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Who’s Keeping Score? Changes in the
Vital Records and Statistics Infrastructure in the Computer Age
Daniel J. Friedman
The NAPHSIS/NCHS Collaboration—Past Successes and Future Challenges
Salt Lake City4 June 2007
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Topics
1. Purpose2. Definitions3. Historical perspective 4. Methods5. Findings6. Reflections
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
But first, thanks to. . .
NAPHSIS executive committee Advisory committee NAPHSIS membership NCHS Former NCHS and NAPHSIS seniors
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Purpose
To assess changes in the vital records and statistics infrastructure at state and national levels since ~1980 Performance Uses Resources
Focus primarily upon public health statistics applications of birth and death records, not civil registration
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Definitions
Vital records functions include: Registration Certification Issuance Corrections Amendments Quality control and information systems
activities directly supporting vital records
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Definitions
Vital statistics functions include: Statistical analysis Compilation of vital records data Quality control and information systems
activities directly supporting vital statistics
Other health statistics functions not included
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Definitions
“States”=52 jurisdictions 50 states New York City and Washington, D.C.
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Historical perspective
Stages of U.S. vital records and statistics infrastructure
1. Colonial mandating of reporting (1632)2. Central state collection (1842)3. National establishment of registration areas
(1880)4. Integral component of public health structure
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Historical perspective
5. Increased computerization and cooperation (1968)
Computerization• ACME (1968)• Computer tapes to NCHS (1971)
Changing relationship between NCHS and states• VSCP (1973)
Enhanced emphasis on analysis• State centers for health statistics (1969)
Expanded use for administrative purposes• SSA EAB (1987)
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Methods--Indicators
Quantitative State and national levels Selection via D-S-L indicator decision
funnel
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
D-S-L indicator decision funnel#1. Potential indicators
#2. Indicators with data available
#3. Indicators with data available and meaningful
a. validb. inter-state
consistencyc. over-time
consistencyd. actionable
#4. Ratio of meaningfulness to data collection effort
#5. Final selected indicators
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Methods—Data sources
National Center for Health Statistics Published data Unpublished data
National Library of Medicine—PubMed New York Times archives Delphi survey
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Methods—Data sources
Web surveys of state vital records and statistics offices Survey #1
• Assess if states provide or estimate data• 73 indicators• 1980-2005 for six selected years• 28 responding jurisdictions
Survey #2• States provide or estimate data• 31 indicators• 1980-2005, with selected years varying among questions• 31 responding jurisdictions
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Methods--Limitations
Gap between needed potential indicators and indicators with data available
Varying Data sources Data quality
• Some self-reported• Actual data• Estimated data
Sample sizes and generalizability Start dates
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings--Performance
Indicator Births Deaths
#days from event to registration % records electronically transmitted % births with non-stated
--delivery method --birth weight --#prenatal care visits
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings--Performance
Indicator Births Deaths
% deaths with ill-defined underlying cause
# states adopting revised standard certificates # calendar days from data year end to NCHS file closure
# days from data year end to publication in state annual report # days from NCHS file closure to publication in NCHS report
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings--Uses
Indicators Births Deaths
# event registrations # birth certificate amendments processed # certificate copies issued
# National Death Index
--applications submitted --file searches
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings--Uses
Indicator Births Deaths
% states making birth or death data available on Web % states making birth or death available through interactive system on Web # special topic reports on births or deaths by state health department # new research applications for individually identifiable birth or death data
# projects with release of individually identifiable birth or death data to government programs for administrative purposes # articles in peer-reviewed journals using birth or death records as data source or sampling frame # New York Times articles citing NCHS and births or deaths
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings--Resources
Indicator Vital records Vital statistics
# NCHS training courses State health department staffing
NCHS budget
--total --VSCP as % of total budget
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings--Resources
Indicator
State health department expenditures
--total expenditures for vital records and statistics --expenditures from retained fees --expenditures from federal funds --expenditures for vital records --expenditures for vital statistics
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Findings—Central themes
1. Computerization improved performance for both vital records and vital statistics
EBC has helped to improve births performance much more than deaths
2. National system threatened by dramatic decline in implementation of revised standard certificates
3. Administrative and research uses greatly increased
4. Huge increase in uses not accompanied by concomitant increases in resources
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Reflections
U.S. vital records Essential Ubiquitous
U.S. vital statistics Essential Ubiquitous
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Reflections
BUT. . . minimal attention to
health and well-being of vital records and vital statistics infrastructure
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Reflections
Our colleagues in infrastructure improvement Henry Chadwick (1824-1908)
W. Edwards Deming (1900-1993)• “There is no substitute for knowledge”• “You can expect what you inspect”• “A system must be managed. It will not manage itself.”• “The problem is at the top; management is the problem.”
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
AL—East Standings (May 21st)
Team Won Lost
Boston A lot Not many
Baltimore Some Many
New York Fewer Even more
Toronto Fewer Even more +
Tampa Bay Is this an AL team? They stink
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
AL—East Standings (May 21st)
Team Won Lost
Boston Baltimore
New York
Toronto Tampa Bay
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
AL—East Standings (May 21st)
Team Won Lost Pct.
Boston 30 13 .698
Baltimore 20 24 .455
New York 19 23 .452
Toronto 19 24 .442
Tampa Bay 18 25 .419
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Reflections
HELP WANTED. . . A few good metrics
The NAPHSIS/NCHS CollaborationPast Successes and Future Challenges
Salt Lake City, UT June 3rd – 7th, 2007
Reflections
National State
Records Statistics Records Statistics
Performance
Uses
Resources