Lynn N Hughes Financial Disclosure Report for 2010

8/3/2019 Lynn N Hughes Financial Disclosure Report for 2010

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AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of l978(5 U .S. C. app..~%7 101-111)

I. Person Reporting (last name, first , middle init ial)Hu g h e s , L y n n N.

4. Title (Article i l l judges indicate act ive or senior s tatus;magistrate judges indicate full- or parl-time)

Distr ict Judge

7. Chamber s o r Of f i ce A ddr es sSui te I 1122515 Rusk AvenueHouston, Texas 77002-2605

2. Court or OrganizationSouthem Dis t r ic t o f Texas

3. Date of Report08/05/2011

5a. Report Type (check appropriate t)~e)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Rcpoa8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Off icer Date

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete ali parts,check ing the NON E box for each pa r t where you have no repor table information. S ign on ias t page.

I. POSITIONS. m,po ,~ ingD NONE (No reportablepositions.)

POSITION1 . Independent Executor

N A M E O F ORGANIZATION/ENTITYEs ta te Four ( r e la t ive , no in ter es t , no compensat ion )

3.

4.5.

I I . A G R E E M E N T S . ( R e , o , ~ i , ~ i , a i v ~ a ~ t o , a y ; , ,o r , . 1 4 . 1 6 of filing instructions.)~ (No reportable agreements.)O NE

D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s o n R e p o r t in gHughes , Lynn N.

D a t e o f Report08/05/2011

I I I . N O N - IN V E S T M E N T I N C O M E . ( R e p o . i n g ind iv idual and spouse; seepp . 1 7-24 o f f i ling instructions . )A. Fl iers Non-lnves tme nt Income

~ (No reportable income.)ONE non-investmentD A T E SO U R C E A ND T Y P E

2.3.4.

I N C O M E(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If sou were ma rried during any portion of the reporting )ea r, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en te r ta inmen t(Includes those to spouse and dependent children; see pp. 25-27 of fi ling instructions.)

D (No reportable reimbursements.)O NESOURCE DATES LOCATION

I. A m e r i ca n A s s o c o f P e t ro l eu m 0 4 /0 1 -1 4 New Or leansGeo log is t s2. A A P G 0 9/15-16 M id la nd , T e xas Lec ture3. A A P G 0 6 /06 -0 8 C alg ar y, A lbe r ta Lecture4. A A P G 0 4/29-0 5/02 T ucson , A rizona Lecture5.

P U R P O S ELectur e

I T E M S P A I D O R P R O V I D E DNote Four


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Name of Person Repor t ingFINANCIALpage 3 of 10 DISCLOSURE R EPO RT nug.es, Lyan N .

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of f i l ing instructions .)N O N E (No reportable gif ts . )

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

D a t e o f R e p o r t08/05/201 I

V A L U E

V l . L I A B I L I T I E S . a n d u d e s , h o s e o / s p o u s e and dependen t chi ldren; seepp. 32 -33 of f i ling ins truc tions . )[~] N O N E ( N o reportable l iabi l it ies .)

C R E D I T O R D E S CR I P T I O NI.

2.

3.

4.

5.

V A L U E C O D E


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N a m e o f P e r s o n R e p o r ti n gHu ghes , Lynn N.

D a t e o f R e p o r t08/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ncom e, va lue , t ransac t i ons ( Inc ludes those o f spouse a nd depe nden t ch i ldren ; seepp . 34-60 o f f i ling in s t ruc t ionsON O N E (No reportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d urin g( in c lud in g trus t a ss e ts ) r e p o rt in g p e r io d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div . , r en t ,( A - H ) or i nt . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lue V a lue

C o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

O)Type (e.g.,buy , se l l ,

r e d e m p t i o n )

Transac t ions du r ing repor t ing pe r iod

(2) (3) (4)Da te V a l u e Ga in

m r n ! d d / y y C o d e 2 C o d e 1(J-P) (A-H)

( 5 )Iden t i ty o f

buye r / s e l l e r( i f p r iva te

t r a ns a c t ion)

2.

3.

4.

5.

* * Land * * * * * * *Trac t One , grazing , Colorado County, TexasTr act Two , r i ce , Co lo r ado & Whar tonCoun t ies , Tex as

C R e n t M R Devise

E R e n t N R Devise

* * I R A s * * * * * * *

1 9 9 11 9 9 1

6. FundSource-I A Distr ibution L7. FundSource-2 A Distribution K

10. Su n M i c r o None Sold 01/28II. Prosper ity Bancshares1 2 . Chevr on

A Dividend LC Dividend M

TT

1 3 . W ells Fargo & Co1 4 . W ells Fargo & Co-2

E

CDividend ODividend M

TT

1 5 .

A I n t e r e s t Note One

I. Income Gain Codes:(See Co lumn s B I an d D4 1

2. Value Codes[See Col um ns CI and D 3 )

3. Value Method Codes[Scc Col um n C2 )

A =$I,000 or lessF =$50.001 - $100,000J -$15.000 or lessN =$250.001 - $50~.000P 3 = $25.000.0~ I - $50.00~.000Q = A ppr a i s a lU =B o o k Va lue

B=$1.001 - $2.500G =$100.001 - $1.000,000K =$15.001 - $50.000O =$500,001 - $1,000,000R =Cost (Real Estate Only)V =Othe r

C =$2.501 - $5,000H I =$1,000.001 - $ 5 . 0 0 0 . 0 0 0L -$50.001 - $100.000PI =$1.000,001 - $5.000.000P4 =More than $50,000.000S =Asse ssmen tW =Es t ima ted

D =$5,001 - $15,00~H2 =More Ihan $5.000,000M=$100,001 - $250,000P 2 =$5,000,091 - $25.000.000T =Cash Mark e t

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gHughes , Lynn N.

D a t e o f R e p o r t0 8 / 0 5 / 2 0 1 1

V I I. IN V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions a n c t a d e s t h o s e o f s p o a s e and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(l) (2)Place "(x)" after each asset A m o u n t T y p e ( e . g . ,

exempt from prior diselosure Code I div., r e n t ,( A - H ) or i nt . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value V alue

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

(] )T y p e (e .g . ,b u y , s e l l ,


Transactions during reporting period(2) (3) (4)

D a t e Value Gainm m/dd/yy Code 2 Code I

(J-P) (A-H)

( 5 )I d e n t i ty o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

1 8 . Putnam Global E q ui ty1 9 . Temple ton Gr owth

A Distribution J TA Distr ibution L T

20 .2 1 . * * M u t u a l F un d s O n e * * * * * * * *** Note One ***22 . A I M I n t e rn a ti o n a l G ro wt h D Distr ibution N T23 . AIM In ter na t ional Fund-As ia D Distr ibution N T24 . Belmar Capi ta l Fund LLC2 5. J e nn i so n E q ui ty O pp o rt un i ty26 . AIM Basic Va lue

D Distribution O T

A Distr ibution O TC Distr ibution O T

Bu y 2/13 M

27 . J enn ison Mid Cap Gr owth28 . Pioneer

A Distribution N T

A Distr ibution M T29 .30 .31 .

32 .

l_egg Mason Aggr ess ive Gr owthAIM D evelop ing Mar kets

A Distr ibution 0 TD Distribution N T

Sold 10/9 N

* * M iner a l s * * * * * * * *

33 . MI-1034. MI-16 y

A Royal ty J W Pr od Ga ther SJ Bas inBlue D oor

I. Income Gain Codes:(.See Colurans BI and

2. Valu e C odc~(See Col um ns CI and D 3 )

3 . Value Method Codes(See Col um n C2 )

A =$1,000 or lessF=$50,001 - $100,000J=$15,000 or lessN =$250.001 - $509,000P 3 =$25.000.001 - $50,000.000Q=AppraisalU =Brink Value

B=$1,001 - $2,500G =$100,001 - $1,000.000K =$15,001 - $50,000O=$500,001 - $1,000,0(~R =Cost (Real Estate Only)V O~.her

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =More Ihan $50,000.000S =Asse ssmen tW =Eslimatc,d

D =$5,001 -$15,000H2 =hlore than $5,00(I.000M =$100,001 - $250,000P2 =$5,000,001 - $ 2 5 , 0 { ~ , 0 0 ~T = Cash M arke t

E =$15,001 - $50,000


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D a t e o f R e p o r t08/05/201 I

VII. I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g Gross value at end Transactions during reporting period( i nc luding t rus t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

(1 ) (2 ) (I) (2 ) (I) (2) (3) (4)Type (e.g., Da te V a l u e G a i n

buy , se l l , m m /d d/yy C od e 2 Code Ir e d e m p t i o n ) (JP) i (A-H)

Place "(X )" after each asset A m ount Type (e.g., V alue V a lueexempt from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

35. MI-19 A Royal ty J W36 . MI-21 B Royal ty K W

37 . MI-22 A Royal ty J W38 . MI-33 y39. M I-3 5 y

40 . MI-36 y

41. M[-37 A Royal ty J W42 . MI-38 E- I A Royal ty J W43 . MI-39 A Royal ty K W44 . M I - -4 0 y45 . MI-41 Andr ews C oun ty , Tex as x G Royal ty L W46 . MI-42 San J uan Coun ty , New Mex ico x E Royal ty J W47 . MI-43 San Juan x B Royal ty J W48 . MI-44 San J uan x D Royal ty J W49 .

5 0 . * * * M o n e y M a r k e t F u n d s* * * *********51 . Wells Fa rgo Advisor s D Interest L T



t r a ns a c t ion)

M c L a n eS u n O i l

Devon EnergyDudley Land Co.Everest-Brown ShutFlint Hills

ConocoPhillipsSW Operat ing

Everest-Hilje Land

E n c o r e V a n g u a rd , N o t e6X T O N o t e 7BP Note 7New M ex ico , No te 7

Note One

1. Income Gain Codes: A =S1,000 or less B =$1,001 - $2 ,500 C ~ $2,501 - $5,0~ 0 D =$5,001 - $15,000(See Columns B I and 1)4) F =$50.001 - $100.0(~ G =$I00,001 - $1.000,000 H I = $1 ,0 00 .0 01 - $5, 00 0,0 ~0 H 2 = Mo re Iha n

2. Value Codes J -$15.000 or less K =$15.0~ 1 - $50,003 L =$50,001 - $100,0OO M -$100.001 - $250.000(See Col um ns CI and D 3 ) N =$250.0~1 - $500,000 O -$500,001 - $1,000,000 PI =$1,000,001 - $5,0OO,000 P2 ~$5,000.091 - $25,000,000P3 -$25.000.001 - $50.000.000 P4 ~Move than $50,000,000

3. Value Method Codes Q - Ap p ra isa l R =Cost (Real Estate Only) S ~ Asse ssmen l T =Cash Mark e t(See Co lumn C2} U =B o o k Va lue V =O the r W =E stim ated

E =$15,0~1 - $50.0~0


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N a m e o f P e r s o n R e p o r t in gHu ghes , Lynn N.

D a t e o f R e p o r t08/05/2011

V I I . I N V E S T M E N T S a nd T R U S T S - in c ~ m e ~ v a ~ u e ~ t r a n s a c ti ~ n s ( ~ n c ~ u d e ~ t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p .3 4 - 6 ~ f ~ l in g i n s t ru c t i~ n s ~ )--I N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur i n g( inc lud ing t ru s t a s se t s ) r e por t i ng pe r iod

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , r en t ,( A - H ) o r int . )

G r o s s v a l u e at endo f r e p o r t i n g p e r i o d(1) (2)

V alu e V alu eC o d e 2 M e t h o d(J-P) C o d e 3

(Q-W)

(~ )Type (e.g.,

buy , se l l ,r e d e m p t i o n )

Transac t ions du r ing repor t ing pe r iod

(2) (3) (4)D a t e V a lu e G a in

mm/dd/yy Code 2 Code I( J - P ) (A-H)



t r a ns a c t ion)

52 .53. ** Bank Accounts ******* * * * N ot e One * * *

54 . JPMorgan-Chase55 . Compass Bank-T A I n t e r e s t56 . Compass Bank-G57 . W ellsFargo Bank-I A I n t e r e s t58 . WellsFargo Bank-2 A I n t e r e s t59 .60 . ** M utual Funds Two ****** *********

K

K

K

N

TT

Mer ged(with l ine 57)TT

2009

No Interest

Trust Account

R e p l a c e d o n e C o m p a s s

*** Note One ***61 . De law ar e US G row th None N62 . Delaware International Equity C Distribution M63 . Delaware Trend A Distribution M64. Van K ampen Emerg ing M arke ts None L

65 . Delaware Small Cap Value A Distribution M66. Jennison Equity Opportunity D Distribution M

67. Delaware Diverse V alue D Distribution N

T

T

T

T

T

T

B uy 2/13 M( add l )

B uy 2/13 M( add l )

68 . Delaware Golbal Value . B Distr ibu t ion L B uy 1/29 M

I. In co m e G ain Co d es: A =$1,000 or less B =$1,001 - $2 ,500 C =$2,501 - $5,000(See Colurrm s B 1 and 194 ) F = 550.001 - $ 100,000 G =$ 100,001 - $ 1,000.000 H 1 =51.000,001 - $ 5.000.000

2. Value Codes J = $15 .0 0 0 or l ~ s K 515,001 - 550,0~0 L =$50,001 - $100,0~)( Se e C ol um n s C I a nd D3 ) N =$ 250 ,0 01 . $ 50 0,0 00 O =$ 50 0, 00 1 - $1,0 00 ,0 00 P l = $1,0 00 ,0 01 - $5.0 00 .0 00

P3 =$25,000,001 - $ 50.000.000 P4 =More Ihan3. Value Method Codes Q = A ppr a i sa l R - Co s l (Rea l Es ta te On ly) S =Assc ssmcn l

(Scc Co lumn C2) U =B o o k Va lue V =Othe r W =E s l ima tcd

D =55,001 - $ 1 5 , 0 0 0H2 - Mo re thanM -$100,001 - $250.000P2 =$5.000.001 - $ 25.000.000T =Cash Mark e t

E =$15,001 - $50.000


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D a t e o f R e p o r t08/05/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lud in g trus t a s se ts ) r e p o rt in g p e r io d

(O (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , r e in ,( A - H ) or i nt . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lue V a lue

C o d e 2 M e t h o d( J - P ) C o d e 3( Q - W )

(1 )Type (e.g.,buy . se l l ,


Transac t ions du r ing repor l ing pe r iod

(2) (3) (4)D a t e Value Gain

mm/dd/yy Code 2 Code I( J - P ) (A -H)

( 5 )Iden t i ty o fbuye r / s e l l e r

( i f p r iva tet r a ns a c t ion)

69 . D r yden Global Real Es ta te70 .

A Distr ibut ion T B uy 2/13 M

71 . ** Goverment Bonds******* *******72 . Houston Utility

73 . Lower Colorado River74. Harris County Health75 . RomalSD76. Arizona Student H ousing7 7. B e ll Co un ty , Te x as7 8. C in co , T ex as M u n U ti l Di s t79 . lllinois Health - 280 . W aller, Texas, ISD81 . Maine2000

A

A

A

A

C

AA

I n t e r e s t K

I n t e r e s t L

I n t e r e s t L

I n t e r e s t J

I n t e r e s t L

I n t e r e s t

I n t e r e s t

I n t e r e s t

T Bu y 10/9T Bu y 10/9T Bu y 2/29T B uy 12/22T

Redempt ion 2007R e d e e m e d 5/21

Redempt ion 2007R e d e e m e d 2/15R e d e e m e d 5/13

K

LLJ

K A

K

L

82 . Car r o l ton , Tex as B I n t e r e s t K TI n t e r e s t K T

I. I n c o m e G a i n C o d e s :( s e e C o l u r m a s B I a n d D 4 )2. V a l ue C o d e s( s e e C o l u m n s C I a n d D 3 )

3. V a l u e M e t ho d C o d e s( S e e C o l u m n C 2 )

=$1,000 or less=$50.001 -=$15.000 or less=$250.0~1 - $500,000

P3 =$25,0~0.0~1 - $50.000.000=Appraisal=Book Value

13 =$1.001 - $2,500G =$100.001 - $1.000.000K =$15,001 - $50.0~0O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 O . 0 0 0R - Co s t (Rea l E s ta te On ly}V =Othe r

C =$2,501 - $5,0~,H 1 -$1.009.001 - $ 5.00Q.0~0L =$50,091 - $100,000PI =$1,0O0.0~l -P4 -More Ihan $50,000.090S =Asse ssmen tW =Es t ima ted

D =$5.001 - $15,00~H2 =More thanM = $ 100.001 - $250,000P2 -$5,000,001 - $25,000.000T -Cash M arke t

E =$15,,~31 - $50.000


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FINANCIAL DISCLOSURE REPORTPage 9 o f 10

N a m e o f P e r s o n R e p o r ti n gHughes , Lynn N.

D a t e o f R e p o r t08/05/2011

V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.Note One : Cash ba lances in broke rage and bank accounts a re swept in to money-marke ts funds or minuic ipa l money-marke t funds .Note Tw o: Capi ta l ga ins in mutua l funds a re automa t ica l ly r e inves ted .Note Thr ee : [ r emoved]Note Four : The Am er ican Assoc ia t ion of Pe t ro leum Geolog is ts has used me to lec ture on e thic s . No fee or honor ium. I t re imburses m e for room and t r ave l .Note F ive: [ r emoved]Note S ix : This r epre sents roya l t ie s f rom a c losed e s ta te on a s ingle t r ac t tha t had accum ula ted for 20 yea r s a t the Comp ~ol le r of Publ ic Accounts . We recent lydiscove red i t and c lea red the t i t le .Note Seven: In p a ra l le l w i th note s ix , th is r epre sents 20 yea r s of accum ula ted roya l it ie s tha t we recent ly d iscove red and c lea red the t i t le . These t r ac ts a re produc ingcurrent ly.


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Name of Person Repor t ingH u g h e s , L y n n N .

Date of Report08/05/2011

IX. CERTIFICATION.I c e r t i f y t ha t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c l o s ur e .1 f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance ~vi th the provis ions of 5 U.S.C. app. 501 e t . seq- , 5 U.S.C. 7353 , and Judic ia l Confe rence r egula t ions .

Signature: S] Lynn N. Hu ghe s

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

C om m i t te e on F i na nc i a l D i s c l o s u reAdminis t ra t ive Off ice of the Uni ted Sta tes Cour tsSui te 2 -301O n e C o l um b us C i r c le , N . E .W a s h i ng t on , D . C . 2 0 5 4 4

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Lynn N Hughes Financial Disclosure Report for 2010

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