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  • 7/27/2019 The Intermodulation and Distortion due to Quantization of Sinusoids

    1/10

    IEEETRANSACTIONS ONACOUSTICS, SPEECH,ANDSIGNALPROCESSING,

    VOL.

    ASSP-33, NO.

    6 ,

    DECEMBER 1985

    1417

    The Intermodulation and Distortion due to

    Quantization

    of

    Sinusoids

    NELSON M. BLACHMAN, FELLOW,

    IEEE

    Abstract-The Fourier series representation of the quantization er-

    ror sawtooth yields exact expressions and convenient approximations

    for all intermodulation IM) and distortion components produced by

    quantization of the sum of two sinusoids whose respective amplitudes

    are A and a. The mean-squared values of the IM components are also

    calculated in the case where

    A

    and a fluctuate over several quantization

    steps. When A and a are many times the quantization-step size

    Q

    hese

    mean-squared values turn out to be approximately Q4/ (180 **Aa) ex-

    cept for high-order IM. The quantization is generally assumed to be

    uniform, but nonuniform quantization is also discussed. The case of A

    >> Q and a JP Z),

    p =

    --m

    (2)

    x t) =

    A ( t ) sin

    +(t) (3)

    we find that,when the input is

    with

    +(t)= 2nFt + *( t ) ,

    the output is

    y =

    A

    sin

    + +

    Im

    m

    = C

    A,,

    sin p a , 4)

    p = l

    where

    0096-3518/85/1200-1417 01.00 985 I E E E

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    1418

    IEEE TRANSACTIONS ON ACOUSTICS, SPEECH,AND SIGNALPROCESSING, VOL. ASSP-33. NO. 6, DECEMBER

    198

    Y

    Y

    Y

    ic

    )

    id)

    Fig.

    1. (a) Quantization sta ircase with a r iser a t he origin . (b) Quantiza-

    tion staircase with a read centered at he origin. (c) Resolution of the

    firs t s ta ircase in to an ideal ramp and the saw tooth quantization error . id)

    The same

    for

    the second.

    2 A . Large Inputmplitude

    A~

    I A +

    n = l

    laJ~(2nPA) or Odd p

    (1

    When A >> 1,we can use

    [ 2 ]

    he asym ptotic expression

    and AP = 0 for ev en p is the amplitude of thepth-harm onic

    J , ( ~ )

    os for >> + 1

    output omponent; S 0 for

    p

    q , and 6,, 1. The

    oddymm etry of the quantization staircaseesults in the

    (8

    generation of onlyddarmonics. for the Bessel function in ( 5 ) o obtain for odd p

    The expression

    ( 5 )

    for

    A,

    is similar to on e of the forms

    found by Bennett [4]. Apart from a sign convention, A,(A)

    isheth-order Chebyshev transform

    [SI

    of the quantiza- 7r

    = l

    tion staircase

    y(x)

    an d, as he pth Fo urier-series sine coef-

    ficient of

    y (A

    sin

    a)?

    an be expressed as =

    6 P lA

    + ( - 1)(,- I*

    h(A) l

    ~

    I n-3 2

    m

    for A >> p , p odd

    A

    ( A ) =

    ( - l)(P- I)/*

    -

    P 3- ST-7/2 y (A cos 0) cos p0 d8 .

    (6)

    where

    Applying the Poisson summation formula to

    ( 5 )

    or putting

    A

    cos

    0

    =

    x

    in (6) and in tegra ting by parts, for

    A

    > 0 we

    get

    (7)

    where [A] is he argest intege r not exceeding A , and

    UP ](cos 0) = (sin p0)/sin

    0

    is the Chebyshev polynomial

    of the second kind,e.g. , U ) = 1, U2 (z ) = 4z2 - 1,

    U4(z)= 16z4 12z2 + 1. Equation (7) is similar to an-

    othe r of Bennetts expressions

    [4]

    and is easily used when

    A

    is not too large. Fig. 2(a) shows

    A ,

    as a function of

    A ,

    and Table

    I

    gives values of f i imes 41

    -

    A , - A 3 ,

    A 5 ,

    -A,, A 9 ,

    and

    - A l J .

    is a periodic function of A with unit pe riod , i .e. , a func

    tion of

    { A )

    =

    A

    -

    [ A ] ,

    he fractional part

    of

    A .

    Since this

    infinite serie s converges on ly slowly, h ( A ) is not readily

    evaluated from (10).However, by applying to (7) the term

    of the Eule r summ ation formula [ l ] involving the sum

    mand and its derivative as well as its integra l, taking sin-

    (1

    -

    z) E 43

    - -

    z&/12, andgiving U p -

    ( k / A

    the value

    U p - l f

    1) =

    p

    [which cancels the

    p

    in

    t h e

    de

    nominator of (7)] because AP comes mainly from the erm

    of

    (7)

    with

    k

    near

    f A

    when

    A >>

    1, we obtain the very

    good approximation

    h(A) = - JqTj -

    4 1 6 { A } 2

    +

    2 0 { A } + 5

    3 P

    J20+2

    (11)

    P

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    BLACHMAN: MANDDISTORTION FROM QUANTIZATION OF SINUSOIDS

    1419

    4

    h ( A )

    0.2

    -

    -0.2

    -0.3

    -

    0.4

    -

    (a)

    (b)

    Fig. 2. (a) The fundamen tal output amplitude

    A ,

    as a function

    of

    the am-

    plitude A of a single input sinusoid.

    (b)

    h

    ( A )

    as a function of

    the

    frac-

    tional part

    { A }

    of

    A .

    For odd

    p > p ,

    h(A) l&

    thus fairly accurately describes the

    scallops of Al(A) seen in Fig. 2(a), and , in general, for

    o d d p

    >

    1, we have

    A, = (

    - l ) ( p - ) 2 h ( A ) / & .

    B.

    Fluctuating

    Inpu t

    Amplitude

    As the frac tional pa rt {A} of the input amplitude A >>

    p

    fluctuates because

    of

    modulation or fading, the magni-

    tude of

    A,,

    for odd p

    >

    1 thus varies between zero (when

    { A } is 0.0668 or 0.6566)andamaxim um of approxi-

    mately 0.3751/& (when {A} = 0). If this fluctuation of

    A

    causes

    ( A }

    to be uniformly distributed between

    0

    and

    1,

    the resulting average value of h(A) and, hence, of A, is

    zero, while that

    of h2(A)

    s (2/7r4)r(3), where l(3 ) =

    1 +

    2 - 3

    i

    -3 + 4-3

    + -

    * * = 1.202 s heRiemannzeta

    function, since, on squaring (10) and averaging we get

    from the square of each sine and nothing from crossprod-

    ucts. Hen ce, the rms value of A , for

    A

    >>

    p

    >

    1

    is 0.157/

    &, and the average pow er in the pth-harmonic output is

    half the square of this quantity, 0.01234/A.

    To

    determine the average powerf the higher harmonics

    f o r p

    H

    A, we observe that all harmonic-distortion com-

    ponents com e from the sawtooth qua ntization rror y(x)

    -

    x, which, for x = A sin (27rFt ith A >> 1, becomes

    a slowly frequency-modulatedsawtooth waveform (with

    successive teeth having nearly the same duration). Its fun-

    damen tal frequency varies from zero (w hen the input si-

    nusoid is at one of its peaks and is hus changing only

    slowly) up to 27rFA tee th per seco nd (wh en x is passing

    throughzeroand schangingmost apidly). Thu s, the

    fundamental component of the sawtooth (the n

    =

    1 term)

    yields odd harm onics up to abou t the (27rA)th mu ltiple of

    the input frequency, while the weaker higher-frequency

    n

    >

    1) components contribute a small amount of harmonic

    output at frequencies higher than 27rAF. Ignoring the lat-

    ter, we see that the re are effectively about T A output har-

    monics-all of them of odd order.

    Because the error

    y x) - x

    is uniformly distributed be-

    tween

    --;

    nd when A

    >> l

    withmean-squared value

    the sum of the pow ers (me an-squ ared value s) of all of

    the harmonic-distortion compon ents must be A Dividing

    by nA, we see that the average powerof such a component

    is 1/(127rA)

    =

    O.O2653/A. This exceed s the value 0.01234/

    A found ab ove for p > 1 inasmuch as the input sinusoid spends a larger

    proportion of the imechangingat atesnear k27rFA

    quantization ste ps per second than at rates nearer zero.

    According to Woodwards theorem [6],

    [

    191, he power

    1

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    1420

    IEEE TRANSACTIONSONACOUSTICS, SPEECH,ANDSIGNALPROCESSING, VOL.

    ASSP-33.

    NO.

    6,

    DECEMBER 19

    0 . 1

    0 . 2

    0 . 3

    0 . 4

    0 . 5

    0 . 6

    0 . 7

    0 . 8

    0 . 9

    1 . 0

    1 .1

    1 . 2

    1 . 3

    1 . 4

    1 . 5

    1 . 6

    1 . 7

    1 . 8

    1 . 9

    2 . 0

    3 . 1

    3 . 2

    3 . 3

    3 . 4

    3 . 5

    3 . 6

    3 . 7

    3 . 8

    3 . 9

    4 . 0

    7 . 1

    7 . 2

    7 . 3

    7 . 4

    7 . 5

    7 . 6

    7 . 8

    7 . 7

    7 . 9

    8 . 0

    1 5 . 1

    1 5 . 2

    1 5 . 3

    1 5 . 4

    1 5 . 5

    1 5 . 6

    1 5 . 7

    1 5 . 8

    1 5 . 9

    1 6 . 0

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    - 0 . 0 3 7 9

    0 . 0 4 4 8

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 , 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    - 0 . 0 3 7 9

    0 . 0 4 4 8

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 , 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 1 6 9 7

    0 . 1 8 4 4

    0 . 1 9 5 3

    0 . 1 4 9 7

    0 . 0 9 6 6

    0 . 0 2 8 4

    - 0 . 0 5 3 0

    - 0 . 1 4 6 1

    - 0 . 2 4 9 9

    - 0 . 3 6 3 4

    0 . 0 7 0 3

    0 . 1 5 3 8

    0 . 1 7 1 2

    0 . 1 5 1 1

    0 . 1 0 4 9

    0 . 0 3 8 6

    - 0 . 0 4 4 0

    - 0 . 1 4 0 5

    - 0 . 2 4 9 2

    - 0 . 3 6 8 7

    0 . 0 6 2 3

    0 . 1 4 8 6

    0 . 1 6 9 3

    0 . 1 5 1 9

    0 . 1 0 7 6

    0 . 0 4 2 2

    - 0 . 0 4 0 6

    - 0 . 1 3 8 2

    - 0 . 2 4 9 0

    - 0 . 3 7 1 5

    0 . 0 5 9 8

    0 . 1 4 6 9

    0 . 1 6 8 6

    0 . 1 5 2 2

    0 . 1 0 8 7

    0 . 0 4 3 7

    - 0 . 0 3 9 1

    - 0 . 1 3 7 2

    - 0 . 2 4 8 9

    - 0 . 3 7 2 9

    0 . 0 5 8 8

    0 . 1 4 6 2

    0 . 1 6 8 4

    0 . 1 5 2 4

    0 . 1 0 9 2

    0 . 0 4 4 4

    - 0 . 0 3 8 4

    - 0 . 1 3 6 7

    - 0 . 2 4 8 9

    - 0 . 3 7 3 6

    - 0 . 0 6 7 1

    - 0 . 0 9 4 9

    - 0 . 1 1 6 2

    - 0 . 1 3 4 2

    - 0 . 1 5 0 1

    - 0 . 1 6 4 4

    - 0 . 1 7 7 5

    - 0 . 1 8 9 8

    - 0 . 2 0 1 3

    - 0 . 2 1 2 2

    0 . 2 0 5 0

    0 . 2 2 4 4

    0 . 1 8 0 7

    0 . 1 1 4 7

    - 0 . 0 3 2 7

    0 . 0 4 1 4

    - 0 . 1 0 4 8

    - 0 . 1 7 3 6

    - 0 . 2 3 8 8

    - 0 . 3 0 0 1

    0 . 1 1 0 1

    0 . 1 7 8 9

    0 . 1 7 8 0

    0 . 1 4 1 2

    0 . 0 8 2 9

    - 0 . 0 6 9 9

    0 . 0 1 0 9

    - 0 . 1 5 6 6

    - 0 . 3 3 9 0

    - 0 . 2 4 6 8

    0 . 0 8 0 6

    0 . 1 6 0 9

    0 . 1 7 3 4

    0 . 1 4 8 ;

    0 . 0 2 9 0

    0 . 0 9 7 7

    - 0 . 0 5 3 5

    - 0 . 1 4 6 7

    - 0 . 2 4 8 5

    - 0 . 3 5 7 1

    0 . 0 6 8 6

    0 . 1 5 2 9

    0 . 1 7 0 8

    0 . 1 5 0 6

    0 . 1 0 4 0

    - 0 . 0 4 5 5

    0 . 0 3 7 3

    - 0 . 1 4 1 5

    - 0 . 2 4 8 9

    - 0 . 3 6 5 8

    TABLE I

    & TIMESHE A MPLITU D ES

    F

    T H E THIRD

    O

    E L E V E N T H

    ARMONICS

    ALCULATED FROM

    ( 7 ) WI TH

    T H E

    APPROXIMATION

    11) TO h ( A ) FOR A V A R I E T YF VALUES F THE SINGLE

    NPUT

    MP LI TUDEAOR THE

    Q U A N T I Z A T I O N

    STAIRCASE

    F F I G . (a j

    COM P ARI S ON OF & TIMESH E D E P A R T U R EF T H E

    FUNDAMENTAL

    U T P U T AMPLITUDEROM A A N D

    approx.

    A h ( A ) f i A , - A ) - A3 V Z A

    5

    - 6 A 7 A9 - f i A l l

    0 . 0 4 0 30 . 0 2 8 8. 0 2 2 40 . 0 1 8 3

    0 . 0 5 6 90 . 0 4 0 7. 0 3 1 60 . 0 2 5 9

    0 . 0 6 9 70 . 0 4 9 8. 0 3 8 70 . 0 3 1 7

    0 . 0 8 0 5

    0 . 0 9 0 0

    0 . 0 9 8 6

    0

    . l o65

    0 . 1 1 3 9

    0 . 1 2 7 3

    0 . 1 2 0 8

    0 . 3 5 7 3

    0 . 1 9 8 5

    0 . 0 5 2 7

    - 0 . 0 5 1 3

    - 0 . 1 1 6 7

    - 0 . 1 5 2 3

    - 0 . 1 6 6 0

    - 0 . 1 6 4 3

    - 0 . 1 5 1 7

    - 0 . 1 3 1 8

    0 . 2 0 1 9

    0 . 2 2 2 2

    0 . 1 7 3 8

    0 . 1 0 1 4

    0 . 0 2 3 4

    - 0 . 0 5 1 5

    - 0 . 1 1 9 0

    - 0 . 1 7 7 3

    - 0 . 2 2 5 5

    - 0 . 2 6 3 9

    0 . 1 2 2 2

    0 . 1 8 5 9

    0 . 1 7 8 6

    0 . 1 3 5 8

    0 . 0 7 3 1

    - 0 . 0 0 0 8

    - a

    . 0 8 0 4

    - 0 . 1 6 2 1

    - 0 . 2 4 3 5

    - 0 . 3 2 2 8

    0 . 0 8 8 1

    0 . 1 6 5 8

    0 . 1 7 4 7

    0 . 1 4 6 0

    0 . 0 9 2 9

    - 0 . 0 5 9 3

    0 . 0 2 2 9

    - 0 , 1 5 0 3

    - 0 . 2 4 7 1

    - 0 . 3 4 9 6

    - 0 . 0 5 7 5

    - 0 . 0 6 4 3

    - 0 . 0 7 0 4

    - 0 . 0 8 1 3

    - 0 . 0 7 6 1

    - 0 . 0 8 6 3

    - 0 . 0 9 0 9

    - 0 . 0 7 0 0

    - 0 . 2 6 2 6

    - 0 . 3 0 9 1

    - 0 . 2 7 0 3

    - 0 . 1 9 7 3

    - 0 . 1 1 8 2

    - 0 . 0 4 6 2

    0 . 0 1 3 6

    0 . 0 6 0 1

    0 . 0 9 4 2

    0 . 2 2 8 7

    0 . 3 0 3 7

    0 . 1 1 2 0

    - 0 . 0 7 5 3

    0 . 0 0 5 7

    - 0 . 1 2 8 9

    - 0 . 1 5 7 7

    - 0 . 1 6 5 8

    - 0 . 1 5 7 7

    - 0 . 1 3 7 4

    0 . 1 8 2 1

    0 . 2 1 4 4

    0 . 1 7 5 2

    0 . 1 0 7 8

    0 . 0 3 1 2

    - 0 . 0 4 4 7

    - 0 . 1 1 4 6

    - 0 . 1 7 5 5

    - 0 . 2 2 6 0

    - 0 . 2 6 5 5

    0 . 1 8 3 3

    0 . 1 1 7 4

    0 . 1 3 6 7

    0 . 1 7 8 0

    0 . 0 7 4 9

    - 0 . 0 7 8 9

    0 . 0 0 1 1

    - 0 . 1 6 1 3

    - 0 . 2 4 3 5

    - 0 . 3 2 3 5

    0 . 0 4 4 7

    0 . 0 5 0 0

    0 . 0 5 4 8

    0 . 0 5 9 2

    0 . 0 6 3 3

    0 . 0 6 7 1

    - 0 . 0 2 4 3

    0 . 0 7 0 7

    - 0 . 0 5 3 9

    0 . 0 7 3 4

    0 . 1 9 0 7

    0 . 2 5 2 9

    0 . 2 6 4 6

    0 . 2 4 2 0

    0 . 2 0 0 3

    0 . 1 5 0 6

    0 . 3 1 5 8

    0 . 1 0 0 0

    - 0 . 0 4 7 3

    0 . 1 1 6 6

    - 0 . 1 4 1 1

    - 0 . 1 7 4 2

    - 0 . 1 6 4 6

    - 0 . 1 2 9 0

    - 0 . 0 8 0 5

    - 0 . 0 2 8 6

    0 . 0 2 0 6

    0 . 2 5 1 2

    0 . 2 3 2 0

    0 . 1 4 9 5

    - 0 . 0 2 3 3

    0 . 0 5 5 7

    - 0 . 0 9 7 2

    - 0 . 1 7 4 7

    - 0 . 1 4 5 6

    - 0 . 1 8 6 2

    - 0 . 1 8 2 6

    0 . 1 5 5 5

    0 . 2 0 3 0

    0 . 1 7 7 8

    0 . 1 2 0 4

    0 . 0 4 8 6

    - 0 . 0 2 7 6

    - 0 . 1 7 1 5

    - 0 . 1 0 2 2

    - 0 . 2 3 3 2

    - 0 . 2 8 6 0

    - 0 . 0 3 6 6

    - 0 . 0 4 0 9

    - 0 . 0 4 4 8

    - 0 . 0 4 8 4

    - 0 . 0 5 1 8

    - 0 . 0 5 4 9

    - 0 . 0 5 7 9

    - 0 . 1 8 2 1

    - 0 . 0 4 3 3

    0 . 0 3 8 6

    0 . 0 6 2 5

    - 0 . 1 3 3 9

    - 0 . 0 4 6 5

    - 0 . 1 9 7 0

    - 0 . 2 3 0 0

    - 0 . 2 3 6 6

    - 0 . 2 2 3 6

    0 . 1 1 9 1

    - 0 . 1 3 5 1

    - 0 . 2 4 5 6

    - 0 . 2 3 3 7

    - 0 . 0 7 1 0

    - 0 . 1 6 1 2

    0 . 0 1 1 5

    0 . 0 7 4 2

    0 . 1 1 3 5

    0 . 1 3 0 7

    0 . 3 0 8 6

    0 . 2 1 6 4

    0 . 0 8 6 7

    - 0 . 1 0 1 7

    - 0 . 0 2 4 5

    - 0 . 1 4 4 0

    - 0 . 1 5 6 2

    - 0 . 1 4 4 9

    - 0 . 1 1 6 7

    - 0 , 0 7 8 0

    0 . 2 0 0 3

    0 . 2 2 0 7

    0 . 1 6 9 8

    0 . 0 9 3 9

    0 . 0 1 3 2

    - 0 . 0 6 1 9

    - 0 . 1 2 6 2

    - 0 . 1 7 7 0

    - 0 . 2 1 3 6

    - 0 . 2 3 6 3

    spectral density of a sinusoid of slowly varying frequency,

    e.g. , any component ( l lnr ) sin [ 2 n r A sin (27rFt +

    q ]

    f

    the sawtooth, is approximately proportional to the proba-

    bility density function of the instantaneous frequency f,

    which is he re f

    =

    2nrAFIcos (2rFt + \E)

    When multi-

    plied by the power

    1 / (2n2 r2 )

    f this componen t, the prob-

    ability density function o ff yields

    n-27r-3(4n2r2A2F2 -

    f 2)-12

    for

    f < 2 n r A F .

    Putting

    f

    =

    pF

    in this approximation to the power spec-

    tral density of the nth-harmonic compon ent of the saw-

    tooth and multiplying by the spacing 2F between the odd

    harmonics of the input frequency F that are generated by

    quantization, we get ET l / ( n 3 r 4 A ) for the average of the

    power A; of the pth-harmonic output for

    p 2 n r A ,

    as indicated by

    the foregoing ap proximation for the power sp ectra l den -

    sity. Th is sharp drop occurs primarily n ear

    p

    =

    2 r A ,

    as

    . the n = 1 ter m is the principal contributor to

    A p .

    In th

    neighborhood of

    p = 2n7rA >>

    1, JJ2n rA ) is better ap

    proximated by Airy functions [7], but

    X )

    suffices for th

    lower harmonics, whichwill beour principal intere s

    since, when

    p >> 1,

    Ap sin

    [2prFt +

    p\k(t)] will gener

    ally be very wideband.

    C.

    Fractional-Integral

    Relationship

    There is an nteresting relationship between the Fourie

    series

    (10)

    for h(A) and the Fourier series in

    (1)

    for th

    error sawtooth which can be expressed in erm s of the We

    integral of order

    [X] . To

    understand it we need only t

    observe that

    ( LIZ)

    cos (cz + 0) = cm cos (cz

    + I +

    i m r ) (12

    when m is any nonnegative integer and can be interprete

    as a (-m)fold integ ral when m is a negative integer. T h

    usual rules regarding successive differentiations and n-

    tegrations remain valid when

    (12)

    is extended to all value

    of m and, in particular, to

    m

    =

    -$.

    We thus see that

    h ( A

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    BLACHMAN: IM AND DISTORTION FROM QUANTIZATION

    OF

    SINUSOIDS

    142

    1

    TABLE I

    (Continued)

    3 1 . 1

    3 1 . 2

    3 1 . 3

    3 1 . 4

    3 1 . 5

    3 1 . 7

    3 1 . 6

    3 1 . 8

    3 1 . 9

    3 2 . 0

    6 3 . 1

    6 3 . 2

    6 3 . 3

    6 3 . 4

    6 3 .5

    6 3 . 6

    6 3 . 7

    6 3 . 9

    6 3 . 8

    6 4 . 0

    1 2 7 . 1

    1 2 7 . 2

    1 2 7 . 3

    1 2 7 . 4

    1 2 7 . 5

    1 2 7 . 6

    1 2 7 . 7

    1 2 7 . 8

    1 2 7 . 9

    1 2 8 . 0

    2 5 5 . 1

    2 5 5 . 2

    2 5 5 . 3

    2 5 5 . 4

    2 5 5 . 5

    2 5 5 . 6

    2 5 5 . 7

    2 5 5 . 8

    2 5 5 . 9

    2 5 6 . 0

    5 1 1 . 1

    5 1 1 . 2

    5 1 1 . 3

    5 1 1 . 4

    5 1 1 . 5

    5 1 1 . 6

    5 1 1 . 7

    5 1 1 . 8

    5 1 1 . 9

    5 1 2

    . O

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 6 7 7

    0 . 1 4 5 0

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 , 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 5 2 2

    0 . 1 0 9 3

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    0 . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 7 7

    0 . 1 0 9 3

    0 . 1 5 2 2

    0 . 0 4 4 8

    - 0 . 0 3 7 9

    - 0 . 1 3 6 4

    - 0 . 2 4 9 1

    - 0 . 3 7 4 5

    approx.

    A

    h ( A )

    f i A l - A )

    - S A

    \ m A - m

    3

    - f i A

    7

    0 . 0 581

    0 0611

    0 . 0 7 2 6. 0 8 6 8 0 . 1 058 0 . 1 2 9 2

    0 . 1 5 5 6. 1 6 4 9. 1 7 6 6. 1 8 9 8

    . 1 4 5 9

    ~. ...

    . 0 5 7 2

    0 . 1 4 5 0

    0 . 1 6 8 2

    0 . 1 5 2 4

    0 . 1 0 9 4

    0 . 0 4 4 7

    - 0 . 0 3 8 0

    - 0 . 1 3 6 5

    - 0 . 2 4 8 9

    - 0 . 3 7 4 0

    0 . 0 5 8 2

    0 . 1 4 5 6

    0 . 1 6 8 2

    0 . 1 5 2 5

    0 . 1 0 9 5

    0 . 0 4 4 8

    - 0 . 0 3 7 8

    - 0 . 1 3 6 4

    - 0 . 2 4 8 9

    - 0 . 3 7 4 1

    0 . 0 5 8 3

    0 . 1 4 5 5

    0 . 1 6 8 3

    0 . 1 5 2 6

    0 . 1 0 9 6

    0 . 0 4 5 0

    - 0 . 0 3 8 2

    - 0 . 1 3 6 5

    - 0 . 2 4 8 7

    - 0 . 3 7 4 4

    0 . 0 5 7 5

    0 . 1 4 6 5

    0 . 1 6 9 0

    0 . 1 5 4 1

    0 . 1 0 9 3

    0 . 0 4 6 4

    - 0 . 0 3 6 4

    - 0 . 1 3 6 7

    - 0 . 2 4 9 2

    - 0 . 3 7 1 8

    0 . 0 5 9 3

    0 . 1 3 8 0

    0 . 1 6 6 3

    0 . 1 0 3 5

    0 . 1 5 4 6

    0 . 0 4 5 6

    - 0 . 0 3 8 0

    - 0 . 1 3 4 6

    - 0 . 2 4 9 9

    - 0 . 3 6 9 4

    0 . 1 6 9 4

    0 . 1 5 1 6

    0 . 1 0 6 9

    0 . 0 4 1 2

    - 0 . 0 4 1 6

    - 0 . 1 3 8 9

    - 0 . 2 4 8 9

    - 0 . 3 7 0 1

    0 . 0 6 0 4

    0 . 1 6 8 8

    0 . 1 4 7 3

    0 . 1 5 2 1

    0 . 1 0 8 2

    0 . 0 4 3 1

    - 0 . 0 3 9 6

    - 0 . 1 3 7 6

    - 0 . 2 4 8 9

    - 0 . 3 7 2 2

    0 . 0 5 9 2

    0 . 1 4 6 5

    0 . 1 6 8 4

    0 . 1 5 2 3

    0 . 1 0 9 0

    - 0 . 0 3 8 7

    0 . 0 4 4 1

    - 0 . 1 3 6 9

    - 0 . 2 4 8 9

    - 0 . 3 7 3 3

    0 . 0 5 8 2

    0 . 1 4 5 9

    0 . 1 6 8 3

    0 . 1 5 2 5

    0 . 1 0 9 3

    0 . 0 4 4 3

    - 0 . 0 3 8 4

    - 0 . 1 3 6 8

    - 0 . 2 4 8 7

    - 0 . 3 7 4 1

    0 . 0 5 8 1

    0 . 1 4 4 9

    0 . 1 6 8 2

    0 . 1 5 1 4

    0 . 1 0 9 8

    0 . 0 4 5 5

    - 0 . 0 3 8 0

    - 0 . 1 3 6 8

    - 0 , 2 4 9 0

    - 0 . 3 7 3 5

    0 . 1 7 1 7

    0 . 1 4 9 7

    0 . 1 0 1 6

    0 . 0 3 4 2

    - 0 . 0 4 8 6

    - 0 . 1 4 3 6

    - 0 . 2 4 8 7

    - 0 . 3 6 2 2

    0 . 0 6 5 1

    0 . 1 6 9 9

    0 . 1 5 0 6

    0 . 1 5 1 2

    0 . 1 0 5 7

    0 . 0 3 9 7

    - 0 . 0 4 3 1

    - 0 . 2 4 8 9

    - 0 . 1 4 0 0

    - 0 . 3 6 8 3

    0 . 0 6 1 5

    0 . 1 4 8 0

    0 . 1 6 9 0

    0 . 1 5 1 9

    0 . 1 0 7 7

    - 0 . 0 4 0 4

    0 . 0 4 2 4

    - 0 . 1 3 8 1

    - 0 . 2 4 8 9

    - 0 . 3 7 1 4

    0 . 0 5 9 6

    0 . 1 4 6 8

    0 . 1 6 8 6

    0 . 1 5 2 2

    0 . 1 0 8 6

    0 . 0 4 3 7

    - 0 . 0 3 9 2

    - 0 . 1 3 7 2

    - 0 . 2 4 8 9

    - 0 . 3 7 2 9

    0 . 0 5 8 3

    0 . 1 4 6 1

    0 . 1 6 8 2

    0 . 1 0 9 2

    0 . 1 5 2 2

    0 . 0 4 4 6

    - 0 . 0 3 8 6

    - 0 . 1 3 6 6

    - 0 . 2 4 9 1

    - 0 . 3 7 3 5

    0 . 1 7 4 4

    0 . 1 4 6 2

    0 . 0 9 3 4

    0 . 0 2 3 5

    - 0 . 0 5 8 8

    - 0 . 1 5 0 0

    - 0 . 2 4 7 7

    - 0 . 3 4 9 9

    0 . 0 7 2 1

    0 . 1 7 1 6

    0 . 1 5 5 3

    0 . 1 4 9 7

    0 1018

    0 . 0 3 4 4

    - 0 . 0 4 8 3

    - 0 . 2 4 8 7

    - 0 . 1 4 3 4

    - 0 . 3 6 2 4

    0 . 0 6 4 9

    0 . 1 5 0 5

    0 . 1 6 9 9

    0 . 1 5 1 2

    0 . 1 0 5 8

    - 0 . 0 4 3 0

    0 . 0 3 9 8

    - 0 . 1 3 9 9

    - 0 . 2 4 8 9

    - 0 . 3 6 8 5

    0 . 0 6 1 4

    0 . 1 4 8 0

    0 . 1 6 9 0

    0 . 1 5 2 0

    0 . 1 0 7 7

    0 . 0 4 2 4

    - 0 . 0 4 0 4

    - 0 . 1 3 8 1

    - 0 . 2 4 8 9

    - 0 . 3 7 1 5

    0 . 0 5 9 8

    0 . 1 4 7 1

    0 . 1 6 8 3

    0 . 1 0 8 6

    0 . 1 5 2 1

    0 . 0 4 3 7

    - 0 . 0 3 9 2

    - 0 . 1 3 7 4

    - 0 . 2 4 8 9

    - 0 . 3 7 3 1

    0 . 1 7 7 0

    0 . 1 4 0 5

    0.0818

    0 . 0 0 9 2

    - 0 . 0 7 1 9

    - 0 . 1 5 7 6

    - 0 . 2 4 5 2

    - 0 . 3 3 2 7

    0 . 0 8 1 5

    0 . 1 6 1 5

    0 . 1 7 3 4

    0 . 1 4 7 5

    0 . 0 9 6 4

    0 . 0 2 7 3

    - 0 . 0 5 5 2

    - 0 . 2 4 8 1

    - 0 . 1 4 7 8

    - 0 . 3 5 4 3

    0 . 0 6 9 5

    0 . 1 5 3 6

    0 . 1 7 1 0

    0 . 1 5 0 2

    0 . 1 0 3 2

    - 0 . 0 4 6 6

    0 . 0 3 6 2

    - 0 . 1 4 2 3

    - 0 . 2 4 8 8

    - 0 . 3 6 4 5

    0 . 0 6 3 5

    0 . 1 4 9 4

    0 . 1 6 9 4

    0 . 1 5 1 3

    0 . 1 0 6 3

    0 . 0 4 0 5

    - 0 . 0 4 2 2

    - 0 . 1 3 9 4

    - 0 . 2 4 9 1

    - 0 . 3 6 9 6

    0 . 0 6 0 4

    0 . 1 4 7 1

    0 . 1 6 8 4

    0 . 1 0 7 6

    0 . 1 5 1 5

    0 . 0 4 2 4

    - 0 . 0 4 0 5

    - 0 . 1 3 8 4

    - 0 . 2 4 9 5

    - 0 . 3 7 2 4

    0 . 1 7 8 4

    0 . 1 3 1 7

    0 . 0 6 6 3

    - 0 . 0 8 7 2

    - 0 . 0 0 8 7

    - 0 . 1 6 5 3

    - 0 . 2 4 0 3

    - 0 . 3 1 0 2

    0 . 0 9 3 2

    0 . 1 7 5 3

    0 . 1 6 8 9

    0 . 1 4 4 2

    0 . 0 8 9 3

    0 . 0 1 8 5

    - 0 . 0 6 3 5

    - 0 . 2 4 7 0

    - 0 . 1 5 2 9

    - 0 . 3 4 3 9

    0 . 0 7 5 1

    0 . 1 5 7 3

    0 . 1 7 2 0

    0 . 1 4 8 9

    0 . 0 9 9 6

    - 0 . 0 5 0 8

    0 . 0 3 1 8

    - 0 . 1 4 5 1

    - 0 . 2 4 8 8

    - 0 . 3 5 9 8

    0 . 0 6 6 3

    0 . 1 5 1 3

    0 . 1 7 0 2

    0 . 1 5 0 6

    0 . 1 0 4 8

    0 . 0 3 7 7

    - 0 . 0 4 4 8

    - 0 . 1 4 1 3

    - 0 . 2 4 9 0

    - 0 . 3 6 7 7

    0 . 0 6 0 5

    0 . 1 4 6 9

    0 . 1 6 8 1

    0 . 1 0 6 5

    0 . 1 5 0 5

    0 . 0 4 0 0

    - 0 . 0 4 2 7

    - 0 . 1 3 9 6

    - 0 . 2 4 9 9

    - 0 . 3 7 2 5

    in (10) is JS/a times the halfth-order integral of the error

    sawtooth with A replacing x .

    From (12) it follows thathalfth-order ntegration s

    equivalent to low-pass filtering with a frequency response

    lly52.f; such a filter has impulse response 1/& for t >

    0

    and zero for

    t > 1 ,

    and it follows from (13) and from Woodward's heorem

    that, for

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    1422

    IEEE TRANSACTIONSNCOUSTICS, SPEECH, ANDIGNALROCESSING,

    VOL.

    ASSP-33.

    NO. 0, DECEMBER 1985

    Apq = 6p16qoA

    + GpoSqla+

    ,,(2n7rA)Jq(2nna).

    L

    n = I

    n n

    (17)

    Th us, afte r quantization (15) includes intermodulation and

    distortion products whose frequencies have the form p F +

    qf, w h e r e p a n d

    q

    are integers with an odd, positive sum.

    Th e second input sinusoid turns each spectral line of ( 4 )

    into a comb of lines with spacing IF

    -

    f if the two input

    frequencies

    F

    and

    f

    are relatively close together. In the

    same way that w e found there we re of the order of

    7rA

    significant lines in the spec trum of

    ( 4 ) ,

    we see that each

    comb will contain roughly 47ra lines since Jq (2na) n (17)

    becomes negligible when / q / s much larger than

    2na

    (note

    that q can be even, odd, positive, and negative), and (16)

    thus effectively includessomething ike 4n2Aa spectral

    lines altogether. Dividing the total quantization-noise

    power by thisnumber, we ind that heaverage power

    of each of these lines is oughly 1 / (48n2Aa) , ut again this

    value overestimates th e streng th of the lines for which

    lpI

    and

    191

    are small and underestimates those with

    jpl

    near

    27rA and 191 near

    2 n a .

    The sum of the output components

    in each comb ends tohave a pulse-train envelope with

    21F

    -

    f pulses per unit time occurring whenever ( t )

    -

    4 ( t )

    is a multiple of n .

    A . Large Input Amplitudes

    When A and

    a

    re both large, we can use

    (8)

    for both

    of the Bessel functions in

    (17) .

    [Note that, when

    A

    and a

    exceed 1 the arguments of all of the Bessel functions

    exceed 27r, which is already large en ough to make (8) use-

    ful if p and q are not large]. Expressing the resulting prod-

    uct of two cosines as half the cosine of the sum of the

    arguments plus half the cosine of the difference, we find

    that, except for the ca ses of input-frequency output com-

    ponents ( i .e. , p = 1

    q

    = 0 and p = 0,

    q

    = 1 ) which

    require an additional term A or a ,

    d A a

    where

    and { z > s the fractional part of z . The lower l imit on the

    integral can equally well be 0 or 1, with the sam e result,

    but g ( z ) cannot b e expressed in term s of a finite number

    of elementary functions (however, it is expressible

    [ 9 ]

    n

    term s of dilogarithms

    [7 ,

    p.

    10041

    of complex arguments).

    Note that f z ) and g ( z ) are periodic with a unit period,

    shown in Fig.

    3,

    and are a H ilbert-transform pair.

    Fig. 3.

    . f z )

    and g(z) as functions

    of

    the fractional part {z} of z. When A

    >>

    1

    + p , a >>

    1

    + q , and p + 4 is odd, the amplitude

    A,,,

    of any 1M

    product is

    + 4 / ( ~

    a)imes

    the

    sum or difference

    of f (A + a)

    and

    g

    ( A

    - a ; , , = 0 w h e n p + q is even.

    Th e right-hand expressions in (19) and ( 2 0 )are obtained

    by double integration of the second derivatives of the Fou-

    rier eries.The se second derivatives are he real and

    imaginary parts of the geometric series

    - C y

    exp

    (

    2 n n z )

    whose sum is

    -

    : ctn TZ plus terms that oscillate at a

    frequency hatgrows nfinite as N -,

    co

    andhence are

    removed by the integration. For { z > 0, the impulses at

    integ er values of z can be neg lected. Constants of integ ra-

    tion are deter min ed by the zero average value (integral

    over one period).

    Equation

    ( 2 0 )

    s well approximated by

    and by

    ( 2 2

    These two expressions together with the identity

    g(l -

    = - g ( z )

    provide accurate values of

    g ( z )

    for all values of

    z . For example, for z = $, 21) gives 0.0232365 and ( 2 2

    gives 0.0232012, while from ( 2 0 ) he tru e value is G / ( 4 n 2

    =

    0.0232017,

    where

    G

    is CatalBn's constant [lo]. Thus,

    ( 2 2 )

    gives better results than

    (21),

    and it can even be used

    up to z =

    $,

    where it gives -0.00007 instead of the cor-

    rect value, zero.

    B. Fluctuating Large Input Amplitudes

    Since

    f ( 4 ) =

    1

    2-4

    +

    3-4

    + *

    = n 4 / 9 0

    andsince

    crossproduct term s average out to zero, the mean-squared

    values off(z) and g ( z ) are both Shf 2 z ) dz = g 2 ( z )dz =

    112880.

    Because of the opposite symmetries of these two

    functions, their productf(A

    + a ) g ( A a )

    becomes zero

    when averaged over fluctuations of either input am plitude

    regardless of the value of the other. Hen ce, when A >>

    1

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    BLACHMAN:

    1M

    ANDDISTORTIONFROMQUANTIZATION OF SINUSOIDS

    1423

    and a >> 1 fluctuate ndependen tly over several quanti-

    zation ste ps, the mean-sq uared value of each of the lower-

    order distortion an d interm odulation prod ucts the average

    value of ;A;,) is

    1/(180r2Aa) .

    This value may be compared

    with our previous estimate, 1/(487r2Aa),which is biased

    upward by the effect of the higher-order products.

    As A and

    a

    vary, A,,, attains its largest valuewhen both

    f ( A +

    a )

    and

    g ( A

    -

    a )

    have their maxim um values, viz.

    0.0417 and 0.0257, respectively. Hence, A,, is at most

    0.0858/&.

    This maximum may be compared with the

    rms value

    1 / ( 9 0 ~ * A a ) ~0.0336/&.

    Notice that both

    values are well below one quantization step when

    A

    and

    a

    are even moderately large; e .g.

    ,

    he rms values is

    49.5

    dB

    below it if

    A = a =

    10.

    Intermodulation is often measured, on the other hand,

    with equal input amplitudes. When A = a , (18 ) becomes

    simply A,, =

    * 4 f ( 2 A ) / r A .

    If heseamplitudes emain

    equal but fluctuate so that the fractional pan of 2A is uni-

    formly distributed between 0 and

    1 ,

    the average value of

    pl,, isonly 1 / ( 3 6 0 ~ ~ A ~ ) ,ince here s no contribution

    from

    g ( A

    -

    a .

    C. One Strong and One Weak Input

    Exact, closed forms

    [11]-[14]

    n terms of the complete

    elliptic integrals

    K ( k )

    and

    E(k)

    have been found for the

    output-component amplitudes A,, when A 4-

    a

    < 1 and

    the quantizer accordingly acts like a hard limiter. Being

    the Fourier coefficient [11 of order p , q of y ( A sin

    +

    a

    sin

    d), A,,

    can presumably be expressed in increasingly

    complicated closed forms involving

    K ( k )

    and

    E ( k )

    for in-

    creasing values of A and

    a .

    For

    A

    >> 1, these forms would

    be cumbersome both to derive and to use, and

    so

    we now

    seek instead to approximate (17) for A >> 1 >> a as in

    For

    a

    1

    are then negligible in comparison with those for I 141

    =

    1 .

    The m ost important of the latter is A2, 1 , since the fre-

    quency

    2F -

    falls in the same band as the input fre-

    quencies

    F

    and f. For it we have the approximation

    1 2

    [ I ]

    P I

    m

    A2, I E -2a J2(2nrA)

    for

    a 1 >>

    u

    as a function of the fractio nal part { A } of th e ampl itude

    A

    of

    the trongernput ignal.This urve lsoepresentsimes the

    departure from unity of the voltage gain experienced by the w eak input

    signal.

    Notice that this differentiation yields the halfth derivative

    of the quantization staircase when

    A >> 1 .

    Again using

    (8) ,

    we find that

    (2 3 )

    becomes

    for A

    >>

    1

    >>

    a .

    (2 6 )

    Alrhough

    this

    series converges

    only

    very

    slowly (and di-

    verges when A is an integer), this expression [ 2 ] shows

    A 2 , -1 o be proportional to l / & times a zero-mean peri-

    odic function when

    A >> l >> a .

    Study of the first and

    last terms of

    (2 4 )

    shows the source

    of

    this behavior to be

    the variation due to the presence of the weak signa l in the

    length

    of

    time the input spends n its extreme quantization

    steps, the strong input being parabolic n he neighbor-

    hood

    of

    its peaks.

    Eulers summ ation formula with term s through the first

    derivative yields a good approxim ation [11 to

    ( 2 4 ) ,

    and

    hence to

    ( 2 6 ) ,

    viz.,

    A 2 , - 1 5 -

    [ ~-

    4 8 ( A } 2

    +

    8 4 { A } + 35

    P

    2 4 ( { A }

    + )32

    for A >> 1 >> a ,2 7 )

    which is shown in Fig.

    4.

    Integration

    of (2 7 )

    with respect

    to ( A } from

    0

    to 1 gives (2 9 & - 4 1 ) / (1 2 r & )

    =

    0.000323/&, showing that ( 2 7 ) is a good but not perfect

    zero-mean approximation to

    ( 2 6 ) .

    The other important output component with 141 =

    1

    is

    that of frequency

    f

    nd am plitude

    Aol .

    Putting p = 0 and

    q = 1 in

    (17), using the same approxim ation

    J I ( 2 n r a )

    E

    n m or a > 1 ,

    we again get the infinite series ( 2 6 ) , and hence we have

    Aol

    E

    a + A Z , - ~

    or

    A >>

    1

    >> a .

    Thus, Fig.

    4

    also

    describes the variation with

    A

    of the difference between

    the inp ut and output am plitudes of the s econd signal when

    A

    >> 1

    >>

    a .

    If

    a

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    IEEETRANSACTIONSONACOUSTICS,SPEECH,ANDSIGNALPROCESSING. VOL. ASSP-33, NO. 6, DECEMBER

    19

    Aol G c a / [ a ( A 2

    -

    k2)Il2] for

    a

    1

    the integral (29) aga in gives

    us

    the halfth-

    order integral

    of

    the derivative of the quantization stair-

    case, i.e., its halfth derivative.

    Likewise, (25), when applied to (6) with p = 1, yields

    - A

    U

    A2,-I G __ 1 ( 2 x 2 - A 2 ) y ' ( x ) & / (A 2 - x2)'12

    a A 2

    - A

    for

    a > 1 and show that it is the quantization-step size near

    the ex trem es of the excusions of the input that principally

    determine the distortion and intermodu lation, these rela-

    tionships are only special cases of the more exa ct, mo re

    general transf orm relationships (29) and (30 ), which show

    Aol and

    A 2 ,

    - to be related to the zeroth- and second-order

    Chebyshev transform s [5] of

    y

    (x),espectively, for a

    1.

    (32)

    2 R

    A

    n = ~

    Because Jl (2 n a a ) has not been approximated here by the

    first term,

    rzaa,

    of its power-series expa nsion, (32) con-

    verges well for all a.

    Since J , ( z ) reaches a peak

    of

    0.5819 when

    z

    =

    1.84 and

    passes through zer o when z = 3.83, oscillating th ereafte r

    as described by (8), it can be dequately approxima ted for

    I

    z

    I

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    BLACHMAN: IM AND DISTORTION FROM QUANTIZATION OF SINUSOIDS

    1425

    If

    (T

    =

    1,

    the exponential factor here is

    -

    71 dB for n =

    1 and dim inishes so fast as n increa ses that it suffices to

    retain just the first term of the summ ation. That term is

    seen to be extremely sma ll, suggesting that in the pres-

    ence of even a small amount of wideband noise (which is

    readily eliminated by output filtering), the intermodula-

    tiondue oquantization hould be undetectable; even

    without the noise the foregoing results show it to be very

    weak unless both

    A

    +

    1 and B > 1.

    Although the noise makes the quantization staircaseook

    very much like a straight ramp for the input signals, there

    is still a mean-squared d eparture from the ide al ramp equa l

    to about

    A,

    which manifes ts itself alm ost entirely in the

    form of signal

    X

    noise output [161. Returning to

    (17)

    with

    anadditional actor J r ( 2 n m ) fornarrow-bandadditive

    Gaussian input noise and an additional subscript r on Ap4

    and to (16) with a correspond ing additional term in the

    argument of the sine, we see that the variationf

    Jo(2nncy)

    about tsmeanvalue xp ( - 2 n (T ) produces up-

    pressed-carrier modulation of the signals distortion and

    intermodulation by the amplitude

    y

    of the no ise. Th e term s

    with r

    >

    0 involve phase modulation as well as amplitude

    modulation by the noise because of the additional term in

    the argument of the sine in (16).

    When the spectru m of the noise is substantially wider

    than that of the signa ls, all of these signal

    X

    noise com-

    ponents are noiselike and cannot be mistaken for signals.

    Their wider spectra permit filteringo attenuate them, but,

    even without it, they a re likely to be mask ed by the un-

    avoidable undistorted output noise when the nput noise

    has a wide spectrum.

    2 2 2

    V.

    CONCLUSIONS

    By m eans of a transform-dom ain analysis we have ex-

    tended the rangeof input-signal amplitude s for which sim-

    ple ex pressions give good approxim ations for the ampli-

    tudes of intermodulationproducts,output ignals,and

    harmonics. Our results are for the quantization staircase

    of Fig. l( a), but those for that of Fig. l( b) can be obtained

    by merely inserting the factor ( - 1) into the summations.

    Some of the foregoing results have been verified by com-

    puter simulation [

    171.

    All inputs and outputs have been expressed in units of

    quantization-step size; if these steps have width and height

    Q

    volts, the replacem ent of and

    y

    by

    x / Q

    and

    y / Q

    will

    allow the input

    x

    and the output to be expressed n volts.

    In he case of nonu niform quantization, he analyses n

    Sections 11-D and 111-C show that, when one input signal

    is much stronger than the other, the low-order intermo-

    dulation and distortion are largely d etermined by the s tep

    width at the extreme values of the stronger signal, since

    there the quantization error traverses relatively few saw-

    teeth per second.

    We have seen that the presence of even a small amount

    of additive input noise should reduce the intermodulation

    and d istortion to undetectable levels. Jus t as a seco nd in put

    signal breaks each harmo nic produced by the first input

    signal into a comb of spectral lines, the addition of noise

    breaks each line of each comb intomany components only

    one of which is pure intermodulation while all the rest are

    noiselike. Significant intermod ulation and distortion may

    rem ain, however, if the cen ters of the quantization steps

    do not lie on a straight line. Curvature f the overall stair-

    case w ould produce the well-known effects of nonlinear

    distortion [3], [5], [6], [14]-[16].

    When the input to the quantization process is sampled

    and the output is suitably low-pass filtered, intermodu la-

    tion, and distortion frequencies exceeding half the sam -

    pling rate are aliased to frequencies below it, yielding the

    quantization noise that has been the subject of other in-

    vestigations [3], [4], [181, [191

    ;

    in [191 W oodw ards theo-

    rem[6] is appliedas nSection 11-B to he term s of a

    Fourier series for the quantization erro r lik e that in (1) in

    order to simplify the analysis.

    ACKNOWLEDGMENT

    I am grateful to Prof. R.

    N.

    Bracewell of Stanford Uni-

    versity,Stanford,CA, orpapers nd eferences on-

    nected with the fractional calculus and to

    D.

    R. Morgan

    of AT&T Bell Laboratories, Wh ippany, NJ, for his very

    careful reading of earlier versions of this paper and for

    many valuable uggestions egarding ts mprovement,

    particularly the idea of using the sinusoidal a pproxim ation

    for

    J , ( 2 n ~ a )

    n

    ( 3 2 )

    when a

  • 7/27/2019 The Intermodulation and Distortion due to Quantization of Sinusoids

    10/10

    1426 IEEERANSACTIONS ON ACOUSTICS,PEECH,ND SIGNAL PROCESSING, VOL. ASSP-33,O.

    6 ,

    DECEMBER 19

    [ I61

    N.

    M. Blachman, The signal

    X

    signal, noise

    X

    noise, and signal

    X

    noise output of a nonlineari ty ,

    ZEEE Trans.

    Inform.

    Theory,

    vol. IT-

    14, pp. 21-27, Jan. 1968.

    [17]D.

    R .

    Morganand A.Aridgides,Discrete-t imedistortion analysis

    of quantized sinusoids,

    ZEEE Trans. Acoust ., Spe ech , Signal

    Pro-

    cessing, vol. ASSP-33, pp. 323-326, Feb. 1985.

    [IS] W. R. Bennett , Spectra of quantizedsignals, BellSyst. Tech.

    J . ,

    [I91 T. A.

    C.

    M. Claasen and A . Jongepier , Model for the power spectral

    density of quantization noise,

    ZEEE Trans. Acoust., Speech, Signal

    v01. 27, pp. 446- 472, July 1948.

    Processing, VOI.

    ASSP-29.

    pp. 914-917. Aug. 1981.

    ment of electroacoustic transducers and with the analysis of sonar syst

    designs. From 1945 to 1946 he worked at the Cruft Laboratory of Harva

    on signal and noise problems in radio communication, particularly FM.

    a

    member of the T heory Groupof the A ccelerator Project at the rookhav

    NationalLaboratory,Upton, NY, from1947 o 1951, hewas concern

    with the theory and design of the Cosmotron, B rookhavens

    3-GeV

    prot

    synchrotron. From 1951 to 1954 he was a mem ber of the Staff

    of

    the Ma

    ematical Sciences Division of the Office of Naval Research, Washin gto

    DC. administering

    the

    program of supported research in the fields

    of

    co

    puters and mathematics . In 1954 he joined what is now the Western Di

    sion

    of

    the GTE Government Systems Corporation, Mountain View, C

    where he is now a Senior Scientis t and Consultant on sta t is t ical commu

    cation theory. From 1958 to 1960 and from 1976

    to

    1978 he took leaves

    absence

    to

    do scientific liaison work in the field of electronics

    as a

    memb

    of the Staff of the London Branch of the United States Office of Naval R

    search . In 1964-1965 he aught communication heory, in Spanish. at h

    EscuelaTCcnica Superiorde ngen ie rosdeTe lecommicac idn .Madr id ,

    and at the Facultad de Ciencias of the University of Madrid under the Fu

    bright program while on sabbatical leave from GT E Sylvania. He has

    a

    taught at Stanford University and in the off-campu s program s

    of

    the Un

    versity of Maryland and the University of California.

    Dr. Blachman is a Fellow

    of

    the Am erican Association for the Advanc

    men t of Science and the Institution of Electrical Engineers and

    a

    memb

    of the Acou stical Society of Am erica, the Am erican Statistical A ssociati

    the Optical Society of Am erica, the In stituteof Mathematical Statis t ics ,

    Mathematical Association of America, he Society of Industrial and Ap-

    plied Mathematics , the U.S. National Commissions C

    and

    E of

    URSI,

    a

    Sigma

    Xi.

    He holds an extra-class am ateur radio operators l icensc.


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