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    Professional Ethics for Engineers: A

    Discussion on Engineering Ethics

    SATYA SUNDAR SETHY, Ph.D.Dept. of Humanities & Social Sciences

    Indian Institute of Technology Madras

    Chennai-600 036, India

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    What is Ethics?

    Morality encompasses the first-order beliefs and practices about

    good and evil by which we guide our behaviour.

    Ethics is the second-order, reflective consideration of our moral

    beliefs and practices (Hinman, 2003; Baura, 2006)

    Meta-ethics: What is the meaning ofgood?

    Normative Ethics: It develops theories and models for how we

    ought to treat each other.

    Applied Ethics: It centers on the resolution of scientific ethical

    problems.

    Ethics

    MetaethicsNormative

    Ethics Applied Ethics

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    What is Applied Ethics?

    Ethics

    Metaethics NormativeEthics Applied Ethics

    Professional

    Ethics

    Environment Ethics

    Bioethics

    Etc.

    Businessethics

    Legal ethics

    Medical ethics Accounting

    ethicsEngineering ethics

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    What is Engineering Ethics?

    Engineering ethics is the study of the moral values,issues, and decisions involved in engineering practice

    (Schinzinger & Martin, 2000)

    Engineering ethics as much a part of what engineers in

    particularly know as factors of safety, testing procedures,or ways to design for reliability, durability, or economy

    (Harris, C.E., et al, 1996,p.93).

    Engineering practices revolve around 03 variables; cost,

    schedule, and quality. A little compromise in one

    component affect others.

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    Occupation Vs. Profession

    CarpenterGoldsmith

    Builder

    Handicraft worker

    Tailor??

    Bank officer??

    Television anchor??

    Etc.Individual choice

    Not having code of

    ethics

    EngineersDoctors

    Lawyer, etc.

    Professors??

    Social recognition

    A member of a

    profession is expected/

    anticipated others

    behaviour on a certain

    situation.

    Morally permissible

    standards

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    Who is a Professional?Criteria to consider someone as a professional (Sociological)

    -- Extensive training

    -- Vital knowledge and skills

    -- Control of services

    -- Autonomy in the workplace-- Know the ethical regulations (Harris, C., et al., 2003, pp.2-3)

    Professional responsibilities for engineers

    *** Concern for public safety

    *** Technical Competence

    *** Timely communication of positive and negative

    results to management

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    Ethics Vs. Professional Ethics

    Each and every rationalperson

    Dont lie

    Dont kill, steal, cheat

    to others, so onException of these

    moral rules and

    standards

    Self-defense (may kill

    others)

    Moral permissible standardsof conduct that ideally every

    member of a profession wants

    every other member to follow,

    even if that would mean

    having to do the same (Harris,

    C.E., et al, 1996).

    Engineering ethics as much a

    part of what engineers in

    particularly know as factors ofsafety, testing procedures, or

    ways to design for reliability,

    durability, or economy (p.93).

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    Objectives of Engineer Ethics

    EducationStimulate the ethical imagination of studentsAssist students to recognize ethical issues

    Help students to analyze key ethical concepts &

    principles

    Help students to deal with ambiguity

    Encourage students to take ethics seriously

    Enhance student sensitivity to ethical issues

    Escalate student knowledge of relevant standards

    Improve ethical judgment

    Proliferate ethical will power (Harris, et al,1996)

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    Continue..All these objectives can be brought under threecategories.

    Emotional engagement

    Intellectual engagement

    Particular engagement

    ---Institute of Electrical and Electronics Engineers

    (IEEE) ethics code-1946

    --- National Institute of Engineering Ethics (NIEE)

    --- National Society of Professional Engineers-1912

    --These ethical codes may serve as the formal

    basis for investigating unethical behaviour.

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    Who is an Engineer?

    Operating diesel locomotive???Received degree in mechanical engineering

    and got license to work on diesel engines.

    Genetic engineers???

    Physicists do some works as engineers do???

    Scientists??

    What is engineering?Engineering will be what

    engineers at the time in question typically do thatmembers of other occupation dont (Davis, 2001,

    p.386)

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    Engineering Ethics & Some EthicalTheories

    Utilitarianism

    Duty Ethics

    Rights Ethics

    Virtue EthicsA fictional Situation:

    -- A company, 01 CEO, 04 VPs (Executive Committee)

    -- The VP of Engineering: manages the design andtesting of new product (Mr. Hariprasad)

    -- The VP of Operation: is responsible for managing the

    manufacture and delivery of products

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    Continue..-- Mr. Vivek (hardware manager-cum-engineer) and Mr.

    Chandran (software manager-cum-engineer) need to

    report to Mr. Hariprasad

    -- Mr. Vivek is responsible for designing and testing the

    electronic circuits along with his engineering staff.

    -- Mr. Chandran has assigned the task of designing and

    testing the software along with his engineering staff.

    -- Mr. Vivek gave 03 information to the CEO

    i) the email announcement of transfer was falseii) the product is still not ready to transfer

    iii) A product recall may occur unless adequate testing is

    completed.

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    Utilitarianism The morality of an action is decided based on the

    assessment of its consequences.

    Jerry Bentham: maximized pleasure and minimized pain

    J.S.Mill: to maximize happiness & to minimize pain.

    Uti l i tar ian Decisio n:

    Mr. Vivek needs to pay a huge price for telling the CEO

    that Mr. Hariprasad is wrong in his announcement.

    This may ruined the relationship between Mr.Vivek and

    Mr.Hariprasad. It may affect the relationship between the

    CEO of the company and Mr. Hariprasad.

    However, suppressing the information and not telling the

    CEO may cost the company to bear a huge amount of

    money as a compensation fee. Further, the customer will

    get affected by it.

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    Continue.. Using utilitarianism, Mr. Vivek is obliged to tell the CEO that

    the product is not ready to transfer to the manufacturingdepartment.

    Duty Ethics:

    Immanuel Kant is propounded this theory.

    On his view, an action is moral:

    If it is conducted for the sake of duty

    If its maxim can be willed as a universal law

    If it treats human beings respectfully.

    --- Kant said that we need to treat others as an end, but never

    simply as a means to an end.

    --- For a maxim to be considered universal, it must be

    consistent, impartial, and fair

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    Continue.. Duty Ethics Decis ion:

    Mr. Vivek is bound by duty to protect the quality of the

    products his company produces

    The maxim of producing high quality products that are not

    recalled may be considered universal.

    Company customers deserve to receive high quality products

    as it is advertised.

    --- Using duty ethics, Mr. Vivek is obliged to tell the CEO that

    the product is not ready to transfer to manufacturing unit. The

    consequences of this action are immaterial.

    Rights Ethics:

    Rights and duties are inalienably related with each other.

    One can claim his/her rights only when (s)he does his/her

    duties.

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    Continue.. Negative duty (Misuse of right to free speech act)

    Positive duty (Right to get the basic health care)

    Natural rights (The supreme reality sanctions- come to us

    with our birth, e.g. ability to think, reflecting on our decisions,

    etc.)

    Human rights (consciously earned by performing duties)

    Right Ethics Decis ion s:

    Mr. Vivek has the rights to tell the CEO that Mr. Hariprasad is

    wrong about the product, much as Mr. Hariprasad had the

    right to announce product completion by e-mail. The concept

    of product recall is immaterial to this discussion. Using rights

    ethics, Mr. Vivek is obliged to tell the CEO that the product is

    not ready to transfer to manufacturing unit.

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    Continue..Virtue Ethic s:

    Aristotle advocates this theory.

    It says morality is not related to action, but to virtue.

    Virtue is a quality of soul involving both feeling and action to

    seek the mean in all the things related to us.

    Virtue leads to happiness.

    Virtue Ethics Decisio n:

    Mr. Viveks concern were about the faulty product and the

    consequences after its use by public

    His courage(virtue) requires to tell the CEO about Mr.

    Hariprasads decision (otherwise, it will be like RAY-Yamaha)

    He seeks the mean between Mr. Hariprasad underestimation

    of the danger of a recall and overestimation of this danger.

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    Five Questions about Engineering

    ethicsWhat is engineering ethics?Why should it be emphasized in engineering

    education?

    How should it be taught?

    When should it appear in the students

    education?

    Teaching engineering ethics is part of teaching

    engineering.

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    Why should it be emphasized inengineering education?Long list of Disasters, tragedies, scandals

    Something should be done to protect all these bad things

    to happen- eruption of engineering ethics

    Conscience is not enough to practice engineering andtake a decision

    Engineering code of ethics

    Learning from some of the unfortunate mistakes

    Despite a few engineers misfortune immoral decisions,national surveys usually place engineers near the top of

    the list in regard to the public confidence in the ethics of

    profession (The Gallup Poll Monthly, 1992, p.3).

    ---- LIC building of Chennai, India

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    What should be the common goals

    of engineering ethicseducation?To stimulate the ethical imagination of students

    To assist students to recognise ethical issues

    Conflict of interest vs. conflict of commitment

    conflicting roles vs. conflicting obligationsTo help students to analyze the key ethical concepts and

    principles that are relevant to the particular profession

    Public health & safety, usefulness, efficiency, quality, cost-risk-

    benefit analysis, damaging the environment, truthfulness, etc.To help students to deal with ethical disagreement,

    ambiguity, and vagueness.

    To encourage students to take ethical responsibility

    seriously

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    Significance of teaching engineeringethics (EE)Make the engineers understood that ethical responsibility

    should be a central concern of engineering profession and

    practices.

    Teaching EE can increase student knowledge of relevant

    standards.

    Knowledge of standards includes more than just knowing

    what is written in codes or handbooks.

    Danger of partial knowledge on codes of ethics

    Teaching EE helps students to improve their ethical

    judgments

    Teaching EE can accelerate the students ethical will-

    power.

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    How should it be taught?

    By using case studiesBy adopting different modes of ethical analysis

    -- Drawing the line (Gift giving and bribery)

    --Conflict of interest (obligation towards employee & public

    safety and welfare)--Trade secrets and Industrial Espionage

    By analyzing different concepts those found recursively in

    EE.

    When should it be taught?

    Before earning a particular degree

    Before granting license to an engineer

    Etc..

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    The Challenger Disaster

    January 27, 1986 (the day before the space shuttleexplosion)

    Robert Lund: Vice-president of Engineering at Morton

    Thiokol

    Jerald Mason (Boss of Robert Lund)Jerald Mason communicated tospace centre

    Expecting the postponementthe space centers safety

    record was good

    Good: needs the approval of all technical people

    Lund did not agree for its launch

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    The reasons for its denialThe temperature at the launch site was freezingThe ice was forming on the boosters

    The worryO-Rings sealing on the booster segments

    O-rings were not perfect.

    The technical explanation says, at a certain temperature,the rings could lose so much resiliency that one could fail

    to seal properly. If a ring failed in flight the shuttle could

    explode.

    07 astronauts at stake

    Lund was surprised- notice for the launch of shuttle

    The committee did not say anything to Lund, and why

    should they?

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    Continue..

    It was understood that- president will take the credit,earned name and fame through media, good publicity, etc.

    The ethical dilemma was the space center wanted to

    launch the shuttle but they need engineers approval.

    Joseph Kilminster (Vice-PRESIDENT) requested JeraldMason to reconsider his decision (agreed later)

    Mason--- Lund to reexamine the issue. It is so because

    the vice president is ready to sign besides he needs the

    Lunds approval.

    Think like a manager rather than an engineer

    Lund changed his mind and signed the document.

    In the next day the shuttle was exploded during the lift-off

    time and 07 astronauts killed.

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    Moral Questions

    Should Lund have reserved his decision and approvedthe launch?

    Should it be rational for an engineer to think like a

    manager when public is at stake?

    Manager vs. EngineerM: trained to handle people

    E: trained to handle things

    Lund was advised to focus on people rather than things

    How best to handle his boss, the space center, and hisown engineers?

    He was to act much as he would have acted had he

    never earned a degree in engineering.

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    Why do we obey theprofessional code?

    Oath, Vow, Pledge, etc.

    Quasi-contract (against violation, there will be legal

    action)

    It is an obligation for a professional to abide the codes of

    professional ethics while doing the professional tasks.

    Interpreting the code of ethics

    Does public include the 07 astronauts?

    Some case studies for you to reflect upon them.

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    Real World Problems

    Infants Under Pressure (Sam Wilson & MedTechcompany)

    Using Other Peoples Software (Jim Warren &

    NewSoft company)

    Not Lighting Up (Will Morgan & a state university

    of USA)

    Air Bags (Bob Baines & an automobile company)

    Flight is also Risky (Ralph Sims & SuperComcompany)

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    For next class.

    Can one be made rational by having just a few

    information about his/her professional code of

    ethics?

    Can one be considered as moral being by virtueof his/her mere understanding of good and bad

    actions?

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    Reading Materials

    Baura, G.D. (2006). Engineering Ethics: An IndustrialPerspective. London: Elsevier Publication.

    Davis, M. (2001). The Professional Approach to

    Engineering Ethics: Five Research Questions. Science and

    Engineering Ethics.

    Davis, M. (1991).Thinking Like an Engineer: The Place of

    a Code of Ethics in the Practice of a Profession.

    Philosophy and Public Affairs.

    Harris Jr. C.E. et al. (1996). Engineering Ethics: What?

    Why? How? And When?. Journal of Engineering Education.

    Unger, S.H.(2000). Examples of Real World Engineering

    Ethics Problems. Sci. & Eng. Ethics

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    THANK YOU

    Contact at:

    [email protected]


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