SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS)

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A Bloomberg Trading Solutions Offering

BE AGILE

CONTENTS 02 SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS04 OPTIMIZE YOUR WORKFLOW05 INCREASE DIRECT MARKET ACCESS06 MANAGE RISK AND COMPLIANCE07 IMPROVE OPERATIONAL EFFICIENCY

Bloomberg Trading Solutions delivers front-end portfolio, inventory, sales and trading and middle and back office operations solutions. With these solutions, buy-side and sell-side firms gain unrivaled agility to respond to their changing business needs, and market regulations and innovations. Fully integrated with the Bloomberg Professional® service, Bloomberg Trading Solutions provides access to unmatched analytics, data, news and the largest financial network, supported by Bloomberg global customer service at the local level.

EXPAND YOUR REACH

BUY-SIDE AND SELL-SIDE FIRMS GAIN UNRIVALED AGILITY TO CHANGING BUSINESS NEEDS,AND MARKET REGULATIONS & INNOVATIONS

SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONSWhether you’re a trader, compliance manager, or IT manager, you face the challenge of doing your job in the most efficient way possible. You need sell-side solutions that help you generate revenue, attain best execution, manage risk and compliance and deliver the best technology solution. Bloomberg provides global trading solutions to meet those needs.

Bloomberg Sell-Side Execution and Order Management Solutions (SSEOMS) deliver global order and execution management solutions for front-end sales and trading and middle and back office operations. SSEOMS offers an integrated suite of solutions including: idea generation, liquidity management and electronic order flow; market execution, positions and P&L and risk management; compliance and middle and back office operations. With SSEOMS, you can optimize your workflow, increase direct market access, manage risk and compliance, and improve operational efficiency.

Bloomberg delivers SSEOMS on a hosted platform for flexibility and scalability because markets evolve and your needs change. It eliminates the need to have dedicated workstations or servers on your premises, so you can lower your total cost of ownership. We take on the burden of keeping up with the costs of development inherent with changing markets, such as infrastructure build-outs, version upgrades, data sourcing, continual tuning and system maintenance.

GLOBAL SOLUTIONS FOR SELL-SIDE EQUITY FIRMS

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Leverage the largest financial network in the world ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° °

SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) 02 // 03

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SSEOMS is fully integrated with the Bloomberg Professional service, so you can take greater advantage of easy access to Bloomberg business and financial news, data and analytics ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° °

SSEOMS FOR TRADERS

• Build custom views, columns and alerts to display key data elements that are most critical to your workflows

• Create strategies and view historical performance• Gain better transparency into the market with

multi-market trading across liquidity pools

SSEOMS FOR SALES

• Shop trade ideas and strategies to customers• View real-time and historical commission reports• Search internal order inventory• Receive news and corporate action alerts on

customer focus lists

SSEOMS FOR MIDDLE OFFICE

• Access a central blotter with trades, summary views and ticket matching features

• Confirm and allocate customer block trades with post-trade processing tools

• Quickly open new customer accounts on a custom middle office dashboard

SSEOMS FOR BACK OFFICE

• Automate the trade reporting process with a rules based engine for timely execution reports.

• Real-time alerts to manage trading breaches• Real-time alerts audit reports to display full

order lifecycle

OPTIMIZE YOUR WORKFLOW

SSEOMS WORKFLOW

TOOLS FOR SALES, TRADING AND OPERATIONSBloomberg recognizes that traders, salespeople, middle-office and back-office professionals all have very different needs. SSEOMS provides users intuitive navigation, customizable views and advanced trading tools to optimize workflow.

SSEOMS provides a complete market access solution connecting to exchanges and diverse liquidity pools for any given market. SSEOMS also provides the solutions to fulfill your market making obligations and work customer orders directly from the market depth and trade proprietarily.

SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) 04 // 05

INCREASE DIRECT MARKET ACCESS

SSEOMS CONNECTIVITY

• Gain instant access to thousands of electronic counterparties, third-party FIX networks, buy-side order management systems, global exchanges, MTFs, ECNs, brokers, dark pools and algorithmic trading destinations

• Target institutional holders, the Bloomberg IOI network and buy-side OMS systems, or take advantage of capabilities to deliver IOIs via personalized email, or anonymous instant messaging

• Manage Care or DMA client orders with automatic routing rules with true “no touch” capabilities, including custom route buttons to send orders to whichever market you want with the parameters you need. Leverage algorithmic and smart order routing technology for execution or send orders to a third-party algorithmic destination

CONNECT TO EXCHANGES AND DIVERSE LIQUIDITY POOLS

SSEOMS

TRADE REPORTINGVENUES

EXCHANGECONNECTIVITY

BROKERDEALERS

ALGORITHMICTRADING

BUY-SIDEOMSs

BACKOFFICES

SSEOMS provides a full range of real-time solutions to manage risk and compliance.

MANAGE RISK AND COMPLIANCE• Increase visibility throughout your firm with easy

access to real-time positions and P&Ls individually and across the firm

• Integrate the position monitor with the Bloomberg Professional service enabling employees to view real-time news, data and analytics while tracking firm-wide positions and risk

• Meet global regulatory obligations and receive firm-wide transparency

• Set trading limits, thresholds and receive real-time alerts on trading breaches

• Maintain accurate order history for trade reporting with time stamping

• Utilize industry standard, real-time supervisory reports

SSEOMS REGULATORY REPORTING

TRACK FIRM-WIDE POSITIONS AND ORDER HISTORY

SSEOMS RISKCONTROLS

REG SHOREG NMSMIFID

TRADEREPORTING

REGULATORYREPORTING

SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS) 06 // 07

IMPROVE OPERATIONAL EFFICIENCY

SSEOMS improves firm-wide operational efficiency through seamless workflow and pre-integration with the Bloomberg Professional service and third-party providers to achieve straight through processing.

• Onboard buy-side connectivity with existing Bloomberg routers or utilize third-party network firms

• Limit dual entry to third-party systems with real-time integration with back office providers

• Manage the allocation process with full integration to Omgeo’s suite of products and direct FIX connectivity with your clients’ OMS

SEAMLESS WORKFLOW FOR STRAIGHT THROUGH PROCESSING

SSEOMS INTEGRATION

SSEOMS BACK OFFICEINTEGRATION

THIRD-PARTYPROVIDERS

OMGEOALLOCATIONPRODUCTS

OMS TARGETEDIOI INTEGRATION

08 // 09 SELL-SIDE EXECUTION & ORDER MANAGEMENT SOLUTIONS (SSEOMS)

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Bloomberg Trading Solutions and SSEOMS not only help address the needs you have today, but also prepare you for those to come. To learn more email our SSEOMS team at sseomsb@bloomberg.net / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / /

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