Summary prosecutions of companies & directors

© AUSTRALIAN SECURITIES & INVESTMENTS COMMISSION

Summary prosecutions of companies & directors

List last updated 14 February 2005

Summary prosecutions: Why & who

Since 1 July 2002 we have increased the number of prosecutions of people and companies for a variety of alleged breaches of the Corporations Act. Our reasons for doing this include:

• improving the quality of information available to the public, shareholders and members or officers of Australian companies

• assisting external administrators to address ongoing misconduct by company officers

• discouraging the misuse of ASIC's public database and

• preventing disqualified directors from managing companies.

For example, we are prosecuting:

• people who are alleged to have continued to act as an officer of a company after a liquidator is appointed

• company officers who allegedly failed to assist insolvency practitioners to administer a failed company by not providing a report as to the affairs of the company, company books and records and assistance when requested

• company officers themselves and their companies for allegedly failing to update ASIC registers with the addresses of their companies and company officers

SUMMARY PROSECUTIONS LIST OF PEOPLE AND COMPANIES PROSECUTED SINCE 1 JULY 2002

© AUSTRALIAN SECURITIES & INVESTMENTS COMMISSION 2

• people who are alleged to have used company titles when no such company was registered by ASIC.

For more information about these prosecutions see ASIC Media Release 02/421, released 21 November 2002 which is available on the ASIC website at www.asic.gov.au/mr.



Contents 1 Offences relating to failure by company officers to assist insolvency practitioners............................................ 4

a) former director failed to provide report as to the affairs of the company (s475) and books and records of the company to liquidator (s530A) ............................................ 4 b) Former director failed to provide report as to the affairs of the company to liquidator (s475)..................................... 22 c) Former director failed to provide books and records of company to liquidator (s530A) ............................................ 28 d) Former director failed to provide report as to the affairs of the company (s475) and books and records of the company to liquidator (s530A). A person must not retain books and records (530B) * ................................................ 31 e) Former director continued to act as a company officer following the appointment of liquidator (s471A)................... 31 f) Former director failed to provide report as to affairs of the company to controller (s429)......................................... 31 g) Former director failed to provide books and records to administrator (s438B).......................................................... 32 h) Failure to submit books and records to administrator (s438C) *............................................................................. 32

2 Offence relating to unregistered entity purporting to be a company (s156) .................................................................. 33 3 Offences relating to failure to update ASIC's registers with company and director address details (s142, s146, s188 and s205B) .................................................................... 35 4 Registered body must have registered office in jurisdiction (s601CT)............................................................. 45 5 Registered body's name etc must be displayed at office and place of business (s601CW) ............................... 45 6 Notification of company being "subject to deed of company arrangement" on public documents (s450E(2)) . 46 7 Contravention of order obtained by ASIC under s1274(13)................................................................................ 46 8 Minimum number of directors (s201A) ............................ 46 9 Submitting a document to ASIC containing false or misleading statements (s1308(2)) ........................................ 47 10 Company failed to allow members access to register . 48 11 Disqualified person not to manage corporation (206A) 49 12 Continuing failure to submit RATA (1314) .................... 50 13 Obtaining credit whilst a bankrupt (Bankruptcy Act) ... 52 14 Offences by Officers of Certain Companies – Liability for non-disclosures (S590) ................................................... 53 15 Failure to Lodge with ASIC Material to be put to Members ................................................................................ 53 16 Officers to Report to Controller About Corporations Affairs (429) ........................................................................... 53 17 Public Company Must Hold An AGM (250N) ................. 54



Names added to list on 13 December 2004

1 Offences relating to failure by company officers to assist insolvency practitioners

a) former director failed to provide report as to the affairs of the company (s475) and books and records of the company to liquidator (s530A) Name State Fines Costs

VOURANIS, John* VIC $600 $388

ABDELSHAHID, Michael VIC $100 $326

ABDRES, Fernando NSW $1,900 $422

AHMAD, Siraj NSW $1,350 $422

ALAM, Joseph NSW $1,750 $426

ALEXANDER, Anne Elizabeth VIC $250 $392.20

ALI, Robert NSW $3,000 $161

ALICK, Christopher Paul QLD $2,500 $464

ALLEN, Donald William QLD $1,000 $313.20

AN, Mee Soon NSW $1,200 $418

ANDREWS, Paul WA $550 $344.20

ANSTEE, Barry Francis NSW $2,700 $426

ANTAL, Gabriel NSW $800 $209

ANTAL, Gabriel NSW $800 $209

ARENA, Paul Anthony NSW $700 $418

ARKELL, David John NSW $450 $418

ARKELL, Eunice Maureen NSW $450 $118

ARKELL, Peter Raymond NSW $450 $118

ARRONIS, John SA $1500 $290.20

ASANTE, Anna Marie* NSW $1750 $426

ATSIKBASIS, Maria SA $750 $146.20

ASTILL, Shane NSW $100 $418



Name State Fines Costs

ATISHMA, Devi Kumar NSW $300 $259

AULT, Gordon* QLD $1,000 $313.20

BAGGIO, Robert NSW $3,000 $422

BAGHAT, Andira NSW $1,200 $268

BAISARRI, Badoui NSW $8,500 $677

BAKOVIC, Maria Ann NSW $3,200 $422

BALL, Robert Clive * SA $1,000 $339.25

BANFIELD, Kenneth Robert NSW $800 $422

BASARANLAR, Kemal NSW $400 $422

BATTEN, Norman NSW $1,750 $422

BAULCH, Anthony William QLD $2,500 $313.20

BEACHAM, David Arthur VIC $2,000 $426.50

BEALE, Jason Dallas NSW $1,350 $422

BENNETT, John Douglas NSW $900 $268

BERARDI, Nunzio NSW $2500 $422

BETROS, Frank Joseph QLD $2000 $314

BICKERS, Harry * NSW $1,350 $426

BLASONATO, Edith Sarah NSW $1,350 $422

BLASONATO, Salvatore NSW $1,350 $422

BLUNDELL, John NSW $1,750 $422

BORODIN, James NSW $800 $418

BOUCHER, Paul George WA $1,700 $351.20

BOURKE, Gary Owen NSW $1,200 $268

BOUSTANY, Yara NSW $650 $318

BRADDOCK, Robin Peter NSW $1350 $422

BRCKOVA, Makedonka* VIC $300 $388

BREHANY, Julie Maree * VIC 1yr Good Behaviour

Bond

$248.90

BREHANY, Michael Robert * VIC 1yr Good Behaviour

$248.90




Bond

BRIDGEMAN, Leon Robert QLD $2,300 $564

BROWN, Anthony Ronald VIC $850 $355

BROWN, Craig Murrray NSW $1,150 $422

BROWN, David Alistair * QLD $2,950 $313.20

BROWN, Troy Andrew NSW $650 $318

BUDRYS, Harold Christopher NSW $1,200 $418

BURGE, Rodney Gordon NSW $1,350 $318

BUTCHER, Elaine Louise VIC $1,500

BYRNE, Clifford John QLD $2,300 $564

CALLEJA, John NSW $1,550 $422

CALLUS, Giovanna* NSW $1,400 $426

CAMIOLO, Emanuele* VIC $8000 $600

CAMMARATA, Leonardo * VIC 1yr Good Behaviour

Bond

$413.76

CANNON, John Thomas * NSW $200 $276

CANNON, Noelene John * NSW $200 $276

CAO, Hang Thi NSW $1350 $318

CARNEVALE, Robert Vince NSW $900 $422

CARTMILL, Brett Bloomfield* QLD $2,850 $313.20

CASH, Jennifer Mary * VIC $1,200 $428.50

CASSANITI, Sam Peter NSW $1,350 $422

CASTELLANO, Rosa NSW $3,000 $211

CASTELLETTO, Andrew QLD $2,500 $313.20

CAUCHI Michelle Anne NSW $450 $268

CHA, Heung-Ju* NSW $1,750 $426

CHAN, Bill SA $800 $146.20

CHAU, David Hai NSW $300 $422

CHEIHK, Gearge NSW $1350 $318

CHERNABAEFF, William Sam NSW $2,300 $418




CHERNABAEFF, William Sam SA $2,500 $273.20

CHETTY, Yog Nadan QLD $2,700 $313.20

CHOI, Mee Sook VIC $1,500 $428.50

CLARK, Russell Shaw VIC $1,500 $355

CLOUGH, Lee Andrew NSW $1,350 $422

COBURN, Brett Cornell VIC $5,500 $424.65

CONSTANTINIDIS, Achilles NSW $8,630 $854

COOK, Jason John NSW $1350 $318

COSTELLO, Roger Michael WA $2,500 $351.20

COWLISHAW, Michael Thomas NSW $1100 $422

CRAGGS, Phillip Bruce NSW $550 $422

CRAIG, Leslie Huddleston * NSW $2,200 $426

CRAMB, Richard Andrew NSW $1,750 $426

CRAWFORD, Robin Laurie WA $500 $794.20

CRINITI, Rita NSW $1300 $422

CRINO, Anthony John NSW $3,200 $422

CRINO, Michele Shae NSW $1,350 $422

CRISTIANO, John NSW $1,150 $422

CROWE, Peter Mark NSW $900 $422

CRUZ, Juan Carlos VIC $900 $413.40

CURRAN, Sarah Grace VIC $1,600 $439.50

DALY, Anthony John QLD $2,500 $313.20

DAVIES, John NSW $1,750 $422

DE FREITAS, Luis Miguel NSW $1,000 $422

DE GABRIEL, Darren Paul NSW $1,750 $422

DE LA HUNTY, Phillip Lawrence NSW $800 GB $161

DEAN, Michael John NSW $1,400 $426

DELLIFIORI, Alfonso * QLD $1,500 $313.20

DEEMAIN, John NSW $1,000 $422

DEKMETZIAN, Michael VIC $550 $436.70




DENT, Kevin NSW $400 $422

DERMANIS, Kathy NSW $1,350 $318

DESANCTIS, Domenico SA $950 $273.20

DEW, Christopher VIC $150 $518.15

DI MAGGIO, Matthew NSW $1,900 $422

DI-NATALE, Feliciano NSW $1,400 $426

DISTON, Harry NSW $1,200 $418

DISTON, Harry NSW $900 $322

DOUGLASS, David NSW $1,400 $426

DOUGLASS, Robert William NSW $1,350 $422

DRYDEN, Alexander Barclay SA $950 $273.20

DRYDEN, Anne Marie SA $950 $273.20

DUKE, Brett Gregory VIC $1,500 $483.50

DUNHAM, Christopher Grant NT $1400 NIL

DWYER, Mark James NSW $3,000 $422

DYER, Graeme Robert NSW $1,000 $422

EADE, Albert Johnson NSW $600 $422

EADE, Brian Keith NSW $1,350 $422

EADE, Ella Annette NSW $600 $422

EASTON, Graeme Neville NSW $800 $418

EASTON, Lynette Alison NSW $1,000 $418

EDWARD, James Joseph QLD $2,000 $62.20

EHRLICH, Joy Lucille NSW $1350 $159

EHRLICH, Kenneth Richard NSW $1350 $318

ELKURDI, Bilal * QLD $2550 $313.20

ELLIOT, Mark John NSW $1350 $422

ELLIOT, Mark John NSW $1350 $422

ELLIOT, Scott William NSW $1,350 $422

ELLIS, Christopher John NSW $800 $422

ELLIS, Paul Thomas * NSW $2,300 $426




EUEN, Michael David QLD $2,500 $414

EVANS, Alan Charles WA $1650 $832.10

EVANS, Justin NSW $1,350 $422

EVANS, Robin Kay QLD $2,300 $564

EVANS, Shana Elizabeth WA $950 $238.40

FAEGHI, Abbas NSW $1,350 $422

FAKHOURY, John* NSW $1,000 $426

FALCONE, Silvio Angelo QLD $2,500 $314

FARQUHARSON, Scott Bruce NSW $1,200 $418

FATROUNI, Bilal* NSW $1750 $426

FEICHTINGER, Thomas NSW $1,050 $322

FERRO, Domenic VIC $600 $543.78

FINSCHI, Wayne Alexander VIC $1,000 $357

FIORELLI, Carlo NSW $2,300 118

FITZPATRICK, Sean NSW $1,200 $418

FODOR, Julian NSW $1,150 $422

FORTELNEY, Andrew NSW $600 $262

FRANCIS, Amearodean VIC $5,500 $472.50

FRYER, Mark* VIC $900 $236

FRYER, Jane* VIC $700 $236

GAFA, Oti NSW $1,350 $422

GALLAHER, Ewing Glenn VIC $2,250 $497.36

GAMMANS, Marianne Gayle VIC $100

GAMMANS, Michael VIC $100

GARRICK, Jena Catherine* NSW $1350 $426

GEORGIJEVSKI, Dragan NSW $3,000 $422

GEORGOUDIS, Nicholas NSW $600 $450

GHRAICHE, Steven NSW $400 $422

GIANCOLA, Phillip QLD $2,300 $564

GIANNASCA, John Charles * NSW $2,200 $426




GIBSON, Wayne Ralph QLD $2,400 $63.20

GILLIES, Darrin Michael * NSW $2,200 $426

GOLDBOURT, Mark QLD $2,500 $414

GONG, Shulan NSW $3,000 $422

GONZALEZ, Alan NSW $1350 $422

GORDON, Robert Bruce NSW $1,250 $422

GORTON, Malcolm Lyndsay NSW $2,500 $426

GREEN, Neil Kenneth NSW $1,200 $418

GREEN, Paul Maitland SA 80 hrs CS Nil

GREEN, Paul Maitland SA 80 hrs CS Nil

GREENHILL, Tricia Adelle QLD $1,200 $313.20

GREGORY, Kenneth Albert $800 $422

GRGURIC, Ivan NSW $2,000 $422

GRGURIC, Ivan NSW $4,800 $422

GRIFFITHS, Sharon NSW $800 $209

GIMALDI, Jason NSW $1,350 $422

GROVE, Darren Paul NSW $1350 $422

GUILIANA, Stephen John NSW $3,000 $161

HADDAD, Gaby NSW $3,000 $422

HALL, Graham David VIC $1000 $355

HALL, Linda VIC $1000 $355

HANNA, Peter NSW $1,000 $418

HANNAN, Hap NSW $1,000 $268

HANNAY, John QLD $2,000 $312

HANSEN, Kevin Francis NSW $1350 $318

HANSEN, Susan Joy NSW $1350 $318

HARMER, Paul Brian NSW $800 $422

HARPER, Christopher John QLD $3,450 $313.20

HARRIS, Jason * NSW $800 $276

HARVEY, Anthony Wayne NSW $1,350 $318




HASSAN, Fouad NSW $1,350 $422

HATZIANTONIOU, Sotiris VIC $2,500 $459.74

HAZER, Halil* NSW $1300 $426

HERDMAN, Noelene Joy VIC $800 $409.03

HERDMAN, Tony Patrick VIC $800 $409.03

HETARAKA, Phillip Aspinell VIC $1,100 $414.95

HILTON, Peta Lesley NSW $1,350 $318

HILTON, Timothy Leon NSW $1,350 $318

HITAUA, James Bristo NSW $1,350 $422

HO, Thi Thanh NSW $1,250 $422

HOANG, Chi Hoa NSW $3,000 $161

HODDER, Maxwell Robert NSW $1,750 $422

HODGSON, David Edward NSW $1,350 $422

HODGSON, Jennifer Lara NSW $900 $422

HODGSON, Sandra Jane NSW $1,350 $422

HOSKINS, Malcolm Kenneth NSW $3,000 $161

HOSKINS, Michelle Theresa NSW $3,000 $161

HUANG, Yue NSW $1350 $422

HULL, Douglas Gordon NSW $400 $422

HULLY, Andrew Martyn * VIC 1yr Good behaviour

bond

$428.50

HUNT, Mitchell Patrick NSW $1,350 $422

HUNT, Patrick Joseph NSW $1,350 $422

HUNTINGFORD, Matthew VIC $800 NIL

HUTCHINSON, William Ian NSW $1,350 $422

HUYNH, Van Chi NSW $16,000 $368

ILIC, Dusko * QLD $2,95. $313.20

IMESON, Ronald George NSW $700 $272

INGRAM, Denelle Louise NSW $1,750 $422




IRWIN, Peter Robert NSW $600 $418

ISTANBOULI, George NSW $300 $259

IVANHOE, Anthony Stanley QLD $2,300 $564

IVANOVIC, David NSW $3,000 $161

JACKSON, Darren NSW $800 $422

JACOB, Youbert NSW $3,000 $422

JANSONS, Harry VIC $1,200 $413.30

JEFFREY, Anthony George NSW $300 $209

JENKINS, Reginald NSW $400 $218

JOHNSTON, Donald Neil VIC $850 $400.45

JOHNSTON, Mark Richard NSW $1500 $422

JOHNSTON, Sandra NSW $400 $422

JONES, Daniel NSW $1,350 $422

JONES, Gregory NSW $1,350 $422

JONES, Terrence William QLD $2,500 $464

JORDANOU, William VIC $1,100 $456.10

JUNG, Young Hee NSW $1,200 $418

KAHLER, Peter NSW $1,750 $422

KAIMUKO, Bonabert QLD $2,900 $313.20

KELLETT, Malcolm John VIC $1,000 $421.90

KENNEDY, Julie Dawn QLD $2,500 $414

KENNY, James Joseph NSW $300 $418

KENNY, William Joseph NSW $300 $418

KIM, Dong Yong NSW $300 $358

KIM, Sang Chul NSW $800 $216

KIM, Sang Yong NSW $1,200 $418

KIM, Sung Kyung NSW $800 $216

KLOPPER, Kim Lawrence VIC $1,500 $355

KNOCK, Timothy John SA $1,000 $273.20

KOC, Kazim NSW $3,200 $629




KOVAC, Steven* VIC $500 $423

KWON, Hyuk_Man NSW $1350 $272

LADKANI, Yehia* QLD $2,550 $313.20

LANG, Mary Jean NSW $1,250 $318

LANG, Mike Anton NSW $1,350 $422

LASSCOCK, Helen SA $1,000 $290.20

LASSCOCK, Helen* SA $700

LAWSON, John QLD $4,000 $562.50

LEE, Dae Hoon NSW $800 $422

LEE, Jang Han NSW $1,750 $422

LEKKAS, James * NSW $900 $276

LENAHAN, John Winston QLD $1,600 $313.20

LEONARDOS, Phillipa NSW $300 $259

LEOTA, Aho NSW $1750 $422

LETHAM, John Murdoch NSW $1,200 $422

LEUNG, Joseph NSW $600 $216

LEWIS, Riki Bradford NSW $3,000 $161

LI, Annie Fang SA $1,000 $273.20

LINCOLN, David Allen NSW $900 $418

LINCOLN, Fay VIC $550 $465.10

LINTMEIJER, John NSW $2,050 $426

LINTMEIJER, Pieter NSW $1,750 $426

LOGAN, Trevor John NSW $2,000 $422

LOWING, Evan George VIC $900 $436.20

LUIS, Graciette * NSW $350 $426

LUIS, Manuel * NSW $350 $426

LY, Sem SA $1,000 $273.20

LYONS, Patrick Joseph WA $1,500 $88.40

MACARONI, Angelo VIC $1200 $560.15

MACEROLA, Vincenzo NSW $3,000 $422




MACLEOD, Carl William NSW $2,000 $272

MAIVA, Maurice NSW $600 $418

MAKSOMOV, Robert John NSW $1,200 $268

MALAS, Raed NSW $600 $358

MANSFIELD, Wayne Robert VIC $1,000

MARTA, John NSW $1,000 $422

MARTA, Robert NSW $1,000 $422

MARSHALL, Guy Gary QLD $2,800 $313.20

MARTIN, Norman Geoffrey NSW $200 $418

MARTINO, Michael Shaun WA $1,500 $344.20

MASON, Ian Sherwood NSW $1,500 $211

MASON, Stephen Anthony NSW $900 $422

MASRE, Dany NSW $800 GB $161

MASROUA, Rodney NSW $1350 $422

MATHER, Glenda Mary SA $1,000 $273.20

MATTIUSSI, Garry John NSW $2,400 $118

MAY, Ian Martin NSW $1,800 $840

MAY, Jason VIC $1,600 $380.55

MAY, Roger VIC $1,600 $397.10

MCALLISTER, Paul Jason QLD $2,500 $414

MCBRIDE, Alan NSW $1,350 $422

MCCABE, Rosemary NSW $1,050 $322

MCCARTHY, Warren Brian NSW $1,350 $422

MCDERMOT, Robert Arthur VIC $500 $407

MCDERMOT, Robert Arthur VIC $6,500 $383.24

MCDONALD, Ian * NSW $1,500 $426

MCDONALD, James * VIC $1,250 $408.92

MCGEECHAN, Robert William NSW $900 $422

MCIVOR, Glen James QLD $2,300 $564

MCIVOR, Susanne Robyn QLD $2,300 $564




MCMANUS, Luke QLD $2,300 $464

MCNALLY, Evan NSW $1,350 $318

MCNEILL, Paul Gregory NSW $1,350 $422

MELAS, Michal NSW $1,350 $422

MELHAM, Bilal Mahmoud Bou NSW $8,500 $677

MENZIES, Pamela Christine NSW $600 $422

MENZIES, Peter NSW $1,350 $422

MENZIES, Peter NSW $600 $422

MERIT, David Carson NSW $1,350 $322

MESEHA, Ramy VIC $100 $276

MICALI, John * VIC 1yr Good Behaviour

Bond

$450.50

MILLS, Mathew NSW $1,350 $422

MILOSAVLJEVIC, Zoran NSW $1,350 $422

MIRTSIOS, Harry NSW $650 $430.10

MOGHADAM, Alireza NSW $5,200 $736

MOHAMMAD, Ahmad Rana NSW $1,750 $422

MOHAMMAD, Tariq Rana NSW $1,750 $422

MOLLOY, John Malachy NSW $1,100 $318

MOLLOY, Stephen John NSW $1,100 $422

MONK, Anthony Richard NSW $1,700 $422

MOORE, Raymond Jeffrey QLD $1,200 $312

MORGAN, Garry NSW $2,000 $272

MOTT, James Albert NSW $1200 $418

MUSTAFA, Nafi NSW $1,250 $422

NAIUN, Peruc NSW $1000 $422

NASSIF, Souad NSW $1,350 $422

NASUTI, Mario WA $850 $344.20

NAWAJH, Rakesh NSW $300 $259




NEGHABIAN, Amir Hossein * NSW $900 $276

NETTING, John Ashley NSW $1,400 $426

NG, Eddie Kin QLD $1,500 $314

NG, Fong Chung QLD $1,500 $314

NGUYEN, John Minh NSW $400 $422

NGUYEN, Tuan-Nha NSW $1350 $318

NHAM, Vi Cuong VIC $500 $355

NICHOLAS, Louis NSW $1,450 $577

NICHOLAS, Simone NSW $1,450 $477

NIELSEN,-BROWN, Sean Vincent QLD $3,420 $313.20

NIGRO, Carmela * NSW $1,000 $426

NIGRO, Nicodemo * NSW $1,000 $426

NORTON. Philip Anthony NSW $700 $422

O'CONNOR, John VIC $1,500 $444.34

O'BRYAN, Dewayne QLD $1,750 $313.20

O'DEA, Peter VIC $900 $470.85

OLIVER, David Noel QLD $3,000 $564

OMARA, John QLD $1750 $62.20

O'NEILL, Robert William NSW $1750 $422

OSBORNE, Robin Laurie WA $500 $794.20

PAINTER, Andrew John NSW $1,200 $268

PANAGIOTOU, Anthony VIC $650 $430.10

PAPADOPOULOS, Matthew NSW $1,000 $272

PAPADOPOULOS, Soffie NSW $1,000 $272

PARATHYRAS, Sam SA $1,000 $318.20

PASHOS, James VIC $1,300 $419.70

PASTRAS, Nicola SA $1,000 $318.20

PATTERSON, Donnie Stan NSW $1350 $422

PAVELA, Cynthia Lucy NSW $800 $418

PAVELA, Ivan Michael NSW $800 $418




PEARCE, Malcom Alec NSW $800 $422

PEGAN, Vincent Martin VIC $750 $458.75

PELLEGRINI, Claudio NSW $300 $259

PEPERE, John NSW $1,150 $422

PEPRE, Steven NSW $1,350 $422

PERESE, Roy Mac NSW $1350 $318

PETROU, Jordan VIC $500 $536.84

PERTICE, Deborah NSW $1,400 $426

PETKOVIC, Zoran * NSW $1,400 $426

PETSELIS, George Byron NSW $2,500 $422

PEVY, Julie Anne NSW $1,350 $422

PICCOLO, Domenic* VIC $1,400 $457.10

PIHAS, Bill NSW $1,750 $422

PILCHER, Steven John NSW $1,350 $422

PINDER, Benjamin John NSW $1,350 $422

PODESTA, Louise Seana NSW $800 $422

POLLOCK, Frances Iva WA $750 $888.40

POWELL, Francis James QLD $2,300 $414

PLEASH, Glen Anthony NSW $1,350 $422

PRETZLER, Heinrich NSW $2,100 $626

PRETZLER, Kerrie NSW $2,100 $626

PULJAK, Peter VIC $750 $473.60

PUTLAND, Mark James NSW $1,750 $426

RAPTIS, Con NSW $1,000 $272

RICHARDS, William Reginald NSW $1,400 $426

RICHARDSON, Dennis QLD $2,300 $313.20

RICHIE, Ian M VIC $500 $456.50

RIDGEWAY, Dominick NSW $300 $418

RISK, John George QLD $1800 $464

ROBERTS, David Ian NSW $1500 $422




ROBINSON, Cheryl Doreen NSW $3,000 $161

ROBINSON, Matthew Karl NSW $2,250 $426

ROBSON, Heather QLD $1000 $314

ROBSON, Stephen QLD $1000 $314

RODDEN, William* QLD $900 $313.20

ROSE, Lesley Graham VIC $700 $405.40

ROSS, Sonya Elizabeth NSW $1,750 $422

ROSS-LAWRENCE, David NSW $800 $422

ROSTIROLLA, Eddy QLD $2,500 $414

ROTH, Gabrielle NSW $400 $259

ROURKE, Travis NSW $1,750 $422

ROURKE, Travis Gordan NSW $1,750 $422

RUSSELL, Peter Jack NSW $1,750 $422

RUSSO, Marcello Giovanni NSW $3,000 $161

RYDER, Mark John NSW $1,350 $318

RYLAND, David Martin QLD $2,800 $624

SAAB, Majid NSW $450 $59

SAAB, Robert NSW $950 $318

SALVATO, Mim NSW $1,750 $426

SALVIANI, Guisseppe NSW $200 $59

SALVIANI, Maria NSW $200 $59

SARTEN, Russell NSW $1,350 $422

SCARLIS, John Theo NSW $1,800 $776

SCHENCK-JANES, David Marc NSW $1,650 $422

SCHMIDT, Alexander Horst NSW $1350 $422

SELIKAS, Theo NSW $1,350 $422

SELVAGGI, Anthony VIC $900 $434.50

SEYMOUR, Trevor John NSW $450 $268

SHA, Manvinder Singh NSW $800 $422

SHAHEEN, Hazem NSW $1350 $422




SHAHEEN, Hazem NSW $3,000 $422

SHAYESTEHFAR, David QLD $2,500 $313.20

SHEPHERD, Peter Noel QLD $1,000 $313.20

SHEPPARD, Paul NSW $200 $359

SHORT, Anna Maire NSW $1,200 $418

SHORT, Glen Edward NSW $1,200 $418

SHTERN, Roland QLD $2,500 $414

SIAUWIDJAJA, Eddy QLD $3,000 $563.20

SIMMONS, Peter NSW $1,000 $622

SKOULIDIS, Jim NSW $11,000 $627

SMIRNEOS, Peter * NSW $600 $276

SMITH, Robin NSW $450 $218

SOARES, Manuel NSW $1,200 $418

SOARES, Manuel NSW $1,200 $418

SOFKOVSKI, George NSW $1,200 $418

SPANOUDAKIS, Emmanuel NSW $1,700 $640

SPARK, Brett Daniel NSW $1,050 $422

SPILLY, Stephen NSW $600 $418

STANLEY, Mark Andrew* NSW $3,000 $426

STARK, Andrew James QLD $2,300 $564

STENING, Michael NSW $1,100 $318

STERGIOU, Anita Marian WA $1,000 $251.20

STEVEN, Neil NSW $1,750 $426

STEVENS, Paul Joseph NSW $600 $358

STEVER, Merril NSW $1,750 $426

STODDART, Ewan Alisdair QLD $2,900 $313.20

STOWERS, Ron Moni NSW $1,200 $422

STRANG, Robert William NSW $1,200 $422

STRONG, Stephen Peter NSW $1,750 $422

STROUD, Gavin John VIC $1,000 $456.65




SUH, Jake NSW $1,100 $318

SZYSZKA, Kevin John NSW $600 $422

TAFE, Gregory NSW $1,350 $422

TAHATOS, Con NSW $1,750 $422

TAI, David William NSW $3,000 $422

TAITO, Toatasi NSW $1,750 $422

TAN, Bing Im NSW $900 $422

TAO, Sun Yau NSW $1,000 $272

TAYLOR, Bruce NSW $1,400 $161

TE, Phui Cheng NSW $1,350 $318

TEAUPA, Dion VIC $1,000 $411.35

THEISSL, Carmela NSW $1,700 $422

THEOHARIS, Christos SA $1,000 $290.20

THOMPSON, John NSW $600 $418

THOMSON, David John QLD $3,250 $414

TIMBS, Patrick Joseph NSW $1,400 $422

TIMOTT, Ted Tauiwi NSW $600 $418

TOUMA, Daniel NSW $1,350 $322

TRAJKOVSKI, Helen* NSW $800 $426

TRAJKOVSKI, Paul* NSW $800 $426

TREVENNA, Sidney Robert NSW $200 $218

TRIGILIO, Frank * QLD $3,150 $313.20

TUCKWELL, David Burnett * NSW $1,500 $426

TUCKWELL, Lynette Ruth * NSW $1,250 $426

TURNBULL, Grant NSW $3,000 $161

TURNBULL, Raymond Steven QLD $2,500 $313.20

TURNER, Eileen Patricia QLD $1,000 $187

TURNER, Peter John QLD $1,000 $187

URATORIU, Luciano WA $4,000 $691.40

VAIENTE, Alberto QLD $500 $64




VAIENTE, Ernesto Antonio QLD $500 $64

VISIC, Slavko VIC $1,000 $355

VOIGT, Cheryl VIC $600 $400

VOIGT, Noel Kevin VIC $600 $400

VOURANIS, John* VIC $600 $388

WALKER, Craig Robert VIC $2,250 $464.80

WALKER, Michael James QLD $3,100 $464

WALTERS, Karlos NSW $1,400 $426

WANDEK, Francis James WA $1,000 $251.20

WANDEK, Teresa Louise WA $1,000 $251.20

WARD, William Noel NSW $1,750 $422

WARDELL, Brendyn Bryan NSW $1,350 $422

WATSON, Lee Chun NSW $800 $422

WICKHAM, Phillip Claude VIC $700 $424.10

WILKIE, Perry WA $2970 $544.20

WILKINSON, Lorraine Margaret VIC $600 $397.70

WILKINSON, Trevor John VIC $600 $397.70

WILLIAMS, Sean Scott* QLD $2550 $313.20

WILLIS, Raymond NSW $600 $358

WILSON, Mark VIC $1,250 $355

WODECKI, Paul John* NSW $1750 $426

WOODHILL, Jason NSW $1,750 $422

WRIGHT, David Wayne WA $3,500 $251.20

WRIGHT, Neil James NSW $1350 $422

WYNN, Tony NSW $400 $422

YOKUS, Ergon VIC $900 $408.90

YOUNG, Bradkey Wayne NSW $800 $422

YOUNG, Nicholas NSW $900 $422

YOUSEF, Atef NSW $900 $418

YUN, Esther NSW $1,200 $422




ZARIC, Zarko NSW $1,350 $422

ZIEMSKI, Rafal NSW $400 $422

ZISTI, Nicholas NSW $2,600 $626

ZIZIKAS, Harry NSW $1,000 $272

In SIX other matters the Court found the offence proven but did not convict the defendant.

NSWVICWASA

b) Former director failed to provide report as to the affairs of the company to liquidator (s475) Name State Fines Costs

ALISTER, Pearson NSW $350 $159

AMRON, Alex NSW $450 $359

ANDONOPOULOS, Bill NSW $1,500 $161

ANDREWARDAH, John Richard VIC $250 $458.10

AUGUST, Vernon NSW $1,050 $717

AUSTIN, Christopher John VIC $300 $414

BARBER, John NSW $750 $159

BEDNARZ, Daniel NSW $550 $159

BELCZOWSKI, Jurek NSW $750 $159

BELCZOWSKI, Justin NSW $750 $159

BELME, Maria Magdalen SA $500 $264

BERRY, John William NSW $500 $359

BETOULIS, John * VIC $700 $394

BLUMENTALS, David Mark NSW $1,000 $159

BOOG, Charles WA $500$1123.70

BUTTIGIEG, Steven VIC $1,000 $456.06

CALDERWOOD, David George NSW $400 $59

CAPPADONA, Gaetona NSW $550 $159




CARNEY, David James NSW $200 $159

CHAN, Clement Ka NSW $400 $159

CIUI, Daniel QLD $300 $314

CLAPHAM, Brendan Thomas NSW $250 $359

CLEARY, Michael Damien NSW $250 $359

CONWAY, Sam QLD $250 $62

DA SILVA, Richard Francis NSW $900 $59

DAGDANASAR, Rahmi NSW $550 $159

DARKO, Collins Awuakye NSW $250 $359

DAVIES, John NSW $550 $159

DE ANGELIS, Davide NSW $550 $159

DE ANGELIS, Rosa NSW $550 $159

DIMITRIOU, John VIC $500 $457

DONNELLY, Joanne NSW $200 $159

DONNELLY, Paul NSW $500 $159

DRENNAN, Andrew Robert QLD $300 $314

DUIN, Paul Emmerich NSW $750 $209

ELLIOT, Paul William * QLD $350 $313.20

EVANS, Trent Owen NSW $300 $59

EXADACTYLOS, George VIC $500 $518.90

FAKHOURY, John Zoa NSW $6,400 $808

FEDELE, Damico VIC GB $503.40

FELIPE, Carlos NSW $1,300 $161

FREEMAN, Larry Edward NSW Not fined $211

FRANCAIS, Bruce Hampton SA $10 $184

FRIEDRICHS, Detlef Herbert SA $1,000 $863.20

GAGE, Robert Melvyne NSW $200 $159

GIFFORD, Mark John NSW $750 $211

GRUNDY, Dean Brendan VIC $750 $432.50

HA, Ji Woo NSW $400 $209




HA, Myung Sook NSW $400 $209

HALLAK, Khaled NSW $1,350 $368

HAMID, Salsh* NSW $600 $426

HARTIGAN, Peter John NSW $700 $211

HILL, Peter NSW $1,000 $211

HOCKING, Alistair John VIC $300 $414

HOELSCHER, Stefan NSW $400 $59

HOLDER, John Harold NSW $300 $358

HOLLITT, Philip William QLD $150 $312.30

HOLST, Jeanette NSW $400 $209

HOLST, Warwick Michael NSW $400 $209

HUANG, Wen Jie NSW $1,500 $211

HUGHES, Richard Stephen VIC $1000 $378.94

HUGHES, Ronda Lynn VIC $1000 $378.94

HUTTON, Edward QLD $300 $314

JACOBS, Ian Galbraith NSW $400 $209

JEFFERY, Sandra Ann NSW $200 $159

JUMEAU, Patrick NSW $300 $359

KAIS, Sammy VIC $900 $534.30

KATSAKIS, George VIC $100 $431

KELLY, Julie Grace NSW $250 $359

KIM, Tae Whan NSW $350 $359

KOUTSOURAIS, Manuel* NSW $400 $213

LANGFORD, David NSW $350 $211

LEWIS, Brett Geoffrey QLD $600 $314

LEWKOWSKI, Gregory SA $500 $264

LIM, Woo Soo NSW $550 $159

LOVERIDGE, Daniel John NSW $250 $359

LUO, Jun NSW $550 $159

MADDEN, Alexander William NSW $400 $209




MARCHBANK, Neville William NSW $650 $211

MARKOVIC, John* NSW $400 $213

MARKOVIC, Momcilo* NSW $400 $213

MARSHALL, Elizabeth NSW $350 $159

MARSHALL, Stene Brian NSW $300 $358

MAYTOM, Janice Maria NSW $800 $211

MAYTOM, Terry Thomas NSW $800 $211

MCCOY, Keith James QLD $1,600 $313.20

MCGEE, Wayne John VIC $750 $398

MICARONI, Marisa SA $500 $264

MILAZZO, Vince NSW $450 $161

MITCHELL, Daniel John NSW $250 $359

MOORE, Marvin QLD $400 $313.20

MOTBEY, William Tony NSW $250 $359

MOUSSA, Nayef NSW $250 $359

MURPHY, Katherine Jane NSW $200 $61

MURPHY, Mark Anthony NSW $200 $61

MUSUMECI, Antonio NSW $400 $59

NGUYEN, Tristan VIC $500 $509.20

NIXON, Neil NSW $300 $358

NIXON, Vivien NSW $150 $359

NORRIS, Ian NSW $100 NIL

NYMAN, Judy Anne NSW $500 $359

OLDS, Kerry Ann SA $250 $158.20

ORCHARD, Elizabeth Margaret QLD $250 $312

PACIFICO, Romeo Tony SA $450 $273.20

PACIFICO, Romeo Tony SA $400 $273.20

PALMER, Charles QLD $250 $314

PANDOL, Angelo NSW $400 $59

PASHOS, James VIC $300 $379.61




PASTEGA, Bradley John NSW $250 $359

PASTRAS, Michael * VIC $500 $413.76

PATERSON, Jennifer Sharron VIC 1 Yr Good

Behaviour Bond

$424.10

PERAKIS, Constantine NSW $250 $359

PEROULIS, Chris* VIC $1500 $464

PERESA, Mario NSW $550 $159

PERESA, Milka NSW $550 $159

PHOUMEVONG, Andy NSW $550 $159

PIRRIE, Graham Crichton* WA $750 $251.20

PLEACE, Shaun Douglas NSW $400 $211

POHLE, Graham David NSW $400 $359

PRASAD, Ravendra QLD $500 $314

PRINCE, Sally NSW $550 $159

RANCE, Scott Phillip NSW $250 $359

READ, John Blythe SA $400 $317.20

REILLY, Raymond NT $700

RENIE, Michael George NSW $250 $359

REZKALLA, Nagy NSW $400 $211

RIGBY, Belen NSW $550 $159

RIGBY, Ernst John NSW $550 $159

ROMANES, Michael John NSW $550 $159

RUUT, Cindy Michelle TAS $800 NIL

RYAN, Neil Patrick QLD $300 $314

SADEGHI, Amir Ghodsi NSW $250 $359

SAMPSON, Trent Burton VIC $500 $407

SAVEKA, Constance Francis QLD $300 $314

SAVILLE, Jason NSW $1,000 $159

SAWYERS, Anthony NSW $600 $134




SEMOS, Amalia QLD $300 $312

SEMOS, Peter QLD $300 $312

SEPENTULEVSKI, Bill NSW $400 $209

SEPENTULEVSKI, Nada NSW $400 $209

SHILLIDAY, Ross SA $400 $NIL

SICA, Tatjana NSW $800 $422

SIKORA, Paul Kasey NSW $300 $59

SIMMONDS, Peter John QLD $600 $314

SMIRNEOS, Peter NSW $550 $159

SPENCER, Thomas Steven VIC $750 $432.50

STADDON Gregory John VIC $550 $432.85

STANCZAK, Martin NSW $800 $422

STAR, Anntoinette Victoria Devine SA $500 $264

STEWART, James Donald NSW $250 $359

SUI, Lin Law QLD $300 $312

SUK, Khong Kim NSW $800 $422

SULLIVAN, Randall NSW $750 $211

SUTTLE, David Charles NSW $400 $211

SWASCHUTO, Apinsak QLD $300 $313.20

TANG, Jie Ya NSW $500 $422

TANG, Phuoc Thai NSW $200 $159

TANG, Tien NSW $250 $359

TARLINGTON, David John NSW $200 $159

TAROJKOVIC, Marin NSW $800 $422

TELENTA, Stephen NSW $450 $159

THOMPSON, Alfred Fulton QLD $300 $494

TRILLIANOS, Jim NSW $550 $159

TRILLIANOS, Maria NSW $550 $159

TUNKS, Richard NSW $200 $251.20

ULRICH, Susan NSW $500 $211




ULRICH, Timothy Henk NSW $500 $211

VENEZIANO, John VIC $300 NIL

VODICKA, Franz NSW $200 $159

WACHTEL, Daniel QLD $300 $314

WATSON, Lee Chun NSW $800 $422

WATTS, Anthony Glenn NSW $700 $422

WENT, John NSW $350 $159

WILLIAMS, Frederick NSW $200 $159

WILLIAMS, Rhonda NSW $200 $159

WILSON, Colin John NSW $100 $359

WILSON, Denis John NSW $250 $359

WONG, Seng Guy QLD $250 $313.20

XU, Shuguang NSW $500 $209

XU, Shuguang NSW $1,500 $161

YUAN Xue Jun NSW $400 $209

YUEN, Kevin NSW $500 $209

YUEN, Kevin NSW $1,300 $161

ZAATINI, Waith NSW $1,000 $358

ZEGLINAS, Tom NSW $200 $159

ZISSIADIS, Athina NSW $3100 $293

In FIVE other matters the Court found the offences proven but did not convict the defendants.

NSW

c) Former director failed to provide books and records of company to liquidator (s530A) Name State Fines Costs

ABAD, Jeffrey NSW $800 $211

ALEKSOVSKI, Tomislav VIC $500 $402.10

ANTONIAZZO, Gino NSW $2,000 $211

BEEVER, Stephen NSW $1,500 $211




BHUTTA, Afzal NSW $75 $211

BRADSHAW, Robert Charles NSW $800 $358

CALLAGHAN, Alan Robert VIC Good Behaviour

Bond

$360.20

CALLAGHAN, Margaret Jean VIC Good Behaviour

Bond

$360.20

COVENTRY, Alison NSW $75 $211

COVENTRY, Gary Robert NSW $75 $211

CRANE, Christopher William NSW $800 $211

DIAO, Guan Qiu NSW $1,050 $368

DUNN, Laurence William NSW $150 $211

EVANS, Brian ACT $500 $152

FACEY, Gary James QLD $2,000 $313.20

GLAZNER, Gary VIC $400 $408.90

HAMILTON, Malcolm Garth QLD $2,500 $313.20

HARAWIRA, Te Rikihana NSW GB $422

HODGETTS, Paul QLD $1,600 $313.20

IBRAHIM, Aby * NSW $900 $213

IBRAHIM, Eddie * NSW $1,000 $213

IBRAHIM, Jehad * NSW $1,000 $213

IBRAHIM, Simon * NSW $900 $213

IBRAHIM, William John * NSW $1,000 $213

JACOB, Youbert NSW $1,700 $577

KELLY, Geoffrey Lawrence NSW $1,000 $211

KERASIS, Paul NSW $1,500 $211

KHAN, Mohammed Basir * NSW $2,400 $426

KONTON, John NSW $400 $211

KONTON, Stacy NSW $500 $211

KRAUSE, Lance Jonathan QLD $700 $313.20




LEASK Danielle Suzanne VIC $400 $408.90

LIANG, Bi NSW $550 $211

LIU, Cai Jun NSW $400 $209

MALTESE, Jose Roberto NSW $800 $209

MARTIN, Wayne Stanley QLD $1,750 $64

McBRIDE, Vincient John VIC $600 $450.21

MCCORMICK, Neil Sydney NSW $800 $211

MOUSSA, Paul John * NSW $200 $276

PALAJE, Emily NSW $800 $213

PAPADOPOULOS, Peter NSW $500 $211

POP, Ioan NSW $550 $359

SANSOTTA, Arthur Roy NSW $500 $211

SCHLIFF, Kevin Shayne QLD $250 $62.20

SETTE, Gaetano * VIC 1yr Good Behaviour

Bond

$413.10

TAHAN, Aziz* NSW $1,250 $213

TREZISE, Warren Alferd* NSW $1,000 $213

VAN DER, Sanden John NSW $500 $211

VLADETA, Petar NSW $500 $209

VOSTI, Paul* VIC $750 $403.90

WEN, Fang * NSW $200 $126

WILSON, Daniel John NSW $600 $134

In ONE other matter the Court found the offence proven but did not convict the defendant.



d) Former director failed to provide report as to the affairs of the company (s475) and books and records of the company to liquidator (s530A). A person must not retain books and records (530B) * Name State Fines Costs

RUSSELL, Iain Andrew * WA $1,000 $251.20

RUSSELL, Kim * WA $1,000 $251.20

e) Former director continued to act as a company officer following the appointment of liquidator (s471A) Name State Fines Costs

AKIMOVIC, Mira NSW $500 $159

DERMARIS, Kathy NSW $750 $211

FRIEDRICHS, Detlef SA $1,500 $863.20

LANDER, Sean Peter* NSW $1,000 $213

MORRIS, Raymond Colin

NSW $3,200 $844

f) Former director failed to provide report as to affairs of the company to controller (s429) Name State Fines Costs

AIKEN, Ian NSW $250 $251.20

CHAN, Jimmy* NSW $300 $213

CLARKE, Lindsay Gordon NSW $250 $159

DICK, John Kemsley QLD $220 $314

GELONESI, Antonio NSW $150 $211

GIANKOS, Paul QLD $250 $314

GIANKOS, Sophie QLD $250 $314

HILTON, David Richard WA $350 $593.70

IVESON, James Arthur QLD $250 $314

KOPP, Kenneth Brian QLD $200 $313.20




LOUATI, Daniel Ben * QLD $400 $313.20

MCCLURE, Angus QLD $200 $314

OTWAY, Kevin William WA $550 $344.20

PACIFICO, Mirella SA $250 $273.20

PACIFICO, Romeo Tony SA $300 $248

TOOVEY Kimble John WA $300 $327.70

YOUNG, James Justin QLD $250 $314

g) Former director failed to provide books and records to administrator (s438B)


KOH, Heinrich Anton QLD $2,000 $314

PIRRIE, Graham Crichton

WA $500 $251.20

h) Failure to submit books and records to administrator (s438C) *


SHARP, Christopher Thomas*

NSW $1,000 $213



2 Offence relating to unregistered entity purporting to be a company (s156)

Name State Fines Cost Offence Description

ABDEL HADY, Ruth*

NSW $200 $213 The Defendant continued to operate a business using "Pty Ltd" after the company had been deregistered.

ABDEL HADY, Ruth Annette *


ALLAN, James Huge


BEDDOES, Ricky Paul


BOYD, Veronica Mary


DI GIACOMO, Tony


GRACE, Andrew John


JONES, Peter William


LAMB, Malcolm MacDonald


MARSHALL, Kevin





MCDONNELL, Rory


MCGRAW, Cody Ray

QLD $500 $62.10 The Defendant continued to operate a business using "Pty Ltd" after the company had been deregistered.

MUSOLINO, Ilario Anthony


PATTERSON, Mark Hamilton


ROLLASON, Brian Stewart *

NSW $1,500 $426 The Defendant continued to operate a business using "Pty Ltd" after the company had been deregistered.

ROWAN, Stuart Nevin


TROTT, Christopher David

NSW $500 $159 The Defendant operated a business using "Pty Ltd". No such company was registered with ASIC.

VIENGKHAM, Kent


WINKS, John Douglas

VIC $50 $357 The Defendant continued to operate a business using "Pty Ltd" after the company had been deregistered.

YOUNG, Graham


In one matter the Court found the offence proven but did not convict the defendant.

QLD The defendant was required to enter into a recognizance of $500 and be of good behaviour for 12 months.

$314 Defendant operated a website and published on its home page a company name including "Pty Ltd". No such company was registered.



3 Offences relating to failure to update ASIC's registers with company and director address details (s142, s146, s188 and s205B)


24/7 Waste Bins Pty Ltd

NSW $500 $209 Company failed to advise ASIC of change in director's address.

Amberlie Pty Ltd WA $300 $251.20 Company failed to advise ASIC of change in principal place of business.

Asset Advantage Pty Ltd

NSW $1,500$327 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

Asset Management Resources Pty Limited

NSW $1,000$272 Company failed to advise ASIC of change of registered office address and director's address.

Atelier Textiles Pty Ltd

NSW $450 $333 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

ATKINSON, Sallyanne

SA $300 $273.20 Company officer failed to advise ASIC of change of residential address and registered office.

Attack Sporting & Clothing Pty Ltd

WA $750 $318.95 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

Big Brother Furniture (Penrith) Pty Ltd

NSW $200 $159 Company was convicted for failing to advise ASIC of change of principal place of business.

Bold Celebrity Pty Ltd

SA NIL NIL Company was convicted for failing to advise ASIC of change in registered office, principal place of business and director's address.

BONIFACE, Joshua Morgan

NSW $450 $211 Company officer failed to advise ASIC of change of residential address and registered office.




Boronga Pty Ltd WA $500 $344.20 Company failed to advise ASIC of change in director's address.

Braxvale Pty Ltd NSW $1,000$418 Company failed to advise ASIC of change in principal place of business and director's address.

Bud Skips Pty Ltd NSW $500 $209 Company failed to advise ASIC of change in director's address.

CASOTTI, George Florian

WA $350 $341.20 Company officer failed to lodge notices with ASIC

Casotti Holding (WA) Pty Ltd

WA $1,500$551.20 Company was convicted for failing to advise ASIC of change of principal place of business.

CASSIDY, Michael John

VIC $500 $357 Company officer failed to advise ASIC of change in registered office and director's address.

CHANDRA, George WA $200 $544.20 Company officers responsibility for certain contraventions.

Chef Wan Solutions Pty Ltd

NSW $1,500$272 Company failed to advise ASIC of change in details.

COLVIN, Duncan Alexander

NSW $550 $211 Company officer failed to advise ASIC of change of residential address and registered office.

CONFALONIERE, Brendan Carl

QLD $1,000$313.20 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

CROSS, Charles Lewis

WA $1,600$538.40 Company officer failed to advise ASIC of change of residential address and registered office.

Dacx Group Pty Ltd NSW $3,000$422 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

David Michael Homes Pty Limited





DIBIANI, Dominic Desmond


Duplex Designs Pty Ltd


ELDRIDE, Robert Michael

NSW $60 $666 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

Equity Management Holdings Pty Limited

NSW $1,000$272 Company failed to advise ASIC of change of registered office address and director's address.

Erastimex Grainco Pty Ltd


F & B Facilities (Aust) Pty Ltd

NSW $1,250$322 Company officer failed to advise ASIC of change in principal place of business and director's address.

FLOYD, Craig NSW $900 $627 Company officer failed to advise ASIC of change in director's address

FERRIS, Robert Michael

QLD $500 $62 Company officer failed to advise ASIC of change in director's address

First Telecom Pty Ltd

NSW $550 $211 Company failed to advise ASIC of change in principal place of business

GEOGHEGAN, Andrew Edward

NSW $800 $418 Company officer failed to advise ASIC of change in principal place of business and director's address.

GIUFRE-SWEETSER, Donna-Maree

QLD $250 $313.20 Company officer failed to advise ASIC of change in principal place of business.

GIUFRE-SWEETSER, Terence Charles

QLD $900 $376.40 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.




Gobush Industries Pty Limited

NSW $1,050$NIL Company officer failed to advise ASIC of change of directors details, registered office and principal place of business.

Gold Meat Australia Pty Ltd

NSW $1,900$262 Company failed to advise ASIC of change in registered office, principal place of business and director's address

Goldern Star Group Pty Ltd

VIC $200 Company failed to advise ASIC of change in registered office, principal place of business and director's address

Graveyard Recycling Pty Ltd

NSW $500 $209 Company failed to advise ASIC of change in director's address.

GreenTeak Pty Ltd WA $250 $344.20 Company failed to advise ASIC of change in director's address.

HADZAJ, RamadanNSW $250 $159 Company officer failed to advise ASIC of change in registered office.

HICKS, David Llewelyn *

WA $3,000$744.20 Company officer failed to advise ASIC of change in principal place of business and director's address.

Homecorp Real Estate Pty Ltd

NSW $500 $222 Company failed to advise ASIC of change in registered office and principal place of business.

HUA, Wan Tai NSW $250 $161 Company officer failed to advise ASIC of change in details.

HUNT, Amanda Lois


HUNT, Kenneth Joseph

QLD $500 $62.10 Company officer failed to advise ASIC of change in director's address.

IT R&D Pty Ltd NSW $1,500$327 Company failed to advise ASIC of change in registered office, principal place of business and director's address.




ITSP Australia Pty Ltd *

WA $916.6$744.20 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

Jonade Holdings Pty Ltd *


JONES, Peter William

NSW $1,500$577 Company officer failed to advice ASIC of change in registered office, principal place of business and director's address.

KAY, Stephen John NSW $500 $422 Company officer failed to advice ASIC of change in registered office, principal place of business and director's address.

Kaybennell Pty Limited


Kildare Painting and Decorating Services Pty Ltd


KIM, Il NSW $300 $222 Company officer failed to advise ASIC of change of residential address and registered office.

KRANICZ Sandor Lajos


LAM, See Hoe NSW $500 $272 Company officer failed to advise ASIC of change in details.

Liberty Network Ptd Limited


Mankoono Pty Ltd NSW $1,600$424 Company failed to advise ASIC of change in registered office, principal place of business and director's address.




MARTINS, Frank NSW $400 $222 Company officer failed to advise ASIC of change of residential address and registered office.

Maverick Concepts Pty Ltd *

NSW $500 $213 Company failed to advise ASIC of change in director's address

Maverick Corp Pty Ltd *


Melbourne Walls & Ceilings Pty Ltd

VIC $3750 $357 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

Meroz Pty Ltd WA $800 $351.20 Company failed to advise ASIC of change in principal place of business and director's address.

Moama Plumbing Pty Ltd

VIC $600 $55 Company failed to advise ASIC of change in principal place of business and director's address.

MONAGHAN, Joanne Gail

NSW $300 $242 Company officer failed to advise ASIC of change in registered office and director's address.

MORG Pty Ltd NSW $1,600$224 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

MOUGOS, Pereklis VIC Good Bond

Behaviour Company officer failed to advise ASIC of change of residential address and registered office.

MOYLE, Mark Leslie

WA $100 $144.20 Company officer failed to advise ASIC of change in details.

MUNRO, Mark Edward


MURPHY, Rachael Ann

NSW $250 $209 Company officer failed to advise ASIC of change in director's address.

Nationwide Pty Ltd WA $100 $244.20 Company failed to advise ASIC of change in director's address.




NEAVE, Richard James

WA $500 $318.95 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

Netlink Engineering Pty Ltd


Norsemen.com.au Pty Ltd

NSW $900 $222 Company failed to advise ASIC of change in principal place of business and director's address

Nova Shalom Pty Ltd

WA $687.50

$251.20 Company failed to advise ASIC of change of registered office address.

Oceanview Holdings Pty Ltd

NSW $1,500$418 Company failed to advise ASIC of change in registered office and principal place of business address.

OLSSON, Kirk NSW $800 $444 Company officer failed to advise ASIC of registered office and principal place of business address.

Ozbest Technology Pty Ltd

WA $500 $251.20 Company failed to advise ASIC of change in principal place of business.

Ozbreeze Pty Ltd NSW $1350 $318 Company failed to advise ASIC of change in principal place of business and director's address.

PETRICK, Mirko Detlev


Pindana Pty Ltd WA $1,100$288.40 Company failed to advise ASIC of change in principal place of business and director's address.

POLLOCK, Frances Iva

WA $900 $888.40 Company officer failed to advise ASIC of change of residential address and registered office.

POLLOCK, Jamie Kevin





POLLOCK, Kevin Taylor


Powertech Asia Pacific Pty Ltd


Presland, Scott William

NSW $800 $544 Company officer failed to advise ASIC of change in registered office and director's address.

Protegra Pty Ltd NSW $900 $222 Company failed to advise ASIC of change in registered office and principal place of business.

Reliance Financial Services Pty Ltd *


Rignanese Pty Ltd SA $850 $273.20 Company officer failed to advise ASIC of change of directors details, registered office and principal place of business.

RIGNANESE, Giovanni

SA $350 $273.20 Company officer failed to advise ASIC of change of directors details, registered office and principal place of business.

RIX, Anna Margaretha

QLD $250 $214 Company officer failed to advise ASIC of change in director's address.

ROBERT, Clinton Merson

WA $200 $251.20 Company officer failed to advise ASIC of change in director's address.

RT Enterprises Pty Limited

NSW $200 $159 Company was convicted for failing to advise ASIC of change of principal place of business.

Satcom Ec-net Pty Ltd *


SAVILLE, Ian James

WA $300 $144.20 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.




Sintra Pacific Pty Ltd


South Australian Buying Corporation Pty Limited

NSW $400 $272 Company failed to advise ASIC of change in registered office and director's address.

Star Sat Pty Ltd WA $1,000$194.20 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

Sydney Home Extensions Pty Ltd


TAN, Tcheow Khoon

WA $137.50

$251.20 Company officer failed to advise ASIC of change of registered office address

TAYLOR, Grant QLD $900 $313.20 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

Termiwatch Pty Ltd WA $100 $244.20 Company failed to advise ASIC of change in director's address.

THATCHER, Colin Graham


Tonkin Contracting Pty Ltd

SA $1,000$16 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

TONKIN, David Gordon

SA $1,000$16 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

Turnbull Land Pty Ltd





Update Project Management Pty Ltd


Update Renovations Pty Ltd


VAN HOOFT, Karel VIC $300 $413.69 Company officer failed to advise ASIC of change in principal place of business and director's address.

VELASCO, Michael NSW $500 $222 Company officer failed to advise ASIC of change in registered office and principal place of business.

Versatile Homes Pty Limited


Voltage Investments Pty Ltd *

WA $250 $744.20 Company failed to advise ASIC of change in director's address.

WANDEK, Teresa Louise


Waste Resources of Australia Pty Ltd

WA $500 $344.20 Company failed to advise ASIC of change in director's address.

Webphone Pty Ltd NSW $1,500$327 Company failed to advise ASIC of change in registered office, principal place of business and director's address.

WEBSTER, Tracey Jane

QLD $800 $312 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

WWW.Business Search Pty Ltd


Zsru Pty Ltd WA $250 $344.20 Company failed to advise ASIC of change in director's address.




In one other matter the Court found the offences proven but did not convict the defendants.

NSW $209 Company officer failed to advise ASIC of change in registered office, principal place of business and director's address.

4 Registered body must have registered office in jurisdiction (s601CT)

Name State Fines Cost Offence description

WELSH, Brian QLD $200 $214 Local agent of Green Fit N.Z Limited, a registered body, failed to ensure that the said registered body had registered office within the jurisdiction.

5 Registered body's name etc must be displayed at office and place of business (s601CW) Name State Fines Cost Offence description

WELSH, Brian QLD $200 $150 Local agent of Green Fit N.Z Limited failed to ensure the body's name was displayed at a registered body's place of business



6 Notification of company being "subject to deed of company arrangement" on public documents (s450E(2)) Name State Fines Cost Offence description

Estore Pty Limited NSW $750 $477 Company failed to ensure that "subject to deed of company arrangement" was displayed on all public documents, namely three invoices issued on behalf of the company.

7 Contravention of order obtained by ASIC under s1274(13) Name State Fines Costs Offence description

BAGHAT, Andira NSW $750 $159 Defendant failed to comply with an order made by the court to submit the Report as to Affairs and produce the books and records.

FITZPATRICK, Sean

NSW $1,000 $159 Defendant failed to comply with an order made by the court to submit the Report as to Affairs and produce the books and records.

JACOB, Youbert NSW $900 $59 Defendant failed to comply with an order made by the court to produce the books and records.

8 Minimum number of directors (s201A) Name State Fines Costs Offence description

Biz Management Group Pty Limited

SA $1250 $264 Defendant / Company failed to have minimum number of directors.

Gordon Pacific Ltd QLD $750 $313.20 Defendant / Company failed to have minimum number of directors.



Name State Fines Costs Offence description

Vip Tone Australia Pty Limited

SA $600 $273.20 Defendant / Company failed to have minimum number of directors.

9 Submitting a document to ASIC containing false or misleading statements (s1308(2)) Name State Fines Costs Offence description

BROADLEY, John Kenneth

WA $600 $230.50 The defendant when seeking to deregister his company falsely declared to ASIC that the company was not subject to any legal proceedings. As a result of this conviction, the defendant has been disqualified from managing a corporation for a period of five years.

COCKS, Andrew James

VIC 1yr Good Behaviour Bond

The defendant when seeking to deregister his company falsely declared that the company had no outstanding liabilities. As a result of this conviction, the defendant has been disqualified from managing a corporation for a period of five years.

GALLAGHER, Leslie John

NSW $500 $211 Failure to ensure statements required by the Corporations Act are not misleading.

GIANNO, Fernando

WA 1 yr Suspended Jail Sentence, 3 yr Good Behaviour Bond in the amount of $5,000.00

Fined $5,000.00

The defendant lodged documents with ASIC stating that shares had been issued by the company in circumstances where no such shares had been issued.

As a result of this conviction, the defendant has been disqualified from managing a corporation for a period of five years.




LONERGAN, Patrick

WA $2000 $194.20 The defendant, when applying for voluntary deregistration, falsely declared that the company was not subject to any legal proceedings. As a result of this conviction, the defendant has been disqualified from managing a corporation for a period of five years.

ONG, Van Hung David *

NSW $750 $63 The defendant lodged application for deregistration of company with AISC and falsely declared that the company was not subject to any legal proceedings.

SAKKAS, Andrew QLD $5,000 $NIL The defendant, when applying for voluntary deregistration, falsely declared that the company was not subject to any legal proceedings. As a result of this conviction, the defendant has been disqualified from managing a corporation for a period of five years.

SAMPANO, Tony WA $4000 $NIL The defendant lodged a document with ASIC specifying that he resided at a certain nominated address despite not having lived at that address for more than six months prior to completing the form

10 Company failed to allow members access to register Name State Fines Costs Offence description

C.N.R Engineering & Marine Pty Ltd

TAS $2,860 $338.65 Defendant corporation failed to allow members access to company register



11 Disqualified person not to manage corporation (206A) Name State Fines Costs Offence description

BRADY, Mary Ellen

NSW $3,000 $61 Person disqualified by virtue of fraud convictions participated in, or made decisions that affected the business of three corporations, namely Timbo Hill Pty Ltd, Nyasa No. 69 Pty Ltd and Birriga Investments Pty Ltd.

HAYES, Graham Edward

NSW $1,600 $61 Person disqualified by virtue of ASIC banning order continued the management of three corporations, namely Hay-Ric Pty Limited, Gogard Pty Limited, and Sunfarm Pty Limited.

KENNA, Patricia NSW $700 $61 Person disqualified by virtue of dishonesty convictions participated in, or made decisions that affected the business of the corporation Kanga Loaders Pty Ltd.

NOVAK, David Christopher

NSW Required to enter into a recognizance to be of good behaviour for 3 years. Also, required to notify the Court of any change in address, pay a fine of $300 and report to Parramatta Police Station for fingerprinting.

$61 Person disqualified by virtue of bankruptcy participated in, or made decisions that affected the business of the corporation Jas-Mic Enterprises Pty Ltd.

SAMPANO, Tony WA $3000 $NIL Person disqualified by virtue of dishonesty convictions participated in, or made decisions that affected the business of the corporation Eazynet Pty Ltd.




STRAKER, Peere SA $1,200 $264 Person disqualified by virtue of bankruptcy participated in, or made decisions that affected the business of the corporation Triple I Media Management Pty Ltd.

12 Continuing failure to submit RATA (1314) Name State Fines Costs Offence description

BAKOVIC, Maria Ann

NSW $3,500 $422 Ongoing failure to submit RATA

BELME, Maria Magdalen

SA $750 $264 Ongoing failure to submit RATA

BROWN, Craig Murray


BROWN, Dennis William *

QLD $3,300 $313.20 Ongoing failure to submit RATA

CRIMITI, Rita NSW $500 $422 Ongoing failure to submit RATA

CRINO, Anthony John*

NSW 1yr Good behaviour bond

$426 Ongoing failure to submit RATA

DOUGLASS, Robert William

NSW $400 $422 Ongoing failure to submit RATA

DOUGLASS, Robert William


ELLIOT, Mark John NSW $6,000 $422 Ongoing failure to submit RATA

EWING, Glenn* VIC $3000 $463.48 Ongoing failure to submit RATA

FELIPE, Carlos NSW $3,000 $211 Ongoing failure to submit RATA

GHRAICHE, Steven NSW $2,000 $426 Ongoing failure to submit RATA

GORDON, Robert Bruce





HADDAD, Gaby NSW $2,400 $426 Ongoing failure to submit RATA

HARTIGAN, Peter John


HASSAN, Fouad NSW $400 $422 Ongoing failure to submit RATA

HUANG, Yue * NSW $5,000 $426 Ongoing failure to submit RATA

IMESON, Ronald George

NSW $1500 $211 Ongoing failure to submit RATA

KNOCK, Timothy John

SA $1,500 $273.20 Ongoing failure to submit RATA

KUMAR, Atishma Devi


MATAR, Robert NSW $5,000 $426 Ongoing failure to submit RATA

MATAR, Robert * NSW $2,640 $213 Ongoing failure to submit RATA

MARTINO, Michael Shaun

WA $15,510 $1044.20Ongoing failure to submit RATA

MARTINS, Frank NSW $1,000 $222 Ongoing failure to submit RATA

MATHER, Glenda Mary 1

SA $1,500 $273.20 Ongoing failure to submit RATA

MCBRIDE, Alan NSW $10,000 $426 Ongoing failure to submit RATA

MCCARTHY, Warren Brian


MCCORMICK, Neil Sydney


MCCOY, Keith James *


MILLS, Mathew NSW $3,000 $422 Ongoing failure to submit RATA

MONK, Anthony Richard


NAWAJH, Rakesh NSW $8000 $422 Ongoing failure to submit RATA




PAPADOPOULOS, Mathew


PAPADOPOULOS, Soffie


PICCOLO, Domenic*

VIC $2,000 $414.97 Ongoing failure to submit RATA

PLEASH, Glen Anthony


ROSS-LAWRENCE, David


SHARP, Christopher Thomas*


SHAYESTEHFAR, David*


Sintra Pacific Pty Ltd


TROJKOVIC, Marin*


TURNBULL, Raymond Steven*


VIP TONE AUSTRALIA PTY LIMITED

SA $300 $264 Ongoing failure to submit RATA

Zaric, Zarko NSW $3,000 $422 Ongoing failure to submit RATA

ZIZIKAS, Harry NSW $5,000 $422 Ongoing failure to submit RATA

13 Obtaining credit whilst a bankrupt (Bankruptcy Act) Name State Fines Costs Offence description

WEIR, Pauline Dorothy

NSW Sentenced to 3 years imprisonment.

$NIL Obtained credit without disclosing to lenders that she was an undischarged bankrupt



14 Offences by Officers of Certain Companies – Liability for non-disclosures (S590) Name State Fines Costs Offence description

KUMAR, Sanjay NSW Arrest warrant issued

$NIL After director was advised that Liquidator had been appointed to company and all activity on the company bank account was to cease, director withdrew $10,000 from the account and refused to hand it over to the Liquidator.

15 Failure to Lodge with ASIC Material to be put to Members Name State Fines Costs Offence description

Classic Homes (1996) Pty Limited

WA $125 $210.20 Failure to lodge with ASIC material put to members

Swanport Enterprises Pty Limited

WA $125 $210.20 Failure to lodge with ASIC material put to members

16 Officers to Report to Controller About Corporations Affairs (429) Name State Fines Costs Offence description

BROWN, Dennis William

QLD $300 $313.20 Officers to report to controller about company affairs

PUEL, Rupert Edgerton*

NSW $600 $213 Officers to report to controller about company affairs

SCARICAMAZZA, Paul John*


SCARICAMAZZA, Sharon Maree*




17 Public Company Must Hold An AGM (250N)

Name State Fines Cost

Cameron Estates Limited NSW $1,000 $422

Date post:	04-Jan-2017
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