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Manual 140h Caterpillar

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7/21/2019 Manual 140h Caterpillar http://slidepdf.com/reader/full/manual-140h-caterpillar 1/24  ® © 2010 Caterpillar All Rights Reserved SAFETY Operation and Maintenance Manual Excerpt
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®© 2010 CaterpillarAll Rights Reserved

SAFETYOperation and MaintenanceManual Excerpt

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SEBU7056-07

October 2007

Operation andMaintenance

Manual140H and 160H Motor Graders

XZH1-Up (Machine)XZK1-Up (Machine)2FM400-Up (Machine)5HM1150-Up (Machine)

8JM280-Up (Machine)9JM350-Up (Machine)

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i01658146

Important Safety InformationMost accidents that involve product operation, maintenance and repair are caused by failure to observebasic safety rules or precautions. An accident can often be avoided by recognizing potentially hazardoussituations before an accident occurs. A person must be alert to potential hazards. This person should alsohave the necessary training, skills and tools to perform these functions properly.

Improper operation, lubrication, maintenance or repair of this product can be dangerous andcould result in injury or death.

Do not operate or perform any lubrication, maintenance or repair on this product, until you haveread and understood the operation, lubrication, maintenance and repair information.

Safety precautions and warnings are provided in this manual and on the product. If these hazard warningsare not heeded, bodily injury or death could occur to you or to other persons.

The hazards are identified by the “Safety Alert Symbol” and followed by a “Signal Word” such as“DANGER”, “WARNING” or “CAUTION”. The Safety Alert “WARNING” label is shown below.

The meaning of this safety alert symbol is as follows:

Attention! Become Alert! Your Safety is Involved.

The message that appears under the warning explains the hazard and can be either written or pictoriallypresented.

Operations that may cause product damage are identified by “NOTICE” labels on the product and inthis publication.

Caterpillar cannot anticipate every possible circumstance that might involve a potential hazard.The warnings in this publication and on the product are, therefore, not all inclusive. If a tool,procedure, work method or operating technique that is not specifically recommended by Caterpillar is used, you must satisfy yourself that it is safe for you and for others. You should also ensure thatthe product will not be damaged or be made unsafe by the operation, lubrication, maintenance or repair procedures that you choose.

The information, specifications, and illustrations in this publication are on the basis of information thatwas available at the time that the publication was written. The specifications, torques, pressures,

measurements, adjustments, illustrations, and other items can change at any time. These changes canaffect the service that is given to the product. Obtain the complete and most current information before youstart any job. Caterpillar dealers have the most current information available.

When replacement parts are required for thisproduct Caterpillar recommends using Caterpil-lar replacement parts or parts with equivalentspecifications including, but not limited to, phys-ical dimensions, type, strength and material.

Failure to heed this warning can lead to prema-ture failures, product damage, personal injury or death.

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6 SEBU7056-07Safety SectionSafety Messages

Safety Section

i02866801

Safety Messages

SMCS Code:  7000

There are several specific safety messages on thismachine. The exact location of the hazards andthe description of the hazards are reviewed in thissection. Please become familiarized with all safetymessages.

Make sure that all of the safety messages are legible.Clean the safety messages or replace the safetymessages if you cannot read the words. Replacethe illustr ations if the illustrations are not legible.When you clean the safety messages, use a cloth,

water and soap. Do not use solvent, gasoline, or other harsh chemicals to clean the safety messages.Solvents, gasoline, or harsh chemicals could loosenthe adhesive that secures the safety message. Looseadhesive will allow the safety message to fall.

Replace any safety message that is damaged, or missing. If a safety message is attached to a partthat is replaced, install a safety message on thereplacement part. Any Caterpillar dealer can providenew safety messages.

Do Not Operate

g00109943Illustration 2

This safety message is positioned in the cab.

g00038370

DO NOT OPERATE OR WORK ON THIS MACHINEUNLESS YOU HAVE READ AND UNDERSTANDTHE INSTRUCTIONS AND WARNINGS IN THE

OPERATION AND MAINTENANCE MANUALS.FAILURE TO FOLLOW THE INSTRUCTIONS ORHEED THE WARNINGS COULD RESULT IN IN-JURY OR DEATH. CONTACT ANY CATERPILLARDEALER FOR REPLACEMENT MANUALS. PROP-ER CARE IS YOUR RESPONSIBILITY.

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SEBU7056-07 7Safety Section

Safety Messages

Do Not Weld The ROPS

g00110414Illustration 3

This safety message is positioned on the ROPS.

g00107299

Structural damage, an overturn, modification, al-teration, or improper repair can impair this struc-ture’s protection capability thereby voiding thiscertification. Do not weld on or drill holes in thestructure. Consult a Caterpillar dealer to deter-mine this structure’s limitations without voidingits certification.

No Clearance

g00109944Illustration 4

This safety message is positioned at the center pivotof the machine.

g00107319

No clearance for person in this area when ma-chine turns. Severe injury or death from crushingcould occur. Connect steering frame lock betweenfront and rear frames before lifting, transporting,or servicing machine in articulation area. Discon-nect lock and secure before resuming operation.

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8 SEBU7056-07Safety SectionSafety Messages

Improper Connections For JumpStart Cables

g00107906Illustration 5

This safety message is positioned in the battery

compartment.

g00038786

Improper jumper cable connections may cause anexplosion resulting in personal injury. Batteriesmay be located in separate compartments. Whenusing jumper cables, always connect positive (+)cable to positive (+) terminal of battery connect-ed to starter solenoid and negative (−) cable fromexternal source to starter negative (−) terminal. (If not equipped with starter negative terminal, con-nect to engine block.) Follow procedure in the Op-eration and Maintenance Manual.

Unplanned Blade Movement

g00109945Illustration 6

This safety message is positioned on the cover for 

the shift console in the cab.

g00107600

To prevent unplanned blade movement and possi-ble injury, ground blade before unlocking center-shift linkage.

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SEBU7056-07 9Safety Section

Safety Messages

Rotating Fan Blades

g00109948Illustration 7

This safety message is positioned on the accessdoors for the fan.

g00107737

Rotating fan blades behind panel. Keep panelclosed when engine is running. Severe injurycould occur from contact with fan blades.

Unexpected Movement

g00107745Illustration 8

This safety message is positioned on the cover for the shift console in the cab.

g00107770

Unexpected movement may occur with cold drivetrain oil. This movement could result in injury or death. Warm up machine before shifting out of park. Refer to Operation and Maintenance Manu-al for proper cold weather operation.

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10 SEBU7056-07Safety SectionGeneral Hazard Information

i02443908

General Hazard Information

SMCS Code:  7000

g00104545Illustration 9

 Attach a “Do Not Operate” warning tag or a similar warning tag to the start switch or to the controlsbefore you service the equipment or before yourepair the equipment. These warning tags (SpecialInstruction, SEHS7332) are available from your Caterpillar dealer.

Know the width of your equipment in order to maintainproper clearance when you operate the equipmentnear fences or near boundary obstacles.

Be aware of high voltage power lines and power 

cables that are buried. If the machine comes incontact with these hazards, serious injury or deathmay occur from electrocution.

g00702020Illustration 10

Wear a hard hat, protective glasses, and other protective equipment, as required.

Do not wear loose clothing or jewelry that can snagon controls or on other parts of the equipment.

Make sur e that all protective guards and all coversare secured in place on the equipment.

Keep the equipment free from foreign material.Remove debris, oil, tools, and other items from thedeck, from walkways, and from steps.

Secure all loose items such as lunch boxes, tools,and other items that are not a part of the equipment.

Know the appropriate work site hand signals andthe personnel that are authorized to give the handsignals. Accept hand signals from one person only.

Do not smoke when you service an air conditioner. Also, do not smoke if refrigerant gas may be present.Inhaling the fumes that are released from a  flame thatcontacts air conditioner refrigerant can cause bodilyharm or death. Inhaling gas from air conditioner refrigerant through a lighted cigarette can causebodily harm or death.

Never put maintenance  fluids into glass containers.

Drain all liquids into a suitable container.

Obey all local regulations for the disposal of liquids.

Use all cleaning solutions with care. Report allnecessary repairs.

Do not allow  unauthorized personnel on theequipment.

Unless you are instructed otherwise, performmaintenance with the equipment in the servicingposition. Refer to Operation and Maintenance Manualfor the procedure for placing the equipment in the

servicing position.

Pressurized Air and Water 

Pressurized air and/or water can cause debrisand/or hot water to be blown out. This could result inpersonal injury.

When pressurized air and/or pressurized water isused for cleaning, wear protective clothing, protectiveshoes, and eye protection. Eye protection includesgoggles or a protective face shield.

The maximum air pressure for cleaning purposesmust be reduced to 205 kPa (30 psi) when thenozzle is deadheaded and the nozzle is used withan effective chip deflector and personal protectiveequipment. The maximum water pressure for cleaning purposes must be below 275 kPa (40 psi).

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SEBU7056-07 11Safety Section

General Hazard Information

Trapped Pressure

Pressure can be trapped in a hydraulic system.Releasing trapped pressure can cause suddenmachine movement or attachment movement. Usecaution if you disconnect hydraulic lines or  fittings.

High pressure oil that is released can cause a hose towhip. High pressure oil that is released can cause oilto spray. Fluid penetration can cause serious injuryand possible death.

Fluid Penetration

Pressure can be trapped in the hydraulic circuit longafter the engine has been stopped. The pressure cancause hydraulic  fluid or items such as pipe plugs toescape rapidly if the pressure is not relieved correctly.

Do not remove any hydraulic components or parts

until pressure has been relieved or personal injurymay occur. Do not disassemble any hydrauliccomponents or parts until pressure has been relievedor personal injury may occur. Refer to the ServiceManual for any procedures that are required torelieve the hydraulic pressure.

g00687600Illustration 11

 Always use a board or cardboard when you checkfor a leak. Leaking  fluid that is under pressure canpenetrate body tissue. Fluid penetration can causeserious injury and possible death. A pin hole leak cancause severe injury. If  fluid is injected into your skin,

you must get treatment immediately. Seek treatmentfrom a doctor that is familiar with this type of injury.

Containing Fluid Spillage

Care must be taken in order to ensure that  fluidsare contained during performance of inspection,maintenance, testing, adjusting and repair of theequipment. Prepare to collect the  fluid with suitablecontainers before opening any compartment or disassembling any component that contains  fluids.

Refer to Special Publication, NENG2500, “Caterpillar Dealer Service Tool Catalog” for the following items:

•  Tools that are suitable for collecting   fluids andequipment that is suitable for collecting  fluids

•   Tools that are suitable for containing  fluids andequipment that is suitable for containing  fluids

Obey all local regulations for the disposal of liquids.

Asbestos Information

g00702022Illustration 12

Caterpillar equipment and replacement parts that areshipped from Caterpillar are asbestos free. Caterpillar recommends the use of only genuine Caterpillar replacement parts. Use the following guidelineswhen you handle any replacement parts that containasbestos or when you handle asbestos debris.

Use caution. Avoid inhaling dust that might begenerated when you handle components that containasbestos  fibers. Inhaling this dust can be hazardousto your health. The components that may containasbestos  fibers are brake pads, brake bands, liningmaterial, clutch plates, and some gaskets. Theasbestos that is used in these components is usuallybound in a resin or sealed in some way. Normalhandling is not hazardous unless airborne dust thatcontains asbestos is generated.

If dust that may contain asbestos is present, thereare several guidelines that should be followed:

•  Never use compressed air for cleaning.

•   Avoid brushing materials that contain asbestos.

•   Avoid grinding materials that contain asbestos.

•   Use a wet method in order to clean up asbestosmaterials.

•  A vacuum cleaner that is equipped with a highef ficiency particulate air  fi lter (HEPA) can also beused.

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12 SEBU7056-07Safety SectionCrushing Prevention and Cutting Prevention

•  Use exhaust ventilation on permanent machining jobs.

•   Wear an approved respirator if there is no other way to control the dust.

•   Comply with applicable rules and regulationsfor the work place. In the United States, useOccupational Safety and Health Administration(OSHA) requirements. These OSHA requirementscan be found in “29 CFR 1910.1001”.

•   Obey environmental regulations for the disposalof asbestos.

•   Stay away from areas that might have asbestosparticles in the air.

Dispose of Waste Properly

g00706404Illustration 13

Improperly disposing of waste can threaten theenvironment. Potentially harmful fluids should bedisposed of according to local regulations.

 Always use leakproof containers when you drainfluids. Do not pour waste onto the ground, down adrain, or into any source of water.

i01359664

Crushing Prevention andCutting Prevention

SMCS Code:  7000

Support the equipment properly before you performany work or maintenance beneath that equipment.Do not depend on the hydraulic cylinders to holdup the equipment. Equipment can fall if a control ismoved, or if a hydraulic line breaks.

Do not work beneath the cab of the machine unlessthe cab is properly supported.

Unless you are instructed otherwise, never attemptadjustments while the machine is moving or whilethe engine is running.

Never jump across the starter solenoid terminalsin order to start the engine. Unexpected machine

movement could result.

Whenever there are equipment control linkages theclearance in the linkage area will change with themovement of the equipment or the machine. Stayclear of areas that may have a sudden change inclearance with machine movement or equipmentmovement.

Stay clear of  all rotating and moving parts.

If it is necessary to remove guards in order to performmaintenance, always install the guards after themaintenance is performed.

Keep objects away from moving fan blades. The fanblade will throw objects or cut objects.

Do not use a kinked wire cable or a frayed wire cable.Wear gloves when you handle wire cable.

When you str ike a retainer pin with force, the retainer pin can   fly out. The loose retainer pin can injurepersonnel. Make sure that the area is clear of peoplewhen you strike a retainer pin. To avoid injury toyour eyes, wear protective glasses when you strikea retainer pin.

Chips or other debris can  fly off an object when youstrike the object. Make sure that no one can beinjured by  flying debris before striking any object.

i01329099

Burn Prevention

SMCS Code:  7000

Do not touch any part of an operating engine. Allow the engine to cool before any maintenance isperformed on the engine. Relieve all pressure in the

air system, in the oil system, in the lubrication system,in the fuel system, or in the cooling system beforeany lines,  fittings or related items are disconnected.

Coolant

When the engine is at operating temperature, theengine coolant is hot. The coolant is also under pressure. The radiator and all lines to the heaters or to the engine contain hot coolant.

 Any contact with hot coolant or with steam can causesevere burns. Allow cooling system components tocool before the cooling system is drained.

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SEBU7056-07 13Safety Section

Fire Prevention and Explosion Prevention

Check the coolant level only after the engine hasbeen stopped.

Ensure that the  filler cap is cool before removing thefiller cap. The  fi ller cap must be cool enough to touchwith a bare hand. Remove the  filler cap slowly in

order to relieve pressure.

Cooling system conditioner contains alkali. Alkali cancause personal injury. Do not allow alkali to contactthe skin, the eyes, or the mouth.

Oils

Hot oil and hot components can cause personalinjury. Do not allow hot oil to contact the skin. Also,do not allow hot components to contact the skin.

Remove the hydraulic tank  filler cap only after the

engine has been stopped. The  fi

ller cap must becool enough to touch with a bare hand. Follow thestandard procedure in this manual in order to removethe hydraulic tank  fi ller cap.

Batteries

Electrolyte is an acid. Electrolyte can cause personalinjury. Do not allow electrolyte to contact the skin or the eyes. Always wear protective glasses for servicingbatteries. Wash hands after touching the batteriesand connectors. Use of gloves is recommended.

i01359795

Fire Prevention and ExplosionPrevention

SMCS Code:  7000

g00704000Illustration 14

 All fuels, most lubricants, and some coolant mixturesare  flammable.

Flammable  fluids that are leaking or spilled onto hotsurfaces or onto electrical components can causea  fire. Fire may cause personal injury and propertydamage.

Remove all  flammable materials such as fuel, oil, and

debris from the machine. Do not allow any  flammablematerials to accumulate on the machine.

Store fuels and lubricants in properly markedcontainers away from unauthorized persons. Storeoily rags and any  flammable materials in protectivecontainers. Do not smoke in areas that are used for storing  flammable materials.

Do not operate the machine near any  flame.

Exhaust shields (if equipped) protect hot exhaustcomponents from oil spray or fuel spray in case of a break in a line, in a hose, or in a seal. Exhaust

shields must be installed correctly.

Do not weld on lines or on tanks that containflammable   fluids. Do not  flame cut lines or tanksthat contain  flammable  fluid. Clean any such lines or tanks thoroughly with a nonflammable solvent prior to welding or  flame cutting.

Check all electrical wires daily. Repair any wiresthat are loose or frayed before you operate themachine. Clean all electrical connections and tightenall electrical connections.

Dust that is generated from repairing nonmetallic

hoods or nonmetallic fenders can be   flammableand/or explosive. Repair such components in a wellventilated area away from open  flames or sparks.

Inspect all lines and hoses for wear or for deterior ation. The hoses must be properly routed.The lines and the hoses must have adequate supportand secure clamps. Tighten all connections to therecommended torque. Leaks can cause  fires.

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14 SEBU7056-07Safety SectionFire Prevention and Explosion Prevention

g00704059Illustration 15

Use caution when you are refueling a machine. Donot smoke while you are refueling a machine. Donot refuel a machine near open  flames or sparks.

 Always stop the engine before refueling. Fill the fueltank outdoors.

g00704135Illustration 16

Gases from a battery can explode. Keep any openflames or sparks away from the top of a battery. Donot smoke in battery charging areas.

Never check the battery charge by placing a metalobject across the terminal posts. Use a voltmeter or a hydrometer.

Improper jumper cable connections can causean explosion that can result in injury. Refer tothe Operation Section of this manual for specificinstructions.

Do not charge a frozen battery. This may cause an

explosion.

Fire Extinguisher 

Make sure that a  fire extinguisher is available. Befamiliar with the operation of the  fire extinguisher.Inspect the  fire extinguisher and service the   fireextinguisher regularly. Obey the recommendationson the instruction plate.

Ether 

Ether is  flammable and poisonous.

Use ether in well ventilated areas. Do not smokewhile you are replacing an ether cylinder or while youare using an ether spray.

Do not store ether cylinders in living areas or in theoperator compartment of a machine. Do not storeether cylinders in direct sunlight or in temperaturesabove 49 °C (120 °F). Keep ether cylinders awayfrom open  flames or sparks.

Dispose of used ether cylinders properly. Do notpuncture an ether cylinder. Keep ether cylindersaway from unauthorized personnel.

Do not spray ether into an engine if the machine isequipped with a thermal starting aid for cold weather starting.

Lines, Tubes and Hoses

Do not bend high pressure lines. Do not strike highpressure lines. Do not install any lines that are bentor damaged.

Repair any lines that are loose or damaged. Leakscan cause  fires. Consult your Caterpillar dealer for 

repair or for replacement parts.

Check lines, tubes and hoses carefully. Do not useyour bare hand to check for leaks. Use a board or cardboard to check for leaks. Tighten all connectionsto the recommended torque.

Replace the parts if any of the following conditionsare present:

•   End  fittings are damaged or leaking.

•  Outer coverings are chafed or cut.

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SEBU7056-07 15Safety Section

Fire Extinguisher Location

•   Wires are exposed.

•   Outer coverings are ballooning.

•   Flexible part of the hoses are kinked.

•  Outer covers have embedded armoring.

•   End  fittings are displaced.

Make sure that all clamps, guards, and heat shieldsare installed correctly. During machine operation, thiswill help to pr event vibration, rubbing against other parts, and excessive heat.

i01258143

Fire Extinguisher Location

SMCS Code:  7000; 7419

Do not weld a bracket on the Rollover ProtectiveStructure (ROPS) in order to install the   fireextinguisher. Also, do not drill holes in the ROPS inorder to mount the  fire extinguisher on the ROPS.

Strap the mounting plate to a leg of the ROPSin order to mount the   fire extinguisher. If the   fireextinguisher weighs more than 4.5 kg (10 lb), mountthe  fire extinguisher low on one leg of the ROPS. Donot mount the  fire extinguisher on the upper one-thirdportion of the leg.

i01557411

Tire Information

SMCS Code:  4203; 7000

Explosions of air inflated tires have resulted fromheat-induced gas combustion inside the tires.Explosions can be caused by heat that is generatedby welding, by heating rim components, by externalfire, or by excessive use of brakes.

 A tire explosion is much more violent than ablowout. The explosion can propel the tire, the rim

components, and the axle components as far as500 m (1500 ft) or more from the machine. Both theforce of the explosion and the  flying debris can causeproperty damage, personal injury, or death.

g00337832Illustration 17

(A) At least 15 m (50 ft)(B) At least 500 m (1500 ft)

Do not approach a warm tire. Maintain a minimum

distance, as shown. Stay outside the shaded area inIllustration 17.

Do not use water or calcium as a ballast for the tires.Dry nitrogen gas is recommended for inflation of tires.If the tires were originally inflated with air, nitrogenis still preferred for adjusting the pressure. Nitrogenmixes properly with air.

Nitrogen inflated tires reduce the potential of a tire explosion because nitrogen does not aidcombustion. Nitrogen helps to prevent oxidation of the rubber, deterioration of rubber, and corrosion of rim components.

To avoid overinflation, proper nitrogen inflationequipment and training in the usage of the equipmentare necessary. A tire blowout or a rim failure canresult from improper equipment or from misusedequipment.

When you inflate a tire, stand behind the tread anduse a self-attaching chuck.

Servicing tires and rims can be dangerous. Onlytrained personnel that use proper tools and proper procedures should perform this maintenance. If correct procedures are not used for servicing tires

and rims, the assemblies could burst with explosiveforce. This explosive force can cause seriouspersonal injury or death. Carefully obey the specificinstructions from your tire dealer.

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16 SEBU7056-07Safety SectionElectrical Storm Injury Prevention

i01122596

Electrical Storm InjuryPrevention

SMCS Code:  7000

When lightning is striking in the vicinity of themachine, the operator should never attempt thefollowing procedures:

•  Mount the machine.

•  Dismount the machine.

If you are in the operator’s station during an electricalstorm, stay in the operator’s station. If you are on theground during an electrical storm, stay away fromthe vicinity of the machine.

i01411864

Mounting and Dismounting

SMCS Code:  7000

g00037860Illustration 18

Mount the machine and dismount the machine onlyat locations that have steps and/or handholds. Beforeyou mount the machine, clean the steps and thehandholds. Inspect the steps and handholds. Makeany necessary repairs.

Face the machine whenever you mount the machineand whenever you dismount the machine.

Maintain a three-point contact with the steps and withthe handholds.

Note:  Three-point contact can be two feet and onehand. Three-point contact can also be one foot andtwo hands.

Never mount a moving machine. Never dismount amoving machine. Never jump off the machine.

Do not carry tools or supplies when you mount themachine or when you dismount the machine. Use ahand line to raise and lower tools or supplies.

Do not use any controls as handholds when youenter the operator compartment or when you exit the

operator compartment.

Alternate Exit

Machines that are equipped with cabs may havealternate exits. For additional information onmachines that are equipped with alternate exits, seeOperation and Maintenance Manual, “Alternate Exit”.

i01907085

Before Starting Engine

SMCS Code:  1000; 7000

g00930710Illustration 19

Make sure that frame lock pin(1 ) is stored in theunlocked position. The frame lock pin must beremoved in order to articulate the machine.

g00929782Illustration 20

Remove wheel lean bolt (2) from the locked position.The wheel lean bolt must be removed in order to leanthe wheels.

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SEBU7056-07 17Safety Section

Engine Starting

Start the engine only from the operator’scompartment. Never short across the starter terminals or across the batteries. Shorting couldbypass the engine neutral start system. Shortingcould also damage the electrical system.

Inspect the condition of the seat belt and the conditionof mounting hardware. Replace any damaged partsand any worn parts. Regardless of appearance,replace the seat belt after three years of use. Do notuse a seat belt extension on a retractable seat belt.

 Adjust the seat in order to achieve full pedal travelwhen the operator’s back is against the back of theseat. Adjust the steering column tilt lever in order to enhance the operation of the machine from theoperator’s seat. Adjust the steering wheel tilt lock inorder to enhance operation of the machine from theoperator’s  seat.

Make sure that the machine is equipped with alighting system that is adequate for the job conditions.Make sure that all lights are working properly.

Before you start the engine or before you move themachine, make sure that no one is on the machine,underneath the machine, or around the machine.Make sure that there are no personnel in the area.

i02441047

Engine Starting

SMCS Code:  1000; 7000

If a warning tag is attached to the engine start switchor to the machine controls, do not start the engine.

 Also, do not move any machine controls.

Move all hydraulic controls to the HOLD position or tothe OFF position before you start the engine.

Move the transmission control (lever) to theNEUTRAL position.

Engage the parking brake control.

Diesel engine exhaust contains products of combustion which can be harmful to your health. Always start the engine in a well ventilated area. Always operate the engine in a well ventilated area.If you are in an enclosed area, vent the exhaust tothe outside.

i01349075

Before Operation

SMCS Code:  7000; 7600

Clear all personnel from the machine and from thearea.

Clear all obstacles from the path of the machine.Beware of hazards such as wires, ditches, etc.

Make sure that  all windows are clean. Secure thedoors in the open position or in the shut position.Secure the windows in the open position or in theshut position.

For the best vision of the area that is close to themachine, adjust the rear view mirrors (if equipped).

Make sure that the machine horn, the backup alarm(if equipped) and all other warning devices areworking properly.

Fasten the seat belt securely.

i02773460

Visibility Information

SMCS Code:  7000

Before you start the machine, the operator shallperform a walk-around inspection in order to ensure

that there are no hazards around the machine.

While the machine is in operation, the operator shouldconstantly survey the area around the machine. Theoperator needs to identify potential hazards as ahazard becomes visible around the machine.

Your machine may be equipped with mirrors or other visual aids. An example of a visual aid is ClosedCircuit Television (CCTV). The operator shouldensure that the visual aids are in proper workingcondition and that the visual aids are clean. Adjustthe visual aids for the best visibility of all areasaround the machine.

It may not be possible to provide direct visibility onlarge machines to all areas around the machine.

 Appropriate job site organization is required in order to minimize hazards that are caused by restrictedvisibility. Job site organization is a collection of rulesand procedures that coordinates machines andpeople that work together in the same area. Examplesof job site organization include the following:

•   Safety instructions

•   Controlled patterns of machine movement

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18 SEBU7056-07Safety SectionOperation

•   Controlled patterns of vehicle movement

•  Restricted areas

•   Operator training

•   Warning symbols or warning signs on machinesor on vehicles

•   A system of communication

•   Communication between workers and operatorsprior to approaching the machine

Modifications of the machine configuration that resultin a restriction of visibility shall be verified accordingto “ISO 5006”.

i01862681

OperationSMCS Code:  7000; 7600

Machine Oper ating TemperatureRange

The standard machine configuration is intendedfor use within an ambient temperature rangeof  −40 °C (−40 °F) to 50 °C (122 °F). Specialconfigurations for different ambient temperaturesmay be available. Consult your Caterpillar dealer for additional information on special configurations of your machine.

Machine Operation

Only operate the machine while you are in a seat.The seat belt must be fastened while you operate themachine. Only operate the controls while the engineis running.

While you operate the machine slowly in an openarea, check for proper operation of all controls and allprotective devices.

Before you move the machine, you must make surethat no one will be endangered.

Do not allow riders on the machine unless themachine has the following equipment:

•   additional seat

•  additional seat belt

•   Rollover Protective Structure (ROPS)

Note any needed repairs during machine operation.Report any needed repairs.

Carry attachments approximately 40 cm (15 inches)above ground level. Do not go close to the edge of acliff, an excavation, or an overhang.

If the machine begins to sideslip downward on agrade, immediately remove the load and turn the

machine downhill.

 Avoid any conditions that can lead to tipping themachine. The machine can tip when you work onhills, on banks and on slopes. Also, the machinecan tip when you cross ditches, ridges or other unexpected obstructions.

 Avoid operating the machine across the slope. Whenpossible, operate the machine up the slopes anddown the slopes.

Maintain control of the machine. Do not overload themachine beyond the machine capacity.

Never straddle a wire cable. Never allow other personnel to straddle a wire cable.

Before you maneuver the machine, make surethat no personnel are between the machine andattachments.

Know the maximum dimensions of your machine.

 Always keep the Rollover Protective Structure(ROPS) installed during machine operation.

i01681008

Parking

SMCS Code:  7000

Park the machine on a level surface. If you must parkon a grade, chock the machine’s wheels.

 Apply the service brake in order to stop themachine. Move the transmission control (lever) tothe NEUTRAL position. Move the throttle control tothe LOW IDLE position.

Engage the parking brake.

Lower all equipment to the ground. Activate anycontrol locks.

Stop the engine.

Turn the engine start switch to the OFF position andremove the engine start switch key.

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SEBU7056-07 19Safety Section

Slope Operation

Turn the batter y disconnect switch to the OFFposition. Remove the disconnect switch key if youdo not operate the machine for an extended periodof time. This will prevent drainage of the battery. Abattery short circuit, any current draw from certaincomponents, and vandalism can cause drainage of 

the battery.

i02780235

Slope Operation

SMCS Code:  7000

Machines that are operating safely in variousapplications depend on these criteria: the machinemodel, configuration, machine maintenance,operating speed of the machine, conditions of theterrain,  fluid levels, and tire inflation pressures. Themost important criteria are the skill and judgment of the operator.

 A well trained operator that follows the instructionsin the Operation and Maintenance Manual hasthe greatest impact on stability. Operator trainingprovides a person with the following abilities:observation of working and environmental conditions,feel for the machine, identification of potentialhazards, and operating the machine safely by makingappropriate decisions.

When you work on side hills and when you work onslopes, consider the following important points:

Speed of travel – At higher speeds, forces of inertiatend to make the machine less stable.

Roughness of terrain or surface –  The machinemay be less stable with uneven terrain.

Direction of travel –  Avoid operating the machineacross the slope. When possible, operate themachine up the slopes and operate the machinedown the slopes. Place the heaviest end of themachine uphill when you are working on an incline.

Mounted equipment –  Balance of the machine

may be impeded by the following components:equipment that is mounted on the machine, machineconfiguration, weights, and counterweights.

Nature of surface –  Ground that has been newlyfilled with earth may collapse from the weight of themachine.

Surface material –  Rocks and moisture of thesurface material may drastically affect the machine’straction and machine’s stability. Rocky surfaces maypromote side slipping of the machine.

Slippage due to excessive loads – This may causedownhill tracks or downhill tires to dig into the ground,which will increase the angle of the machine.

Width of tracks or tires –  Narrower tracks or narrower tires further increase the digging into the

ground which causes the machine to be less stable.

Implements attached to the drawbar –  This maydecrease the weight on the uphill tracks. This mayalso decrease the weight on the uphill tires. Thedecreased weight will cause the machine to be lessstable.

Height of the working load of the machine –When the working loads are in higher positions, thestability of the machine is reduced.

Operated equipment –  Be aware of performancefeatures of the equipment in operation and the effects

on machine stability.

Operating techniques –  Keep all attachments or pulled loads low to the ground for optimum stability.

Machine systems have limitations on slopes –Slopes can affect the proper function and operationof the various machine systems. These machinesystems are needed for machine control on slopes.

Note:  Safe operation on steep slopes may requirespecial machine maintenance. Excellent skill of the operator and proper equipment for specificapplications are also required. Consult the Operation

and Maintenance Manual sections for the proper  fluidlevel requirements and intended machine use.

i01329161

Equipment Lowering withEngine Stopped

SMCS Code:  7000

Before lowering any equipment with the enginestopped, clear the area around the equipment of all personnel. The procedure to use will vary with

the type of equipment to be lowered. Keep in mindmost systems use a high pressure  fluid or air toraise or lower equipment. The procedure will causehigh pr essure air, hydraulic, or some other mediato be released in order to lower the equipment.Wear appropriate personal protective equipment andfollow the established procedure in the Operationand Maintenance Manual, “Equipment Lowering withEngine Stopped” in the Operation Section of themanual.

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20 SEBU7056-07Safety SectionSound Information and Vibration Information

i02704950

Sound Information andVibration Inf ormation

SMCS Code:  7000

S/N:  XZH1-Up

S/N:   5HM1150-Up

S/N:  8JM280-Up

Sound Level Information

The operator Equivalent Sound Pressure Level(Leq) is 78 dB(A) when “ANSI/SAE J1166 OCT 98”is used to measure the value for an enclosed cab.This is a work cycle sound exposure level. The cabwas properly installed and maintained. The test was

conducted with the cab doors and the cab windowsclosed.

Hearing protection may be needed when themachine is operated with an open operator station for extended periods or in a noisy environment. Hearingprotection  may be needed when the machine isoperated with a cab that is not properly maintained or when the doors and windows are open for extendedperiods or in a noisy environment.

The average exterior sound pressure level is 76dB(A) when the “SAE J88Apr95 - Constant SpeedMoving Test” procedure is used to measure the value

for the standard machine. The measurement wasconducted under the following conditions: distance of 15 m (49.2 ft) and “the machine moving forward in anintermediate gear ratio”.

“The European Union PhysicalAgents (Vibration) Directive2002/44/EC”

Vibration Data for Motor Graders

Information Concerning Hand/Arm Vibration

Level

When the machine is operated according to theintended use, the hand/arm vibration of this machineis below 2.5 meter per second squared.

Information Concerning Whole Body VibrationLevel

This section provides vibration data and a method for estimating the vibration level for motor graders.

Note:  Vibration levels are influenced by manydifferent parameters. Many items are listed below.

•   Operator training, behavior, mode, and stress

•   Job site organization, preparation, environment,weather, and material

•  Machine type, quality of the seat, quality of the

suspension system, attachments, and condition of the equipment

It is not possible to get precise vibration levels for this machine. The expected vibration levels can beestimated with the information in Table 1 in order to calculate the daily vibration exposure. A simpleevaluation of the machine application can be used.

Estimate the vibration levels for the three vibrationdirections. For typical operating conditions, use theaverage vibration levels as the estimated level. Withan experienced operator and smooth terrain, subtractthe Scenario Factors from the average vibration level

in order to obtain the estimated vibration level. For aggressive operations and severe terrain, add theScenario Factors to the average vibration level inorder to obtain the estimated vibration level.

Note:  All vibration levels are in meter per secondsquared.

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SEBU7056-07 21Safety Section

Sound Information and Vibration Information

Table 1

“ISO Reference Table A - Equivalent vibration levels of whole body vibration emission for earthmoving equipment.”

Vibration Levels Scenario FactorsMachineType

Typical OperatingActivity X axis Y axis Z axis X axis Y axis Z axis

finish grading   0,41 0,48 0,38 0,22 0,26 0,14

hard grading 0,61 0,64 0,78 0,21 0,21 0,30Motor 

Graders

transfer 0,39 0,36 0,58 0,25 0,25 0,34

Note: Refer to “ISO/TR 25398 Mechanical Vibration -Guideline for the assessment of exposure to wholebody vibration of ride on operated earthmovingmachines” for more information about vibration.This publication uses data that is measuredby international institutes, organizations andmanufacturers. This document provides informationabout the whole body exposure of operators of earthmoving equipment. Refer to Operation andMaintenance Manual, SEBU8257, “The EuropeanUnion Physical Agents (Vibration) Directive2002/44/EC” for more information about machinevibration levels.

The Caterpillar suspension seat meets the criteria of “ISO 7096”. This represents vertical vibration levelunder severe operating conditions. This seat is testedwith the input “spectral class EM4”. The seat has atransmissibility factor of “SEAT<1.1”.

The whole body vibration level of the machine varies.There is a range of values. The low value is 0.5

meter per second squared. The machine meets theshort ter m level for the design of the seat in “ISO7096”. The value is 0.63 meter per second squaredfor this machine.

Guidelines for Reducing Vibration Levels onEarthmoving Equipment

Properly adjust machines. Properly maintainmachines. Operate machines smoothly. Maintain theconditions of the terrain. The following guidelines canhelp reduce the whole body vibration level:

1.  Use the r ight type and size of machine, equipment,

and attachments.

2.   Maintain machines according to themanufacturer’s recommendations.

a.   Tire pr essures

b.  Brake and steering systems

c.   Controls, hydraulic system and linkages

3.   Keep the terrain in good condition.

a.  Remove any large rocks or obstacles.

b.  Fill any ditches and holes.

c.   Provide machines and schedule time in order to maintain the conditions of the terrain.

4.  Use a seat that  meets “ISO 7096”. Keep the seatmaintained and adjusted.

a.  Adjust the seat and suspension for the weightand the size of the operator.

b.  Inspect and maintain the seat suspension andadjustment mechanisms.

5.  Perform the f ollowing operations smoothly.

a.   Steer 

b.   Brake

c.   Accelerate.

d.  Shift the gears.

6.   Move the attachments smoothly.

7.  Adjust the machine speed and the route in order to minimize the vibration level.

a.  Drive around obstacles and rough terrain.

b.  Slow down when it is necessary to go over rough terrain.

8.  Minimize vibrations for a long work cycle or a longtravel distance.

a.   Use machines that are equipped withsuspension systems.

b.   Use the ride control system on motor graders.

c.  If no ride control system is available, reducespeed in order to prevent bounce.

d.   Haul the machines between workplaces.

9.   Less operator comfort may be caused by other riskfactors. The following guidelines can be effectivein order to provide better operator comfort:

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22 SEBU7056-07Safety SectionSound Information and Vibration Information

a.  Adjust the seat and adjust the controls in order to achieve good posture.

b.  Adjust the mir rors in order to minimize twistedposture.

c.   Provide breaks in order to reduce long periodsof sitting.

d.   Avoid jumping from the cab.

e.   Minimize repeated handling of loads and liftingof loads.

f.   Minimize any shocks and impacts during sportsand leisure activities.

Sources

The vibration information and calculation procedureis based on “ISO/TR 25398 Mechanical Vibration- Guideline for the assessment of exposureto whole body vibration of ride on operatedearthmoving machines”. Harmonized data ismeasured by international institutes, organizationsand manufacturers.

This literature provides information about assessingthe whole body vibration exposure of operators of earthmoving equipment. The method is based onmeasured vibration emission under real workingconditions for all machines.

You should check the original directive. Thisdocument summarizes part of the content of theapplicable law. This document is not meant tosubstitute the original sources. Other parts of thesedocuments are based on information from the UnitedKingdom Health and Safety Executive.

Refer to Operation and Maintenance Manual,SEBU8257, “The European Union Physical

 Agents (Vibration) Directive 2002/44/EC” for moreinformation about vibration.

Consult your local Caterpillar dealer for moreinformation about machine features that minimize

vibration levels. Consult your local Caterpillar dealer about safe machine operation.

Use the f ollowing web site in order to  find your localdealer:

Caterpillar, Inc.www.cat.com

i02704973

Sound Information andVibration Inf ormation

SMCS Code:  7000

S/N:  XZK1-Up

S/N:  2FM400-Up

S/N:  9JM350-Up

Sound Level Information

The operator Equivalent Sound Pressure Level(Leq) is 80 dB(A) when “ANSI/SAE J1166 OCT 98”is used to measure the value for an enclosed cab.This is a work cycle sound exposure level. The cabwas properly installed and maintained. The test was

conducted with the cab doors and the cab windowsclosed.

Hearing protection may be needed when themachine is operated with an open operator station for extended periods or in a noisy environment. Hearingprotection  may be needed when the machine isoperated with a cab that is not properly maintained or when the doors and windows are open for extendedperiods or in a noisy environment.

The average exterior sound pressure level is 77dB(A) when the “SAE J88Apr95 - Constant SpeedMoving Test” procedure is used to measure the value

for the standard machine. The measurement wasconducted under the following conditions: distance of 15 m (49.2 ft) and “the machine moving forward in anintermediate gear ratio”.

“The European Union PhysicalAgents (Vibration) Directive2002/44/EC”

Vibration Data for Motor Graders

Information Concerning Hand/Arm Vibration

Level

When the machine is operated according to theintended use, the hand/arm vibration of this machineis below 2.5 meter per second squared.

Information Concerning Whole Body VibrationLevel

This section provides vibration data and a method for estimating the vibration level for motor graders.

Note:  Vibration levels are influenced by manydifferent parameters. Many items are listed below.

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SEBU7056-07 23Safety Section

Sound Information and Vibration Information

•  Operator training, behavior, mode, and stress

•   Job site organization, preparation, environment,weather, and material

•  Machine type, quality of the seat, quality of the

suspension system, attachments, and condition of the equipment

It is not possible to get precise vibration levels for this machine. The expected vibration levels can beestimated with the information in Table 2 in order to calculate the daily vibration exposure. A simpleevaluation of the machine application can be used.

Estimate the vibration levels for the three vibrationdirections. For typical operating conditions, use theaverage vibration levels as the estimated level. Withan experienced operator and smooth terrain, subtractthe Scenario Factors from the average vibration level

in order to obtain the estimated vibration level. For aggressive operations and severe terrain, add theScenario Factors to the average vibration level inorder to obtain the estimated vibration level.

Note:  All vibration levels are in meter per secondsquared.

Table 2

“ISO Reference Table A - Equivalent vibration levels of whole body vibration emission for earthmoving equipment.”

Vibration Levels Scenario FactorsMachineType

Typical OperatingActivity X axis Y axis Z axis X axis Y axis Z axis

finish grading   0,41 0,48 0,38 0,22 0,26 0,14

hard grading 0,61 0,64 0,78 0,21 0,21 0,30Motor 

Graders

transfer 0,39 0,36 0,58 0,25 0,25 0,34

Note: Refer to “ISO/TR 25398 Mechanical Vibration -Guideline for the assessment of exposure to wholebody vibr ation of ride on operated earthmovingmachines” for more information about vibration.This publication uses data that is measuredby inter national institutes, organizations andmanufacturers. This document provides informationabout the whole body exposure of operators of earthmoving equipment. Refer to Operation andMaintenance Manual, SEBU8257, “The EuropeanUnion Physical Agents (Vibration) Directive2002/44/EC” for more information about machinevibration levels.

The Caterpillar suspension seat meets the criteria of “ISO 7096”. This represents vertical vibration levelunder severe operating conditions. This seat is testedwith the input “spectral class EM4”. The seat has atransmissibility factor of “SEAT<1.1”.

The whole body vibration level of the machine varies.There is a range of values. The low value is 0.5meter per  second squared. The machine meets theshort term level for the design of the seat in “ISO7096”. The value is 0.63 meter per second squaredfor this machine.

Guidelines for Reducing Vibration Levels onEarthmoving Equipment

Properly adjust machines. Properly maintainmachines. Operate machines smoothly. Maintain theconditions of the terrain. The following guidelines canhelp reduce the whole body vibration level:

1.  Use the right type and size of machine, equipment,and attachments.

2.   Maintain machines according to themanufacturer’s recommendations.

a.   Tire pressures

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24 SEBU7056-07Safety SectionSound Information and Vibration Information

b.  Brake and steer ing systems

c.   Controls, hydraulic system and linkages

3.  Keep the terrain in good condition.

a.  Remove any lar ge rocks or obstacles.

b.  Fill any ditches and holes.

c.  Provide machines and schedule time in order to maintain the conditions of the terrain.

4.  Use a seat that meets “ISO 7096”. Keep the seatmaintained and adjusted.

a.  Adjust the seat and suspension for the weightand the size of the operator.

b.   Inspect and maintain the seat suspension and

adjustment mechanisms.

5.   Perform the following operations smoothly.

a.   Steer 

b.   Brake

c.   Accelerate.

d.  Shift the gears.

6.   Move the attachments smoothly.

7.  Adjust the machine speed and the route in order to minimize the vibration level.

a.   Drive around obstacles and rough terrain.

b.  Slow down when it is necessary to go over rough terrain.

8.  Minimize vibrations for a long work cycle or a longtravel distance.

a.   Use machines that are equipped withsuspension systems.

b.  Use the ride control system on motor graders.

c.  If no ride control system is available, reducespeed in order to prevent bounce.

d.   Haul the machines between workplaces.

9.  Less operator comfort may be caused by other riskfactors. The following guidelines can be effectivein order to provide better operator comfort:

a.  Adjust the seat and adjust the controls in order to achieve  good posture.

b.  Adjust the mirr ors in order to minimize twistedposture.

c.  Provide breaks in order to reduce long periodsof sitting.

d.   Avoid jumping from the cab.

e.   Minimize repeated handling of loads and liftingof loads.

f.   Minimize any shocks and impacts during sportsand leisure activities.

Sources

The vibration information and calculation procedureis based on “ISO/TR 25398 Mechanical Vibration- Guideline for the assessment of exposure

to whole body vibration of ride on operatedearthmoving machines”. Harmonized data ismeasured by international institutes, organizationsand manufacturers.

This literature provides information about assessingthe whole body vibration exposure of operators of earthmoving equipment. The method is based onmeasured vibration emission under real workingconditions for all machines.

You should check the original directive. Thisdocument summarizes part of the content of theapplicable law. This document is not meant to

substitute the original sources. Other parts of thesedocuments are based on information from the UnitedKingdom Health and Safety Executive.

Refer to Operation and Maintenance Manual,SEBU8257, “The European Union Physical

 Agents (Vibration) Directive 2002/44/EC” for moreinformation about vibration.

Consult your local Caterpillar dealer for moreinformation about machine features that minimizevibration levels. Consult your local Caterpillar dealer about safe machine operation.

Use the f ollowing web site in order to  find your localdealer:

Caterpillar, Inc.www.cat.com

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SEBU7056-07 25Safety Section

Operator Station

i01649970

Operator Station

SMCS Code:  7000; 7300; 7301; 7325

 Any modifi

cations to the inside of the operator station should not project into the operator space.The addition of a radio,  fire extinguisher, and other equipment must be installed so that the definedoperator space is maintained. Any item that is broughtinto the cab should not project into the definedoperator space. A lunch box or other loose itemsmust be secured. Objects must not pose an impacthazard in rough terrain or in the event of a rollover.

i01992325

Guards

(Operator Protection)SMCS Code:  7000; 7150

There are different types of guards that are used toprotect the operator. The machine and the machineapplication determines the type of guard that shouldbe used.

 A daily inspection of the guards is required in order tocheck for structures that are bent, cracked or loose.Never operate a machine with a damaged structure.

The operator becomes exposed to a hazardous

situation if the machine is used improperly or if poor operating techniques are used. This situation canoccur even though a machine is equipped with anappropriate protective guard. Follow the establishedoperating procedures that are recommended for your machine.

Rollover Protective Structure(ROPS), Falling Object ProtectiveStructure (FOPS) or Tip Over Protection Structure (TOPS)

The ROPS/FOPS Structure (if equipped) on your machine is specifically designed, tested and certifiedfor that machine. Excavators are not equippedwith ROPS structures. Any alteration or anymodification to the ROPS/FOPS Structure couldweaken the structure. This places the operator into an unprotected environment. Modifications or attachments that cause the machine to exceed theweight that is stamped on the certification plate alsoplace the operator into an unprotected environment.Excessive weight may inhibit the brake performance,the steering performance and the ROPS. Theprotection that is offered by the ROPS/FOPSStructure will be impaired if the ROPS/FOPSStructure has structural damage. Damage to thestructure can be caused by an overturn, a fallingobject, a collision, etc.

Do not mount items (fire extinguishers,   first aidkits, work lights, etc) by welding brackets to theROPS/FOPS Structure or by drilling holes in theROPS/FOPS Structure. Welding brackets or drillingholes in the ROPS/FOPS Structures can weakenthe structures. Consult your Caterpillar dealer for mounting guidelines.

The Tip Over Protection Structure (TOPS) is

another type of guard that is used on mini hydraulicexcavators. This structure protects the operator inthe event of a tipover. The same guidelines for theinspection, the maintenance and the modification of the ROPS/FOPS Structure are required for the TipOver Protection Structure.

Other Guards (If Equipped)

Protection from flying objects and/or falling objects isrequired for special applications. Logging applicationsand demolition applications are two examples thatrequire special protection.

 A front guard needs to be installed when a worktool that creates   flying objects is used. Meshfront guards that are approved by Caterpillar or polycarbonate front guards that are approved byCaterpillar are available for machines with a cab or an open canopy. On machines that are equipped withcabs, the windshield should also be closed. Safetyglasses are recommended when  flying hazards existfor machines with cabs and machines with opencanopies.

If the work material extends above the cab, topguards and front guards should be used. Typicalexamples of this type of application are listed below:

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26 SEBU7056-07Safety SectionGuards

•  Demolition applications

•   Rock quarries

•   Forestry products

 Additional guards may be required for specificapplications or work tools. The Operation andMaintenance Manual for your machine or your work tool will provide specific requirements for theguards. Consult your Caterpillar dealer for additionalinformation.


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