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Training Module IIntegrated Coastal Management and Communication
Chapter 3INTEGRATED COASTAL ZONE MANAGEMENT
J. Kauliņš, R. Ernšteins, V. Antons, S. Kuršinska
INTRODUCTION
Integrated management is the most successful and up-to-date method for sustainable governance in the coastal zone. The integrated management method, unlike the traditional branch management method, deals not only with branch analysis but also includes branch interfaces (integrative problem areas) and concentrates directly on solving identified problems.This chapter reports on the basics of the integrated management method and is illustrated with cases from management practice.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
CONTENTS
1. KEY PRINCIPLES OF INTEGRATED COASTAL ZONE MANAGEMENT (ICZM)
2. TOOLS AND SOURCES FOR ICZM
3. PRINCIPLES FOR ELABORATING INTEGRATED COASTAL ZONE MANAGEMENT PLAN
4. ICZM CASE STYDY: EU INTERREG PROJECT DEDUCE
5. ICZM CASE STUDY: SAULKRASTI MUNICIPALITY
6. BIBLIOGRAPHY
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
1. KEY PRINCIPLES OF INTEGRATED COASTAL ZONE MANAGEMENT (ICZM)
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SUSTAINABLE COASTAL MANAGEMENT DEFINITION
Integrated Coastal Zone Management (ICZM) is a dynamic, multi-disciplinary and iterative process to promote sustainable management of coastal zones."Integrated" in ICZM refers to the integration of objectives and also to the integration of the many instruments needed to meet these objectives. It means integration of all relevant policy areas, sectors, and levels of administration. It means integration of the terrestrial and marine components of the target territory, in both time and space.
J.Kauliņš
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
KEY PRINCIPLES FOR SUCCESSFUL ICZM
1. A broad "holistic" perspective2. A long term perspective3. Adaptive management during a gradual
process4. Reflect local specificity5. Work with natural processes6. Participatory planning7. Support & involvement of all relevant
administrative bodies8. Use of a combination of instruments
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
4P INTEGRATED ENVIRONMENT GOVERNANCE MODEL STAGES
PProblem analysis (P1)
PPolicy formulation (P2)
PPlanning of policy realization (P3)
PProgramming (P4)
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
4P INTEGRATED ENVIRONMENT GOVERNANCE MODEL COMPONENTS
Collaboration of stakeholders:- internal - within stakeholder igroups: vertical and
horizontal,- external – with other stakeholders
Vertical and horizontal thematic collaboration: among branches and sectorsCollaboration tools, their complementarity and concordance.Assessment collaboration: process assessment with indicators; coordination of approaches.Collaboration governance communication: information, education, participation, good practice.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SUSTAINABILITY ENVIRONMENT
Human basis– experts– politicians– society
Legal basis– general regulations– specifically for land
use– specifically for
environment– other specific
Information basis– comparisons– history and trends– spatial data
Information contents– statistics– spatial data
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SUSTAINABILITY AS BALANCE OF PROCESSES
Preservation of environment +– landscape protection– biodiversity protection– environmentally-friendly economic activities
Preservation of environment –– economic uses of natural environment– growth of ecological load– use of non-renewable natural resources or
overrun in using renewable resources
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SUSTAINABILITY AS BALANCE OF PROCESSES
Economic development ±– resident welfare– growth of gross product– Brownfield investments– diversity of economic forms
Integrative and integral values ±– good practice of governance and planning– “coastal awareness” of residents
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
2. TOOLS AND SOURCES FOR ICZM
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
KEY TOOLS FOR ICZM
Legislation– state legislation, local regulatory documents
Planning– development strategies and sector plans, spatial planning
Economics and finance– participation in state programmes, attraction of international
funds, rational budget planning, strengthening of taxation framework
Infrastructure– traffic routes, tourism and recreation facilities, nature and
landscape protection, facilitated areas
Communication– website development, local information systems
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
LEGISLATIVE FRAMEWORK FOR COASTAL DEVELOPMENT
Protection Zone LawDevelopment Planning System LawLaw On Specially Protected Natural AreasRegional Development LawSpatial Planning Law
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
OTHER COASTAL DEVELOPMENT-RELATED LEGISLATIVE ACTS
Rules for establishment and hygiene of bathing areasIndividual rules for protection and exploitation of nature park “Piejūra”Regulations on public participation in development planning processesLocal municipality planning rules
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
PLANNING DOCUMENTS FOR COASTAL DEVELOPMENT
Recommendation of the EP and of the Council concerning the implementation of ICZM in EuropeKey provisions for spatial development of coastal zone, 2011-2017Sustainable development strategy for Latvia until 2030National environment policy plan, 2004 – 2008Environmental policy guidelines, 2009 – 2015
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
PLANNING DOCUMENTS FOR COASTAL DEVELOPMENT
RegionalProtection plan for nature park “Piejūra”, 2004 – 2015Development programme for Riga planning region, 2005 – 2011Spatial plan for Riga planning region, 2005 – 2025Regional plan for waste management around Riga, 2007 – 2013Riga district spatial plan, 2008 – 2020Gauja river basin management plan, 2010 – 2015
LocalDevelopment programme for Saulkrasti municipality, 2007 – 2013Spatial plan for Saulkrasti municipality, 2003 – 2015 (now in amendment process)
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
PLANNING TOOLS FOR ICZM AT MUNICIPAL LEVEL
Local development strategyLocal development programmes (mid-term and short-term)General spatial planDetailed spatial planningSet of local regulationsThematic development plans for municipal servicesThematic development and spatial plan for coastal zoneInvolving of public in development and spatial planning processes
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
3. PRINCIPLES FOR ELABORATING INTEGRATED COASTAL ZONE MANAGEMENT PLAN
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
KEY CHAPTERS OF IZCM LOCAL POLICY GUIDELINES
1. Introduction– EU approach: key principles of ICZM– Planning area description
2. Integrated management and sustainability blocks: situation analysis
3. Prior integrative problem areas and corresponding guidelines for policy programmes
4. Programmes of actions and list of proposals for demonstration projects
5. Demonstration proposals list6. Contents7. Sources and references8. Appendices
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SITUATION ANALYSIS: INTEGRATED MANAGEMENT
Stakeholder groups Regulatory/planning frame analysis Sectorial analysis_________________________ Nature environment D Economics + Tourism E, ET Social environment S Governance & Communication P_________________________ Brief analysis results further
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
INTEGRATIVE PROBLEM AREAS: THE
ANALYSIS STRUCTURE
Problem formulation Policy values, intentions and goals Key policy principles Policy declaration Spheres of activities Preconditions, resources and tools Indicators Basis for the management cycle
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
4. ICZM CASE STUDY: EU INTERREG PROJECT DEDUCE
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
COASTAL SUSTAINABILITY ASSESSMENT IN EUROPE
Latvia was among 9 partner countries in the EU INTERREG III project DEDUCE, 2003-2007.Goal of the project: assessment of coastal sustainability for partner countries.Importance of project: EU-supported; basis for a unified indicator system and for preparation of EU directive providing for implementation and application of such system.45 indicators were elaborated and calculated in every country, illustrating the following branches of coastal governance (i.e., the system was oriented towards the following goals):
1. To control the population density of natural areas on the coast. 2. To protect and promote the diversity of natural and cultural heritage.3. To promote sustainable economy for the coast. 4. To ensure a good state of the bathing waters and the coast. 5. To reduce social exclusion in coastal communities. 6. Respectful use of natural resources. 7. To recognize the risks for the coast associated with climate change and to
ensure the protection of ecosystems.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
PROJECT DEDUCE: GOALS
1. To characterize, calculate and compare the use and compatibility of the 28 indicators of sustainability proposed by the ICZM Expert Group in each of the territories represented by the partners.
2. To evaluate and compare the geographical information systems (GIS) for the analysis and viewing of the state of the environment of each of the coastal areas and the methodologies based on the use of the GIS through the website GIS-WEB).
3. To establish common models of reporting on the state of sustainability of the coast, in which the effects of human activities and their potentiality are evaluated and monitored.
4. The drawing up of a guide for the use of the indicators of sustainability for examining the development of the state of the coast and whether the decision making of the governments (European, national, regional and local) is based on integrated coastal management.
5. To study the possibilities of setting up bases for a European network specialising in information about the coast.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
ASSESSMENT OF SUSTAINABILITY FOR COASTAL ZONE IN LATVIA
The difference between littoral zone and inland is not significant in Latvia; only some indicators show a principal difference.The development is concentrated at some points only. Other littoral area can be characterized as sparsely populated, with a weak infrastructure and a low level of economic activities.Conservation is dominating over development, therefore we cannot affirm that the coastal zone in Latvia could be characterized by sustainable development.Coastal zone has a large unused potential for welfare improvement and economic development.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SPATIAL SPECIFICS OF COASTAL ZONE IN LATVIA
Two types of areas:– urban (Liepāja, Ventspils, Jūrmala)
– rural/town (for example, Salacgrīva, Saulkrasti, Mērsrags,
Jūrkalne).
The capital Riga is in a particular situation: the agglomeration has a sea border, but all the main activities are diverted inland; main impacts come through the River Daugava and the sea port, located on the Daugava some kilometers distant from the sea.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
5. ICZM CASE STUDY: SAULKRASTI MUNICIPALITY
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
SAULKRASTI MUNICIPALITY IN LATVIA
Jēkabpils
RīgaJūrmala
Liepāja Jelgava
Ventspils
Daugavpils
Valmiera
Rēzekne
The Gulfof Riga
Saulkrastu novads
©J .K.Kartes™, 2010
Shoreline
Limited activities 5 km protection zone
Littoral zone 10 km border
Comparison 50 km zone border
Coastal municipalities
Saulkrastu novads
Other
Sea borders
EEZ
Mare clausum
Both together
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
ICZM AT SAULKRASTI MUNICIPALITY AS GOOD PRACTICE CASE
Identification of integrative problem areas as a significant stage in integrated planning processPossibility to measure sustainability of coastal development processes with a corresponding system of indicators – for the first time in national practice!Full planning cycle “4P” supportedNumerous possible demonstration projects as an idea storeICZM approach model project as a sample for other coastal zone municipalities
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
MAIN CONTENT BLOCKS FOR THE GUIDELINES
1. Introduction— EU approach: key principles for coastal sustainability
governance— Brief overview for Saulkrasti municipality territory
2. Situation analysis of integrated coastal governance3. Priority integrated problem areas and policy
guidelines for programmes of action4. Programmes of action and proposals for
demonstration projects5. Demonstration projects6. Summary7. Sources and references8. Appendices
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
DESCRIPTION OF SAULKRASTI MUNICIPALITY AREA Brief geographical description
— area 48 km2, town area 6,8 km2, shoreline 17 km, 45 km from Riga, four small rivers: Aģe, Ķīšupe, Pēterupe, Inčupe
Demography and habitat structure— 6105 residents (2009), four historical parts: Pabaži, Pēterupe, Neibāde,
Zvejniekciems, almost 13 000 summer visitors in season
Entrepreneurship and impact factors on area development
— Skulte port: cargo turnover 451 thsd. tons in 2008. Tourism facilities.
Main resources of nature and environment— 17 km sand beaches, specially protected nature park area “Piejūra”
Principal risks— coastal erosion, transport risks
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
CHARACTERISTICS OF COASTAL ZONE IN SAULKRASTI
Coastal zone is the main geospatial factor impacting on Saulkrasti municipality development, presenting the largest possibilities and simultaneously creating significant problems. Most of coastal problems have a legislative solution, but it does not solve the whole spectrum of problems.The key factor promoting entrepreneurship – the Skulte port. A relatively large impact of seasonality. Other entrepeneurship is not affected considerably by coastal presence, but has all the possibilities to use it to its advantage.The infrastructure of tourism is not closely integrated with the coastal zone. However, the close seashore and seasonality are the key factors impacting on their activities. Only some objectives of tourism are principally and closely connected with the seashore.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
CHARACTERISTICS OF COASTAL ZONE IN SAULKRASTI
Clean-up and maintenance work is done in summer on the seashore, incl. environmentally friendly actions. Current problems: seasonal littering in coastal dunes and other forest areas, mechanical loads (trampling down, etc.).Water supply and sewage networking area reconstruction and enlargement. High level of information to residents about it. Networking is insufficient and in a bad technical condition.The significance of seashore and internal waters is neglected in the town's and municipality's symbolic representations. Opportunities afforded by the seashore, apart from some mass events in summer, are reflected in the cultural environment unsatisfactorily.
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
PRINCIPAL INTEGRATIVE PROBLEM AREAS IN SAULKRASTI MUNICIPALITY
1. Protective zone for coastal dunes: erosion, management, biodiversity; D
2. Implementation of strategic management principles in public services sector; D
3. Port complex; E4. Development planning; E5. Resources of nature, cultural history and
recreation as preconditions for tourism development; ET
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
PRINCIPAL INTEGRATIVE PROBLEM AREAS IN SAULKRASTI MUNICIPALITY
6. Role of entrepreneurship in promotion of tourism development; ET
7. Quality of life for residents; S8. Polycentricity, or existence of several centres
with equivalent dominance in the municipality area; S
9. Collaboration governance for coastal municipality; P
10. ICZM coastal communication; P
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
INTEGRATIVE PROBLEM AREAS: THE ANALYSIS STRUCTURE
Problem formulationPolicy values, intentions and goalsKey policy principlesPolicy declaration Spheres of activityPreconditions, resources and toolsIndicatorsBasis for the management cycle
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
INDICATOR SYSTEM FOR MEASURING COASTAL SUSTAINABILITY IN SAULKRASTI
D1. Green frame statusD2. Potential environmental loads from
public utilitiesD3. Air quality and climate change factorsD4. Surface water qualityD5. Land use developmentD6. Nature risksE1. Economically active peopleE2. Municipality budgetE3. Traffic routesE4. Skulte port developmentE5. Tourism characteristics ETS1. Health care characteristicsS2. Support for cultural environmentS3. Employment and entrepreneurshipS4. Social care and social securityS5. Education system characteristicsS6. Social life quality
TOTAL: 24 indicators, 55 measurements
P1. Activities for environment preservation
P2. Public information on environmental events
P3. Activities in non-governmental sector
I1. Number of residentsI2. Area development indexI3. Area attractiveness indexI4. Opinions of residentsIntegrative problem area indicators
Other62%
Integrative problem areas
38%COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
BASIS FOR THE MANAGEMENT CYCLE
Distribution of responsibilityCommunication and trainingMonitoring and auditSystem improvement
________________________Activities and activity programmes
________________________Demonstration projects
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
6. Bibliography
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
Bibliography
1. COM(2000) 547 Communication From The Commission To The Council And The European On Integrated Coastal Zone Management: A Strategy For Europe Parliament. Brussels, 27.09.2000
2. Evaluation Model for the Sustainable Development of European Coastal Zones DEDUCE Project Interreg IIIc – South. Summary.
3. Kauliņš J., Iespējas Latvijas piekrastes ilgtspējības novērtēšanai ar indikatoru metodi. Rakstu krāj. „Piekrastes ilgtspējīga attīstība: sadarbības pārvaldība”. LU Akadēmiskais apgāds, R.,2008., 127.-137.lpp.
4. 05.02.1997. law “Protection zone act”5. 08.05.2008. law “Development planning system act”6. 02.03.1993. law “On Specially Protected Natural Areas“7. 21.03.2002. law “Regional development act“8. 2.05.2002. law “Spatial planning act“
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska
Bibilgraphy
9. 06.04.2010. Regulations, issued by Cabinet No.341 " Rules for establishing and higiene of places for swimming"
10. 14.03.2006. Regulations, issued by Cabinet No.204 " Individual rules for protection and exploitation of nature park “Piejūra”“
11. 25.08.2009. Regulations, issued by Cabinet No.970 " Order of social participation at development planning process“
12. 06.10.2009. Regulations, issued by Cabinet No.1148 “Rules for the local spatial planning”
13. Recommendation of the European Parliament and of the Council of 30 May 2002 concerning the implementation of Integrated Coastal Zone Management in Europe. OJ L 148, 6.6.2002, p. 24–27
14. Basic regulations for coastal zone spatial development 2011-2017. Project. 33 p.
15. Long-term national development strategy until 2030. 2010., 100 p.16. National environmental policy plan 2004–2008, accepted from the
Cabinet with 04.02.2004 instruction No.8117. Environmental policy guidelines 2009 – 2015, accepted from the
Cabinet with 01.07.2009 instruction No.517
COBWEB, Interreg IV A, the European Union 2011University of Latvia, Department of Environmental Management J.Kauliņš. R.Ernšteins, V. Antons, S. Kuršinska