , ,~ o ~ , o , p . . . . . . a dependen, chHdren; ,ee p p . 2 8 -3 1 of filing instructions.)N O N E ( N o reportable g~s.)

~OURC[~ DESCRIPTION VAI.UEI.2

3

5 .

[~ N O N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODg

I.

3.4

5 .

8/3/2019 James A Beaty Jr Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORTPage 4 of 8 BeatyJr. James A.

~05 / 13 / 2010

NONE ~o reportable income, assets, or transactions.)

P I ~ c " ( X } " a i d e r c ~ h a s s c l A m o u n t T~e x e m p t f ro m p r i o r d i s c l o s u r e C o d e I d iv . r e i n . C o d e 2. i Q - W ) -..~. n a m a c l i f l n )

I. Wachovia B rokerage IRA B Dividend K T2. -Citigro~p Common Stock

3. -Microsoft Common Stock4 . -General Electric Comon Stock

5. -Omega Health Ptop. Common Slock

6. -Lithium Technology/Common Stock7. -Progress Energy Comn,on Stuck8. -Precision Drilling Company CommonSlock

[ 9. Duke Energy, Commor~ Stock A Dividend 1 1

1 0 . Spectra Energy Common Stock A Di,~dend J T1 1 . Bank of A merica Investment Services, lnc A Dividend M 1 "(IRA)

1 2 . -Columbia Cash Reserve Daily

3 -Federated Bond Class A

14 -Federated American Leaders Class MulualFund15 -Federated Cap ita l Apprec ia l ion Class AMutual Fund1 6 . -Federaled INTL Value Class A MutualFund17 -Federa:ed Kaufman Class A

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P a g e F I N A N C I A L 5 o f 8 DISCLOSU~ ~PORT Beaty Jr . , J~mes A. 05/13/2010

N O N E (No reportable income, assets, or transactions.)c. ~ D - -~

( i n c l u d i n ~ t ~ s ~ a s s c t s ) re~ing ~riod o f r c p o r l i n g p e r i o d !P ~ a c c " ( X ) " a f t e r e a c h a s s c r r Amoun~ T~ {e.g, V ~ l u e Val,c T~e (e g. , Dale [ Valuc G a m h l c n l i l y o fe x L ~ p ~ t ~ ( m ~ p r i o r d ~ s c l o s u r e C o d e I ] d i v . , r e n t . C~e 2 M e : h o d ~ b u ~ . s e l l. r m r ~ d d ) . ~ { o f l t 2 (?~k-) b u y c ~ . ~ v l l c ~~ ( A - t l) orinl) ( J P ) I C~c3 r e d c m p t u , n ) ~ ILl) : ( A - I l l(Q-W) r trans,cllon)

1 8 . -Fed Strut. V al Fund Class A Mu~. Fund

1 9 CSX. Corp., Common Stock A Divideod J T"~0 Exxon Mobd Common SlOCk A Dividend J "r

2 I. Bell South!A "I & T A Dividend J2 2 . Equitable Variable-Alliance Common Stock A DividendFund2 3 . A X A Equitable-lncenli-e LifoMod. A DividendCornn~on Fund2 4 . Bank of America/Savings Acct. A I n t e r e s t25 Wachovia B& TiCert. of Deposfl A Interest Closed 1 1 / 1 0 ; 0 9 K A26 x,aca[~t Real E state Forsyth, NC/Parcel None J W2 7 . Vacant Real E slate!Parcel 2 None K W

28 Vacanl Real Esu~te, Union, SC None K W2 ) Newitridge [3ank Fa~rf:,c,~,ard Checking A I n t e r e s t M T Open 1 0 / 1 3 ! 0 9 MAcc~ (X)

30 Palmetto Cltizens Fed Credit Union Money A I n t e r e s t 3 T Open 1 1 0 / 0 8 / 0 9 JM a r k t ~ ( X )31 Pahnelto Ci tizens Federal Credi t Union CD A Inlcrcst K T Open 1 0 / 0 8 / O 9 K32 W a c h o ,. i a I - ]& T C D ( X ) A I n t e r e s t J "f Open 09/20/09

33 Wachovia B&T CD (X) A I n t e r e s t K " f Open 09!20/O9 K

[ 3 4Wacho,.ia 13 & T Checking {X) A I n t e r e s t K

I T Opcn[Og/20/OgK

8/3/2019 James A Beaty Jr Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORTI .~ fe~,o. ~,~o,~,~

....

I

D . te o f I ~ . p o r , _Page 6 of 8 n ~ a ~ ~ . , ~ * m ~ A . 0 ~ / ~ 3 / ~ 0 ~ 0

V I I. IN V E S T M E N T S a n d TR US TS - i ....... .~ ............ ~ ~.~ ,*~ 0/~ ...... ~.,~,~ .... ,.~.~ ,.r,. ~~0 o/,~ ~ . . . . .. . ~ , , . ~ - . ~~ N O N E (No reportable income, assets, or transactions.)

A. B c. DDescriplion of Assczs income du~ ing i Gross value" at end ~ran~aclions duri:~g [cporlin~ pc[iod(including tn~sl asse~s) re~rdng perit~ of~cpomng periodPlace" (X)" a f te r each asse t Am oum + T~pe ~cg, , V alue V alue T)I~ (e g , ~ Date ~ Value Gain Id cn t i~y o f :exempt f rom pr ior dzsclosurc Code I div. rent. ~ o d c 2 Mctkt~ buy. sell, imn~d&~ (~c 2 Code l(A.}{) ~ or inl ) : (J-P) Code 3 ~ redeml"on) I (I-P) (A-II~ (if........................ _ d .

35. Wachovia B& T Money Market (X) A Interest J T Open I0/I 3,09 J

36. Ffist National Bank CD ( X ) A Interest J T Open 09,20/09 J37. First National Bank CD (X) A Interest J T Open 09120/~ J

3 8 . First National Bank CD ( X ) A Interest J T Open 09~0109 d39. First National Bank CD (X) A Interest K T Open 09~0/09 K

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FINANCIAL DISCLOSURE REPORTi s,~, ot~ . . . . .

~ p o r , i , [Page 7 of 8 Beat), Jr., James A. 05/13.Q010

VIII. ADDITIONAL INFORMATION OR EXPL ANATIONS.

Pan VII. Items 2%39 are all exempt transactions. To the extent they bccame reportable assets during the reporting period let:,. ate now being hsted toshow their value as of the last date of the reporting period "

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FINANCIAL DISCLOSURE REPO RT NPage 8 of 8 . e a t y J r . . J a m e s A .[

0 . ~ , ~ 3 ; 2 0 1 0IX. CERTIFICATION.

I cer l i f thai a l l in f ~rmat ion g iven above ( including informalion perta in ing to my spouse and m inor or dependent children, i f an)) isaccurate, true, and complete to the best of my knowledge and belief, and that any ioformation nol repo~ed was ~ithhehl because it met applicable statutoryprn~isions permiUing non-disclosure. .I further certify that earned income from outside emplo).ment and honoraria and the acceptance of gifts ~hlch bare been reported are i~compliance with the provisions of 5 U.S.C. app. ~ 501 et. seq., 5 U.S.C. ~ 7353. and Judicial Conference regulations.

S i g ~ ~ a t u r i

N OT E : A N Y I N DI V I DU A L W H O K N OW I N GL Y A N D W I L FU L L Y F A I ,S IF I E S ( )R F A I L S T O F I L E T i l ls RE PORT MA Y l i e S UB J E C T T O C I V I LAND C RIMINAL SA NCTION S (5 U.S.C. app. 104)

FILING INSTRUCTIONSM:~il signed original and 3 additional copies to:

Comn~ittcc on Financial DisclosureA dm inistrative Office of the United States CourtsSuite 2-301One Columbus Circlc, N.E.Washington, D.C. 20544