TS 101 204-2 - V1.1.1 - Identification card systems ... · PDF fileEuropean Telecommunications...

European Telecommunications Standards Institute

TS 101 204-2 V1.1.1 (1997-07)Technical Specification

Identification card systems;Telecommunications IC cards and terminals;

Test methods and conformance testing for EN 726-4;Part 2: Test Suite Structure and Test Purposes (TSS&TP)

TS 101 204-2 V1.1.1 (1997-07)2

ReferenceDTS/PTS-00204-2 (b5ci0icr.PDF)

KeywordsCard, testing, TSS&TP, ATS, TTCN

ETSI Secretariat

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Copyright Notification

No part may be reproduced except as authorized by written permission.The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 1997.All rights reserved.

TS 101 204-2 V1.1.1 (1997-07)3

Contents

Intellectual Property Rights................................................................................................................................4

Foreword ............................................................................................................................................................4

1 Scope........................................................................................................................................................5

2 Normative references ...............................................................................................................................5

3 Definitions, symbols and abbreviations...................................................................................................63.1 Definitions ......................................................................................................................................................... 63.2 Symbol............................................................................................................................................................... 63.3 Abbreviations..................................................................................................................................................... 7

4 Test environment......................................................................................................................................84.1 Test equipment................................................................................................................................................... 84.1.1 Card probes .................................................................................................................................................. 84.1.2 Embossed card ............................................................................................................................................. 94.1.3 IC card with magnetic stripe......................................................................................................................... 94.2 Default data formatting .................................................................................................................................... 104.3 Test procedure ................................................................................................................................................. 10

5 Test suite structure .................................................................................................................................10

6 Test purposes .........................................................................................................................................116.1 Introduction...................................................................................................................................................... 116.1.1 TP naming convention................................................................................................................................ 116.1.2 Source of TP definition .............................................................................................................................. 116.1.3 TP structure................................................................................................................................................ 126.1.4 Test strategy ............................................................................................................................................... 126.1.5 Valid behaviour test ................................................................................................................................... 126.1.6 Invalid behaviour test ................................................................................................................................. 126.2 Terminal........................................................................................................................................................... 126.2.1 Physical requirements................................................................................................................................. 126.2.1.1 IC card interface ................................................................................................................................... 126.2.1.1.1 Mechanical interface ....................................................................................................................... 126.2.1.1.2 Contacting....................................................................................................................................... 136.2.2 Electronic signals and transmission protocols............................................................................................ 166.2.2.1 Activation/Deactivation of contacts...................................................................................................... 166.2.2.2 Transmission types ............................................................................................................................... 196.2.2.3 Supply voltage VCC............................................................................................................................. 216.2.2.4 Programming voltage............................................................................................................................ 246.2.2.5 Duty cycle............................................................................................................................................. 246.2.2.6 Guard time............................................................................................................................................ 256.2.3 Logical interface......................................................................................................................................... 266.2.3.1 Terminal <-> user card ......................................................................................................................... 266.2.3.2 Terminal <-> security module .............................................................................................................. 266.2.4 User interface ............................................................................................................................................. 266.2.4.1 Language .............................................................................................................................................. 266.2.4.2 Messages............................................................................................................................................... 286.2.4.3 Error display ......................................................................................................................................... 326.2.4.4 Card change.......................................................................................................................................... 346.2.4.5 Card Holder Verification (CHV) module ............................................................................................. 366.2.4.6 Application selection ............................................................................................................................ 406.2.4.7 Audio messages .................................................................................................................................... 42

Annex A (informative): Bibliography...................................................................................................43

History..............................................................................................................................................................44

TS 101 204-2 V1.1.1 (1997-07)4

Intellectual Property RightsETSI has not been informed of the existence of any Intellectual Property Right (IPR) which could be, or could becomeessential to the present document. However, pursuant to the ETSI Interim IPR Policy, no investigation, including IPRsearches, has been carried out. No guarantee can be given as to the existence of any IPRs which are, or may be, or maybecome, essential to the present document.

ForewordThis Technical Specification (TS) has been produced by the ETSI Project Pay Terminal and Systems (PTS). The presentdocument was handed over to the CEN Secretariat in order to become an EN through the CEN approval process.ETSI has produced a set of TSs which are not a copy of any CEN published EN. The TSs are complete and consistentdocuments with references among themselves. It has been made clear in these TSs that they are contributions to the CENwork for publication as EN (after re-editing the references). Once published by CEN as EN, ETSI will withdraw its TS.

The present document is part 2 of a multi-part document covering Identification card systems; Telecommunications ICcards and terminals; Test methods and conformance testing for EN 726-4, as identified below:

Part 1: "Implementation Conformance Statement (ICS) proforma specification";

Part 2: "Test Suite Structure and Test Purposes (TSS&TP)";

Part 3: "Abstract Test Suite (ATS) and Implementation eXtra Information for Testing (IXIT)".

Overview of ETSI deliverables on EN 726 family

TS 101 200-1 "EN 726-1: Identification card systems; Telecommunications IC cards and terminals; Part 1: System overview".

TS 101 200-2 "EN 726-2: Identification card systems; Telecommunications IC cards and terminals; Part 2: Security framework".

TS 101 200-3 "EN 726-3: Identification card systems; Telecommunications IC cards and terminals; Part 3: Application independent card requirements".

TS 101 200-4 "EN 726-4: Identification card systems; Telecommunications IC cards and terminals; Part 4: Application independent card related terminalrequirements".

TS 101 200-5 "EN 726-5: Identification card systems; Telecommunications IC cards and terminals; Part 5: Payment methods".

TS 101 200-6 "EN 726-6: Identification card systems; Telecommunications IC cards and terminals; Part 6: Telecommunications features".

TS 101 200-7 "EN 726-7: Identification card systems; Telecommunications IC cards and terminals; Part 7: Security module".

Overview of ETSI deliverables on EN 726 conformance testing family

TS 101 203-1 "Identification card systems; Telecommunications IC cards and terminals; Test methods and conformance testing for EN 726-3;Part 1: Implementation Conformance Statement (ICS) proforma specification".

TS 101 203-2 "Identification card systems; Telecommunications IC cards and terminals; Test methods and conformance testing for EN 726-3, Part 2: Test SuiteStructure and Test Purposes (TSS&TP)".

TS 101 203-3 "Identification card systems; Telecommunications IC cards and terminals; Test methods and conformance testing for EN 726-3; Part 3: AbstractTest Suite (ATS) and Implementation eXtra Information for Testing (IXIT) proforma specification".


TS 101 204-2 "Identification card systems; Telecommunications IC cards and terminals; Test methods and conformance testing for EN 726-4, Part 2:Test Suite Structure and Test Purposes (TSS&TP)".



TS 101 207-2 "Identification card systems; Telecommunications IC cards and terminals; Test methods and conformance testing for EN 726-7, Part 2: Test SuiteStructure and Test Purposes (TSS&TP)".


TS 101 204-2 V1.1.1 (1997-07)5

1 ScopeThe present document provides Test Suite Structure and Test Purposes (TSS&TP). It applies to the applicationindependent card related terminal requirements defined in TS 101 200-4 [7]. The TSS&TP is in compliance with therelevant requirements and according to the relevant guidance given in ISO/IEC 9646-7 [11] and ETS 300 406 [9].

The set of tests described herein is intended to proof the compliance of a terminal with the standard TS 101 200-4 [7].However the number of tests and the depth of testing is not sufficient for a product qualification test, especially as thestandard TS 101 200-4 [7] does not define any application.

For a product qualification at least the following tests should be added:

- Application tests

Each application implemented in the terminal shall be tested against the specifications for these applications.

- User Card (UC) and Security Module (SM) interface test

The interface between the user card and the security module shall be tested to verify the correct coding of all theused commands. The reaction of the terminal to every error code possible shall also be tested and be as specifiedfor the application.

- Performance test

To test whether the terminal complies with all the environmental conditions required and reacts within thespecified time.

2 Normative referencesReferences may be made to:

a) specific versions of publications (identified by date of publication, edition number, version number, etc.), inwhich case, subsequent revisions to the referenced document do not apply; or

b) all versions up to and including the identified version (identified by "up to and including" before the versionidentity); or

c) all versions subsequent to and including the identified version (identified by "onwards" following the versionidentity); or

d) publications without mention of a specific version, in which case the latest version applies.

A non-specific reference to an ETS shall also be taken to refer to later versions published as an EN with the samenumber.

[1] EN 27816-1 (1989): "Identification cards - Integrated circuit(s) cards with contacts -Part 1: Physical characteristics (ISO 7816-1; 1987, edition 1)".

[2] EN 27816-2 (1989): "Identification cards - Integrated circuit(s) cards with contacts -Part 2: Dimensions and locations of the contacts (ISO 7816-2; 1988, edition 1)".

[3] EN 27816-3 (1992): "Identification cards - Integrated circuit(s) cards with contacts -Part 3: Electronic signals and transmission protocols (ISO/IEC 7816-3; 1989, edition 1)".

[4] EN 27816-3 (1992), Amendment 1 (1993): "Identification cards - Integrated circuit(s) cards withcontacts - Part 3: Electronic signals and transmission protocols. Amendment 1: Protocol type T=1,asynchronous half duplex block transmission protocol (ISO/IEC 7816-3; 1989,Amendment. 1:1992)".

[5] EN 27816-3 (1992), Amendment 2 (1995): "Identification cards - Integrated circuit(s) cards withcontacts - Part 3: Electronic signals and transmission protocols. Amendment 2: Revision ofprotocol type selection (ISO/IEC 7816-3; 1989, Amendment 2:1994)".

TS 101 204-2 V1.1.1 (1997-07)6

[6] TS 101 200-3 version 1.2.1: "EN 726-3: Identification card systems; Telecommunications IC cardsand terminals; Part 3: Application independent card requirements".

[7] TS 101 200-4 version 1.2.1: "EN 726-4: Identification card systems; Telecommunications IC cardsand terminals; Part 4: Application independent card related terminal requirements".

[8] TS 101 204-1: "Identification card systems; Telecommunications IC cards and terminals; Testmethods and conformance testing for EN 726-4; Part 1: Implementation Conformance Statement(ICS) proforma specification".

[9] ETS 300 406 (April 1995): "Methods for testing and Specification (MTS); Protocol and profileconformance testing specifications; Standardisation methodology".

[10] ISO/IEC 9646-1 (1994): "Information technology - Open systems interconnection - Conformancetesting methodology and framework - Part 1: General concepts".

[11] ISO/IEC 9646-7 (1995): "Information technology - Open systems interconnection - Conformancetesting methodology and framework - Part 7: Implementation Conformance Statements".

[12] ISO/IEC 646 (1991): "Information technology - ISO 7-bit coded character set for informationinterchange".

[13] ITU Recommendation T.50 (1988): "International alphabet nº 5".

3 Definitions, symbols and abbreviations

3.1 DefinitionsFor the purposes of the present document, the following definitions apply:

- terms defined in EN 27816 Parts 1 to 3 [1], [2], [3], [4], [5];

- terms defined in TS 101 200-3 [6];

- terms defined in ISO/IEC 9646-1 [10] and in ISO/IEC 9646-7 [11].

In particular, the following terms defined in ISO/IEC 9646-1 [10] apply:

Implementation Conformance Statement (ICS): A statement made by the supplier of an implementation or systemclaimed to conform to a given specification, stating which capabilities have been implemented. The ICS can take severalforms: protocol ICS, profile ICS, profile specific ICS, information object ICS, etc.

ICS proforma: A document, as a questionnaire, which when completed for an implementation or system becomes anICS.

3.2 SymbolFor the purposes of the present document, the following symbol applies:

{} Optional data, for example "CLA, INS, P1, P2, P3 {, data}" indicates that data may or may notfollow the CLA, INS, P1, P2, P3 bytes.

TS 101 204-2 V1.1.1 (1997-07)7

3.3 AbbreviationsFor the purposes of the present document, the following abbreviations apply:

AC Access Condition(s)ATC Abstract Test CaseATR Answer To ResetATS Abstract Test SuiteBCD Binary Code DecimalCAD Card Accepting Device (this includes only the mechanics)CHV Card Holder VerificationCLA CLAssCLK ClockCM CHV ModuleCS Cyclic StructureDF Dedicated FilesEF Elementary FilesGND GroundGR GRaphical form (TTCN)I/O Input/OutputIC Integrated CircuitICS Implementation Conformance StatementID IDentifierIFD InterFace Device, used as short form for a terminal including CADINS INStructionIUT Implementation Under TestIV Invalid behaviour testIXIT Implementation eXtra Information for TestingLFS Linear Fixed StructureLI Logical InterfaceLM Logical ModelLVS Linear Variable StructureMAC Message Authentication CodeMF Master FileMP Machine Processable form (TTCN)PC Physical CharacteristicsPDU Protocol Data UnitRC Return CodeRST ResetSCS System Conformance StatementSE SEcurity facilitiesSP Electronic Signals and transmission ProtocolsSUT System Under TestTC Test CaseTP Test PurposesTR TRansparentTSS Test Suite StructureTTCN Tree and Tabular Combined NotationUI User InterfaceVA Valid behaviour testVCC supply VoltageVPP programming Voltage

TS 101 204-2 V1.1.1 (1997-07)8

4 Test environmentThis clause specifies several requirements, which shall be met, and a number of rules, which shall be adhered to beforetesting can proceed.

4.1 Test equipmentThis subclause gives a minimum specification for each of the items of test equipment referenced in the tests.

4.1.1 Card probes

This item of equipment shall have the format of an ID-1 card. It shall allow access to all electrical signals available inthe terminal. Three probes shall be available, one with typical dimensions, one with minimal dimensions and one withthe maximum dimensions for height and thickness. A simulator shall be attached to reply to every command as expectedfrom the terminal. The format of the probes is as follows:

Width Height ThicknessTypical 85,60 mm 53,98 mm 0,76 mmMinimal 85,60 mm 53,92 mm 0,58 mmMaximal 85,60 mm 54,18 mm 0,94 mm

28,55 mm

26,85 mm

26,01 mm

24,31 mm

23,47 mm

21,77 mm

20,93 mm

19,23 mm

10,25 mm

12,25 mm

17,87 mm

19,87 mm

Electrical Connections

Figure 1:Location and dimensions of the IC card contacts

TS 101 204-2 V1.1.1 (1997-07)9

4.1.2 Embossed card

This item of equipment shall have the format of an ID-1 card (with the maximum dimensions for height and thickness)and an embossed area, which is raised by 0,51 mm.

2,41 mm

14,53 mm

0,51 mm

1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9

1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7

7,4 mm

1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 71 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 71 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7

12,16 mm

2,2 mm

4,32 mm

9,93 mm 10,36 mm

Figure 2: Dimensions of the IC card

4.1.3 IC card with magnetic stripe

This item of equipment shall have the format of an ID-1 card (with the typical dimensions) with chip and any allowedmagnetic stripe on the opposite side of the contacts.

3,05 mm

15,82 mm

5,54 mm

Magnetic stripe area

53,98 mm

85,60 mm

Figure 3: Dimensions of the IC card

TS 101 204-2 V1.1.1 (1997-07)10

4.2 Default data formattingAll numeric data enclosed in single quotes ("99") in the present document is hexadecimal data.

Where "X" is used in place of a hexadecimal digit, X ranges from "0" to "F". For example, the data "6X" ranges from"60" to "6F" inclusive.

Where data is expressed as a group of bytes, it shall be in the following format: "XX XX XX... XX", indicating firstbyte, second byte, third byte etc. in that order.

4.3 Test procedureThe following statement is applicable to the Test procedure clause for all test purposes contained within the presentdocument:

- The test can either be performed in a closed or opened terminal whatever is necessary.

5 Test suite structure

- Physical requirements

- IC card interface

- Mechanical interface

- Contacting

- Electronic signals and transmission protocols

- Activation/Deactivation of contacts

- Transmission types

- Supply voltage VCC

- Programming voltage

- Duty cycle

- Guard time

- Logical interface

- Terminal <-> user card

- Terminal <-> security module

- User interface

- Language

- Messages

- Error display

- Card change

- CHV module

- Application selection

- Audio messages

TS 101 204-2 V1.1.1 (1997-07)11

6 Test purposes

6.1 IntroductionFor each test requirement a Test Purpose (TP) is defined.

6.1.1 TP naming convention

TPs are numbered, starting at 01, within each group. Groups are organized according to the TSS. Additional referencesare added to identify the actual Test Suite. See table 1.

Table 1: TP Identifier naming convention scheme

Identifier: <group>_<subgroup>_<type>_<nnn>

<group> = major group PC : Physical CharacteristicsSP : Electronic Signals and

transmission ProtocolsSE : SEcurity facilities

LI : Logical InterfaceUI : User Interface

<subgroup> = function or file two characters to indicate the function,e.g. CM for CHV Module

XX if function independent.

<type> = type one character field representing the type of testVA: Valid behaviour testIV: Invalid behaviour test

<nnn> = sequential number: (01-99)

6.1.2 Source of TP definition

The TPs were developed based on TS 101 200-4 [7] and TS 101 204-1 [8].

TS 101 204-2 V1.1.1 (1997-07)12

6.1.3 TP structure

Each TP has been written in a manner, which is consistent with all other TPs. The intention of this is to make the TPsmore readable and checkable. A particular structure has been used and this is illustrated in table 2. This table should beread in conjunction with any TP. Use that TP as an example to fully understand the table.

Table 2: Structure of a single TP

TP Part Text ExampleHeader <Identifier> tab see table 1

<subclause reference in base EN> tab subclause 0.0.0{ICS/IXIT limitation c<table no>_<item no>{.<subitem no>}{, }} c9_3.1, c9_3.2

Stimulus Ensure that the terminal for <function> CHV - Entryor <signal> VCC

Reaction <action> results in, contains, ...<conditions> after selecting, using parameter, if

supported ...

NOTE: Text in italics will not appear in TPs and text between <> is filled in for each TP and may differ from oneTP to the next.

6.1.4 Test strategy

As the base standard contained no explicit requirements for testing, the TPs were generated as a result of an analysis ofthe base standard and ICS.

6.1.5 Valid behaviour test

This type of test is used whenever it should be proved, that an implementation complies with the standard. The reactionon invalid stimuli or states is not the objective of this type of test.

6.1.6 Invalid behaviour test

Herewith invalid commands, parameters or states are tested to see, whether the implementation shows robustness againstinvalid stimuli and that the returned Status Words comply with the standard.

6.2 Terminal

6.2.1 Physical requirements

6.2.1.1 IC card interface

6.2.1.1.1 Mechanical interface

PC_MI_VA_01 subclause 4.1 c2_1

PurposeEnsure that the mechanical interface between the IC card and the interface device is in accordance with EN 27816-1 [1]and EN 27816-2 [2].

TS 101 204-2 V1.1.1 (1997-07)13

Preconditions- The CAD shall be disconnected from the terminal.

TestAll three card probes shall be inserted to the CAD and the connectivity between each card contact and thecorresponding card reader contact shall be checked.

ResultAll three cards shall be insertable and each of the contacts of the card shall be connected to the correspondingone of the CAD.

PC_MI_VA_02 subclause 4.1 c2_2.1

PurposeEnsure that the interface device accepts cards with embossing on the same side as the contacts.

Preconditions- None.

TestInsert an IC card with embossing, with the embossing areas being raised by 0,51 mm and an irregular string beingembossed in that area.

ResultThe CAD shall accept this card without using excessive force (> 10 N) during insertion or withdrawal.

PC_MI_VA_03 subclause 4.1 c2_3.1

PurposeEnsure that the interface device accepts cards with magnetic tracks on the opposite side as the contacts.


TestUse an IC card with a magnetic stripe on the opposite side as the contacts for a standard application.

ResultThe application shall work normally.

6.2.1.1.2 Contacting

PC_CO_VA_01 subclause 4.2 c3_1

PurposeEnsure that the IFD does not short circuit the card, when inserted or pulled out.

TS 101 204-2 V1.1.1 (1997-07)14


TestInsert the card and monitor the VCC and all output pins (normally only I/O).

Remove the card and monitor the VCC and all output pins (normally only I/O).

ResultThe output pins shall not be held low as long as VCC is applied.

PC_CO_VA_02 subclause 4.2 c3_4, c3_5

PurposeEnsure that the IFD is not damaged during card insertions or withdrawals.

Preconditions- 50 IC cards available for insertion test.

TestDo 100 000 insertion and withdrawing pairs (2 000 per card).

ResultThe IFD shall continue to work properly after that test.


PurposeEnsure that short circuits do not prevent normal operation of the terminal, when removed.

Preconditions- Full metal card available.

TestInsert metal card and start operation of the IFD, if necessary (e.g. lift the handset).

Remove metal card.

ResultThe metal card should be rejected. The IFD shall resume normal service after the card has been removed.


PurposeEnsure that the card is not physically damaged by the contacts of the IFD.

TS 101 204-2 V1.1.1 (1997-07)15

Preconditions- A card without scratches is available.

TestPerform 5 000 insertion/withdrawing pairs with that card.

ResultAfter this test the card shall work properly in the IFD and the surface of the card shall still be readable outside thesliding area of the contacts..


PurposeEnsure that the contact force is between x N and 0,5 N per contact.

Preconditions- CAD is not connected to the IFD.

- The contacts of the CAD are accessible from the back side.

TestInsert the card probe with minimal dimensions and probe the contact force for each contact.

Insert the card probe with maximal dimensions and probe the contact force for each contact.

ResultEach probing shall show a contact force between x N and 0,5 N.


PurposeEnsure that the shape of contacts and the way of contacting works even on polluted cards properly.

Preconditions- A polluted (to be defined) IC card is available.

TestThe card is used for any standard application in that terminal.

ResultThe session shall complete as with new (clean) IC cards.

TS 101 204-2 V1.1.1 (1997-07)16

6.2.2 Electronic signals and transmission protocols

6.2.2.1 Activation/Deactivation of contacts

SP_AD_VA_01 subclause 4.2 c3_9

PurposeEnsure that the contacts are activated according to EN 27816-3 [3].

Preconditions- An oscilloscope is connected to all card contacts.

TestInsert the card probe into the IFD.

ResultThe activation of the contacts shall be as follows:

GND

VCC

VPP

RST

CLK

I/O

2

3

4

1

5

2

3

4

1

5

RST is in state L

VCC is powered

I/O is put into reception mode

VPP is raised to idle state

stable clock is provided

Figure 4: Activation of the IC card contacts

SP_AD_VA_02 subclause 4.2 c3_9

PurposeEnsure that the contacts are deactivated according to EN 27816-3 [3].

TS 101 204-2 V1.1.1 (1997-07)17

Preconditions- An oscilloscope is connected to all card contacts.

TestRemove the card probe from the IFD.

ResultThe deactivation of the contacts shall be as follows:

GND

VCC

VPP

RST

CLK

I/O

2

3

4

1

5

2

3

4

1

5

RST is in state L

State L on CLK

VPP inactive

State L on I/O

VCC inactive

Figure 5: Activation of the IC card contacts

SP_AD_VA_03 clause 5 c7_1

PurposeEnsure that the characteristics for the I/O pin in input mode are respected. (VIH, VIL, tr, tf).

Preconditions- Card inserted and powered.

- An oscilloscope is connected to GND and I/O.

TestIssue any command from the terminal.

ResultThe voltage level for each high state shall be between 2 V and VCC + 0,3 V, the voltage level for each low stateshall be between -0,3 V and 0,8 V. The rise and fall times, between 10 % and 90 % of the signal level are lessthan 1 µs.


PurposeEnsure that the characteristics for the I/O pin in output mode are respected. (VOH, VOL, tr, tf)

TS 101 204-2 V1.1.1 (1997-07)18

Preconditions- Card Inserted and powered.

- An oscilloscope is connected to GND and I/O.

- The current can be measured on I/O from terminal to IC card.

TestReceive any answer from the card.

ResultThe voltage level for each high state shall be between 2,4 V and VCC with a current flow of no more than100 µA (from card to terminal). The voltage level for each low state shall be between 0 V and 0,4 V with acurrent flow of no more than 1 mA (from terminal to card). The rise and fall times, between 10 % and 90 % ofthe signal level are less than 1 µs.


PurposeEnsure that the characteristics for the RST pin are respected. (VIH, VIL)

Preconditions- Card Inserted and powered up.

- An oscilloscope is connected to GND and RST.

TestIssue a reset to the User Card (e.g. starting a new phone call).

ResultThe voltage level for high state shall be between 2 V and VCC + 0,3 V, the voltage level for low state shall bebetween -0,3 V and 0,8 V.

TS 101 204-2 V1.1.1 (1997-07)19

6.2.2.2 Transmission types

SP_TT_VA_01 subclause 5.1 c8_1.3

PurposeEnsure that the IFD supports the different types of reset behaviour for the cards using asynchronous transmission.

Preconditions- A mute card is available.

- An oscilloscope is attached to all card signals.

TestInsert the card into the IFD.

ResultThe reset shall follow the following diagram, but the I/O will not return an answer:

GND

VCC

VPP

RST

CLK

I/O (IR)

2

3

4

1

2

3

4

1 stable clock provided

40 000 clock cycles

400 - 40 000 clock cycles

< 200 clock cycles

2

Answer

I/O (AL)

3

Answer

Figure 6: Diagram

TS 101 204-2 V1.1.1 (1997-07)20

SP_TT_VA_02 subclause 5.1 c8_2.2

PurposeEnsure that the conditions for an asynchronous IC card are applied first.


- An oscilloscope is attached to all card signals.


ResultThe reset shall follow the following diagram, but the I/O will not return an Answer :

GND

VCC

VPP

RST

CLK

I/O (SH)

2

3

4

1

2

3

4

1 stable clock provided

40 000 clock cycles

5 us

> 50 us

2

1 2 3

3 5 6 7

5 10 us < x < 100 us

6 10 us < x < 100 us

7 10 us < x < 50 us

Figure 7: Diagram

TS 101 204-2 V1.1.1 (1997-07)21

6.2.2.3 Supply voltage VCC

SP_SV_VA_01 subclause 5.2 c9_1

PurposeEnsure that VCC is 5 V ± 5 %.


- An oscilloscope is attached to VCC.


ResultThe oscilloscope shall show VCC to be between 4,75 V and 5,25 V.


PurposeEnsure that VCC is 5 V ± 10 %.





TS 101 204-2 V1.1.1 (1997-07)22

SP_SV_VA_03 subclause 5.3 10_1.1

PurposeEnsure that the VCC pin supplies at least 20 mA to the IC card.



- The current consumption is increased to 20 mA using a resistor between VCC and GND.



SP_SV_VA_04 subclause 5.3 c10_2.1

PurposeEnsure that the VCC pin supplies at least 10 mA to the IC card.



- The current consumption is increased to 10 mA using a resistor between VCC and GND.



TS 101 204-2 V1.1.1 (1997-07)23


PurposeEnsure that the power supply is able to counteract spikes of 40 nAs and 200 mA, that is one spike of 200 ns everysecond.

Preconditions- A card probe is inserted and powered up.

- A device is attached, that applies additional loads (max. 200 mA, including card consumption) every second for200 ns.


TestCheck the VCC line with a resolution of 40 ns and 100 mV per division, trigger with the application of theadditional load.

ResultAt no time during that spike or after it, shall VCC be outside the given limits (5 V ± 5/10 %).


PurposeEnsure that the power supply is able to counteract spikes of 40 nAs and 400 ns duration, that is one spike of 100 mAevery second.


- A device is attached, that applies additional loads (max. 100 mA, including card consumption) every second for400 ns.


TestCheck the VCC line with a resolution of 80 ns and 100 mV per division, trigger with the application of theadditional load.

ResultAt no time during that spike or after it, shall VCC be outside the given limits (5 V ± 5/10 %).

TS 101 204-2 V1.1.1 (1997-07)24

6.2.2.4 Programming voltage

SP_PV_VA_01 subclause 5.3 c11_1

PurposeEnsure that the VPP is the same voltage as VCC for European telecommunication cards.


- An oscilloscope is attached to VCC and VPP.

TestCheck the voltages on VCC and VPP.

ResultVCC and VPP shall have the same value.

6.2.2.5 Duty cycle

SP_DC_VA_01 subclause 5.5 c12_1

PurposeEnsure that the clock cycle meets the characteristics of EN 27816-3 [3] (VIH, VIL, tr, tf) with a duty cycle between 45 %and 55 %.


- An oscilloscope is attached to CLK.

- The load on the CLK signal is ± 200 µA, ± 20 µA, ± 10 µA at 30 pF.

TestCheck format of CLK signal for all three loads.

ResultCLK shall be between 2,4 V and VCC + 0,3 V for 200 µA load for a high level signal.

CLK shall be between 0,7 × VCC and VCC + 0,3 V for 20 µA load for a high level signal.

CLK shall be between VCC − 0,7 V and VCC + 0,3 V for 10 µA load for a high level signal.

For low level and 200 µA load CLK shall be between -0,3 V and 0,5 V. The rise and fall time for every loadshall not exceed 0,5 µs or 9 % of the period, whichever is lower. The duty cycle of CLK shall be between 45 %and 55 %.

TS 101 204-2 V1.1.1 (1997-07)25

SP_DC_VA_02 subclause 5.5 c12_2

PurposeEnsure that the clock cycle meets the characteristics of EN 27816-3 [3] (VIH, VIL, tr, tf) with a duty cycle between 40 %and 60 %.


- An oscilloscope is attached to CLK.

- The load on the CLK signal is ±200 µA, ±20 µA, ±10 µA at 30 pF.

TestCheck format of CLK signal for all three loads.

ResultCLK shall be between 2,4 V and VCC + 0,3 V for 200 µA load for a high level signal.

CLK shall be between 0,7 × VCC and VCC + 0,3 V for 20 µA load for a high level signal.

CLK shall be between VCC-0,7 V and VCC + 0,3 V for 10 µA load for a high level signal.

For low level and 200 µA load CLK shall be between -0,3 V and 0,5 V. The rise and fall time for every loadshall not exceed 0,5 µs or 9 % of the period, whichever is lower. The duty cycle of CLK shall be between 40 %and 60 %.

6.2.2.6 Guard time

SP_GT_VA_01 subclause 5.6 c13_1

PurposeEnsure that the guard time is according to the values given in EN 27816-3 [3] andEN 27816-3 (1992), Amendment 1[4].

Preconditions- An oscilloscope is attached to the I/O line.

- The command with the shortest response time is known (e.g. error condition).

TestSend the command and measure the time between the characters in the response and the answering time.

ResultCompare the measured values with those given in the ATR at TC1 (guard time N) and 22 etu (block guard time).

TS 101 204-2 V1.1.1 (1997-07)26

SP_GT_VA_02 subclause 5.6 c13_2

PurposeEnsure that the guard time is according to the values given in TS 101 200-3 [6].

Preconditions- An oscilloscope is attached to the I/O line.

- The command with the shortest response time is known (e.g. error condition).

TestSend the command and measure the time between the characters in the response and the answering time.

ResultCompare the measured values with those negotiated at PTS.

6.2.3 Logical interface

6.2.3.1 Terminal <-> user card

TS 101 200-4 [7] defines no application and has no strict requirements on the availability of commands/functions for theuser card in the terminal, therefore no tests are given in the present document. However, testing of an application willrequire the use of a card simulator to provoke all kind of error recovery on application layer and to check the coding ofall issued commands.

6.2.3.2 Terminal <-> security module

For the configuration where a SM as an IC card is installed to the terminal TS 101 200-4 [7] defines no application andno strict requirements on the availability of commands / functions for the security module in the terminal. For this reasonno tests are given in the present document. However testing of an application will require the use of a card simulator toprovoke all kind of error recovery on application layer and to check the coding of all issued commands.

6.2.4 User interface

6.2.4.1 Language

UI_LA_VA_01 subclause 10.1 c18_1

PurposeEnsure that at least 2 languages are supported.


TestSwitch to the second language and check all the messages, see subclause 6.2.4.2.

ResultAll the messages shall also be present in a second language.

TS 101 204-2 V1.1.1 (1997-07)27

UI_LA_VA_02 subclause 10.1 c18_2

PurposeEnsure that one of the languages is English.


TestSwitch to other languages until one is English or the first language is displayed.

ResultThe English language display shall be found.

UI_LA_VA_03 subclause 10.3.5 c26_1.1

PurposeEnsure that the terminal chooses the language with the highest preference from the card, which is available in theterminal.

Preconditions- A list of available languages for the terminal, with their priorities is available.

- IC cards with different language preferences existing in the terminal.

- IC cards with language preferences, where only the second or third preference is supported.

TestInsert the IC cards and check the displayed language.

ResultThe displayed language shall always be the language with the highest preference supported in the terminal.

UI_LA_VA_04 subclause 10.3.5 c26_1.2

PurposeEnsure that the terminal chooses the language with the highest preference, if it can not comply with the preferences ofthe card.

Preconditions- A list of available languages for the terminal, with their priorities is available.

- IC card with language preferences not existing in the terminal.

TestInsert the IC cards and check the displayed language.

ResultThe displayed language shall be the language with the highest preference in the terminal.

TS 101 204-2 V1.1.1 (1997-07)28

UI_LA_VA_05 subclause 10.3.5 c26_2

PurposeEnsure that the user can change the languages at the beginning of a card session.

Preconditions- Any supported IC card is available.

TestInsert the IC card to start the card session and try to select other languages.

ResultIt shall be possible to select other languages.

6.2.4.2 Messages

UI_MS_VA_01 subclause 10.2 c19_1

PurposeEnsure that the message "Insert your card" is supported.

Preconditions- The procedure needed to display that message is known.

- The necessary cards are available.

TestPerform that procedure.

ResultCheck the display, the terminal shall show an equivalent to the above message.


PurposeEnsure that the message "Remove your card" is supported.





TS 101 204-2 V1.1.1 (1997-07)29


PurposeEnsure that the message "Card refused" is supported.






PurposeEnsure that the message "Re-Insert your card" is supported.





UI_MS_VA_05 subclause 10.2 c19_5, c5_1

PurposeEnsure that the message "Enter your Card Holder Verification number" is supported.





TS 101 204-2 V1.1.1 (1997-07)30


PurposeEnsure that the message "Wrong Card Holder Verification number" is supported.






PurposeEnsure that the message "Enter your old Card Holder Verification number" is supported.






PurposeEnsure that the message "Re-enter Card Holder Verification number" is supported.





TS 101 204-2 V1.1.1 (1997-07)31


PurposeEnsure that the message "Service locked" is supported.






PurposeEnsure that the message "Service not available" is supported.






PurposeEnsure that the message "Terminal out of service" is supported.





TS 101 204-2 V1.1.1 (1997-07)32


PurposeEnsure that the user is able to suppress the display of user related data.

Preconditions- The procedure needed to reveal user related data (phone number, purse value etc.) is known.


- The procedure to suppress the display of user related data is known.

TestUse the terminal in a way that it will reveal user related data. Try to suppress the display of this data.

ResultIt shall be possible to suppress the display of the user related data.

6.2.4.3 Error display

UI_ED_VA_01 subclause 9 c17_1

PurposeEnsure that the error recovery procedure at the transport level is according to EN 27816-3 [3] andEN 27816-3 (1992), Amendment 1[4].

Preconditions- A card simulator able to insert communication errors on transport level is available.

TestInsert all kind of errors (wrong length, wrong header for T = 1, wrong checksum, parity errors T = 1, T = 0) ontransport level. These errors shall be inserted during various stages of communication (at the start of thecommunication, during command reception, while sending the response and in chaining mode).

ResultThe terminal shall react as required by the standard.

TS 101 204-2 V1.1.1 (1997-07)33

UI_ED_VA_02 clause 9 c17_2.1

PurposeEnsure that the unrecoverable error "Card malfunction, contact application provider" is displayed to the user.





UI_ED_VA_03 clause 9 c17_2.1.1

PurposeEnsure that the unrecoverable error "Card blocked, contact application provider" is displayed to the user.





UI_ED_VA_04 clause 9 c17_2.1.2

PurposeEnsure that the unrecoverable error "Wrong Card Holder Verification (CHV)" is displayed to the user.





TS 101 204-2 V1.1.1 (1997-07)34

6.2.4.4 Card change

UI_CC_VA_01 subclause 4.3 c4_1

PurposeEnsure that the method of inserting the card is with the short side first, where the contacts are located.

Preconditions- A supported IC card is available.

TestInsert the IC card with the short side first, where the contacts are located.

ResultThe terminal shall operate normally.

UI_CC_VA_02 subclause 4.3 c4_3.1

PurposeEnsure that there is a clear and unambiguous indication given, how to insert the card.

Preconditions- An IC card is available.

TestAsk 10 people not experienced with this terminal, how they would insert the card.

ResultAt least 9 people shall give the right answer.


PurposeEnsure that the card is always accessible to the user.


TestStart card sessions and try to remove the card by pulling it or any other defined mechanism in various stages orconditions (e.g. before the call, during the call, after hanging up, during write process and during power failure).

ResultIt shall always be possible to get the card.

TS 101 204-2 V1.1.1 (1997-07)35


PurposeEnsure that removal of the card at any time does not leave the applications in the terminal in an invalid or unknownlogical state.


TestStart card sessions and try to remove the card in various stages (e.g. before the call, during the call, after hangingup and during write process). After removal of the card try to start a new card session.

ResultThe terminal shall operate normally on the newly inserted card.

UI_CC_VA_05 subclause 10.3.1 c21_1

PurposeEnsure that the terminal erases all IC card related data, except for relevant transaction data, when the IC card isremoved.

Preconditions- Detailed documentation is available.

TestCheck the documentation to see which data are stored.

ResultThe check shall show that no IC card related data are stored, besides relevant transaction data.

UI_CC_VA_06 subclause 10.3.2 c22_1

PurposeEnsure that the user can abort the current operation, the card is rejected and the terminal returns to idle state.

Preconditions- The possibilities to abort the current operation are known (removal of the card, pressing special buttons, hang-up,

short hang-up, etc.).

- A supported IC card is available.

TestStart card sessions and try to abort the session in various stages (e.g. before the call, during the call, after hangingup, during pin check and during write process).

ResultThe terminal shall reject the card and the terminal shall return to idle state.

TS 101 204-2 V1.1.1 (1997-07)36

6.2.4.5 Card Holder Verification (CHV) module

UI_CM_VA_01 subclause 4.5 c5_1, c5_2

PurposeEnsure that the CHV module allows to enter the CHV number and/or biometric information to proof the identity.

Preconditions- An IC card requiring a CHV number is available.

TestInsert that IC card and wait for the request to enter the CHV number or the biometric information.

ResultAfter entering the requested data the terminal shall operate normally.

UI_CM_VA_02 subclause 4.5 c24_5.1

PurposeEnsure that the CHV data is coded in accordance with ITU Recommendation T.50 [13] or ISO/IEC 646 [12].

Preconditions- A card probe with a simulator connected to it is available.

TestInsert the probe and request the CHV entry from the simulator.

Enter the CHV and check the transmitted format on the simulator.

ResultThe format of the transmitted CHV shall comply with ITU Recommendation T.50 [13] or ISO/IEC 646 [12].

UI_CM_VA_03 subclause 4.5, 10.3.3 c5_1.3, c24_5.1

PurposeEnsure that CHV entry can not be observed easily.

Preconditions- A terminal is mounted as required.

- An IC card requiring a CHV number is available.

TestPosition people, standing and sitting, within the vicinity (a radius of 1 m ) of the keypad.Enter CHV number normally, both standing and sitting, without special protection.

ResultNone of the people shall be able to tell the entered number, not even two digits.

TS 101 204-2 V1.1.1 (1997-07)37

UI_CM_VA_04 subclause 4.5 c5_1.3

PurposeEnsure that the plain text CHV does not leave the terminal except when it is presented to the card.

Preconditions- An appropriate observation device (protocol analyser, oscilloscope, simulator, management system) is attached to

each interface of the terminal.

- An IC card requiring a CHV number is available.

TestStart recording on all devices and enter the CHV number.

ResultNo device shall show information, which can disclose the CHV besides the one being attached to the cardinterface.

UI_CM_VA_05 subclause 10.3.3 c23_2

PurposeEnsure that the number of characters entered is visualized.


TestInsert the card and enter the CHV number when requested and check the display.

ResultThe display shall show an indication (e.g. "* " for each entered digit).


PurposeEnsure that the CHV entered is not disclosed by displaying it.


TestInsert the card and enter the CHV number when requested and check the display.

ResultThe display shall not show the entered digits, nor any other indication that can reveal the CHV number.

TS 101 204-2 V1.1.1 (1997-07)38


PurposeEnsure that the CHV entered is not disclosed by an audible feedback.


TestInsert the card and enter the CHV number when requested and check the audio messages.

ResultThe available audio messages (sound, voice, keyboards clicks) shall not reveal the CHV numbers.


PurposeEnsure that an end-of-CHV character can be entered.

Preconditions- An IC card requiring a CHV number shorter than 8 digits is available.

TestInsert the card and enter the CHV number followed by an end-of-CHV character (e.g. "#").

ResultIt shall be possible to stop the CHV entry using the end-of-CHV character.

UI_CM_VA_09 subclause 10.3.3 c24_1, c24_2, c24_3

PurposeEnsure that the CHV is presented to the IC card as 8 byte string, left aligned and padded with binary 1.


- A CHV shorter than 8 digits will be requested.



ResultThe transmitted CHV shall be left aligned and padded with binary 1.

TS 101 204-2 V1.1.1 (1997-07)39

UI_CM_VA_10 subclause 10.3.3 c24_4.1

PurposeEnsure that the CHV is enciphered when padded with binary 1.


- A CHV shorter than 8 digits will be requested.

- The CHV is requested to be enciphered.



ResultAfter deciphering the transmitted CHV shall be left aligned and padded with binary 1.


PurposeEnsure that the CHV is BCD coded for applications requiring a longer CHV.


- A CHV longer than 8 digits will be requested.



ResultThe transmitted CHV shall be BCD coded, left aligned and padded with binary 1.

TS 101 204-2 V1.1.1 (1997-07)40

UI_CM_VA_12 subclause 10.3.4 c25_1.1, c25_1.2, c25_1.3, c25_1.4

PurposeEnsure that the CHV-change in the card is only activated, if the old CHV and two matching new CHVs have beenentered.


TestInsert the probe and initiate a CHV change.

Enter the CHVs as requested.

ResultThe CHV change command shall be activated after the second entry of the new CHV.


PurposeEnsure that an abortion of the CHV is notified, for example when entering a wrong second new CHV.

Preconditions- An IC card requiring a CHV entry is available.

TestInitiate the CHV entry, but disturb it by entering a wrong second new CHV.

ResultA notification shall be given and the CHV shall remain the same.

6.2.4.6 Application selection

UI_AS_VA_01 subclause 10.3.6 c27_1.1

PurposeEnsure that an application is automatically selected in a mono-application terminal.


TestInsert the IC card.

ResultThe supported application shall start.

TS 101 204-2 V1.1.1 (1997-07)41

UI_AS_VA_02 subclause 10.3.6 c27_2.1, c27_3

PurposeEnsure that only the applications present and valid in both, the card and the terminal, are displayed as verbal description.

Preconditions- A description of all supported applications in the terminal is available.

- Different IC cards with different set of applications is available.

- Different IC cards, with from the terminal supported applications where some of them are invalidated, areavailable.

TestInsert the IC cards and compare the list of displayed applications and the list of available applications, in both theterminal and the IC card.

ResultBoth lists, displayed and the combination of supported applications of card and terminal, shall match.

UI_AS_VA_03 subclause 10.3.6 c27_2.2, c27_3

PurposeEnsure that all applications present in both, the card and the terminal, are displayed as verbal description.

Preconditions- A description of all supported applications in the terminal is available.

- Different IC cards with different set of applications are available.

- Different IC cards, with by the terminal supported applications where some of them are invalidated, are available.

TestInsert the IC cards and compare the list of displayed applications and the list of available applications, in both theterminal and the IC card.

ResultBoth lists, displayed and the combination of supported applications of card or terminal, shall match.

TS 101 204-2 V1.1.1 (1997-07)42

UI_AS_VA_04 subclause 10.3.6 c27_4

PurposeEnsure that the card expiry date is checked against the real time clock in the terminal.

Preconditions- Supported IC cards with different expiry dates are available (long term expired, shortly expired, year > 2000 and

valid).

TestInsert all of the IC cards and check the reaction of the terminal.

ResultAll expired IC cards shall be rejected.

6.2.4.7 Audio messages

UI_AM_VA_01 subclause 10.4 c28_1

PurposeEnsure that audio messages are used for user guidance.

Preconditions- Cards with all supported applications are available.

TestGo through all allowed scenarios with these cards (debiting, loading, CHV change, etc.) and listen for the audiomessages (voice, sound, key clicks, etc.).

ResultThe user shall be able to use the available sounds for guidance (not confusion).

UI_AM_VA_02 subclause 10.4 c28_1.1

PurposeEnsure that the user gets an audio message to remind him to remove his card.


TestInsert the IC card, start a card session and abort it, but leave the card in the terminal. Listen for the availableaudio messages.

ResultAfter a while the terminal shall remind the user to remove his card.

TS 101 204-2 V1.1.1 (1997-07)43

Annex A (informative):Bibliography

- EN 27811 (1989): "Identification cards - Recording Technique".

- ISO/IEC 7816-4 (1995): "Information technology - Identification cards - Integrated circuit(s) cards with contacts- Part 4: Inter industry commands for interchange".

- prEN 726-7 (May 1995) : "Identification card systems - Telecommunications integrated circuit(s) cards andterminals - Part 7: Security module". Revisions as defined in TS 101 200-7 have been taken into account.

- ISO/IEC 10202 : "Financial Transaction cards: Security Architecture of financial transaction systems usingIntegrated Circuit Cards - Part 4: Secure Application Module".

- ENV 1292 (April 1995): "Identification cards - Integrated circuit(s) cards and interface devices - Additional testmethods".

- GSM 11.10-1 (August 1996): "Digital cellular telecommunication system(Phase 2); Mobile Station (MS)conformance specification; Part 1: Conformance Specification".

- ENV 1375-1 (1994), "Identification card systems - Intersector integrated circuit(s) card additional formats; Part 1ID-000 card size and physical characteristics".

- ENV 1375-2 (1994), "Identification card systems - Intersector integrated circuit(s) card additional formats; Part 1ID-00 card size and physical characteristics".

TS 101 204-2 V1.1.1 (1997-07)44

History

Document history

V1.1.1 July 1997 Publication

ISBN 2-7437-1526-XDépôt légal : Juillet 1997

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