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    Page 1

    Introduction to the Basics of UV/EBChemistry and Formulations

    SUNY ESF

    Institute for Sustainable Materials andanu ac ur ng

    Dr. Mike J. Idacavage

    Esstech, Inc.September 27, 2012

    Agenda

    Introduction to UV/EB Curing

    Basic Formulation strategy

    Oligomers

    Monomers

    Photoinitiators

    Cationic Cure

    Electron Beam

    2

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    Page 2

    Energy Curable Industrial Coatings

    3

    Energy Curable Graphic Arts Applications

    4

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    Page 3

    What is Energy Curing?

    Using UV energy, visible light, or high energy electronsas opposed to thermal, evaporative, or oxidative (air-dr cure to form a coatin film or ink

    Types of energy used for energy curing:

    Ultra Violet (UV): 200 400 nm

    Visible light: typically 380 - 450 nm

    Electron beam: low energy electrons

    5

    While I will try to use the term energy curable, please note that the terms radiationcurable or UV/EB curable may be used interchangeably.

    Why Use Energy Curing?

    Productivity, Productivity, Productivity Seconds to cure vs. minutes or hours

    Lower Overall Cost (per cured part) 100% solids, cure speed, recycling of coating, etc

    Single component formulas Eliminates mixing errors found in 2 component systems

    Regulatory Concerns (VOC emission) Avoid solvent use in most cases

    6

    Sma er equipment ootprint Less floor space needed

    Energy costs (esp. now with high oil prices)

    Did I mention Productivity?

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    Page 4

    Areas of Strength for EC

    Scratch Resistant Coatings (plastic, paper up-grade)

    Over Print Varnishes

    Printing Inks (Litho, Flexo, Screen)

    Wood Coatings

    Electronic & Fiber Optic Coatings

    Photopolymer Plates

    7

    EC can generate a high crosslink density network that results in a coating with high gloss and

    hardness, scratch and stain resistance and fast cure. EC also works best with flat substrates, which

    are found in all of the above markets.

    Areas for Improvement

    Adhesion to some metals, esp. during post-forming

    Adhesion to some plastics

    Tear resistance

    Low gloss in 100 % solid systems

    Low film weight for 100% solids

    Overall cure of 3-D parts

    8

    EC coatings can have high shrinkage, which adversely affects adhesion to non-porous substrates.

    Lack of solvent coupled with a fast cure reduces the formulators ability to meet low gloss, low film

    build requirements. Additional lamps are needed to cure 3D parts since EC is a line of sight cure

    method.

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    Page 5

    RADIATION CURING

    TYPES OF RADIATION USED

    UV - ultraviolet photons

    EB - low energy electrons

    9

    RADIATION CURING CHEMISTRY

    Free Radical

    Polymerization through double bonds

    (Meth)Acrylate double bonds most commonfunctionality

    Cationic

    Polymerization through epoxy groups

    Cycloaliphatic epoxies most commonly used

    10

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    Page 6

    RADIATION CURING CHEMISTRY

    Free Radical Curing - UV Photoinitiator absorbs UV light and generates free

    Free radicals react with double bonds causing chainreaction and polymerization

    Cationic Curing - UV Photoinitiator absorbs UV light and generates a

    ew s ac

    Acid reacts with epoxy groups resulting inpolymerization

    11

    RADIATION CURING CHEMISTRY

    Free Radical Curing - EB

    Electrons open double bonds initiatingpo ymerization - no p otoinitiatorrequired

    Cationic Curing - EB

    Electrons decompose photoinitiator to

    -for polymerization

    12

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    Page 7

    UV CURING

    Acrylated Resin(s)basic coating properties

    CC

    UU

    ono unc ona onomer s

    viscosity reduction, flexibility

    Multifunctional Monomer(s)

    viscosity reduction, crosslinking

    Additives

    UVUV

    LightLight

    EE

    DD

    PP

    RR

    OO

    DD

    per ormance ine tuning

    Photoinitiator Packagefree radical generation

    UU

    CC

    TT

    13

    EB CURING

    Acrylated Resin(s)CC

    UU

    basic coating properties

    Monofunctional Monomer(s)

    viscosity reduction, flexibility

    Multifunctional Monomer(s)

    viscosit reduction crosslinkin

    RR

    EE

    DD

    PP

    RR

    OO

    ElectronsElectrons

    Additives

    performance fine tuning

    UU

    CC

    TT

    14

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    Page 8

    Formulating for properties

    Some desirable properties for coatings:

    Adhesion

    Cure speed

    SARC (scratch & abrasion resistant coatings)

    Weatherability

    Flexibility

    Pi mented s stems

    15

    Everything You Always Wanted to Know About UVFormulating

    16

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    Page 9

    Formulation of EC Products

    FormulaLamp

    17

    Application

    All three aspects are interrelated

    FORMULATING A UV CURABLE SYSTEM

    PHOTOINITIATORSPHOTOINITIATORS

    ADDITIVESADDITIVES

    MONOMERSMONOMERS

    OLIGOMEROLIGOMER

    18

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    Page 10

    PHOTOINITIATORSPHOTOINITIATORS

    FORMULATING A UV CURABLE SYSTEM

    ADDITIVESADDITIVES

    MONOMERSMONOMERS

    OLIGOMER

    19

    OLIGOMER TYPES

    (Meth)Acrylated

    Epoxies

    Characteristics

    fast curing, hard, solvent resistant, lower cost

    Aliphatic Urethanes

    Aromatic Urethane

    Polyesters

    flexible, tough, non-yellowing, best weatheringproperties

    flexible, tough, lower cost than aliphaticurethanes

    low viscosity, good wetting propertiesies

    Acrylics

    Specialty Resins

    good weathering properties, low Tg

    adhesion, special applications

    20

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    Page 11

    Epoxy Acrylate

    OLIGOMERS

    bisphenol A diglycidyl ether diacrylate

    CH2 CH C O CH2 CH CH2 O C

    CH3

    CH3

    O CH2 CH CH2 O C CH C H2

    OOHOHO

    21

    Urethane Acrylate

    OLIGOMERS

    aliphatic urethane diacrylate

    CH2 CH C O R O C NH CH2 NH C O R' O C NH CH2 NH C R O C CH CH3

    O OO OOO

    CH3 CH3

    CH3 CH3

    CH3 CH3

    22

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    Page 12

    FORMULATING A UV CURABLE SYSTEM

    PHOTOINITIATORSPHOTOINITIATORS

    ADDITIVESADDITIVES

    MONOMERS

    OLIGOMEROLIGOMER

    23

    MONOMERS

    Monofunctional Monomer

    CCHH33 CCHH33

    CCHH33

    OOCC

    OO

    CCCCHH22

    HH

    IBOAisobornyl acrylate

    24

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    Page 13

    MONOMERS

    Difunctional Monomer

    O O

    TRPGDAtripropylene glycol diacrylate

    CH2 CH C O (C3H6O)3 C CH CH2

    25

    MONOMERS

    Trifunctional Monomer

    O

    CHCHCOCH

    CH3 CH2 C CH2 O C CH CH2

    O

    O

    CH2CHCOCH2

    TMPTAtrimethylol propane triacrylate

    26

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    Page 14

    Cure

    Speed

    Monomer Selection

    Flexibility AdhesionVisc.

    ReductionResidualUncured

    -

    Func.

    Di-

    func.

    Trifunc. &

    Hi her

    27

    Like all generalizations, these trends are usually, but not always, true

    FORMULATING A UV CURABLE SYSTEM

    ADDITIVESADDITIVES

    PHOTOINITIATORSPHOTOINITIATORS

    MONOMERSMONOMERS

    OLIGOMEROLIGOMER

    28

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    Page 15

    ADDITIVES

    Pigments Flatting Agents

    Fillers

    Defomers

    Wetting Agents

    Slip Aids

    29

    FORMULATING A UV CURABLE SYSTEM

    ADDITIVESADDITIVES

    PHOTOINITIATORSPHOTOINITIATORS

    MONOMERSMONOMERS

    30

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    Page 16

    Photoinitiators

    31

    Terms/Glossary

    max(pronounced lambda max)

    The wavelength at which photoinitiator absorbs the most

    energy; also known as peak absorbance

    absorbance The amount of light a material takes in as opposed toreflecting or transmitting it

    cure The conversion of unreacted material to reacted material;transformation of monomers and oligomers to a polymer

    network; in practical terms, usually the point at which the wet

    material reaches a mar free state (or any other property of

    interest)

    photons A quantum of light; a packet of light energy

    polymerization The reaction by which monomers (and oligomers) areconverted to high molecular weight materials (polymers)

    radical AKA free radical, molecule fragment with 1 unpaired electron.Not an ion (has no charge)

    transmission The amount of light passing through a material; the ratiobetween the outgoing (I) and the incoming intensity (Io),

    %T = (I/Io) x 100

    32

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    Page 17

    Why Are PI Necessary?

    PI Characteristics Absorb UV light or electrons to form active species (radicals

    or acids)

    Add to monomer/oligomer to start cure process(polymerization)

    Different PI absorb UV light at different wavelengths

    Match PI with UV lam out ut

    Only reacts with UV-Vis energy, not heat

    Long pot life/shelf life

    33

    Initiation System is irradiated, reactive species (free radicals) created

    Pro a ation

    UV Radical Polymerization

    Oligomers and monomers add to the growing polymer chain,creating a high MW network

    Termination Two radicals combine to stop the chain reaction

    termination

    34

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    Initiation Process

    System is irradiated and the photoinitiator absorbs some of

    Initiation

    the incoming energy

    Photoinitiator forms one or more free radicals

    A free radical then combines with an acrylate to form a newradical that is the active species for the growing polymer

    UV polymerization is line-of-sight only shadowed areas very

    35

    Propagation Process

    Propagation

    Free radical

    on end of polymer

    chain

    Reacts with an

    acrylate to make a

    Referred to as a chain reaction

    new radical

    36

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    Page 19

    Termination Process Two radicals (active species, growing chains, PI fragments)

    Termination

    If PI concentration is too high, the radicals from the PI cancontribute to a high termination rate

    A high termination rate can lead to Greater levels of unreacted material

    Poor physical properties (e.g. low adhesion, greater marring, poor

    37

    Initiation

    Summary

    I 2 IUV Energy

    I + M IM

    Propagation

    IM + M

    IMM + M

    IMM

    IMMM

    P~M + M~P P~M-M~P- -

    IMMM + M IMMMM

    P~M + I P~M-I

    - -

    I = Initiator M = Monomer (or any acrylate) P = Polymer chain

    38

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    Page 20

    Classes of Photoinitiators Photocleavage (unimolecular PI)

    a-cleavage PI - Adsorbs light and fragments to form theradicals which initiate polymerization.

    Photoabstraction (bimolecular PI)

    Hydrogen abstraction PI - Adsorbs light and abstractshydrogen from another molecule (photoactivator) whichproduces radicals.

    Amine synergist (photoactivator) - Donates a hydrogen to thep o osens zer o pro uce e ra ca s w c n a epolymerization.

    39

    Photoinitiator, photosensitizer, and photoactivator are often used as differentwords for photoinitiators even though they are not the same

    Liquids are easier to handle in a plant (but often $$)

    Photoinitiator Mixtures (liquid blends)

    PI blends offer advantages

    Absorb over a larger range of wavelengths better chance ofavoiding interference from e.g. pigments and make use ofmore of the available UV energy

    40

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    Page 21

    Photoinitiator Selection

    Absorption characteristics of photoinitiator

    and formulated system

    Pigmentation

    Spectral output of UV lamps

    Oxygen inhibition

    Weatherability (yellowing)

    Handling (liquid vs. solid)

    Toxicity

    Cost

    41

    Matching PI with UV lamp

    Different UV lamps emit energy in different part of the spectrum

    Need to match absorbance of the PI with the output of the lampor ig est e iciency

    PI / Lamp Output Match

    (Additol CPK / Fusion "H" bulb)

    Good absorbance (PI) + Good energy output ("H" bulb) = Good match

    42

    200

    210

    220

    230

    240

    250

    260

    270

    280

    290

    300

    310

    320

    330

    340

    350

    360

    370

    380

    390

    400

    410

    420

    430

    440

    450

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    Page 22

    Oxygen inhibition

    Oxygen can inhibit (slow down) the cure speed of coatings andinks, especially in thin layers

    Solutions:

    Amine synergists

    Cure under an inert (N2) atmosphere

    43

    Cationic Cure

    44

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    Page 23

    CATIONIC CURING MECHANISM

    Initiation (Light & Heat)

    O

    R H+MF 6

    -

    O

    R

    H+

    O

    R

    O

    R

    R

    HO

    +

    initiation

    h

    photoinitiator

    HO

    R+

    CATIONIC CURING MECHANISM

    Polymerization (Chain Reaction; Heat)

    polymerization

    O

    R

    O

    R

    R

    HO

    +

    O

    R

    R

    O

    R

    R

    O

    n

    +

    chain reaction

    mO

    R

    HO

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    Page 24

    Radical vs. Cationic

    Radical Cationic

    wide variety of raw materials more limited raw materialsinhibited by oxygen not inhibited by oxygennot inhibited by high humidity inhibited by high humiditynot inhibited by basic materials inhibited by basic materialsfull cure in seconds full cure in hoursshrinkage - greater shrinkage - lessadhesion - less adhesion - greaterep o cure - grea er ep o cure - ess

    cost - less cost - greater

    UV/EB market share - 92-94% UV/EB market share - 6-8%

    47

    UV Cationic Curing

    Cycloaliphatic Epoxide(s)

    basic coating properties

    CU

    UV

    Light

    Polyol(s)

    crosslinking, flexibility

    Epoxy/Vinyl Ether Monomer(s)

    viscosity reduction

    Additives

    performance fine tuning

    ED

    PROD

    oto n t ator ac agecation generation - commonly sulphonium salts

    UCT

    48

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    Page 25

    Cycloaliphatic Epoxides

    Epoxides

    Major Component of the formulation

    Builds properties of the film

    Other components are modifiers

    CH2 O C

    O

    O

    49

    Electron Beam

    50

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    Page 26

    ELECTRON BEAM

    Ionizing radiation or low energy electrons (e)

    have sufficient energy to break bonds in coating, and generate free

    can penetrate into and through a coating/ink, and through somesubstrates

    are not affected by pigmentation or transparency of coating/ink orsubstrate

    generate little to no heat

    dose can be precisely controlled

    enable high through put

    51

    E BEAM PARAMETERS

    Voltage = Electron Penetration

    Equals Thickness Penetrated

    units are e volts: MeV, keV

    Amperage = Beam Current

    Equals Exposure Intensity

    units are amps

    =

    Expressed in kGy (kiloGray) or Mrad (mega rad)

    52

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    Page 27

    High Voltage E BEAM PENETRATION

    10

    12

    eV

    0

    2

    4

    6

    8

    Voltage,

    Penetration, mils

    53

    LOW VOLTAGE E BEAM PENETRATION

    300

    350

    V

    0

    50

    100

    150

    200

    250

    Voltage,

    0 5 10 15 20

    Penetration, mils

    54

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    Page 28

    eAND hv PENETRATION

    55

    LOW VOLTAGE E BEAM

    56

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    Thank You!

    Dr. Mike J. Idacavage

    Director of Business Development

    Esstech Inc.

    Email: [email protected]

    Phone: 1-610-422-6589

    57


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