+ All Categories
Home > Documents > THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month...

THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month...

Date post: 23-Aug-2019
Category:
Upload: truongdien
View: 213 times
Download: 0 times
Share this document with a friend
8
THE WORKPAPERS In This Issue President’s Message Social Media Update General Meeting Announcement IIA News & Highlights Members-Only Webinars Internal Audit Aware- ness Month Proclama- tion by the Governor Employment Opportunities TU Conference of Accountants Fraud Seminar Tulsa Chapter 2015- 2016 Officers, Commit- tee Chairs, and Governors President’s Message Just be nice! Something I have yelled at one or more of my children when I can’t take anymore fighting and tattling. Seems simple enough, right? Yet we still have this issue in the workplace today. In a recent survey com- pleted by The Johns Hopkins University and the Jacob France Institute of the University of Baltimore, eight of the top ten bad behaviors in the workplace did not rise to a legal issue. Meaning employees are upset and leaving companies, not because they are treated in a way that violates the law, but because people just aren’t nice. Here are a few of the top ten answers: People who behave aggressively or who bully others; Taking credit for someone else’s work; Talking on a cell phone or texting mid-conversation or during a meeting; Treating service providers as inferiors; and Misusing handicapped privileges. The Workplace Bullying Institute says 60% of employees are stressed out at work due to uncivil behavior. Not because of safety issues, lack of controls or audit findings, but because people just aren’t being nice. At the April monthly meeting, Pattye Moore spoke about being the leader your employees and coworkers would walk through fire for. That hit me on IIA | Tulsa Chapter Newsletter May 2016 Rex Wilson 2015-2016 President Social Media Update! Did you know you can find your local chapter of the IIA on social media? Find us on Facebook by searching for IIA Tulsa Chapter ” and request to join today. We are also on LinkedIn. Search for “ The Institute of Internal Au- ditors—Tulsa Chapter” and request to join. Also, follow @TheIIA on Twitter today to get updated infor- mation and connect with colleagues across the nation! how I treat the people I work for and with, as well as how my behavior can impact the organization. Can I treat others in a way that would influence their behavior towards others in a positive way? As I look in the mirror, although I can’t think of a time when I would be accused of bullying, I can make a commit- ment to treat others at work the way my mother taught me: with respect and kindness - minus the sharing of my toys. Please don’t touch the toys on my desk!
Transcript
Page 1: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

THE WORKPAPERS

In This Issue

President’s Message

Social Media Update

General Meeting

Announcement

IIA News & Highlights

Members-Only

Webinars

Internal Audit Aware-

ness Month Proclama-

tion by the Governor

Employment

Opportunities

TU Conference of

Accountants

Fraud Seminar

Tulsa Chapter 2015-

2016 Officers, Commit-

tee Chairs, and

Governors

President’s Message Just be nice! Something I have yelled at one or more

of my children when I can’t take anymore fighting and

tattling.

Seems simple enough, right? Yet we still have this

issue in the workplace today. In a recent survey com-

pleted by The Johns Hopkins University and the Jacob

France Institute of the University of Baltimore, eight of

the top ten bad behaviors in the workplace did not rise

to a legal issue. Meaning employees are upset and

leaving companies, not because they are treated in a way that violates the

law, but because people just aren’t nice.

Here are a few of the top ten answers:

People who behave aggressively or who bully others;

Taking credit for someone else’s work;

Talking on a cell phone or texting mid-conversation or during a meeting;

Treating service providers as inferiors; and

Misusing handicapped privileges.

The Workplace Bullying Institute says 60% of employees are stressed out at

work due to uncivil behavior. Not because of safety issues, lack of controls

or audit findings, but because people just aren’t being nice.

At the April monthly meeting, Pattye Moore spoke about being the leader

your employees and coworkers would walk through fire for. That hit me on

IIA | Tulsa Chapter Newsletter May 2016

Rex Wilson

2015-2016 President

Social Media Update!

Did you know you can find your local chapter of the IIA on social media? Find us on Facebook by searching for

“IIA Tulsa Chapter” and request to join today. We are also on LinkedIn. Search for “The Institute of Internal Au-

ditors—Tulsa Chapter” and request to join. Also, follow @TheIIA on Twitter today to get updated infor-

mation and connect with colleagues across the nation!

how I treat the people I work for and with, as well as how my behavior can impact the organization. Can I treat

others in a way that would influence their behavior towards others in a positive way?

As I look in the mirror, although I can’t think of a time when I would be accused of bullying, I can make a commit-

ment to treat others at work the way my mother taught me: with respect and kindness - minus the sharing of my

toys. Please don’t touch the toys on my desk!

Page 2: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

General Meeting Announcement Topic:

Ethics in a Changing World: Are Audi-

tors Really Superheroes?

Where:

Tulsa Country Club

701 N. Union Ave.,

Tulsa, OK 74127

(Refer to map on page 3)

When:

Thursday, May 12, 2016

Agenda:

Registration: 11:30 AM

Lunch & Speaker: Noon

Reservation Deadline:

Monday, May 9, 2016

Prices: Credit Card or Check

Members: $25

Guests: $30

Students: FREE

Retired/Unemployed: $12

Menu:

Crisp Romaine Heart Salad w/ Caesar

Dressing and Parmesan Croutons,

Herb-Roasted Chicken Breast, Roast

Corn & Tomato Medley, Bacon Onion

Risotto, Thyme Jus and Key Lime Pie

Vegetarian Option:

Available upon request. Note when

registering.

Registration Contact:

Register Online HERE!

Questions? Contact Andrea Harman

[email protected]

Phone 918.728.3300

Note: General meetings are held

the 2nd Thursday of the month, un-

less otherwise noted.

All cancellations of reservations must

be made before Noon on the day be-

fore the meeting. Unfulfilled reserva-

tions will be billed as the IIA is billed at

the reservation rate, not attendance.

Ethics in a Changing World: Are Auditors Really Superheroes? Presented by Lynn Flinn, CPA, President and Managing Partner

for The Rowland Group of Staffing Companies

Lynn Flinn started her career in public ac-

counting and transitioned into the position of

controller in the banking and publishing indus-

tries. Lynn is currently the President and Man-

aging Partner of The Rowland Group of Staffing

Companies. The Rowland Group specializes in

the placement of Accounting, Information Tech-

nology, Engineering and Energy professionals.

Lynn founded the Tulsa chapter of the Oklaho-

ma Business Ethics’ Consortium. The Consorti-

um's mission is to promote Oklahoma as a state

that values ethics in business. Lynn also facilitates peer advisory groups

for women business owners and executives for EWF International and

served as past president on the Leadership Tulsa board.

Lynn was a 2015 finalist for Journal Record Woman of the Year, named a

2011 Woman of Distinction from the Tulsa Business Journal, 2011 Okla-

homa's Most Admired CEO's from the Journal Record, "2007 Outstanding

CPA in Business & Industry" from the OSCPA and the "2006 Oklahoma

Woman in Business Champion", presented by U.S. Small Business Ad-

ministration.

To register for the May Tulsa IIA meeting, please visit:https://

www.surveymonkey.com/r/MayRegistration and submit your registration online.

You may also use the same link to cancel a reservation, if needed.

Page 3: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

Meeting Location

FROM TULSA INTERNATIONAL

AIRPORT Take interstate 244 West and after

downtown Tulsa follow the signs to-

wards Sand Springs, (64/51 also

known locally as the Keystone Ex-

pressway or the Cimarron Turnpike).

Stay in the right lane on 64/51 and exit

on the Gilcrease Museum Road and

then turn right. At the next traffic light

(Edison) turn right. Travel ½ mile and

turn left on Union Ave. Club entrance

is immediately on right.

FROM RIVERSIDE DRIVE NOT recommended due to con-

struction. Travel north on Riverside

until you come to Denver Avenue and

merge to the right. Once on Denver,

travel approximately 1.5 miles to Edi-

son and turn left. Travel approximately

1 mile to Union (you will pass the golf

course on the right). Turn Right on

Union. Club entrance is immediately

on right.

FROM THE BROKEN ARROW

EXPRESSWAY (64/51) Travel Westbound on 64/51. After passing through downtown Tulsa the road curves right heading North. (Make

sure you stay on 64/51) Immediately after the curve start getting in the left lane to exit toward Sand Springs. (This

is kind of a bad spot traffic wise because you have to cross three lanes of traffic fairly quickly). After the Sand

Springs exit get in the right lane and exit on Gilcrease Museum Road and turn right. At the next traffic light

(Edison) turn right Travel ½ mile and turn left on Union Ave. Club entrance is immediately on right.

Parking

N U

nio

n A

ve

W Edison St

Join us at the TULSA COUNTRY CLUB (red star below) located at 701 N. Union Ave., Tulsa, OK.

We hope that you can join us for the last meeting of our 2015-2016 chapter year.

Map & Driving Directions

Need CPE Credits?

Calling all Tulsa IIA Chapter volunteers! Looking to get a jump on your CPE hours? Do you plan to vol-

unteer during 2016? Every hour you work in 2016 for our chapter is worth one hour of CPE credit, with a

maximum of 15 hours per year. This includes your time volunteering as a chairperson, officer, or just

helping out. Please contact Annie Mills, [email protected], or Rex Wilson, [email protected],

regarding CPE certificates for the many hours of hard work you’ve put in. We wouldn’t be successful without the

help of so many volunteers!

Page 4: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

IIA News & Highlights

Chapter Achievement Program (CAP)

The Chapter Achievement Program (CAP) is an achievement/recognition program

for chapters in North America that uses points /credits to recognize chapter activi-

ties that align with the North American Strategic Plan in three service categories:

Service to Members, Service to the Profession, and Chapter Reporting. The Tulsa

Chapter is currently a Platinum Level Chapter, having earned the highest, gold

status of the last 10 out of 11 years. There are many things members can contrib-

ute to helping the chapter earn points.

Members and member companies who participate or perform the following activi-

ties can earn points for our Chapter:

Speaking engagements

Receive a Quality Assessment for your audit shop

Participate in a QAR quality review team (IIA and non-IIA sponsored)

Published articles

Junior Achievement Volunteer hours

…and many more programs.

If you have participated in any of these programs, please contact Cathy Criswell

or any club officer to earn achievement points for the chapter.

Call for Volunteers - 2016-2017 Opportunities

The Tulsa Chapter is in need of volunteers for the 2016-2017 Chapter year. If you would

like to become more involved with the IIA Tulsa Chapter or are interested in learning more

about the available positions below, please email Jami Shine at [email protected].

Attendance Chair | Publicity Chair | Community Relations Chair | Webmaster Chair |

ACL User Group Committee Members (2-3 available) | Academic Relations Committee

Members (4-5 available) | General Volunteers (unlimited; will volunteer for at least one event)

My IIA: Customize and Personalize Your IIA Membership

The new membership portal, My IIA allows you to customize the information you re-

ceive from The IIA. Select the topics you are interested in, then customize your Prefer-

ences on how you wish to communicate with us. You can update your profile at any

time. Get started now!

Preparing for a Successful External Quality As-sessment May 17, 2016 | 1:00-2:00 p.m. ET | 1 CPE

Whether you are considering a full scope external quality assessment (EQA) or a self-assessment with an inde-

pendent validation, this webinar will provide guidance on how to prepare as well as helpful hints to navigate through the process. In this session, participants will: 1) understand the External Quality Assessment alternatives, 2) learn the elements of preparing for an assessment, 3) know what to expect during an EQA, and 4) iden-tify methods for communicating the results and how to approach each audience with those results. Learn more here.

Members-Only Webinars

Chapter Website Up-

dates

The current member

directory has been add-

ed to the website. If you

are a member, login to

the webpage. Once

logged in, you will see a

“Members Only” tab.

Have you changed em-

ployers lately or had oth-

er contact information

changes?

Keep your IIA profile up-

to-date by logging onto

the IIA website:

https://

chapters.theiia.org/tulsa/

Click on the “Update

Your Profile” link in the

upper left corner of the

page. Your IIA profile

provides us with cur-rent

information to keep you

informed and involved.

Don’t forget to make

sure your communica-

tion preferences are up-

to-date so that you don’t

miss any Chapter news!

Page 5: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide
Page 6: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

Employment Opportunities If your company has job openings and would like to publish on our IIA Chapter Careers webpage, please send

information to Placement Chairperson, Jordan Lusnak ([email protected]).

Please include the following on a single page: Company logo, brief position description, qualifications and re-

sponsibilities, and contact information

** Denotes new position listing since last newsletter.

Company Position

1. Cherokee Nation Businesses **Senior IT Audit Manager

2. Hertz Staff Auditor - OKC

3. Hertz Senior Auditor - OKC

4. Hertz **Senior IT Auditor

5. Prosperity Bank **Internal Auditor

6. Prosperity Bank **Senior Auditor

7. Stinnett & Associates IT Senior Associate

15 1/2 CPE Credits Including 3 Ethics!

Register by May 2 and Receive an Early Bird Discount.

The Conference of Accountants is an educational and CPE granting event consisting of sessions that address a

wide variety of topics. Held on the University of Tulsa campus at the Lorton Performance Center, net proceeds

of the conference provide tuition awards to accounting students furthering their education at the universi-

ty. More information about the speakers and sessions can be found under the Agenda and Speaker sections.

When: Monday, May 23, 2016 - Tuesday, May 24, 2016

7:45 AM - 5:00 PM

Where: University of Tulsa Lorton Performance Center

550 S. Gary Place

Tulsa, Oklahoma 74104

Fees: Full Conference - General Attendee Fee $300

Full Conference - Discounted Price $275 (If registered by May 2)

Monday Only $175

Tuesday Only $175

**Dress code is business casual.

The Tulsa IIA receives CAP points for members who attend the TU Conference of Accountants. Please notify

Rex Wilson at [email protected] if you attend the conference.

Page 7: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

Audit Archaeology and the Psychology

of Fraud (8-hour CPE) Despite significant attention and effort, our understanding of how human behavior affects organizational deci-

sions involving accounting, auditing and aberrant behaviors such as fraud are incomplete. Our assumptions re-

garding who is involved, how it starts, and why it grows are flawed, which leads to a variety of critical judgment

errors. The presentation dives into our deep seated beliefs, and how they affect our interpretations, leading us to

see things that don’t exist, or miss things right in front of our faces. Forensic psychology meets forensic account-

ing in this fascinating look at the tools and methods we can use to uncover important information that has gone

undetected using traditional checklist-type methods. Supported by the latest research in neuroscience and cogni-

tive psychology, this highly interactive session provides the keys to break away from faulty thinking and make

real progress in our efforts to deter and detect fraud and abuse. This presentation examines a variety of infor-

mation gathering and interpretation tools from informational interviewing techniques to tools in data science that

allow better pattern recognition and the ability to assess the relevance and reliability of information.

May 25, 2016 | QuikTrip Corporation Who will benefit:

Registration and breakfast begin at 8:00 a.m. Auditors, controllers, CPA’s, CAE’s, CIO’s, CEO’s,

Seminar begins at 8:30 a.m. compliance and risk managers, ethics officers, and

anyone wanting to improve their skills by understanding

$325 for members, $375 for non-members the behavioral science associated with organizational risk

(includes meals, snacks, and course materials) and culture.

To register, use the following link:

https://www.surveymonkey.com/r/FraudSeminar16

Any questions? Email [email protected] with

a title of “IIA Fraud Seminar.”

Highlights:

How auditors can unwittingly assist in the produc-

tion of misleading information

The effect of social influence on accounting deci-

sions and financial statements

What causes us to overlook the most ominous and

obvious red flags

Why psychopaths are not our greatest concern,

and who is…

Why well-meaning people cooperate in fraud

schemes

The latest research revealing how most fraud really

starts, and why it gets out of control

The paradox of experience-how it sometimes di-

minishes professional judgment

Why our intuition and assumptions lead us astray

Interviewing techniques

Assessing relevance and reliability of information

Speaker Bio:

Toby Groves is a researcher, consultant, and speaker

on organizational psychology addressing topics includ-

ing corporate culture and fraud. Educated in forensic

psychology and forensic accounting, Groves researches

the role group psychology plays in aberrant organiza-

tional behaviors. The results of this research shattered

Groves’ long-held assumptions about the psychology

behind these events.

Groves has been a long time respected executive, CPA,

and PhD student of psychology who also has exposure

to the “dark side” of human behavior and corporate

wrongdoing. Using groundbreaking research, interactive

demonstrations, and a compelling personal story,

Groves inspires audiences around the country to think

differently and make progress towards real solutions to

these problems.

Page 8: THE WORKPAPERS - Chapters Site 2015-2016/May 2016.pdf · Internal Audit Aware-ness Month Proclama-tion by the Governor Employment ... pendent validation, this webinar will provide

Tulsa Chapter 2015 - 2016 Officers, Committee Chairs, and Governors Officers and Committee Chairs

Position Name Phone Email

President Rex Wilson 918-947-7124 [email protected]

CAP/Long-Range Planning Cathy Criswell [email protected]

Placement Jordan Lusnak 918-947-7068 [email protected]

Advocacy Rex Wilson 918-947-7124 [email protected]

Speakers Bureau Rex Wilson 918-947-7124 [email protected]

ACL User Group Jennifer Goines 918-528-4011 [email protected]

Research Jim Sleezer 918-853-5114 [email protected]

1st Vice President Jami Shine 918-615-7929 [email protected]

Programs Jami Shine 918-615-7929 [email protected]

Arrangements Ed Evans 918-615-7607 [email protected]

Web Master/Website Matthew Barth 918-227-8206 [email protected]

Certification Ashley Wilbert 918-246-4742 [email protected]

Newsletter Shannon Lofthus 918-232-7033 [email protected]

2nd Vice President Stephanie Ramirez [email protected]

Admission & Membership Stephanie Ramirez [email protected]

Academic Relations & Scholarship Open

Hospitality Robyn Cannon 918-748-4112 [email protected]

Community Relations Dave Kitchens 918-853-9393 [email protected]

Secretary Matthew Barth 918-227-8206 [email protected]

Historian Ron Maxwell 918-596-7845 [email protected]

Awards Ashley Wilbert 918-246-4742 [email protected]

Treasurer Annie Mills 918-732-1466 [email protected]

Attendance Andrea Harman 918-728-3300 [email protected]

Budget & Finance Annie Mills 918-732-1466 [email protected]

Appointed by Board of Governors

Associate Trustee Ron Maxwell 918-596-7845 [email protected]

Audit Committee Open

Nominating Craig Nishimura 918-591-1063 [email protected]

Governors Term Expiration Name Phone Email

May-18 Marnie Padilla 918-261-3224 [email protected]

May-18 Terry Cloud 918-744-2126 [email protected]

May-18 Michelle Minton 918-524-8361 [email protected]

May-18 Mo O'Oonnor 918-477-4447 [email protected]

May-17 David Hurd 918-740-5740 [email protected]

May-17 Craig Nishimura 918-591-1063 [email protected]

May-17 Sarah Kuhn 918-661-4590 [email protected]

May-17 Dustin Dye 918-384-6729 [email protected]

May-16 David Kinkaid 918-607-0405 [email protected]

May-16 Ronny Johnson 918-740-6777 [email protected]

May-16 Sharon Bertram 918-527-7412 [email protected]

May-16 Chris Carter 918-236-4797 [email protected]

Past Presidents Past President 1 Annie Mills 918-732-1466 [email protected]

Past President 2 Kip Bloss [email protected]


Recommended